Professional Business Analysis Handbook
Professional Business Analysis Handbook
1
About PMI’s Certification Program ...........................................................................................2
Overview of the PMI-PBA Credential ........................................................................................3
About the PMI-PBA Certification ...............................................................................................3
Timeline of the PMI-PBA Certification Process .........................................................................4
Business Analysis Role Delineation ..........................................................................................5
PMI-PBA Eligibility Requirements .............................................................................................6
How to Complete the Online Application ...................................................................................7
PMI-PBA Application & Payment...............................................................................................7
How to Record Your Experience on the Application..................................................................8
How to Record Your Training on the Application ......................................................................9
Application Processing ............................................................................................................10
PMI-PBA Certification Fees ....................................................................................................11
How to Submit Payment ..........................................................................................................12
PMI-PBA Refund Policy ..........................................................................................................13
PMI Audit Process...................................................................................................................14
PMI Audit Process ....................................................................................................................14
Exam Policies & Procedures ...................................................................................................15
PMI-PBA Exam Information ....................................................................................................15
PMI-PBA Exam Blueprint ........................................................................................................16
Examination Administration .....................................................................................................17
New PBT Policy effective as of 1 July 2017 ............................................................................17
Test Accommodations for the Exam .......................................................................................18
Legal Restrictions on Taking the Examination ........................................................................19
Exam Eligibility ........................................................................................................................20
How to Schedule Your Exam ..................................................................................................21
Rescheduling/Cancellation Policy for CBT Exams ..................................................................24
Rescheduling/Cancellation Policy for PBT Exams ..................................................................25
Extenuating Circumstances ....................................................................................................25
PMI Examination Security & Confidentiality ............................................................................27
Examination Site Requirements & Instructions .......................................................................28
Examination Report.................................................................................................................31
Reexamination ........................................................................................................................32
Certification Policies & Procedures ........................................................................................33
Certification Complaints Process ............................................................................................33
Certification Appeals Procedure ..............................................................................................33
Use of Your PMI-PBA Certification..........................................................................................35
CCR Program Overview ...........................................................................................................36
Continuing Certification Requirements (CCR) Program .......................................................36
PMI Code of Ethics & Professional Conduct ..........................................................................37
PMI Certification Application/Renewal Agreement ................................................................37
How to Use this Handbook
This handbook contains information on how you can apply for the PMI Professional in Business Analysis
(PMI-PBA)® certification. It applies to both computer-based and paper-based testing candidates.
PMI requires that all certification applicants read the entire handbook. The purpose of this handbook is to
provide you with important information about the policies and procedures for obtaining and maintaining
the PMI-PBA® certification.
PMI Professional in Business Analysis (PMI-PBA) Handbook was updated on 8 May 2018
“PMI”, the PMI logo, “Making project management indispensable for business results”, “PMBOK”, “CAPM”, “Certified Associate
in Project Management (CAPM)”, “PMP”, “Project Management Professional (PMP)”, “Project Management Professional”, the
PMP logo, “PgMP”, “Program Management Professional (PgMP)”, “PMI-RMP”, “PMI Risk Management Professional (PMI-
RMP)”, “PMI Scheduling Professional (PMI-SP)”, “PMI-SP”, “PMI Agile Certified Practitioner (PI-ACP)”, “PMI-ACP”, “PfMP”,
“Portfolio Management Professional (PfMP)”, “ PMI Practitioner in Business Analysis (PMI-PBA)” and “PMI-PBA” are registered
marks of Project Management Institute, Inc.
For a comprehensive list of PMI marks, contact the PMI Legal Department.
In addition, the PMI-PBA certification carries a high level of professional credibility. It requires a
combination of business analysis training, experience working on projects, and examination on business
analysis principles, practices, tools, and techniques. This global certification also supports individuals in
meeting the needs of organizations that rely on business analysis practitioners to play key roles on their
teams.
*Note: for those who hold active PMP and/or PgMP certifications, PMI has already verified you have exceeded the project
experience requirements. In other words, active PMP and/or PgMP certification holders will be accepted as fulfilling the general
project experience requirements.
