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Feudalism Debate
Feudalism Debate
INDIAN HISTORY
Structure
10.1 Introduction
1 10.2 Indian Feudalism: Various Approaches
I 10.3 Was there Feudalism in India?
1 10.4 Feudalism Reconsidemd '
I
10.5 Feudalism, Trade and Urbanisation
10.6 Problems
10.7 SummaIy *
10.8 Glossary
I 10.9 Exercises
II
The notion of feudalism has European origins. Indeed, in Europe too its history is
rather recent, going back at the most to the seventeenth century, long after the
phenomenon characterised as feudalism had been dead and gone. From here it,
along with many other concepts, spread out to the rest of the world in the wake of
Ewopem expansion. Understandably then, as the concept evolved and changed in
European historiography, its shape in the world's other regions too changed
ttccordingly.
I
Initially, European feudalism was perceived entirely in the customary law binding
the lord and the vassal. It was also seen as a backward, rigid, and slow moving
system. The view was somewhat expanded to equate feudalism with a system of
govemment where power was highly decentralised, resting in the hands of feudal
lords even as a nominal ruler was publicly acknowledged as a sovereign.
I
It was not for too long that the concept of feudalism remained confined to the lord-.
vassal relationship. Gradually, other aspects of study began to evolve. Marxism in
particular brought to attentionthe question of production, i.e. the relationship between
land and labour. From-lord-vassalrelationship, the perspective shifted to the lord-
peasant relationship. Economy also brought into focus questions of technology, trade,
money,etc.
I
R
Historiography of the Annales School opened up areas of the history of the family,
gender relations, ideas and mentalities.
Kosarnbi, in his characteristic mode, formulated the notion of feudalism in the shape
of a formula rather than in a detailed empirical study. This major task was taken up
by Professor R. S. Sharma in his Indian Feudalism, 1965. However, R. S. Sharma
did not follow the Kosarnbian formula of feudalism from below and from above;
instead, he envisioned the rise of feudalism in Indian history entirely as 'the
consequence of state action, i.e. from above. It is only lately that he has turned his
attention to the other phenomenon.
II
R. S. Sharma essentially emulated the model of the rise and decline of feudalism in
Europe formulated in great detail by the Belgian historian of the 1920s and 3Os,
Henri Pirenne. Pirenne had displaced the dominhnt stereotypeof European feudalism
as lord-vassal relationship and substituted in its place one that had much wider and
deeper range of consequences for society. He postulated that 'grand trade', i.e.
long distance trade in Europe across the ~editerranean,had allowed European The Feudalism Debatein
I
I economy, society and civilisation to flourish in Antiquity until its disruption by the Indian History
I
Arab invasions of Europe in the seventh century. Disruption of trade led to the
economy's 'ruralisation', which made it inward, rather than outward looking. It also
/ resulted in what Pirenne called 'the closed estate economy'. The closed estate signified
%he unit of land held as estate by the lord [10,000 acres on an average] and cultivated
/
t
by the peasant, where trade was minimal and almost everything the inhabitants of
the estate required was produced within. These estates, in other words, were
economically 'self-sufficient' units. The picture changed again from the eleventh
century when the Crusade? threw the Arabs back to the Near East; this led to the
I revival of trade and cities and the decline of feudalism. Pirenne thus posited an
I
irreconcilable opposition between trade and urbanisation on one hand and feudalism
I
on the other.
R S Sharma copied this model in almost every detail, often including its terminology,
on to the Indian historical landscape. He visualised the decline of India's long distance
trade with various parts of the world after the fall of the Guptas; urbanisation also
suffered in consequence, resulting in the economy's ruralisation. A scenario thus
arose in which economic resources were not scarce but currency was. Since coins
were not available, the state started handing out land in payment to its employees
and grantees like the Brahmins. Along with land; the state also gave away more and
more rights over the cultivating peasants to this new class of 'intermediaries'. The
inckasing subjection of the peasants to the intermediaries reduced them to the level
of serfs, their counterparts in medieval Europe. The rise of the class of intermediaries
through the state action of giving grants to them is the crucial element in R S Sharma's
construction of Indian feudalism. Later on in his writings, he built other edifices too
upon this structure, like the growth of the class of scribes, to be consolidated into
the caste of Kayasthas, because state grants needed to be recorded. The crucial
process of land grants to intermediaries lasted until about the eleventh century when
the revival of trade reopened the process of urbanisation. The decline of feudalism
is suggested in this revival, although R S Sharma does not go into this aspect in as
much detail. The one element that was inissing in this picture was the Indian
counterpart of the Arab invasion of Europe; however, Professor B N S Yadava,
another eminent proponent of the Indian feudalism thesis, drew attention to the Hun
invasions of India which almost coincided with the beginning of the rise of feudalism
here. The oppressive feudal system in Europe had resulted in massive rebellions of
the peasantry in Europe; in India R S Sharma looked for evidence of similar uprising
but found only one example of Kaivartas - who were essentially boatmen in eastern
Bengal but also engaged part time in cultivation - having revolted in the eleventh
century.
