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Judgment of Grand Chamber Neulinger and Shuruk
Judgment of Grand Chamber Neulinger and Shuruk
SWITZERLAND JUDGMENT 1
GRAND CHAMBER
CASE OF NEULINGER AND SHURUK v. SWITZERLAND
(Application no. 41615/07)
JUDGMENT
STRASBOURG
6 July 2010
This judgment is final but may be subject to editorial revision.
PROCEDURE
1. The case originated in an application (no. 41615/07) against the Swiss Confederation
lodged with the Court under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by two Swiss nationals, Ms
Isabelle Neulinger and her son Noam Shuruk (“the applicants”), on 26 September 2007.
The first applicant also has Belgian nationality and the second applicant also has Israeli
nationality.
2. The applicants were represented by Mr A. Lestourneaud, a lawyer practising in
Thonon-les-Bains (France). The Swiss Government (“the Government”) were
represented by their Agent, Mr F. Schürmann, of the Federal Office of Justice.
3. The applicants alleged in particular that by ordering the return of Noam Shuruk to
Israel, the Federal Court had breached their right to respect for their family life as
guaranteed by Article 8, taken separately and in conjunction with Articles 3 and 9 of the
Convention. They also claimed that there had been a violation of Article 6, alleging that
the Federal Court had adopted an excessively restrictive interpretation of the exceptions
to the Swiss authorities' obligation to order the second applicant's return and in doing so
had failed to take account of his best interests.
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4. The application was allocated to the First Section of the Court (Rule 52 § 1 of the
Rules of Court). Within that Section, the Chamber that would consider the case (Article
27 § 1 of the Convention) was constituted as provided in Rule 26 § 1.
5. On 27 September 2007 the President of the Chamber decided to indicate to the
Government, under Rule 39, that it was desirable, in the interest of the parties and for the
proper conduct of the proceedings before the Court, not to enforce the return of Noam
Shuruk.
6. On 22 November 2007 the Court decided to give notice to the Government of the part
of the application concerning the complaint under Article 8. It further decided that the
admissibility and merits of the case would be examined at the same time (Article 29 § 3
of the Convention). It also decided to give the application priority under Rule 41.
7 The Chamber having decided, after consulting the parties, that no hearing on the merits
was required (Rule 59 § 3 in fine), the parties replied in writing to each other's
observations.
8. Written comments were received from Mr Shai Shuruk, the second applicant's father,
who had been granted leave under Rule 44 § 2 to intervene as a third party.
9. On 8 January 2009 a Chamber composed of Christos Rozakis, President, Anatoly
Kovler, Elisabeth Steiner, Dean Spielmann, Sverre Erik Jebens, Giorgio Malinverni and
George Nicolaou, judges, and Søren Nielsen, Section Registrar, delivered a judgment.
Unanimously, it declared the complaint under Article 8 of the Convention admissible and
the remainder of the application inadmissible. By four votes to three it found that there
had been no violation of Article 8. The separate dissenting opinions of Judges Kovler,
Steiner and Spielmann were appended to the judgment.
10. On 31 March 2009 the applicants requested that the case be referred to the Grand
Chamber under Article 43 of the Convention and Rule 73. The panel of the Grand
Chamber granted the request on 5 June 2009. It moreover confirmed the application of
the interim measures that had been indicated under Rule 39.
11. The composition of the Grand Chamber was determined according to the provisions
of Article 27 §§ 2 and 3 of the Convention and Rule 24.
12. The applicants and the Government each filed written observations on the merits.
13. Observations were also received from Mr Shuruk. However, as they did not comply
with the conditions laid down in Rule 44 §§ 2 and 4 of the Rules of Court, in conjunction
with Article 36 § 2 of the Convention, they were not added to the case file.
14. A hearing took place in public in the Human Rights Building, Strasbourg, on 7
October 2009 (Rule 59 § 3).
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 3
THE FACTS
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4 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
child attained his majority, that is to say on 10 June 2021, unless annulled by the court in
the meantime.
20. In an interim decision of 27 June 2004, the same court granted “temporary custody”
of the child to the mother and requested the Tel Aviv social services to draw up an urgent
welfare report. The “guardianship” of the child was to be exercised jointly by both
parents.
21. In a decision of 17 November 2004, the court, on the recommendation of a social
worker, confirmed the first applicant's custody of the child and granted a right of
“visitation” to the father.
22. On 10 January 2005 the Israeli social services were obliged to intervene. They
instructed the parents to live apart, in the interest of the child. The letter they sent to the
parents read as follows:
“1. We take the view that to maintain a common home and live, as you have been
doing, under the same roof is not in the child's interest – and that is an
understatement. It appears to us that the environment of constant recrimination and
invective created by Shai against Isabelle has caused her permanent stress that may
prevent her from fulfilling her role as a mother, when she is already faced with the
need to find a job in order to support herself and pay the rent. It should be noted that
Shai pays neither the maintenance ordered by the court nor the rent.
We felt that some of Shai's recriminations verged on the absurd. He has decided that
the child's illness, like the glandular fever and the epileptic fit that the child has
suffered, are the mother's fault. Shai persists in asserting that Isabelle 'is not a good
mother'; he does not accept the fact that the child attends nursery school, and claims
that the medical certificates are insufficient. We advise Shai to speak to the doctors
who are treating the child.
Although he is maintained by Isabelle, Shai demands that the food complies to a very
strict degree with Jewish dietary laws, observing one dietary rule or another ...
There is no doubt that living apart will resolve some of these problems.
We find that Shai creates a hostile environment at home - an atmosphere of verbal
aggression and threats that terrorise the mother.
In the light of the foregoing, we cannot but find that the mother is exposed to mental
harassment and that the maintaining of a common home is harmful to the child.
2. Under the powers conferred on us by sections 19 and 68 of the Law on Legal
Capacity, we reiterate our warning to Shai, calling on him not to take his child with
him to engage in religious proselytising on the public highway, where he encourages
passers-by to put on phylacteries and collects donations.
Likewise, the father is requested not to take the child with him to the synagogue for a
whole day at a time.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 5
We emphasise that the provisions on access in respect of the child are intended to
bring father and child together for their common activities, and not for other
purposes.”
23. That same day, the first applicant filed a complaint with the police accusing her
husband of assault.
24. In an injunction of 12 January 2005 the competent judge of the Tel Aviv Family
Court, upon an urgent application lodged earlier that day by the first applicant, prohibited
the father from entering the child's nursery school or the first applicant's flat, from
disturbing or harassing her in any manner whatsoever, and from carrying or possessing a
weapon. Restrictions were also imposed on the access right granted to the father, who
was now authorised to see the child only twice a week under the supervision of the social
services at a contact centre in Tel Aviv.
25. The couple's divorce was pronounced on 10 February 2005 with no change in the
attribution of guardianship.
26. As the father had defaulted on his maintenance payments to the first applicant, an
arrest warrant was issued against him on 20 March 2005.
27. In a decision of 27 March 2005 a judge of the Tel Aviv Family Court dismissed an
application lodged by the first applicant for the annulment of the ne exeat order
prohibiting the removal of the second applicant from Israel. The judge found, in
particular, that there was a serious risk that the mother would not return to Israel with the
child after visiting her family abroad, in view of the fact that she had no ties in that
country.
28. On 24 June 2005 the first applicant secretly left Israel for Switzerland with her son.
29. On 27 June 2005 Noam's father contacted the Israeli Central Authority, which was
unable to locate the child until 21 May 2006, when Interpol Jerusalem forwarded him a
note from Interpol Berne indicating that the first applicant was in Switzerland.
30. On 22 May 2006 the Israeli Ministry of Justice transmitted to the Swiss Federal
Office of Justice an application for the return of the child pursuant to the Hague
Convention on the Civil Aspects of International Child Abduction of 25 October 1980
(the “Hague Convention”; see paragraph 57 below). In support of its application it
indicated, among other things, that Interpol Berne had notified it only the day before that
Noam and his mother were living in Lausanne and that the latter had applied for the
renewal of her Swiss passport.
31. In a decision of 30 May 2006, delivered upon an application by the child's father, the
Tel Aviv Family Court observed that the child was habitually resident in Tel Aviv and
that, as of 24 June 2005, the date of the applicants' departure, the parents had been joint
guardians of their son, with the mother having temporary custody and the father a right of
access. The court held that the child's removal from Israel without the father's consent
had been wrongful within the meaning of Article 3 of the Hague Convention.
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32. On 8 June 2006 the child's father lodged an application with the Lausanne District
Justice of the Peace seeking an order for his son's return to Israel. He requested in
particular, as an extremely urgent measure, that the Lausanne Passport Office be ordered
to retain the applicants' Swiss passports.
33. On 12 June 2006 the Justice of the Peace made an order allowing the application by
Noam's father for an extremely urgent measure.
34. Following a new application for an extremely urgent measure, faxed by the child's
father on 27 June 2006, the Justice of the Peace, in a provisional-measures order made
that same day, ordered the first applicant to deposit her passport and that of Noam
immediately with the registry of the Justice of the Peace Court, on pain of criminal
sanctions for refusal to comply with the decision of an authority.
35. The first applicant, assisted by counsel, and the legal representative of the father,
whose obligation to appear in person had been waived, made representations to the
Justice of the Peace on 18 July 2006.
36. In a decision of 29 August 2006, after a hearing, the father's application was
dismissed by the Lausanne District Justice of the Peace. The court took the view that,
whilst the child's removal had been wrongful within the meaning of Article 3 of the
Hague Convention, it had to apply Article 13, sub-paragraph (b), of that convention, as
there was a grave risk that the child's return would expose him to physical or
psychological harm or otherwise place him in an intolerable situation.
37. On 25 September 2006 the father appealed against that decision before the
Guardianship Division (chambre des tutelles) of the Vaud Cantonal Court, which ordered
an expert's report and for that purpose appointed Dr. B., a paediatrician and child
psychiatrist. In his report, delivered on 16 April 2007, he stated that the child's return to
Israel with his mother would expose him to a risk of psychological harm whose intensity
could not be assessed without ascertaining the conditions of that return, in particular the
conditions awaiting the mother and their potential repercussions for the child; that the
return of the child without his mother would expose him to a risk of major psychological
harm; and that the maintaining of the status quo would also represent for the child a risk
of major psychological harm in the long term.
38. On 30 November 2006 the competent court in Tel Aviv cancelled an indictment for
domestic violence that the second wife of Noam's father had initiated, as she had left the
country.
39. In a letter of 12 March 2007, in connection with the proceedings to secure the child's
return, the Israeli Central Authority made the following observations to its Swiss
counterpart:
“We acknowledge receipt of your letter dated 7 February, 2007. We wish to respond
to the questions raised in that letter as follows:
Mr Shuruk states that in the event that the mother refuses to return to Israel, he will
take care of the child. He currently lives in an apartment with a roommate, however if
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 7
the child is returned to Israel, he states that he will immediately secure an apartment
to live in with the child. He is currently working and studying at an institution for
religious learning, from 9:00 AM to 3:00 PM. The child would be in daycare/nursery
school during those hours. Mr. Shuruk points out that prior to the child's abduction to
Switzerland, he was in daycare as the mother worked. Mr. Shuruk advises that his
extended family would provide a back-up system for him in the event that he would
need assistance from time to time.
The Appeal Court in Switzerland has raised a concern as to how Mr. Shuruk can care
for the child when his right of access has been restricted. As we stated in our letter to
your office dated 28 September 2006, it must be remembered that according to the
report of the social worker in Israel, the father and child had a wonderful relationship.
There were plans to expand the visitation, to include overnight visits, however these
plans were interrupted as a result of the mother's abduction of the child. If the mother
were to refuse to return to Israel with the child, she would in effect be agreeing to the
father having de facto custody, and Mr. Shuruk could apply to the Israeli court to
grant an order reflecting the new reality.
You further asked what steps could be taken to protect the mother should she return,
given her allegations of violence on the part of Mr. Shuruk. Mr. Shuruk denies all
such allegation. Furthermore, we are attaching a copy of the Decision of the Tel Aviv
Magistrate's Court dated 30 November, 2006 together with a translation into English.
This decision concerned an indictment filed against Mr. Shuruk for allegations of
assault by his second wife. As you can see, the complainant apparently left Israel and
could not be located, therefore the court canceled the indictment against Mr. Shuruk.
In any event, we wish to draw your attention to the law in Israel that provides
protection in cases of allegations of family violence. That law is The Prevention of
Family Violence Law 1991. We are attaching a translation of that law into English,
and an unofficial translation into French. Section 2 provides for protection orders that
can be made. Therefore, if the mother has any concerns for her safety, she can apply
to the court in Israel and request any necessary protection. Her allegations should not
constitute a basis for the Swiss court to refuse to return the child to Israel.
You informed us that the court ordered a psychological evaluation of the child. We
must express our concern in this respect. Such evaluation was not ordered by the
lower court, and we wish to inquire as to why it has been ordered at this late stage. It
must be remembered that the child was abducted by the mother in June 2005. The
child has not seen his father in almost two years. During this period he has been
subject to the sole influence of the mother. We therefore question what can be gained
by a psychological evaluation of the child. It must be remembered that this is a Hague
Convention proceeding, and not a custody case. It seems that the mother is trying to
prove that the child will be psychologically damaged by being separated from her if
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he is returned to Israel. However this can be avoided if the mother will act in the
child's best interests and return with him. As we stated in our letter of 28 September,
2006, the mother does not appear to have any justifiable reason under the Hague
Convention to prevent her return.”
