Estrada v. Desierto
Estrada v. Desierto
DECISION
PUNO , J : p
On the line in the cases at bar is the o ce of the President. Petitioner Joseph
Ejercito Estrada alleges that he is the President on leave while respondent Gloria
Macapagal-Arroyo claims she is the President. The warring personalities are important
enough but more transcendental are the constitutional issues embedded on the parties'
dispute. While the signi cant issues are many, the jugular issue involves the relationship
between the ruler and the ruled in a democracy, Philippine style.
First, we take a view of the panorama of events that precipitated the crisis in the
office of the President.
In the May 11, 1998 elections, petitioner Joseph Ejercito Estrada was elected
President while respondent Gloria Macapagal-Arroyo was elected Vice- President.
Some ten (10) million Filipinos voted for the petitioner believing he would rescue them
from life's adversity. Both petitioner and the respondent were to serve a six-year term
commencing on June 30, 1998.
From the beginning of his term, however, petitioner was plagued by a plethora of
problems that slowly but surely eroded his popularity. His sharp descent from power
started on October 4, 2000. Ilocos Sur Governor, Luis "Chavit" Singson, a longtime
friend of the petitioner, went on air and accused the petitioner, his family and friends of
receiving millions of pesos from jueteng lords. 1
The exposé immediately ignited reactions of rage. The next day, October 5, 2000,
Senator Teo sto Guingona, Jr., then the Senate Minority Leader, took the oor and
delivered a ery privilege speech entitled "I Accuse." He accused the petitioner of
receiving some P220 million in jueteng money from Governor Singson from November
1998 to August 2000. He also charged that the petitioner took from Governor Singson
70 million on excise tax on cigarettes intended for Ilocos Sur. The privilege speech was
referred by then Senate President Franklin Drilon, to the Blue Ribbon Committee (then
headed by Senator Aquilino Pimentel) and the Committee on Justice (then headed by
Senator Renato Cayetano) for joint investigation. 2
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The House of Representatives did no less. The House Committee on Public Order
and Security, then headed by Representative Roilo Golez, decided to investigate the
exposé of Governor Singson. On the other hand, Representatives Heherson Alvarez,
Ernesto Herrera and Michael Defensor spearheaded the move to impeach the
petitioner.
Calls for the resignation of the petitioner lled the air. On October 11, Archbishop
Jaime Cardinal Sin issued a pastoral statement in behalf of the Presbyteral Council of
the Archdiocese of Manila, asking petitioner to step down from the presidency as he
had lost the moral authority to govern. 3 Two days later or on October 13, the Catholic
Bishops Conference of the Philippines joined the cry for the resignation of the
petitioner. 4 Four days later, or on October 17, former President Corazon C. Aquino also
demanded that the petitioner take the "supreme self-sacri ce" of resignation. 5 Former
President Fidel Ramos also joined the chorus. Early on, or on October 12, respondent
Arroyo resigned as Secretary of the Department of Social Welfare and Services 6 and
later asked for petitioner's resignation. 7 However, petitioner strenuously held on to his
office and refused to resign.
The heat was on. On November 1, four (4) senior economic advisers, members of
the Council of Senior Economic Advisers, resigned. They were Jaime Augusto Zobel de
Ayala, former Prime Minister Cesar Virata, former Senator Vicente Paterno and
Washington Sycip. 8 On November 2, Secretary Mar Roxas II also resigned from the
Department of Trade and Industry. 9 On November 3, Senate President Franklin Drilon,
and House Speaker Manuel Villar, together with some 47 representatives defected
from the ruling coalition, Lapian ng Masang Pilipino. 1 0
The month of November ended with a big bang. In a tumultuous session on
November 13, House Speaker Villar transmitted the Articles of Impeachment 1 1 signed
by 115 representatives, or more than 1/3 of all the members of the House of
Representatives to the Senate. This caused political convulsions in both houses of
Congress. Senator Drilon was replaced by Senator Pimentel as Senate President.
Speaker Villar was unseated by Representative Fuentebella. 1 2 On November 20, the
Senate formally opened the impeachment trial of the petitioner. Twenty-one (21)
senators took their oath as judges with Supreme Court Chief Justice Hilario G. Davide,
Jr., presiding. 1 3
The political temperature rose despite the cold December. On December 7, the
impeachment trial started. 1 4 The battle royale was fought by some of the marquee
names in the legal profession. Standing as prosecutors were then House Minority Floor
Leader Feliciano Belmonte and Representatives Joker Arroyo, Wigberto Tañada, Sergio
Apostol, Raul Gonzales, Oscar Moreno, Salacnib Baterina, Roan Libarios, Oscar
Rodriguez, Clavel Martinez and Antonio Nachura. They were assisted by a battery of
private prosecutors led by now Secretary of Justice Hernando Perez and now Solicitor
General Simeon Marcelo. Serving as defense counsel were former Chief Justice Andres
Narvasa, former Solicitor General and Secretary of Justice Estelito P. Mendoza, former
City Fiscal of Manila Jose Flaminiano, former Deputy Speaker of the House Raul Daza,
Atty. Siegfried Fortun and his brother, Atty. Raymund Fortun. The day to day trial was
covered by live TV and during its course enjoyed the highest viewing rating. Its high and
low points were the constant conversational piece of the chattering classes. The
dramatic point of the December hearings was the testimony of Clarissa Ocampo,
senior vice president of Equitable-PCI Bank. She testi ed that she was one foot away
from petitioner Estrada when he a xed the signature "Jose Velarde" on documents
involving a P500 million investment agreement with their bank on February 4, 2000. 1 5
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After the testimony of Ocampo, the impeachment trial was adjourned in the spirit
of Christmas. When it resumed on January 2, 2001, more bombshells were exploded by
the prosecution. On January 11, Atty. Edgardo Espiritu who served as petitioner's
Secretary of Finance took the witness stand. He alleged that the petitioner jointly
owned BW Resources Corporation with Mr. Dante Tan who was facing charges of
insider trading. 1 6 Then came the fateful day of January 16, when by a vote of 11-10 1 7
the senator-judges ruled against the opening of the second envelope which allegedly
contained evidence showing that petitioner held P3.3 billion in a secret bank account
under the name "Jose Velarde." The public and private prosecutors walked out in
protest of the ruling. In disgust, Senator Pimentel resigned as Senate President. 1 8 The
ruling made at 10:00 p.m. was met by a spontaneous outburst of anger that hit the
streets of the metropolis. By midnight, thousands had assembled at the EDSA Shrine
and speeches full of sulphur were delivered against the petitioner and the eleven (11)
senators.
On January 17, the public prosecutors submitted a letter to Speaker Fuentebella
tendering their collective resignation. They also led their Manifestation of Withdrawal
of Appearance with the impeachment tribunal. 1 9 Senator Raul Roco quickly moved for
the inde nite postponement of the impeachment proceedings until the House of
Representatives shall have resolved the issue of resignation of the public prosecutors.
Chief Justice Davide granted the motion. 2 0
January 18 saw the high velocity intensi cation of the call for petitioner's
resignation. A 10-kilometer line of people holding lighted candles formed a human
chain from the Ninoy Aquino Monument on Ayala Avenue in Makati City to the EDSA
Shrine to symbolize the people's solidarity in demanding petitioner's resignation.
Students and teachers walked out of their classes in Metro Manila to show their
concordance. Speakers in the continuing rallies at the EDSA Shrine, all masters of the
physics of persuasion, attracted more and more people. 2 1
On January 19, the fall from power of the petitioner appeared inevitable. At 1:20
p.m., the petitioner informed Executive Secretary Edgardo Angara that General Angelo
Reyes, Chief of Staff of the Armed Forces of the Philippines, had defected. At 2:30 p.m.,
petitioner agreed to the holding of a snap election for President where he would not be
a candidate. It did not diffuse the growing crisis. At 3:00 p.m., Secretary of National
Defense Orlando Mercado and General Reyes, together with the chiefs of all the armed
services went to the EDSA Shrine. 2 2 In the presence of former Presidents Aquino and
Ramos and hundreds of thousands of cheering demonstrators, General Reyes declared
that "on behalf of your Armed Forces, the 130,000 strong members of the Armed
Forces, we wish to announce that we are withdrawing our support to this government."
2 3 A little later, PNP Chief, Director General Pan lo Lacson and the major service
commanders gave a similar stunning announcement. 2 4 Some Cabinet secretaries,
undersecretaries, assistant secretaries, and bureau chiefs quickly resigned from their
posts. 2 5 Rallies for the resignation of the petitioner exploded in various parts of the
country. To stem the tide of rage, petitioner announced he was ordering his lawyers to
agree to the opening of the highly controversial second envelope. 2 6 There was no
turning back the tide. The tide had become a tsunami.
January 20 turned to be the day of surrender. At 12:20 a.m., the rst round of
negotiations for the peaceful and orderly transfer of power started at Malacañang's
Mabini Hall, O ce of the Executive Secretary. Secretary Edgardo Angara, Senior Deputy
Executive Secretary Ramon Bagatsing, Political Adviser Angelito Banayo, Asst.
Secretary Boying Remulla, and Atty. Macel Fernandez, head of the Presidential
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Management Staff, negotiated for the petitioner. Respondent Arroyo was represented
by now Executive Secretary Renato de Villa, now Secretary of Finance Alberto Romulo
and now Secretary of Justice Hernando Perez. 2 7 Outside the palace, there was a brief
encounter at Mendiola between pro and anti-Estrada protesters which resulted in
stone-throwing and caused minor injuries. The negotiations consumed all morning until
the news broke out that Chief Justice Davide would administer the oath to respondent
Arroyo at high noon at the EDSA Shrine. SIacTE
At about 12:00 noon Chief Justice Davide administered the oath to respondent
Arroyo as President of the Philippines. 2 8 At 2:30 p.m., petitioner and his family hurriedly
left Malacañang Palace. 2 9 He issued the following press statement: 3 0
"20 January 2001
STATEMENT FROM
PRESIDENT JOSEPH EJERCITO ESTRADA
At twelve o'clock noon today, Vice President Gloria Macapagal-Arroyo took
her oath as President of the Republic of the Philippines. While along with many
other legal minds of our country, I have strong and serious doubts about the
legality and constitutionality of her proclamation as President, I do not wish to be
a factor that will prevent the restoration of unity and order in our civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the Palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
May the Almighty bless our country and beloved people.
MABUHAY !
(Sgd.) JOSEPH EJERCITO ESTRADA"
It also appears that on the same day, January 20, 2001, he signed the following
letter: 3 1
"Sir:
By virtue of the provisions of Section 11, Article VII of the Constitution, I am
hereby transmitting this declaration that I am unable to exercise the powers and
duties of my o ce. By operation of law and the Constitution, the Vice-President
shall be the Acting President.
A copy of the letter was sent to former Speaker Fuentebella at 8:30 a.m. on January 20.
3 2 Another copy was transmitted to Senate President Pimentel on the same day
although it was received only at 9:00 p.m. 3 3
On January 22, the Monday after taking her oath, respondent Arroyo immediately
discharged the powers and duties of the Presidency. On the same day, this Court
issued the following Resolution in Administrative Matter No. 01-1-05 SC, to wit:
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"A.M. No. 01-1-05-SC — In re: Request of Vice President Gloria Macapagal-
Arroyo to Take her Oath of O ce as President of the Republic of the Philippines
before the Chief Justice — Acting on the urgent request of Vice President Gloria
Macapagal-Arroyo to be sworn in as President of the Republic of the Philippines,
addressed to the Chief Justice and con rmed by a letter to the Court, dated
January 20, 2001, which request was treated as an administrative matter, the
court Resolved unanimously to con rm the authority given by the twelve (12)
members of the Court then present to the Chief Justice on January 20, 2001 to
administer the oath of o ce to Vice President Gloria Macapagal-Arroyo as
President of the Philippines, at noon of January 20, 2001.
This resolution is without prejudice to the disposition of any justiciable
case that may be filed by a proper party."
The parties led their replies on February 24. On this date, the cases at bar were
deemed submitted for decision.
The bedrock issues for resolution of this Court are:
I
Whether the petitions present a justiciable controversy.
II
Assuming that the petitions present a justiciable controversy, whether
petitioner Estrada is a President on leave while respondent Arroyo is an Acting
President.
III
In the Philippine setting, this Court has been continuously confronted with cases
calling for a rmer delineation of the inner and outer perimeters of a political question.
5 7 Our leading case is Tañada v. Cuenco , 5 8 where this Court, through former Chief
Justice Roberto Concepcion, held that political questions refer "to those questions
which, under the Constitution, are to be decided by the people in their sovereign
capacity, or in regard to which full discretionary authority has been delegated to the
legislative or executive branch of the government. It is concerned with issues
dependent upon the wisdom, not legality of a particular measure." To a great degree,
the 1987 Constitution has narrowed the reach of the political question doctrine when it
expanded the power of judicial review of this court not only to settle actual
controversies involving rights which are legally demandable and enforceable but also to
determine whether or not there has been a grave abuse of discretion amounting to lack
or excess of jurisdiction on the part of any branch or instrumentality of government. 5 9
Heretofore, the judiciary has focused on the "thou shalt not's" of the Constitution
directed against the exercise of its jurisdiction. 6 0 With the new provision, however,
courts are given a greater prerogative to determine what it can do to prevent grave
abuse of discretion amounting to lack or excess of jurisdiction on the part of any
branch or instrumentality of government. Clearly, the new provision did not just grant
the Court power of doing nothing. In sync and symmetry with this intent are other
provisions of the 1987 Constitution trimming the so called political thicket. Prominent
of these provisions is section 18 of Article VII which empowers this Court in limpid
language to ". . . review, in an appropriate proceeding led by any citizen, the su ciency
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of the factual basis of the proclamation of martial law or the suspension of the privilege
of the writ (of habeas corpus) or the extension thereof . . .."
