Professional Documents
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Legal Ethics Case Digest
Legal Ethics Case Digest
Imbang
AC No. 6788; August23, 2007
Facts : This case is about the disbarment or Suspension against Atty. JoseR. Imbang for multiple
violations of the Code of Profess ional Responsibility.
1992, Ramos sought the assistance of Atty. Imbang in filing civil andcriminal actions against the spouses
Roque and ElenitaJovellanos. She gave Imbang P8, 500 as attorney's fees but the latter issued areceipt
for P5,000 only.Ramos tried to attend the scheduled hearings of her cases againstthe Jovellanoses.
Imbang never allowed her to enter thecourtroom and always told her to wait outside. He would
thencome out after several hours toinform her that the hearing hadbeen cancelled and rescheduled.
This happened six times and foreach appearance in court, respondent charged her P350.Ramos
was shocked to learn that Imbang never filed any caseagainst the Jovellanoses and that he was
in fact employed in thePublic Attorney's Office (PAO)
HELD: YES, as per SCs decision Lawyers are expected to conduct themselves with honesty and
integrity. More specifically, lawyers in government service are expected to be more conscientious
of their actuations as they are subject to public scrutiny. They are not only members of the bar but also
public servants who owe utmost fidelity to public service.
The SC supported this with three explanations:
1. Code of Ethical Standards for Public Officials and Employees Section 7(b)(2) of the Code of Ethical
Standards for Public Officials and Employees provides Section 7. Prohibited Acts and Transactions. -- In
addition to acts and omissions of public officials and employees now prescribed inthe Constitution and
existing laws, the following constitute prohibited acts and transactions of any public official and
employee and are hereby declared unlawful (b) Outside employment and other activities related thereto,
public officials and employees during their incumbency shall not (1) Engage in the private practice of
profession unless authorizedby the Constitution or law, provided that such practice will notconflict
with their official function. In this instance, Imbang received P5,000 from the complainant
andissued a receipt on July 15, 1992 while he was still connected with thePAO. Acceptance of money from
a client establishes an attorney-clientrelationship.
2. Revised Administrative Code Section 14(3), Chapter 5, Title III, Book V of the Revised Administrative
Code provides:oThe PAO shall be the principal law office of the Government in extending free
legal assistance to indigent persons in criminal, civil,labor, administrative and other quasi-judicial cases.
As a PAO lawyer, Imbang should not have accepted attorney's fees fromthe complainant as this was
inconsistent with the office's mission.
3. Code of Professional Responsibility Canon 1 of the Code of Professional Responsibility provides:o
CANON 1. A LAWYER SHALL UPHOLD THE CONSTITUTION,OBEY THE LAWS OF THE LAND
AND PROMOTE RESPECTFOR THE LAW AND LEGAL PROCESSES. Every lawyer is obligated to
uphold the law. This undertaking includesthe observance of the above-mentioned prohibitions blatantly
violated byImbang when he accepted the complainant's cases and receivedattorney's fees in
consideration of his legal services. Consequently, Imbang's acceptance of the cases was also a breach
ofRule 18.01 of the Code of Professional Responsibility because theprohibition on the private
practice of profession disqualified him fromacting as Ramos' counsel.
FACTS: This treats of a Complaint[1] for Disbarment filed by Gisela Huyssen against respondent Atty. Fred
L. Gutierrez. Complainant alleged that in 1995, while respondent was still connected with the Bureau of
Immigration and Deportation (BID), she and her three sons, who are all American citizens, applied for
Philippine Visas under Section 13[g] of the Immigration Law. Respondent told complainant that in order that
their visa applications will be favorably acted upon by the BID they needed to deposit a certain sum of
money for a period of one year which could be withdrawn after one year. Believing that the deposit was
indeed required by law, complainant deposited with respondent on six different occasions from April 1995
to April 1996 the total amount of US$20,000. Respondent prepared receipts/vouchers as proofs that he
received the amounts deposited by the complainant but refused to give her copies of official receipts despite
her demands. After one year, complainant demanded from respondent the return of US$20,000 who
assured her that said amount would be returned.When respondent failed to return the sum deposited, the
World Mission for Jesus (of which complainant was a member) sent a demand letter to respondent for the
immediate return of the money. In a letter dated 1 March 1999, respondent promised to release the amount
not later than 9 March 1999. Failing to comply with his promise, the World Mission for Jesus sent another
demand letter. In response thereto, respondent sent complainant a letter dated 19 March 1999 explaining
the alleged reasons for the delay in the release of deposited amount. He enclosed two blank checks
postdated to 6 April and 20 April 1999 and authorized complainant to fill in the amounts. When complainant
deposited the postdated checks on their due dates, the same were dishonored because respondent had
stopped payment on the same. Thereafter, respondent, in his letter to complainant dated 25 April 1999,
explained the reasons for stopping payment on the checks, and gave complainant five postdated checks
with the assurance that said checks would be honored. Complainant deposited the five postdated checks
on their due dates but they were all dishonored for having been drawn against insufficient funds or payment
thereon was ordered stopped by respondent. After respondent made several unfulfilled promises to return
the deposited amount, complainant referred the matter to a lawyer who sent two demand letters to
respondent. The demand letters remained unheeded.
