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London
To Elza
whose memory
inspires hope, always
Paulo Freire is best known for his challenging and therefore unsettling contributions to
debates about theory and practice in the promotion of universal literacy. In this book he
again confronts, and rejects, the assumptions of those in the dominant literate cultures
who take for granted that the ability to read and write is both the cause and the effect of
intellectual superiority. In so doing, he forces all teachers, whether they take
responsibility for adult illiterates in the so-called Third World or teach children in
primary schools anywhere, to look again at what literacy is. What are we helping students
to learn? Why, exactly, do we think it is important that people should read and write?
These essays catch us, the favoured traditional literates, at a time of general uncertainty
and paradox. In our schools we lay great emphasis on literate activities, yet we know that
many of our students will make their way without too much recourse to books and
papers. Nevertheless, our whole economic life is soaked in the documents of transactions,
yet most of these are conducted on screens and by telephones. Freire forces us to confront
uncomfortable questions; if literacy is such an obvious benefit, why are there those in
literate cultures who cannot read and write? Are they not simply the dispossessed?
In all Freire’s writings the core of his argument remains the same: in literacy matters,
the obvious is never as obvious as it seems. Implicit in each text is the necessary, but
uneasy-making interrogation: why does literacy research and practice seem to ignore the
social and ideological evidence of literate behaviour which is visible in the culture itself?
When Cultural Action for Freedom (1970), Pedagogy of the Oppressed (1972) and
Education: the Practice of Freedom (1978) were published in Britain, teachers of adult
illiterates recognized in Freire someone who understood that literacy is not necessarily a
universal benefit to be conferred on those who lack its advantages by those who have
traditionally enjoyed them. From his point of vantage—his belonging to and identifying
with the unprivileged in Latin America—Freire showed how teaching non-literate
populations cannot be conceived of, nor conducted as an a-political, neutral endeavour
designed by the knowledgeable rich to bring enlightenment to rural peasants or the urban
poor. By mounting a critique of literacy campaigns, including those sponsored by
UNESCO, Freire drew attention to the inadequate and authoritarian nature of most
attempts to provide a literacy called ‘basic’ or ‘functional’. He showed how this thinner
gruel of educational nourishment, literacy which was confining and repressive instead of
enlightening and emancipating, had no validity for those whom he called the oppressed
because it did not bring with it access to powerful means of ‘speaking out’ and direct
access to publishing what the new literates were writing. Those who were teaching in
community reading centres have recognised the situation described by Freire as that of
their students, too.
When reading teachers adopt Freire’s understanding that literacy must relate directly to
the lives people live, and set it alongside their practical experience of teaching ‘remedial’
classes in school or ‘special’ units in community projects, they see why ‘basic’ education,
whether in Europe or in the rapidly evolving countries, is a particular kind of insult, and
that the ‘back to basics’ movement in education must be exposed as an unacceptable
historical unreality. The notion of basic skills’ is an educational pleonasm to divert
teaching and learning from what most people experientially know about the world.
As we have learned more and more about the development of children’s language and
thought as interactive processes in the sharing of talk and meanings, so we have come to
realize the force of Freire’s primary tenets. They chime in with and complement those of
Vygotsky. For both, learning involves both culturally transmitted understanding joined to
the use of tools (including reading and writing) devised to enlarge one’s grasp of the
world for purposes which the user intends. Reading and writing are socially learned; they
are sets of social practices. Freire points out the traditional societies, like ours, have
educational systems which separate those who are inducted early into the acquisition of
knowledge from books from those who are oriented towards a ‘skills’—based approach
to utilitarian texts. If we find ourselves deeply questioning this division and resisting it,
there is always something of Freire’s philosophy in our criticism of this state of affairs.
Here, as in the earlier books, Freire draws attention to the wider social implications of
learning to read and write. When he discusses events in Nicaragua and in Guinea-Bissau
he shows how literacy moves to the centre of the stage where the historical dramas of
societies involved in radical evolutionary change are increasingly being played out. We
can contrast this with the few occasions when, in Britain, education becomes a matter for
political concern. The complaint is then made that ‘standards’ are ‘falling’: reading and
writing are picked out for moral and fiscal judgment. The fact that children nowadays are
writing better than at any time in the past is ignored because what they actually say shows
independence of thought but lacks, or so it is claimed, the traditional respect for their
elders embodied in the notion of ‘correctness’ of spelling and grammar.
What Freire has to say about the role of language in literacy is relevant beyond the
sites where he encounters the problems of those peoples whose mother tongue is not the
official language of the nation. If his students are to find their own voice so that they may
speak or write their reading of the world, then the relation of community languages and
dialects to the standard language has to be confronted. The student’s own language is the
means of developing a positive sense of self-worth, ‘fundamental in the development of
emancipatory literacy’. But Freire goes on to say, ‘the goal should never be to restrict
students to their own vernacular…. Educators should understand the value of mastering
the standard dominant language of the wider society. It is through the full appropriation
of the dominant standard language that students find themselves linguistically
empowered to engage in dialogue with the wider sections of society.’ There is nothing
divisive or reductive in Freire’s theory or in his practice, hence its continuing relevance
to our current preoccupation with what counts as a ‘model’ of English that teachers are to
use in their teaching of the standard forms of the language.
Freire’s concern with literacy is predominantly social and political. Consequently he
draws to himself the opposition of those who do not share his beliefs and those who
would dismiss his idealism as romanticism. Yet, amongst teachers who have no
comparable global mission in their literacy teaching, Freire is an eloquent advocate of
methodologies which change the learners’ view of what reading and writing are all about.
When he writes as a teacher, he never loses sight of his students. In the fullest sense of
education’s oldest truism, he begins where they are. He foregrounds their understanding
of the task they collaboratively engage in, and if he exhorts them to be critical of their
reality, of the institutions and practices which shape it, it is always to enable them, as
learners, to emerge from ‘the culture of silence’.
No one can really judge the efficacy of Freire’s admonitions who has not engaged in
teaching someone to read, a child or an adult. At the beginning of this important, yet
disturbing book, he gives his readers an important lesson when he writes about his own
reading history. He remembers the place, the people, the texts that made up the
significant events of his learning. He shows how the way he took reading and writing in
hand for his own purposes and intentions before he went to school were extended and
made significant when he was being taught.
Eunice (his teacher) continued and deepened my parent’ work. With her,
reading the word, the phrase, the sentence, never entailed a break in reading the
world. With her reading the word meant reading the word-world.
The introduction should stop here. The next move is to set Freire’s ideas about literacy
against our own. In my case, that of an educator of reading teachers, Freire forces me to
examine the view of reading and writing which is exemplified in my practice. He
supports my belief that teaching a child or an adolescent to read is not a matter of direct
instruction, telling them what to do when they confront a text. In that way the words and
the world remain those of the instructor. But in the dialogue of teacher and student as
they read and share texts which have significance for them both, the nature of reading and
writing, the importance of both for both, becomes clear. Freire makes it impossible not to
ask what is literacy and why we want others to be literate. He insists that we all answer
for ourselves, from our own reading of the word and the world.
MARGARET MEEK
University of London,
Institute of Education
Preface
The crisis of illiteracy has usually been relegated to Third World countries. More and
more, however, illiteracy is threatening the continued development of highly
industrialized nations. A much celebrated book by Jonathan Kozol, Illiterate America
(1985), provides a succinct analysis of the illiteracy crisis in the United States, where
over sixty million Americans are illiterate or functionally illiterate. The implications of a
preponderantly high level of illiteracy are far-reaching and yet largely ignored. Illiteracy
not only threatens the economic order of a society, it also constitutes a profound injustice.
This injustice has serious consequences, such as the inability of illiterates to make
decisions for themselves or to participate in the political process. Thus, illiteracy
threatens the very fabric of democracy. It undermines the democratic principles of a
society.
The illiteracy crisis world over, if not combatted, will further exacerbate already feeble
democratic institutions and the unjust, assymetrical power relations that characterize the
contradictory nature of contemporary democracies. The inherent contradiction in the
actual usage of the term “democracy” is eloquently captured by Noam Chomsky, On
Power and Ideology (1987), in his analysis of the United States society.
In The Politics of Education (1985), Paulo Freire tells us that in trying “to apprehend
subjectivity and objectivity in their dialectical relationship”—of understanding, that is to
say, both the promise and the limitations of what he calls “conscientization”—trying to
focus his efforts, he has turned himself into “a tramp of the obvious, becoming the tramp
of demystifying conscientization.” He continues: “In playing the part of this vagrant I
have also been learning how important the obvious becomes as the object of our critical
reflection.”
Paulo Freire teaches us to look—and look again—at our theory and practice and at the
method we can derive from the dialectic of their relationship. Nothing in the field of
literacy theory is more important than looking and looking again at the role of an
awareness of awareness, of thinking about thinking, of interpreting our interpretations.
Those circularities make positivists dizzy; they make those whom Freire calls
“mechanicists” very impatient with the pedagogy of the oppressed. One of the things I
love best about Paulo Freire is that he is restless but not impatient. That’s the way it is
with tramps: they love their leisure and, like Socrates, the first of that ilk, they enjoy
speculative and critical dialogue in pastoral settings—but they are also constantly on the
move.
Paulo Freire is once again on the move, and this activity involves, as one would expect
from a master dialectician, looking again at his earlier formulations. In this book, the
dose successor to The Politics of Education, we are again offered a series of reflections
and reconsiderations: three in the form of extensive dialogues with Donaldo Macedo,
along with an extraordinarily interesting letter (1977) to Mario Cabral, minister of
education of Guinea-Bissau, and a substantial portion of the texts of Practice to Learn
and other workbooks prepared for the “Culture Circles” of Sāo Tomé and Príncipe.
(Some workbooks! They bespeak the principles of the pedagogy of the oppressed as
brilliantly as do the lessons included in Education for Critical Consciousness [1973].) In
commenting on the cultural context of all discourse, Freire remarks in chapter three: “I
think that a pedagogy will be that much more critical and radical, the more investigative
and less certain of ‘certainties’ it is. The more ‘unquiet’ a pedagogy, the more critical it
will become.” It’s dear that he has no intention of allowing his own pedagogy to settle
into “certainty.” For readers who have long been familiar with Freire’s theory and
practice, it might appear that this sort of review would have nothing to offer, but of
course that is not so. We are invited to become tramps of the obvious, and the gains are
considerable.
It’s instructive, then, to return to square one with Paulo Freire because his square one
has always been interesting, never banal; always complex, though not complicated. The
complexity is there because dialectic is there. Nothing about society or language or
culture or the human soul is simple: wherever there are human beings, there is activity;
and human acts are processes, and processes are dialectical. Nothing simply unfolds,
either in nature or in history: the recalcitrance of environments and structures of all sorts
is necessary to growth and development, to change and transformation. That is something
obvious and it takes a good deal of tramping before we can claim an understanding.
It is fair to say that Paulo Freire’s influence has been worldwide and that success in
confronting the problem of illiteracy, whether in the Third World or in the inner cities of
the Western world, might well depend on how those responsible for literacy programs
come to understand the significance of Freire’s ped-agogy of the oppressed. If education
is to serve other than as an instrument of oppression, it must be conceived of as a
“pedagogy of knowing.” Education for freedom is not simply a matter of encouraging
teaching that has a political flavor; it is not a means of transmitting received ideas, no
matter how “good”; it is not a matter of extending the teacher’s knowledge to the
uneducated or of informing them of the fact of their oppression. Teaching and learning
are dialogic in character, and dialogic action depends on the awareness of oneself as
knower, an attitude Freire calls conscientization (conscientizaçāo). This “critical
consciousness” is informed by a philosophically sound view of language and inspirited
by that unsentimental respect for human beings that only a sound philosophy of mind can
assure.
In my opinion, nothing much can be made of Paulo’s ideas unless two conditions are
met: we study hard his philosophy of language and learning since it is fundamentally at
odds with the views that have been promulgated and institutionalized (for at least forty
years) by educationists, researchers, and bureaucrats alike; and we reinvent our
conference and journal formats and, of course, our classrooms. I will return to this latter
point, but for the time being let me sketch, particularly for the benefit of those for whom
this is an introduction to Freire’s work, his philosophy of language and the concept of
learning it supports.
Language provides generative metaphors for Paulo Freire. His view of man as the
language animal (animal symbolicum) is consonant with the conceptions of Whitehead,
Peirce, Cassirer, Langer, and others from whom a liberation philosophy will be derived.
Freire puts it this way: “The act of learning to read and write has to start from a very
comprehensive understanding of the act of reading the world, something which human
beings do before reading the words. Even historically, human beings first changed the
world, secondly proclaimed the world and then wrote the words. These are moments of
history. Human beings did not start naming A! F! N! They started by freeing the hand,
grasping the world.”
That was at the University of Massachusetts at Boston. In chapter three of this book, he
puts it this way: “Reading the word and learning how to write the word so one can later
read it are preceded by learning how to ‘write’ the world, that is, having the experience of
changing the world and of touching the world.” Freire would surely know what Emerson
meant when he spoke of “the hand of the mind.”
We are sometimes so used to thinking of language as a “communication medium” that
it can be surprising to discover, or to be reminded, that language is the means of making
those meanings that we communicate. Freire’s pedagogy is founded on a philosophical
understanding of this generative power of language. When we speak, the discursive
power of language—its tendency towards syntax—brings thought along with it. We don’t
think our thoughts and then put them into words; we say and mean simultaneously.
Utterance and meaning making are simultaneous and correlative. (Freire, like Vygotsky,
sets aside the question of the priority of language or thought as a chicken and egg
question.)
By demonstrating in the Culture Circles the role of dialogue in the making of meaning,
Freire also suggests a way to set aside the fruitless debate over the “natural” character of
language. The capacity for language is innate, but it can only be realized in a social
setting. Peasants and teacher are engaged in dialogic action, an active exchange from
which meanings emerge and are seen to emerge: it is central to Paulo Freire’s pedagogy
that learners are empowered by the knowledge that they are learners. This idea is at odds
with the conventional wisdom of current educational practice which stresses that whereas
know-how is crucially important, knowing that is a waste of time. The conventional
model for second-language learning, as well as for the “acquisition” of “literacy skills,” is
motor activity. In conjunction with developmental models of cognitive growth, this view
of learning legitimizes the idea of teaching as “intervention” and of theory as an
authoritarian imposition.
Freire’s conscientization turns these ideas on their heads. He helps us understand the
full significance of the name of our species, Homo sapiens sapiens: man is the animal
who knows that he knows. Freire argues eloquently in Pedagogy of the Oppressed that
our species lives not only in the present moment but in history. Language gives us the
power of remembering meanings and thus we can not only interpret—an animal
capacity—we can also interpret our interpretations. Knowing that assures that there is a
critical dimension of consciousness and moves us from the instinctual, unmediated,
stimulus-response behavior of other animals to meaning making, to mediated activity, to
making culture. Theory for Freire is the pedagogical correlative of critical consciousness;
it is not inculcated but is developed and formulated as an essential activity of all learning.
Language also assures the power of envisagement: because we can name the world and
thus hold it in mind, we can reflect on its meaning and imagine a changed world.
Language is the means to a critical consciousness, which, in turn, is the means of
conceiving of change and of making choices to bring about further transformations. Thus,
naming the world transforms reality from “things” in the present moment to activities in
response to situations, processes, to becoming. Teaching language in the context of
“survival skills” is an advance over workbook drills, but it does not accomplish
liberation. Liberation comes only when people reclaim their language and, with it, the
power of envisagement, the imagination of a different world to be brought into being.
At the heart of Paulo Freire’s pedagogy of knowing is the idea that naming the world
becomes a model for changing the world. Education does not substitute for political
action, but it is indispensable to it because of the role it plays in the development of
critical consciousness. That, in turn, is dependent on the transforming power of language.
In naming the world, the people of Freire’s Culture Circles are asked to survey their
farms and villages and to collect the names of tools, places, and activities that are of
central importance in their lives. These “generative words” are then organized in
“discovery cards,” a kind of vowel grid, a do-it-yourself lexicon generator. Some words it
produces are nonsense; others are recognizable. The crucial point is that sound and letter
(shape) are matched with one another and with meaning or the meaning possibility.
Meaning is there from the start, as it is certainly not in the case of the two competing
methods of teaching reading favored by American educationists—phonics and “look-
say.” Coding and codification—corresponding to what-is-said and what-is-meant—are
learned correlatively and simultaneously. Decoding—learning the relationship of letters
to sounds—proceeds with decodification or interpretation. Meaning is thus present from
the start as learners “problematize the existential.” In sketches of a primitive hunter or of
a squalid kitchen, or in response to a bowl of water or other codifications, they name
what they see and remember, identifying and interpreting the significance of what they
see.
Paulo Freire argues that for teachers simply to deride magical thinking, to try to kill off
superstitious belief, is not only impossible but counterproductive. Pre-critical thought is
still thought; it can and must be not simply rejected but transformed. The central task of
“the adult literacy process as cultural action for freedom” is to provide the means of such
transformation. The peasant—or any learner who suffers the oppression of superstition,
whether of religious ideology or cold war ideology, doctrinaire liberalism or any of the
multitudinous forms of totalitarian thinking—can liberate himself only by means of
developing a critical consciousness.
Freire rejects the banking concept of education (the teacher makes deposits, which
accumulate interest and value.) Nutrition is another metaphor: “Eat this. It’s good for
you!” Freire cites Sartre’s sardonic salutation, “O! philosophic alimentaire!” Instead of
education as extension—a reaching out to students with valuable ideas we want to
share—there must be a dialogue, a dialectical exchange in which ideas take shape and
change as the learners in the Culture Circle think about their thinking and interpret their
interpretations. The dichotomy of “the affective” and “the cognitive,” so important in
American educational theory, plays no part in Freire’s pedagogy. He sees thinking and
feeling, along with action, as aspects of all that we do in making sense of the world.
One of the remarkable things about Paulo Freire is that he can make these ideas about
the generative power of language and the role of critical consciousness accessible—and
they are neither commonplace nor simple-minded. He is a master of the aphorism and of
what Kenneth Burke calls the “representative anecdote,” a story that points beyond itself
like a metaphor. He warns against sloganeering, but mottoes and maxims are something
else—and Freire is a superb phrase maker.
One should not think that reading Freire is an exercise in surveying received ideas.
Even when he is setting forth conventional ideas, there are gains in significance as he
develops contexts and draws implications. Paulo Freire is not only a superb theoretician;
he is one of the great teachers of the century.
In this book, the principles of critical consciousness and the pedagogy of knowing
again appear: they are rediscovered, reexamined, reevaluated, reinvented. Recognition
and reinvention both centrally important in theory and practice echo throughout the pages
of Literacy: Reading the Word and the World. Recognition entails an active critical
consciousness by means of which analogies and dysanalogies are apprehended and all
other acts of mind are carried out, those acts of naming and defining by means of which
we make meaning. Indeed, it makes sense to say that cognition itself is contingent upon
recognition, for we never simply see: we see as, in terms of, with respect to, in the light
of. All such phrases signal the purposes and constraints that constitute the boundaries of
“discourse” in the current use. The concept of recognition is one we must think with as
well as about. One of Paulo Freire’s representative anecdotes (in chapter four) ilustrates
how:
…we visited a Culture Circle in a small fishing community called Monte Mario.
They had as a generative word the term bonito (beautiful), the name of a fish,
and as a codification they had an expressive design of the little town with its
vegetation, typical houses, fishing boats in the sea, and a fisherman holding a
bonito. The learners were looking at this codification in silence. All at once,
four of them stood up as if they had agreed to do so beforehand; and they
walked over to the wall where the codification was hanging. They stared at the
codification closely. Then they went to the window and looked outside. They
looked at each other as though they were surprised and looking again at the
codification, they said: “This is Monte Mario. Monte Mario is like this and we
didn’t know it.”
Each time that in one way or another, the question of language comes
to the fore, that signifies that a series of other problems is about to
emerge, the formation and enlarging of the ruling class, the necessity to
establish more ‘intimate’ and sure relations between the ruling groups
and the national popular masses, that is, the reorganisation of cultural
hegemony.1
These remarks, made in the first half of the twentieth century by the Italian social
theorist, Antonio Gramsci, seem strangely at odds with the language and aspirations
surrounding the current conservative and liberal debate on schooling and the “problem”
of literacy. In fact, Gramsci’s remarks appear to both politicize the notion of literacy and
at the same time invest it with an ideological meaning that suggests that it may have less
to do with the task of teaching people how to read and write than with producing and
legitimating oppressive and exploitative social relations. A master dialectician, Gramsci
viewed literacy as both a concept and a social practice that must be linked historically to
configurations of knowledge and power, on the one hand, and the political and cultural
struggle over language and experience on the other. For Gramsci, literacy was a double-
edged sword; it could be wielded for the purpose of self and social empowerment or for
the perpetuation of relations of repression and domination. As a terrain of struggle,
Gramsci believed that critical literacy had to be fought for both as an ideological
construct and as a social movement. As an ideology, literacy had to be viewed as a social
construction that is always implicated in organizing one’s view of history, the present and
the future; furthermore, the notion of literacy needed to be grounded in an ethical and
political project that dignified and extended the possibilities for human life and freedom.
In other words, literacy as a radical construct had to be rooted in a spirit of critique and
project of possibility that enabled people to participate in the understanding and
transformation of their society. As both the mastery of specific skills and particular forms
of knowledge, literacy had to become a precondition for social and cultural emancipation.
As a social movement, literacy was tied to the material and political conditions
necessary to develop and organize teachers, community workers, and others both within
and outside of schools. It was part of a larger struggle over the orders of knowledge,
values, and social practices that must necessarily prevail if the fight for establishing
democratic institutions and a democratic society were to succeed. For Gramsci, literacy
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became both a referent and mode of critique for developing forms of counterhegemonic
education around the political project of creating a society of intellectuals (in the widest
sense of the term) who could grasp the importance of developing democratic public
spheres as part of the struggle of modern life to fight against domination as well as take
an active part in the struggle for creating the conditions necessary to make people literate,
to give them a voice in both shaping and governing their society.