Respondents rely on the case of Lawyers League for a Better Philippines and/or
Oliver A. Lozano v. President Corazon C. Aquino, et al. 6 1 and related cases 6 2 to
support their thesis that since the cases at bar involve the legitimacy of the government
of respondent Arroyo, ergo, they present a political question. A more cerebral reading
of the cited cases will show that they are inapplicable. In the cited cases, we held that
the government of former President Aquino was the result of a successful revolution by
the sovereign people, albeit a peaceful one. No less than the Freedom Constitution 6 3
declared that the Aquino government was installed through a direct exercise of the
power of the Filipino people "in de ance of the provisions of the 1973 Constitution, as
amended." It is familiar learning that the legitimacy of a government sired by a
successful revolution by people power is beyond judicial scrutiny for that government
automatically orbits out of the constitutional loop. In checkered contrast, the
government of respondent Arroyo is not revolutionary in character. The oath that she
took at the EDSA Shrine is the oath under the 1987 Constitution. 6 4 In her oath, she
categorically swore to preserve and defend the 1987 Constitution. Indeed, she has
stressed that she is discharging the powers of the presidency under the authority of the
1987 Constitution.
In ne, the legal distinction between EDSA People Power I and EDSA People
Power II is clear. EDSA I involves the exercise of the people power of revolution which
overthrew the whole government. EDSA II is an exercise of people power of freedom of
speech and freedom of assembly to petition the government for redress of grievances
which only affected the o ce of the President . EDSA I is extra constitutional and the
legitimacy of the new government that resulted from it cannot be the subject of judicial
review, but EDSA II is intra constitutional and the resignation of the sitting President
that it caused and the succession of the Vice President as President are subject to
judicial review. EDSA I presented a political question; EDSA II involves legal questions. A
brief discourse on freedom of speech and of the freedom of assembly to petition the
government for redress of grievance which are the cutting edge of EDSA People Power
II is not inappropriate.
Freedom of speech and the right of assembly are treasured by Filipinos. Denial of
these rights was one of the reasons of our 1898 revolution against Spain. Our national
hero, Jose P. Rizal, raised the clarion call for the recognition of freedom of the press of
the Filipinos and included it as among "the reforms sine quibus non." 6 5 The Malolos
Constitution, which is the work of the revolutionary Congress in 1898, provided in its Bill
of Rights that Filipinos shall not be deprived (1) of the right to freely express his ideas
or opinions, orally or in writing, through the use of the press or other similar means; (2)
of the right of association for purposes of human life and which are not contrary to
public means; and (3) of the right to send petitions to the authorities, individually or
collectively." These fundamental rights were preserved when the United States acquired
jurisdiction over the Philippines. In the Instruction to the Second Philippine Commission
of April 7, 1900 issued by President McKinley, it is speci cally provided "that no law
shall be passed abridging the freedom of speech or of the press or of the rights of the
people to peaceably assemble and petition the Government for redress of grievances."
The guaranty was carried over in the Philippine Bill, the Act of Congress of July 1, 1902
and the Jones Law, the Act of Congress of August 29, 1966. 6 6
Thence on, the guaranty was set in stone in our 1935 Constitution, 6 7 and the
1973 Constitution. 6 8 These rights are now safely ensconced in section 4, Article III of
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the 1987 Constitution, viz:
"SECTION 4. No law shall be passed abridging the freedom of speech,
of expression, or of the press, or the right of the people peaceably to assemble
and petition the government for redress of grievances."
4. The Armed Forces of the Philippines, through its Chief of Staff, shall
guarantee the security of the President and his family as approved by the national
military and police authority (Vice President).
5. It is to be noted that the Senate will open the second envelope in
connection with the alleged savings account of the President in the Equitable PCI
Bank in accordance with the rules of the Senate, pursuant to the request to the
Senate President.'
Our deal
We bring out, too, our discussion draft which reads:
During the Transition Period, the AFP and the Philippine National Police
('PNP') shall function under Vice President (Macapagal) as national military and
police authorities.
Both parties hereto agree that the AFP chief of staff and PNP director
general shall obtain all the necessary signatures as a xed to this agreement and
insure faithful implementation and observance thereof.
Vice President Gloria Macapagal-Arroyo shall issue a public statement in
the form and tenor provided for in 'Annex A' heretofore attached to this
agreement."' 8 9
The second round of negotiation cements the reading that the petitioner has
resigned. It will be noted that during this second round of negotiation, the resignation
of the petitioner was again treated as a given fact. The only unsettled points at that
time were the measures to be undertaken by the parties during and after the transition
period.
According to Secretary Angara, the draft agreement which was premised on the
resignation of the petitioner was further refined. It was then signed by their side and he
was ready to fax it to General Reyes and Senator Pimentel to await the signature of the
United Opposition. However, the signing by the party of the respondent Arroyo was
aborted by her oath-taking. The Angara Diary narrates the fateful events, viz: 9 0
"xxx xxx xxx
3. The Armed Forces of the Philippines through its Chief of Staff, shall
guarantee the safety and security of the President and his families throughout
their natural lifetimes as approved by the national military and police authority —
Vice President. IaAScD
4. The AFP and the Philippine National Police ('PNP') shall function
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under the Vice President as national military and police authorities.
And then it happens. General Reyes calls me to say that the Supreme Court
has decided that Gloria Macapagal-Arroyo is President and will be sworn in at 12
noon.
And General Reyes answers: 'Oo nga, i-delete na natin, sir (Yes, we're
deleting that part).'
Contrary to subsequent reports, I do not react and say that there was a
double cross.
I direct Demaree Ravel to rush the original document to General Reyes for
the signatures of the other side, as it is important that the provisions on security,
at least, should be respected.
I then advise the President that the Supreme Court has ruled that Chief
Justice Davide will administer the oath to Gloria at 12 noon.
The President is having his nal meal at the Presidential Residence with
the few friends and Cabinet members who have gathered.
By this time, demonstrators have already broken down the rst line of
defense at Mendiola. Only the PSG is there to protect the Palace, since the police
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and military have already withdrawn their support for the President.
1 p.m. — The President's personal staff is rushing to pack as many of the
Estrada family's personal possessions as they can.
During lunch, Ronnie Puno mentions that the President needs to release a
final statement before leaving Malacañang.
The statement reads: At twelve o'clock noon today, Vice President Gloria
Macapagal-Arroyo took her oath as President of the Republic of the Philippines.
While along with many other legal minds of our country, I have strong and serious
doubts about the legality and constitutionality of her proclamation as President, I
do not wish to be a factor that will prevent the restoration of unity and order in our
civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this county, for the sake of peace and in order to begin the healing
process of our nation. I leave the Palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
May the Almighty bless our country and our beloved people. MABUHAY!"'
To say the least, the above letter is wrapped in mystery. 9 1 The pleadings led by
the petitioner in the cases at bar did not discuss, nay even intimate, the circumstances
that led to its preparation. Neither did the counsel of the petitioner reveal to the Court
these circumstances during the oral argument. It strikes the Court as strange that the
letter, despite its legal value, was never referred to by the petitioner during the week-
long crisis. To be sure, there was not the slightest hint of its existence when he issued
his nal press release. It was all too easy for him to tell the Filipino people in his press
release that he was temporarily unable to govern and that he was leaving the reins of
government to respondent Arroyo for the time being. Under any circumstance, however,
the mysterious letter cannot negate the resignation of the petitioner. If it was prepared
before the press release of the petitioner clearly showing his resignation from the
presidency, then the resignation must prevail as a later act. If, however, it was prepared
after the press release, still, it commands scant legal signi cance. Petitioner's
resignation from the presidency cannot be the subject of a changing caprice nor of a
whimsical will especially if the resignation is the result of his repudiation by the people.
There is another reason why this Court cannot give any legal signi cance to petitioner's
letter and this shall be discussed in issue number III of this Decision.
After petitioner contended that as a matter of fact he did not resign, he also
argues that he could not resign as a matter of law. He relies on section 12 of RA No.
3019, otherwise known as the Anti-Graft and Corrupt Practices Act, which allegedly
prohibits his resignation, viz:
"SECTION 12. No public o cer shall be allowed to resign retire
pending an investigation, criminal or administrative, pending a prosecution
against him, for any offense under this Act under the provisions of the Revised
Penal Code on bribery."
A reading of the legislative history of RA No. 3019 will hardly provide any comfort
to the petitioner. RA No. 3019 originated from Senate Bill No. 293. The original draft of
the bill, when it was submitted to the Senate, did not contain a provision similar to
section 12 of the law as it now stands. However, in his sponsorship speech, Senator
Arturo Tolentino, the author of the bill, "reserved to propose during the period of
amendments the inclusion of a provision to the effect that no public o cial who is
under prosecution for any act of graft or corruption, or is under administrative
investigation, shall be allowed to voluntarily resign or retire." 9 2 During the period of
amendments, the following provision was inserted as section 15:
"SECTION 15. Termination of o ce — No public o cial shall be
allowed to resign or retire pending an investigation, criminal or administrative, or
pending a prosecution against him, for any offense under the Act or under the
provisions of the Revised Penal Code on bribery.
The separation or cessation of a public o cial from o ce shall not be a
bar to his prosecution under this Act for an offense committed during his
incumbency." 9 3
The bill was vetoed by then President Carlos P. Garcia who questioned the
legality of the second paragraph of the provision and insisted that the President's
immunity should extend even after his tenure. ICHcaD
Senate Bill No. 571, which was substantially similar to Senate Bill No. 293, was
thereafter passed. Section 15 above became section 13 under the new bill, but the
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deliberations on this particular provision mainly focused on the immunity of the
President which was one of the reasons for the veto of the original bill. There was
hardly any debate on the prohibition against the resignation or retirement of a public
o cial with pending criminal and administrative cases against him. Be that as it may,
t he intent of the law ought to be obvious. It is to prevent the act of resignation or
retirement from being used by a public o cial as a protective shield to stop the
investigation of a pending criminal or administrative case against him and to prevent
his prosecution under the Anti-Graft Law or prosecution for bribery under the Revised
Penal Code. To be sure, no person can be compelled to render service for that would be
a violation of his constitutional right. 9 4 A public o cial has the right not to serve if he
really wants to retire or resign. Nevertheless, if at the time he resigns or retires, a public
o cial is facing administrative or criminal investigation or prosecution, such
resignation or retirement will not cause the dismissal of the criminal or administrative
proceedings against him. He cannot use his resignation or retirement to avoid
prosecution.
There is another reason why petitioner's contention should be rejected. In the
cases at bar, the records show that when petitioner resigned on January 20, 2001, the
cases led against him before the Ombudsman were OMB Case Nos. 0-00-1629, 0-00-
1755, 0-00-1756, 0-00-1757 and 0-00-1758. While these cases have been led, the
respondent Ombudsman refrained from conducting the preliminary investigation of the
petitioner for the reason that as the sitting President then, petitioner was immune from
suit. Technically, the said cases cannot be considered as pending for the Ombudsman
lacked jurisdiction to act on them. Section 12 of RA No. 3019 cannot therefore be
invoked by the petitioner for it contemplates of cases whose investigation or
prosecution do not suffer from any insuperable legal obstacle like the immunity from
suit of a sitting President.
Petitioner contends that the impeachment proceeding is an administrative
investigation that, under section 12 of RA 3019, bars him from resigning. We hold
otherwise. The exact nature of an impeachment proceeding is debatable. But even
assuming arguendo that it is an administrative proceeding, it can not be considered
pending at the time petitioner resigned because the process already broke down when
a majority of the senator-judges voted against the opening of the second envelope, the
public and private prosecutors walked out, the public prosecutors led their
Manifestation of Withdrawal of Appearance, and the proceedings were postponed
inde nitely. There was, in effect, no impeachment case pending against petitioner when
he resigned.
III
Whether or not the petitioner
is only temporarily unable to
act as President.
We shall now tackle the contention of the petitioner that he is merely temporarily
unable to perform the powers and duties of the presidency, and hence is a President on
leave. As aforestated, the inability claim is contained in the January 20, 2001 letter of
petitioner sent on the same day to Senate President Pimentel and Speaker Fuentebella.
Petitioner postulates that respondent Arroyo as Vice President has no power to
adjudge the inability of the petitioner to discharge the powers and duties of the
presidency. His signi cant submittal is that " Congress has the ultimate authority under
the Constitution to determine whether the President is incapable of performing his
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functions in the manner provided for in section 11 of Article VII." 9 5 This contention is
the centerpiece of petitioner's stance that he is a President on leave and respondent
Arroyo is only an Acting President.
An examination of section 11, Article VII is in order. It provides:
"SECTION 11. Whenever the President transmits to the President of the
Senate and the Speaker of the House of Representatives his written declaration
that he is unable to discharge the powers and duties of his o ce, and until he
transmits to them a written declaration to the contrary, such powers and duties
shall be discharged by the Vice-President as Acting President.
Whenever a majority of all the Members of the Cabinet transmit to the
President of the Senate and to the Speaker of the House of Representatives their
written declaration that the President is unable to discharge the powers and
duties of his o ce, the Vice-President shall immediately assume the powers and
duties of the office as Acting President.
Thereafter, when the President transmits to the President of the Senate and
to the Speaker of the House of Representatives his written declaration that no
inability exists, he shall reassume the powers and duties of his o ce. Meanwhile,
should a majority of all the Members of the Cabinet transmit within ve days to
the President of the Senate and to the Speaker of the House of Representatives
their written declaration that the President is unable to discharge the powers and
duties of his o ce, the Congress shall decide the issue. For that purpose, the
Congress shall convene, if it is not in session, within forty-eight hours, in
accordance with its rules and without need of call.