40. In a letter of 30 April 2007 to the lawyer acting for Noam's father, the Israeli Central
Authority made the following observations on the question whether the first applicant
would be prosecuted or imprisoned if she returned to Israel:
“You have requested that we inform you as to the legal consequences that would face
the mother, Isabelle Neulinger, should she return to Israel with the child, as a result of
the act of abduction of the child.
In terms of criminal consequences for the act of abduction, abduction is an offence
under Israel's Penal Law 1977 and carries a possible penalty of imprisonment.
However, according to the guidelines of the State Attorney of Israel, upon receipt of a
criminal complaint of parental abduction, the police are to forward the matter to the
Central Authority under the Hague Convention for guidelines as to how to proceed in
the matter. The State Attorney's guidelines provide that criminal proceedings should
be commenced only in very exceptional circumstances. In Ms. Neulinger's case,
should she comply with an order to return the child to Israel, not disappear with the
child upon her arrival to Israel, cooperate with the Israeli authorities and comply with
the existing court order for supervised visitation by Mr. Shuruk (pending any further
decision), the Central Authority for Israel would positively consider instructing the
Israel Police to close the criminal file for lack of public interest, provided that
Ms Neulinger not commit further acts of abjection with respect to the child.
In terms of civil consequences, we can inform you that the sole consideration in both
the Israeli civil courts and Rabbinical courts, when deciding matters such as custody
and access, is the best interests of the child.”
41. In a judgment of 22 May 2007 the Guardianship Division of the Vaud Cantonal
Court dismissed the father's appeal. Having carried out an additional investigation, and
taking into account the expert's report by Dr B. of 16 April 2007, it took the view that the
child's return carried a grave risk of psychological harm, whether or not he was
accompanied by his mother, and would also place him in an intolerable situation. It
therefore considered that the conditions of Article 13, sub-paragraph (b), of the Hague
Convention were met. Finding, however, that the child could not be deprived of all
relations with his father, it prescribed measures with a view to rebuilding the personal
relationship between them. Its judgment read as follows:
“4 (d) ... In response to the questions put to him, expert B. ... states in his conclusions
that Noam's return to Israel with his mother would expose him to psychological harm,
the intensity of which cannot be assessed without knowledge of the conditions of
such return, in particular those awaiting his mother and the repercussions which they
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 9
might have on the child; as regards the child's return to Israel without his mother, [the
expert] is of the opinion that it would expose him to major psychological harm, as
described in detail in the report. In the 'discussion' part of his report the expert
emphasises that Noam's situation seems at present to be completely blocked. On the
one hand, given his young age and his complete lack of recollection of his first years
in Israel, including of his father, any visit to that country without his mother, even a
brief visit, and even if the legal situation allowed it, would be psychologically highly
traumatic, involving extreme separation-related anxiety and a major risk of severe
depression. On the other hand, the possibility of the mother's return to Israel with
Noam, even for a short period, is totally out of the question for the mother. In answer
to the question whether Noam's return to Israel might place the child in an intolerable
situation, the expert replied that it was 'clearly' the conditions of the child's possible
return to Israel that would or would not render the situation intolerable. He observed
that, likewise, it was the conditions of his continuing residence in Switzerland that
would or would not render his situation there intolerable and that the maintaining of
the status quo represented a long-term major psychological risk for the child, with the
result that, if there were no understanding between his parents, an agreement would
urgently be required between the child protection services of the States of the parents'
residence in order to make up for their failure to act.
In accordance with Article 13, third paragraph, of the Hague Convention, this court
also requested the Israeli Central Authority to provide information about the child's
social background, by answering the following questions: 'in the event that, as she has
stated, the mother does not return to Israel, who will take care of the child and where
will he stay? As the father does not appear to be in gainful employment, who will
provide for the child's upkeep? As the right of access has been restricted by judicial
decisions, what measures will be taken to ensure that the exercise of the right of
access does not harm the child's physical and psychological welfare?' In its letter of
12 March 2007 the Israeli Central Authority did not really answer the questions put to
it, so it is impossible to be satisfied about the interests of the child. The Central
Authority merely mentioned the appellant's intentions concerning his son if his son
should return to Israel without his mother, in the following terms: '[I]n the event that
Noam's mother refuses to return to Israel, the father will take care of the child. He
currently lives in an apartment with a roommate; however if the child is returned to
Israel, he states that he will immediately secure an apartment to live in with the child.
He is currently working and studying at an institution for religious learning, from 9
am to 3 pm. The child would be in daycare/nursery school during those hours.
Mr Shuruk points out that prior to the child's abduction to Switzerland, he was in
daycare as the mother worked. Mr Shuruk advises that his extended family would
provide a back-up system for him in the event that he needs assistance from time to
time.' As to the issue of how Shay Shuruk would be able to take care of the child,
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10 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
given that he has only a restricted right of access, the Israeli Central Authority
emphasised: 'As we stated in our findings of 28 September 2006, according to the
report of the social worker in Israel, the father and child had a wonderful relationship.
There were plans to expand the visitation, to include overnight visits; however these
plans were interrupted as a result of the mother's abduction of the child.' The Israeli
Central Authority concluded that '[i]f the mother were to refuse to return to Israel
with the child, she would in effect be agreeing to the father having de facto custody,
and Mr Shuruk could apply to the Israeli court to grant an order reflecting the new
reality'.
It should be noted that neither the conclusions of the child psychiatrist's report nor the
information provided by the Israeli Central Authority are conducive to Noam's return
to Israel. Not only would such a return entail a grave risk of exposure to
psychological harm, whether or not he is accompanied by his mother, it would also
place him again in an intolerable situation. First, the psychiatric expert observes that
if the child returns to Israel with his mother, he will risk being exposed to
psychological harm whose intensity cannot be assessed without knowledge of the
conditions of that return. In that connection, the Guardianship Division is of the
opinion that, since the child's removal to Israel, even if his mother accompanies him,
may expose the child to psychological harm and since, unlike the 'classic scenario'
envisaged by the Hague Convention, the respondent has custody of her son, she
cannot reasonably be required to return to Israel. An additional factor is that the
mother's return to Israel would also undermine the child's economic security, since
the mother would be required to find a job there, in order to provide not only for her
own needs but also for those of her son. The fact that the appellant has never
provided for his child's upkeep and that he is known to earn only 300 francs per
month cannot be disregarded when the interests of the child are taken into
consideration in that context. Lastly, it must be considered that the requirement of the
mother's return is disproportionate to the reason for the return: the object of the
Hague Convention is to put the child back into the legal situation in which he was
before he was abducted. However, the present return is requested in order to allow
the appellant to exercise his right to a personal relationship, a right which is shown to
have been exercised before the child's departure under the supervision of the social
services in the form of two weekly meetings of two hours each. To require a mother
to uproot herself in order to permit the exercise of such a restricted right of access,
when the child's return certainly entails a risk of grave psychological harm, in view of
the conditions of insecurity in which the return will take place, constitutes an
intolerable situation for the child within the meaning of Article 13, sub-paragraph (b),
of the Hague Convention.
As to Noam's return to Israel without his mother, the expert is of the opinion that it
would be psychologically highly traumatic, involving extreme separation anxiety and
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 11
a major risk of severe depression, which can be explained by his young age and his
total lack of recollection of his first years in Israel, including of his father. That
element is sufficient for a finding that the condition laid down in Article 13, sub-
paragraph (b), is satisfied. In addition, the information provided by the Israeli Central
Authority about the arrangements envisaged in the event that the child returns
without his mother are, at the very least, a matter for concern: although the appellant
has, legally speaking, only a very restricted right of access, under supervision, it is
envisaged, according to the information provided by the Central Authority, that the
appellant will take his son home (without any guarantee that he will by then have an
individual flat) and will thus have de facto custody. In that connection, the Israeli
Central Authority claims that by refusing to return to Israel with her son, the
respondent is implicitly acquiescing in that change of situation – a new reality of
which the appellant will then seek validation by the Israeli judicial authorities. That
does not correspond to the aim pursued by the Hague Convention, which provides for
the immediate return of the unlawfully removed child in order to put it back in the
status quo ante. Such a return cannot therefore be ordered on the basis of the Hague
Convention, and it is emphasised that there is no doubt that Noam's return to Israel in
such circumstances would definitely expose him to a risk of major psychological
harm, owing not only to the fact that he would be abruptly separated from his mother,
when she has been his principal parental reference since he was born and has been the
only one to provide for his upkeep, but also to the fact that he will be just as abruptly
faced with a father of whose existence he has just learnt. In the light of the foregoing,
the appeal on this point must be dismissed. ...
5. ... In the present case, it is apparent from the file that Noam Shuruk has lived with
his mother, who has custody of him, for at least one year in Lausanne. Thus, the
Justice of the Peace of the District of Lausanne had jurisdiction, ratione loci and
ratione materiae, to take the disputed protective measure. As to the merits, it is
sufficient to state that, since the child has no recollection of his father, owing to the
process of physiological amnesia attributable to his very young age, there are valid
grounds for avoiding an abrupt reunion, as the welfare of the child requires that the
resumption of a personal relationship with his father should take place calmly and
gradually, after he has been properly prepared for that new situation, as may be seen
from the expert's convincing submissions on that point. The ground of appeal is
therefore ill-founded and must be rejected ...”
42. The father lodged a civil appeal with the Federal Court seeking the quashing of the
Cantonal Court's judgment and the return of the child to Israel. He alleged that the court
had misapplied Article 13, sub-paragraph (b), of the Hague Convention, principally, and
Article 3 of the Convention on the Rights of the Child, secondarily.
43. In a decision of 27 June 2007, the President of the appropriate division of the Federal
Court granted the father's request for immediate suspension of the judgment.
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proof lies with the person who opposes the child's return (ibid., recital 4b, in
FamPra.ch 2002, p. 620 and the reference cited therein).
4.2 The Cantonal Court observed that the case concerned a very young child in the
custody of his mother, who had always provided for him. The father, for his part,
lived in a religious community where he was fed, and from his activity as a sports and
art teacher he had a monthly income of only 300 [Swiss] francs. The custody of the
child had been withdrawn from him on account of the atmosphere of fear that he had
created at the family home. For the same reason, the Israeli courts ordered him to live
separately and prohibited him from approaching the mother's flat. Before the child's
removal to Switzerland he had only had a restricted right of visitation, limited to two
hours twice a week, under the supervision of the Israeli social services. Concerning
the conditions of a possible return of the child without his mother, according to the
information provided by the Israeli Ministry of Justice on 12 March 2007, the father,
who now shares a flat with one other tenant and still works in an institution for
religious education, would be prepared to take care of the child. Taking into account
the laconic and not very reassuring nature of this information, together with the
expert's report by Dr ..., a psychiatrist, the Cantonal Court considered that a return to
Israel involved a risk of psychological harm for the child and might place him in an
intolerable situation, whether or not he was accompanied by his mother. The court
added that, in view of the father's low income, the return to Israel of the respondent
would also undermine the child's economic stability and the mother would have to
find a job in order to provide for them both.
In his appeal, the appellant does not criticise the Cantonal Court's finding that there
was a grave risk that the child would be exposed to psychological harm if he returned
to Israel without his mother. He is of the opinion, however, that such a risk would not
exist if the child's mother accompanied him to Israel, as could be reasonably expected
of her. As regards that latter hypothesis, the judgment of the Cantonal Court fails to
provide any evidence of such a grave risk of harm, or of any intolerable situation for
the child. The expert psychiatrist failed, in particular, to address that question, simply
explaining that the risk could not be assessed without ascertaining the conditions of a
possible return. As to the appellant's aggressive behaviour towards the respondent, it
does not appear from the Cantonal Court's judgment that the child would be
threatened directly or indirectly as a result of witnessing such violence against his
mother. She stated that the father had complied with the arrangements for his right of
visitation and that the visits had gone well. The social worker appointed to supervise
the right of visitation had described as wonderful the father-son relationship as
established just before the child's abduction by his mother. She has not claimed that
the appellant breached the judicial instructions which required him not to approach
her flat or to disturb and/or harass her. As to the considerations relating to the father's
low income and his ties with the 'Lubavitch' religious community, as they stand they
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14 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
do not indicate a grave risk that the child would be exposed to harm within the
meaning of Article 13, sub-paragraph (b), of the Hague Convention. Whilst such
considerations may help to determine which of the two parents offers the best child-
raising capacities for the purpose of deciding on the attribution of the right of custody
– a matter that is decided by the judicial authorities of the place of habitual residence
(Article 16 of the Hague Convention) – they are not pertinent, however, for a
decision about the return of a child after a wrongful abduction (see recital 4.1 above).
As to the mother's threat not to return to Israel, the judgment of the Cantonal Court
did not deal at all with the reasons for her refusal, whereas it should have established
the existence of objective circumstances justifying that attitude. The Cantonal Court
judges quoted the expert psychiatrist who had referred to the 'judicial risks' that
would be entailed in the event of a return to Israel, without any indication as to
whether the respondent actually faced a prison sentence as a result of the abduction.