NOTE: Electronic communications from PMI may inadvertently be blocked or forwarded to bulk
mail folders by some spam filters. Please add [email protected] to the personal address
book in your email program to help ensure that you don’t miss important certification notifications
from PMI.
Before you submit the application, you will be required to read and agree to the PMI Code of Ethics and
Professional Conduct and the Certification Application/Renewal Agreement, which can be found in this
handbook and on PMI.org.
NOTE: One hour of classroom instruction equals one contact hour. If you have completed a
university or college course on business analysis that met for three hours per week for 15 weeks,
you would record 45 contact hours. If only a portion of a course dealt with business analysis
practices, only the hours spent on business analysis practices can be applied toward the total.
You can satisfy the training requirements by demonstrating the successful completion of courses,
workshops and educational sessions offered by one or more of the following types of providers:
PMI Registered Education Providers (R.E.P.s)*
PMI chapters or communities of practice*
Employer/company-sponsored programs
Training companies or consultants (e.g., training schools)
Distance-learning companies, including an end-of-course assessment
University/college academic and continuing education programs
NOTE: While you may be able to record applicable classes that counted toward a degree, you
cannot record the degree program in its entirety because some classes within the program will
not apply to the requirement.
NOTE: This processing timeline does not apply if your application has been selected for PMI’s
audit process (refer to the PMI Audit Process section in this handbook for more details).
The PMI membership rate will apply only if you are a member of PMI in good standing at the time you
submit payment for the certification. If you apply for membership right before you apply for the
certification, make sure you receive confirmation of your membership before you pay for the certification.
If your membership has not been completely processed before you pay for the certification, you will be
charged the nonmember rate.
If PMI membership is obtained after you submit payment for the certification, PMI will not refund the
difference.
Review all the benefits of PMI membership or join now!
If you submit your application online, you may submit payment by the following ways:
1. Online—Use the online certification system to submit credit card payment. This will enable PMI to
process your payment more quickly.
OR
2. By Postal Mail—Mail a check, money order, credit card information or wire payment information
to PMI. Include your PMI identification number and user name.
PMI will NOT provide you with a refund in the following instances:
If your one-year eligibility period has expired and you have not scheduled the exam, you will not
receive a refund. You will forfeit the entire fee. You will not be able to use the initial fees for
anything else. If you still wish to obtain the certification, you will have to reapply and submit all
associated fees again.
If you have scheduled the exam and did not take it, nor provided the necessary
cancellation/rescheduling notification to PMI’s testing administration partner, Prometric, you will
not receive a refund. Again, you will forfeit the fee and not be able to apply it to anything else.
NOTE: You can send a request for refund to [email protected] or by fax to +1 610 482 9971.
PMI
Attn: Certification Audit
14 Campus Blvd.
Newtown Square, PA 19073-3299 USA
You may not continue with the certification process until you have complied with the audit requirements.
Once you successfully complete the audit, your one-year examination eligibility period starts.
Incomplete submissions will not be processed and will result in failure of the audit. If you choose not
to comply with the audit, it will result in an audit failure and there is a one-year suspension period to
apply for that certification again.
NOTE: Please be advised that while the selection process for an audit is primarily random, PMI
reserves the right to select any candidate to be audited at any time, including after the certification
has been bestowed. If you fail to meet the audit requirements after attaining the certification, your
certification will be revoked and you will not be entitled to a refund.
Computer-based testing (CBT) is the standard method of administration for PMI examinations. Paper-
based testing (PBT) is available under limited circumstances (refer to the Examination Administration
section in this handbook for more details).
The allotted time to complete the computer-based examination is four hours.
It may take some candidates less than the allotted four hours to complete the examination.
There are no scheduled breaks during the exam, although you are allowed to take a break if
needed. If you take a break during the exam, your exam clock continues to count down.
The examination is preceded by a tutorial and followed by a survey, both of which are optional
and can take up to 15 minutes to complete. The time used to complete the tutorial and survey is not
included in the examination time of four hours.