If the Congress, within ten days after receipt of the last written declaration,
or, if not in session, within twelve days after it is required to assemble, determines
by a two-thirds vote of both Houses, voting separately, that the President is
unable to discharge the powers and duties of his o ce, the Vice-President shall
act as President; otherwise, the President shall continue exercising the powers
and duties of his office."
Adopted,
(Sgd.) FELICIANO BELMONTE JR.
Speaker
Secretary General"
On February 7, 2001, the House of the Representatives passed House Resolution No.
178 9 8 which states:
"RESOLUTION CONFIRMING PRESIDENT GLORIA MACAPAGAL-ARROYO'S
NOMINATION OF SENATOR TEOFISTO T. GUINGONA, JR. AS VICE PRESIDENT
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OF THE REPUBLIC OF THE PHILIPPINES
WHEREAS, there is a vacancy in the O ce of the Vice President due to the
assumption to the Presidency of Vice President Gloria Macapagal-Arroyo;
Adopted,
(Sgd.) FELICIANO BELMONTE JR.
Speaker
(4) Also, despite receipt of petitioner's letter claiming inability, some twelve
(12) members of the Senate signed the following:
"RESOLUTION
Adopted,
(Sgd.) AQUILINO Q. PIMENTEL JR.
President of the Senate
This Resolution was adopted by the Senate on February 7, 2001.
On the same date, February 7, the Senate likewise passed Senate Resolution No.
83 1 0 1 which states:
"RESOLUTION RECOGNIZING THAT THE IMPEACHMENT COURT IS FUNCTUS
OFFICIO
Resolved, as it is hereby resolved. That the Senate recognize that the
Impeachment Court is functus officio and has been terminated.
Resolved, further, That the records of the Impeachment Court including the
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'second envelope' be transferred to the Archives of the Senate for proper
safekeeping and preservation in accordance with the Rules of the Senate.
Disposition and retrieval thereof shall be made only upon written approval of the
Senate President.
Resolved, nally . That all parties concerned be furnished copies of this
Resolution.
Adopted,
(Sgd.) AQUILINO Q. PIMENTEL, JR.
President of the Senate
This Resolution was adopted by the Senate on February 7, 2001.
(5) On February 8, the Senate also passed Resolution No. 84 "certifying to the
existence of a vacancy in the Senate and calling on the COMELEC to ll up such vacancy
through election to be held simultaneously with the regular election on May 14, 2001
and the senatorial candidate garnering the thirteenth (13th) highest number of votes
shall serve only for the unexpired term of Senator Teofisto T. Guingona, Jr."
(6) Both houses of Congress started sending bills to be signed into law by
respondent Arroyo as President.
(7) Despite the lapse of time and still without any functioning Cabinet,
without any recognition from any sector of government, and without any support from
the Armed Forces of the Philippines and the Philippine National Police, the petitioner
continues to claim that his inability to govern is only momentary.
What leaps to the eye from these irrefutable facts is that both houses of
Congress have recognized respondent Arroyo as the President. Implicitly clear in that
recognition is the premise that the inability of petitioner Estrada is no longer temporary.
Congress has clearly rejected petitioner's claim of inability.
The question is whether this Court has jurisdiction to review the claim of
temporary inability of petitioner Estrada and thereafter revise the decision of both
Houses of Congress recognizing respondent Arroyo as President of the Philippines.
Following Tañada v. Cuenco , 1 0 2 we hold that this Court cannot "exercise its judicial
power for this is an issue "in regard to which full discretionary authority has been
delegated to the Legislative . . . branch of the government." Or to use the language in
Baker vs. Carr, 1 0 3 there is a "textually demonstrable constitutional commitment of the
issue to a coordinate political department or a lack of judicially discoverable and
manageable standards for resolving it." Clearly, the Court cannot pass upon petitioner's
claim of inability to discharge the powers and duties of the presidency. The question is
political in nature and addressed solely to Congress by constitutional at . It is a
political issue which cannot be decided by this Court without transgressing the
principle of separation of powers.
In ne, even if the petitioner can prove that he did not resign, still, he cannot
successfully claim that he is a President on leave on the ground that he is merely unable
to govern temporarily. That claim has been laid to rest by Congress and the decision
that respondent Arroyo is the de jure President made by a co-equal branch of
government cannot be reviewed by this Court.
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IV
Whether or not the petitioner enjoys immunity
from suit. Assuming he enjoys immunity, the
extent of the immunity
Petitioner Estrada makes two submissions: first, the cases led against him
before the respondent Ombudsman should be prohibited because he has not been
convicted in the impeachment proceedings against him; and second, he enjoys
immunity from all kinds of suit, whether criminal or civil.
Before resolving petitioner's contentions, a revisit of our legal history on
executive immunity will be most enlightening. The doctrine of executive immunity in this
jurisdiction emerged as a case law. In the 1910 case of Forbes, etc. vs. Chuoco Tiaco
and Crossfield, 1 0 4 the respondent Tiaco, a Chinese citizen, sued petitioner W. Cameron
Forbes, Governor-General of the Philippine Islands, J.E. Harding and C.R. Trowbridge,
Chief of Police and Chief of the Secret Service of the City of Manila, respectively, for
damages for allegedly conspiring to deport him to China. In granting a writ of
prohibition, this Court, speaking thru Mr. Justice Johnson, held:
"The principle of non-liability, as herein enunciated, does not mean that the
judiciary has no authority to touch the acts of the Governor-General; that he may,
under cover of his o ce, do what he will, unimpeded and unrestrained. Such a
construction would mean that tyranny, under the guise of the execution of the
law, could walk de antly abroad, destroying rights of person and of property,
wholly free from interference of courts or legislatures. This does not mean, either,
that a person injured by the executive authority by an act unjusti able under the
law has no remedy, but must submit in silence. On the contrary, it means, simply,
that the Governor-General, like the judges of the courts and the members of the
Legislature, may not be personally mulcted in civil damages for the consequences
of an act executed in the performance of his o cial duties. The judiciary has full
power to, and will, when the matter is properly presented to it and the occasion
justly warrants it, declare an act of the Governor-General illegal and void and
place as nearly as possible in status quo any person who has been deprived his
liberty or his property by such act. This remedy is assured to every person,
however humble or of whatever country, when his personal or property rights have
been invaded, even by the highest authority of the state. The thing which the
judiciary can not do is mulct the Governor-General personally in damages which
result from the performance of his official duty, any more than it can a member of
the Philippine Commission or the Philippine Assembly. Public policy forbids it.
Neither does this principle of non-liability mean that the chief executive
may not be personally sued at all in relation to acts which he claims to perform as
such o cial. On the contrary, it clearly appears from the discussion heretofore
had, particularly that portion which touched the liability of judges and drew an
analogy between such liability and that of the Governor-General, that the latter is
liable when he acts in a case so plainly outside of his power and authority that he
can not be said to have exercised discretion in determining whether or not he had
the right to act. What is held here is that he will be protected from personal
liability for damages not only when he acts within his authority, but also when he
is without authority, provided he actually used discretion and judgment, that is,
the judicial faculty, in determining whether he had authority to act or not. In other
words, he is entitled to protection in determining the question of his authority . If
he decide wrongly, he is still protected provided the question of his authority was
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one over which two men, reasonably quali ed for that position, might honestly
differ; but he is not protected if the lack of authority to act is so plain that two
such men could not honestly differ over its determination. In such case, he acts,
not as Governor-General but as a private individual, and, as such, must answer for
the consequences of his act."
Mr. Justice Johnson underscored the consequences if the Chief Executive was not
granted immunity from suit, viz: ". . . Action upon important matters of state delayed;
the time and substance of the chief executive spent in wrangling litigation; disrespect
engendered for the person of one of the highest o cials of the State and for the o ce
he occupies; a tendency to unrest and disorder; resulting in a way, in a distrust as to the
integrity of government itself." 1 0 5
Our 1935 Constitution took effect but it did not contain any speci c provision on
executive immunity. Then came the tumult of the martial law years under the late
President Ferdinand E. Marcos and the 1973 Constitution was born. In 1981, it was
amended and one of the amendments involved executive immunity. Section 17, Article
VII stated: STHAaD
"The President shall be immune from suit during his tenure. Thereafter, no
suit whatsoever shall lie for o cial acts done by him or by others pursuant to his
specific orders during his tenure.
The immunities herein provided shall apply to the incumbent President
referred to in Article XVII of this Constitution."
The Opposition in the then Batasang Pambansa sought the repeal of this Marcosian
concept of executive immunity in the 1973 Constitution. The move was led by then
Member of Parliament, now Secretary of Finance, Alberto Romulo, who argued that the
after incumbency immunity granted to President Marcos violated the principle that a
public o ce is a public trust. He denounced the immunity as a return to the
anachronism "the king can do no wrong." 1 0 7 The effort failed.
The 1973 Constitution ceased to exist when President Marcos was ousted from
office by the People Power revolution in 1986. When the 1987 Constitution was crafted,
its framers did not reenact the executive immunity provision of the 1973 Constitution.
The following explanation was given by delegate J. Bernas, viz.: 1 0 8
"Mr. Suarez. Thank you.
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The last question is with reference to the Committee's omitting in the draft
proposal the immunity provision for the President. I agree with Commissioner
Nolledo that the Committee did very well in striking out this second sentence, at
the very least, of the original provision on immunity from suit under the 1973
Constitution. But would the Committee members not agree to a restoration of at
least the rst sentence that the President shall be immune from suit during his
tenure, considering that if we do not provide him that kind of an immunity, he
might be spending all his time facing litigations, as the President-in-exile in
Hawaii is now facing litigations almost daily?
Fr. Bernas. The reason for the omission is that we consider it understood in
present jurisprudence that during his tenure he is immune from suit.
Mr. Suarez. So there is no need to express it here.
Fr. Bernas. There is no need. It was that way before. The only innovation
made by the 1973 Constitution was to make that explicit and to add other things.
Mr. Suarez. On that understanding, I will not press for any more query,
Madam President.
We shall now rule on the contentions of petitioner in the light of this history. We
reject his argument that he cannot be prosecuted for the reason that he must rst be
convicted in the impeachment proceedings. The impeachment trial of petitioner
Estrada was aborted by the walkout of the prosecutors and by the events that led to his
loss of the presidency. Indeed, on February 7, 2001, the Senate passed Senate
Resolution No. 83 "Recognizing that the Impeachment Court is Functus O cio . " 1 0 9
Since the Impeachment Court is now functus o cio , it is untenable for petitioner to
demand that he should rst be impeached and then convicted before he can be
prosecuted. The plea if granted, would put a perpetual bar against his prosecution.
Such a submission has nothing to commend itself for it will place him in a better
situation than a non-sitting President who has not been subjected to impeachment
proceedings and yet can be the object of a criminal prosecution. To be sure, the
debates in the Constitutional Commission make it clear that when impeachment
proceedings have become moot due to the resignation of the President, the proper
criminal and civil cases may already be filed against him, viz: 1 1 0
"xxx xxx xxx
Mr. Aquino. On another point, if an impeachment proceeding has been filed
against the President, for example, and the President resigns before judgment of
conviction has been rendered by the impeachment court or by the body, how does
it affect the impeachment proceeding? Will it be necessarily dropped?
This is in accord with our ruling in In Re: Saturnino Bermudez 1 1 1 that "incumbent
Presidents are immune from suit or from being brought to court during the period of
their incumbency and tenure" but not beyond. Considering the peculiar circumstance
that the impeachment process against the petitioner has been aborted and thereafter
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he lost the presidency, petitioner Estrada cannot demand as a condition sine qua non to
his criminal prosecution before the Ombudsman that he be convicted in the
impeachment proceedings. His reliance on the case of Lecaroz vs. Sandiganbayan 1 1 2
and related cases 1 1 3 are inapropos for they have a different factual milieu.
We now come to the scope of immunity that can be claimed by petitioner as a
non-sitting President. The cases led against petitioner Estrada are criminal in
character. They involve plunder, bribery and graft and corruption . By no stretch of the
imagination can these crimes, especially plunder which carries the death penalty, be
covered by the alleged mantle of immunity of a non-sitting president. Petitioner cannot
cite any decision of this Court licensing the President to commit criminal acts and
wrapping him with post-tenure immunity from liability. It will be anomalous to hold that
immunity is an inoculation from liability for unlawful acts and omissions. The rule is that
unlawful acts of public o cials are not acts of the State and the o cer who acts
illegally is not acting as such but stands in the same footing as any other trespasser.
114
"We cannot sustain appellant's claim that he was denied the right to
impartial trial due to prejudicial publicity. It is true that the print and broadcast
media gave the case at bar pervasive publicity, just like all high pro le and high
stake criminal trials. Then and now, we rule that the right of an accused to a fair
trial is not incompatible to a free press. To be sure, responsible reporting
enhances an accused's right to a fair trial for, as well pointed out, a responsible
press has always been regarded as the handmaiden of effective judicial
administration, especially in the criminal eld . . . . The press does not simply
publish information about trials but guards against the miscarriage of justice by
subjecting the police, prosecutors, and judicial processes to extensive public
scrutiny and criticism.
We expounded further on this doctrine in the subsequent case of Webb vs. Hon.
