5478 Exhibit AB 20170606 24
5478 Exhibit AB 20170606 24
INSTRUCTIONS. Furnish this exhibit for EACH foreign principal listed in an initial statement and for EACH additional foreign principal acquired
subsequently. The filing of this document redrires the paymentof a filing fee as set forth in Rule (d)(1), 28 C.F.R. 5.5(d)(1). Compliance is
accomplished by filing an electronic Exhibit A form at https:/Avww.tara.gov.
Privacy Act Statement. Thefilingof this document Is required by thc Foreign Agents Registration Act of 1938, as amended, 22 U.S.C 611 et seq.,
for the purposes of registration under the Act and public disclosure. Provision of the information requested is mandatory, and failure to provide mis
information is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short form
registration statement, supplemental statement, exhibit, amendment, copy of informational materials or other document or infonnationfiledwith the
Attorney General under mis Act is a publicrecordopen to public examination, inspection and copying during the posted business hours ofthe
Registration Unit in Washington, DC. Statements are also available online at the Registration Unit's webpage: https://www.fara.gov. One copy of
every such document, other than informational materials, is automatically providedtothe Secretary of State pursuanttoSection 6(b) of the Act, and
copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) of the Act The
Attorney General also transmits a' se^-iuinual report to Congress on the administration of the Act which liststiienames of all agents registered under
the Act and theforeignprincipals' they represent This report is available to the public in print and online at: h'ttos://ivww. fera,goy.
Public Reporting Burden. Public reporting burdenforthis collection of mformation is estimated to average .49 hours per response, including the
timeforreviewing instructions, searching casting data sources, gathering data needed, and completing andreviewingthe
collection of information. Send commentsregardingthis bWden estimate or any other aspectoftinsconecttonof mformation, including suggestions
forreducingthis burden to Chief, Registration Unit, Counterintelligence and Export Control Section, National Security Division, US. Department of
Justice, Washington, DC 20530; and to the Office of Information and Regulatory Affairs, Office of Management and Budget Washmgton/DC 20503.
c) Principal aim
1 "Government of aforeigncountry," as defined in Section 1(e) of thc Act, includes any person or group of persons exercising sovereign dc facto or de jure political jurisdiction
over any country; other ihim the United States, or over any part of such country, and includes any subdivision of any such group and any group or agency to which such sovereign do
fluio or do jure' authority or junctions are directly ortadirecUydelegated. Such term shall include any faction or body of insurgents within a country assuming to exercise
governmental authority whether such faction or body of insurgents h or has not been recognized by'the United States.
FORM NSD-3
Revised 05/17
9. Explain fully all items answered "Yes" m Item 8(b). (Ifadditional space is needed, a fall insert page must be used.)
n/a
10. If the foreign principal is an organization and is not owned or controlled by a foreign government, foreign political party or other
foreign principal, state who owns and controls it
n/a
EXECUTION
In accordance with 28 U.S.C. 1746, the undersigned swears or affirms under penalty of pejjtiry n ^ lieysbe has read the'
information set forth in this Exhibit A to the registration statement and that he/she is familiar with the contents thereof and that such
contents are m their entirety true and accurate to the best of his/her knowledge and belief.
Privacy Act Statement Thefilingof this document is required for the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. 611 etseq.,
for the purposes of registration under the Act and public disclosure. Provision ofthe information requested is rnandatory, and failure to provide
die information is subject to the penalty and enforcement provisions established in Section 8 ofthe Act Every registration statement, short form
registration statement, supplemental statement exhibit amendment copy of informational materials or other document or mformation filed with thc
Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours of the
Registration Unit in Washington, DC Statements are also available online at the Registration Unit's webpage: hfm$;/Avww.lara.gov. One copy Of
every such document, other than informational rn^erials, is automatically providedtothe Secretary of State pursuanttoSection 6(b) ofthe Act and
copies of any and all documents areroutinelymade avai lable to other agencies, departments and Congress pursuant to Section 6(c) of the Act The
Attorney General also transmits a semiannualreportto Congress on the administration ofthe Act which lists the names of all agents registered under
the Act and theforeignprincipals they represent This report is availabletothe public in print and online at: http/Avww.,fara.gov.
Public Reporting Burden. Publicreportingburden for this collection of mformation is estimated to average .33 hours perresponse,including the
time for reviewing instructions, searching existing data source^" gathering and mamtatning the data needed, and completing and reviewing the
collection ofraformatioaSend comments regarding this burden estimate or any othWaspect of mis cbllecrion of information, including suggestions
&r reducing this burdento.Chief, Registration Unit, Counterintdtigerice and Export Control Section, National Security Division, U.S. Department of
Justice, Washington, DC 20530; and to the Office of Information and Regulatory Affaits, Office of Management and B^get/Wasbmgton, DC 20503.
4. S The agreement between the registrant and the above-named foreign principal is a formal written contract I f this box is
checked, attach a copy of thc contract to this exhibit
5. There is no formal written contract; between the registrant and the foreign principal. The agreement with the above-named
foreign principalhas resulted from an exchange of correspondence. If this box is checked, attach a copy of all pertinent
correspondence, including a copy of any initial proposal which has been adopted byreferencein such correspondence,
6. The agieemeEt or understand^
contract nor an exchange of correspondence between the parties. I f this box is checked, give a complete description below of
the terms and conditions of the oral agreement or understanding, its duration, the fees and expenses, if any, to be received.