With the exception of Paulo Freire, it is difficult in the present historical conjuncture to
identify any major prominent theoretical positions or social movements that both affirm
and extend the tradition of a critical literacy that has been developed in the manner of
radical theorists such as Gramsci, Mikhail Bakhtin, and others.2 In the United States, the
language of literacy is almost exclusively linked to popular forms of liberal and right
wing discourse that reduce it to either a functional perspective tied to narrowly conceived
economic interests or to an ideology designed to initiate the poor, the underprivileged,
and minorities into the logic of a unitary, dominant cultural tradition. In the first instance,
the crisis in literacy is predicated on the need to train more workers for occupational jobs
that demand “functional” reading and writing skills. The conservative political interests
that structure this position are evident in the influence of corporate and other groups on
schools to develop curricula more closely tuned to the job market, curricula that will take
on a decidedly vocational orientation and in so doing reduce the need for corporations to
provide on-the-job training.3 In the second instance, literacy becomes the ideological
vehicle through which to legitimate schooling as a site for character development; in this
case, literacy is associated with the transmission and mastery of a unitary Western
tradition based on the virtues of hard work, industry, respect for family, institutional
authority, and an unquestioning respect for the nation. In short, literacy becomes a
pedagogy of chauvinism dressed up in the lingo of the Great Books.
Within this dominant discourse, illiteracy is not merely the inability to read and write,
it is also a cultural marker for naming forms of difference within the logic of cultural
deprivation theory. What is important here is that the notion of cultural deprivation serves
to designate in the negative sense forms of cultural currency that appear disturbingly
unfamiliar and threatening when measured against the dominant culture’s ideological
standard regarding what is to be valorized as history, linguistic proficiency, lived
experience, and standar s of community life.4 The importance of developing a politics of
difference in this view is seldom a positive virtue and attribute of public life; in fact,
difference is often constituted as deficiency and is part of the same logic that defines the
other within the discourse of cultural deprivation. Both ideological tendencies strip
literacy from the ethical and political obligations of speculative reason and radical
democracy and subjugate it to the political and pedagogical imperatives of social
conformity and domination. In both cases, literacy represents a retreat from critical
thought and emancipatory politics. Stanley Aronowitz has captured both the interests at
work in shaping the current discourse on literacy and the problems it reproduces. He
writes:
If literacy has been seen as a major terrain of struggle for conservatives and liberals, it has
been only marginally embraced by radical educational theorists.6 When it has been
incorporated as an essential aspect of a radical pedagogy, it is gravely undertheorized,
and, though displaying the best of intentions, its pedagogical applications are often
patronizing and theoretically misleading. Literacy in this case often aims at providing
working-class and minority kids with reading and writing skills that will make them
functional and critical within the school environment. In this perspective, literacy is more
often than not tied to a deficit theory of learning. The accusation is that schools unevenly
distribute particular skills and forms of knowledge so as to benefit middle-class over
working-class and minority students. At stake here is a view of literacy steeped in a
notion of equity. Literacy becomes a form of privileged cultural capital, and subordinate
groups, it is argued, deserve their distributional share of such cultural currency. The
pedagogies that often accompany this view of literacy stress the need for working-class
kids to learn the reading and writing skills they will need to succeed in schools; moreover,
their own cultures and experiences are often seen as strengths rather than deficits to be
used in developing a critical pedagogy of literacy. Unfortunately, the pedagogies that are
developed within this assumption generally provide nothing more than a catalog-like
approach of ways of using working-class culture to develop meaningful forms of
instruction.
This particular approach to radical literacy is theoretically flawed for a number of
reasons. First, it fails to view working-class culture as a terrain of struggle and
contradiction. Secondly, it suggests that those educators working with subordinate groups
need only to familiarize themselves with the histories and experiences of their students.
There is no indication here that the culture that such students bring to the schools may be
in dire need of critical interrogation and analysis. Thirdly, this approach fails to focus on
the wider implications of the relationship between knowledge and power. It fails to
understand that literacy is not just related to the poor or to the inability of subordinate
groups to read and write adequately; it is also fundamentally related to forms of political
and ideological ignorance that function as a refusal to know the limits and political
consequences of one’s view of the world. Viewed in this way, literacy as a process is as
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disempowering as it is oppressive. What is important to recognize here is the need to
reconstitute a radical view of literacy that revolves around the importance of naming and
transforming those ideological and social conditions that undermine the possibility for
forms of community and public life organized around the imperatives of a critical
democracy. This is not merely a problem associated with the poor or minority groups, it
is also a problem for those members of the middle and upper classes who have withdrawn
from public life into a world of sweeping privatization, pessimism, and greed. In
addition, a radically reconstituted view of literacy would need to do more than illuminate
the scope and nature of the meaning of illiteracy. It would also be essential to develop a
programmatic discourse for literacy as part of a political project and pedagogical practice
that provides a language of hope and transformation for those struggling in the present for
a better future.7
In my view, the issue of developing an emancipatory theory of literacy along with a
corresponding transformative pedagogy has taken on a new dimension and added
significance in the present cold war era. Developing a cultural politics of literacy and
pedagogy becomes an important starting point for enabling those who have been silenced
or marginalized by the schools, mass media, cultural industry, and video culture to
reclaim the authorship of their own lives. An emancipatory theory of literacy points to the
need to develop an alternative discourse and critical reading of how ideology, culture,
and power work within late capitalist societies to limit, disorganize, and marginalize the
more critical and radical everyday experiences and commonsense perceptions of
individuals. At issue here is the recognition that the political and moral gains that
teachers and others have made should be held onto and fought for with a new intellectual
and political rigor. For this to happen, left educators and workers at all levels of society
need to assign the issue of political and cultural literacy the highest priority. Put another
way, for radical literacy to come about, the pedagogical should be made more political
and the political made more pedagogical. In other words, there is a dire need to develop
pedagogical practices, in the first instance, that brings teachers, parents, and students
together around new and more emancipatory visions of community. On the other hand,
there is a need to recognize that all aspects of politics outside of the schools also
represent a particular type of pedagogy, in which knowledge is always linked to power,
social practices are always embodiments of concrete relations between diverse human
beings and traditions, and all interaction contains implicit visions about the role of the
citizen and the purpose of community. Literacy in this wider view not only empowers
people through a combination of pedagogical skills and critical analysis, it also becomes
a vehicle for examining how cultural definitions of gender, race, class, and subjectivity
are constituted as both historical and social constructs. Moreover, literacy in this case
becomes the central pedagogical and political mechanism through which to establish the
ideological conditions and social practices necessary to develop social movements that
recognize and fight for the imperatives of a radical democracy.
It is against the above considerations that Paulo Freire’s previous work on literacy and
Introduction 5
pedagogy has assumed increasingly im-portant theoretical and political significance.
Historically, Paulo Freire has provided one of the few practical and emancipatory models
upon which to develop a radical philosophy of literacy and pedagogy. As is well known
and widely documented, he has concerned himself for the past twenty years with the
issue of literacy as an emancipatory political project, and he has developed the
emancipatory content of his ideas within a concrete, practical pedagogy. His work has
exercised a significant role in developing literacy programs not only in Brazil and Latin
America, but also in Africa and in isolated programs in Europe, North America, and
Australia. Central to Freire’s approach to literacy is a dialectical relationship between
human beings and the world, on the one hand, and language and transformative agency,
on the other. Within this perspective, literacy is not approached as merely a technical skill
to be acquired, but as a necessary foundation for cultural action for freedom, a central
aspect of what it means to be a self and socially constituted agent. Most importantly,
literacy for Freire is inherently a political project in which men and women assert their
right and responsibility not only to read, understand, and transform their own
experiences, but also to reconstitute their relationship with the wider society. In this
sense, literacy is fundamental to aggressively constructing one’s voice as part of a wider
project of possibility and empowerment. Moreover, the issue of literacy and power does
not begin and end with the process of learning how to read and write critically; instead, it
begins with the fact of one’s existence as part of a historically constructed practice within
specific relations of power. That is, human beings (as both teachers and students) within
particular social and cultural formations are the starting point for analyzing not only how
they actively construct their own experiences within ongoing relations of power, but also
how the social construction of such experiences provides them with the opportunity to
give meaning and expression to their own needs and voices as part of a project of self and
social empowerment. Thus, literacy for Freire is part of the process of becoming self-
critical about the historically constructed nature of one’s experience. To be able to name
one’s experience is part of what it meant to “read” the world and to begin to understand
the political nature of the limits and possibilities that make up the larger society.8
For Freire, language and power are inextricably intertwined and provide a fundamental
dimension of human agency and social transformation. Language, as Freire defined it,
plays an active role in constructing experience and in organizing and legitimating the
social practices available to various groups in society. Language is the “real stuff” of
culture and constitutes both a terrain of domination and field of possibility. Language, in
Gramsci’s terms, was both hegemonic and counterhegemonic, instrumental in both
silencing the voices of the oppressed and in legitimating oppressive social relations.9 In
universalizing particular ideologies, it attempted to subordinate the world of human
agency and struggle to the interests of dominant groups. But at the same time, language
was also viewed as the terrain upon which radical desires, aspirations, dreams, and hopes
were given meaning through a merging of the discourse of critique and possibility.
In the most immediate sense, the political nature of literacy is a fundamental theme in
Freire’s early writings. This is clear in his graphic portrayals of movements designed to
provide Third-World people with the conditions for criticism and social action either for
overthrowing fascist dictatorships or for use in postrevolutionary situations where people
are engaged in the process of national reconstruction. In each case, literacy becomes a
Literacy 6
hallmark of liberation and transformation designed to throw off the colonial voice and
further develop the collective voice of suffering and affirmation silenced beneath the
terror and brutality of despotic regimes.
In this new book, Paulo Freire and Donaldo Macedo not only build upon the earlier work
that Freire has done on literacy, they also dramatically advance and refine its implications
for a broader cultural politics and extend its theoretical possibilities in further developing
the basis of a critical pedagogy. The combined voices of Freire and Macedo provide a
quintessential demonstration of the notion of critical literacy as an unfolding of critique
and commitment through the process of dialogue. Drawing upon their different traditions
and engagements in Latin America, Africa, and the United States, Freire and Macedo
situate the notions of theory and practice in a discourse that is at once historical,
theoretical, and radically political. Each of these authors not only reveals his own
theoretical and political voice as shaped by his respective politics and pedagogy, but each
also provides a referent for the other to further interrogate and reflect upon questions that
have emerged in the last decade around the meaning and significance of a radical notion
of literacy based on the Freireian model. Theory and practice come together in this book
in the way these two constructs are analyzed as a matter of definition and application;
they are also demonstrated as a form of radical praxis in the intensely engaging dialogue
carried on by Freire and Macedo. There is, for instance, an ongoing attempt to redefine
the interconnections between literacy, culture, and education, to examine the issue of
literacy in the United States, and to reconstruct and analyze critically the literacy program
in Guinea-Bissau to which Freire provided advice and assistance. Within these dialogues,
theory becomes an act of producing meaning and not merely a reiteration or recording of
previously stated theoretical positions. As a result crucial new theoretical formulations
and connections emerge regarding literacy, politics, and empowerment.
Freire and Macedo also analyze and demonstrate how Freire’s literacy approach was
given concrete political and pedagogical expression in the curriculum and literacy
materials used in Sāo Tomé and Príncipe. In this dialogue, Freire responds strongly and
clearly to some of the criticisms that have been published recently regarding his work in
Guinea-Bissau. This response is useful because it helps to set the historical record straight
on a number of important issues and because it reveals a dialectical interaction between
Freire’s own normative and political principles and the formulations and strategies in
which he engaged while participating in the literacy campaign in Guinea-Bissau. Freire
also emerges here as a man engaged in a critical dialogue with his own ideas, his critics,
and the particulars of different historical struggles. In his intelligent and sensitive efforts
to engage Freire in a discussion of his work, Macedo brilliantly sets the stage for a
compelling revelation of Freire the human being and Freire the revolutionary. The
outcome is one that not only provides us with a broader understanding of the meaning of
literacy and education as a form of cultural politics, but also demonstrates the importance
of having a voice that speaks with dignity, embodies the language of critique, and
Introduction 7
engages a discourse of hope and possibility.
Rather than provide an overview in didactic fashion of the basic assumptions that
inform this book, I intend to approach it in a manner consistent with its own critical and
transformative spirit of viewing literacy as a effort to read the text and the world
dialectically. In doing so, I want to situate Freire and Macedo’s text in a theoretical
framework that allows us to further understand the dialectical meaning/connection that
this book has to the lived reality of teaching and pedagogy. The text in this case is
represented by the critical pedagogical principles that structure the essential meaning of
this book; the context is the wider world of schooling and education, including the public
schools as well as those public spheres where other forms of learning and struggle exist.
In what follows, I want to analyze the importance of extending literacy as both a
historical and social construct for engaging the discourse of domination and for defining
critical pedagogy as a form of cultural politics. I shall then suggest some of the
implications Freire and Macedo’s view of emancipatory literacy have for developing a
radical pedagogy of voice and experience.
In the broadest political sense, literacy is best understood as a myriad of discursive forms
and cultural competencies that construct and make available the various relations and
experiences that exist between learners and the world. In a more specific sense, critical
literacy is both a narrative for agency as well as a referent for critique. As a narrative for
agency, literacy becomes synonomous with an attempt to rescue history, experience, and
vision from conventional discourse and dominant social relations. It means developing
the theoretical and practical conditions through which human beings can locate
themselves in their own histories and in doing so make themselves present as agents in
the struggle to expand the possibilities of human life and freedom. Literacy in these terms
is not the equivalent of emancipation, it is in a more limited but essential way the
precondition for engaging in struggles around both relations of meaning and relations of
power. To be literate is not to be free, it is to be present and active in the struggle for
reclaiming one’s voice, history, and future. Just as illiteracy does not explain the causes
of massive unemployment, bureaucracy, or the growing racism in major cities in the
United States, South Africa, and elsewhere, literacy neither automatically reveals nor
guarantees social, political, and economic freedom.10 As a referent for critique, literacy
provides an essential precondition for organizing and understanding the socially
constructed nature of subjectivity and experience and for assessing how knowledge,
power, and social practice can be collectively forged in the service of making decisions
instrumental to a democratic society rather than merely consenting to the wishes of the
rich and the powerful.11
If a radical theory of literacy is to encompass human agency and critique as part of the
narrative of liberation, it must reject the reductionist pedagogical practice of limiting
critique to the analyses of cultural products such as texts, books, films, and other
commodities.12 Theories of literacy tied to this form of ideology critique obscure the
Literacy 8
relational nature of how meaning is produced, i.e., the intersection of subjectivities,
objects, and social practices within specific relations of power. As such, criticism as a
central dimension of this view of literacy exists at the expense of developing an adequate
theory of how meaning, experience, and power are inscribed as part of a theory of human
agency. Thus, central to a radical theory of literacy would be the development of a view
of human agency in which the production of meaning is not limited to analyzing how
ideologies are inscribed in particular texts. In this case, a radical theory of literacy needs
to incorporate a notion of ideology critique that includes a view of human agency in
which the production of meaning takes place in the dialogue and interaction that mutually
constitute the dialectical relationship between human subjectivities and the objective
world. As part of a more definitive political project, a radical theory of literacy needs to
produce a view of human agency reconstructed through forms of narrative that operate as
part of “a pedagogy of empowerment…centered within a social project aimed at the
enhancement of human possibility.”13
Central to the notion of critical literacy developed in Freire and Macedo’s dialogues
are a number of crucial insights regarding the politics of illiteracy. As a social
construction, literacy not only names experiences considered important to a given
society, it also sets off and defines through the concept of illiterate what can be termed
the “experience of the other.” The concept illiterate in this sense often provides an
ideological cover for powerful groups simply to silence the poor, minority groups,
women, or people of color. Consequently, naming illiteracy as part of the definition of
what it means to be literate represents an ideological construction informed by particular
political interests. While Freire and Macedo’s interrogation of the concept illiteracy
attempts to uncover these dominant ideological interests, it provides as well a theoretical
basis for understanding the political nature of illiteracy as a social practice linked to both
the logic of cultural hegemony and particular forms of resistance. Implicit in this analysis
is the notion that illiteracy as a social problem cuts across class lines and does not limit
itself to the failure of minorities to master functional competencies in reading and
writing. Illiteracy signifies on one level a form of political and intellectual ignorance and
on another a possible instance of class, gender, racial, or cultural resistance. As a part of
the larger and more pervasive issue of cultural hegemony, illiteracy refers to the
functional inability or refusal of middle- and upper-class persons to read the world and
their lives in a critical and historically relational way. Stanley Aronowitz suggests a view
of illiteracy as a form of cultural hegemony in his own discussion of what it should mean
to be “functionally” literate.
The real issue for the “functionally” literate is whether they can decode the
messages of media culture, counter official interpretations of social, economic,
and political reality; whether they feel capable of critically evaluating events, or,
indeed, of intervening in them. If we understand literacy as the ability of
individuals and groups to locate themselves in history, to see themselves as
social actors able to debate their collective futures, then the key obstacle to
literacy is the sweeping privatization and pessimism that has come to pervade
public life.14
Introduction 9
Aronowitz points to the failure of most radical and critical educators to understand
illiteracy as a form of cultural hegemony. Again, illiteracy as used here embodies a
language and a set of social practices that underscore the need for developing a radical
theory of literacy that takes seriously the task of uncovering how particular forms of
social and moral regulation produce a culture of ignorance and categorical stupidity
crucial to the silencing of all potentially critical voices.
It is also important to stress once again that as an act of resistance, the refusal to be
literate may constitute less an act of ignorance on the part of subordinate groups than an
act of resistance. That is, members of the working class and other oppressed groups may
consciously or unconsciously refuse to learn the specific cultural codes and competencies
authorized by the dominant culture’s view of literacy. Such resistance should be seen as
an opportunity to investigate the political and cultural conditions that warrant such
resistance, not as unqualified acts of conscious political refusal. Simply put, the interests
that inform such acts never speak for themselves, and they have to be analyzed within a
more interpretative and contextual framework, one that links the wider context of
schooling with the interpretation that students bring to the act of refusal. The refusal to be
literate in such cases provides the pedagogical basis for engaging in a critical dialogue
with those groups whose traditions and cultures are often the object of a massive assault
and attempt by the dominant culture to delegitimate and disorganize the knowledge and
traditions such groups use to define themselves and their view of the world.
For teachers, the central issue that needs to be investigated is the manner in which the
social curriculum of schooling, as Phil Corrigan puts it, constructs social practices around
the literate/illiterate differentiation so as to contribute to the
For Corrigan and others, the social construction of meaning within schooling is often
structured through a dominating social grammar that limits the possibility for critical
teaching and learning in schools. Dominant language in this case structures and regulates
not only what is to be taught, but how it is to be taught and evaluated. In this analysis,
ideology combines with social practice to produce a school voice—the voice of
unquestioned authority—which attempts to locate and regulate the specific ways in which
students learn, speak, act, and present themselves. In this sense, Corrigan is absolutely
correct to argue that teaching and learning within public schooling are not merely about
the reproduction of the dominant logic and ideology of capitalism. Nor are they primarily
about ongoing acts of resistance waged by subordinate groups fighting for a voice and
sense of dignity in the schools. Both of these social practices exist, but they are part of a
much broader set of social relations in which experience and subjectivity become
constructed within a variety of voices, conditions, and narratives that suggest that school
Literacy 10
represents more than compliance or rejection.
In the most general sense, schooling is about the regulation of time, space, textuality,
experience, knowledge, and power amidst conflicting interests and histories that simply
cannot be pinned down in simple theories of reproduction and resistance.16 Schools must
be seen in their historical and relational contexts. As institutions, they exhibit
contradictory positions in the wider culture and also represent a terrain of complex
struggle regarding what it means to be literate and empowered in ways that would allow
teachers and students to think and act in a manner commensurate with the imperatives
and reality of a radical democracy.
The task of a theory of critical literacy is to broaden our conception of how teachers
actively produce, sustain, and legitimate meaning and experience in classrooms.
Moreover, a theory of critical literacy necessitates a more profound understanding of how
the wider conditions of the state and society produce, ne-gotiate, transform, and bear
down on the conditions of teaching so as to either enable or disable teachers from acting
in a critical and transformative way. Equally important is the need to develop as a central
assumption of critical literacy the recognition that knowledge is not merely produced in
the heads of experts, curriculum specialists, school administrators, and teachers. The
production of knowledge, as mentioned earlier, is a relational act. For teachers, this
means being sensitive to the actual historical, social, and cultural conditions that
contribute to the forms of knowledge and meaning that students bring to school.
If a concept of critical literacy is to be developed in conjunction with the theoretical
notions of narrative and agency, then it is important that the knowledge, values, and
social practices that constitute the story/narrative of schooling be understood as
embodying particular interests and relations of power regarding how one should think,
live, and act with regard to the past, present, and future. At its best, a theory of critical
literacy needs to develop pedagogical practices in which in the battle to make sense of
one’s life reaffirms and furthers the need for teachers and students to recover their own
voices so they can retell their own histories and in so doing “check and criticize the
history [they] are told against the one [they] have lived.”17 This means more, however,
than simply the retelling and comparison of stories. In order to move beyond a pedagogy
of voice that suggests that all stories are innocent, it is important to examine such stories
around the interest and principles that structure them and to interrogate them as part of a
political project (in the widest sense) that may enable or undermine the values and
practices that provide the foundation for social justice, equality, and democratic
community. In its more radical sense critical literacy means making one’s self present as
part of a moral and political project that links the production of meaning to the possibility
for human agency, democratic community, and transformative social action.18
Theorizing literacy as a form of cultural politics assumes that the social, cultural,
political, and economic dimensions of everyday life are the primary categories for
understanding contem-porary schooling. Within this context, school life is not
conceptualized as a unitary, monolithic, and ironclad system of rules and regulations, but
as a cultural terrain characterized by the production of experiences and subjectivities
amidst varying degrees of accommodation, contestation, and resistance. As a form of
cultural politics, literacy both illuminates and interrogates school life as a place
characterized by a plurality of conflicting languages and struggles, a site where dominant
and subordinate cultures collide and where teachers, students, and school administrators
often differ as to how school experiences and practices are to be defined and
understood.24 Within this type of analysis, literacy provides an important focus for
understanding the political and ideological interests and principles at work in the
pedagogical encounters and exchanges between the teacher, the learner, and the forms of
meaning and knowledge they produce together.