Raul de Leon, etc. 1 3 0 and its companion cases, viz.:
"Again, petitioners raise the effect of prejudicial publicity on their right to
due process while undergoing preliminary investigation. We nd no procedural
impediment to its early invocation considering the substantial risk to their liberty
while undergoing a preliminary investigation.
xxx xxx xxx
The democratic settings, media coverage of trials of sensational cases
cannot be avoided and oftentimes, its excessiveness has been aggravated by
kinetic developments in the telecommunications industry. For sure, few cases can
match the high volume and high velocity of publicity that attended the preliminary
investigation of the case at bar. Our daily diet of facts and ction about the case
continues unabated even today. Commentators still bombard the public with
views not too many of which are sober and sublime. Indeed, even the principal
actors in the case — the NBI, the respondents, their lawyers and their sympathizers
— have participated in this media blitz. The possibility of media abuses and their
threat to a fair trial notwithstanding, criminal trials cannot be completely closed to
the press and public. In the seminal case of Richmond Newspapers, Inc. v.
Virginia, it was wisely held:
xxx xxx xxx
(a) The historical evidence of the evolution of the criminal trial
in Anglo-American justice demonstrates conclusively that at the time this
Nation's organic laws were adopted, criminal trials both here and in
England had long been presumptively open, thus giving assurance that the
proceedings were conducted fairly to all concerned and discouraging
perjury, the misconduct of participants, or decisions based on secret bias
or partiality. In addition, the signi cant community therapeutic value of
public trials was recognized: when a shocking crime occurs, a community
reaction of outrage and public protest often follows, and thereafter the
open processes of justice serve an important prophylactic purpose,
providing an outlet for community concern, hostility, and emotion. To work
effectively, it is important that society's criminal process 'satisfy the
appearance of justice,' Offutt v. United States, 348 US 11, 14, 99 L Ed 11,
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75 S Ct 11, which can best be provided by allowing people to observe such
process. From this unbroken, uncontradicted history, supported by reasons
as valid today as in centuries past, it must be concluded that a
presumption of openness inheres in the very nature of a criminal trial under
this Nation's system of justice, Cf., e.g., Levine v. United States, 362 US
610, 4 L Ed 2d 989, 80 S Ct 1038.
Applying the above ruling, we hold that there is not enough evidence to warrant this
Court to enjoin the preliminary investigation of the petitioner by the respondent
Ombudsman. Petitioner needs to offer more than hostile headlines to discharge his
burden of proof. 1 3 1 He needs to show more weighty social science evidence to
successfully prove the impaired capacity of a judge to render a bias free decision. Well
to note, the cases against the petitioner are still undergoing preliminary investigation by
a special panel of prosecutors in the o ce of the respondent Ombudsman. No
allegation whatsoever has been made by the petitioner that the minds of the members
of this special panel have already been infected by bias because of the pervasive
prejudicial publicity against him. Indeed, the special panel has yet to come out with its
ndings and the Court cannot second guess whether its recommendation will be
unfavorable to the petitioner.
The records show that petitioner has instead charged respondent Ombudsman
himself with bias. To quote petitioner's submission, the respondent Ombudsman "has
been in uenced by the barrage of slanted news reports, and he has buckled to the
threats and pressures directed at him by the mobs." 1 3 2 News reports have also been
quoted to establish that the respondent Ombudsman has already prejudged the cases
of the petitioner 1 3 3 and it is postulated that the prosecutors investigating the
petitioner will be influenced by this bias of their superior.
Again, we hold that the evidence proffered by the petitioner is insubstantial. The
accuracy of the news reports referred to by the petitioner cannot be the subject of
judicial notice by this Court especially in light of the denials of the respondent
Ombudsman as to his alleged prejudice and the presumption of good faith and
regularity in the performance of o cial duty to which he is entitled. Nor can we adopt
the theory of derivative prejudice of petitioner, i.e., that the prejudice of respondent
Ombudsman ows to his subordinates. In truth, our Revised Rules of Criminal
Procedure, give investigating prosecutors the independence to make their own ndings
and recommendations albeit they are reviewable by their superiors. 1 3 4 They can be
reversed but they can not be compelled to change their recommendations nor can they
be compelled to prosecute cases which they believe deserve dismissal. In other words,
investigating prosecutors should not be treated like unthinking slot machines.
Moreover, if the respondent Ombudsman resolves to le the cases against the
petitioner and the latter believes that the nding of probable cause against him is the
result of bias, he still has the remedy of assailing it before the proper court.
ATICcS
VI
Epilogue
A word of caution to the "hooting throng." The cases against the petitioner will
now acquire a different dimension and then move to a new stage — the O ce of the
Ombudsman. Predictably, the call from the majority for instant justice will hit a higher
decibel while the gnashing of teeth of the minority will be more threatening. It is the
sacred duty of the respondent Ombudsman to balance the right of the State to
prosecute the guilty and the right of an accused to a fair investigation and trial which
has been categorized as the "most fundamental of all freedoms." 1 3 5 To be sure, the
duty of a prosecutor is more to do justice and less to prosecute. His is the obligation to
insure that the preliminary investigation of the petitioner shall have a circus-free
atmosphere. He has to provide the restraint against what Lord Bryce calls "the
impatient vehemence of the majority." Rights in a democracy are not decided by the
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mob whose judgment is dictated by rage and not by reason. Nor are rights necessarily
resolved by the power of number for in a democracy, the dogmatism of the majority is
not and should never be the de nition of the rule of law. If democracy has proved to be
the best form of government, it is because it has respected the right of the minority to
convince the majority that it is wrong. Tolerance of multiformity of thoughts, however
offensive they may be, is the key to man's progress from the cave to civilization. Let us
not throw away that key just to pander to some people's prejudice.
IN VIEW WHEREOF, the petitions of Joseph Ejercito Estrada challenging the
respondent Gloria Macapagal-Arroyo as the de jure 14th President of the Republic are
DISMISSED.
SO ORDERED.
Bellosillo, Melo, Quisumbing, Gonzaga-Reyes and De Leon, Jr., JJ., concur.
Buena, J., concurs in the result.
Davide, Jr., C.J., took no part in view of reasons given in open court and in the
Extended Explanation.
Kapunan, J., I concur in the result. I reserve the filing of a separate opinions.
Panganiban, J., took no part per Letter of Inhibition dated Feb. 15, 2001
mentioned in footnote 51 of ponencia.
Pardo, J., concurs in the result. I believe that petitioner was constrained to resign.
Reserve my vote in immunity from suit.
Ynares-Santiago, J., I concur in the result. I reserve the filing of separate opinion.
Sandoval-Gutierrez, J ., I concur in the result and reserve the right to write a
separate opinion.
Separate Opinions
VITUG , J ., concurring :
This nation has a great and rich history authored by its people. The EDSA
Revolution of 2001 could have been one innocuous phenomenon buried in the pages of
our history but for its critical dimensions. Now, EDSA 2 would be far from being just
another event in our annals. To this day, it is asked — Is Mr. Joseph Ejercito Estrada still
the President of the Republic of the Philippines?
To retort, one is to trace the events that led to the denouement of the
incumbency of Mr. Joseph Ejercito Estrada. Mr. Estrada, herein petitioner, was elected
to o ce by not less than 10 million Filipinos in the elections of May 1998, served for
well over two years until 20 January 2001. Formally impeached by the Lower House of
Representatives for cases of Graft and Corruption, Bribery, Betrayal of Public Trust and
Culpable Violation of the Constitution, he was tried by the Senate. The Impeachment
Tribunal was tasked to decide on the fate of Mr. Estrada — if convicted, he would be
removed from o ce and face prosecution with the regular courts or, if acquitted, he
would remain in o ce. An evidence, however, presented by the prosecution tagged as
the "second envelope" would have it differently. The denial by the impeachment court of
the pleas to have the dreaded envelop opened promptly put the trial into a halt. Within
hours after the controversial Senate decision, an angered people trooped once again to
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the site of the previous uprising in 1986 that toppled the 20 year rule of former
President Ferdinand E. Marcos — EDSA. Arriving in trickles, the motley gathering
swelled to an estimated million on the fourth day, with several hundreds more nearing
Mendiola reportedly poised to storm Malacañang. HTDcCE
In the morning of 20 January 2001, the people waited for Erap to step down and
to heed the call for him to resign. At this time, Estrada was a picture of a man, elected
into the Presidency, but beleaguered by solitude-empty of the support by the military
and the police, abandoned by most of his cabinet members, and with hardly any rm
succor from constituents. And despite the alleged popularity that brought him to
power, mass sentiment now appeared to be for his immediate ouster.
With this capsule, the constitutional successor of Estrada in the person of Gloria
Macapagal-Arroyo, then incumbent Vice-President, took the cue and requested the
Chief Justice to administer her oath-taking. In a letter, sent through "fax" at about half
past eleven o'clock in the morning of 20 January 2001, read:
"The undersigned respectfully informs this Honorable Court that Joseph
Ejercito Estrada is permanently incapable of performing the duties of his o ce
resulting in his permanent disability to govern and serve his unexpired term.
Almost all of his cabinet members have resigned and the Philippine National
Police have withdrawn their support for Joseph Ejercito Estrada. Civil Society has
likewise refused to recognize him as President.
"In view of this, I am assuming the position of the President of the Republic
of the Philippines. Accordingly, I would like to take my oath as President of the
Republic before the Honorable Chief Justice Hilario G. Davide. Jr., today, 20
January 200, 12:00 noon at Edsa Shrine, Quezon City, Metro Manila.
"May I have the honor to invite the members of the Honorable Court to
attend the oath-taking."
The tribunal, aware of the grave national crisis which had the marks of yet
intensifying into possible catastrophic proportions, agreed to honor the request.
Theretofore, the Court, cognizant that it had to keep its doors open, had to help assure
that the judicial process was seen to be functioning. As the hours passed, however, the
extremely volatile situation was getting more precarious by the minute, and the
combustible ingredients were all but ready to ignite. The country was faced with a
phenomenon the phenomenon of a people, who, in the exercise of a sovereignty
perhaps too limitless to be explicitly contained and constrained by the limited words
and phrases of the Constitution, directly sought to remove their president from o ce.
On that morning of the 20th of January, the high tribunal was confronted with a
dilemma — should it choose a literal and narrow view of the constitution, invoke the rule
of strict law, and exercise its characteristic reticence? Or was it propitious for it to itself
take a hand? The rst was fraught with danger and evidently too risky to accept. The
second could very well help avert imminent bloodshed. Given the realities, the Court
was left hardly with choice. Paradoxically, the rst option would almost certainly imperil
the Constitution, the second could save it. The con rmatory resolution was issued
following the en banc session of the Court on 22 January 2001; it read:
"A.M. No. 01-1-05-SC — In re: Request of Vice-President Gloria Macapagal-
Arroyo to take her Oath of O ce as President of the Philippines before the Chief
Justice — Acting on the urgent request of vice President Gloria Macapagal-Arroyo
to be sworn in as President of the Republic of the Philippines, addressed to the
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Chief Justice and con rmed letter to the Court, dated January 20, 2001, which
request was treated as an administrative matter, the Court resolved unanimously
to CONFIRM the authority given by the twelve (12) members of the Court then
present to the Chief justice on January 20, 2001 to administer the oath of o ce
to Vice President Gloria Macapagal-Arroyo as President of the Philippines, at
noon of January 20, 2001.
"This resolution is without prejudice to the disposition of any justiciable
case which may be filed by a proper party."
At high noon on the 20th of January 2001, Gloria Macapagal-Arroyo was sworn in
as the 14th President of the Republic of the Philippines. EDSA, once again, had its
momentous role in yet another "bloodless revolution." The Court could not have
remained placid amidst the worsening situation at the time. It could not in conscience
allow the high-strung emotions and passions of EDSA to reach the gates of
Malacañang. The military and police defections created stigma that could not be left
unguarded by a vacuum in the Presidency. The danger was simply overwhelming. The
extra-ordinariness of the reality called for an extra-ordinary solution. The Court has
chosen to prevent rather than cure an enigma incapable of being recoiled.
The alarming social unrest ceased as the emergence of a new leadership so
unfolded. The promise of healing the battered nation engulfed the spirit but it was not
to last. Questions were raised on the legitimacy of Mme. Macapagal-Arroyo's
assumption to o ce. Mr. Estrada would insist that he was still President and that
Mme. Macapagal-Arroyo took over only in an acting capacity.
So it is argued, Mr. Estrada remains to be the President because under the 1987
Constitution, the Vice President may assume the Presidency only in its explicitly
prescribed instances; to wit, firstly, in case of death, permanent disability, removal from
o ce, or resignation of the President, 1 secondly, when the President transmits to the
President of the Senate and the Speaker of the House of Representatives his written
declaration that he is unable to discharge the powers and o ce, 2 and thirdly, when a
majority of all the Members of the Cabinet transmit to the President and to the Speaker
of the House of Representatives their written declaration that the President is unable to
discharge the powers and duties of his o ce, 3 the latter two grounds being culled as
the "disability clauses."
Mr. Estrada believes that he cannot be considered to have relinquished his o ce
for none of the above situations have occurred. The conditions for constitutional
succession have not been met. He states that he has merely been "temporarily
incapacitated" to discharge his duties, and he invokes his letters to both Chambers of
the Congress consistent with Section 11 of Article VII of the 1987 Constitution. The
twin letters, dated 20 January 2001, to the two houses read:
"By virtue of the provisions of Section 11, Article VII of the Constitution, I
am hereby transmitting this declaration that I am unable to exercise the powers
and duties of my o ce. By operation of law and the Constitution, the Vice-
President shall be acting President."
Truly, the grounds raised in the petition are as dubitable as the petitioner's real
motive in filing the case.