Supposing that such a risk were proven, she could not be expected to return to Israel
with the child – and that would accordingly rule out the return of [the child] in view
of the major psychological harm that would be caused to him by the separation from
his mother. She made no comment on that question in her reply to the Federal Court;
in particular, she has not claimed that immediate imprisonment, or even any criminal
sanction at all, would be imposed on her. Neither has she argued that in the event of
her return to Israel it would be impossible or very difficult for her to integrate, or, in
particular, to find a new job. Consequently, it cannot be said that the mother's return,
and therefore that of the child, would be unbearable for economic reasons either.
Therefore, as the respondent has failed to establish the existence of reasons that
would objectively justify a refusal on her part to return to Israel, it must be accepted
that she could reasonably be expected to return to that State of origin accompanied by
the child. In these circumstances, it is of no import that the information provided by
the Israeli Central Authority (see recital 4.2 above) on which the Cantonal Court
based, in particular, its justification of the exception to the child's return as provided
for by Article 13, sub-paragraph (b), of the Hague Convention, was deemed not very
reassuring, because that information was based only on the hypothesis of the child's
return without his mother.
Accordingly, the Cantonal Court judges breached Article 13, sub-paragraph (b), of
the Hague Convention in finding that they were entitled to apply an exception to the
child's return to the State of his habitual residence. The appeal must therefore be
allowed and the judgment of the court below quashed, without it being necessary to
examine the complaint concerning a violation of Article 3 of the Convention on the
Rights of the Child. It is incumbent on the respondent to secure the return of the child
... to Israel by the end of September 2007. ...
The Federal Court therefore finds as follows:
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 15
1. The appeal is allowed and the judgment of the court below is quashed.
2. The respondent is ordered to secure the return of the child ... to Israel by the end of
September 2007.
...”
45. On 20 August 2007 the child's father, through counsel, lodged an application with
the Lausanne District Justice of the Peace, who was responsible for the enforcement of
the return decision, seeking the appointment of an ad hoc administrator for the child who
would be entrusted with the organisation of his departure. On 1 October 2007 he
withdrew that application after the Court had decided, on 27 September 2007, to indicate
interim measures to the Government.
46. Subsequently, the applicants transmitted to the Court a medical certificate issued on
23 February 2009 by Dr M.-A., a paediatrician in Lausanne, which reads as follows:
“I, the undersigned, certify that I have seen the child Noam Shuruk, born on 10 June
2003, on a number of occasions since 7 October 2005.
On each occasion Noam has been accompanied by his mother, with whom he has a
very good relationship.
His behaviour is appropriate and his level of psychomotor development and language
are above average. He does not appear to suffer from any psychological trauma or
from any emotional or educational deficiencies.
He is a confident boy, capable of forming good relationships, in particular with
adults.
He is in good physical health, with little trace of intercurrent infections.
An abrupt return to Israel without his mother would constitute a significant trauma
and a serious psychological disturbance for this child.”
47. In a provisional-measures order of 29 June 2009 the President of the Lausanne
District Court, at the request of the first applicant, decided that Noam should live at his
mother's address in Lausanne, suspended the father's right of access in respect of his son
and granted parental authority to the mother, so as to allow her to renew the child's
identity papers. The decision was based on the following grounds in particular:
“[I]t is noted that the respondent was summoned to appear by court order served at
his last known address in Israel.
The letter was returned marked 'gone away', which can be translated as 'parti sans
laisser d'adresse' (gone without leaving a forwarding address).
... It appears that the mother has custody of the child while parental authority is still
held jointly.
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16 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
The father was apparently required to 'exercise a right of visitation' under the
supervision of the social services ...
In the context of the proceedings, the respondent never appeared at the hearings but
was represented by counsel, who is apparently no longer acting for his client ...
According to case-law, the wrongful removal of a minor does not in itself preclude
the establishment of a new habitual residence for the child in the country to which it
has been taken (see Federal Court Judgment 125 III 301, Journal des Tribunaux 1999
I 500).
In the present case, Noam has been living in Switzerland continuously since June
2005.
He attends school there.
He has family ties there on his mother's side.
He receives medical attention there.
He is also a national of Switzerland,
of which he speaks the language, in this case French.
Interim measures in favour of the applicant were decided by the European Court of
Human Rights, which requested the Swiss Government not to return Noam to Israel
in spite of the Federal Court's decision.
Despite his legal battle, the respondent has never sought to see his child,
and his place of residence is unknown.
He appears to have lost interest in the present case.
Consequently, the child now has a stable relationship only with his mother.
It is therefore appropriate to allow her application and to decide provisionally that
Noam should reside in Lausanne, Switzerland, at the place of his habitual residence,
with his mother.
Article 273 § 1 of the Civil Code provides that the father or mother not having
parental authority or custody and the minor are reciprocally entitled to maintain such
personal relations as may be appropriate in the circumstances.
The right to personal relations is intended to preserve the bond between parents and
children ...
The maintaining and development of this bond is obviously beneficial to the child.
Personal relations must accordingly be fostered, unless the child's welfare is
endangered.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 17
The scope of personal relations and the manner in which they are carried on should
be appropriate to the situation, in other words taking fair account of the particular
circumstances of the case.
The child's welfare is the most important assessment criterion (see Federal Court
Judgment 127 III 295, с 4a).
The entitled person's situation and interests should also be taken into consideration:
his or her relationship with the child, personality, place of abode, free time and
environment.
Special conditions for the exercise of access rights may be imposed ...
The applicant has requested the withdrawal of the respondent's access right in respect
of their son Noam.
In the circumstances of the case, the respondent's access right was already limited by
decisions given by the Israeli authorities before the child's departure for Switzerland.
The child has not seen his father since 2005.
They apparently have no common language.
In any event, the resumption of access rights, if requested by the respondent, could
only be gradual.
The respondent's place of residence is currently unknown.
In the circumstances it appears appropriate to order the provisional suspension of the
respondent's access rights in respect of his son Noam.
The applicant requests that 'parental authority in respect of Noam, born on
10 June 2003, be exclusively and provisionally granted to his mother Isabelle
Neulinger in Lausanne for the purposes of renewing his identity papers'.
The applicant has explained that her son, who has dual Israeli and Swiss nationality,
currently has no identity documents.
He had a Swiss passport until recently.
However, when it expired the administrative authorities refused to issue him with a
new one without the father's consent, as the parties had joint parental authority in
respect of the child.
The respondent's place of abode is currently unknown.
The applicant is thus unable to ask him for such consent.
The child lives in Switzerland with her,
and she has custody of him.
17
18 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
The present case, on the merits, admittedly concerns a change in the attribution of
parental authority, since the applicant requests that by virtue of Swiss law it be
exclusively granted to her.
It may appear that the provisional measure requested, if granted, settles the case on
the merits.
However, the requested measure is far more limited in scope since it is only to ensure
the possibility of obtaining identity papers for the applicant's child.
The child is a Swiss national resident in Switzerland.
It is therefore necessary for him, like any other citizen, to obtain identity papers.
The applicant's request is therefore granted.
...”
It does not appear, from the information currently before the Court, that either party to
the dispute has appealed against that decision.
Preamble
“The States Parties to the present Convention,
...
Convinced that the family, as the fundamental group of society and the natural
environment for the growth and well-being of all its members and particularly
children, should be afforded the necessary protection and assistance so that it can
fully assume its responsibilities within the community,
Recognizing that the child, for the full and harmonious development of his or her
personality, should grow up in a family environment, in an atmosphere of happiness,
love and understanding, ...
Have agreed as follows:
...”
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 19
Article 7
“1. The child shall be registered immediately after birth and shall have the right from
birth to ... know and be cared for by his or her parents. ...”
Article 9
“1. States Parties shall ensure that a child shall not be separated from his or her
parents against their will ...”
Article 14
“1. States Parties shall respect the right of the child to freedom of thought, conscience
and religion.
2. States Parties shall respect the rights and duties of the parents and, when
applicable, legal guardians, to provide direction to the child in the exercise of his or
her right in a manner consistent with the evolving capacities of the child. ...”
Article 18
“1. States Parties shall use their best efforts to ensure recognition of the principle that
both parents have common responsibilities for the upbringing and development of the
child. Parents or, as the case may be, legal guardians, have the primary responsibility
for the upbringing and development of the child. The best interests of the child will
be their basic concern. ...”
They have both confined themselves to stating that all values and principles of the
convention should be applied to each particular case (see Rachel Hodgkin and Peter
Newell (eds.), Implementation Handbook for the Convention on the Rights of the Child,
United Nations Children's Fund 1998, p. 37). In addition, the Committee has emphasised
on various occasions that the convention must be considered as a whole, with the
relationship between the various articles being taken into account. Any interpretation
must be consistent with the spirit of that instrument and must focus on the child as an
individual having civil and political rights and its own feelings and opinions (ibid, p. 40).
52. According to the “Guidelines on Determining the Best Interests of the Child” issued
by the UN High Commissioner for Refugees:
“The term 'best interests' broadly describes the well-being of a child. Such well-being
is determined by a variety of individual circumstances, such as the age, the level of
maturity of the child, the presence or absence of parents, the child's environment and
experiences”. (UNHCR Guidelines on Determining the Best Interests of the Child,
May 2008)
53. The principle of “the child's best interests” is also embodied in Articles 5 and 16 of
the Convention on the Elimination of All Forms of Discrimination against Women.
Article 5 (b) requires States Parties to take all appropriate measures to:
“ensure that family education includes a proper understanding of maternity as a social
function and the recognition of the common responsibility of men and women in the
upbringing and development of their children, it being understood that the interest of
the children is the primordial consideration in all cases”.
54. Article 16 (d) of that convention states that men and women should have
“[t]he same rights and responsibilities as parents, irrespective of their marital status,
in matters relating to their children; [and] in all cases the interests of the children
shall be paramount”.
55. Even though the principle does not appear in the International Covenant on Civil and
Political Rights, the Human Rights Committee in its General Comments 17 and 19
referred to “the paramount interest” of the child in the event of the separation or divorce
of its parents. In its General Comment 17 (adopted at its 35th Session, 1989) the
Committee stated that if a marriage is dissolved, steps should be taken, keeping in view
the paramount interest of the children, to guarantee, so far as is possible, personal
relations with both parents. For abandoned children, special measures must be taken in
order to enable them to develop in conditions that most closely resemble those
characterising the family environment. In its General Comment 19 (adopted at its 39th
Session, 1990) the Committee indicated that any discriminatory treatment in regard to
divorce, child custody, visiting rights, etc., must be prohibited, unless the paramount
interest of the child required otherwise.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 21
56. The European Union's Charter of Fundamental Rights, which became legally binding
with the entry into force of the Lisbon Treaty on 1 December 2009, contains the
following Article:
Article 1
“The objects of the present Convention are:
(a) to secure the prompt return of children wrongfully removed to or retained in any
Contracting State; and
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22 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
(b) to ensure that rights of custody and of access under the law of one Contracting
State are effectively respected in the other Contracting States.”
Article 3
“The removal or the retention of a child is to be considered wrongful where:
(a) it is in breach of rights of custody attributed to a person, an institution or any other
body, either jointly or alone, under the law of the State in which the child was
habitually resident immediately before the removal or retention; and
(b) at the time of removal or retention those rights were actually exercised, either
jointly or alone, or would have been so exercised but for the removal or retention.
The rights of custody mentioned in sub-paragraph (a) above may arise in particular
by operation of law or by reason of a judicial or administrative decision, or by reason
of an agreement having legal effect under the law of that State.”
Article 4
“The Convention shall apply to any child who was habitually resident in a
Contracting State immediately before any breach of custody or access rights. The
Convention shall cease to apply when the child attains the age of 16 years.”
Article 5
“For the purposes of this Convention –
(a) 'rights of custody' shall include rights relating to the care of the person of the child
and, in particular, the right to determine the child's place of residence;
(b) 'rights of access' shall include the right to take a child for a limited period of time
to a place other than the child's habitual residence.”
Article 11
“The judicial or administrative authorities of Contracting States shall act
expeditiously in proceedings for the return of children.
If the judicial or administrative authority concerned has not reached a decision within
six weeks from the date of commencement of the proceedings, the applicant or the
Central Authority of the requested State, on its own initiative or if asked by the
Central Authority of the requesting State, shall have the right to request a statement
of the reasons for the delay. ...”
Article 12
“Where a child has been wrongfully removed or retained in terms of Article 3 and, at
the date of the commencement of the proceedings before the judicial or
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 23
administrative authority of the Contracting State where the child is, a period of less
than one year has elapsed from the date of the wrongful removal or retention, the
authority concerned shall order the return of the child forthwith.
The judicial or administrative authority, even where the proceedings have been
commenced after the expiration of the period of one year referred to in the preceding
paragraph, shall also order the return of the child, unless it is demonstrated that the
child is now settled in its new environment.
Where the judicial or administrative authority in the requested State has reason to
believe that the child has been taken to another State, it may stay the proceedings or
dismiss the application for the return of the child.”
Article 13
“Notwithstanding the provisions of the preceding Article, the judicial or
administrative authority of the requested State is not bound to order the return of the
child if the person, institution or other body which opposes its return establishes that:
...
(b) there is a grave risk that his or her return would expose the child to physical or
psychological harm or otherwise place the child in an intolerable situation.