At stake here is a notion of literacy that connects relations of power and knowledge not
simply to what teachers teach but also to the productive meanings that students, in all of
their cultural and social differences, bring to classrooms as part of the production of
knowledge and the construction of personal and social identities. In this case, to define
literacy in the Freireian sense as a critical reading of the world and the word is to lay the
theoretical groundwork for more fully analyzing how knowledge is produced and
subjectivities constructed within relations of interaction in which teachers and students
Literacy 12
Knowledge is not produced in the intentions of those who believe they hold it,
whether in the pen or in the voice. It is produced in the process of interaction,
between writer and reader at the moment of reading, and between teacher and
learner at the moment of classroom engagement. Knowledge is not the matter
that is offered so much as the matter that is understood. To think of fields of
bodies of knowledge as if they are the property of academics and teachers is
wrong. It denies an equality in the relations at moments of interaction and
falsely privileges one side of the exchange, and what that side “knows,” over the
other. Moreover, for critical cultural producers to hold this view of knowledge
carries its own pedagogy, an autocratic and elite pedagogy. It’s not just that it
denies the value of what learners know, which it does, but that it misrecognizes
the conditions necessary for the kind of learning—critical, engaged, personal,
social—called for by the knowledge itself.26
In the most obvious sense, this position is exemplified by teachers who define the success
of their teaching exclusively through the ideological correctness of the subject matter
they teach. The classic example might be the middle-class teacher who is rightly horrified
at the sexism exhibited by male students in her classroom. The teacher responds by
presenting students with a variety of feminist articles, films, and other curriculum
materials. Rather than responding with gratitude for being po-litically enlightened, the
students respond with scorn and resistance. The teacher is baffled as the students’ sexism
appears to become even further entrenched. In this encounter a number of pedagogical
Introduction 13
and political errors emerge. First, rather than give any attention to how the students
produce meaning, the radical teacher falsely assumes the self-evident nature of the
political and ideological correctness of her position. In doing so, she assumes an
authoritative discourse which disallows the possibility for the students to tell their own
stories, to present and then question the experiences they bring into play. Then, by
denying students the opportunity to question and investigate the ideology of sexism as a
problematic experience, the teacher not merely undermines the voices of these students,
she displays what in their eyes is just another example of institutional, middle-class
authority telling them what to think. As a result, what appears at first to be the legitimate
pedagogical intervention of a radical teacher voice ends up undermining its own
ideological convictions by ignoring the complex and fundamental relation among
teaching, learning, and student culture. The teacher’s best intentions are thereby
subverted by employing a pedagogy that is part of the very dominant logic she seeks to
challenge and dismantle. What is important to recognize here is that a radical theory of
literacy needs to be constructed around a dialectical theory of voice and empowerment. In
the most general sense this means connecting theories of teaching and learning with
wider theories of ideology and subjectivity. How teachers and students read the world, in
this case, is inextricably linked to forms of pedagogy that can function either to silence
and marginalize students or to legitimate their voices in an effort to empower them as
critical and active citizens.27
Developing a radical pedagogy consistent with the view of literacy and voice
developed by Freire and Macedo also involves rethinking the very nature of curriculum
discourse. At the outset this demands understanding curriculum as representative of a set
of underlying interests that structure how a particular story is told through the
organization of knowledge, social relations, values, and forms of assessment. Curriculum
itself represents a narrative or voice, one that is multilayered and often contradictory but
also situated within relations of power that more often than not favor white, male,
middle-class, English-speaking students. What this suggests for a theory of critical
literacy and pedagogy is that curriculum in the most fundamental sense is a battleground
over whose forms of knowledge, history, visions, language, culture, and authority will
prevail as a legitimate object of learning and analysis.28 Curriculum, finally, is another
instance of a cultural politics whose signifying practices contain not only the logic of
legitimation and domination, but also the possibility for transformative and empowering
forms of pedagogy.
In addition to treating curriculum as a narrative whose interests must be uncovered and
critically interrogated, radical teachers must develop pedagogical conditions in their
classrooms that allow different student voices to be heard and legitimated. The type of
critical pedagogy being proposed here is fundamentally concerned with student
experience; it takes the problems and needs of the students themselves as its starting
point. This suggests both confirming and legitimating the knowledge and experience
through which students give meaning to their lives. Most obviously, this means replacing
the authoritative discourse of imposition and recitation with a voice capable of speaking
in one’s own terms, a voice capable of listening, retelling, and challenging the very
grounds of knowledge and power.29
It is important to stress that a critical pedagogy of literacy and voice must be attentive
Literacy 14
to the contradictory nature of student experience and voice and therefore establish the
grounds whereby such experience can be interrogated and analyzed with respect to both
their strengths and weaknesses. Voice in this case not only provides a theoretical
framework for recognizing the cultural logic that anchors subjectivity and learning, it also
provides a referent for criticising the kind of romantic celebration of student experience
that characterized much of the radical pedagogy of the early 1960s. At issue here is
linking the pedagogy of student voice to a project of possibility that allows students to
affirm and celebrate the interplay of different voices and experience while at the same
time recognizing that such voices must always be interrogated for the various ontological,
epistemological, and ethical and political interests they represent. As a form of historical,
textual, political, and sexual pro-duction, student voice must be rooted in a pedagogy that
allows students to speak and to appreciate the nature of difference as part of both a
democratic tolerance and a fundamental condition for critical dialogue and the
development of forms of solidarity rooted in the principles of trust, sharing, and a
commitment to improving the quality of human life. A pedagogy of critical literacy and
voice needs to be developed around a politics of difference and community that is not
simply grounded in a celebration of plurality. Such a pedagogy must be derived from a
particular form of human community in which plurality becomes dignified through the
construction of classroom social relations in which all voices in their differences become
unified both in their efforts to identify and recall moments of human suffering and in
their attempts to overcome the conditions that perpetuate such suffering.30
Secondly, a critical pedagogy must take seriously the articulation of a morality that
posits a language of public life, emancipatory community, and individual and social
commitment. Students need to be introduced to a language of empowerment and radical
ethics that permits them to think about how community life should be constructed around
a project of possibility. Roger Simon has clearly expressed this position, as follows:
An education that empowers for possibility must raise questions of how we can
work for the re-construction of social imagination in the service of human
freedom. What notions of knowing and what forms of learning will support
this? I think the project of possibility requires an education rooted in a view of
human freedom as the understanding of necessity and the transformation of
necessity. This is the pedagogy we require, one whose standards and
achievement objectives are determined in relation to goals of critique and the
enhancement of social imagination. Teaching and learning must be linked to the
goal of educating students to take risks, to struggle with on-going relations of
power, to critically appropriate forms of knowledge that exist outside of their
immediate experience, and to envisage versions of a world which (in the
Blochian sense) is “not-yet”—in order to be able to alter the grounds on which
life is lived.31
Thirdly, teachers should provide students with the opportunity to interrogate different
languages or ideological dis-courses as they are developed in an assortment of texts and
curriculum materials. This is important for a number of reasons. A critical pedagogy first
needs to validate and investigate the production of differential readings. In doing so,
Introduction 15
students are encouraged to engage in the theoretical and practical task of interrogating
their own theoretical and political positions. Next, such a pedagogy should create the
classroom conditions necessary for identifying and making problematic the contradictory
and multiple ways of viewing the world that students use in constructing their view of the
world. The point here is to then further develop and interrogate how students perform
particular ideological operations to challenge or adopt certain positions offered in the
texts and contexts available to them both in school and in the wider society. Following
this, and crucial to developing a critical and dialectical understanding of voice, is the
necessity for teachers to recognize that the meanings and ideologies in the text are not the
only positions that can be appropriated by students.32 Since student subjectivity and
cultural identity are themselves contradictory, it is important to link how students
produce meaning to the various discourses and social formations outside of schools that
actively construct their contradictory experiences and subjectivities.
Fourthly, as part of the discourse of literacy and voice, critical educators need to
examine the social and political interests that construct their own voices. It is especially
important that teachers critically engage how such ideological interests structure their
ability both to teach and to learn with others. A radical theory of literacy and voice must
remain attentive to Freire’s claim that all critical educators are also learners. This is not
merely a matter of learning about what students might know; it is more importantly a
matter of learning how to renew a form of self-knowledge through an understanding of
the community and culture that actively constitute the lives of one’s students. Dieter
Misgeld puts this well:
Along with the implication that educators need to engage constantly both the word and
the world is the less obvious assumption that teachers need to develop pedagogies in
which teachers and students engage each other as agents of different/ similar cultures.
This points to how important it is for teachers to develop pedagogies that allow them to
assert their own voices while still being able to encourage students to affirm, tell, and
retell their personal narratives by exercising their own voices. It also suggests that the
institutional and self-constituted authority that provides the basis for teacher discourse is
Literacy 16
no excuse for refusing students the opportunity to question its most basic assumptions.
This is not an argument for undermining or eliminating the authority and basis for teacher
voice as much as it is for providing the pedagogical basis for understanding how and why
such authority is constructed and what purpose it serves. It is also important that teachers
recognize how they often silence students, even when they act out of the best of
intentions.34 This suggests being critically attentive not only to the immediacy of one’s
voice as part of the established apparatus of power, but also to the fears, resistance, and
skepticism that students from subordinate groups bring with them to the school setting.
Fifthly, the voices that structure the school environment have often been falsely
theorized by left educators as part of an unbridgeable antagonism between the voice of
the teacher and the school, on the one hand, and the voices of subordinate groups of
students, on the other. Trapped within a polarizing logic of reproduction versus
resistance, this discourse provides an inadequate understanding of how meaning is
negotiated and transformed in schools; it also leaves little or no room for developing a
programmatic discourse of transformation and possibility. It is to Freire and Macedo’s
credit that in their discussions on voice and the importance of dialogue they provide an
alternative reading of what goes on in schools around the production and transformation
of meaning. While the official discourse of the school and the subordinate voice of the
students may be forged out of different needs, there exists a frequent interplay between
the two which results in a process of mutual definition and constraint.35 This suggests a
much more subtle interaction between the dominant ideology of the schools and the
ideologies of the various students who inhabit them. It should be recognized that this
position advances far beyond the reproductive model of schooling developed by such
different theorists as Paul Willis in England and Sam Bowles and Herb Gintis in the
United States.36 The characteristic nature of the shifting forms of accommodation,
resistance, and interrogation that define the particular quality of the complex interaction
between teacher and student voices cannot be overlooked, especially since it is precisely
this quality that points to the importance of always analyzing dominant school culture as
part of a specific historical, social, and pedagogical context. This view of voice and
pedagogy also provides the basis for developing possible alliances and projects around
which teachers and students can dialogue and struggle together in order to make their
respective positions heard outside of their classrooms and in the larger community.
CONCLUSION
It bears repeating that the approach to literacy developed by Freire and Macedo in these
pages is not simply about empowering students, it also speaks to the empowerment of
teachers as part of the wider project of social and political reconstruction. Stanley
Aronowitz and I have argued that critical literacy is a precondition for engaging in radical
pedagogical work and social action.37 Fundamental to this struggle is the need to redefine
the nature of teachers’ work and the role of teachers as transformative intellectuals. The
category of intellectual is important here for analyzing both the particular ideological and
material practices which structure the pedagogical relations in which teachers engage and
for identifying the ideological nature of the interests which teachers produce and
Introduction 17
legitimate as part of the wider culture. The notion of intellectual provides a referent for
criticizing those forms of management pedagogies, accountability schemes, and teacher-
proof curricula that would define teachers merely as technicians. Moreover, it provides
the theoretical and political basis for teachers to engage in a critical dialogue among
themselves and others in order to fight for the conditions they need to reflect, read, share
their work with others, and produce curriculum materials.
At the present time teachers in the United States are not only under attack by the new
right and the federal government, they also labor under conditions overwhelmingly
replete with organizational constraints and ideological conditions that leave them little
room for collective work and critical pursuits. Their teaching hours are too long, they are
generally isolated in cellular structures, and they have few opportunities to work
collectively with their peers. Moreover, they are prevented from exercising their own
knowledge with respect to the selection, organization, and distribution of teaching
materials. Furthermore, teachers often operate under working conditions that are both
demeaning and oppressive. This is powerfully illustrated in a recent study of Boston area
elementary school teachers by Sara Freedman, Jane Jackson and Katherine Boles. They
found that the rhetoric often associated with the public’s view of schooling was decidedly
at odds with the functions teachers were asked to perform in their jobs. For example,
schools are entrusted to prepare children for adulthood, but the teachers themselves were
treated as if they were incapable of making mature judgments; schools are given the
responsibility to encourage a sense of autonomy and trust in students, but teachers in this
study were constantly monitored within a network of administrative surveilance
suggesting that they could neither be trusted nor work independently; schools are asked
to create citizens capable of weighing the implications of their actions in a democratic
society, yet these teachers performed within a network of work relations that was both
rigidly hierarchical and sexist; even worse, they were asked to teach kids how to take
risks, weigh alternatives, and exercise independent judgment while being restricted to
teaching practices that emphasized the rote, mechanical, and technical aspects of learning
and evaluation.38
It is important to emphasize strongly that teachers cannot assume the role of critical
intellectuals dedicated to a pedagogy of literacy and voice unless the proper ideological
and material conditions exists to support that role. Such a battle must be fought not only
around the issue of what and how to teach, but also around the material conditions that
enable and constrain pedagogical labor. This is both a theoretical and practical
consideration that radical teachers have to address as part of a theory of critical literacy
and voice. The political enormity of such a task is not meant to drive teachers to dispair
as much as to suggest that by fighting for conditions that support joint teaching,
collective writing and research, and democratic planning, teachers will begin to make the
necessary inroads into opening new spaces for creative and reflective discourse and
action. The importance of creating such a critical discourse and the conditions that
support it cannot be overemphasized. For it is only within such a discourse and such
practical conditions necessary to realize its interests that an emancipatory pedagogy can
be developed, one that relates language and power, takes popular experiences seriously as
part of the learning process, combats mystification, and helps students to reorder the raw
experience of their lives through the perspectives opened up by approaches to learning
Literacy 18
based on the critical literacy model proposed by Freire and Macedo.
Of course, before schools can be constructed in ways that can empower both teachers
and students, educators need to understand the present ideological and political crisis
surrounding the purpose of public schooling. As part of the existing political assault on
public services and social justice in general, schools are increasingly being subordinated
to the imperatives of neo-conservative and right-wing interests that would make them
adjuncts of the workplace or the church. In a democratic society, schools can never be
reduced to company stores or training grounds for Christian fundamentalists. In this age
in which democracy often seems in retreat, schools need to be recovered and fought for
as democratic public spheres. More specifically, progressive educators must join with
each other and with members of other social movements to fight for the importance and
practice of critical literacy as part of the indispensable process of self and social
formation necessary to creating forms of public life essential to the development and
maintenance of a radical democracy. This suggests not only a new agenda around which
to develop public school reform but also an agenda for linking divergent progressive
political groups. Literacy is indispensable to all aspects of critical theory and radical
praxis and should provide the basis for injecting the pedagogical back into the meaning of
politics. It is to Freire and Macedo’s credit that in this book they provide us with a view
of literacy and voice that both demonstrate and affirm the importance of schooling as part
of the struggle for expanding human possibilities within a discourse that asks new
questions, reveals the importance of democratic solidarity, and advances the priority of a
logic that dignifies the importance of radical democracy and social justice.
Miami University
Oxford, Ohio
1
The Importance of the Act of Reading1
In attempting to write about the importance of reading, I must say something about my
preparation for being here today, something about the process of writing this book, which
involved a critical understanding of the act of reading. Reading does not consist merely
of decoding the written word or language; rather, it is preceded by and intertwined with
knowledge of the world. Language and reality are dynamically interconnected. The
understanding attained by critical reading of a text implies perceiving the relationship
between text and context.
As I began writing about the importance of the act of reading, I felt myself drawn
enthusiastically to rereading essential moments in my own practice of reading, the
memory of which I retained from the most remote experiences of childhood, from
adolescence, from young manhood, when a critical understanding of the act of reading
took shape in me. In writing this book, I put objective distance between myself and the
different moments at which the act of reading occurred in my experience: first, reading
the world, the tiny world in which I moved; afterward, reading the word, not always the
word-world in the course of my schooling.
Recapturing distant childhood as far back as I can trust my memory, trying to
understand my act of reading the particular world in which I moved, was absolutely
significant for me. Surrendering myself to this effort, I re-created and relived in the text I
was writing the experiences I lived at a time when I did not yet read words.
I see myself then in the average house in Recife, Brazil, where I was born, encircled by
trees. Some of the trees were like persons to me, such was the intimacy between us. In
their shadow I played, and in those branches low enough for me to reach I experienced
the small risks that prepared me for greater risks and adventures. The old house—its
bedrooms, hall, attic, terrace (the setting for my mother’s ferns), backyard—all this was
my first world. In this world I crawled, gurgled, first stood up, took my first steps, said
my first words. Truly, that special world presented itself to me as the arena of my
perceptual activity and therefore as the world of my first reading. The texts, the words,
the letters of that context were incarnated in a series of things, objects, and signs. In
perceiving these I experienced myself, and the more I experienced myself, the more my
perceptual capacity increased. I learned to understand things, objects, and signs through
using them in relationship to my older brothers and sisters and my parents.
The texts, words, letters of that context were incarnated in the song of the birds—
tanager, flycatcher, thrush—in the dance of the boughs blown by the strong winds
announcing storms; in the thunder and lightening; in the rainwaters playing with
geography, creating lakes, islands, rivers, streams. The texts, words, letters of that context
were incarnated as well in the whistle of the wind, the clouds in the sky, the sky’s color,
its movement; in the color of foliage, the shape of leaves, the fragrance of flowers (roses,
The importance of the act of reading 21
jasmine); in tree trunks; in fruit rinds (the varying color tones of the same fruit at
different times—the green of a mango when the fruit is first forming, the green of a
mango fully formed, the greenish-yellow of the same mango ripening, the black spots of
an overripe mango—the relationship among these colors, the developing fruit, its
resistance to our manipulation, and its taste). It was possibly at this time, by doing it
myself and seeing others do it, that I learned the meaning of the verb to squash.
Animals were equally part of that context—the same way the family cats rubbed
themselves against our legs, their mewing of entreaty or anger; the ill humor of Joli, my
father’s old black dog, when one of the cats came too near where he was eating what was
his. In such instances, Joli’s mood was completely different from when he rather
playfully chased, caught, and killed one of the many opossums responsible for the
disappearance of my grandmother’s fat chickens.
Part of the context of my immediate world was also the language universe of my
elders, expressing their beliefs, tastes, fears, and values which linked my world to a wider
one whose existence I could not even suspect.
In the effort to recapture distant childhood, to understand my act of reading the
particular world in which I moved, I re-created, relived the experiences I lived at a time
when I did not yet read words. And something emerged that seems relevant to the general
context of these reflections: my fear of ghosts. During my childhood, the presence of
ghosts was a constant topic of grown-up conversation. Ghosts needed darkness or
semidarkness in order to appear in their various forms—wailing the pain of their guilt;
laughing in mockery; asking for prayers; indicating where their cask was hidden.
Probably I was seven years old, the streets of the neighborhood where I was born were
illuminated by gaslight. At nightfall, the elegant lamps gave themselves to the magic
wand of the lamplighters. From the door of my house I used to watch the thin figure of
my street’s lamplighter as he went from lamp to lamp in a rhythmic gait, the lighting
taper over his shoulder. It was a fragile light, more fragile even than the light we had
inside the house; the shadows overwhelmed the light more than the light dispelled the
shadows.
There was no better environment for ghostly pranks than this. I remember the nights in
which, enveloped by my own fears, I waited for time to pass, for the night to end, for
dawn’s demilight to arrive, bringing with it the song of the morning birds. In morning’s
light my night fears sharpened my percep-tion of numerous noises, which were lost in the
brightness and bustle of daytime but mysteriously underscored in the night’s deep
silence. As I became familiar with my world, however, as I perceived and understood it
better by reading it, my terrors diminished.
It is important to add that reading my world, always basic to me, did not make me
grow up prematurely, a rationalist in boy’s clothing. Exercising my boy’s curiosity did
not distort it, nor did understanding my world cause me to scorn the enchanting mystery
of that world. In this I was aided rather than discouraged by my parents.
My parents introduced me to reading the word at a certain moment in this rich
experience of understanding my immediate world. Deciphering the word flowed naturally
from reading my particular world; it was not something superimposed on it. I learned to
read and write on the ground of the backyard of my house, in the shade of the mango
trees, with words from my world rather than from the wider world of my parents. The
Literacy 22
earth was my blackboard, the sticks my chalk.
When I arrived at Eunice Vascancello’s private school, I was already literate. Here I
would like to pay heartfelt tribute to Eunice, whose recent passing profoundly grieved
me. Eunice continued and deepened my parents’ work. With her, reading the word, the
phrase, and the sentence never entailed a break with reading the world. With her, reading
the word meant reading the word-world.
Not long ago, with deep emotion, I visited the home where I was born. I stepped on the
same ground on which I first stood up, on which I first walked, began to talk, and learned
to read. It was that same world that first presented itself to my understanding through my
reading it. There I saw again some of the trees of my childhood. I recognized them
without difficulty. I almost embraced their thick trunks—young trunks in my childhood.
Then, what I like to call a gentle or well-behaved nostalgia, emanating from the earth, the
trees, the house, carefully enveloped me. I left the house content, feeling the joy of
someone who has reencountered loved ones.
Continuing the effort of rereading fundamental moments of my childhood experience,
of adolescence and young manhood —moments in which a critical understanding of the
importance of the act of reading took shape in practice—I would like to go back to a time
when I was a secondary school student. There I gained experience in the critical
interpretation of texts I read in class with the Portuguese teacher’s help, which I
remember to this day. Those moments did not consist of mere exercises, aimed at our
simply becoming aware of the existence of the page in front of us, to be scanned,
mechanically and monotonously spelled out, instead of truly read. Those moments were
not reading lessons in the traditional sense, but rather moments in which texts, including
that of the young teacher Jose Pessoa, were offered to us in our restless searching.
Sometime afterward, as a Portuguese teacher in my twenties, I experienced intensely
the importance of the act of reading and writing—basically inseparable—with first-year
high school students. I never reduced syntactical rules to diagrams for students to
swallow, even rules governing prepositions after specific verbs, agreement of gender and
number, contractions. On the contrary, all this was proposed to the students’ curiosity in a
dynamic and living way, as objects to be discovered within the body of texts, whether the
students’ own or those of established writers, and not as something stagnant whose
outline I described. The students did not have to memorize the description mechanically,
but rather learn its underlying significance. Only by learning the significance could they
know how to memorize it, to fix it. Mechanically memorizing the description of an object
does not constitute knowing the object. That is why reading a text as pure description of
an object (like a syntactical rule), and undertaken to memorize the description, is neither
real reading nor does it result in knowledge of the object to which the text refers.