The pressing issue must now catapult to its end. ETAICc
Receipt of the letter by the Speaker of the lower house was placed at around eight
o'clock in the morning but the Senate President was said to have received a copy only
on the evening of that day. Nor this Court turn a blind eye to the paralyzing events which
left petitioner to helplessness and inutility in o ce — not so much by the con uence of
events that forced him to step down from the seat of power in a poignant and teary
farewell as the recognition of the will of the governed to whom he owed allegiance. In
his "valedictory message," he wrote:
"At twelve o' clock noon today, Vice-President Gloria Macapagal-Arroyo
took her oath as President of the Republic of the Philippines. While along with
many other legal minds of our country, I have strong and serious doubts about
the legality and constitutionality of her proclamation as President, I do not wish to
be a factor that will prevent the restoration of unity and order in our civil society.
"It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
From the natural law point of view, the right of revolution has been de ned
as "an inherent right of a people to cast out their rulers, change their policy or
effect radical reforms in their system of government or institutions by force or a
general uprising when the legal and constitutional methods of making such
change have proved inadequate or are so obstructed as to be unavailable." It has
been said that "the locus of positive law-making power lies with the people of the
state" and from there is derived "the right of the people to abolish, to reform and
to alter any existing form of government without regard to the existing
constitution." 3
In voting to assume jurisdiction, Chief Justice Paras wrote: "[T]his Court has no
other alternative but to meet the challenge of the situation which demands the utmost
of judicial temper and judicial statesmanship. As herein before stated, the present
crisis in the Senate is one that imperatively calls for the intervention of this Court." 1 2
Questions raised concerning respondent Gloria Macapagal-Arroyo's presidency
similarly justify, in my view, judicial intervention in these cases.
Nor is our power to fashion appropriate remedies in these cases in doubt.
Respondents contend that there is nothing else that can be done about the assumption
into o ce of respondent Gloria Macapagal-Arroyo. What has been done cannot be
undone. It is like toothpaste, we are, told, which, once squeezed out of the tube, cannot
be put back.
Both literally and guratively, the argument is untenable. The toothpaste can be
put back into the tube. Literally, it can be put back by opening the bottom of the tube —
that is how toothpaste is put in tubes at manufacture in the rst place. Metaphorically,
the toothpaste can also be put back. In G.R. No. 146738, a writ can be issued ordering
respondent Gloria Macapagal-Arroyo to vacate the O ce of the President so that
petitioner Joseph E. Estrada can be reinstated should the judgment in these cases be in
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his favor. Whether such writ will be obeyed will be a test of our commitment to the rule
of law. In election cases, people accept the decisions of courts even if they be against
the results as proclaimed. Recognition given by foreign governments to the presidency
poses no problem. So, as far as the political question argument of respondents is
anchored on the di culty or impossibility of devising effective judicial remedies, this
defense should not bar inquiry into the legitimacy of the Macapagal-Arroyo
administration. EcDSTI
The events that led to the departure of petitioner Joseph E. Estrada from o ce
are well known and need not be recounted in great detail here. They began in October
2000 when allegations of wrongdoings involving bribe-taking, illegal gambling
(jueteng), and other forms of corruption were made against petitioner before the Blue
Ribbon Committee of the Senate. On November 13, 2000, petitioner was impeached by
the House of Representatives and, on December 7, impeachment proceedings were
begun in the Senate during which more serious allegations of graft and corruption
against petitioner were made and were only stopped on January 16, 2001 when 11
senators, sympathetic to petitioner, succeeded in suppressing damaging evidence
against petitioner. As a result, the impeachment trial was thrown into an uproar as the
entire prosecution panel walked out and Senate President Aquilino Pimentel resigned
after casting his vote against petitioner.
The events, as seen through the eyes of foreign correspondents, are vividly
recounted in the following excerpts from the Far Eastern Economic Review and Time
Magazine quoted in the Memorandum of petitioner in G.R. Nos. 146710-15, thus:
11. The decision immediately sent hundreds of Filipinos out into the streets,
triggering rallies that swelled into a massive four-day demonstration. But
while anger was apparent among the middle classes, Estrada, a master of
the common touch, still retained largely passive support among the
poorest Filipinos. Citing that mandate and exploiting the letter of the
Constitution, which stipulates that a written resignation be presented, he
refused to step down even after all of the armed forces, the police and
most of his cabinet withdrew their support for him. [FAR EASTERN
ECONOMIC REVIEW, "More Power to The Powerful", id., at p. 18].
12. When an entire night passed without Estrada's resignation, tens of
thousands of frustrated protesters marched on Malacañang to demand
that the president leave o ce. An air force ghter jet and four military
helicopters buzzed the palace to remind the president that had lost the
reins of power. [FAR EASTERN ECONOMIC REVIEW, supra, ibid.]
13. While the television cameras were focused on the rallies — and the
commentators became lost in reveries about People Power revisited —
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behind-the-scenes negotiations had been going on non-stop between
military factions loyal to Estrada and those who advocated a quick coup to
depose the President. Chief of Staff Reyes and Defense Secretary Mercado
had made their fateful call to Estrada after luncheon attended by all the
top commanders. The o cers agreed that renouncing Estrada was the
best course, in part because some commanders were urging more drastic
resolution. If the military did not come to a consensus, there loomed the
possibility of factional ghting or, worse, civil war. [TIME, "People Power
Redux", id at p. 18]
To recall these events is to note the moral framework in which petitioner's fall
from power took place. Petitioner's counsel claimed petitioner was forced out of
Malacañang Palace, seat of the Presidency, because petitioner was "threatened with
mayhem." 1 4 What, the President of the Philippines, who under the Constitution is the
commander-in-chief of all the armed forces, threatened with mayhem? This can only
happen because he had lost his moral authority as the elected President.
Indeed, the people power movement did not just happen at the call of some
ambitious politicians, military men, businessmen and/or prelates. It came about
because the people, rightly or wrongly, believed the allegations of graft and corruption
made by Luis "Chavit" Singson, Emma Lim, Edgardo Espiritu, and other witnesses
against petitioner. Their testimonies during the impeachment trial were all televised and
heard by millions of people throughout the length and breadth of this archipelago. As a
result, petitioner found himself on January 19, 2001 deserted as most of his cabinet
members resigned, members of the Armed Forces of the Philippines and the Philippine
National Police withdrew their support of the President, while civil society announced
its loss of trust and con dence in him. Public o ce is a public trust. Petitioner lost the
public's trust and as a consequence remained President only in name. Having lost the
command of the armed forces and the national police, he found himself vulnerable to
threats of mayhem.
This is the confession of one who is beaten. After all, the permanent disability
referred to in the Constitution can be physical, mental, or moral, rendering the President
unable to exercise the powers and functions of his o ce. As his close adviser wrote in
his diary of the final hours of petitioner's presidency:
The President says: "Pagod na pagod na ako. Ayoko na masyado nang
masakit. Pagod na ako sa red tape, bureaucracy, intriga. (I am very tired. I don't
want any more of this — it's too painful. I'm tired of the red tape, the bureaucracy,
the intrigue.) 1 5
Angara himself shared this view of petitioner's inability. He wrote in his diary:
"Let us be realistic," I counter. "The President does not have the capability
to organize a counter-attack. He does not have the AFP or the Philippine National
Police on his side. He is not only in a corner — he is also down." 1 6
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This is the clearest proof that petitioner was totally and permanently disabled at
least as of 11 P.M. of Friday, January 19, 2001. Hence the negotiations for the transfer
of power to the respondent Vice-President Gloria Macapagal-Arroyo. It belies
petitioner's claim that he was not permanently disabled but only temporarily unable to
discharge the powers and duties of his o ce and therefore can only be temporarily
replaced by respondent Gloria Macapagal-Arroyo under Art. VII, §11.
From this judgment that petitioner became permanently disabled because he
had lost the public's trust, I except extravagant claims of the right of the people to
change their government. While Art. II, §1 of the Constitution says that "sovereignty
resides in the people and all government authority emanates from them," it also says
that "the Philippines is a democratic and republican state." This means that ours is a
representative democracy — as distinguished from a direct democracy — in which the
sovereign will of the people is expressed through the ballot, whether in an election,
referendum, initiative, recall (in the case of local o cials) or plebiscite. Any exercise of
the powers of sovereignty in any other way is unconstitutional.
Indeed, the right to revolt cannot be recognized as a constitutional principle. A
constitution to provide for the right of the people to revolt will carry with it the seeds of
its own destruction. Rather, the right to revolt is a rmed as a natural right. Even then, it
must be exercised only for weighty and serious reasons. As the Declaration of
Independence of July 4, 1776 of the American Congress states:
We hold these Truths to be self-evident, that all Men are created equal, that
they are endowed by their Creator with certain unalienable Rights, that among
these are Life, Liberty, and the Pursuit of Happiness — That to secure these
Rights, Governments are instituted among Men, deriving their just Powers from
the Consent of the Governed, that whenever any Form of Government becomes
destructive of these Ends, it is the Right of the People to alter or to abolish it, and
to institute new Government, laying its Foundation on such Principles, and
organizing its Powers in such Form, as to them shall seem most likely to effect
their Safety and Happiness. Prudence, indeed, will dictate that Governments long
established should not be changed for light and transient Causes; and
accordingly all Experience hath shewn, that Mankind are more disposed to suffer,
while Evils are sufferable, than to right themselves by abolishing the Forms to
which they are accustomed. But when a long Train of Abuses and Usurpations,
pursuing invariably the same Object, evinces a Design to reduce them under
absolute Despotism, it is their Right, it is their Duty, to throw off such Government,
and to provide new Guards for their future Security. 1 7
Here, as I have already indicated, what took place at EDSA from January 16 to 20,
2001 was not a revolution but the peaceful expression of popular will. The operative
fact which enabled Vice-President Gloria Macapagal-Arroyo to assume the presidency
was the fact that there was a crisis, nay a vacuum, in the executive leadership which
made the government rife for seizure by lawless elements. The presidency was up for
grabs, and it was imperative that the rule of succession in the Constitution be enforced.
But who is to declare the President's permanent disability, petitioner asks? The
answer was given by petitioner himself when he said that he was already tired and
wanted no more of popular demonstrations and rallies against him; when he and his
advisers negotiated with respondent Gloria Macapagal-Arroyo's advisers for a
transition of powers from him to her; when petitioner's own Executive Secretary
declared that petitioner was not only in a corner but was down.
Nor is it correct for petitioner to say that the present situation is similar to our
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situation during the period (from 1941 to 1943) of our occupation by the Japanese,
when we had two presidents, namely, Manuel L. Quezon and Jose P. Laurel. This is
turning somersault with history. The Philippines had two presidents at that time for the
simple reason that there were then two governments — the de facto government
established by Japan as belligerent occupant, of which Laurel was president, and the de
jure Commonwealth Government in exile of President Manuel L. Quezon. That a
belligerent occupant has a right to establish a government in enemy territory is a
recognized principle of international law. 1 8 But today we have only one government,
and it is the one set up in the 1987 Constitution. Hence, there can only be one President.
Having reached the conclusion that petitioner Joseph E. Estrada is no longer
President of the Philippines, I nd no need to discuss his claim of immunity from suit. I
believe in the canon of adjudication that the Court should not formulate a rule of
constitutional law broader than is required by the precise facts to which it is applied.
The only question left for resolution is whether there was massive prejudicial
publicity attending the investigation by the Ombudsman of the criminal charges against
petitioner. The test in this jurisdiction is whether there has been "actual, not merely
possible, prejudice" 1 9 caused to petitioner as a result of publicity. There has been no
proof of this, and so I think this claim should simply be dismissed.
For the foregoing reasons, I vote to dismiss the petitions in these cases.
BELLOSILLO , J ., concurring :
I FULLY CONCUR with the opinion written for the majority by Mr. Justice Puno in
the usual penetrating and scholarly ourish of his pen, characteristically his. Allow me
nonetheless to express my views on whether a vacancy occurred in the O ce of the
President to justify and validate Mme. Gloria Macapagal-Arroyo's ascendancy to the
Presidency, if only to emphasize and reinforce what he advocates in his ponencia. I shall
con ne myself to this issue upon which the legitimacy of the present dispensation
hinges and to which all others moor their bearings.
Section 8, Art. VII, of the Constitution which deals with vacancies occurring in the
O ce of the President is limited to four (4) speci ed situations, to wit: (a) death of the
incumbent, (b) his permanent disability, (c) removal, or (d) resignation from o ce 1
thus —
SECTION 8. In case of death, permanent disability, removal from
office, or resignation of the President, the Vice-President shall become the
President to serve the unexpired term. In case of death, permanent disability,
removal from o ce, or resignation of both the President and Vice-President, the
President of the Senate or, in case of his inability, the Speaker of the House of
Representatives, shall then act as President until the President or Vice-President
shall have been elected and qualified.
The Congress shall, by law, provide who shall serve as President in case of
death, permanent disability, or resignation of the Acting President. He shall serve
until the President or the Vice-President shall have been elected and quali ed, and
be subject to the same restrictions of powers and disquali cations as the Acting
President (emphasis supplied). ADHcTE
MR. DE LOS REYES. It includes all kinds of disabilities which will disable or
incapacitate the President or Vice-President from the performance of his duties
(emphasis supplied).
First. His Press Statement released shortly before leaving Malacañang Palace on
20 January 2001, which sounded more like a mournful farewell, did not intimate any
contingency or condition, nor make any allusion, nary a hint, that he was holding on to
the o ce, or that he intended to reclaim the Presidency at some determinable future
time —
At twelve o'clock noon today, Vice President Gloria Macapagal-Arroyo took
her oath as President of the Republic of the Philippines. While along with many
other legal minds of our country, I have strong and serious doubts about the
legality and constitutionality of her Proclamation as President, I do not wish to be
a factor that will prevent the restoration of unity and order in our civil society.
It is for this reason that I now leave Malacañang Palace, the seat of the
presidency of this country, for the sake of peace and in order to begin the healing
process of our nation. I leave the palace of our people with gratitude for the
opportunities given to me for service to our people. I will not shirk from any future
challenges that may come ahead in the same service of our country.