The judicial or administrative authority may also refuse to order the return of the
child if it finds that the child objects to being returned and has attained an age and
degree of maturity at which it is appropriate to take account of its views.
In considering the circumstances referred to in this Article, the judicial and
administrative authorities shall take into account the information relating to the social
background of the child provided by the Central Authority or other competent
authority of the child's habitual residence.”
Article 14
“In ascertaining whether there has been a wrongful removal or retention within the
meaning of Article 3, the judicial or administrative authorities of the requested State
may take notice directly of the law of, and of judicial or administrative decisions,
formally recognized or not in the State of the habitual residence of the child, without
recourse to the specific procedures for the proof of that law or for the recognition of
foreign decisions which would otherwise be applicable.”
Article 20
“The return of the child under the provisions of Article 12 may be refused if this
would not be permitted by the fundamental principles of the requested State relating
to the protection of human rights and fundamental freedoms.”
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24 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
Article 21
“An application to make arrangements for organizing or securing the effective
exercise of rights of access may be presented to the Central Authorities of the
Contracting States in the same way as an application for the return of a child.
The Central Authorities are bound by the obligations of co-operation which are set
forth in Article 7 to promote the peaceful enjoyment of access rights and the
fulfilment of any conditions to which the exercise of those rights may be subject. The
Central Authorities shall take steps to remove, as far as possible, all obstacles to the
exercise of such rights.
The Central Authorities, either directly or through intermediaries, may initiate or
assist in the institution of proceedings with a view to organizing or protecting these
rights and securing respect for the conditions to which the exercise of these rights
may be subject.”
2. Consideration of the child's “best interests” in the context of Article 13, sub-
paragraph (b), of the Hague Convention
58. According to the Explanatory Report by Ms Elisa Pérez-Vera on the drafting of the
convention,
“... since one factor characteristic of the situations under consideration consists in the
fact that the abductor claims that his action has been rendered lawful by the
competent authorities of the State of refuge, one effective way of deterring him
would be to deprive his actions of any political or juridical consequences. The
Convention, in order to bring this about, places at the head of its objectives the
restoration of the status quo ...”. (§ 16, p. 429)
59. However, the Hague Convention contains five exceptions to the principle of the
child's prompt return, among which the most commonly invoked exception is that of
Article 13, sub-paragraph (b).
60. The French Court of Cassation, the House of Lords and the Finnish Supreme Court
have all expressly incorporated the concept of the “child's best interests” into their
application of the exception based on a “serious risk” within the meaning of Article 13,
sub-paragraph (b), of the Hague Convention.
61. In a case from 2005 the French Court of Cassation stated that:
“under Article 13, sub-paragraph (b), an exception can be made to the child's prompt
return only if there is a grave risk of harm or of the creation of an intolerable
situation”
and that
“by virtue of Article 3 § 1 of the New York Convention on the Rights of the Child, a
provision that is directly applicable before the French courts, such circumstances
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 25
must be assessed with the child's best interests as the primary consideration”. (Court
of Cassation, First Civil Division, 14 June 2005, appeal no. 04-16942)
62. That court thus upheld a judgment of the Aix-en-Provence Court of Appeal of 13
May 2004, finding that:
“the child's best interests [had been] taken into consideration by the Court of Appeal,
which [had] accordingly reached the conclusion ... that it was appropriate to order the
prompt return of the child under the Hague Convention.”
63. The Finnish Supreme Court conducted a similar assessment in applying the
exception under Article 13, sub-paragraph (b), indicating that:
“... the court had pointed out that a grave risk of harm would not exist if the mother
returned to France with her children and ensured that their living conditions were
adapted according to their best interests ...”. ([27 December 1996] Supreme Court of
Finland 1996:151, S96/2489)
64. In a case examined on 16 November 2006 by the House of Lords concerning the
abduction of a child from Romania to the United Kingdom, Lord Hope observed:
“it is impossible to believe that the child's best interests would be served by his return
forthwith to Romania.” (In re D (a child), [2006] UKHL 51)
25
26 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
access rights, more specifically where they have to decide whether to grant the remedy of
return to non-custodial parents who hold access rights.
70. However, there seems to be a trend towards a wide interpretation of wrongful
removal or retention, thus broadening the scope of custody rights to allow types of
parenting other than the holding of custody rights to benefit from the convention's
protection.
71. In the case of C. v. C. (England and Wales Court of Appeal; [1989] 1 WLR 654,
657-658), for example, a custodial parent had removed a child from Australia in breach
of a restraining order (also called a ne exeat order, prohibiting a child's removal from a
given geographical area). In that case the child could not be removed without the consent
of the non-custodial parent. The court found that the convention's judicial remedy of
return applied. They justified this reasoning by equating the ability to grant or withhold
consent for relocation with a custodial “right to determine the child's place of residence”.
72. The Family Court of Australia took the same approach in the case of José García
Resina, where a father lodged an application under the convention for the return of his
children after they had been taken to France by their maternal grandparents (José García
Resina and Muriel Ghislaine Henriette Resina, [1991] FamCA 33). The Australian court
considered both a custody order, which gave the father “reasonable access” to the
youngest child, and an injunction restraining both the mother and the father from
removing the children from Australia. It ultimately ordered the return of the children
pursuant to the convention because their removal had violated the father's custody rights
that had been created by the restraining order. Similarly, the Israeli Supreme Court found
that a custody agreement between parents contained a mutual consultation clause for
major changes and unusual events, which implicitly included decisions on the residence
of the child (Foxman v. Foxman, Israeli Supreme Court, 1992). The court thus considered
that the father had rights of custody within the meaning of the Convention.
73. It appears that other national courts, in particular in common law countries, have
largely cited the C. v. C. case and have followed its general holding that if the custodial
parent needs permission from the court or the non-custodial parent before removing the
child from a country, a removal without such permission may be regarded as “wrongful”
within the meaning of Article 3 of the Convention (see Re F, England and Wales Court
of Appeal, [1995] 3 WLR 339, where the father had rights of custody, even though the
mother had a court order giving her temporary “care and control” and there was no order
barring the child's removal).
74. However, the practice of domestic courts is not homogeneous. Thus, for example,
the United States Court of Appeals found that access rights coupled with a ne exeat
clause did not constitute “rights of custody” within the meaning of the Hague Convention
(Croll v. Croll, 229 F.3d 133, 143, Second Circuit, 2000).
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28 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
child would only be taken to the State of origin to await the final attribution of the
right of custody to the abducting parent, before coming back to Switzerland again
with that parent. Such coming and going would ultimately only have served the
purpose of bringing the case before the authorities of the former State of residence.
Such a solution would be inadmissible according to the spirit and purpose of the
Hague Convention, because it would be incompatible with the child's interests. But
the situation would have to be beyond doubt for the Swiss court dealing with the
request for return. Unless the circumstances can be established clearly, the court will
have to rule that the return to the parent's State of origin is bearable and that,
accordingly, the child will not be placed in an intolerable situation such as to justify a
decision denying the return under Article 13, sub-paragraph (b), of the Hague
Convention.
Sub-paragraph (c) refers to placement with third parties. If the child's return were to
lead to separation from the parent who wrongfully removed or retained the child
(because return is impossible for that parent or cannot reasonably be required of him
or her), it could only be carried out in appropriate conditions if the child were placed
with a third party in the State of origin. However, such a solution should only be
sought, with the resulting possibility for the competent Swiss court to order the
child's return, if placement with a third party is not manifestly contrary to the child's
interests. That third condition can be satisfied only if separation from the parent
remaining in Switzerland is bearable for the child – which may be the case where he
or she has an antagonistic relationship with that parent – and if the foster family
receiving the child can provide proper guarantees as to the protection and normal
upbringing of the child. In any event, such a situation should only be envisaged as an
ultima ratio.
It must further be noted that, for the return to be compatible with the child's interests
and, in particular, for the conditions of Article 13 of the Hague Convention to be
fulfilled, the authority ruling on the matter has to be apprised of the situation
prevailing in the State of origin and of the legal provisions in force there. Thus, the
parties, and in particular the parents, have a duty to participate in the establishment of
the facts. The hearing of the parties in person by the court (section 9(1) and (2)) is
therefore of great importance. The new provisions concerning the procedure and the
cooperation with the competent authorities of the State of origin also play an essential
role. The court must be able to verify whether, and in what manner, it is possible to
ensure the child's return (section 10(2)). If it does not succeed in that task, or
succeeds only partially, it will not be in a position to weigh up all the consequences
that a return might have for the child. The same will be true if it does not succeed in
obtaining from the local authorities any reliable assurances as to the conditions of the
child's reception and protection, in particular when there is some doubt about the
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 31
requesting parent's capacity to look after the child properly. In this respect, section 10
is thus directly related to the practical application of section 5.”
2. Concepts of “custody” and “guardianship” in Israeli law
77. The concept of guardianship is defined in Chapter 2 of the Capacity and
Guardianship Law 1962. The term custody is not defined as such but is mentioned.
78. Section 14 of that Law provides: “Parents shall be the natural guardians of their
minor children”. In Israel, parents, whether married, divorced or unmarried, are joint and
equal guardians of their children. The term “guardianship” may be regarded as equivalent
to “parental authority” in other jurisdictions.
79. Guardianship is an automatic right which both parents acquire and can only be
restricted or removed in exceptional circumstances (where a Magistrate's Court adopts
one of the measures mentioned in section 3(3) or (4) of the Youth (Care and Supervision)
Law). This rule is set out in section 27 of the Law.
80. Section 15 defines and describes the role of parents in Israeli law and outlines what
parental guardianship entails:
“The guardianship of the parents shall include the duty and the right to take care of
the needs of the minor, including his education, studies, vocational and occupational
training and work and to preserve, manage and develop his property; it shall also
include the right to the custody of the minor, to determine his place of residence and
the authority to act on his behalf.”
81. Section 17 sets the standard of parents' duties. It states that in exercising their
guardianship, “parents [must] act in the best interests of the minor in such manner as
devoted parents would act in the circumstances”.
82. There is a general presumption that parents should cooperate in taking decisions
relating to their guardianship (section 18). However, where no agreement is reached, they
may refer to the court to decide the issue (section 19).
83. Section 24 provides that, when parents live apart, they may reach an agreement as to:
who is going to have guardianship of the minor, wholly or in part; who is going to have
custody of the minor; and what rights the other parent is going to have, in particular as
regards contact with the child. Such an agreement is subject to the approval of the court.
84. Under section 25, if the parents cannot reach such an agreement these issues may be
determined by the court having regard to the best interests of the child.
85. Section 25 further creates a presumption of custody in favour of the mother for
children under six years old unless there are special reasons for directing otherwise.
86. Accordingly both parents share joint decision-making authority regarding their
child's place of residence. One parent cannot remove the child from Israel without the
permission of the other parent or of a court. If one parent wishes to remove the child from
Israel without the other parent's consent, then the parent wishing to leave must apply to
the Israeli courts for a relocation order and an order for custody of the child.
31
32 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
THE LAW
87. In their memorial before the Grand Chamber the applicants complained of a
violation of their right to respect for their family life within the meaning of Article 8 of
the Convention. In addition, they argued that the enforcement of the second applicant's
return without the first applicant would constitute inhuman treatment prohibited by
Article 3 and a violation of Article 9, since the second applicant's father could be
expected to subject him to the precepts of the Lubavitch community, which the applicants
described as “ultra-orthodox” and from which the first applicant wished to distance her
child permanently.
88. The Court notes, however, that the Chamber declared inadmissible the complaints
under Articles 3 and 9 of the Convention for failure to exhaust domestic remedies.
Accordingly, the Grand Chamber cannot examine them (see, among other authorities, K.
and T. v. Finland [GC], no. 25702/94, § 141, ECHR 2001-VII).
81. Moreover, it is not in dispute that the Federal Court's order for the child's return
constituted for the two applicants an 'interference' within the meaning of the second
paragraph of Article 8 of the Convention.”
91. The Grand Chamber subscribes to those findings, which are not in dispute between
the parties. It must therefore be ascertained whether the impugned interference met the
requirements of the second paragraph of Article 8, that is to say whether it was “in
accordance with the law”, pursued one or more legitimate aims and was “necessary in a
democratic society” in order to fulfil those aims.
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34 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
94. The applicants considered the child's removal to Switzerland to have been lawful, for
the following reasons in particular: the father's conduct and death threats against the first
applicant had warranted a special measure of protection in her favour that had been
granted on 12 January 2005; the father, on account of the religious fanaticism that he
displayed publicly, wanted unilaterally to impose on his infant son an ultra-orthodox and
radical religious education and lifestyle without consideration for the child's interest or
for the disagreement expressed by the mother; an arrest warrant had been issued against
the father on 20 March 2005 for defaulting on maintenance payments and he had had his
right of access restricted and placed under the supervision of the social services because
of his irresponsible conduct; the criminal complaints filed against him in Israel had been
ineffective; lastly, the child's removal had been lawful by virtue of Israeli Law no. 5722-
1962 (“Capacity and Guardianship Law”), of which section 25 provided in fine that in the
event of disagreement between the parents, children up to the age of six would remain
with their mother, and of which section 18 in fine expressly authorised either parent to act
alone in a matter admitting of no delay, which would especially be the case where the
parent had custody of the child.