Item Development
PMI-PBA exam questions:
Are developed and independently validated by global work groups of business analysis
professionals;
Are referenced to the current business analysis reference list;
Are monitored through psychometric analysis; and
Satisfy the PMI-PBA Examination Content Outline.
Percentage
of Questions
Total 100%
For details on the topic areas covered in each of these categories, access the PMI-PBA Examination
Content Outline.
Pricing for PBT exams will also change as of 1 July 2017. At that point, all PBT prices will equal CBT
prices.
NOTE: As part of the certification payment process, you need to indicate whether you will be taking
a computer-based or paper-based examination. If you need to take a PBT examination, include the
site location, date, and group testing number on your application.
NOTE: Record your need for test accommodations as part of the payment process.
You must submit to PMI, by fax or postal mail, supporting medical or other appropriate documentation to
complete your request. Please keep a copy of all submitted forms for your records.
PMI is subject to US export controls and sanctions laws and regulations. PMI products and services,
including examination administration, may not be exported, re-exported or otherwise furnished to
countries subject to comprehensive US sanctions, unless there is US government authorization, or to a
person or entity on certain lists of designated parties maintained by the US government, including the US
Treasury Office of Foreign Assets Control (OFAC) List of Specially Designated Nationals and Blocked
Persons (SDN List), among others.
For that reason, you will be required as part of your application to take the examination to certify that you
are not on any list of designated parties maintained by the US government, that you are not in any way
affiliated with the governments of countries subject to comprehensive US sanctions, currently Iran,
Sudan, Syria and Cuba, and that you are not ordinarily or permanently resident in countries subject to
comprehensive US sanctions, unless the US government has authorized the provision of such
examinations to persons ordinarily or permanently resident in those countries. As of June, 2014, the US
government has given authorization for individuals ordinarily resident in Iran and Sudan to take
professional certificate examinations.
Export control and sanctions laws may change from time to time, and PMI reserves the right to
implement any changes or additions to these restrictions as appropriate.
NOTE: If your application was selected for audit, your eligibility period begins the day you
successfully complete the audit.
The exam eligibility period (the period of time during which you are able to test) is one year. You may
take the examination up to three times within this one-year eligibility period should you not pass on the
first attempt.
The examination scheduling instructions direct you to the section of the Prometric website where you can
select and schedule your examination date and location. Prometric is PMI’s examination administration
partner.
PMI cannot guarantee seating at the testing centers and recommends that you schedule the
examination as soon as you select a date on which you want to take it and at least three months before
the expiration of your eligibility period.
NOTE: You must retain the unique PMI Eligibility ID located on your scheduling notification. This
number will be required to register for the examination.
Please print and save all examination scheduling verifications and correspondence received from
Prometric for your records.
NOTE: If your one-year eligibility period has ended and you have not scheduled the exam, you
will not receive a refund. You will forfeit the entire fee. You will not be able to use the initial fees
for anything else. If you still wish to obtain the certification, you will have to reapply and submit all
associated fees again.
NOTE: Print out your exam confirmation information once you schedule your exam online. Please
maintain a copy of the CBT examination confirmation in your files in the unlikely event that there
are any discrepancies. PMI will not be able to advocate for you if this confirmation notice is not
provided.
NOTE: Please be advised that when scheduling by telephone, you must go to the Prometric
website to print your confirmation information.
When calling Prometric’s Customer Care Center, the customer service representative will ask for:
1. Testing program: (Project Management Institute)
2. Name of examination: (PMI-PBA, CAPM, PgMP, PMI-RMP, PMI-SP, or PMP)
3. PMI Eligibility ID (e.g. 1234567E1)
NOTE: Please maintain a copy of the CBT examination confirmation in your files in the unlikely
event that there are any discrepancies. PMI will not be able to advocate for you if this
confirmation notice is not provided.
If you need to reschedule or cancel an appointment with test accommodations, you will need to call the
same number you used when scheduling.
NOTE: If you neglect to apply for test accommodations at the time you complete the application
and wish to do so as you schedule your exam, you must first contact PMI by email at
[email protected]. You cannot schedule the exam with test accommodations
without first applying for the accommodations and getting them approved.