I call on all my supporters and followers to join me in the promotion of a
constructive national spirit of reconciliation and solidarity.
May the Almighty bless our country and our beloved people.
MABUHAY!
This was con rmed by counsel for the petitioner during the oral arguments on 15
February 2001 the pertinent portions of the proceedings, textually quoted in part,
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follow:
SENIOR ASSOCIATE JUSTICE BELLOSILLO:
Mr. Counsel, after the petitioner stepped down from Malacañang could he
have continued to perform his functions as president if he wanted to?
DEAN AGABIN:
No. Your Honor, in the light of the circumstances, it was not possible for him
to perform his functions as President
SENIOR ASSOCIATE JUSTICE BELLOSILLO:
In other words, from then on up to now, he has not performed the functions
of the Office of the President of the Republic of the Philippines?
Plainly, the foregoing dialogue that transpired in the session of the Court
unmistakably evinced the intention of petitioner to vacate his o ce for good, as he did,
without any reservation to return thereto.
Second. In the same Press Statement petitioner stated a fact: Vice President
Gloria Macapagal-Arroyo took her oath as President of the Republic of the Philippines,
thus belying his subsequent disclaimer that respondent merely assumed the o ce in
an acting capacity.
Verily, the status of Mme. Gloria Macapagal-Arroyo's assumption into o ce is
evident from her oath —
I, GLORIA MACAPAGAL-ARROYO, Vice President of the Philippines, do
solemnly swear that I will faithfully and conscientiously ful ll my duties as
President of the Philippines, preserve and defend Constitution, execute its laws,
do justice to every man, and consecrate myself to the service of the Nation.
So help me God (emphasis supplied).
Moreover, no less than counsel for the petitioner admitted this fact, as shown by
this exchange —
SENIOR ASSOCIATE JUSTICE BELLOSILLO:
No, but what did she say, was she taking her oath as Acting President or as
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President of the Philippines in that oath that she took? cSIADa
ATTY. SAGUISAG:
My recollection is only as President without quali er; I could be mistaken on
this, but that is my recollection at the moment, Your Honor. 6
A nal word. In every critical undertaking by the state the most powerful agent
for success or failure is the Constitution, for from this, as from a fountainhead, all
conceptions and plans of action not only emanate but also attain their consummation.
It is the Constitution, as the repository of the sovereign will, that charts the future of our
edging Republic. The measure of our adherence thereto is the ultimate gauge of our
insignificance or greatness.
As I observed with keen interest and grave concern the events as they unfolded
in EDSA, the rumblings of a forthcoming tempest crossed my mind, only to realize in the
end that my fears were completely unfounded. The Filipinos once again have displayed
political maturity and grace in the midst of a historic crisis, and despite strong
temptations of the moment to effect change extra-legally, they have rea rmed their
commitment to the majesty of the Constitution and the rule of law.
I vote to dismiss the petitions.
KAPUNAN , J .:
The core issue presented to the Court is whether respondent Gloria Macapagal-
Arroyo assumed the Presidency within the parameters of the Constitution.
The modes by which the Vice President succeeds the President are set forth in
Article VII, Section 8 of the Constitution: (1) death, (2) permanent disability, (3) removal
from office, and (4) resignation of the President. 1
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Petitioner did not die. He did not suffer from permanent disability He was not
removed from o ce because the impeachment proceedings against him were aborted
through no fault of his.
Did petitioner resign as President? The ponencia conceded that petitioner did not
write any formal letter of resignation before he left Malacañang Palace in the afternoon
of January 20, 2001, after the oath-taking of respondent Arroyo However, the ponencia
held that petitioner resigned from the Presidency as "determined from his acts and
omissions before, during and after January 20, 2001 or by the totality of prior
contemporary and posterior facts and circumstances bearing a material relevance on
the issue." 2 Among the "facts and circumstances" pointed to were the so-called
"people power" referring to the crowd that gathered at EDSA and Makati City, the
withdrawal of support by the military and police forces from petitioner, the resignation
of some o cials of the government, the incidents revealed in the diary of Executive
Secretary Edgardo Angara, serialized in the Philippine Daily Inquirer, 3 and the press
statement issued by petitioner at 2:30 p.m. of January 20, 2001 before he and his
family left Malacañang Palace.
None of the foregoing "facts and circumstances" clearly and unmistakably
indicate that petitioner resigned as President.
To constitute a complete operative resignation of a public o cial, there must be:
(1) the intention to relinquish part of the term and (2) an act of relinquishment. 4 Intent
connotes voluntariness and freedom of choice. With the impassioned crowd marching
towards Malacañang Palace and with the military and police no longer obeying
petitioner, he was reduced to abject powerlessness. In this sense, he was virtually
forced out of the Presidency. If intention to resign is a requirement sine qua non for a
valid resignation, then forced resignation or involuntary resignation, or resignation
under duress, is no resignation at all.
The use of "people power" and the withdrawal of military support mainly brought
about petitioner's ouster from power. This completely negates any pretentions that he
voluntarily stepped down from the presidency. More importantly, people power is not
one of the modes prescribed by the Constitution to create a vacancy in the o ce of the
President.
The doctrine that sovereignty resides in the people is without doubt enshrined in
our Constitution. This does not mean, however, that all forms of direct action by the
people in matters affecting government are sanctioned thereunder. To begin with, the
concept of "people power" is vague and ambiguous. It is incapable of exact de nition.
What number would su ce for a mass action by irate citizens to be considered as a
valid exercise of "people power?" What factors should be considered to determine
whether such mass action is representative of the sovereign will? In what instances
would "people power" be justi ed? There are no judicial standards to address these
questions. To be sure, the people have the right to assemble and to petition the
government for redress of their grievances. But this right does not go to the extent of
directly acting to remove the President from o ce by means outside the framework of
the Constitution.
It must be underscored that the Constitution is "the written instrument agreed
upon by the people . . . as the absolute rule of action and decision for all departments
and o cers of the government . . . and in opposition to which any act or rule of any
department or o cer of the government, or even of the people themselves, will be
altogether void." 5 In other words, the Constitution ensures the primacy of the Rule of
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Law in the governance of the affairs of the State.
The Constitution prescribes that the sovereign power of the people is to be
expressed principally in the processes of election, referendum and plebiscite. 6 Thus,
speci cally, the provisions in Article XVII of the Constitution on Amendments or
Revisions have been described as the "constitution of sovereignty" because they de ne
the constitutional meaning of "sovereignty of the people." 7 As explained by Fr. Joaquin
G. Bernas, a well-respected constitutionalist and member of the 1986 Constitutional
Commission:
What is this "sovereign structure" on which the new would be built? It is the
amendatory and revision process originally sealed with the approval of the
sovereign people. The process prescribed in a constitution is called the
"constitution of sovereignty," distinguishing it from the "constitution of liberty"
(the Bill of Rights). The amendatory and revision provisions are called the
"constitution of sovereignty" because it is through these provisions that the
sovereign people have allowed the expression of their sovereign will through this
constitution to be canalized. And through this provision new changes are linked to
the original expression of the will of the founders of the Constitution.
In other words, the amendatory provisions are called a "constitution of
sovereignty" because they de ne the constitutional meaning of "sovereignty of
the people." Popular sovereignty, as embodied in the Philippine Constitution, is
not extreme popular sovereignty. 8
Thus, when the people, acting in their sovereign capacity, desire to effect
fundamental changes in government, such must be done through the legitimate modes
which they previously agreed upon, meaning within the framework of the Constitution.
To sanction any deviation from the modes prescribed by the Constitution to remove the
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President from o ce, albeit seemingly the public clamor, is to court instability and
anarchy. In the words of Cooley:
. . . Although by their constitutions the people have delegated the exercise
of sovereign powers to the several departments, they have not thereby divested
themselves of the sovereignty. They retain in their own hands, so far as they have
thought it needful to do so, a power to control the governments they create, and
the three departments are responsible to and subject to be ordered, directed,
changed or abolished by them. But this control and direction must be exercised in
the legitimate mode previously agreed upon. The voice of the people, acting in
their sovereign capacity, can be of legal force only when expressed at the times
and under the conditions which they themselves have prescribed and pointed out
by the Constitution, or which, consistently with the Constitution, have been
prescribed and pointed out for them by statute; and if by any portion of the
people, however large, an attempt should be made to interfere with the regular
working of the agencies of government at any other time or in any other mode
than as allowed by existing law, either constitutional or statutory, it would be
revolutionary in character, and must be resisted and repressed by the o cers
who, for the time being, represent legitimate government. 1 4
For the same reason, the withdrawal of support by the military and police forces
cannot legitimately set the stage for the removal of the head of state. The fundamental
law expressly mandates the supremacy of civilian authority over the military at all times,
1 5 and installs the President, the highest-ranking civilian government o cial, as
commander-in-chief of the Armed Forces of the Philippines. 1 6 The designation by the
Constitution of the armed forces as protector of the people and of the State requires it
to staunchly uphold the rule of law. Such role does not authorize the armed forces to
determine, by itself, when it should cease to recognize the authority of the commander-
in-chief simply because it believes that the latter no longer has the full support of the
people. IcSEAH
I concur in the result. In the above cases, the Court decided to dismiss the
petitions. Consequently, the Court effectively declared that on January 20, 2001,
petitioner has resigned the o ce of the president. 1 Thus, then Vice President Gloria
Macapagal-Arroyo succeeded to the presidency in a manner prescribed in the
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Constitution. 2 She is a de jure president. 3 I only wish to add that petitioner was
"constrained to resign" the o ce. It has been held that "resignation is de ned as the act
of giving up or the act of an o cer by which he declines his o ce and renounces the
further right to use it. To constitute a complete and operative act of resignation, the
o cer or employee must show a clear intention to relinquish or surrender his position
accompanied by the act of relinquishment." 4 Petitioner's act of "resignation", however,
was done in light of the reality that he could no longer exercise the powers and duties
of the presidency 5 and left "the seat of the presidency of this county, for the sake of
peace and in order to begin the healing process of our nation." 6
Hence, the succession to the presidency of then Vice-President Gloria
Macapagal-Arroyo on January 20, 2001, was in accordance with the Constitutional
prescription. 7 She was the Vice-President of the Philippines elected in the May 11,
1998 elections, proclaimed by Congress on the basis of the certificates of canvass duly
certi ed by the Board of Canvassers of each province, city and district showing that
she garnered 12,667,252 million votes. 8
On another tack, I reserved my vote on the question of petitioner's claim of
immunity from suit.
In G. R Nos. 146710-15, the petition was to enjoin respondent Ombudsman from
conducting the preliminary investigation of six (6) criminal complaints led with his
o ce against petitioner. In fact, however, the cases were still at preliminary
investigation stage.
To be sure, the Court likewise decided to dismiss the petition. It is settled
jurisprudence that prohibition or injunction, preliminary or nal, generally will not lie to
restrain or enjoin a criminal prosecution, with well-de ned exceptions, such as a sham
preliminary investigation hastily conducted. 9 This Court consistently has refrained
from interfering with the exercise of the powers of the Ombudsman and respects the
independence inherent in the Ombudsman who, beholden to no one, acts as the
champion of the people and the preserver of the integrity of the public service. 1 0
The Court ruled that "there is not enough evidence to warrant this Court to enjoin
the preliminary investigation of the petitioner by the respondent Ombudsman.
Petitioner needs to offer more than hostile headlines to discharge his burden of proof."
1 1 Let me, however, emphasize the warning given so beautifully written by the ponente
in his epilogue, thus: aEAcHI
"A word of caution to the "hooting throng." The cases against the petitioner
will now acquire a different dimension and then move to a new stage — the O ce
of the Ombudsman. Predictably, the call from the majority for instant justice will
hit a higher decibel while the gnashing of teeth of the minority will be more
threatening. It is the sacred duty of the respondent Ombudsman to balance the
right of the State to prosecute the guilty and the right of an accused to a fair
investigation and trial which has been categorized as the "most fundamental of
all freedoms." To be sure, the duty of a prosecutor is more to do justice and less
to prosecute. His is the obligation to insure that the preliminary investigation of
the petitioner shall have a circus-free atmosphere. He has to provide the restraint
against what Lord Bryce calls "the impatient vehemence of the majority." Rights in
a democracy are not decided by the mob whose judgment is dictated by rage and
not by reason. Nor are rights necessarily resolved by the power of number for in a
democracy, the dogmatism of the majority is not and should never be the
de nition of the rule of law. If democracy has proved to the best form of
government, it is because it has respected the right of the minority to convince the
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majority that it is wrong. Tolerance of multiformity of thoughts, however
offensive they may be, is the key to man's progress from the cave to civilization.
Let us not throw away that key just to pander to some people's prejudice." 1 2
Finally, I must expressly state that the Court's ruling dismissing the petitions shall
not be construed as foreclosing the issue of immunity and other presidential
prerogatives as may be raised at the proper time, in a proper justiciable controversy. In
short, petitioner still "has the remedy" of assailing any adverse rulings of the
Ombudsman "before the proper court" with the facts and the evidence adduced before
it.
I also join Justice Vicente V. Mendoza in his separate concurring opinion.
YNARES-SANTIAGO , J .:
In the resolution of these consolidated petitions, the majority opinion de ned the
issues, foremost among which is whether there exists a justiciable controversy
warranting the exercise by this Court of its power of judicial review.