(β) The Government
95. The Government took the view that the second applicant's removal had been
wrongful. Pointing out that the Explanatory Report of April 1981 on the Hague
Convention contrasted “rights of custody” with simple access rights, they observed that
“[a] questionable result would have been attained had the application of the Convention,
by granting the same degree of protection to custody and access rights, led ultimately to
the substitution of the holders of one type of right by those who held the other”. Thus, the
question whether joint custody existed had to be determined in each particular case and in
the light of the law in force in the country of the child's habitual residence.
96. In the Government's submission, it was clear that, by reference to the definition in
Article 5, sub-paragraph (a), of the Hague Convention, Israeli guardianship covered
“rights relating to the care of the person of the child and, in particular, the right to
determine the child's place of residence” within the meaning of that provision. That
interpretation was confirmed by the fact that Article 3 of the Hague Convention expressly
mentioned cases where, as in the present case, custody was exercised jointly. It could
clearly be seen from the Explanatory Report that this particularly referred to cases of
joint custody after the parents had separated or divorced. In this connection the
Government stressed that it was expressly envisaged in the Hague Convention that the
removal of a child against the wishes of a parent having joint custody, but with whom the
child did not live, would be unlawful.
97. The view that joint guardianship was irrelevant as the mother alone had custody, as
expressed by Judge Spielmann in his dissenting opinion (appended to the Chamber
judgment), was not sufficiently substantiated by the passages of the Explanatory Report
cited in that opinion. As regards Judge Spielmann's observation that the Explanatory
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 35
Report appeared to make a distinction between custody rights and parental authority in
the context of children entrusted to an institution, the Government observed that it was
apparent from the passage in question that in the event of compulsory placement of the
child, custody for the purposes of the Hague Convention would belong to the relevant
body. In the Government's submission, as that body was then responsible for taking care
of the child's needs and, in particular, for determining its place of residence, that passage
also confirmed that custody within the meaning of the Hague Convention corresponded
to guardianship and not to custody in Israeli law.
98. In view of the foregoing, the Government submitted that the Hague Convention was
applicable and that the second applicant's removal from Israel had to be regarded as
wrongful within the meaning of that convention. All the authorities dealing with the
matter, whether the Israeli and Swiss authorities or the Chamber of the Court, had
moreover shared that opinion.
place of residence”. Such right is also included in guardianship. In the present case that
right was breached because it was to be exercised jointly by both parents; moreover,
there is no indication that it was not exercised effectively until the child's removal, as
required by Article 3 (b) of that convention.
103. In addition, it is noteworthy that the mother took the child to Switzerland in breach
of an order prohibiting his removal from Israel that had been made by the competent
Israeli court at her own request. It appears that courts in certain States take the view that
breaches of such orders give rise to the application of the Hague Convention (see
paragraphs 69-74 above).
104. Lastly, even though in principle the Hague Convention applies only to breaches of
custody rights, it can be seen from its Preamble, Article 1 (b) and Article 21 (see
paragraph 57 above) that it also seeks to protect access rights. There is no doubt in the
present case that the second applicant's removal hindered the possible exercise by the
father of the right of access that he had been granted.
105. In view of the foregoing, the Court finds, like the Chamber, that the first applicant
removed her child from Israel to Switzerland “wrongfully”, within the meaning of Article
3 of the Hague Convention. She thus committed an abduction for the purposes of that
convention, which is therefore applicable in the present case. Accordingly, in ordering
the child's return under Article 12 of the Hague Convention, the impugned measure had a
sufficient legal basis.
would be unable to influence her son's religious education or that the Israeli authorities
and courts would be unable to prevent the father from sending him to a religious “Heder”
school (ibid., § 92).
in his report of 16 April 2007, a major psychological trauma and an intolerable situation
for the child, who would in practice experience an immediate and distressing separation
from his mother. The applicants stated that the consequences of the mother's
imprisonment in Israel would also be disastrous in civil terms for the future of mother
and child. They alleged that in such a case, after being separated from his mother when
she was sent to prison, Noam would not be entrusted to his father on account of the
decisions previously issued against him, his instability and his lack of resources. They
pointed out at this stage that the father had remarried on 1 November 2005 but had
divorced his new wife, G., on 29 March 2006 while she was pregnant. He had married a
third time and proceedings had again been brought against him in 2008, this time by his
second wife, for defaulting on maintenance payments in respect of their daughter.
111. The applicants also argued that neither the Israeli authorities nor the respondent
Government had given any reliable guarantees that the first applicant would not face
criminal sanctions should she return to Israel and that she would not be separated from
her child, of whom she had custody. The letter produced by the respondent Government
in support of their observations of 15 February 2008 (Annex no. 3 – paragraph 40 above)
contained no element capable of precluding with certainty all risk of criminal sanctions
against her if she returned to Israel.
112. The applicants also pointed out that in his report of 16 April 2007 Dr B., a medical
expert, taking into account the fact that the mother had ruled out her return to Israel
owing to the risk of judicial proceedings against her, had concluded that the child's return
without his mother would entail major psychological trauma in the form of extreme
separation anxiety and a major risk of severe depression.
113. In the applicants' submission, the opinion expressed by the Federal Court and by the
respondent Government in the present case did not reflect those expressed by the Federal
Council, by legal writers, by the Swiss Parliament or by the main organisations which
had been consulted prior to the enactment, on 21 December 2007, of the new Federal Act
on International Child Abduction and the Hague Conventions on the Protection of
Children and Adults.
114. The failure to return the child to Israel would not undermine the international
protection system established by the Hague Convention but, on the contrary, would
uphold it. In the applicants' submission, whilst the principle of that convention was to
return a wrongfully removed child to the State of his or her habitual residence with the
assistance of the Central Authorities designated for that purpose, it nevertheless had to be
emphasised that there was an exception to that principle where the return would expose
the child to a grave risk of physical or psychological harm and/or to an intolerable
situation (Article 13, sub-paragraph (b), of the Hague Convention). The applicants
moreover pointed out that nowadays the Hague Convention was no longer the only
instrument providing for assessment in proceedings of this type. They emphasised that
the Convention on the Rights of the Child made the best interests of the child a primary
consideration in all decisions relating to children. Thus they took the view that the
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 39
Federal Court should not have disregarded the best interests of the child. In assessing
those interests it should have ascertained and weighed up specifically and objectively the
consequences of the child's return to Israel, and should have determined and described,
before delivering its judgment, the appropriate arrangements that would apply upon the
child's return.
115. As regards the possibility that the parents might agree on the child's education, such
a scenario could not be envisaged in the present case precisely because of the radical
position adopted by the father. The applicants pointed out in this connection that at the
time of his marriage to the first applicant on 16 October 2001, Mr Shuruk had not yet
adopted a radical religious attitude. It was only from the autumn of 2003, shortly after the
child's birth, that the father had, without taking into account the mother's opinion, chosen
to join an ultra-orthodox religious movement, thus completely changing the rules of life
adopted by the spouses at the time of their marriage. Moreover, Mr Shuruk had not
denied that he belonged to the ultra-orthodox Jewish “Lubavitch” movement, which, in
the applicants' submission, was a “mystical and ascetic movement” of traditional Hasidic
Judaism, whose members engaged in zealous proselytising. Nor had Mr Shuruk denied
having also sought to impose on his wife and child a radical way of life which, for
example, required women to hide their hair and boys to be sent at the age of three to
religious “Heder” schools. In this connection, the first applicant explained that she had no
intention of cutting her son off from his roots. Since 2006 he had been attending a
municipal secular nursery school one day a week and a private State-approved Jewish
day-care centre where, in addition to the school curriculum of the Canton of Vaud, he
was being taught the basic principles of Judaism.
116. Lastly, the applicants argued that the child's protection required the authorities of
the requested State to have taken all the necessary precautionary measures prior to
enforcing the return that had been ordered. They observed that it was apparent in
particular from the Government's observations of 15 February 2008 that the Federal
Court's judgment of 16 August 2007 did not contain any provisions for its enforcement.
117. For these reasons the applicants concluded that the child's return to Israel would
constitute an unjustified interference, in a democratic society, with the exercise of their
right to respect for their family life, as protected by Article 8 of the Convention.
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40 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
Government took the view that the exceptions to the child's return had to be interpreted in
a restrictive manner if the Hague Convention was not to become a dead letter.
119. The Government further relied on the Court's judgment in Maumousseau and
Washington v. France (no. 39388/05, ECHR 2007-XIII), where it had stated that the aim
of the Hague Convention was to prevent the “abducting” parent from succeeding in
legitimating, by the passage of time operating in his or her favour, a de facto situation
which he or she had created unilaterally. In that case the national authorities had stressed,
in particular, that the mother, contrary to what she maintained, could accompany her
child to the State in which he had his habitual residence in order to assert her rights there.
That factor had been regarded as decisive by the Court, as the mother had unrestricted
access to the territory of the State in question and could bring proceedings before the
competent courts of that State.
120. In the Government's opinion, the arguments put forward in the dissenting opinions,
and reiterated by the applicants in their referral request, could not call into question the
merits of the assessment by the Federal Court and by the Chamber. It could not be
inferred, in the context of the Hague Convention, that the fact that the first applicant was
socially integrated in Lausanne prevented her from accompanying the second applicant if
he returned to Israel. As she had lived in Israel for six years, she must surely have a
certain social network there. In that connection, the Government emphasised that,
according to the report by the expert Dr B., she had decided to settle in Israel after
spending holidays with her family in that country.
121. As regards the risk of criminal sanctions, the Government took the view that
nothing new had emerged from the dissenting opinions or from the applicants' referral
request. The Government admitted that it followed from a letter from the Israeli Central
Authority, forwarded to the Guardianship Division by the child's father, that under Israeli
criminal law a custodial sentence could be imposed for child abduction. However,
guidelines issued by the Israeli State Attorney's Department provided that when the
police were dealing with such a case they would transfer it to the Israeli Central
Authority responsible for application of the Hague Convention, which would then make
recommendations as to the solution to be applied to the case. In this connection the
Government observed that, according to the relevant guidelines, criminal proceedings
should be brought only in very exceptional cases. The Israeli Central Authority had
indicated that in the present case it would consider directing the Israeli police to close the
criminal proceedings if the first applicant proved ready to cooperate with the Israeli
authorities and to respect the right of access granted to the father by the Tel Aviv Family
Court, and if she did not disappear again with the child (see letter of 30 April 2007
appended to the Government's observations of 14 August 2009). In this connection the
Government took the view that the Hague Convention system was based on mutual
confidence between the States Parties to that instrument and that if a State should fail to
comply with its assurances, it would run the risk that the other States might not cooperate
with it in the fashion envisaged. The Government thus subscribed to the Chamber's view
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 41
that no doubt should be cast on the credibility of the assertions in that letter and that the
first applicant did not run the risk of incurring criminal sanctions (see Chamber
judgment, § 90).
122. The Government further observed that, throughout the domestic proceedings, the
first applicant had never adduced the slightest firm evidence relating to the judicial
consequences which she would allegedly face in the event of her return. On the contrary,
she had asserted at the hearing of 29 August 2006 before the Justice of the Peace that she
did not even contemplate returning to Israel and that she did not know what risk she
would personally run if she were to return to that country.
123. Lastly, the fact that the second applicant's father had defaulted on his maintenance
obligations was also insufficient to preclude the reasonable expectation that the first
applicant would return to Israel. In the Government's submission, strictly from the
viewpoint of the child's best interests, it would no doubt be preferable for him to grow up
having contact with his father, even if the father paid him no maintenance, than to grow
up without knowing him.
124. In response to the fears expressed in the dissenting opinions and reiterated by the
applicants in their referral request, namely, first, that any attempt on the first applicant's
part to influence her son's religious education would in all likelihood be unsuccessful
and, second, that the Chamber had placed confidence, in an abstract fashion, in a legal
system whose principles in family law matters differed, sometimes significantly, from
those that were applied in Europe, the Government referred to the Explanatory Report on
the Hague Convention, according to which, when the convention was being drafted, one
of the concerns taken into account was to avoid the risk that decisions given pursuant to
that instrument might express “particular cultural, social etc. attitudes which themselves
derive[d] from a given national community” and thus, basically, impose “their own
subjective value judgments upon the national community from which the child ha[d]
recently been snatched” (paragraph 22 of the Report). Furthermore, in the event of
disagreement about a child's religious education, the court granting parental authority
would decide according to the best interests of the child. Independently of whether the
Israeli courts dealing with the case were religious or secular courts, it was noteworthy
that they had followed the recommendations of the social worker responsible for the case
and had imposed many restrictions on the second applicant's father, even though his
conduct was linked with his religious ideas. There was thus no reason to conclude that
those courts, on account of the “religious context of the case”, would not act in an
appropriate manner.
125. The Government further observed that before the applicants had left Israel their
family situation had been closely monitored by the Tel Aviv social services and the Tel
Aviv Family Court, which had, in particular, prohibited the child's father from
approaching the first applicant's flat and the child's nursery school, from disturbing or
harassing the first applicant in any way whatsoever, including by mental harassment, and
in any place, from using the flat in which the first applicant lived or from carrying or
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42 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
possessing a weapon. The Government pointed out that it was not disputed that the father
had complied with those measures (see record of the hearing of 29 August 2006 before
the Justice of the Peace).