I believe much of teachers’ insistence that students read innumerable books in one
semester derives from a misunderstanding we sometimes have about reading. In my
wanderings throughout the world there were not a few times when young students spoke
to me about their struggles with extensive bibliographies, more to be devoured than truly
read or studied, “reading lessons” in the old-fashioned sense, submitted to the students in
the name of scientific training, and of which they had to give an account by means of
reading summaries. In some bibliographies I even read references to specific pages in this
or that chapter from such and such a book, which had to be read: “pages 15–37.”
The importance of the act of reading 23
Insistence on a quantity of reading without internalization of texts proposed for
understanding rather than mechanical memorization reveals a magical view of the written
word, a view that must be superseded. From another angle, the same view is found in the
writer who identifies the potential quality of his work, or lack of it, with the quantity of
pages he has written. Yet one of the most important documents we have—Marx’s
“Theses on Feuerbach”—is only two and a half pages long.
To avoid misinterpretation of what I’m saying, it is important to stress that my
criticism of the magical view of the word does not mean that I take an irresponsible
position on the obligation we all have—teachers and students—to read the classic
literature in a given field seriously in order to make the texts our own and to create the
intellectual discipline without which our practice as teachers and students is not viable.
But to return to that very rich moment of my experience as a Portuguese teacher: I
remember vividly the times I spent analyzing the work of Gilberto Freyre, Lins do Rego,
Graciliano Ramos, Jorge Amado. I used to bring the texts from home to read with
students, pointing out syntactical aspects strictly linked to the good taste of their
language. To that analysis I added commentaries on the essential differences between the
Portuguese of Portugal and the Portuguese of Brazil.
I always saw teaching adults to read and write as a political act, an act of knowledge,
and therefore a creative act. I would. find it impossible to be engaged in a work of
mechanically memorizing vowel sounds, as in the exercise “ba-be-bi-bo-bu, la-le-li-lo-
lu.” Nor could I reduce learning to read and write merely to learning words, syllables, or
letters, a process of teaching in which the teacher fills the supposedly empty heads of
learners with his or her words. On the contrary, the student is the subject of the process of
learning to read and write as an act of knowing and of creating. The fact that he or she
needs the teacher’s help, as in any pedagogical situation, does not mean that the teacher’s
help nullifies the student’s creativity and responsibility for constructing his or her own
written language and for reading this language.
When, for instance, a teacher and a learner pick up an object in their hands, as I do
now, they both feel the object, perceive the felt object, and are capable of expressing
verbally what the felt and perceived object is. Like me, the illiterate person can feel the
pen, perceive the pen, and say pen. I can, however, not only feel the pen, perceive the
pen, and say pen, but also write pen and, consequently, read pen. Learning to read and
write means creating and assembling a written expression for what can be said orally.
The teacher cannot put it together for the student; that is the student’s creative task.
I need go no further into what I’ve developed at different times in the complex process
of teaching adults to read and write. I would like to return, however, to one point referred
to elsewhere in this book because of its significance for the critical understanding of the
act of reading and writing, and consequently for the project I am dedicated to—teaching
adults to read and write.
Reading the world always precedes reading the word, and reading the word implies
continually reading the world. As I suggested earlier, this movement from the word to the
world is always present; even the spoken word flows from our reading of the world. In a
way, however, we can go further and say that reading the word is not preceded merely by
reading the world, but by a certain form of writing it or rewriting it, that is, of
transforming it by means of conscious, practical work. For me, this dynamic movement is
Literacy 24
central to the literacy process.
For this reason I have always insisted that words used in organizing a literacy program
come from what I call the “word universe” of people who are learning, expressing their
actual language, their anxieties, fears, demands, and dreams. Words should be laden with
the meaning of the people’s existential experience, and not of the teacher’s experience.
Surveying the word universe thus gives us the people’s words, pregnant with the world,
words from the people’s reading of the world. We then give the words back to the people
inserted in what I call “codifications,” pictures representing real situations. The word
brick, for example, might be inserted in a pictorial representation of a group of
bricklayers constructing a house.
Before giving a written form to the popular word, however, we customarily challenge
the learners with a group of codified situations, so they will apprehend the word rather
than mechanically memorize it. Decodifying or reading the situations pictured leads them
to a critical perception of the meaning of culture by leading them to understand how
human practice or work transforms the world. Basically, the pictures of concrete
situations enable the people to reflect on their former interpretation of the world before
going on to read the word. This more critical reading of the prior, less critical reading of
the world enables them to understand their indigence differently from the fatalistic way
they sometimes view injustice.
In this way, a critical reading of reality, whether it takes place in the literacy process or
not, and associated above all with the clearly political practices of mobilization and
organization, constitutes an instrument of what Antonio Gramsci calls
“counterhegemony.”
To sum up, reading always involves critical perception, interpretation, and rewriting of
what is read.
2
Adult Literacy and Popular Libraries
This chapter is adapted from a talk presented at the Eleventh Brazilian Congress of
Library Economy and Documentation, held in Joāo Pessoa in January 1982. It was
translated by Dale A.Koike.
To speak of adult literacy and popular libraries is to speak of the problems of reading and
writing: not reading and writing words in and of themselves, as if the reading and writing
of words did not imply another reading, anterior to and simultaneous with the first, the
reading itself. The critical comprehension of literacy, which involves the equally critical
comprehension of reading, demands the critical comprehension of reading, demands the
critical comprehension of the library. However, upon speaking of a critical vision,
authenticated in a practice of the same critical form of literacy, I not only recognize but
also emphasize the existence of a contrary practice, an understanding that, in an essay
published a long time ago, I called naive.1
It would be tiresome to insist on points referred to on other occasions when I discussed
the problems of literacy. Nevertheless, at the risk of repeating myself, I will try to clarify
or reclarify what I call the critical practice and understanding of literacy, as opposed to
the naive and so-called “astute” practice and un- derstanding. The naive and astute, while
identical from the objective point of view, differentiate themselves with respect to the
subjectivity of their agents.
The myth of the neutrality of education—which leads to the negation of the political
nature of the educational process, regarding it only as a task we do in the service of
humanity in the abstract sense—is the point of departure for our understanding of the
fundamental differences between a naive practice, an astute practice, and a truly critical
practice.
From the critical point of view, it is as impossible to deny the political nature of the
educational process as it is to deny the educational character of the political act. This does
not mean, however, that the political nature of the educational process and the
educational character of the political act drain the understanding of that process and this
act. Just as a neutral education that claims to be at the service of humanity, of human
beings in general, is impossible, so is a political practice devoid of educational meaning.
But in this sense, all political parties are also always educators, and, as such, their
political purpose is to win or lose souls as they denounce and issue statements. But it is in
this sense, as much for the educational process as for the political act, that one of the
fundamental questions arises: in favor of whom and what (and thus against whom and
what) do we promote education? And in favor of whom and what do we develop political
activity? The more we gain this clarity of understanding through practice, the more we
perceive the impossibility of separating the inseparable: the education of politics. We can
Literacy 26
understand, then, that it is impossible to even think about education without considering
the question of power.
It was not middle-class education that created or molded the middle class, but the
middle class that, in coming to power, had the power to systematize its education. The
bourgeoisie, before taking power, simply did not expect the aristocracy to give them the
chance to put into practice the education they wanted. Historically, however, middle-class
education began to take hold well before the middle class gained control. Its
systematization and generalization were only viable once the bourgeoisie became the
dominant class.
But, if from the critical point of view it is impossible to even think about education
without considering the question of power, if it is impossible to understand education as
an autonomous or neutral practice, this does not mean that systematic education is a pure
replicator of the dominant ideology. The relations between education and subsystems and
macrosystems are dynamic relations, ones that are contradictory and not mechanical.
Education, it is true, reproduces the dominant ideology, but this is not the only thing it
does. Even in highly modernized societies, with dominant classes that are truly competent
and conscious of the role of education, education does not merely replicate dominant-
class ideology. The contradictions that characterize society as it is now penetrate the
intimacy of the pedgogical institutions in which systematic education is working and alter
its role or its replicating work of the dominant ideology.
We perceive the impossibility of a neutral education to the extent that we understand
education—on the one hand, reproducing the dominant ideology, but, on the other,
independent of the intentions of one who has power, offering the negation of that
ideology (or of its unveiling). Education accomplishes this through the actual, not the
rhetorical, confrontation between it and reality, a reality lived by those being educated
and by educators. From this moment, to speak of the impossible neutrality of education
no longer frightens or intimidates us. The fact that the educator is not a neutral agent does
not mean, necessarily, that he should be a manipulator. The truly liberating option is not
even realized by means of a manipulative or even a spontaneous practice. Manipulation is
debilitating and, likewise, irresponsible. What we as educators have to do, then, is to
clarify the fact that education is political, and to be consistent with it in practice.
The question of consistency between the declared option and practice is one of the
demands critical educators make on themselves. They know quite well that it is not
discourse that judges practice, but practice that judges discourse. Unfortunately, many
educators who proclaim a democratic option do not always have a practice consistent
with such advanced discourse. Thus their discourse, inconsistent with their practice,
becomes pure rhetoric. Similarly, their “inflammatory” words, contra-dicted by their
authoritarian practice, go in one ear and out the other—the ears of Brazil’s oppressed,
those tired of the lack of consideration and respect that characterize their treatment by the
arbitrary and arrogant people in power for the past 480 years.
Another point, characteristic of a critical view of education and literacy, is that
educators have to realize that none of them is alone in the world. Each one is a being in
the world, with the world and with others. To live or embody this obvious confrontation,
as an educator, means to recognize in others, whether they are becoming literate or are
participants in university courses, students of primary schools or members of a public
Adult literacy and popular libraries 27
assembly, the right to express their thoughts, their right to speak, which corresponds to
the educator’s duty to listen to them. One must listen to them attentively, with the
conviction of one who completes a duty and not with the malice of one who does a favor
to receive something in exchange. But since listening implies speaking, the educator has
to speak to them as well. To listen to them in the sense discussed earlier is, basically, to
speak with them, while simply speaking to them would be a way of not hearing them. A
good way for educators to affirm their authoritarian elitism is to always express their
thoughts to others without ever exposing and offering themselves to others, remaining
arrogantly convinced that educators are here to save others. This cannot be a liberating
educator’s way of acting. He who scarcely speaks and never hears; he who “immobilizes”
knowledge and transfers it to students, whether in primary schools or universities; he who
hears only the echo of his own words, in a kind of oral narcissism; he who believes it
insolent for the working class to attempt to recover its rights; he who thinks the working
class is uncultured and incompetent and, thus, needs to be liberated from top to bottom—
this type of educator does not really have anything to do with freedom or democracy. On
the contrary, he who acts and thinks this way, consciously or unconsciously, helps to
preserve the authoritarian structures.
Related to this is the need educators have to “assume” the naiveté of those becoming
educated so that they will be able, with them, to overcome this naiveté. If you are
walking on one side of the street, you cannot get to the other side unless you cross the
street. The same thing happens with a less rigorous, less exact understanding of reality.
One has to respect the levels of understanding that those becoming educated have of their
own reality. To impose on them one’s own understanding in the name of their liberation
is to accept authoritarian solutions as ways to freedom. But to assume the naiveté of those
becoming educated demands from educators a most necessary humility to assume also
their ability to criticize, thus overcoming, our naiveté as well.
Only authoritarian educators deny the solidarity between the act of educating and the
act of being educated by those becoming educated; only authoritarians separate the act of
teaching from that of learning in such a way that he who believes himself to know
actually teaches, and he who is believed to know nothing learns.
In truth, to retrieve the statement “she who knows teaches those who do not know”
from its authoritarian character, it is necessary for the one who knows to understand that
no one knows everything and that no one is ignorant of everything. The educator, as one
who knows, first needs to recognize those being educated as the ones who are in the
process of knowing more. They are the subjects of this process along with the educator
and not merely accommodated patients. Second, the educator needs to recognize that
knowledge is not a piece of data, something immobilized, concluded, finished, something
to be transferred by one who acquired it to one who still does not possess it.
The neutrality of education, which results in being understood as a pure task, to serve
in the formation of an ideal type of human being, disembodied from what is real,
virtuous, and good, is one of the fundamental connotations of the naive vision of
education. From the point of view of such a vision, the world is reborn in the intimacy of
consciences, moved by the goodness of hearts. And since education models souls and re-
creates hearts, it is the fulcrum of social change.
Before all this, however, it is necessary for education to give body and spirit to the
Literacy 28
model of the virtuous human being, leading to a beautiful and just society. Nothing can
be done before an entire generation of good and just people assumes the task of creating
the ideal society. But even before this generation arises, some helpful and humanitarian
efforts can be realized, which can also lead to this greater project.
There are an infinite number of other characteristics of the naive vision, but space does
not permit me to analyze them. I have emphasized only some of the more salient qualities
so that I might focus my concerns on adult literacy. The magic character lent to the
written word, seen or conceived almost like a salvationary word, is one such concern.
The illiterate man, because he does not have it, is a “lost man,” blind, almost outside of
reality. It is necessary, then, to save him, and his salvation is in passively receiving the
word as a kind of amulet—one that the “better part” of the world benevolently offers him.
Thus the role of the illiterate may not be as the subject of his own illiteracy, but as the
patient who submits himself passively to a process in which he cannot intervene.
From the critical and democratic point of view, as was clarified in the previous
discussions, he who is becoming literate, and not the illiterate person, inserts himself into
a creative process, of which he is also a subject.
From the beginning, in critical and democratic practice, the reading of the world and
the word are dynamically linked. The command of reading and writing is achieved
beginning with words and themes meaningful to the common experience of those
becoming literate, and not with words and themes linked only to the experience of the
educator. Above all, their reading of what is real cannot be the mechanically memorized
repetition of our way of reading what is real. If this were so, we would fall into the same
authoritarianism criticized in this book.
Earlier in this chapter I said that if, from the objective point of view, the naive identify
themselves with the astute, they nevertheless distinguish themselves subjectively.2 In
truth, some of the naive objectively prevent the emancipation of the classes and
oppressed social groups. Both the naive and the astute find themselves marked by the
dominant, elitist ideology, but only the astute consciously assume this ideology as their
own. In this sense, the latter are consciously reactionary, and thus their innocence is
purely tactical. Therefore, the only difference that exists between me and an astutely
naive educator with respect to the understanding of one of the central aspects of the
educative process is that, while both he and I know that education is not neutral, only I
affirm it.
It is important to note the difference between the nonmalicious naive person and the
astute or tactical naive person. The less malicious the naiveté of a person, the more he can
perceive the ineffectiveness of his actions by learning directly from his own practice. He
thus renounces naiveté and, by rejecting astuteness or maliciousness, assumes a new
critical posture. If before, in the stage of nontactical naiveté, the educator’s attachment to
the so-called poor was lyrical and idealistic, now his relationship is based on new
understanding.
If social transformation was once understood in a simplistic form (that is, forming
itself with a change in conscience, as if the conscience were, in fact, the transformer of
what is real), now the social transformation is perceived as a historic process in which
subjectivity and objectivity are united dialectically. There is no longer a way to make
either objectivity or subjectivity absolute.
Adult literacy and popular libraries 29
If adult literacy was once treated and realized in an authoritarian way, centered on the
magical understanding of the word, a word bestowed by the educator on the illiterate, and
if the texts generally offered students once hid much more than they revealed of reality,
now literacy as an act of knowledge, as a creative act and as a political act, is an effort to
read the world and the word. Now it is no longer possible to have the text without
context.
On the other hand, to the very extent to which this critical educator goes about
overcoming the magical and authoritarian vision of literacy, he necessarily begins to pay
attention to the prevalence of oral memory. Moreover, where there is no process of
infrastructural transformation under way,3 the problem posed is not that of reading the
word, but of a more rigorous reading of the world, which always precedes the reading of
the word. If the masses were rarely stimulated before to write their texts, now writing is
fundamental from the very beginning of literacy, so that, in the postliteracy period (when
literacy has been achieved), what can come to be a small popular library can begin, with
the inclusion of pages written by those who are themselves becoming educated.
It is important, upon renouncing “innocence” and rejecting so-called astuteness or
shrewdness, in the new campaign that begins with the oppressed, that all the authoritarian
markings are erased. We should begin, in truth, to believe in the masses, no longer
merely talking to them or about them, but listening to them, talking with them. I believe
all educators, whether naive, astutely naive, or critical, learn the relevance of the popular
library to the educational programs and to popular culture in general, and not only to
adult literacy. Educators have a distinguished background in conceiving and putting into
practice the library.
Putting aside the naive and nonastute positions, I would like to discuss the so-called
astutely naive educator. From this perspective, just as the process of adult literacy is
centered on bestowing, in an authoritarian manner, the dominant word and ideology upon
those who are becoming literate, the popular libraries will be much more “efficient” to
the degree that they help and intensify this cultural invasion. In the practice of literacy,
the texts that are gradually offered during this first stage of students’ growing reading
capacity have little to do with the real world or the real drama of the people. Mystifying
the concrete, these texts insinuate that the concrete is what is not.
From the authoritarian, elitist, reactionary point of view, the people’s incompetence is
almost natural. The people need to be defended because they are incapable of thinking
clearly, incapable of abstracting, knowing, and creating; they are eternally “of lesser
value”; and their ideas are permanently labeled exotic. Popular knowledge does not exist.
The authentic manifestations of the culture of the people do not exist. The memory of
their struggles needs to be forgotten, or those struggles related in a different way; the
“proverbial inculture” of the people does not permit them to participate actively in the
constant reinvention of their society. Those who think and act this way defend a strange
democracy, a democracy that will be more “pure” and “perfect,” according to them, to
the degree that fewer people participate in it.
Opposed to all this is the critical-democratic position of the popular library. Reading
the text in context is as important as it is in the literacy and the postliteracy efforts of
adults. The popular library, as a cultural and learning center, and not just a silent
depository of books, is a fundamental factor for the improvement and intensification of a
Literacy 30
correct form of reading the text in relation to the context. Reading in context implies
efforts toward a correct understanding of what the written word is, the language, its
relationship with the reality of one who speaks and of one who reads and writes, an
understanding, then, of the relationship between reading of the world and reading of the
word. Thus there is a need to have a popular library centered on this idea of reality in
context, stimulating true seminars of reading, where readers seek a critical insight into the
text, trying to learn its most profound meaning, proposing to the readers an aesthetic
experience, involving rich resources of the popular language.
One excellent project in a rural area, developed by librarians, documentalists,
educators, and historians, would be a survey of the history of the area through taped
interviews, in which the older inhabitants of the area, as contemporary witnesses, would
focus on the fundamental moments of their common history. Soon one would have a
great quantity of stories, which would constitute a living part of the history of the area. (I
found work like this being realized in Tanzania and Guinea-Bissau.) There would be
narratives of famous popular figures, of the village “crazy person” (with his social
importance), of the superstitions, the beliefs, the medicinal plants, of a medical doctor, of
medicine men and midwives, and of poets of the people. Also there would be interviews
with artists of the area: the doll makers who work with mud or wood, the sculptors, the
lace makers, and the general healers who cure broken hearts or strange illnesses.
With this wealth of material, pamphlets could be published using the language—
syntax, semantics, prosody—of those interviewed. These pamphlets and the recorded
tapes could be used in the library itself and would be material of unquestionable value for
literacy and postliteracy courses, as well other activities in the same area.
To the extent to which such research could be accomplished in different areas of the
region, written and taped material could be exchanged. It is possible that in certain rural
areas, to accom-modate the greater level of oral communication, the popular groups
might prefer to hear their friends’ stories instead of reading them. There is nothing wrong
with that.
One of the innumerable positive aspects of a project like this is, without a doubt, the
fundamental recognition of the people’s right to be the subject of research that is
attempting to know them better, not the object of research that specialists do around
them. In the latter case, specialists speak about them; when there are many specialists,
they speak to the people but not with them. Specialists only listen as long as the people
respond to the questions specialists ask.
It is clear that this kind of research demands a methodology outside the scope of this
discussion, a methodology that implies recognition that the people should be the subject
of the knowledge about themselves.4
Politics is clearly the fundamental issue in any discussion of a network of popular
libraries to stimulate educational or popular culture programs (in the fields of adult
literacy, health education, research, theater, technical training, and religion), programs
that respond to the popular demands provoked by an effort of the popular culture.
How and what a popular library is, the composition of its stories, the activities that can
be developed within its walls and then radiate outward from them—all this involves
techniques, methods, processes, budgetary foresight, auxiliary personnel, and more. Yet,
above all, these issues involve cultural policy. There is no neutrality, since here, too, we
Adult literacy and popular libraries 31
find degrees of the same nonastute naiveté, the same purely tactical innocence, and the
same critical insights, as well as the same magical understanding of the written word, the
same minimizing, reactionary elitism of the people, but also the same critical-democratic
spirit that is needed in any country with a strong tradition of arbitrary resolutions.
In the chapters that follow, we will discuss in more detail these educational issues by
providing a reconstructed theory of education in general, and of literacy in particular.
3
Rethinking Literacy: A Dialogue
Macedo: The notion of emancipatory literacy suggests two dimensions of literacy. On the
one hand, students have to become literate about their histories, experiences, and the
culture of their immediate environments. On the other hand, they must also appropriate
those codes and cultures of the dominant spheres so they can transcend their own
environments. There is often an enormous tension between these two dimensions of
literacy. How can emancipatory literacy deal effectively with this tension so as not to
suffocate either dimension?
Freire: First, I think consciousness is generated through the social practice in which we
participate. But it also has an individual dimension. That is, my comprehension of the
world, my dreams of the world, my judgment of the world—all of these are part of my
individual practice; all speak of my presence in the world. I need all of this to begin to
understand myself. But it is not sufficient to explicate my action. In the final analysis,
consciousness is socially bred. In this sense, I think my subjectivity is important. But I
cannot separate my subjectivity from its social objectivity.
When you ask me how to deal with the individual dimension of social consciousness,
your question implies a certain rela-tionship of tension. I believe that a critical
education, an education along the lines of what Henry Giroux calls radical pedagogy,
has to consider this tension and has to understand how this tension between the
individual and the social practice takes place. One has to learn to deal with this
relationship. In formulating a theory of education one should neither deny the social,
the objective, the concrete, the material, nor emphasize only the development of the
individual consciousness. In understanding the role of objectivity one must stimulate
the development of the individual dimension as well.
Macedo: The fundamental question is how to deal with the individual consciousness as
emphasized in an emancipatory literacy when this consciousness may be at odds with
the collective social consciousness.
Freire: If you study the various ways of living and being validated in a society as
complex as that of the United States, you find, for example, an undeniable taste for
individualism. But the taste each person shows for individualism is that person’s
particular expression of a social consciousness.
Macedo: This is part of the point I wanted to address: how can one develop critical
consciousness without looking at the concept of the reality of social consciousness?