Examples
Date of Exam Date that you Reschedule Fee Amount
Appointment or Cancel
30-Day Policy
5 May 4 April (or before) No Fee
5 May 5 April (up until 2 May) US$70
2-Day Policy
5 May 2 May US$70
5 May 3 May (you are unable to reschedule, but Forfeit the entire
can cancel the appointment) exam fee
Extenuating Circumstances
PMI understands that there are times when personal emergencies may cause you to:
1. Reschedule or cancel your exam within 30 days of the appointment,
or
2. Miss a scheduled exam appointment (resulting in a no-show status).
These are referred to as extenuating circumstances and can include:
medical emergency
military deployment
death in immediate family
illness in immediate family
natural disaster.
Extenuating circumstances do not include work-related circumstances.
Should a situation like this occur, PMI will examine your situation and take appropriate action.
1. If your circumstances force you to reschedule or cancel your exam within 30 days of the
appointment:
Go online to the Prometric website as soon as you know you are unable to make your scheduled
appointment and reschedule or cancel your exam. You will be charged the $70 fee; however, you
can contact PMI Customer Care with an explanation and supporting documents (e.g., accident
report, medical documentation, etc.) to obtain a refund on the late rescheduling/cancellation fee, if
approved by PMI.
2. If your circumstances force you to miss your scheduled exam appointment (resulting in a no-show
status):
Please contact PMI Customer Care within 72 hours following the missed exam
appointment. Depending on the circumstance, you will be asked to provide an explanation along
with supporting documentation (e.g., accident report, medical documentation, etc.) in order for
you to reschedule or cancel your exam without penalty, if approved by PMI.
No-Show Status
Failure to notify Prometric or PMI within the specified time periods to reschedule or cancel
your exam and failure to meet a scheduled examination appointment will result in a no-show
status. If you receive a no-show status, you will forfeit the exam fee and have to pay the full
reexamination fee in order to schedule another examination.
Your government-issued identification must match your name exactly as it appears on the
scheduling notification. The identification documents must be the originals, and cannot be
photocopies. You will not be permitted to test if the name on your government-issued identification does
not exactly match the name on your scheduling notification. Neither PMI nor Prometric will make any
exceptions to this policy.
If you do not provide the appropriate and/or matching identification, you will not be permitted to test. If
you still wish to take the exam, you will be required to apply for reexamination and pay the reexamination
fee in order to take the exam at a later date.
The following are acceptable forms of government-issued identification:
Valid driver’s license
Valid military ID
Valid passport
Valid national identification card
The following are acceptable forms of secondary identification:
Valid employee ID
Valid credit card with signature
Valid bank (ATM) card
The following are not acceptable forms of identification:
Social Security cards
Library cards
Email: [email protected]
Fax: +1 610 482 9971
Attn: Name Change for Exam
Along with your request, please include the following information, exactly as it appears on the
government issued identification documents that you plan to present at the testing center:
Please send any name change information as soon as possible. PMI is unable to guarantee that any
updates can be made to the name within five business days of a scheduled examination.
On the day of your examination, please arrive a half hour before your scheduled appointment. You
must sign in, present the required identification, and provide your unique PMI Eligibility ID. You may also
be asked to provide the confirmation number received when scheduling the appointment.
Items such as sweaters and jewelry may be worn into the testing center, but cannot be removed once
you have entered the testing room.
You will be provided with a locker on the day of your examination to store your personal belongings.
Once your items are stored, you will be unable to access your locker until you have completed your
examination appointment.
If you will require any personal items in the testing room due to a medical condition, such as food,
beverages or medication, you will need authorization from PMI prior to scheduling your examination
appointment. Please review the Test Accommodations policy on pages 18 and 23 for additional
information on obtaining authorization.