I concur with the majority that the present petitions do not pose a political
question. Indeed, the resolution of the more substantive issues therein merely entail an
interpretation of the constitutional principles of freedom of speech and the right to
assemble. Moreover, the cases call for the application of the provision that:
The Philippines is a democratic and republican State. Sovereignty resides
in the people and all government authority emanates from them. 1
I wish to emphasize that nothing that has been said in these proceedings can be
construed as a declaration that people power may validly interrupt and lawfully abort
on-going impeachment proceedings. There is nothing in the Constitution to legitimize
the ouster of an incumbent President through means that are unconstitutional or extra-
constitutional. The constitutional principle that sovereignty resides in the people refers
to the exercise of sovereign power within the bounds of that same Constitution, not
outside or against it.
The term "people power" is an amorphous and inde nable concept. At what
stage do people assembled en masse become a mob? And when do the actions of a
mob, albeit unarmed or well behaved, become people power? The group gathered at
EDSA may be called a crowd, a multitude, an assembly or a mob, but the Court has no
means of knowing to the point of judicial certainty 2 that the throng gathered at EDSA
was truly representative of the sovereign people. There are 75 million Filipinos. Even
assuming that there were 2,000,000 people gathered at EDSA, a generous estimate
considering the area of the site, that makes up for only two and two-thirds percent
(2.67%) of the population.
Revolution, or the threat of revolution, may be an effective way to bring about a
change of government, but it is certainly neither legal nor constitutional. To avoid a
resort to revolution the Constitution has provisions for the orderly transfer of power
from one administration to the other. 3 People Power is not one of them. Its exercise is
outside of the Constitution.
Neither can the Court judicially determine that the throng massed at EDSA can be
called the "people." When the Constitution uses the term "people" to de ne whom the
Government may serve or protect, 4 or who may enjoy the blessings of democracy, 5 or
people's rights which the military must respect, it refers to everybody living in the
Philippines, citizens and aliens alike, regardless of age or status. When it refers to
"people" vested with sovereignty, 6 or those who may be called upon to render service, 7
or those imploring the aid of Divine Providence, 8 or who may initiate amendments to
the Constitution, 9 honor the ag, 1 0 or ratify a change in the country's name, anthem, or
seal, 1 1 the reference is to citizens or, more particularly, enfranchised citizens.
The writing of this opinion is also impelled in part as my personal reaction to
intemperate and rash demands that we should discuss the issues raised to us without
the bene t of careful deliberation and to decide them with only one certain and
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guaranteed result. ACaEcH
Media comments that it should take only ten minutes for a rational human brain
to decide the constitutional legitimacy of the Arroyo presidency; that the Court should
not persist -in stalling or hobbling, otherwise hordes of angry demonstrators will
descend on it; that the Court should not digest the crap fed by an honest lawyer gone
wrong; and that if the Justices do not behave they will get lynched; 1 2 may all be
dismissed as evanescent and eeting exercises of journalistic license which turn to
something else the following day. However, if these are repeated and paraphrased on
television, print, and radio to a largely uncomprehending but receptive public, 1 3 or even
insinuated by otherwise responsible o cials in moments of political passion,
comments of this nature sow contempt for the constitutional system. They are
destructive of the rule of law and the democratic principles upon which the stability of
government depends.
The Philippines adheres to the rule of law. The Constitution xes the parameters
for the assumption to the highest o ce of President and the exercise of its powers. A
healthy respect for constitutionalism calls for the interpretation of constitutional
provisions according to their established and rational connotations. The situation
should conform to the Constitution. The Constitution should not be adjusted and made
to conform to the situation.
While I am against the resort to mob rule as a means of introducing change in
government, the peculiar circumstances in the case at bar compel me to agree that
respondent Arroyo rightfully assumed the presidency as the constitutionally annointed
successor to the o ce vacated by petitioner . There was at that time an urgent need for
the immediate exercise of presidential functions, powers and prerogatives. The
vacancy in the highest o ce was created when petitioner, succumbing to the
overwhelming tumult in the streets as well as the rapidly successive desertions and
defections of his cabinet secretaries and military o cers, left Malacañang Palace "for
the sake of peace and in order to begin the healing process of our nation." 1 4
Accordingly, I concur in the result of the majority ruling that both petitions should
be DISMISSED.
SANDOVAL-GUTIERREZ , J .:
Though I am ready to hear his arguments and rmly believe that I have an
open mind to consider his plea according to my best light and to vote according
to my conscience, I nonetheless deem it of highest importance that as a jurist, I
must hold myself above petitioner's 'reproach and suspicion.'
"As he himself asserts (see p. 6 of his Petition for Recusation), my
voluntary inhibition "cannot be construed as an admission of incapacity to render
impartial rulings but merely illustrates the teaching . . . of Section 1, Rule 137" of
the Rules of Court.
"To conclude, I am voluntarily inhibiting myself pro hac vice not because
petitioner has proven any legal ground therefor but because I do not wish to give
him or anyone else any excuse to cast any doubt on the integrity of these
proceedings and of the decision that this Court may render in these cases of
transcendental importance to the nation."
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In spite of the foregoing disquisition, my action has been questioned by many
people, including several well-meaning friends. Some have even berated me for
allegedly shirking from my sworn duty to decide cases without fear or favor. I have
therefore decided to write this extended explanation of my inhibition.
Section 1 of Rule 137 of the Rules of Court governs the disquali cation and the
inhibition of judicial o cials, including members of the Supreme Court. It provides as
follows:
"SECTION 1. Disquali cation of judges . — No judge or judicial o cer
shall sit in any case in which he, or his wife or child, is pecuniarily interested as
heir, legatee, creditor or otherwise, or in which he is related to either party within
the sixth degree of consanguinity or a nity, or to counsel within the fourth
degree, computed according to the rules of the civil law, or in which he has been
executor, administrator, guardian, trustee or counsel, or in which he has presided
in any inferior court when his ruling or decision is the subject of review, without
the written consent of all parties in interest, signed by them and entered upon the
record.
"A judge may, in the exercise of his sound discretion, disqualify himself
from sitting in a case, for just or valid reasons other than those mentioned above."
The rst paragraph of the above-quoted Section governs the legal grounds for
compulsory disquali cation. To disqualify is "to bar a judge from hearing, a witness
from testifying, a juror from sitting, or a lawyer from appearing in a case because of
legal objection to the qualifications of the particular individual." 1
The Code of Judicial Conduct further elaborates the above rule in this manner:
"Rule 3.12. A judge should take no part in a proceeding where the
judge's impartiality might reasonably be questioned. These cases include
proceedings where:
(a) The judge has personal bias or prejudice concerning a party, or
personal knowledge of disputed evidentiary facts concerning the proceeding;
(b) The judge served as executor, administrator, guardian, trustee or
lawyer in the case or matters in controversy, or a former associate of the judge
served as counsel during their association, or the judge or lawyer was a material
witness therein;
(c) The judge's ruling in a lower court is the subject of review;
The rationale for the rule on the compulsory disquali cation of a judge or judicial
o cer is predicated on the long-standing precept that no judge should preside in a
case in which he or she is not wholly independent, disinterested or impartial. Judges
should not handle cases in which they might be perceived, rightly or wrongly, to be
susceptible to bias and partiality. The rule is aimed at preserving at all times the
people's faith and con dence in our courts, which are essential to the effective
administration of justice. 4
Inhibition
While the disquali cation of judges based on the speci c grounds provided by
the Rules of Court and the Code of Judicial Conduct is compulsory, inhibition partakes
of voluntariness on their part. It arises from just or valid reasons tending to cast doubt
on their proper and impartial disposition of a case. The rule on inhibition is set forth in
the second paragraph of Rule 137 of the Rules of Court, which provides:
'A judge may, in the exercise of his sound discretion, disqualify himself
from sitting in a case, for just or valid reasons other than those mentioned above.'
Whether judges should inhibit themselves from a case rests on their own "sound
discretion." In Rosello v. Court of Appeals, 5 how such discretion should be exercised
was explained by the Supreme Court in these words:
"As to the issue of disquali cation 6 [based on the second paragraph of
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Section 1, Rule 137 of the Rules of Court], this Court has ruled that to disqualify or
not to disqualify is a matter of conscience and is addressed primarily to the sense
of fairness and justice of the judge concerned. Thus, the mere ling of an
administrative case against respondent [j]udge is not a ground for disqualifying
him from hearing the case, for if on every occasion the party apparently aggrieved
would be allowed to either stop the proceedings in order to await the nal
decision on the desired disquali cation, or demand the immediate inhibition of
the [j]udge on the basis alone of his being so charged, many cases would have to
be kept pending or perhaps there would not be enough judges to handle all the
cases pending in all the courts. This Court has to be shown acts or conduct of the
judge clearly indicative of arbitrariness or prejudice before the latter can be
branded the stigma of being biased or partial." 7
Alleged in CIR v. CA 8 were the grounds for the disquali cation of an associate
justice of the Supreme Court from participating in the case. These alleged grounds
were his having served under private respondent's counsel when the latter was the
solicitor general, and their having had business relations in connection with the
operation of a small restaurant. Even if true, these were not regarded as compulsory
bases for his disquali cation. Instead, the Court ruled: "It is for him [the jurist] alone,
therefore, to determine his quali cation." 9 On whether to disqualify him from
participating in the case or not, the Court took note of the old doctrine that when a
justice of the Court of Appeals or the Supreme Court is challenged, "the magistrate sits
with the court and the question is decided by it as a body." 1 0
Earlier on, the Court had the occasion to lay down the appropriate guidelines in a
situation where the judge's capacity to try and decide a case fairly and judiciously
would come to the fore by way of a challenge from any one of the parties. It ruled as
follows: 1 1
'A judge may not be legally prohibited from sitting in a litigation. But when
suggestion is made of record that he might be induced to act in favor of one party
or with bias or prejudice against a litigant arising out of circumstances
reasonably capable of inciting such a state of mind, he should conduct a careful
self-examination. He should exercise his discretion in a way that the people's faith
in the courts of justice is not impaired. A salutary norm is that he re ect on the
probability that a losing party might nurture at the back of his mind the thought
that the judge had unmeritoriously tilted the scales of justice against him. That
passion on the part of a judge may be generated because of serious charges of
misconduct against him by a suitor or his counsel, is not altogether remote. He is
a man, subject to the frailties of other men. He should, therefore, exercise great
care and caution before making up his mind to act or withdraw from a suit where
that party or counsel is involved. He could in good grace inhibit himself where
that case could be heard by another judge and where no appreciable prejudice
would be occasioned to others involved therein. On the result of his decisions to
sit or not to sit may depend to a great extent the all-important con dence in the
impartiality of the judiciary. If after re ection he should resolve to voluntarily
desist from sitting in a case where his motives or fairness might be seriously
impugned, his action is to be interpreted as giving meaning and substance to the
second paragraph of Section 1 Rule 137. He serves the cause of the law who
forestalls miscarriage of justice."
In a string of cases, the Supreme Court has said that bias and prejudice, to be
considered valid reasons for the voluntary inhibition of judges, must be proved with
clear and convincing evidence. Bare allegations of partiality and prejudgment will not
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su ce. These cannot be presumed, especially if weighed against the sacred obligation
of judges whose oaths of o ce require them to administer justice without respect to
person and to do equal right to the poor and the rich. 1 2
The Court has also said that, to warrant the judge's inhibition from the case, bias
or prejudice must be shown to have stemmed from an extrajudicial source, and that it
would result in a disposition on the merits on some basis other than what the judge
learned from participating in the case. As long as opinions formed in the course of
judicial proceedings are based on the evidence presented and the conduct observed by
the judge, they will not prove personal bias or prejudice, even if found later on as
erroneous. In addition to palpable error that may be inferred from the decision or the
order itself, extrinsic evidence is required to establish bias, bad faith, malice or corrupt
purpose. 1 3
Hence, the Court exhorted in Go v. Court of Appeals 1 4 that the rule should "not
be used cavalierly to suit a litigant's personal designs or to defeat the ends of justice."
It deemed as intolerable acts of litigants who, for any conceivable reason, would seek
to disqualify a judge for their own purposes under a plea of bias, hostility, or
prejudgment. It further held that it did not approve of some litigants' tactic of ling
baseless motions for disquali cation as a means of delaying the case or of forum-
shopping for a more friendly judge. 1 5
Moreover, in Aparicio v. Andal 1 6 the Court said:
"Efforts to attain fair, just and impartial trial and decision, have a natural
and alluring appeal. But, we are not licensed to indulge in unjusti ed
assumptions, or make a speculative approval [of] this ideal. It ill-behooves this
Court to tar and feather a judge as biased or prejudiced, simply because counsel
for a party-litigant happens to complain against him. As applied here, respondent
judge has not as yet crossed the line that divides partiality and impartiality. He
has not thus far stepped to one side of the fulcrum. No act or conduct of his
would show arbitrariness or prejudice. Therefore, we are not to assume what
respondent judge, not otherwise legally disquali ed, will do in a case before him.
We have had occasion to rule in a criminal case that a charge made before trial
that a party 'will not be given a fair, impartial and just hearing' is 'premature.'
Prejudice is not to be presumed. Especially if weighed against a judge's legal
obligation under his oath to administer justice without respect to person and to
equal right to the poor and the rich.' To disqualify or not to disqualify himself
then, as far as respondent judge is concerned, is a matter of conscience." ADHcTE
There is, however, a caveat in the grant of motions to disqualify or inhibit, even if
founded on a compulsory ground. In Araneta v. Dinglasan, 1 7 the Motion to disqualify
Justice Sabino Padilla from participating in the case was grounded on the fact that as
justice secretary he had advised the President on the question of emergency powers. In
denying the Motion, which was led only after a Decision had been promulgated, the
Court ruled that "a litigant . . . cannot be permitted to speculate upon the action of the
court and raise an objection of this sort after a decision has been rendered." 1 8
I n Limpin Jr. v. IAC, 1 9 led after the Decision had already become nal and
executory was a Motion for Inhibition of justices who had been associated with the law
rm which had acted as counsel to a party. In that case, the Court reiterated that a
motion for disquali cation must be denied, if led after a member of the Court had
already given an opinion on the merits of the case.