That is, is it possible to avoid the permanent shock that exists between individual
consciousness and collective consciousness?
Freire: If we take the individualist’s treatment of the social dimension, a pedagogy
becomes critical when an educator like Henry Giroux or Stanley Aronowitz has a
dialogue with students and methodically challenges them to discover that a critical
Rethinking literacy: a dialogue 33
posture necessarily implies the recognition of the relationship between objectivity and
subjectivity. I would call this critical because in many cases individuals have not yet
perceived themselves as conditioned; on the contrary, they passionately speak of their
freedom.
When challenged by a critical educator, students begin to understand that the more
profound dimension of their freedom lies exactly in the recognition of constraints that
can be overcome. Then they discover for themselves in the process of be-coming
more and more critical that it is impossible to deny the constitutive power of their
consciousness in the social practice in which they participate. On the other hand, they
perceive that through their consciousness, even when they are not makers of their
social reality, they transcend the constituting reality and question it. This behavioral
difference leads one to become more and more critical; that is, students assume a
critical posture to the extent that they comprehend how and what constitutes the
consciousness of the world.
Macedo: Does the assumption of this critical posture put an end to the tension we
discussed earlier?
Freire: Not at all. The tension continues. But for me, a delineated pedagogy can
underscore the presence of this tension. Yet the role of critical pedagogy is not to
extinguish tensions. The prime role of critical pedagogy is to lead students to recognize
various tensions and enable them to deal effectively with them. Trying to deny these
tensions ends up negating the very role of subjectivity. The negation of tension
amounts to the illusion of overcoming these tensions when they are really just hidden.
We cannot exist outside an interplay of tensions. Even those who live passively cannot
escape some measure of tensions. Frequently there is an ongoing denial of tensions,
but these tensions should be understood. I believe, in fact, that one task of radical
pedagogy is to clarify the nature of tensions and how best to cope with them.
Macedo: What role can a critical literacy program play in the interrelationship between
productive discourse, text, and oral discourse?
Freire: It is impossible to carry out my literacy work or to understand literacy (and here I
will have to repeat myself because I have no better way to answer your question) by
divorcing the reading of the word from the reading of the world. Reading the word and
learning how to write the word so one can later read it are preceded by learning how to
write the world, that is, having the experience of changing the world and touching the
world.
Macedo: How do you specifically develop the consciousness of the world in the process
of literacy?
Freire: The consciousness of the world is constituted in relation to the world; it is not a
part of the self. The world enables me to constitute the self in relation to “you,” the
world. The transformation of objective reality (what I call the “writing” of reality)
represents precisely the starting point where the animal that became human began to
write history. It started when these animals started to use their hands differently. As
this transformation was taking place, the consciousness of the “touched” world was
constituting itself. It is precisely this world consciousness, touched and transformed,
that bred the consciousness of the self.
For a long time these beings, who were making themselves, wrote the world much more
Literacy 34
than they spoke the world. They directly touched and affected the world before they
talked about it. Sometime later, though, these beings began to speak about the
transformed world. And they began to speak about this transformation. After another
long period of time, these beings began to register graphically the talk about the
transformation. For this reason, I always say that before learners attempt to learn how
to read and write they need to read and write the world. They need to comprehend the
world that involves talk about the world.
Literacy’s oral dimension is important even if it takes place in a culture like that of the
United States, whose memory is preponderantly written, not oral like that of Africa,
for example. Considering these different moments, which took place over millennia,
and also considering the modern experience, it is not viable to separate the literacy
process from general educational processes. It is not viable to separate literacy from
the productive process of society. The ideal is a concomitant approach in which
literacy evolves in various environments, such as the workplace. But even when
literacy cannot take place in various environments, I think it is impossible to
dichotomize what takes place in the economic process of the world from the process
of discourse.
As to your question of whether economic discourse is an act of production relative to
acts of literacy, I would say that a critical pedagogy would have to stimulate students
to reflect. Since this reflection by its very nature should be critical, learners will begin
to comprehend the relationship among many different discourses. In the final
analysis, these discourses are interrelated. Productive discourse and discourse about
or accompanying productive discourse always intersect at some level. The problem of
understanding the culture in which education takes place cannot negate the presence
and influence of economic production.
Macedo: Speaking of cultural production, I would like to ask you about the relationship
between education, including literacy, and culture. We have to take into account
various definitions of culture, however. By “culture” I do not mean that which is
representative of those dominant elements of the elite class, that is, culture with a
capital C. Culture is not an autonomous system, but a system characterized by social
stratification and tensions. To be precise, I have in mind Richard Johnson’s definition
of culture, which includes the following three main premises:
1. Cultural processes are intimately connected with social relations, especially with class
relations and class formations, with sexual divisions, with the racial structuring of
social relations, and with age oppressions as a form of dependency.
2. Culture involves power and helps to produce asymmetries in the abilities of individual
and social groups to define and realize their needs.
3. Culture is neither autonomous nor an externally determined field, but a site of social
differences and struggles.1
Given the range of factors that interact in cultural production and reproduction, how can
an emancipatory literacy transcend social class barriers to interface with all these
other factors related to culture? Can you also speak about education generally and
literacy in particular as factors of culture?
Freire: Literacy and education in general are cultural expressions. You cannot conduct
Rethinking literacy: a dialogue 35
literacy work outside the world of culture because education in itself is a dimension of
culture. Education is an act of knowledge (knowledge here is not to be restricted to a
specific object only) on the part of the very subject who knows. Education has to take
the culture that explains it as the object of a curious comprehension, as if one would
use education to question itself. And every time that education questions itself, in
response it finds itself in the larger body of culture. Evidently, the more it continues to
interrogate itself about its purpose in culture and society, the more education discovers
that culture is a totality cut across by social classes.
In Brazilian society, for example, one cannot deny certain behavior patterns characteristic
of different social class behavior. For example, taste, which is also cultural, is heavily
conditioned by social class boundaries.
Macedo: I did not intend to focus only on social classes in cultural production and
reproduction. I think we need to investigate other cultural influences on education.
Freire: When a pedagogy tries to influence other factors that could not be strictly
explained by a theory of class, you still have to pass through class analysis.
Given this understanding, we still must acknowledge that social classes exist and that
their presence is contradictory. That is, the existence of social classes provokes a
conflict of interests. It provokes and shapes cultural ways of being and, therefore,
generates contradictory expressions of culture.
In general, dominant segments of any society talk about their particular interests, their
tastes, their styles of living, which they regard as concrete expressions of nationality.
Thus the subordinated groups, who have their own tastes and styles of living, cannot
talk about their tastes and styles as national expressions. They lack the political and
economic power to do so. Only those who have power can generalize and decree their
group characteristics as representative of the national culture. With this decree, the
dominant group necessarily depreciates all characteristics belonging to subordinated
groups, characteristics that deviate from the decreed patterns.
This is especially interesting when you understand the asymmetry generated by social
institutions, and how important a role critical literacy programs play in demystifying
the artificial parameters imposed on people. Critical literacy has to explicate the
validity of different types of music, poetry, language, and world views.
From this viewpoint the dominant class, which has the power to define, profile, and
describe the world, begins to pronounce that the speech habits of the subordinate
groups are a corruption, a bastardization of dominant discourse. It is in this sense that
sociolinguists are making an enormous contribution to the demystification of these
notions. What they show is that, scientifically, all languages are valid, systematic,
rule-governed systems, and that the inferiority/superiority distinction is a social
phenomenon. A language is developed to the degree that it reaches a certain stability
in a particular area and to the extent that it is used in the comprehension and
expression of the world by the groups that speak it.
One cannot understand and analyze a language, then, without a class analysis. Even
though we may have to go beyond class boundaries to understand certain universal
properties of language, we should neither reduce the investigation of language to a
mechanical comprehension, nor reduce it to only social class analysis. But we have to
do the latter to gain a global view of the total system under investigation.
Literacy 36
I think all of us ultimately speak the same language (in the abstract sense) and express
ourselves in different ways.
This has to do with the question you asked concerning different discourses. If you take
the Brazilian case, you have the type of language spoken by the dominant class and
other types spoken by workers, peasants, and similar groups. These are part of the
abstract notion we call Brazilian Portuguese. This is not language as an abstraction,
but language as a concrete system spoken by different groups. It is important, then, to
comprehend these different varieties of language. They involve different grammars
and different syntactical and semantic representations that are conditioned and
explicated by people in varying positions relative to forces of production.
Language is also culture. Language is the mediating force of knowledge; but it is also
knowledge itself. I believe all of this also passes through the social classes. A critical
pedagogy poses this dynamic, contradictory cultural comprehension and the
dynamic, contradictory nature of education as a permanent object of curiosity on the
part of the learners. We find a general simplicity concerning the appreciation of these
phenomena. It is as if all had been already known and decreed by the dominant
groups. It is as if all that takes place at the level of culture had nothing to do with
other discourses, such as the discourse of production. A pedagogy will be that much
more critical and radical the more investigative and less certain of “certainties” it is.
The more “unquiet” a pedagogy, the more critical it will become.
A pedagogy preoccupied with the uncertainties rooted in the issues we have discussed is,
by its nature, a pedagogy that requires investigation. This pedagogy is thus much
more a pedagogy of question than a pedagogy of answer.
Macedo: Let’s talk about literacy as the “language of possibility,” enabling learners to
recognize and understand their voices within a multitude of discourses in which they
must deal. How can an emancipatory literacy guarantee the legitimation of one’s own
discourse, which may be in a relationship of tension with other discourses? That is, if
emancipatory literacy calls for the celebration of one’s discourse, you will inevitably
have competing discourses, all with the same goal in mind. Is it possible to have
enough space within an emancipatory literacy effort to enable learners to appropriate
their own discourses and simultaneously move beyond them, so as to develop
competency and ease while dealing with other discourses? What roles can black
American discourse, women’s discourse, and the discourse of ethnic groups play in the
emancipatory literacy process?
Freire: This question transcends a mechanical and strict comprehension of the reading
act, that is, the act of learning the word so one can then read and write it. This question
involves a dream that goes beyond the expectation of just learning to read the word.
Your question implies a profound comprehension of the act of reading. To respect
different discourses and to put into practice the understanding of plurality (which
necessitates both criticism and creativity in the act of saying the word and in the act
of reading the word) require a political and social transformation.
Your question reminds me of my dream of a different society, one in which saying the
word is a fundamental right and not merely a habit, in which saying the word is the
right to become a part of the decision to transform the world. To read the word that
one says in this perspective presupposes the reinvention of today’s society. The
Rethinking literacy: a dialogue 37
reinvention of society, on the other hand, requires the reinvention of power. A political
perspective that only dreams of a radical change of the bourgeoisie and the seizing of
power is not sufficient.
The issue is the role of subjectivity in the transformation of history. For me, historical
transformation, which is part of your question, is more important than taking power.
We ought not to be concerned with the mere shifting of power from one group to
another. It is necessary to understand that in seizing power one must transform it.
This re-creation and reinvention of power by necessity passes through the reinvention
of the productive act. And the reinvention of the productive act takes place to the
degree that people’s discourse is legitimized in terms of people’s wishes, decisions,
and dreams, not merely empty words.
Discourse as a transformative act begins to assume an active and decisive participation
relative to what to produce and for whom. The reinvention of power that passes
through the reinvention of production cannot take place without the amplification of
voices that participate in the productive act. In other words, people, not merely a
minority of specialists, would have to decide on what to produce based on real
necessities, not invented ones that ultimately benefit only the dominant group.
The reinvention of production, without which there would be no reinvention of power,
would stimulate the reinvention of culture and the reinvention of language. Why are
the majority of the people silenced today? Why should they have to muffle their own
discussion? When they are called upon to read, why do they read only the dominant
discourse? Literacy programs generally give people access to a predetermined and
preestablished discourse while silencing their own voices, which should be amplified
in the reinvention of the new society I am dreaming of. The reinvention of power
that passes through the reinvention of production would entail the reinvention of
culture within which environments would be created to incorporate, in a participatory
way, all of those discourses that are presently suffocated by the dominant discourse.
The legitimation of these different discourses would authenticate the plurality of voices in
the reconstruction of a truly democratic society. Then, in this envisioned society the
comprehension of the reading act and the writing act would forcibly change. Present
understanding of literacy would also have to change. By definition, there would be
real respect for those learners who have not yet become familiar with saying the word
to read it. This respect involves the understanding and appreciation of the many
contributions nonreaders make to society in general.
You, Donaldo, told me that you are often shocked to learn that some African peoples, for
example, who fought brilliantly to reappropriate their culture and throw out the
colonizers, are later depreciated by the new leadership because they cannot read the
word. Any people who can courageously break the chains of colonialism can also
easily read the word, provided the word belongs to them. Their new leadership fails to
recognize that in the struggle for liberation these people were involved in an authenic
literacy process by which they learned to read their history, and that they also wrote
during their struggle for liberation. This is a fundamental way to write history without
writing words. It is shocking that even though they were successful in the most
difficult aspect of literacy, to read and write their world, they were belittled in this
much easier aspect, that which involved reading and writing the word. Your question
Literacy 38
highlights the profoundly political aspect of literacy, making me see that what you refer
to as “the language of possibility” has to be based on respect for existing possibilities.
Another point that arises from your question is that of the rights of multiple voices.
Taking Latin America as an example, let’s think about the so-called indigenous
populations. These populations were in place before the white population arrived.
Thus, the white population became involved with an established civilization that also
had its own voice or voices. These popu-lations have the right to the voices that were
silenced by the Hispanic-Portuguese invasion. Any literacy project for these
populations necessarily would have to go through the reading of the word in their
native languages. This literacy cannot require that the reading of the word be done in
the colonizer’s language.
If we foresee a possible revolution in these societies, we have to develop space for the
literacy of possibility to take place. I remember vividly a conversation I had with
Fernando Cardenal and Ernesto Cardenal in Nicaragua in which they both expressed
sentiments similar to those we are now discussing. They spoke extensively about the
Mosquito Indians. They both felt that in any literacy campaign, Mosquito culture had
to be respected totally. Also, they felt that the Mosquitos’ language would have to be
a fundamental element in the literacy process. A literacy program that negates the
plurality of voice and discourse is authoritarian, antidemocratic.
Macedo: Could you elaborate on the ways in which subjectivities are constituted in the
schools? That is, the ways in which schools influence and shape students’ ideologies,
personalities, and needs.
Freire: First, I would say that schools do not really create subjectivity. Subjectivity
functions within schools. Schools can and do repress the development of subjectivity,
as in the case of creativity, for example. A critical pedagogy must not repress students’
creativity (this is true throughout the history of education). Creativity needs to be
stimulated, not only at the level of students’ individuality, but also at the level of their
individuality in a social context. Instead of suffocating this curious impetus, educators
should stimulate risk taking, without which there is no creativity. Instead of reinforcing
the purely mechanical repetitions of phrases and lists, educators should stimulate
students to doubt.
Schools should never impose absolute certainties on students. They should stimulate the
certainty of never being too certain, a method vital to critical pedagogy. Educators
should also stimulate the possibilities of expression, the possibilities of subjectivity.
They should challenge students to discourse about the world. Educators should
never deny the importance of technology, but they ought not to reduce learning to a
technological comprehension of the world.
We can conceive of two positions that are false here. The first would be to simplify or
negate the importance of technology, to associate all technological processes with a
concomitant dehumanizing process. In truth, technology represents human creativity,
the expression of the necessity of risk. On the other hand, one should not fall into a
denial of humanism.
The world is not made up of certainties. Even if it were, we would never know if
something was really certain. The world is made of the tension between the certain
and uncertain. The type of critical pedagogy I am calling for is not easy to attain in a
Rethinking literacy: a dialogue 39
society like that of the United States, one that has historically acquired an extraordinary
advancement in technology and capital production. This extraordinary advancement
has given birth to a series of myths, including the myth of technology and science.
Educators should assume a scientific position that is not scientistic, a technological
position that is not technologic.
Macedo: How can this critical pedagogy fundamentally stimulate the influence of
subjectivity in terms of the development of students’ creativity, curiosity, and needs?
In societies that are technologically advanced it becomes that much more difficult to
avoid falling victim to the myths to which you refer, myths that may discourage the
possible role of students’ subjectivities.
Freire: Yes, but at the same time these societies stimulate the role of individuality, that
is, the individuality within an “individualistic” frame. The individualistic frame, in the
end, also negates subjectivity. This is a curious phenomenon and we need to
understand it dialectically. It could appear that a position that is profoundly
individualistic would end up stimulating and respecting the role of the human agency.
In truth, it denies all dimensions of human agency. Why does the individualistic
position end up working against the real role of human agency? Because the only real
subjectivity is that which confronts its contradictory relationship to objectivity.
And what does the individualistic position advocate? It dichotomizes the individual from
the social. Generally, this cannot be accomplished, since it is not viable to do so.
Nevertheless, the individualistic ideology ends up negating social interests or it
subsumes social interests within individualistic interests.
The comprehension of the social is always determined by the comprehension of the
individual. In this sense, the individualistic position works against the comprehension
of the real role of human agency. Human agency makes sense and flourishes only
when subjectivity is understood in its dialectical, contradictory, dynamic relationship
with objectivity, from which it derives.
This leads to an enormous problem for critical pedagogy in technologically advanced
societies. One method the critical educator can try is what you and I are doing right
now, using discussion as an attempt to challenge each other so that we can understand
the relationship between subjectivity and objectivity, so that we can in the final
analysis understand the enormous and undeniable role of science and technology, and
also so that we can understand the risk taking inherent in a humanized life. This type
of discourse is one method a critical educator could use to demystify a whole network
of mythology: the myth that one should not waste time, for instance. What does
wasting time mean? Does one avoid wasting time only in order to make money? Or
does it mean one cannot waste time making money? What is it to waste time and what
is it to make time? In the end, the work of an educator in a critical and radical
perspective is the work of unveiling the deep dimensions of reality that are hidden in
these myths.
Macedo: You often mention the role of subject that should be assumed by students. Your
preoccupation leads us to Giroux’s treatment of what he calls “human agency.” What
do you think about the role of human agency in the dominant society regarding the
complex relationship between literacy campaigns in particular and education in
general?
Literacy 40
Freire: This is one of the central themes of a radical pedagogy. It is a theme that has been
accompanying the history of thought and dividing the various positions vis-à-vis the
answers given. For me, this theme is another profound issue for the end of the century.
Your question brings to mind a statement by Marx. When he referred to the making of
history he said that man makes history based on the concrete conditions that he finds.
Evidently, it is not from the legitimate dream that a dominated class, for example, has
to liberate itself. It is from concrete conditions, or more accurately, from the
relationship between the concrete and the possible.
A generation inherits concrete conditions in a given society. It is from this concrete,
historical situation that a generation finds it is possible to continue the continuity of
history. However, the present generation has to elaborate and work on the
transformation of the present concrete conditions, because without such effort it is
impossible to make the future. If the present conditions are only fundamental, the
present does not envelop the future within it.
For this reason the present is always a time of possibility (as Giroux has said so
eloquently in his introduction to The Politics of Education). I think Giroux
understands this perfectly when he asserts that outside the present it is impossible to
make history. That is, the making of history has to take into consideration the present
that came from a particular past, the base lines of this present which demarcate the
making of history. When Giroux says that the present is a present possibility, not
determinism, he is situating human agency in a key way, because in the relationship
between the subjectivity of the present and the objectivity of the present, there is the
undeniable role of subjectivity.
If subjectivity were always the result of historical transformations, objectivity would,
ironically, then become the subject of the transforming subjectivity. To the extent that
Giroux says that this present is a present of possibility, he is raising the issue of the
role of human agency, and this is important in any critical, radical pedagogy.
Macedo: Following Giroux’s discussion of public spheres’ expansion of opportunities for
cultivating democratic principles, to what extent do you think such areas as labor
unions, the church, and social movements can be expected to play a rolé compatible
with the goals of a critical pedagogy?
Freire: An educator who does not develop himself, who does not consider Giroux’s
reflections and exigencies, is out of touch with his times. In Brazil I have stressed
Giroux’s perspective, using a terminology that is apparently somewhat different. For
example, I have insisted that a radical and critical education has to focus on what is
taking place today inside various social movements and labor unions. Feminist
movements, peace movements, and other such movements that express resistance
generate in their practices a pedagogy of resistance. They show us that it is impossible
to think of education as strictly reduced to the school environment. One cannot always
deny the possibility of the schools, but we have to recognize that historically there are
times when the school environment provides more or fewer opportunities.
I would say that in twenty years of military rule in Brazil there were times when there
were severe repercussions if one rejected the dominant ideology. There were times
when the schools were totally closed to any form of critical pedagogy. The period
during the 1970s when most of the Latin American countries (for example, Uruguay,
Rethinking literacy: a dialogue 41
Chile, Argentina) experienced military dictatorships coincided with the emergence of
Parisian theories of reproduction derived from the work of Pierre Bourdieu.2 These
theories led a number of Latin American educators to refine the possibilities of using
the school environment to promote an education of resistance.
In the past four years or so, with both social and political changes in Latin America—the
attempt to redemocratize Brazil, for example, or the struggle for liberation in
Nicaragua—there has been a certain confidence in reestablishing the use of
institutional space for experimenting with the development of a critical pedagogy.
I think, though, that even today, in an era when using the schools is possible, in order to
counter the introduction of dominant ideologies, it is necessary to recognize that
public environments are extremely important for pedagogical production of political
and social resistance. Within this landscape of spheres of resistance, educators who
seek transformation now have choices. Some may choose to work in public
environments outside the schools. Others may prefer to work in their specialized
fields in the schools.
I do not deny either approach. The ideal would be to establish and appreciate the
relationship between these two approaches: the more traditional, structured, and
systematized education that takes place in the schools versus the more dynamic, free,
and contradictory (though more creative) approach within social movements. A point
I developed extensively in the book I did with António Faundes3 is that educators’
comprehension of what is taking place today in these social movements and spheres
of public action is most vital for critical pedagogy. Political organizations that fail to
learn from the agents of these public movements will also fail to achieve historical
and political resonance.
I totally agree with Giroux’s view relative to the roles of public movements in the
promotion of democratic principles. Giroux’s critical appreciation of these
movements centers on seeing them as agencies of discussion. It is within these public
spheres, in fact, that antihegemonic movements have been generated. For me, the
basic problem for educators and political people who dream of change lies in how to
apprehend the struggle, in the sense of generating a new hegemony evolving from the
manifestations and experiences within these movements.