Testing Aids
Test candidates are prohibited from bringing calculators and scrap paper into the test site. However,
these items will be provided for you by Prometric on the day of the exam:
Calculators are built into the CBT exam and will be provided to those candidates taking a PBT
exam
Writing materials for taking notes during the examination, either:
o Scrap paper and pencils, or
o Erasable board and markers
Reexamination
You are granted a one-year eligibility period in which to pass the examination. During the eligibility
period, you may take the examination up to three times because candidates do not always pass the
examination on their first attempt. Gauge your time carefully to leave enough time during the eligibility
period to retake the examination, if needed.
Reexamination fees apply to the second and third attempts to pass the examination.
If you fail the examination three times within your one-year eligibility period, you must wait one year from
the date of the last examination you took to reapply for the certification. However, after failing an exam
three times, candidates may opt to apply for any other PMI certification and/or certification. For example,
a candidate who failed the PMI-PBA exam three times during the one-year eligibility period must wait one
year to reapply for the PMI-PBA certification. However, he or she can apply for the CAPM, PMP, PMI-
SP, PMI-RMP, PgMP, PfMP or PMI-ACP (and submit associated initial fees) at any time.
Reexamination fees apply to the second and third attempts to pass the examination. If your eligibility
period expires without you passing the examination, you must reapply for the certification.
All certification related complaints must be reported within 30 days of the event/incident cited, made in
writing, and sent to PMI:
Via email at [email protected] or
Via postal mail at 14 Campus Boulevard, Newtown Square, PA 19073-3299, USA
All complaints should include evidence supporting the reason for the complaint and the nature of the
request, including all reasons why the action or decision should be changed. A complaint must include:
Name and e-mail address of the complainant;
Name against whom the complaint is made, if applicable;
Reference to the PMI certification policy and/or procedure that was allegedly violated;
A description of how the policy and/or procedure was allegedly violated; and
Any applicable evidence that supports the complaint.
We will acknowledge, in writing, your complaint within 3 days of receipt. If a complaint is missing any
necessary information, you will be informed and allowed an additional 30 days to supply the missing
information. If the required information is not submitted within that time, the request shall be closed.
The review and validation of the complaint will occur in a constructive, impartial and timely manner. You
will be notified of the outcome within 3 business days of the decision being made. A record of the
complaint, including any subsequent action(s) taken, and the decision made will be maintained by PMI.
All information pertaining to the complaint will remain confidential.
You have the right to escalate your complaint within 10 calendar days of the notification of the decision
rendered. The escalation request should be submitted in writing and can be sent via email or mail to one
of the addresses listed above.
A decision around the escalation will be communicated to you within 10 days of PMI’s receipt of the
escalation request, unless circumstances warrant a delay. If a delay is expected, you will be notified.
All certification related appeals must be reported within 30 days of the event/incident cited, made in
writing, and sent to PMI Certification Appeals:
Via email at [email protected] or
Via postal mail at 14 Campus Boulevard, Newtown Square, PA 19073-3299, USA
*Disciplinary decisions made by PMI regarding persons already certified are evaluated under PMI's
Ethics Complaints Process.
Certificate Package
Within six to eight weeks, you will receive a certification package that includes:
Congratulatory letter
Information on how to maintain and renew your certification
Certificate
You will want to file this information in a safe and easily accessible location. You will need to refer to it in
order to report professional development activities to maintain your certification.
Until you receive your certificate package, you may use your exam report (available online through the
certification system) to validate your certification status.
Partaking in professional development and learning activities allows certification holders to earn
Professional Development Units (PDUs), fulfilling the continuing certification requirements and ultimately
growing and developing as a practitioner.
We know that each individual has different professional needs and desires. The CCR program is
designed to be flexible so that it can adapt to those needs and allow you to customize your CCR
activities. The CCR program provides a general framework and guidance—you determine your ultimate
CCR and development path.
For details and instructions on how to earn and track PDUs in CCR, download the CCR Handbook.
PMI members have determined that honesty, responsibility, respect and fairness are the values that
drive ethical conduct for the project management profession. PMI’s Code of Ethics and Professional
Conduct applies those values to the real-life practice of project management, where the best outcome is
the most ethical one.
All PMI members, volunteers, certification holders and certification applicants must comply with the
Code.
Please visit the Code of Ethics page to download and read our code.