The thesis propounded in its fully-fledged form in 1965 has had a great deal of
influence on subsequent history writing on the period in India. Other scholars
supported the thesis with some more details on one point or another, although
practically no one explored any other aspect of the theme of feudalism, such as
social or cultural aspect for long afterwards. B N S Yadava and D N ~ h a i t o o d
firmly by the feudalism thesis. The theme found echoes in south Indian historiography
too, with highly acclaimed historians like MGS Narayanan and Noburu Karashima
abiding by it. There was criticism too in some extremely learned quarters; the most
eminent among critics was D C Sircar. There was too a fairly clear ideological
divide which characterised history writing in India in the 1960s and 70s: D D
Kosarnbi, R S Sharma, B N S Yadava and D N Jha were firmly committed Marxists;
hdyMalievaIEcoaom)rd D C Sircat stood on the other side of the Marxist fence. However, neither support
its Continuities nor opposition to the notion of feudalism opened up the notion's basic structure to
further exploration until the end of the 1970s.The opening up came b m within the
Marxist historiographical school. We shall return to it in a little while.
The theoretical problem was concerned with the issue whether feudalism could at
all be conceived of as a universal system. If the driving force of profit maximisation
had led capitalism on to ever rising scale of production and ever expanding market
until it encompassed the whole world under its dominance, something we are
witnessingright before our eyes, and if this was a characteristic of capitalism to thus
establish a world system under the hegemony of a single system of production,
logically it would be beyond the reach of any precapitalist system to expand itself
to a world scale, i.e. to turn into a world system. For, the force of consumption
rather than profit maximiationdrove pnxapitalist economic systems, and this limited
their capacity for expansion beyond the local or the regional level. Feudalism thus
could only be a regional system rather than a world system. The problem is hard to
resolve by positing different variations of feudalism: the European, the Chinese, the
Japanese and the Indian, etc., although this has often been attempted by historians.
For, then either the definition of feudalism turns so loose as to become synonymous
with eve@pre-capitalist system and therefore fails to demarcate feudalism fkom the
others and-isthus rendered useless; or, if the definition is precise, as it should be to
remain functional, the 'variations' become so wide as to render it useless. Indeed,
evenwithin the same region, the variations are so numerous that some of the most
respected historianssfm@eval Europe in recent years, such as Georges Duby and
Jacques Le Goff, tend i d k i d the use of the tam feudalism altogether; so sceptical
they haw become of almost any definition of feuchlhm.
The empirical basis of the questioning of Indian feudalism in the 1979Presidential
Address lay in a comparison between the histories of medieval Westem Europe and
medieval India, pursued at three levels: the ecological conditions, ~ o l o g y
available and the social organisation of forms of labour use in agriculturein the two
regions. With this intervention, the debate was no longer confined to feudalism/
trade dichotomy which in any case had been demonstrated to be questionable Inits
own homeland.
The empirical argument followed the perspective that the ecology of Westecn E w p e
gave it four months of sunshine in a year; all agricultural operations,fbmtilling the
field to sowing, tending the crop, harvesting and storing therefore must be completed
within this period. Besides, the technology th'at was used was extremely:labour
intensive and pmductivity of both land and labour was pegged at the dismtll sd:ykld
ratio of 1:2.5 at the most. Consequently the demand for labour during the f a
months was intense. Even a day's labour lost would cut into pmduction. The solution
was found in tying of labour to the land, or serfdom. This generatedenormoustension
between the lord and the serf in the very process of p-reduction; the lord would seek
to control the peasant labour more intensively; the peassllt would, even while
appearing to be very docile, try to steal the lod's time to cultivate his own land. The
struggle, which was quiet but intense, led to technological improvement, rise in
productivity to 1:4 by thetwelfth century, substantial rise in population and therefore
untying of labour from land, expansion of agriculture and a spurt to trade and
urbanisation. The process was, however, upset by the Black Death in 1348-51
which wiped out a quarter of the population leading to labour scarcity again. The
lords sought to retud to the old structures of tied labour; the peasants, howwr,
who had tasted better days in the 11" and 12h centuries, flew into rebellions all
over Europe especially during the 14" century. These rebellions were the work of
the prosperous, rather than the poor peasants. By the end of the century, feudalism
had been reduced to a debris.