The task of a critical educator is to approach the real world of these public spheres and
social agencies, to make a contribution. An educator’s major contribution would be to
appreciate the theoretical elements within these movements’ practices. The critical
educator should make the inherent theory in these practices flourish so that people
can appropriate the theories of their own practice. The role of the educator, then, is
not to arrive at the level of social movements with a priori theories to explicate the
practice taking place, but to discover the theoretical elements rooted in practice.
4
The People Speak Their Word: Literacy in
Action1
Once again I find myself staring at a blank sheet of paper on which I am now attempting
to write my thoughts about the processes of adult literacy. That I have explored this
subject again and again has not in any way diminished the enthusiasm that overwhelmed
me when I first began addressing it. One can never be finished with an idea as vital as
adult literacy. I can think and rethink about how adults become literate and still be struck
by new issues to reflect upon, even though I may not always have new things to say. I do
not reflect on the purely abstract concepts of literacy, those divorced from the practice
that informs them. Rather, I think about literacy in terms of the practice in which I am
involved.
My thoughts in this chapter are on adult literacy in the context of the republic of Sāo
Tomé and Príncipe where, since 1976, my wife, Elza, and I have tried to contribute to
adult education. But before discussing some of the central issues concerning adult
literacy in Sáo Tomé and Príncipe, I would like to offer some observations on my role as
a consultant to this country’s government. Both Elza and I feel that a consultant is not a
neutral, uncommitted person who coldly responds in a technical manner to any requests.
On the contrary, we believe that a consultant’s role is political and, no matter in what
field, his or her practice is also political. From our point of view, it is indispensable to
have an agreement between the consultant and the agency for whom he or she works.
It would be impossible for me, for example, to collaborate even minimally on a literacy
campaign sponsored by a government that does not represent and act on behalf of the
interests of its people. My respect for people’s rights prevents me from allowing my
collaboration to become a disguised “invasion” or imposition. As a prerequisite, I always
make sure that the government and I share common ground. On this common ground,
when identifying political options and, of course, allowing for differences of opinion, my
practice renders me a colleague of the national people, never an agent who applies
impossibly neutral formulae in a technical manner.
I could never be a consultant to a government that, under the guise of prioritizing
learners’ acquisition of reading and writing techniques, would require me (or simply
suggest to me) to dichotomize reading the text from reading the context. A government
for which the reading of the concrete world and the unveiling of the world are not the
natural rights of the people reduces reading to a purely mechanical level.
The people speak their word: literacy in action 43
It is precisely in this dynamic relationship between the reading of the word and the
reading of reality that Elza and I found ourselves on common ground with the
government of Sāo Tomé and Príncipe. In fact, this relationship acts as a central focus of
my reflections in this chapter.
All the efforts in Sāo Tomé and Príncipe involved in the practice of adult literacy, as
well as postliteracy, are oriented toward this relationship. The Popular Culture Notebooks
that are being used by learners as basic texts, whether in the initial stages of literacy or in
postliteracy, are not impregnated with manipulative discourses.
“Popular Culture Notebooks” is the generic name given to a series of books and
primers. The first primer, for instance, is comprised of two parts. The second part is an
introduction to the postliteracy phase. As a reinforcement to the first primer, there is an
exercise book labeled “Practice to Learn.”
The Second Popular Culture Notebook, with which one begins or learns how to begin
the postliteracy phase, is written in accessible, but not simplistic, language. It treats
various themes linked to the nation’s present historical moment.
These texts attempt to address learners’ critical curiosity and prevent readers from
confronting the text in a mechanical way. (Some examples will be given in Part II of this
chapter.) The language in these texts is not reduced to slogans; it is challenging. The text
is designed to meet the objective of the literacy campaign, namely, for the people to
participate effectively as subjects in the reconstruction of their nation.
Accordingly, these texts could not be neutral. In truth, the opposite of manipulation is
learners’ critical, democratic participation in the act of knowing that they are also
subjects. The opposite of manipulation, in brief, is people’s critical and creative
participation in the process of reinventing their society, as in the case of Sāo Tomé and
Príncipe, a nation that recently freed itself from the colonial yoke to which it was
subjected for centuries.
Conscious participation in the reconstruction of society takes place in most diverse
sectors and at different levels of national life. It necessarily requires a critical
comprehension of the nation’s revolutionary transition. This critical comprehension is
generated by participatory practice that actually reflects upon itself. In this sense, through
generative words and themes, literacy, as well as postliteracy, cannot fail to propose to
learners a critical reflection of the concrete contexts of national reality, a process that
requires reflection on the present moment of reconstruction, along with challenges and
difficulties to be overcome.
It is necessary, in fact, for adult literacy and postliteracy to be at the service of the
nation’s reconstruction and contribute to the people so that by taking more and more
history into their own hands, they can shape their history. To shape history is to be
present in it, not merely represented in it. Poor are those people, for example, who
passively accept, without the least concern, a notice that reads: “It was decreed that on
Tuesdays we begin to say good night starting at 2:00 P.M.” This would be the act of a
people who are represented but not present in history.
The more consciously people make their history, the more they clearly understand the
difficulties in the permanent process of their liberation, difficulties that they have to
confront in economic, social, and cultural domains.
To the extent that national reconstruction is the continuation of the armed struggle and
Literacy 44
past efforts to gain independence, people must assume the task of remaking their society,
remaking themselves in the process. Without assuming this greater task as well as the
task of remaking themselves, the people will gradually stop participating in the making of
their history. This greater task thus constitutes a historical challenge of the present
transitional period to the people of Sāo Tomé and Príncipe and to the revolutionary
leadership, as well. Thus, literacy and postliteracy cannot remain alien to the popular
mobilization in real participatory terms. Mobilization is eminently political and
pedagogical, the prime means to respond to this historical challenge. And as such,
mobilization furnishes the true developmental information; it cannot be replaced by
domesticating slogans focused on miniscule problems.
Adult literacy is an expression of the national reconstruction in progress. It is a
political and knowing act committed in the process of learning to read and write the word
and “to read” and “to write” reality. Postliteracy is an in-depth continuation of the same
knowing act initiated by literacy. On the other hand, literacy and postliteracy constitute
practices that stimulate reconstruction.
When an adult literacy campaign evolves around the syllabification of “ba-be-bi-bo-
bu” instead of discussing the national reality with all its difficulties, and instead of raising
the issue of the people’s political participation in the reinvention of their society, it
creates false discourses. (And this has happened in many literacy campaigns throughout
the world.) It would merely represent the people of Sāo Tomé and Príncipe in their
history. On the contrary, what is taking place in Sāo Tomé and Príncipe is the unveiling
of reality. The educational approach to which the government has committed itself
unmasks the truth; it does not hide the truth to benefit the ruling class.
The basic themes of this literacy campaign are:
● comprehension of the work process and the productive act in its complexity;
● ways to organize and to develop production;
● the need for technical training (which is not reduced to a narrow, alienating
specialization);
● comprehension of culture and its role, not only in the process of liberation, but also in
national reconstruction;
● problems of cultural identity, whose defense should not mean the ingenuous rejection
of other cultures’ contributions.
All of these are fundamental themes to which the majority of words in literacy training
refer.
These themes are to be debated, whenever possible, as the introduction of an initial
literacy phase; and they are to be introduced more problematically in the texts of the
Popular Culture Notebooks of postliteracy.
As I gradually fill the empty pages of this chapter; I think back to Sāo Tomé and
picture myself visiting the Cultural Circles in rural and urban areas, always accompanied
by my friends, the coordinators of the adult literacy campaign. During these visits, along
with some failures, we discovered the most positive aspects of participants’ political and
pedagogical practices, that is the groups’ intellectual development, their capacity to read
texts and to comprehend reality. One time we visited a Cultural Circle in a small fishing
community called Monte Mario. They had as a generative word the term bonito
The people speak their word: literacy in action 45
(beautiful), the name of a fish, and as a codification they had an expressive design of the
little town with its vegetation, typical houses, fishing boats in the sea, and a fisherman
holding a bonito. The learners were looking at this codification in silence. All at once,
four of them stood up, as if they had agreed to do so beforehand, and walked over to the
wall where the codification was hanging. They stared at the codification closely. Then
they went to the window and looked outside. They looked at each other as though they
were surprised, and looking again at the codification, they said: “This is Monte Mario.
Monte Mario is like this and we didn’t know it.” Through the codification these
participants could achieve some distance from their world and they began to recognize it.
It was as if they were emerging from their world to know it better. In the Cultural Circle
later that afternoon they had a different experience. They broke through their strict
intimacy with Monte Mario and, as observing subjects, put themselves face to face with
the small world of their existence.
In these Cultural Circles (the context that I sometimes refer to as theoretical), the
attitude of a curious and critical subject is a fundamental point of departure for the
literacy process. Reality in the process of transformation and the exercise of this critical
activity in the analysis of social practice make it possible for learners to penetrate more
deeply into the act of knowing in the postliteracy phase and to assume a more curious
attitude toward their own way of life. This critical attitude is characterized by one who is
always questioning one’s own experience, as well as the reasoning behind this
experience.
In the literacy phase, what is attempted is not a profound comprehension of reality
under analysis, but the development of a curious attitude to stimulate learners’ critical
capacity as subjects of knowledge who are challenged by the object to be known. What is
important is the systematic experience of this relationship between the subject who
searches and the object to be known. This relationship does not exist when learners are
regarded as patients of the practice, mere recipients of educators’ words. In this case,
learners do not say their own words.
Obviously not everything is rosy in the development of a project such as this. This is
especially so in a small country that has only recently gained its independence. Its people
and leadership have had to confront enormous difficulties, for instance, price fluctuations
on the international market for cocoa, its principal commodity. Nor is it easy to overcome
the negative legacy of centuries of colonialism, characterized by the lack of trained
personnel to carry out the tasks required in national reconstruction.
The lack of trained personnel and material resources, naturally. enough reflected in
adult literacy, were obstacles not only in planning but also in the implementation of the
literacy program. It was for this reason, then, that the former minister of education, Maria
Amorim, opted for a modest yet realistic program, a program to be implemented over
four years, with the hope of eradicating illiteracy in Sāo Tomé and Príncipe while the
people learned to say their word.
II
Several times in Part I of this chapter I said that the materials developed for both the
Literacy 46
literacy and postliteracy phases should be challenging and not patronizing. To show how
this was done in Sāo Tomé and in Príncipe, parts of the Exercise Workbook “Practice to
Learn,” of the literacy phase, and some texts of the Second Popular Culture Notebook, of
the postliteracy stage, will be excerpted here.2
The first stage of “Practice to Learn” is comprised of two codifications (photographs):
the first, a photo of one of the beautiful coves of Sāo Tomé, with a group of young people
swimming; the second, a photo of a rural area, with a group of youths working. Next to
the picture of the youths swimming is written: “It is by swimming that one learns to
swim.” Next to the picture of the youths working is written: “It is by working that one
learns to work.” And at the bottom of the page: “By practicing, we learn to practice
better.”
The first page of the Exercise Workbook (which is used when those becoming literate
are already capable of reading short sentences) offers the educator and those being
educated a reflection on the importance of practice in gaining knowledge. Reinforced
here is the fundamental idea that one has knowledge to the extent that one reacts by
participating in a practice that is social.
The second page of the Workbook reinforces the importance of practice. It reads:
Let’s read:
People
Health
Matabala*
Radio
Let’s write:
The blank space that follows this passage is for the use of those becoming literate. To
take advantage of the manner in which the Workbook was conceived, the educator must
challenge those becoming educated to write what they want and what they can with the
suggested words.
On page 7, in a little longer text, one returns to the question of practice:
Antonio, Maria, Pedro, and Fatima know how to read and write.
They learned to read by practicing reading.
They learned to write by practicing writing.
And by practicing one learns.
Let’s write:
Let’s read:
School
Plantation*
Land
To plant
Product
Before Independence, the majority of our People did not have schools. The
farms, with their lands for planting, belonged to the colonizers. The product of
our work was theirs, too. Since Independence, everything is different. We have
more schools for our children and the People began to study.
Let’s write:
Still considering the oral nature of the culture in the state in which it is found, it is
suggested to the facilitators that, not only in relation to this text but to all texts, they do a
reading aloud first, slowly, which should be followed along silently by those becoming
literate. Next, the learners should proceed in their silent reading for a certain time, after
which they will begin to read aloud, one by one. Whatever the text may be, once the
reading is finished, a discussion about it is indispensable.
In an effort to continue challenging those becoming literate to read critically and to
write, at the same time that one proceeds to stimulate their oral expression, the following
exercise is proposed to them on page 12:
*A unit of production; for example, a cocoa plantation. Before independence there were altogether
some seventy-five farms whose owners generally lived in Lisbon. The independent government’s
first action was to nationalize the farms.
Literacy 48
If one studies the Exercise Workbook one notices how the challenge to the critical
perception of those becoming literate gradually grows, page by page, along with the
invitation for them to experience writing. If, however, the written word is foreign or
almost foreign at a given moment of a culture, it is not such an easy task to introduce
written language before or simultaneously to the infrastructural transformations that, in
time, would come to demand it. At times, nevertheless, teaching written language is
nondeferrable.
After some exercises that introduce the verbs to be and to have in the present indicative
tense, but without any definition of what a verb is and any theoretical consideration
relevant to their moods and tenses and personal inflections, one arrives at page 17, and
one more challenge to the critical abilities of those becoming literate:
On pages 20 and 21 there are texts that exemplify the use of personal subject and object
pronouns without making any allusion to grammatical principles. Page 20 reads:
* Opposite page 16 is written: “No one is ignorant of everything. No one knows everything.”
The people speak their word: literacy in action 49
Let’s read.
I worry about our country. Carlos gave a book to Maria and another one to
me. Two days later, Carlos came to the farm to speak with me.
Page 21 reads:
Let’s read.
We become independent at the cost of many sacrifices. With unity, discipline,
and work we are consolidating our independence. We repel those who are
against us and we gather together those who demonstrate their solidarity with
us.
You, the colonialists, you were wrong to think that your power of
exploitation was eternal. For you, it was impossible to believe that the weak,
exploited masses would become a force in the struggle against your power.
You took with you almost everything that was ours, but you couldn’t take
with you our determined will to be free.
Maria, Julieta, Jorge, and Carlos—they struggled to increase production.
They always bring with them the certainty of victory.
On page 22 appears one of the many popular stories that, in cultures whose memory is
Literacy 50
still predominantly oral, pass from generation to generation and have an unquestionable
pedagogical role. Part of the theoretical dimension of education in these cultures is
realized through those stories, in which the use of metaphor is one of the riches of the
popular language.
Popular education cannot be foreign to these stories, which reflect not only the
dominant ideology but, mixed in with it, aspects of people’s world views. In truth these
visions of the world are not a pure reproduction of that ideology. After reading the story
on page 22, in which one recognizes, in written form, what one already knew through
oral expression, a challenge is posed on page 23 to those becoming literate, so that they
may write the following text, as well:
You, comrade, can now do more than you did before. You can now write short
stories. But before writing, think first about its practice. Think about the work
next to the other comrades. Think about how they work the land, how they sow
and how they harvest. Think about the instruments that they use on the farms or
in the factories.
If you, comrade, fish, think about the hours that you spend on the sea, on
navigable waters, far from the beach, far from the lands of cultivation. Think
about the stories of the fishermen. Think about the stories that you heard about
the days of your grandparents. Afterward, try to write just as you speak. When
you write the first story, you will see that you can write the second, the third,
etc.
It is by practicing that one learns.
Let’s practice.
Let’s write your First Story.
On the following page it is suggested that those becoming literate write popular stories
that will eventually fill whole anthologies. Look at the text:
If you, comrades, write many stories, one day we will create a great book with
stories told by our People. Stories that tell of our past, of the struggle of our
People, of our resistance to the colonizer. Stories that tell of our traditions, our
dances, music, parties. Stories that tell of the struggle today, of the national
reconstruction. Stories that are pieces of our History..
You, comrades, have come to the end of this Exercise Workbook. And you have
also come to the end of the First Popular Culture Notebook.
By practicing reading and writing, you, comrades, learned to read and write at
the same time that you discussed matters of interest to our People. You did not
learn to read by memorizing by heart “ba-be-bi-bo-bu,” by simply repeating “ta-
te-ti-to-tu.”
While you learned to read and write, you, comrades, discussed the national
reconstruction, production, health, unity, discipline, and the work of our People
in the national reconstruction. You conversed about the MLSTP, about its role
The people speak their word: literacy in action 51
in the vanguard of the People.
Now, together again, we are going to take a step forward in the search to
know more, without ever forgetting that it is by practicing that one learns. Let’s
know better what we already know and know other things that we still do not
know. All of us know something. All of us are ignorant of something. For this
reason, we are always learning.
The search to know more continues in the struggle that continues.
Victory is ours.
Let us now see the
Second Popular Culture Notebook
Our People
Our Land
Texts to read and discuss
(Introduction to Grammar)
Before beginning the analysis, or more precisely the transcription of texts of this
Notebook with commentary, it seems important to point out how practice altered the
plans that we had in relation to the Exercise Workbook and the Second Popular Culture
Notebook. While the former had been conceived as an aid to the person becoming literate,
reinforcing the First Notebook in the literacy phase, the Second Notebook was thought of
as the basic book of the first stage of postliteracy. In time it was perceived that this last
role would fall to the Exercise Workbook, while the Second Notebook would come to be
used on a more advanced level of postliteracy, along with the other Notebooks referred to
at the bottom of page 4.3 The Second Notebook begins with the following:
Introduction
With the First Popular Culture Notebook and the Exercise Workbook you
learned to read in the practice of reading. You learned to write in the practice of
writing. You practiced reading and writing at the same time that you also
practiced discussing matters of interest to our People.
For us, it did not make sense to teach our People only b-a=ba. When we learn
to read and write, it is also important to learn to think correctly. To think
correctly we should think about our practice in work. We should think about our
daily lives.
When we learn to read and write, it is important to try to better understand
what colonial exploitation was, what our independence means, to better
understand our struggle to create a fair society, without exploiters or exploited, a
society of workers.
To learn to read to write is not to memorize “mouthfuls” of words in order to
repeat them afterward.
With this Second Popular Culture Notebook you are going to be able to
reinforce what you already know and to increase your knowledge, which is
necessary for the struggle for national reconstruction. For this reason, you
should try hard and work with discipline.
If you don’t know the meaning of a word you find in the text, consult the
Literacy 52
vocabulary at the end of this Notebook. If the word you are looking for is not
there, ask a comrade or talk to a cultural facilitator, who is your comrade, too.
The words with which the vocabulary is introduced are words of challenge, and not of
accommodation:
In this vocabulary you will find the meaning of some words and groups of words
that appear in the different texts of this Notebook. It is an aid that can serve you
in your effort to comprehend the texts, which were written to be studied and not
simply to be read, as if they were only “reading lessons.” The vocabulary alone
does not resolve your difficulties. You have to work to understand the
vocabulary.
It is not by chance that the first theme dealt with in the Second Popular Culture Notebook
is the act of studying. It is presented in two parts, as is the case with the majority of the
themes, though some are discussed in three parts. It seemed necessary to begin this
Notebook by provoking a debate on the act of studying, whose meaning could be learned
from the relating of a simple story.
The preoccupation of this text with the act of studying seems obvious; for example,
combating the ideological, though not always explicit, belief that one only studies in
school. School may be considered, from this point of view, the matrix of knowledge.
Outside of academia there is no knowledge, or the knowledge that exists is believed to be
inferior, to have nothing to do with the rigorous knowledge of the intellectual. In truth,
how-ever, this disdained knowledge, “knowledge made from experience,” has to be the
point of departure in any popular educational effort oriented toward the creation of a more
rigorous knowledge on the part of the people. While an expression of the dominant
ideology, this myth about academia deeply influences the people, sometimes provoking
disdain for themselves due to their feeling that they have little or no “reading.”4
It becomes necessary, then, to emphasize practical activity in concrete reality (activity
that never lacks a technical intellectual dimension,5 however simple it may be) as a
generator of knowledge. The act of studying social as well as individual character
functions independently of its subjects’ awareness of it. Basically, the act of studying, a
curious act of the subject facing the world, is an expression of a form of existing. Since
human beings are social, historical beings, they are doers, they are transformers, they not
only know, but they know that they know.
It is also necessary to point out that this curiosity about the object or fact under
observation, while demanding an understanding of the object (which should not be
described only according to its appearance), leads us to search for the reason for the
existence of the object or fact.
Another preoccupation that one finds in this text on the act of studying, one that is
present throughout the Notebook, is the reference to the people’s right to know better
what they already know. This is to facilitate their practice (to bring about a more rigorous
understanding of the facts partially learned and explained), so that they can know what
they still don’t know. In this process, one counts on the ability of the popular masses to
do, to think, to know, and to create. One does not particularly deal with delivering or
transferring to the people more rigorous explanations of the facts, as though these facts
were finalized, rigid, and ready to be digested. One is concerned with stimulating and
challenging them.
As Antonio Gramsci commented:
One is persuaded that a truth is fertile only when an effort has been made to
Literacy 54
conquer it. That it does not exist in itself and for itself, but results from a
conquest of the spirit. Similarly, in each individual it is necessary to reproduce
that state of anxiety that the studious person has crossed before reaching [a
truth]. This representation is much more educational than the schematic
exposition of this same knowledge to the hearer of efforts, errors, and gradual
dexterity through which men have passed to reach actual knowledge. Teaching,
developed in this way, becomes an act of liberation.6
The next theme dealt with in the Second Popular Culture Notebook is:
National Reconstruction: I
The national reconstruction is the effort in which our People are engaged to
create a new society. A society of workers. But, notice, if we said that we have
to create a new society it is because it does not happen by accident. For this
reason, the national reconstruction is a struggle that continues.
To produce more on the farms and in the factories, to work more in the public
services, and to struggle for the national reconstruction; no one in Sāo Tomé and
Príncipe has the right to fold his arms and expect others to do things for him.
Without production on the farms and in the factories, without work dedicated to
public service, we will not create the new society.
National Reconstruction: II
We saw, in the previous text, that to produce more on the farms, in the
factories, and to work more in the public services is to struggle for national
reconstruction. We also saw that, for us, national reconstruction means the
creation of a new society, without exploited or exploiters. A society of workers.
For this reason, the national reconstruction demands of us:
Unity
Discipline
Work
Vigilance
● Unity of all, having the same objective in sight: the creation of a new society.
● Discipline in action, in work, in study, in daily life. Conscious discipline,
without which nothing is done, nothing created. Discipline in unity, without
which work is lost.