Recusation/Recusal
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Recusation or recusal is the process in which, "because of self interest, bias or
prejudice," on the objection of either of the parties, disquali ed from hearing a lawsuit;
or one in which they disqualify themselves therefrom. 2 0 "In the civil law, [it is] a species
of exception or plea to the jurisdiction, to the effect that the particular judge is
disqualified from hearing the cause by reason of interest or prejudice." 2 1
From the de nition of recusation or recusal, it can be easily discerned that the
term is hardly any different from disquali cation, except that it refers more speci cally
to judges. Thus, Melinkoff makes this simple distinction: "Unlike the multiple targets of
a motion to disqualify, a motion to recuse is usually restricted to judges; it is
sometimes used against a lawyer in an o cial position, e.g., a district attorney charged
with conflict of interest, but not against lawyers generally." 2 2
CONCLUSION
In sum, while disquali cation and recusal are sourced from legal grounds
provided in the Rules of Court and the Code of Judicial Conduct, inhibition is based on
the exercise of sound judicial discretion depending on the circumstances of each case.
Because all these, however, are rules of procedure, the Court has the nal say. As the
constitutional authority in such matters, it may in fact compel disquali cation or reject
offers of inhibition, on such grounds and under such circumstances as it may deem
appropriate.
Thus, in Veterans Federation Party v. Comelec 2 3 (the party-list cases), the
Supreme Court rejected my offer to inhibit myself in a Resolution announced during the
Oral Argument on July 1, 1999. It did so for the following reasons: (1) I was merely a
voluntary non-compensated o cer of the nonpro t Philippine Chamber of Commerce
and Industry (PCCI); (2) the case and its antecedents were not extant during my
incumbency at PCCI; and (3) important constitutional questions were involved, and the
Court believed that all justices should as much as possible participate and vote. 2 4
The foregoing discussion shows the following:
(1) My non-participation in these consolidated cases did not arise from any
legal ground showing partiality or bias in favor of or against petitioner.
(2) I voluntarily resorted to non-participation in order "to hold myself above
petitioner's reproach, and to deprive "him or anyone else [of] any excuse to cast doubt
on the integrity of these proceedings and of the decision that this Court may render in
these cases of transcendental importance to the nation."
(3) My non-participation applies only to the instant consolidated cases, pro
hac vice, and not necessarily to all other future cases involving any of the herein parties.
Footnotes
34. Philippine Star, January 21, 2001, p. 1; January 23, 2001, pp. 1 and 4; January, 24,
2001, p. 3; PDI, January 25, 2001, pp. A1 and A15.
51. See The Chief Justice's Extended Explanation for His Voluntary Inhibition; Rollo, GR
Nos. 146710-15, pp. 525-527.
52. See Letter of inhibition of Associate Justice Panganiban; Rollo, GR No. 146738, pp.
120-125.
53. Rollo, G.R. No. 146738, p. 134.
54. Leonard de Vera and Dennis Funa; see their Memorandum, pp. 16-27; Rollo, GR Nos.
146710-15, Vol. III, pp. 809-820.
55. Gunther and Sullivan, Constitutional Law, 13th ed., pp. 45-46.
56. 369 US 186, 82 S. Ct. 691, 7 L. ed 2d 663, 686 (1962).
57. See e.g., Integrated Bar of the Philippines v. Hon. Zamora, et al ., GR No. 141284, 15
August 2000; Miranda v. Aguirre, 314 SCRA 603 (1999); Santiago v. Guingona, 298 SCRA
756 (1998); Tatad v. Secretary of the Department of Energy , 281 SCRA 330 (1997);
Marcos v. Manglapus , 177 SCRA 668 (1989); Gonzales v. COMELEC , 129 Phil. 7 (1967);
Mabanag v. Lopez Vito , 78 Phil 1 (1947); Avelino v. Cuenco 83 Phil. 17 (1949); Vera v.
Avelino, 77 Phil 192 (1946); Alejandrino v. Quezon, 46 Phil 83 (1924).
58. 103 Phil 1051, 1068 (1957).
72. Chafee, Jr., Free Speech in the United States, 1946 ed., pp. 413-415, 421.
73. 260 SCRA 798 (1996).
74. Section 1, Article II of the 1987 Constitution reads:
"The Philippines is a democratic and republican State. Sovereignty resides in the
people and all government authority emanates from them."
75. Infra at 26.
76. Infra at 41.
77. 1 Cranch (5 US) 137, 2 L ed 60 (1803).
78. Gonzales v. Hernandez, 2 SCRA 228 (1961).
79. See its February 4, 5, and 6, 2001 issues.
80. PDI, February 4, 2001, p. A1.
81. Ibid.
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82. Ibid.
83. Ibid.
84. Ibid.
85. Ibid.
86. PDI, February 5, 2001, p. A1.
87. Ibid., p. A-1.
88. Ibid.
89. PDI, February 5, 2001, p. A6.
90. PDI, February 6, 2001, p. A1.
91. In the Angara Diary which appeared in the PDI issue of February 5, 2001, Secretary
Angara stated that the letter came from Asst. Secretary Boying Remulla; that he and
Political Adviser Banayo opposed it; and that PMS head Macel Fernandez believed that
the petitioner would not sign the letter.
92. Congressional Record, 4th Congress, 2nd Session, March 4, 1959, pp. 603-604.
93. Id., May 9, 1959, p. 1988.
94. Section 18 (2), Article III of the 1987 Constitution provides: "No involuntary servitude in
any form shall exist except as a punishment for a crime whereof the party shall have
been duly convicted."
95. Reply Memorandum, p. 3; Rollo, GR Nos. 146710-15, Vol. IV.
96. House Resolution No. 175, 11th Congress, 3rd Session (2001), reads:
WHEREAS, on January 20, 2001, Vice President Gloria Macapagal-Arroyo was sworn
in as the 14th President of the Philippines;
WHEREAS, her ascension to the highest o ce of the land under the dictum, "the voice
of the people is the voice of God" establishes the basis of her mandate on integrity and
morality in government;
WHEREAS, the House of Representatives joins the church, youth, labor and business
sectors in fully supporting the President's strong determination to succeed;
WHEREAS, the House of Representatives is likewise one with the people in supporting
President Gloria Macapagal-Arroyo's call to start the healing and cleansing process for a
divided nation in order to 'build an edi ce of peace, progress and economic stability' for
the country: Now, therefore, be it
Resolved by the House of Representatives, To express its full support to the
administration of Her Excellency, Gloria Macapagal-Arroyo, 14th President of the
Philippines.
Adopted,
99. Annex 2, Comment of Private Respondents De Vera, et al.; Rollo, GR No. 146710-15, Vol.
II, p. 231.
100. 11th Congress, 3rd Session (2001).
101. 11th Congress, 3rd Session (2001).
108. Records of the Constitutional Commission of 1986, Vol. II, Records, p. 423, July 29,
1986.
109. Supra at 47.
110. Records of Constitutional Commission, Vol. II, July 28, 1986, p. 355.
6. Cruz, Carlos L., The Law on Public Officers, p. 174, 1997 Edition.
7. "Mr. SUAREZ. ...
"May we now go to Section 11, page 5. This refers to the Presidents written
declaration of inability to discharge the powers and duties of the O ce of the President.
Can this written declaration to be done for and in behalf of the President if, for example,
the President is in no position to sign his name, like he suffers an accident and both his
arms get to be amputated?
"Mr. REGALADO. We have not had a situation like that even in the jurisdiction
from which we borrowed this provision, but we feel that in the remote situation that the
Commissioner has cited in that the President cannot make a written declaration, I
suppose an alternative would be considered wherein he can so expressly manifest in an
authentic manner what should be contained in a written declaration. . . .
"Mr. SUAREZ. . . . I am thinking in terms of what happened to President Wilson.
Really, the physical disability of the gentleman was never made clear to the historians.
But suppose a situation will happen in our country where the President may suffer coma
and gets to be unconscious, which is practically a total inability to discharge the powers
and duties of his o ce, how can he submit a written declaration of inability to perform
the duties and functions of his office?
xxx xxx xxx
"FR. BERNAS. Precisely. The second paragraph is to take care of the Wilson
situation.
"Mr. SUAREZ. I see.
"Mr. REGALADO. The Wilson situation was in 1917. Precisely, this twenty- fth
Amendment to the American Constitution as adopted on February 10, 1967 prevent a
recurrence of such situation. Besides, it was not only the Wilson matter. As I have
already mentioned here, they have had situations in the United states, including those of
President Gar eld, President Wilson, President Roosevelt and President Eisenhower." (11
RECORDS, pp. 421-423)
8. Gitlow vs. Kiely, 44 F. 2d as cited in 46 CJS 1086.
9. Ibid.
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10. Ibid.
11. Zacorin, Theories of Revolution in Contemporary Historiography, 88 POLITICAL
SCIENCE QUARTERLY.
12. Milne, Philosophy and Political Action, The Case of Civil Rights, 21 Political Studies,
453, 463 (1973).
13. Fernandez, LAW and POLITY: Towards a Systems Concept of Legal validity, 46
Philippine Law Journal, 390-391 (1971)
14. 16 American Jurisprudence 2d.
15. State ex rel Columbus vs. Keterrer, 127 Ohio St 483, 189 NE 252.
16. John Hancock Mut. Life Ins. Co. v. Ford Motors Co., 322 Mich 209, 39 NW 2d 763.
17. Battles in the Supreme Court by Justice Artemio Panganiban, pp. 103-104.
18. Lawyers' League for a Better Philippines vs. President Corazon C. Aquino, et al., G.R. No.
73748, May 22, 1986.
3. See Cayetano v. Monsod, G.R.. No. 100113, 3 September 1991, 201 SCRA 210, 228.
4. Record of the Constitutional Commission, Vol. II, p. 446.
5. TSN, 15 February 2001, pp. 63-64.
6. TSN, 15 February 2001, p. 36.
KAPUNAN, J.:
1. Article VII, Section 8 of the Constitution states:
In case of death, permanent disability, removal from o ce, or resignation of the
President, the Vice-President shall become the President to serve the unexpired term. In
case of death, permanent disability, removal from o ce, or resignation of both the
President and Vice President, the President of the Senate, or, in case of his inability, the
Speaker of the House of Representatives, shall then act as President until the President
or Vice-President shall have been elected and qualified.
2. Decision, p. 26.
3. Erap's Final Hours, Philippine Daily Inquirer, February 4-6, 2001.
4. F. MECHEM, A TREATISE ON THE LAW OF PUBLIC OFFICES AND OFFICERS, Sec. 411,
pp. 262-263 (1890).
5. T.M. COOLEY, III CONSTITUTIONAL LIMITATIONS (1868). Also cited in BERNAS, THE
1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES: A COMMENTARY
(1996), pp. xxxiv-xxxv.
6. II RECORD OF THE CONSTITUTIONAL COMMISSION 316.
FR. BERNAS. While I agree with the lofty objectives of the amendment proposed, I am
afraid that the effect of the proposed amendment is, in fact, to weaken the provisions on
impeachment. The amendment speaks of massive election frauds. We have a very
general principle in the Constitution which says that sovereignty resides in the people
and all government authority emanates from them. And the sovereignty of the people is
principally expressed in the election process and in the referendum plebiscite processes.
(Emphasis mine)
7. See BERNAS, Note 5, at 1163.
8. Id., at 1162-1163.
9. De Leon vs. Esguerra, 153 SCRA 602 (1987).
10. A. ALTMAN, ARGUING ABOUT LAW (2001), p. 94.
11. Id. citing J. AGRESTO, THE SUPREME COURT AND CONSTITUTIONAL DEMOCRACY
(1984).
12. 4 Wall. 2, 18 L. Ed. 281 [1866].
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13. Id., cited in the Dissenting opinion of Gutierrez, J. in Marcos vs. Manglapus, 177 SCRA
668, 702 (1989).
14. T.M. COOLEY, II CONSTITUTIONAL LIMITATIONS, 8TH ED. (1927), p. 1349.
15. Article II, Section 3, CONSTITUTION.
16. Article VII, Section 18, CONSTITUTION.
8. CONSTITUTION, Preamble.
9. CONSTITUTION, Article XVII, Section 2.
10. CONSTITUTION, Article XVI, Section 1.
11. CONSTITUTION, Article XVI, Section 2.
12. Philippine Star. "Here's The Score," February 26, 2001, p. 9.
13. People's Tonight, headline story, February 28, 2001.
14. Joint Comment, Annex "A".
SANDOVAL-GUTIERREZ, J.:
1. Gonzales vs. Hernandez, 112 Phil. 165 (1961).
PANGANIBAN, J.:
1. D. Melinkoff, Melinkoff's Dictionary Of American Legal Usage, p. 174, 1992 ed.
2. 229 SCRA 766, February 9, 1994.
3. 298 SCRA 306, 310, October 30, 1998, per Mendoza, J. (citations omitted).
4. Perez v. Suller, 249 SCRA 665, November 6, 1995; Urbanes Jr. v CA, 236 SCRA 72, August
30, 1994; Go v. Court of Appeals, 221 SCRA 397, April 7, 1993.
5. 168 SCRA 459, 470, December 14, 1988, per Fernan CJ. See also Aparicio v. Andal , 175
SCRA 569, July 25, 1989.
6. More aptly, "inhibition."
7. Citing Gabol v. Riodique, 65 SCRA 505.
8. 267 SCRA 599, February 6, 1997, per curiam.
9. Ibid. at 606.