Indian ecology, on the other hand, was marked by almost ten months of sunshine
where agricultural processes could be spread out. Because of the intense heat,
followed by rainfhll, the upper crust of tlw soil was the bed of fertility; it therefore
did not require deep, labour intensive digging. The hump on the Indian bull allowed
the Indian peasant tp use the bull's drought power to the maximum, for it allowed
the plough to be placed on the bull's shoulder; the plain back on his European
counterpart would let the plough slip as he pulled it. It took centwk of t e c h n o l ~
improvementto facilitate full use of the bull's drawing power on medieval European
fields. The productivity of land was also much higher in medieval India, pgged at
' 1:16. Besides, most Indian lands yielded two crops a year, something unheard of in
Euro'pe until thenkteenth century. The fbdamental diffrrcnce in conditions in Indirr
compared to Europc also made it imperativethat the formsof labour use in agriculture
should follow a different pattern. Begar, or tied labour, paid or unpaid, was seldom
part of the process of production here; it was more used for non-productive purposes
such as carrying the zamindar 's loads by the peasants on their heiids or supplying
milk or oil, etc. to the zdmindars andjagirdars on specified occasions. In other
words tension between the peasant and the zamindar or thejagirdar was played
out outside the process of production on the question of the quantum of revenue.
We do not therefore witness the same levels of technolagical breakthroughs and
transformation of the production processes in medieval India as we see in medieval
Europe, although it must be emphasised that n9ither. -
technology northe process of
agricultural production was static or unchanging m India.
h r t y McdicvrrIbwmy and, The 1979 Address had characterised the medieval Indian system as one marked
its Continuities by h e peasant economy. Free peasant was understood as distinct from the medieval
European serf. Whereas the serf's labour for the purposes of agricultural production
was set under the control of the lord, the labour of his Indian counterpart was under
his own control; what was subject to the state's control was the amount of produce
of the land in the form of revenue. A crucial difference here was that the resolution
of tension over the control of labour resulted in transformation of the production
system from feudal to capitalist in European agriculture from the twelfih century
onwards; in India tension over revenue did not affect the production system as such
and its transfornation began to seep in only in the twentieth century under a different
set of circumstances.
'Was There Feudalism in Indian History?' was reprinted in the pages of a British
publication, The Journal of Peasant Studies in 198 1. Within the next few years it
had created so much interest in-internationalcircles that in 1985 a special double
1
issue of the journal, centredon this paper, comprising eight articles from around the
world and the original author's response to the eight, was published under the title
Feudalism and Non-European Societies,jointly edited by T. J. Byres of the School
of Oriental and African Studies, London University, editor of the journal, and the
article's author. It was also simultaneouslypublished as a book. The title was adopted
keeping in view that the debate had spilled over the boundaries of Europe and India
and had spread into China, Turkey, Arabia and Persia. The publication of the special
issue,however, did not terminate the discussion; three other papers were subsequently
published in the journal, the last in 1993. The discussion often came to be referred
to as the 'Feudalism Debate'. Acollection of concerned essays was published in
New Delhi in 1999 under the title The Feudalism Debate.
There have been certain differences of opinion among the historians of the Indian
feudalism school too, D N Jha for example had found inconsistency between the
locale of the evidence of the hotion of Kaliyuga and site of the 'crisis' which the
kaliyuga indicated: the evidence came from peninsular India, but the crisis was
expected in Brahmanical north. B P Sahu too had cast doubt on the validity of the
evidence of a kuliyuga as indicator of a crisis; instead, he had perceived it more as
a redefinition of kingship and therefore a reassertion of Brahmanical ideology rather
than a crisis within it.
10.6 PROBLEMS
There are some other methodological problems too. If the period between c. 300
and c. 1100 is the life span of Indian feudalism, how is one to characterise the
succeeding era, 'medieval India' as it is normally called, prior to the establishment
of the colonial regime? Besides, can one leave the long stretch of time under one
single head with the implicit assumption that the whole stretch was a single unit
wwch did not witness any major mutations? Marc Bloch had, for example, classified
the period of feudalism in Europe into the First Feudal Age and the Second Feudal
Age, with the dividing roughly drawn across the year 1000. So sharp was the change
in his view that a person from one age would have found himself analien in the other.