● Work. Work on the farms. Work in the factories. Work in public service.
Work in schools.
● Vigilance, much vigilance, against the internal and external enemies, who will
do anything they can to deter our struggle for the creation of the new society.
This text, as simple as it was, posed the problem of the na-tional reconstruction and
played with the words unity, discipline, work, and vigilance. Obviously, the theme of the
national reconstruction or the reinvention of the society of Sāo Tomé is imposed by its
present state. The game played with the words unity, discipline, work, and vigilance,
The people speak their word: literacy in action 55
which appear in a great number of slogans, was introduced to present them in a dynamic
text preserving or recovering their most profound meaning (threatened by the uncritical
character of clichés).
Clearly, it has been my intention in the second part of this chapter to excerpt those
texts of the Second Popular Culture Notebook that are in consonance with the points I
made in the first part. Here is one more such text:
An important point upon which to constantly reflect in discussing the struggle for
liberation and national reconstruction is that the people are the subjects of their history
too. Their political presence and their voice in the process of reconstruction are what I
made reference to in the first part of this chapter.
*PAIGC stands for African Party for the Independence of Guinea and Cape Verde. (The attempt at
unity between Guinea and Cape Verde, suggested by the name of the party, ended in November
1980 with the political change that came to Guinea-Bissau.) MPLA stands for Movement for the
The people speak their word: literacy in action 57
Liberation of Angola. FRELIMO stands for Liberation Front of Mozambique.
A new society, a new man, a new woman, all these were—and continue to be—
expressions incorporated into the language of revolutionary transition. It seemed, and
continues to seem, important to call attention to the fact that the generation of the new
society—like that of the new man and the new woman—does not result from a
mechanical act. The new society is delivered through birth; it does not appear by decree
or automatically.
And birth, which is a process, is always more difficult than it seems.
In the next text it is again stated that there is no ignorance that is absolute, and that the
people have the right to know better what they already know and to know what they still
do not know.
Practice Teaches Us
We cannot deny that practice teaches us. We cannot deny that we know many
things because of practice. We cannot deny, for example, that we know if it is
going to rain when we look at the sky and see the clouds are a certain color. We
even know if it will be light rain or a storm.
From the time we were young we learned to understand the world that
surrounds us. Thus, even before learning to read and write words and sentences,
we are already “reading,” well or poorly, the world that surrounds us. But the
knowledge we gain from practice is not enough. We could make another
Notebook dealing with the matters that you, comrades, have suggested to us.
To study is a revolutionary duty!
The following text again discusses the nonmechanic nature of the social transformation.
The two texts that follow deal with the problem of culture and cultural identity, themes of
the highest importance, especially in a society that is still somewhat colonial.
*A dish made with palm oil. It can be prepared with chicken, fish, or beef.
The people speak their word: literacy in action 61
close the doors to the positive influences of foreign cultures. It will be open to
the culture of all the other populations, but will always preserve our national
character.”
For this reason, we need to produce, we need to create and re-create. We need to study
without becoming dispirited. We need to develop a science and a technique. We cannot
stop at the first obstacle that we meet.
The preoccupation with a critical form of thinking is again manifested in the following
two texts.
Thinking Correctly: I
Our principal objective in writing the texts of this Notebook is to challenge you,
comrades, to think correctly. What do we mean by challenging you to think
correctly? To challenge is a verb that means not only to call to battle, but also to
pose a problem, that is, to question, stimulate, provoke.8
Just as in literacy efforts it does not interest us to teach the People “b-a=ba,”
it also does not interest us, in post literacy, to give the People sentences and
texts to read without understanding them. The national reconstruction demands
from all of us conscious participation, at any level of the national
reconstruction, demands action and thought, practice and theory. There is no
practice without theory, no theory without practice.
To think correctly means to try to discover and understand what is found to
be hidden away in things and in facts that we observe and analyze. To discover,
for example, that it is not “being poorly regarded” that makes little Pedro sad,
but rather that he has worms.
Therefore, we will bring happiness to little Pedro not through incantations,
but through medical guidance.
Return, now, to the previous texts of your Notebook. At home, when you
have some free time, read one and then another. Think hard about each line,
about each statement, and try to understand better what you have read.
To Think Correctly: II
To think correctly, to discover the reason for the existence of facts, and to
make the knowledge that practice gives us more profound are not the privileges
of a few, but a right that the People have in a revolutionary society. Our
Government, in agreement with the political orientation of our Movement, is
trying to attend to this right of our People. In addition to reorientation of the
way of producing and the stimulus to production, our Government is worried
about the systematic education of the People.
Now try to do an exercise, attempting to think correctly. Write on a piece of
paper how you see this problem: “Can the education of children and adults, after
the Independence of our country, be equal to the education that we had before
Independence?”
If you think that it can be the same, say why.
Literacy 62
If you think that it cannot be, say why.
If, for you, the present education should be different from the education that
we had before Independence, point out some aspects of this difference.
Before offering any more excerpts from the Notebook, let’s consider one or two points in
the field of study of the language specifically, and of language in general.
In the Notebook, the introduction to grammar does not go beyond an analysis of the so-
called grammatical categories. The introduction is never, however, done in a formal or
mechanical way. On the contrary, it is always dynamic.
One need of the participants of the circles of postliteracy is to be able to read
documents of the Movement, official documents of the Government, and the newspaper
Revolution. One of our solutions has been to introduce the use of the relative pronoun que
(that or which). This pronoun is used in sentences very common in popular discourse,
though it is sometimes abused. The more these sentences distance the subject from its
verb, the more difficult it is to understand the discourse. In truth, popular groups don’t
speak. In view of this, one should equip the popular groups so they have command of this
form of language, which reveals another structure of thinking that is not their own.
On page 51 of the Notebook it says:
Among other types of pronouns, we are now going to learn one more, a very important
one. But we are going to become familiar with it through examples.
The book that I bought is good.
Observe: before the word that, we have the word book.
Book, as you know, is a masculine, singular, common noun.
If you now substitute the word that for which, you will see that the meaning of the
thought is the same. It doesn’t matter whether you say the book that I bought is good or
the book which I bought is good.
Another example:
The farm that I visited is beautiful.
In this example, before the word that we have the word farm.
Farm, as you know, is a common, feminine, singular noun. If you now substitute the
word that, which comes after farm, with which, you will see that the meaning of the
thought is the same. It doesn’t matter whether you say “The farm that I visited is
beautiful” or “The farm which I visited is beautiful.”
Pay attention: each time the word that can be substituted by the masculine, feminine,
masculine plural, or feminine plural form of which, the word that is a pronoun.
Other examples:
The text that I read is good.
I understood the pages that you wrote.
The farm that produces more is this one.
Planning of Practice
We already saw that there is no practice without evaluation. But practice
demands its planning, too. To plan practice means to have a clear idea of the
objectives we want to reach with it. It means to have a knowledge of the
conditions in which we are going to act, of the instruments and of the means
that are available to us. To plan practice also means to know whom we can
count on to carry it out. To plan means to foresee deadlines, the different
moments of action that should be evaluated continuously. We can plan for the
short term, the middle term, and the long term. Sometimes evaluation teaches us
that, even if the objectives that we had were correct, the means that we chose
were not the best. Sometimes we also perceive that, through the practice of
evaluation, the deadlines that we had determined did not correspond to our real
The people speak their word: literacy in action 65
possibilities.
All the activities of our country need to be planned and executed better.
What would become of our economy if we were not prepared to harvest the
cocoa when it was ready? The cocoa beans would perish and it would be a
disaster for everyone. It is important that our People understand the need to
evaluate their practice and the need to participate in the plans for national
reconstruction.
With the following text, which closes the Notebook, I can also conclude this chapter.
Comrade,
You have come to the end of the Second Popular Culture Notebook. We hope
that you have enjoyed the experience it offered to you. We hope you enjoyed the
experience of increasing the knowledge that you already had through your
practice, even before you began to read and write; the experience of
consolidating and making more profound, as a part of a group, the knowledge
that you obtained in the first phase of your studies, as well as the knowledge of
gaining further knowledge. We hope you enjoyed the experience of discussing
in a more organized manner a great number and variety of themes, starting with
the reading of texts. But above all, we hope that you have perceived that our
revolutionary task could not be that of simply giving information. Our
revolutionary task demands that we not only inform correctly but also educate.
One does not really become educated if one does not assume responsibilities in
the act of becoming educated. Our People will not become educated through
passivity, but through action, and always in unity with thought. Thus our
preoccupation with challenging you, comrades, to think, to analyze reality. This
is the orientation that characterizes all the Popular Culture Notebooks that you,
comrades, are getting to know, and that you will come to know.
5
Literacy in Guinea-Bissau Revisited
Macedo: Why did you become interested and, later, involved in the illiteracy problem in
Guinea-Bissau?
Freire: Let me begin by saying that even before my interest in the literacy campaign in
Guinea-Bissau, I was extremely interested in the struggle for liberation of the African
people in general. With great curiosity and even greater happiness, I closely followed
the struggle of liberation in Mozambique, Angola, Cape Verde, Sāo Tomé and
Príncipe, and Guinea-Bissau, keeping in mind the distinct nature of these struggles.
The differences in these struggles were conditioned obviously by the different
historical and geographical contexts. Even before the independence of Guinea-Bissau,
then, I already had an attachment—both political and affective to that country and its
heroic people.
It was precisely these cultural, political, and affective links with Africa that fueled my
interest in the literacy campaign in Guinea-Bissau. As a man from northeastern
Brazil, I was somewhat culturally tied to Africa, particularly to those countries that
were unfortunate enough to be colonized by Portugal, as was Brazil.
In 1970 or 1971, I made my first trip to Africa, to Tanzania and Zambia. After my arrival
in Zambia, while I was waiting at the airport for a domestic flight to take me to my
final destination, where I was to work with an educational team, I was paged and
asked to report to the information counter. There I was met by a North American
couple who represented MPLA (the Popular Movement for the Liberation of Angola),
a group that included Lara, an important political figure not only in Angola but also
throughout all of Africa.
The North American couple came with a proposal from the leaders of the MPLA, asking
me if I would change my flight so I could spend a day meeting with some
representatives of the MPLA who were most interested in talking to me. I
immediately accepted. I looked forward to meeting with a group whose work for the
freedom of their people I had admired and closely followed. We went to the North
Americans’ house where Lara, along with five more MPLA militants, was waiting.
Lara greeted me by saying: “Comrade Paulo Freire, if you knew my country as well as
we know your work, you would know Angola extremely well!” We talked most of
the afternoon about the ongoing struggle (at that time the fight for liberation in
Angola was experiencing some setbacks) and, most important, we discussed at great
length the role of literacy work in the struggle for liberation. We also discussed the
literacy difficulties in Mozambique and Guinea-Bissau.
(Incidentally, the World Council of Churches, where I worked, had lent strong support to
many African liberation movements even before my participation. I was not the one
who initiated the involvement of the World Council with these movements. What I
Literacy 68
did was try to reinforce the already existing relationships.)
In addition to political and military concerns of the moment, Lara and I analyzed the
nature of the new educational process taking place during the struggle, particularly in
the areas that were being liberated. We discussed the practice of the struggle as a
pedagogical praxis. At night, after supper, the MPLA members showed me
documentary films about the liberation struggle and the pedagogical experience
taking place during the struggle. This encounter with African liberation leaders
preceded my in-volvement, and that of the team of educators I worked with, in
Guinea-Bissau. In certain respects, it prepared me for what would later become our
educational contribution to both Guinea-Bissau and Angola.
After Zambia, I went to Tanzania. I witnessed many of the same things there as in
Zambia. At the University of Tanzania I was approached by a Tanzanian who was
deeply involved with FRELIMO (the Liberation Front of Mozambique). He asked me
if I would accept an invitation to meet with representatives of FRELIMO in Dar Es
Salaam. I accepted. Among those present was the widow of Mondlame, the
assassinated leader of FRELIMO. The present minister of education of Mozambique
was also there. As in Zambia with the MPLA, we had conversations about education,
its role and processes during the struggle for liberation.
I was then invited to visit the training camp that the president of Tanzania had set up for
the FRELIMO fighters. Intensive training was preparing literacy teachers, who would
later go into Mozambique to work in the literacy campaigns under way at the same
time as the war for liberation. An important highlight of this training was the
emphasis on not dichotomizing the struggles for freedom and literacy. In the training
camp I met with educational leaders, including many Europeans committed to the
Liberation struggle who were there to help.
I was happy to see that what was important for the European and African youths was the
ideological strength informing the struggle to restore self-respect and dignity, which
had been usurped by a cruel and vicious colonial machinery. It was dear to me that
these European youths were on the side of the popular masses from Mozambique,
who were fighting for their freedom. During that meeting we discussed the techniques
and literacy methods they were using.
Then, in January 1975, while in Geneva, I received a long letter from Jose Maria Nunes
Pereira, a Brazilian professor from the Catholic University of Rio de Janeiro, who
was then serving as coordinator of African and Asian Studies at Candido Mendes
University, also in Rio de Janeiro. Professor Pereira wrote that as coordinator of
Africa and Asian Studies, he had recently returned from Guinea-Bissau, where he had
had a long meeting with the minister of education, Mario Cabral, and with the pres-
ident of Guinea-Bissau, Luis Cabral, brother of Amilcar Cabral, the founder of
PAIGC. In his letter, Pereira stressed that both the president and minister of education
had urged him to ask me if I would accept an invitation to coordinate a team of
educators in the literacy campaign in Guinea-Bissau. This campaign focused on adult
literacy, but it also included other areas of education. If I was interested, I was to
contact Mario Cabral.
After I received Pereira’s letter, I organized a meeting at my house with other members
of IDAC (Institute for Cultural Action) to discuss the letter and the possibility of
Literacy in Guinea-Bissau revisited 69
establishing a collaborative program with Guinea-Bissau. Everybody from IDAC showed
great interest in helping the Guinea-Bissau program. The next day I also discussed the
invitation with the World Council of Churches. My intentions were to devise a plan in
which the World Council and IDAC would work together, studying and planning
ways to best contribute and meet the challenges of eradicating illiteracy in Guinea-
Bissau. Both IDAC and the World Council accepted my proposal, and that January I
wrote Mario Cabral. The first few lines of that letter mentioned that I received a letter
from someone who had been in Guinea-Bissau. Why did I not mention Professor
Pereira’s name in this letter? At the time, Brazil had in place an extremely repressive
political machine. My own exile taught me to be careful about citing names because
under the Brazilian dictatorship, I might endanger people’s positions, or even their
lives.
Continuing, I wrote: “The individual who wrote me from Brazil has discussed with you
and the president the possibility of organizing a team of educators in which I would
contribute to the adult literacy program already in place in Guinea-Bissau. He further
suggested that I write you to begin a conversation on how to get started.”
In April 1975, two and a half months after I wrote Mario Cabral, he answered my letter.
That April I wrote him a second letter, which begins:
“Dear Comrade Mario Cabral: I just received your letter, in which you confirm the
government’s interest in our collaboration. I do not think it necessary to expand on
our satisfaction in receiving this confirmation, satisfaction not only on the part of
members of IDAC but also of the World Council of Churches.”
In this second letter I proposed some guidelines, including the possibility of sending
someone to Geneva to begin discussion on the general educational situation of
Guinea-Bissau. We had proposed that Mario Cabral come to Geneva. I realize now
that he was probably too busy to accept our invitation.
Macedo: Did you and your team of educators support your own educational activities in
Guinea-Bissau?
Paulo: In responding to this question, I can put to rest some small-minded criticism some
have harbored against me. Some have said I offered huge grants to Guinea-Bissau and
bought my way through Guinea-Bissau. In other words, Guinea-Bissau was not really
interested in our contribution to the literacy campaign, but could not refuse the money.
This type of criticism not only offends those of us who genuinely wanted to contribute
to the reconstruction of the educational system, but also those comrades who fought
heroically in the jungles of Guinea-Bissau to defeat the colonialists. It would be
unlikely that they would fight for twelve years only to sell their interests so easily in
the face of some small offer of financial support that we could have made. But let us
put this type of criticism aside and try to answer your question.
As I said earlier, the World Council of Churches played an important role in the
movements for liberation in Africa. The World Council never ceased to give
assistance to those liberation movements, even in difficult times during their
struggles. The World Council also saw to it that the contributions it gave during these
struggles would continue during the reconstruction of the new societies after
independence from colonial powers. It was certainly not inappropriate that the World
Council raised about $500,000 to assist the literacy campaign in Nicaragua, for
Literacy 70
instance. I was part of a team of educators who took part in this campaign in Nicaragua.
But the World Council did not limit its assistance to Nicaragua and Guinea-Bissau. It also
offered a tremendous amount of help in Angola, Mozambique, and other countries.
So when the department where I worked at the World Council had the opportunity to
contribute to Guinea-Bissau, and made a commitment to provide technical assistance,
it also accepted the financial commitment that went along with it. That is, even
though the department had little money, it paid my salary while I was in Guinea-
Bissau, as if I had been in Geneva. The same procedure applied with respect to my
trips to Angola, Sāo Tomé, and Cape Verde. But the CCPD, a sector of the World
Council that dealt with educational and developmental programs, had the financial
means to support certain educational projects and programs in the Third World. The
CCPD was interested in the project in Guinea-Bissau, and IDAC presented a proposal
seeking financial support from CCPD.
When I first went to Guinea-Bissau, my travel expenses were paid by the World Council.
The rest of the team that accompanied me was financed by CCPD. After I received
Pereira’s letter, I wrote Mario Cabral in Guinea-Bissau saying that I would accept his
invitation to put together a team of educators to work there in adult literacy, but that
the government did not have to pay the travel expenses, salaries, and other costs that
the group would incur. Given the economic conditions of the recently independent
Guinea-Bissau, we knew this would have been impossible. By agreeing to provide
technical assistance to the literacy campaign, we wanted to try, as much as we could,
not to burden financially an already economically depressed country. So it was
arranged that the IDAC team going to Guinea-Bissau would continue to be funded by
other organizations.
IDAC received a small grant to cover the expenses of an exploratory trip to Guinea-
Bissau. When we returned, I talked a great deal about the work we conducted there.
The introduction to Letters to Guinea-Bissau is a methodological narration of our
work during this trip. As you can see, the objectives of the literacy program were
developed in Guinea-Bissau, not in Geneva, and they were developed largely by
Guineans. Once this program had been developed, we obtained more financial
assistance so we could continue to avoid burdening the government of Guinea-Bissau.
(Incidentally, I was given the same sort of financial assistance when I went to
Nicaragua. The Nicaraguan government did not pay for my trip. The same kind of
arrangements were made for my trips to Angola and to Sāo Tomé and Príncipe.)
Macedo: You mentioned that the literacy project in which you, along with other members
of IDAC, contributed by providing technical assistance was fully developed in Guinea-
Bissau and not in Geneva. However, you have been criticized for trying to to
implement a plan that was idealistic and populist, that ignored important political,
economic, cultural, and linguistic factors that shaped the reality of Guinea-Bissau. Did
you and your team from IDAC fully discuss and evaluate the reality of the Guinea-
Bissau society before executing your plan?
Freire: I find this criticism scientifically inconsistent. In what way could the IDAC team
and I have developed a populist literacy project in Guinea-Bissau? What is the
meaning of a political style that is called “populist?” Political analysts say that a
populist style necessarily requires the emergence of the popular masses who begin to
Literacy in Guinea-Bissau revisited 71
want, at the very least, to have a different position in the social and political history of
their society. It is as if the oppressed suddenly begin to discover the possibility of
deviating from the complacent state in which they find themselves; they begin to see
the possibility of taking different risks. Symbolically, one could say that before, in
their immersion, the risks were preponderantly stagnant. Before, there were risks that
only involved survival in the face of exploitation. In certain ways, the subordinate role
of the oppressed was perceived as a result of climatic difficulties (for example, there is
no rain; therefore we don’t have any work or anything to eat) and not as calculated
exploitation by the dominant class. During the emergence of oppressed people, they
begin to take risks—the risk to say the word; the social, historical, and political risks
involved in protesting. There are no clear reasons for this that emerge; maybe it is
because of changes in the productive forces of society, because of a situation
exacerbated by local members of the dominant class.
These people emerge by taking new and different risks—the risk to be arrested on the
street, to go to jail. But there is also the counterrisk: the possibility of being heard.
This provokes a response by means of a political style often called populism. Thus,
we can say that the populist style of politics is more of an answer than a cause. It is
not the populist style that provokes the rising up of oppressed people. It is the rising
up of the people that makes politicians change their tactics to remain in power.
What happens then? This new style is given a name: populism. When the oppressed rise
and the dominant classes need to defend themselves (to respond defensively to the
rising up of the people while maintaining their power), the leadership that was called
populist assumes an ambiguity that is manifested in the relationship between the
emerging masses and the dominant classes. On the one hand, to continue to be
populist, the leadership needs the support of the people on the street. On the other
hand, it needs to establish limits in relation to the action of these people so that there
is no rupture in the bourgeois style of politics and society in general. These limits are
designed to prevent the transformation of society, so that the oppressed do not turn
into revolutionaries. Thus, the dominant classes create obstacles to prevent the
subordinate classes from transcending their class and gaining class consciousness.
What is the nature of this ambiguity? By limiting the demanding presence of the people,
whereby people take to the streets and protest in the parks, the populist leadership
cannot stop the people from learning how to use the streets and the parks to voice
their demands. The populist leadership can limit its response to the demands of the
people. But if it prohibits the people from assembling on the streets, the leadership
stops being populist and becomes an overtly repressive regime. To the extent that it
only limits its response to certain demands of the people (for example, by allowing
demonstrations in designated areas only), it allows the continuance of public
demonstrations, which will lead inevitably to an even greater process of discovery
whereby the oppressed learn how to make demands. The people end up thriving and
assuming their own demands. Thus, the populism that manipulates contradicts itself
by stimulating democracy.
There is a point at which political leadership maintains itself by oscillating between
manipulation and democratic experience. There is also a point at which the leadership
can lean more toward the people. One dimension of its ambiguity has this leadership
Literacy 72
taking one step to the left and one to the right, with one foot atop the oppressed masses,
the other atop the bourgeoisie. When this leadership begins to step with both feet on
the masses, there are two possibilities. First, the society can fall into a prerevolution,
the so-called populist leadership denouncing populism and entering into its own
revolutionary process. Second, the right wing steps in with a coup and installs a rigid,
military regime.
From a scientific point of view, which populist characteristics can one find in our
involvement in Guinea-Bissau? Which populist aspects are there in our proposals in
Guinea-Bissau for the reform of education in general, and adult literacy in particular?