126. It was also apparent from a letter from the Israeli Central Authority to the Cantonal
Court that the Israeli Prevention of Family Violence Law of 1991 made provision for
protective measures in the event of allegations of violence within the family (see the
letter of 12 March 2007 in Annex 6 to the Government's observations of 14 August
2009). The Israeli authorities' conduct and the measures taken before the first applicant's
departure with her son showed that the provisions of that law were applied effectively. In
those circumstances, and in the light of the measures taken by the Israeli authorities, the
Government submitted that the conduct of the second applicant's father did not constitute
a risk within the meaning of Article 13, sub-paragraph (b), of the Hague Convention.
127. Lastly, the applicants' extended stay in Switzerland could not constitute an obstacle
to their return pursuant to the Hague Convention. The Government, relying in this
connection on the Chamber judgment, took the view in particular that, given the second
applicant's young age, he would not be exposed to any risk within the meaning of the
relevant provisions.
128. In so far as the applicants had also criticised the judgment of the Federal Court of
16 August 2007 for not containing any provisions for its enforcement, the Government
observed that the enforcement of judgments of the Federal Court was a matter for the
cantonal authorities. The Government explained that the competent authority in the
present case was the Justice of the Peace of the District of Lausanne, which had delivered
the decision at first instance. On 20 August 2007 the child's father had applied to that
authority through his counsel to appoint an ad hoc guardian for the child with the task of
arranging Noam's departure in accordance with the decision of the Federal Court.
Following this Court's decision of 27 September 2007 to indicate a stay of execution in
the present case, the father had withdrawn his request on 1 October 2007. These were the
reasons why, for the time being, the arrangements for the child's return had not yet been
decided. The Government further observed that the Federal Court, in its judgment of 16
August 2007, had ordered the child's return on the assumption that the mother could be
expected to accompany him. Moreover, primary responsibility for arranging the return
lay with the first applicant, who had created the present dispute in the first place by
abducting her son. The Government submitted, however, that if the first applicant had
expressed actual fears linked with specific aspects of a return to Israel, the competent
authority could have examined measures capable of providing a remedy. Moreover, the
arrangements for the child's return had not been examined further by the Swiss
authorities on account of the interim measures indicated by the Court.
129. The Government expressed the view that, after a stay of more than four years in the
host country, it was clearly no longer possible to speak of a “prompt return” within the
meaning of the Hague Convention. Moreover, whilst it was true that, at the time of the
Federal Court's judgment, it was justifiable to disregard the passage of time, that was no
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 43
longer the case at present. In other words, the Government's submission is that the
authorities competent for the enforcement of the return have the right and the duty to
examine the conditions in which the return could be implemented without breaching the
applicants' rights.
130. Having regard to the foregoing, the Government were satisfied that the conditions
of Article 13, sub-paragraph (b), of the Hague Convention had manifestly not been met in
the present case, and that the balancing of the interests involved, even if it entailed
difficult consequences for the first applicant, was consistent with that provision and
complied with the requirements of Article 8 § 2 of the Convention.
(iii) The Court's assessment
the term “grave risk” under Article 13, sub-paragraph (b), of that convention (see
paragraphs 58-64 above). In view of the foregoing, the Court takes the view that Article
13 should be interpreted in conformity with the Convention.
138. It follows from Article 8 that a child's return cannot be ordered automatically or
mechanically when the Hague Convention is applicable. The child's best interests, from a
personal development perspective, will depend on a variety of individual circumstances,
in particular his age and level of maturity, the presence or absence of his parents and his
environment and experiences (see the UNHCR Guidelines, paragraph 52 above). For that
reason, those best interests must be assessed in each individual case. That task is
primarily one for the domestic authorities, which often have the benefit of direct contact
with the persons concerned. To that end they enjoy a certain margin of appreciation,
which remains subject, however, to a European supervision whereby the Court reviews
under the Convention the decisions that those authorities have taken in the exercise of
that power (see, for example, Hokkanen v. Finland, 23 September 1994, § 55, Series A
no. 299-A, and Kutzner, cited above, §§ 65-66; see also Tiemann v. France and Germany
(dec.), nos. 47457/99 and 47458/99, ECHR 2000-IV; Bianchi, cited above, § 92; and
Carlson, cited above, § 69).
139. In addition, the Court must ensure that the decision-making process leading to the
adoption of the impugned measures by the domestic court was fair and allowed those
concerned to present their case fully (see Tiemann, cited above, and Eskinazi and
Chelouche v. Turkey (dec.), no. 14600/05, ECHR 2005-XIII (extracts)). To that end the
Court must ascertain whether the domestic courts conducted an in-depth examination of
the entire family situation and of a whole series of factors, in particular of a factual,
emotional, psychological, material and medical nature, and made a balanced and
reasonable assessment of the respective interests of each person, with a constant concern
for determining what the best solution would be for the abducted child in the context of
an application for his return to his country of origin (see Maumousseau and Washington,
cited above, § 74).
140. The Court has already had occasion to examine the question whether the conditions
of enforcement of a child's return were compatible with Article 8 of the Convention. It
defined the obligations of States in such matters in the case of Maumousseau and
Washington (cited above, § 83) as follows:
“The Court points out that while the essential object of Article 8 is to protect the
individual against arbitrary interference by the public authorities, there may in
addition be positive obligations inherent in effective 'respect' for family life. As to the
State's obligation to take positive measures, Article 8 includes the right of a parent –
in this case the father – to the taking of measures with a view to his or her being
reunited with his or her child and an obligation on the national authorities to take
such action (see, for example, Ignaccolo-Zenide, cited above, § 94). However, this
obligation is not absolute, since the reunion of a parent with his or her child may not
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46 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
be able to take place immediately and may require preparation. The nature and extent
of such preparation will depend on the circumstances of each case, but the
understanding and cooperation of all concerned are always important ingredients. In
addition, when difficulties appear, mainly as a result of a refusal by the parent with
whom the child lives to comply with the decision ordering the child's prompt return,
the appropriate authorities should then impose adequate sanctions in respect of this
lack of cooperation and, whilst coercive measures against children are not desirable
in this sensitive area, the use of sanctions must not be ruled out in the event of
manifestly unlawful behaviour by the parent with whom the child lives (see Maire,
cited above, § 76). Lastly, in this kind of case, the adequacy of a measure is to be
judged by the swiftness of its implementation. Proceedings relating to the award of
parental responsibility, including the enforcement of the final decision, require urgent
handling as the passage of time can have irremediable consequences for relations
between the child and the parent with whom it does not live. The Hague Convention
recognises this fact because it provides for a range of measures to ensure the prompt
return of children removed to or wrongfully retained in any Contracting State.
Article 11 of the Hague Convention requires the judicial or administrative authorities
concerned to act expeditiously to ensure the return of children and any failure to act
for more than six weeks may give rise to a request for explanations (see Maire, cited
above, § 74).”
respect of his son and granted exclusive parental authority to the mother. He observed in
particular that neither the father nor his lawyer had ever appeared at hearings before that
court and thus found that the father had lost interest in the case (see paragraph 47 above).
143. Moreover, a number of experts' reports concluded that there would be a risk for the
child in the event of his return to Israel. In the first such report, delivered on 16 April
2007 by Dr B., it was stated that the child's return to Israel with his mother would expose
him to a risk of psychological harm whose intensity could not be assessed without
ascertaining the conditions of that return, in particular the conditions awaiting the mother
and their possible repercussions for the child. As to the child's return without his mother,
that would also expose him to a risk of major psychological harm (see paragraph 37
above). The second report, drafted on 23 February 2009 by Dr M.-A., concludes that
Noam's abrupt return to Israel without his mother would constitute a significant trauma
and a serious psychological disturbance for the child (see paragraph 46 above).
144. It would thus seem that in the view of the domestic courts and experts, Noam's
return could only be envisaged with his mother, in any event. Even the Federal Court, the
only domestic court to have ordered the child's return, based its decision on the
consideration that as there were no grounds objectively justifying the mother's refusal to
return to Israel, she could reasonably be expected to return to that country with her child.
It must therefore be determined whether this conclusion is compatible with Article 8, that
is to say whether the forced return of the child accompanied by his mother, even though
she seems to have ruled out this possibility, would represent a proportionate interference
with the right of each of the applicants to respect for their family life.
145. Even though doubts in this respect may appear justified, the Court is prepared to
accept that in the present case the measure in question remains within the margin of
appreciation afforded to national authorities in such matters. However, in order to assess
whether Article 8 has been complied with, it is also necessary to take into account the
developments that have occurred since the Federal Court's judgment ordering the child's
return (see, mutatis mutandis, Sylvester v. Austria, nos. 36812/97 and 40104/98, 24 April
2003). The Court must therefore place itself at the time of the enforcement of the
impugned measure (see, mutatis mutandis, Maslov v. Austria [GC], no. 1638/03, § 91,
ECHR 2008–...). If it is enforced a certain time after the child's abduction, that may
undermine, in particular, the pertinence of the Hague Convention in such a situation, it
being essentially an instrument of a procedural nature and not a human rights treaty
protecting individuals on an objective basis. Moreover, whilst under Article 12, second
paragraph, of the Hague Convention, a judicial or administrative authority before which
the case is brought after the one-year period provided for in the first paragraph must
order the child's return, this is not so if it is demonstrated that the child is now settled in
his or her new environment (see, to that effect, Koons v. Italy, no. 68183/01, §§ 51 et
seq., 30 September 2008).
146. The Court takes the view that guidance on this point may be found, mutatis
mutandis, in its case-law on the expulsion of aliens (see Maslov, cited above, § 71, and
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48 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
Emre v. Switzerland, no. 42034/04, § 68, 22 May 2008), according to which, in order to
assess the proportionality of an expulsion measure concerning a child who has settled in
the host country, it is necessary to take into account the child's best interests and well-
being, and in particular the seriousness of the difficulties which he or she is likely to
encounter in the country of destination and the solidity of social, cultural and family ties
both with the host country and with the country of destination. The seriousness of any
difficulties which may be encountered in the destination country by the family members
who would be accompanying the deportee must also be taken into account (see Üner
v. the Netherlands [GC], no. 46410/99, § 57, ECHR 2006-XII).
147. As regards Noam, the Court notes that he has Swiss nationality and that he arrived
in the country in June 2005 at the age of two. He has been living there continuously ever
since. In the applicants' submission, he has settled well and in 2006 started attending a
municipal secular day nursery and a State-approved private Jewish day nursery. He now
goes to school in Switzerland and speaks French (see the provisional-measures order of
29 June 2009, paragraph 47 above). Even though he is at an age where he still has a
certain capacity for adaptation, the fact of being uprooted again from his habitual
environment would probably have serious consequences for him, especially if he returns
on his own, as indicated in the medical reports. His return to Israel cannot therefore be
regarded as beneficial.
148. Accordingly, the significant disturbance that the second applicant's forced return is
likely to cause in his mind must be weighed against any benefit that he may gain from it.
In this connection it is noteworthy, as the District Court observed, that restrictions had
been imposed by the Israeli courts, even before the abduction, on the father's right of
access, authorising him to see his child only twice a week under the supervision of the
social services at a contact centre in Tel Aviv (see paragraph 47 above). Moreover, the
applicants submitted, without being contradicted by the Government, that Noam's father
had remarried on 1 November 2005 and had divorced only a few months later, while his
new wife was pregnant. He had then married for a third time. New proceedings had been
brought against him in 2008, this time by his second wife, for failure to pay maintenance
in respect of his daughter. The Court doubts that such circumstances, assuming they are
established, would be conducive to the child's well-being and development.
149. As to the problems that the mother's return would entail for her, she could be
exposed to a risk of criminal sanctions, the extent of which, however, remains to be
determined. Before the Court the applicants referred to the letter from the Israeli Central
Authority of 30 April 2007, which showed that the possibility of the first applicant not
being prosecuted by the Israeli authorities would depend on a number of conditions
relating to her conduct (see paragraph 40 above). In those circumstances, such criminal
proceedings, which could possibly entail a prison sentence, cannot be ruled out entirely
(contrast Paradis and Others v Germany (dec.), no. 4783/03, 15 May 2003). It is clear
that such a scenario would not be in the best interests of the child, the first applicant
probably being the only person to whom he relates.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 49
150. The mother's refusal to return to Israel does not therefore appear totally unjustified.
Having Swiss nationality, she is entitled to remain in Switzerland. Even supposing that
she agreed to return to Israel, there would be an issue as to who would take care of the
child in the event of criminal proceedings against her and of her subsequent
imprisonment. The father's capacity to do so may be called into question, in view of his
past conduct and limited financial resources. He has never lived alone with the child and
has not seen him since the child's departure.
151. In conclusion, and in the light of all the foregoing considerations, particularly the
subsequent developments in the applicants' situation, as indicated in particular in the
provisional-measures order of 29 June 2009, the Court is not convinced that it would be
in the child's best interests for him to return to Israel. As to the mother, she would sustain
a disproportionate interference with her right to respect for her family life if she were
forced to return with her son to Israel. Consequently, there would be a violation of
Article 8 of the Convention in respect of both applicants if the decision ordering the
second applicant's return to Israel were to be enforced.