Thus, a complaint[2] for disbarment was filed by complainant in the Commission on Bar Discipline of the
Integrated Bar of the Philippines (IBP).
ISSUE: Whether or not the respondent violated the Code of Professional Responsibility.
RULING: Yes. We agree with the IBP Board of Governors that respondent should be severely sanctioned.
We begin with the veritable fact that lawyers in government service in the discharge of their official task
have more restrictions than lawyers in private practice. Want of moral integrity is to be more severely
condemned in a lawyer who holds a responsible public office.[7]
It is undisputed that respondent admitted[8] having received the US$20,000 from complainant as shown by
his signatures in the petty cash vouchers[9] and receipts[10] he prepared, on the false representation that
that it was needed in complainants application for visa with the BID. Respondent denied he misappropriated
the said amount and interposed the defense that he delivered it to a certain Atty. Mendoza who assisted
complainant and children in their application for visa in the BID.[11]Such defense remains unsubstantiated
as he failed to submit evidence on the matter. While he claims that Atty. Mendoza already died, he did not
present the death certificate of said Atty. Mendoza. Worse, the action of respondent in shifting the blame
to someone who has been naturally silenced by fate, is not only impudent but downright ignominious. When
the integrity of a member of the bar is challenged, it is not enough that he deny the charges against him;
he must meet the issue and overcome the evidence against him.[12] He must show proof that he still
maintains that degree of morality and integrity which at all times is expected of him. In the case at bar,
respondent clearly fell short of his duty. Records show that even though he was given the opportunity to
answer the charges and controvert the evidence against him in a formal investigation, he failed, without
any plausible reason, to appear several times whenever the case was set for reception of his evidence
despite due notice.
Respondents act of asking money from complainant in consideration of the latters pending application for
visas is violative of Rule 1.01[17] of the Code of Professional Responsibility, which prohibits members of
the Bar from engaging or participating in any unlawful, dishonest, or deceitful acts. Moreover, said acts
constitute a breach of Rule 6.02[18] of the Code which bars lawyers in government service from promoting
their private interest. Promotion of private interest includes soliciting gifts or anything of monetary value in
any transaction requiring the approval of his office or which may be affected by the functions of his office.[19]
Respondents conduct in office betrays the integrity and good moral character required from all lawyers,
especially from one occupying a high public office. A lawyer in public office is expected not only to refrain
from any act or omission which might tend to lessen the trust and confidence of the citizenry in government;
he must also uphold the dignity of the legal profession at all times and observe a high standard of honesty
and fair dealing. Otherwise said, a lawyer in government service is a keeper of the public faith and is
burdened with high degree of social responsibility, perhaps higher than his brethren in private practice.
As a lawyer, who was also a public officer, respondent miserably failed to cope with the strict demands and
high standards of the legal profession.
Section 27, Rule 138 of the Revised Rules of Court mandates that a lawyer may be disbarred or suspended
by this Court for any of the following acts: (1) deceit; (2) malpractice; (3) gross misconduct in office; (4)
grossly immoral conduct; (5) conviction of a crime involving moral turpitude ; (6) violation of the lawyers
oath; (7) willful disobedience of any lawful order of a superior court; and (8) willfully appearing as an attorney
for a party without authority to do so.[27]