The profound mutations within the structure of feudalism are by now conventional
wisdom in European historiography, even if the terms used by different historians
sometimes differ. Some historians prefer 'Low and High Middle Ages' to the 'First
and the Second Feudal Age.' Also, there is consensus that feudalism in Ewppe was
succeeded by the rise and cpnsolidation of capitalism. Colonialism was one facet of
the rise of capitalism.
What kind of changes can one visualise in Indian feudalism over the eight centuries
of its existence? And, what was it that succeeded it after A.D. 1100 or so? Surely
not capitalism.Adherents of feudalism have not seriouslyencountered these questions.
D D Kosambi had extended feudalism to the 17¢ury almost as a intellectual
diktat; this would only compound the problem fiu?her by extending its life by another
six centuries and treating the entire stretch of nearly 1400 years as the same from
one end to the other - an impossible plea for historians of today to entertain, for
tracing change, even minute one over small periods, is their primary preoccupation.
10.7 SUMMARY
The growth of Indian feudalism is characterised by D.D. Kosambi as two way
process-feudalism fiom above and feudalism fiom below. However, for R.S. Sharma
feudalism was the result of state action - i.e. fiom above. Sharma's arguments were
further strengthened and developed by B.N.S. Yadava and D.N. Jha. In 1979,
however, Harbans Mukhia questioned, 'Was there feudalism in Indian History?'
Countering Mukhia R.S. Shanna in his essay 'How feudal was Indian Feudalism?'
once again tried to emphasise the feudal character of Indian economy in a more
subtle way. More recently, a new dimension- bhakti - is added to further explore
the feudal character. Here Bhakti is seen embodying the lord-vassal relationship.
However, of late the chief feature of Indian feudalism - declining trade and
urbanisation - is seriously questioned by B.D. Chattopadhyaya, Ranabir Chakravarti,
and John S. Deyell. +
10.8 GLOSSARY
Annales It was initially associated with a French journal
co- founded by Marc Bloch and Lucien Febvre.
Annales school of historians emphasise upon a
study of long-term structures rather than events.
Ferdinand Braudel and Marc Bloch were the
most famous exponent of this school. They
opened new areas like comparative history,
history of attitudes/mentalities, quantitative
history, etc. They challenged conventionalhistory
of narratives and periodization. They broke the
barriers of disciplines and introduced
interdisciplinary approaches in social sciences.
Asiatic Mode of Production Essentially a concept developed by Karl Marx
and Frederich Engels, it nevertheless
incorporates several elements drawn from the
widely prevalent European image ofAsia as the
anti-thesis of Europe. In this image, Europe was
perceived to have been on a triumphant march
of 'progress' owing to rationality, science and
technology;Asia on the other hand was perceived
as still, unchanging, lacking in 'history'. Marx
ascribed this changelessness in Asia to the
absence of private property; consequently there
~ - were no class struggles here, the motor, in his
view, of progress. The Asiatic Mode of
Production has come in for some sharp criticism
especially at the hands of Marxist historians of
China and India.
Crusades Byzantine ruler Alexius Comnenus, ruling fiom
Constantinoplewas troubled constantly by the
Turks. ?ley often attacked Christian pilgrims on
their way to and in Jerusalem, causing them great
distress. Pope Urban I1 on that pretext declared
a Holy crusade to reclaim the Holy Lands fiom
the barbarian Turks. ?%us the first Crusade began
in A D 1096. The centre of the conflict was
Levant (modem Israel, parts of Syria, Lebanon,
and south eastern Turkey). Crusades lasted for
250 years. Altogether there were six major
crusades in a period of 176 years (1095- 1271).
Jagirdar Land revenue assignments given in lieu of cash
.were termed asjagir and its holder was called
jagirdar. This should be borne in mind that it
was not land but revenue from the land which {
was given to the jagirdars.
Serfs A class of tenant cultivators in Medieval Europe.
They were tied to the land they tilled. In return
they rendered labour on the lord's land or paid
a share of their produce, besides several other
'obligations' owed to the lord.
Zamindar Literally means controller or holder of land.
During the Mughal period it did not signify
property right. Instead the tern denote hereditary
right over the peasant's produce. It was generally
1/1OLbof the land revenue demand.
10.9. EXERCISES .. .
Deyell, John (1WO), Living WithoutSilver: The Monetary History of Early Medieval
North India, New Delhi.
Jha D. N., (ed.) (2000), The Feudal Order: State, Society and Ideology in Early
Medeval India, New Delhi.
Kosambi, D. D., (h56), ~n Intmduction to the Srudy ofIndian History, Bombay.
Kulke, Hermann, (ed.) (1W4), The State in India, A. D. 1000-1700, New Delhi.