A. Damage
155. The applicants did not submit any claim in respect of pecuniary damage. They took
the view that any finding of a violation of Article 8 would provide sufficient redress for
the non-pecuniary damage that they had sustained.
156. The Court shares the applicants' opinion and finds that no award should be made in
respect of any damage.
49
50 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT
C. Default interest
162. The Court considers it appropriate that the default interest should be based on the
marginal lending rate of the European Central Bank, to which should be added three
percentage points.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT 51
1. Holds by sixteen votes to one that, in the event of the enforcement of the Federal
Court's judgment of 16 August 2007, there would be a violation of Article 8 of the
Convention in respect of both applicants;
3. Holds unanimously
(a) that the respondent State is to pay the applicants jointly, within three months,
EUR 15,000 (fifteen thousand euros) in respect of costs and expenses, to be converted
into Swiss francs at the rate applicable at the date of settlement, plus any tax that may
be chargeable to the applicants on that amount;
(b) that from the expiry of the above-mentioned three months until settlement simple
interest shall be payable on the above amounts at a rate equal to the marginal lending
rate of the European Central Bank during the default period plus three percentage
points;
4. Dismisses unanimously the remainder of the applicants' claim for just satisfaction.
Done in English and in French, and delivered at a public hearing in the Human Rights
Building, Strasbourg, on 6 July 2010.
J.-P.C.
V.B.
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52 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
Let me first make it clear that I fully agree with the majority that the Hague Convention
is applicable in the present case and also that the applicant acted “wrongfully” within the
meaning of that convention as she brought her child to Switzerland without the necessary
authorisation from an Israeli court. Therefore the clear starting point for assessing this
case is that the child should be returned to Israel in accordance with Article 12 of the
Hague Convention unless the conditions for not doing so in Article 13 of that convention
are fulfilled. I also agree with what is said in paragraph 141 of the judgment that it is not
the Court's task to take the place of the competent authorities in examining whether, in
case of return, there would be a grave risk that the child would be exposed to
psychological harm within the meaning of that Article. National courts, having the
benefit of direct contact with the persons involved, are better placed to make such
assessments and must be accorded a reasonable margin of appreciation. However, it is for
the Court to ascertain whether the application of the Hague Convention respected the
guarantees of Article 8 of the European Convention on Human Rights.
In the present case it is not in dispute that the return of the second applicant to Israel
without his mother would expose him to a grave risk of psychological harm. This was
recognised by all Swiss courts involved in the case and even by the child's father. The
respondent Government also agreed with this finding. The Court can therefore, in my
opinion, regard that as an established fact without further examination.
However, the judgment of the Federal Court is based on the assumption that “it must be
accepted that [the first applicant] could reasonably be expected to return to [Israel]
accompanied by the child”. Similarly the Chamber found it “necessary to examine
whether a return to Israel [might] be envisaged for the mother” and concluded that since
she “ha[d] not put forward any other reasons why she would not be able to live in Israel,
... she [could] reasonably be expected to return to that country” (paragraph 88 of the
Chamber judgment).
I disagree with these findings and do not find that the majority has addressed them
convincingly for the following reasons:
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS 53
The Hague Convention deals with wrongful removals of children and creates an
obligation for the Contracting Parties to secure the expeditious return of the children
concerned to the State from which they were removed. It cannot be interpreted in such a
way that it obliges the parent or, for that matter, any other person responsible for the
abduction to return to that country as well. Nor does such an obligation, to my
knowledge, follow from other Swiss law. If the Hague Convention were to be applied in
such a manner, the reality would be that a person could be “condemned” to live outside
his or her country of origin for a considerable number of years with all the complications
that would entail, just because it is considered in the best interests of a child to have
access to the other parent. This would in my opinion run counter to the right to respect
for, inter alia, private life as guaranteed by Article 8 of the Convention as well as the
guarantees on freedom of movement as embodied in Article 2 of Protocol No. 4 (see, for
example, mutatis mutandis, Riener v. Bulgaria, no. 46343/99, 23 May 2006, and Gochev
v. Bulgaria, no. 34383/03, 26 November 2009). Accordingly, I find it irrelevant for the
decision to be taken under the Hague Convention to look into whether a person has
pertinent motives not to live in a certain country, which is the way it was decided in this
case – and furthermore I find it improper to do so as only that person himself or herself
can reasonably be the judge of such matters. In this respect it is striking that the Federal
Court, as well as the Chamber, found that the first applicant could reasonably be expected
to return to Israel, whereas the Israeli Family Court in its decision of 27 March 2005
stated that “she had no ties in that country” (paragraph 27 of the judgment).
The fact that the first applicant acted “wrongfully” within the meaning of the Hague
Convention is in my opinion only relevant for determining whether an obligation to
return a child at all arises under that convention. In this respect it should not be
overlooked that she had in fact done what could reasonably be expected of her in the
situation she faced, namely to ask the Israeli court to lift the ban on the child's removal
from Israel. However, her request was rejected without any apparent consideration of her
personal situation or the best interests of the child. Her reaction to the consequences of
such a categorical refusal is understandable, albeit “wrongful” under the Hague
Convention.
That being said, it is, however, my understanding of the Federal Court's judgment that it
did not – and could not – impose any legal obligation on the first applicant to take up
residence in Israel. Accordingly the judgment could not be enforced against her
personally if she refused to leave Switzerland and it is unclear whether in that case the
judgment could be enforced at all, as it is based on the assumption that she accompanies
the child. On the other hand, it seems to be the intention in this part of the reasoning in
the judgment to put moral pressure on the first applicant to return to Israel with the
second applicant. In my opinion it is at least doubtful that under certain circumstances –
if at all – a court of law may be entitled to base a decision of this kind on considerations
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54 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
of a moral character without any basis in law. In any event, in the present case it had the
unfortunate effect that it exempted the Federal Court from drawing the inevitable
conclusion that the return of the child alone would not be justified under Article 13 of the
Hague Convention. I do not in any way suggest that the Federal Court deliberately relied
on this reasoning in order to circumvent that Article of the convention. On the contrary, I
am convinced that this was not the case, and that the decision was made with the best
intentions to comply with the obligations under the Hague Convention. However, the
effect was, in my opinion, that Article 13 was not properly assessed and that accordingly
there would be a violation of Article 8 of the European Convention on Human Rights in
the event of the enforcement of the Federal Court's judgment of 16 August 2007,
irrespective of any subsequent developments in the applicants' situation.
I would like to add the following final remarks in order to avoid any misunderstanding as
to the intentions behind my separate opinion. It cannot in any way be understood as
casting doubt on the Hague Convention, which is an extremely important international
instrument in the fight against child abduction. Nor has it been my intention to question
the application of that convention in this Court's case-law to date. But it is my opinion
that the circumstances of this case are unique in so far as it is undisputed that it was
clearly in the best interests of the second applicant to stay with his mother irrespective of
her country of residence. I do not recall any other case before the Court where the return
of a child was ordered in similar circumstances. Accordingly, to refuse the return of the
second applicant in this particular case would in no way undermine the normal
application of the Hague Convention.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS 55
(Translation)
Whilst I agree with the finding that there would be a violation of Article 8 of the
Convention if the decision ordering the second applicant's return to Israel were to be
enforced, I would like to add the following remarks.
1. The return of the second applicant has not been advocated – neither by the Swiss
Federal Court nor by the Swiss Government – without taking into account his particular
situation.
The Federal Court has always accepted that the second applicant would have to return
with his mother and has regarded this as a sine qua non: “Supposing that [the] risk [of the
mother's detention on her arrival in Israel] were proven, she could not be expected to
return to Israel with the child – and that would accordingly rule out the return of [the
child] in view of the major psychological harm that would be caused to him by the
separation from his mother” (see paragraph 44).
In turn the Government have submitted that: “the authorities competent for the
enforcement of the return have the right and the duty to examine the conditions in which
the return could be implemented without breaching the applicants' rights” (see paragraph
129).
2. The judgment places great emphasis on the risk of criminal proceedings against the
mother and of subsequent imprisonment (see paragraph 150).
I recognise, as everyone does, that this risk makes it impossible to envisage a return.
The risk must therefore be removed and I believe that it would be possible if the
competent Israeli authorities were to provide the Swiss authorities and the mother with
reliable assurances that proceedings would not be brought against her for child abduction.
In my view, it is also necessary for the return of the child and his mother, and their
resettlement in Israel, to take place in a calm atmosphere that is conducive to their well-
being.
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56 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
4. Lastly, I fear that the non-return of the child to Israel could have harmful consequences
for his future, as Israel is the country where he was born and where he has his roots, and
his situation vis-à-vis his country remains irregular.
5. Subject to all the precautions that I have mentioned – and others which I may have
overlooked – I would be prepared to accept that the applicant's return might not entail a
violation of Article 8 of the Convention.
I do not wish to endorse the first applicant's conduct and, to a certain extent, justify child
abductions that survive the passage of time notwithstanding legal action against the
abductor.
(Translation)
On 8 January 2009 I found with the majority of the judges in the Chamber that Noam's
return to Israel would not entail a violation of Article 8. I now affirm, again with the
majority, that the rights set forth in that provision would be breached in respect of both
applicants if the decision ordering the second applicant's return to Israel were to be
enforced.
I must provide some explanation as to the reasons why I have now come to see this case
in a different light and have departed from my previous position. Those reasons relate to
a number of factors, which have all arisen since the delivery of the Chamber judgment.
1. The aim of the Hague Convention is to prevent the abducting parent from succeeding
in legitimating, by the passage of time operating in his or her favour, a wrongful situation
which he or she brought about unilaterally. It must, however, be recognised, that the
longer an abduction lasts, the more difficult it becomes to demand the child's return,
because the situation created by the abduction is consolidated by the passage of time.
As the Court stated in a recent judgment, “in this kind of case, the adequacy of a measure
is to be judged by the swiftness of its implementation. Proceedings relating to the return
of an abducted child ... require urgent handling as the passage of time can have
irremediable consequences for relations between the child and the parent with whom he
or she does not live”1.
In other words, it is therefore a matter, once the conditions for the application of the
Hague Convention have been met, of restoring as soon as possible the status quo ante in
order to avoid the legal consolidation of de facto situations that were brought about
wrongfully.
It should be noted in this connection that the Hague Convention itself, in Article 11,
requires the relevant judicial or administrative authorities to act expeditiously in
proceedings for the return of children, and any failure to act within six weeks may give
rise to a request for a statement of reasons.
As to Article 12, it provides that where a child has been removed and a period of less
than one year has elapsed from the date of the removal, the authority concerned must
order the return of the child forthwith (first paragraph). Where a period of more than one
1
Macready v. the Czech Republic, nos. 4824/06 and 15512/08, 22 April 2010 (not yet final at the
time of adoption of the present judgment)
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58 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
year has elapsed since the date of the removal, the authority must also order the return of
the child, unless it is demonstrated that the child is now settled in its new environment
(paragraph 2).
Noam was born on 10 June 2003. He arrived in Switzerland on 24 June 2005, a few days
after his second birthday. The Israeli Central Authority was not able to locate him until
21 May 2006, and the next day the Israeli Ministry of Justice sent a request for the child's
return to the Federal Office of Justice in Berne.
The judicial proceedings in Switzerland began on 8 June 2006, when Noam's father
applied to the Lausanne District Justice of the Peace to secure the child's return to Israel.
They ended with a judgment delivered by the Federal Court on 16 August 2007 and
served on the first applicant's lawyer on 21 September 2007. In that judgment, the higher
court ordered Noam's mother to make arrangements for the child's return to Israel before
the end of September 2007.
The child was then some four years and three months old. He had spent about two years
in Switzerland and roughly the same amount of time in Israel.
The Chamber of the Court gave its judgment on 8 January 2009, and that of the Grand
Chamber was adopted on 2 June 2010.
Noam is now seven years old. He has spent two years of his life in Israel and five in
Switzerland.
I am of the opinion that after so much time has passed, the restoration of the status quo
ante is simply no longer possible to envisage.
2. The Chamber had accepted that the mother could be required to return to Israel with
her son. She had lived there for six years and it could be supposed that she still had a
certain social network there. As regards the risk that she might be sentenced to
imprisonment if she returned to Israel, the Chamber had relied on the assurances given by
the Israeli authorities. However, it would seem that any waiver of criminal sanctions by
those authorities would depend on a number of conditions related to the first applicant's
conduct. It cannot therefore be taken for granted that the letter from the Israeli Central
Authority of 30 April 2007 contained firm assurances that the first applicant would not
face any criminal sanctions. There would then be an issue as to who would take care of
the child in the event of criminal proceedings against her and of her subsequent
imprisonment.
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS 59
3. The Chamber had taken the view that Noam's removal to Switzerland was unlawful
because the father held, jointly with the mother, rights of guardianship, which included,
under Israeli law, the right to determine the child's place of residence (see Article 5 of the
Hague Convention). The mother had not therefore been entitled to decide unilaterally
where her son should live. In addition, that removal had rendered illusory, in practice, the
right of access that had been granted to the father. The very purpose of Noam's return to
Israel would therefore be to enable him to know his father and build a relationship with
him.
The Chamber had granted a certain weight to the report of Dr B., a child psychiatrist,
according to whom there was a significant risk that Noam might be affected in his
adolescence by the absence of a father figure, especially when he found out under what
circumstances he had been separated from his father.