7. Describe folly the nature and method of perfqnnance ofthe above indicated agreement or understanding.
See attachment
FORM NSD-4
RevWoS/l?
8. Describe fully the activities the registrant engages in or proposes to engage in on behalf of the above foreign principal.
Registrant will provide communications consulting services on generalforeignpolicy matters and US-Saudi relations.
9. Will thc activities on behalf ofthe above foreign principal include political activities as defined m Section l(o) of the Act and in
thefootnotebelow? Yes H No
If yes, describe all such political activities fndicating, among other tilings, the relations, interests or policies to be influenced
together with the means to be employed to achieve this purpose.
Registrant will provide communications and public relations services to the government ofthe Kingdom of Saudi Arabia
(KSA). Registrant will provide services to KSA on Communications strategies and outreach activities dealing with US-Saudi
relations, including general foreign policy matters, economic and trade cooperation, and security issues. These efforts may
indude outreach to think tanks, business leaders, trade and business organizations, academics and media.
EXECUTION
In accordance with 28 U.S.C. 1746, the undersigned swears or affirms under penalty of perjury that he/she has read the
information setforthin this Exhibit B to the registration statement and that he/she is fVniliflr with thejcontents thereof and that such
contents are m their entirety true and accurate to the best of his/her knowledge and belief.
Footnote: "Political activity," asdefined in Section l(o) of the Act, means nay activity which the person engaging
_ . _ in believes will, - j orx i v son i v any-' way influence
any ogency or official of (he Government ofthe United Slates or any section of the public within the United Slates with reference to Mnnuttiing, adcpthtgt&^hanghig the
domestic or foreign policies or the United Slates or with referencetothc political or public interests, policies, or relations of a government of aforeigncountry or a foreign political
party.
;
www. harbourgrp.com
;THE^::. -
HARBOUR 1200 New Hampshire /wo.. NW I Suite 8501 Washington, DC 20036
GROUP
May 23,2017
The Harbour Group (THG) looks forward to working With Royal Embassy of Saudi Arabia
{''CUEINTT). This agreement outlines the role, scope of work, and specificfinancialand billing
terms of THG for the services specified below that will commence on May 1,2017 arid
continue for 12 months, through April 30,2018.
Scope of Work
THG will assist and support CLIENT as required by providing strategc cornmunjeations counsel
and support on general foreign policy matters and US-Saudi relations.
THG professional fees for all ofthe activities will be billed In 12 monthly installments of
$80,000 per month. Richard MIntz will act as the lead professional on this project and he will
be assisted by other senior THG staff who will be approved in advance by CLI ENT. THG will
provide Client with a monthly summary of work accomplished. Any additional services
performed for CUENT during the term of this agreement will be billed at THG's standard
hourly rates, and with prior authorization from CUENT.
All out-of-pocket expenses of more than US$1,000.00 must be approved In advance by the
Client. When/if advance payments to third parties are required, the Client agrees to pay THG
as soon as practically possible upon presentation to the Client of any such third-party invoice.
In addition, all airfare costs required by this project shall be the responsibility ofthe client and
paid in advance of said travel.
www.harbourgrp.corn
THG's first invoice will be sent upon execution of this agreement. Subsequent invoices will be
sent to Client on or around the 1st of each month. THG's professional fees are payable within
thirty (30) days of Client's receipt of THG's invoice.
Termination
Client reserves the right to terminate at any time, effective immediately upon written notice
of termination. THG shall be paid through termination date and Client will remit any payment
for professional fees, expenses and third-party expenses incurred through termination date
as well as to any fees or expenses agreed to by THG on the Client's behalf for vendors,
consultants, subcontractors or any other third parties through termination date.
in the event THG has not received payment within 15 days from the payment due date, THG
will then notify Client of such and provides Client with 15 days to rectify the situation. If Client
fails to remit payment within 15 days ofthe notification, THG would then have the ability to
withdraw from its assistance and support as described In the Scope of Work.
Compliance
THG complies fully with US laws covering the representation of foreign governments and
interests in the United States, specifically Including the Foreign Agents Registration Act
(FARA). Under FARA, THG activities that involve contacts with covered US persons must be
publicly disclosed through regular filings with the US Department of Justice (DOJ). FARA also
requires public disclosure of contracts with and expenses on behalf of the foreign client that
involve covered activities. This agreement will be filed with the DQJ's FARA unit.
Prior to using furnished material by Client, THG will provide Client with notice and an
opportunity to sign off on the furnished material prior to its usage and/or dissemination.
Client will consult with THG prior to changing any m aterial created by THG and will not do so
prior to getting a written approval from THG. THG will not use and or disseminate any
material It prepared for Client without Client's specific written approval. THG shall submit to
Clientforsecurity review prior to any submissionforpublication, any book, column, article or
other written work for general publication that Is based oh any knowledge THG acquired
through Its work for Client and which THG wishes to publish after termination of this
agreement.
www.harbourgrp- com
Modification
This Agreement contains the entire agreement and understanding between THG and Client
and shall not be varied, amended or supplemented except in writing signed by both Parties.
The attached Non-Disclosure Agreement Is Incorporated by reference to this agreement letter
and its obligation survives the termination of this agreement.
For CLIENT
N a m e :
Date:
r-2- o Date: G, _ 2C- - 0^1^