It can be seen, however, from the order of 29 June 2009, which was made after the
Chamber's judgment and is the most recent domestic court decision in the present case,
and against which the parties have apparently not appealed, that the father's current abode
is unknown, that he has never sought to see his son since the child has been living in
Switzerland, and that he now seems to have lost interest in the case. Moreover, the
applicants alleged, without being contradicted by the Government, that the father had
remarried on 1 November 2005 but had divorced his new wife, while she was pregnant,
only a few months later. In their submission, he had then married a third time and
proceedings had been brought against him in 2008 by his second wife for defaulting on
maintenance payments in respect of his daughter.
4. Lastly, one further reason has led me to review my position: the Federal Act on
International Child Abduction, which entered into force on 1 July 2009 and therefore
after the judgment of the Federal Court and that of the Chamber. Section 5 of that Act
seeks to crystallise the exception provided for in Article 13, sub-paragraph (b), of the
Hague Convention, on account of the difficulties in interpreting that provision that have
been encountered by the Swiss authorities responsible for its application.
Under the heading “Return and interest of the child”, that section provides in particular
that a child is placed in an intolerable situation, within the meaning of Article 13, sub-
paragraph (b), of the Hague Convention, where the following conditions are met:
(a) First, where the child's placement with the parent who lodged the application is
manifestly not in the child's interest. That condition appears to me to have been fulfilled
in the present case in view of the personality of Noam's father, as it emerges from several
passages in the judgment. Moreover, the father's capacity to take care of the child may be
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60 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
called into question, in view of his past conduct and limited financial resources. He has
never lived alone with the child and has not seen him since his son left Israel.
(b) Second, where the abducting parent, in the circumstances, is not in a position to take
care of the child in the State where the child had his or her habitual residence at the time
of the abduction, or manifestly cannot be so required. That condition also appears to me
to have been fulfilled. As the Court rightly observes, the mother's refusal to return to
Israel does not appear entirely unjustified. Having Swiss nationality, she is entitled to
remain in Switzerland. Even supposing that she agreed to return to Israel, there would be
an issue as to who would take care of the child in the event of her imprisonment
(paragraph 150 of the judgment).
1. We voted with the majority in finding that, in the event of the enforcement of the
Swiss Federal Court's judgment of 16 August 2007, there would be a violation of
Article 8 of the Convention.
However, we also think that such return in execution of the Federal Court's judgment
(which orders the mother to secure the return of the child to Israel without additional
conditions) would have constituted a violation of Article 8 of the Convention in so far as
the Federal Court, in applying the Hague Convention, did not give proper consideration
to the applicants' rights under Article 8 of the Convention.
2. Given that the first applicant acted “wrongfully”, within the meaning of the Hague
Convention, by abducting her child and bringing him to Switzerland without
authorisation from an Israeli court, it follows that this convention is applicable in the
present case.
3. The Court's task is not to substitute itself for the domestic authorities in the exercise of
their responsibilities. (see, among other authorities, Hokkanen v. Finland, 23 September
1994, § 55, Series A no. 299-A, and Kutzner v. Germany, no. 46544/99, § 65, ECHR
2002-I). On the other hand, we emphatically agree with the majority that the Court is
competent to ascertain whether the domestic courts, in applying and interpreting the
provisions of the Hague Convention, have secured the guarantees of the European
Convention on Human Rights and especially those of Article 8 (see paragraph 133 of the
judgment). In the present case the issue is therefore whether the guarantees of Article 8
were secured by the Swiss Federal Court in respect of both applicants when deciding on
and ordering the second applicant's forced return to Israel.
4. In applying Article 13 of the Hague Convention the Federal Court was of the opinion
that the “exceptions to return provided for under Article 13 of the Hague Convention
must be interpreted restrictively; the parent who has abducted the child cannot take
advantage of his or her unlawful conduct ... Only grave risks must be taken into
consideration, excluding any grounds relating to the parents' child-raising capacities...”
(quoted in paragraph 44, emphasis added). However, it was bound to secure the
guarantees of Article 8 of the European Convention on Human Rights (see paragraph
133). The gravity of the risk has to be understood in harmony with and in the light of the
Convention. The public order interest that consists in denying any advantage to
someone's unlawful conduct cannot preclude other rights-based considerations, in
particular that of the best interest of the child. The Hague Convention itself enables such
a balanced approach in its Article 13.
The proper approach in the application of Article 13 of the Hague Convention would be a
balanced consideration of the rights protected in Article 8, keeping in mind that in this
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62 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
context the proper balance can be established only if the best interest of the child is a
primary consideration. For example, when a national authority is required to undo the
harmful effects of the wrongful removal or retention of a child, it has to take into
consideration the consequences of the return for the child; in other words it has to apply
the Hague Convention in a forward-looking manner. A restrictive concept of grave risks
may preclude a balanced assessment. Moreover, the application of Article 13 of the
Hague Convention should entail a comprehensive analysis as suggested by sub-paragraph
(b) of that Article, which specifically demands the avoidance of “intolerable situations”
resulting from the return of the child.
We find that, as a result of the above-mentioned restrictive interpretation, the Federal
Court failed to attribute proper weight to the interests and rights protected by Article 8,
together with other Convention rights (in particular Ms Neulinger's dignity as an
autonomous person).
5. The Federal Court failed to provide reasonable grounds for its dismissal of Dr B.'s
expert opinion, which had been ordered and accepted by the Vaud Cantonal Court.
According to that opinion the child's return to Israel with his mother would expose him to
a risk of psychological harm whose intensity could not be assessed without ascertaining
the conditions of that return, in particular the conditions awaiting the mother and their
potential repercussions for the child (see paragraph 37). The Federal Court also failed to
consider the impact of the father's limited rights of access and the potential financial
hardship. These are paramount considerations to be addressed in applying Article 8, even
if the specific decision concerns the return of a child wrongfully removed. Of course,
given the specific nature of the situation, the weight of the different factors (for example,
the weight of public order in relation to dissuasion of abduction) differs from what is
applicable in “ordinary” child placement cases. National courts, having the benefit of
direct contact with the persons involved, are better placed to make such assessments and
must be accorded a reasonable margin of appreciation.
6. The judgment of the Grand Chamber identifies a number of considerations that it finds
relevant today in order to assess whether Article 8 has been complied with. The
majority's approach indicates that in the application of the Hague Convention, Article 8
of the Convention requires a future-oriented approach, which can serve the best interests
of the child.
We find that the overwhelming majority of those considerations were applicable as of 16
August 2007. The Court in particular refers to integration into the new environment (see
paragraph 145) and to the seriousness of the difficulty the child and his mother are likely
to encounter in the country of destination (see paragraph 146). In 2007 the child, having
spent two years in Switzerland was already settled in his new environment. This was
demonstrated in the domestic proceedings. The Court finds that this was so when it refers
to nursery school attendance from 2006 onwards. However, this factor was disregarded
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS 63
by the Federal Court. The Court also finds that the pre-2007 restrictions on the father's
right of access are relevant in the assessment of the risks for the child's well-being in the
event of his return to Israel (see paragraphs 22 and 24.) Once again, the consideration of
these factors is expressly precluded by the Federal Court's deliberately restrictive
interpretation of the Hague Convention. Finally, in the view of the majority, the criminal
sanctions that the mother might face in the event of her return are also a relevant risk for
the child's well-being. Given that the mother is probably the only person to whom the
child relates, such a risk is one that the Court finds not to be acceptable in 2010. But the
facts and the resulting risks were already the same in 2007.
7. The Federal Court recognised that the child's return without his mother would entail a
grave risk for him but it found that the mother could reasonably be expected to
accompany him to Israel and that the above risk did not therefore exist.
In the Federal Court's view, the mother had failed to provide objective reasons to justify
her preference not to return. In particular it found that the possibility of her prosecution in
Israel did not amount to an objective reason as it did not satisfy the burden of proof that
she was required to discharge in accordance with its restrictive interpretation of Article
13 of the Hague Convention. The reasoning of the Federal Court implies that in the
absence of objective reasons the mother has a duty to return with her child. However, the
uncontested legal obligation to take personal care of one's child does not entail an
unconditional duty to do so at any place of residence, in total disregard of the Convention
rights of the care provider. In its reasoning the Federal Court disregarded the possibility
and related risk that the child might not be accompanied by his mother; the underlying
assumption that the mother has to follow the child indicates a disregard of the mother's
Article 8 rights, her freedom of movement and her personal autonomy. In this
connection, we are in full agreement with the concurring opinion of Judge Lorenzen,
joined by Judge Kalaydjieva.
8. We agree with those judges that the decision of the Federal Court was certainly made
with the best intentions to comply with the obligations under the Hague Convention.
However, the effect was, in our opinion, that Article 13 of the Hague Convention was not
properly assessed in the light of the Convention and therefore the judgment of the Federal
Court of 16 August 2007 violated Article 8 of the European Convention on Human
Rights irrespective of any subsequent developments in the applicants' situation.
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64 NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS
2. It is clear that the violation would have fully materialised, that is to say, the Swiss
court's decision would have been executed, were it not for this Court's own imposition of
an interim measure (under Rule 39 of the Rules of Court).
3. In this and a few other senses the violation has clearly been consummated in
Switzerland.
4. This Court has never addressed, as potential violations, mere executions of final
judgments (the reverse is true, however, for non-executions).
5. If a violation is found by this Court, it refers to the final decision in the domestic
jurisdiction – rather than its mere execution.
6. In more practical terms, the hypothetical violation found by the majority now
probably prevents the applicants from re-opening the proceedings in the domestic courts.
Moreover, under Swiss law, which has been in the laudable forefront of this
development, a finding of a clear violation by this Court, rather than merely a
hypothetical one concerning the execution of a final judgment, would necessitate not
only re-opening in a domestic court.
7. For it is now clear that such re-opening would also require the Swiss domestic court to
follow this Court's judgment, not only in its operative part but also in its reasoning.
8. If that were not the case – and this has also become clear – the applicants could then
come back to the European Court of Human Rights and request that the domestic
judgment, such as it might be, be brought into line with the Court's judgment.
9. The second of those two reasons is not merely pragmatic. It raises the important
question of the extent to which the judgments of the European Court of Human Rights
are in fact binding on national courts.
10. But it is of course the first reason which is decisive, because it implies that the
violation vel non for this Court may hinge upon the simple fact of the execution vel non
NEULINGER AND SHURUK v. SWITZERLAND JUDGMENT – SEPARATE OPINIONS 65
of a final domestic judgment – and execution in the present case has, moreover, been
suspended only because of our own imposition of an interim measure (under Rule 39).
11. My substantive objection to the majority judgment, however, derives from its
completely warped reliance on the case of Maumousseau and Washington v. France (no.
39388/05, ECHR 2007-XIII).
12. Like cases should be decided alike. It is clear that the fact patterns in both cases are
analogous, except that the risk for the mother in Maumousseau and Washington, had she
returned to the USA, would have been much greater, including possible arrest at the
border, not to mention the 25,000 US dollar deposit and the fact that she could only have
seen her child in the presence of a guard in the courthouse for about half an hour – these
being just some of the draconian conditions imposed by the family court judge in the
first-instance family court of New York State.
13. If anything, the situation in the Maumousseau and Washington case was
considerably worse, when compared to the situation in the present case.
14. It is therefore clear that the Neulinger and Shuruk v. Switzerland case
straightforwardly reverses the Section III case of Maumousseau and Washington v.
France.
15. This is very easy to prove. The respondent in the present case, the Swiss
Government, relied squarely on the Section III judgment in Maumousseau and
Washington (see paragraph 119 of the judgment).
16. In Maumousseau and Washington, the Section's majority – but see my dissenting
opinion! – stated that the aim of the Hague Convention was to prevent the “abducting
parent” from succeeding in legitimating, by the passage of time operating in his or her
favour, a de facto situation which he or she had brought about unilaterally (nemo auditur
propriam turpitudinem allegans). The Section chose to disregard the best interest of the
child contingent upon the passage of time and other factors concerning the father.
17. It follows that in terms of stare decisis, the reliance of the Swiss Government upon
Maumousseau and Washington was inescapably logical.
18. The Swiss Government was free a fortiori to take it for granted that the fact pattern
in Neulinger and Shuruk, when compared with the situation in Maumousseau and
Washington, was considerably less disadvantageous to the mother and to the child. There
the child had in the end been brutally snatched from the hands of the mother and
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delivered to the father in New York, with whom that girl, among other things, had never
lived alone before.
19. Suffice it to say, because I explained my position in that case, that the Swiss
authorities in their stare decisis reliance on Maumousseau and Washington had every
reason to believe that in Neulinger and Shuruk the Court would a fortiori take the
position that there would have been no violation had the child in fact been sent back to
Israel.
20. Inexplicably, the Grand Chamber panel rejected the request for referral of
Maumousseau and Washington.
21. Nevertheless, the issue, wrongly decided in Maumousseau and Washington, has now
ricocheted and the Court has reached, despite the hypothetical nature of the violation
found here, a reasonably correct decision.
23. It is certainly bizarre to quote Maumousseau and Washington as if it were a case not
only compatible with but actually supportive of the outcome in Neulinger and Shuruk.