We were in contact with a political leadership that had spent years fighting the
Portuguese colonialists in the jungles, without traces of populism.
What is the populist dimension of the letters I wrote to the educators of Guinea-Bissau?
In the third and fourth letters, for example, where I examine the very serious aspects
of dealing with the meaning of a socialist, revolutionary education, or where I discuss
the relationship between education and production and the problem of the autonomy
of the working class, where is the populist character in these published documents?
My impression is that some people probably read the works of a famous Brazilian
educator who criticizes me by characterizing me as a populist. Should I be
characterized as such for making a contribution to my country under a populist
regime?
Today in Brazil, for example, we have begun a historical new phase in political life. Even
though I belong to a political party that did not participate in the development of this
new government, as a Brazilian I sincerely hope that these democratic moves
continue and the system undergoes the necessary transformations to benefit the
working class. But no one would claim that Brazil’s government is a revolutionary
regime. Many of the educators criticizing me as populist are now making their
contributions to Brazil’s government. It would be interesting to see in ten or twenty
years if students working on their theses, for example, would consider these educators
populists even though they are contributing to a government that is far from
revolutionary.
One is not necessarily populist because one makes certain contributions to a regime that
is regarded as populist. Yet what I find even stranger is the claim that the proposals
that I made to Guinea-Bissau in conjunction with the team from IDAC were
populist. It would be just as ridiculous to characterize as populist my discussion with
educators in Angola. There are people who even claim that I did nothing more than
transplant my Brazilian experience to Guinea-Bissau. This is absolutely false.
I have also been accused of being indifferent to various ethnic groups in Guinea-Bissau.
This is also ridiculous. Why would I reject the idea of learning more? By analyzing
and studying the cultural and linguistic diversity in Guinea-Bissau, I was in a better
position to comprehend the educational needs of Guinea-Bissau. What I could not do
in Guinea-Bissau is overstep the political limitations of the moment. As a foreigner, I
could not impose my proposals on the reality of Guinea-Bissau and on the needs as
perceived by political leaders. For example, the linguistic question was one of the
boundaries that I could not step over, although I fully and emphatically discussed
with the educators my concerns about carrying out the literacy campaign in the
Literacy in Guinea-Bissau revisited 73
language of the colonialists. However, the leadership found it politically advantageous to
adopt the Portuguese language as the main vehicle in the literacy campaign.
Macedo: As an admirer of Amilcar Cabral, you could not ignore his detailed analysis of
the cultural and linguistic character of Guinea-Bissau. Cabral himself showed great
concern with respect to the probable difficulties during the postindependence period
with the national unification process, given so many diverse ethnic groups.
Freire: Exactly. Amilcar Cabral was a thinker who put his thinking into practice. He was
a thinker whom I read over and again and always get new perspectives from.
One of my dreams, which went unfulfilled, was to conduct a thorough analysis of
Amilcar Cabral’s work. I even have a title for the book that I wanted to write:
Amilcar Cabral: The Pedagogue of the Revolution. In this book I would have drawn a
clear distinction between “revolutionary pedagogue” and “pedagogue of the
revolution.” We have some revolutionary pedagogues; but we don’t have many
pedagogues of the revolution. Amilcar is one of them.
To accomplish this dream, however, I would have had to stay in Guinea-Bissau for at
least six to eight months and also go to other African countries. I had neither the
finances nor the time to carry out such an ambitious task. I would not ask the
government of Guinea-Bissau to pay for my project, in view of the tremendous
financial difficulties this new country faced in the reconstruction of its society after
independence. I was also reluctant to ask the World Council of Churches to finance
my project.
I did some preliminary work, such as conducting interviews with important political
leaders who worked closely with Cabral. I interviewed the PAIGC leadership in
Guinea-Bissau, for example. I said in one interview with the political director of the
time that the project could not be carried out by an intellectual who considers himself
objective and free to say whatever he or she wants. My idea was not to go into
Guinea-Bissau to carry out research and later write a book in which I say what I
might want to say under the rubric of so-called “academic autonomy” or “scientific
objectivity.” I am a militant intellectual. As such, I wanted to do a serious and
rigorous study about Cabral as a pedagogue of the revolution.
But first I would have had to get to know how the party, which was founded by Cabral,
and which fought courageously to expel the colonizers, viewed my plan. There were
conditions I wanted to establish. If the project had gone forward, before I published
the work I would have submitted the manuscript for review by the party. I would not
have published the book without the party’s approval.
Perhaps the leadership could have responded to my conditions by asking me why I was
such an obedient intellectual. I would have said that I am not an “obedient”
intellectual. For example, if PAIGC had told me that some of the things I stated were
not in the interest of political reform, I would probably have fought with the party to
defend my position. But I would also have appreciated the reasons that led the party
to conclude that my statements were undermining their goals.
Only after this process would I have submitted the final draft for publication. All the
royalties would have gone to political causes that would further advance the
humanitarian and social justice that led to both the creation of the party in the first
place and the subsequent revolution.
Literacy 74
Unfortunately, I was not able to complete this study. I conducted approximately ten
interviews, the first one with the minister of education, Mario Cabral. I also
interviewed militant youth groups organized during the struggle for liberation. But
because of time difficulties and other factors, I decided not to continue with the
project. I was thinking of conducting about 300 interviews. Just the work involved in
these interviews, the transcriptions of the tapes, the selection and editing of the
transcriptions, would have taken years to complete. I could have done the
transcription and editing in Europe, but the interviews would have had to be done in
Africa, mainly in Guinea-Bissau.
Talking to you about this stalled project highlights how I behaved with respect to the
principles of the revolution. I respected the cultural and political autonomy of the
people of Guinea-Bissau. I accept it as a fact when people say that I am incompetent
in many areas. However, I never tried to succeed by means of criticizing other
people’s incompetence. That is, by criticizing some people, this criticism could give
me visibility and intellectual prestige.
In fact, I do not care about prestige. My major preoccupation is to work honestly and
seriously toward the development of a better and just society, as I have done in
Guinea-Bissau. If people read Letters to Guinea-Bissau they will see my commitment
to the educational transformation in that country.
In the book that “talked” with my Chilean friend I made the following observation. In
Brazil during the 1950s I defended the position that learners, no matter what level,
should allow themselves to experiment with becoming subjects of the act of knowing,
which education implies. Now I ask, how could I have done the contrary in Guinea-
Bissau? Moreover, in the revolutionary context I must insist that learners become
subjects, subjects of the reinvention of their country.
Where is this poor Brazilian educator’s populism, an educator who insisted during his
meetings with Guinean educators that the people should march and assume their
country’s history? Have you ever heard a populist talk about the rights of learners to
become subjects and assume their history? Ask Fernando Cardenal and Ernesto
Cardenal if my work and suggestions for Nicaragua were of a populist nature. These
criticisms reveal how superficially my critics have approached my writing. Their
brand of ideology prevents them from understanding or wanting to understand the
pedagogical proposals I have advanced.
Macedo: How would you confront the process of emancipation through literacy in a
society characterized by difficulties rooted in the presence of multiple discourses? This
problem becomes infinitely more complex when the society is characterized by many
competing languages, such as in Guinea-Bissau.
Freire: We first have to deal with the relationship between literacy and emancipation.
The concept of literacy here should be taken as transcending its etymological content.
Literacy cannot be reduced to experiences that are only a little creative, that treat the
foundations of letters and words as a purely mechanical domain.
In answering your question I will try to go beyond this rigid comprehension of literacy
and begin to understand literacy as the relationship of learners to the world, mediated
by the transforming practice of this world taking place in the very general social
milieu in which learners travel, and also mediated by the oral discourse concerning
Literacy in Guinea-Bissau revisited 75
this transforming practice. This understanding of literacy takes me to a notion of a
comprehensive literacy that is necessarily political.
Even in this global sense, literacy by itself should never be understood as the triggering
of social emancipation of the subordinated classes. Literacy leads to and participates
in a series of triggering mechanisms that need to be activated for the indispensable
transformation of a society whose unjust reality destroys the majority of people.
Literacy in this global sense takes place in societies where oppressed classes assume
their own history. The most recent case of this type of literacy is in Nicaragua.
Interestingly, the nature of this process is different from that of emancipation. Literacy in
the case of Nicaragua started to take place as soon as the people took their history into
their own hands. Taking history into your own hands precedes taking up the alphabet.
Anyone who takes history into his or her own hands can easily take up the alphabet.
The process of literacy is much easier than the process of taking history into your
own hands, since this entails the “rewriting” of your society. In Nicaragua the
people rewrote their society before reading the word.
Further, it is interesting to observe that in cultural history the human being, or, more
accurately, the animal that becomes human and the human being who is the result of
this previous transformation, first changes the world and much later becomes capable
of talking about the world that he or she has transformed. A much longer time elapses
before he or she is able to write about the talk generated from this transformation.
Literacy must be seen and understood in this global sense. Since the reading of the
word is preceded by the rewriting of society in societies that undergo a revolutionary
process, it is much easier to conduct successful literacy campaigns in these societies.
But all of this discussion is far more general, more political, and more historical than the
literacy process itself. One cannot forget the specific dimension of the linguistic code.
In the case of Nicaragua, the only problematic area of the linguistic code (which has
its own necessarily ideological, social, and political implications) is the situation of
the Mosquito Indians. For the rest, the big problem concerning the Spanish language
is the multiple discourses you talked about. These discourses, in my view, are linked
to the differences among the various social classes and can be appreciated only in
light of class analyses.
The great problem that literacy campaigns face with respect to multiple discourses is
dealing with the process of rewriting society. In principle, this rewriting breaks down
the rigid hierarchical order of social classes and thereby transforms the material
structures of society. Let me reemphasize one point: we should never take literacy as
the triggering of social transformation. Literacy as a global concept is only a part of
the transformative triggering mechanism. There is a difference of quality between a
political crusade and the experience of literacy, even in Brazil today. I recall that in
the world conference in Persepolis organized by UNESCO in 1975—participating
countries included the Soviet Union, the United States, Cuba, North Korea, Vietnam,
Peru, Brazil, and numerous European countries—one of the central themes was the
evaluation of literacy campaigns throughout the world. “The Letter of Persepolis,”
published by UNESCO, states, among other things, that the relative success of
literacy campaigns evaluated by UNESCO depended on their relation to the
revolutionary transformations of the societies in which the literacy campaigns took
Literacy 76
place.
This demonstrates the extraordinary role that the reading of the world and reality play in
the general reinvention of education and the revolutionary society. It also shows that
even in societies with great limitations due to their reactionary stance, for instance,
although one would expect less successful results, a literacy campaign can still
succeed and help other key factors trigger the transformation of this society.
However, it is impossible and inadvisable to forget the linguistic issue.
Now, let’s talk about the great problems that we had to confront in Guinea-Bissau.
Macedo: You can begin, I think, by addressing the linguistic challenges you encountered
in Guinea-Bissau.
Freire: Guinea-Bissau met the first basic condition that makes the success of literacy
campaigns possible: the revolutionary transformation of society. Guinea-Bissau had
completed a long and beautiful struggle for liberation, under the uncontested leadership
of the extraordinary pedagogue Amilcar Cabral. (In Letters to Guinea-Bissau I often
refer to the pedagogical aspect of Cabral’s leadership, the seminars he conducted
during the struggle, not only to evaluate military successes, but also the cultural
struggle.)
In brief, Guinea-Bissau had the political, social, and historical contexts, namely the
struggle on the part of its people to liberate themselves. But Guinea-Bissau did not
meet the second condition, due to its linguistic diversity. Guinea-Bissau has about
thirty different languages and dialects spoken by various ethnic groups. In addition, it
has Creole, which functions as a lingua franca. Creole gives Guinea-Bissau, Cape
Verde, and Sāo Tomé an enormous advantage over Angola and Mozambique, for
example.
Creole, a linguistic creation that combines African languages and Portuguese, developed
gradually in Guinea-Bissau. Creole is to Portuguese what Portuguese, Spanish,
French, and Italian are to Latin: a descendent. Creole is as beautiful and rich and
viable as Portuguese. No linguistic expression or language is born ready-made. For
example, there is no need for Portuguese, Germans, and Spaniards to be ashamed of
using a word like estress (stress), which is directly borrowed from English. I do not
know any other possible word for stress in Portuguese. The development of the
productive forces of technology and science have a great deal to do with linguistic
development as well. We have to accept [or stress] hundreds of such words, know-
how for instance.
We see Brazilian products made in Brazil that say, in English, “Made in Brazil.” This
commonplace wording internationalizes communication. I am not ashamed of using
such terms. Thus, should Creole speakers be ashamed if they borrow certain terms
from the Portuguese language to address the technological development of their
society?
You cannot establish by decree the inviability of such development. And this is, more or
less, what I said to the commission on education. At the peril of being misinterpreted
by the president’s security guard, I put my hands on Luis Cabral’s head and said,
“Mr.President, I understand why you get headaches when you speak Portuguese for a
long time. The fact is, your mental structure is not Portuguese, even though you speak
Portuguese very well. Your thinking structure, which deals with the way you talk and
Literacy in Guinea-Bissau revisited 77
express yourself, is not Portuguese.”
There was a Guinean newspaper, No Pintcha, that at that time customarily printed one of
Amilcar Cabral’s texts in every issue. No Pintcha played an important role in
disseminating Cabral’s ideas. By an odd coincidence, the day following my speech
No Pintcha printed the only Amilcar Cabral speech with which I disagree. In it he
said that the most beautiful gift the Portuguese left Guineans was the Portuguese
language. (Cabral’s statement should be interpreted in the context of the struggle for
liberation. In fact, I learned later that there were political reasons for Cabral’s
statement. Cabral was trying to use Portuguese as a unifying force to calm the friction
between the competing linguistic and ethnic groups in Guinea-Bissau.) I read
Cabral’s text as a direct message to me: “My comrade Paulo Freire, we like you very
much, but don’t butt into this business of language in our country. Amilcar Cabral
himself said that Portuguese was a beautiful gift from the colonizers.”
Notwithstanding this message, I continued to fight, along with the members of IDAC,
about the role of Portuguese in the literacy campaign. An IDAC colleague, Marcos
Arruda, fought intensely over the language issue. We finally were able to bring to
Guinea-Bissau two linguists (one Belgian, the other African, also financed by IDAC)
to discuss and evaluate the linguistic dilemma in Guinea-Bissau. Both were from the
Language Institute of Dakar. The Belgian was a specialist in Creole languages; the
African a specialist in African languages. At the same time I contacted a Brazilian
linguist who taught in Leon and was a specialist in Creole languages. (He was
working on a dictionary and grammar of Creole in Guinea-Bissau.) He never came to
Guinea-Bissau, but we discussed at great length the issues of language in Guinea-
Bissau.
We proposed to Mario Cabral a seminar in Guinea-Bissau that would include the five
African countries liberated from Portuguese colonialism. The purpose of this seminar
would be to discuss the politics of language planning and literacy training in their
respective countries. We wanted to see a general discussion about the politics of
culture, within which you find the politics of language.
It was at this seminar that I became absolutely convinced that Portuguese could never be
a viable language in the literacy campaign. I then wrote a letter to Mario Cabral (see
Appendix) in which I reiterated the impossibility of continuing to do literacy work in
Portuguese. In this letter I also analyzed the consequences of insisting upon using
Portuguese as the only vehicle of education. One consequence, for instance, is that
while Portuguese would function as the official language, it would have to assume the
role of the national languages as well.
Why? To the extent that you expect a language given official status to become the
mediating force in the education of youth, you are understandably asking this
language to assume the role of national language. It would be inconceivable to expect
Brazil, for example, to adopt Spanish as the only language of education if Brazil were
to undergo a revolutionary process, Cuban-style, or in another example that might
better serve the interest of the Brazilian bourgeoisie, to implement English as the sole
language of instruction and business.
In my letter to Mario Cabral I said that the exclusive use of Portuguese in education
would result in a strange experience characterized by Portuguese as a superstructure
Literacy 78
that would trigger an exacerbation of class divisions, and this in a society that was
supposed to be re-creating itself by breaking down social classes.
To continue to use Portuguese in Guinea-Bissau as the mediating force in the education
of youth and to continue the practice of selecting students on the basis of their
knowledge of spoken and written Portuguese would guarantee that only the children
of the elite would be able to advance educationally, thus reproducing an elite,
dominant class. The people of Guinea-Bissau would again find themselves locked out
of the educational system and higher economic and political echelons. For these
reasons I made proposals for an alternative to using Portuguese as the language of
instruction.
Macedo: Why didn’t you include in Letters to Guinea-Bissau the letter you wrote to
Mario Cabral in 1977, in which you raised these concerns about the role of Portuguese
in the literacy campaign?
Freire: I did not include this letter for political reasons, among other things. I knew that
in Guinea-Bissau, as well as in Cape Verde, the question of the Portuguese language in
education was not only a problem, but also was not discussed openly. I was familiar
with the high level of ideology regarding the issue of language. This was easy to
understand, given that the Portuguese colonizers spent centuries convincing the people
of Guinea-Bissau that their languages were ugly and that Portuguese was more
cultivated.
The colonizers spent centuries trying to impose their language. They did this by decree,
giving the impression that the national languages were naturally inferior, that they
were only tribal dialects. Creole was also viewed as a mixed and corrupted jargon,
and thus could not be considered a natural language. This profile was established by
colonizers (only those in power can profile others) and forced upon the people of
Guinea-Bissau; and it was never rejected, even during the war for liberation. Many
leaders of Guinea-Bissau were still influenced by these myths while being
linguistically assimilated and colonized.
One of my great struggles in these ex-Portuguese colonies was to affirm the viability of
the national languages. I am reminded of a radio debate I had in Sāo Tomé in which
the minister of education stated that the language of education in Sāo Tomé had to be
the Portuguese of Camōes.* I remember responding to him by saying that even in
Lisbon today one cannot teach the Portuguese of Camōes, much less in Sāo Tomé,
where the majority of people do not even speak or understand Portuguese.
To a certain extent, I respected the divisions among these excolonies regarding language
planning because I am not an imperialist. But I never missed an opportunity to let
them know my real concerns about the role of Portuguese in education.
*An illustratious Portuguese poet (1524–1580) and the author of the Portuguese masterpiece Os
Lusíadas.
Literacy in Guinea-Bissau revisited 79
I did not publish the letter I had written to Mario Cabral because, as I have said, I felt the
timing was not appropriate with respect to greater political concerns. I remember that
in the last conversation I had with President Luis Cabral before he was ousted, he
said: “Comrade Paulo, I can understand the controversy among ourselves concerning
the language issue.” I said that I understand the negative reactions of many of the
leaders regarding national languages, but that it is necessary to have courage. It is
necessary, in fact, to tell the world that you are not going to do to your own people
what even the Portuguese colonizers could not do. That is, you should not attempt to
eradicate the national languages and impose Portuguese. You need to take a stand and
abandon the notion of teaching the Portuguese alphabet, so to speak.
I could not have said these things in public at that time. Today I can say them.
Macedo: Are you sorry for not having taken a public position on the linguistic issue in
Guinea-Bissau?
Freire: No, because often there are reasons of a political character that require silence
from the intellectual, even if this silence is sometimes misinterpreted. I assumed this
silence and today I have broken it because I believe now is the time to talk about these
issues. With or without Paulo Freire it was impossible in Guinea-Bissau to conduct a
literary campaign in a language that
was not part of the social practice of the people. My method did not fail, as has
been claimed. Nor did it fail in Cape Verde or São Tomé. In Sāo Tomé and Cape
Verde there is a history of bilingualism. And even though bilingualism was less
prevalent in Cape Verde than in Sāo Tomé, it was still possible to learn some
Portuguese with or without my help.
This issue should be analyzed in terms of whether it is linguistically viable to conduct
literacy campaigns in Portuguese in any of these countries. My method is secondary
to this analysis. If it is not viable to do so, my method or any other method will
certainly fail. The letter to Mario Cabral (included in the Appendix) analyzes the
viability of the Portuguese language, as well as the political and cultural
consequences if a linguistic colonialization were to continue in this newly liberated
nation.
Macedo: One problem some evaluators have in considering your work is that they ask
technocratic questions, ignoring the political, cultural, and ideological dimensions of
both your theories and practices. It could be that they overemphasize the mechanical
acquisition of reading while they fail to assess the development of a critical attitude on
the part of learners, that is, the extent to which learners in literacy campaigns become
aware of their civic and political responsibilities. For example, to what extent do
learners acquire an analytical attitude toward authority in their own daily existence?
One should not apply quantitative means and methods to measure results that by their
nature are qualitative. Can you comment more specifically on this evaluation problem?
Freire: First, in any evaluation of our involvement and contribution, the question to be
asked should not be whether twenty, thirty, a hundred, a thousand, or more people
mechanically learned how to spell in the Portuguese language. On the contrary, such an
evaluation has to consider the extent to which we are also learned in the process of our
involvement. For instance, one learns how difficult it is to remake a society, whether
through revolution or otherwise; one cannot remake, reinvent, or reconstruct a society
Literacy 80
by means of a mechanical act. The reinvention of a society is a political act taking place
in history. It is thus important to inquire into the difficulties of the reinvention of the
society of Guinea-Bissau. It is also important to ask whether our involvement had any
significance for the political educators of Guinea-Bissau.
Again, in this book I wrote with Faundes where I address some of these questions and
criticisms about my work in Guinea-Bissau, I said that one day I would like to return
to Guinea-Bissau and find the same openness, camaraderie, and political dimensions
as before. I would like to return and talk with Mario Cabral, who received me with
open arms. I would like to talk with all those comrades with whom I worked. I would
ask them if, in our previous meetings and dialogues, some of our concerns had
touched them. I would also ask them if these concerns had any impact on the
reformulation of the educational process in Guinea-Bissau, as I believe this to be an
important part of my evaluation.
Speaking of evaluation, I would again insist that the so-called failure of our work in
Guinea-Bissau was not due to the “Freire method.” This failure clearly demonstrated
the inviability of using Portuguese as the only vehicle of instruction in the literary
campaigns. This is a fundamental point.
The importance of our involvement should be measured against examples such as the one
I used in my letter to Mario Cabral. A Guinean team was conducting an evaluation of
the production work on the collective farm that they had created. One of the
participants said in his native language (which was translated into Portuguese for me):
“Before we did not know that we knew. Now we know that we knew. Because we
today know that we knew, we can know even more.”
This is such a discovery, such an affirmation, that it immediately becomes political and
requires a political posture on the part of this man in the more general process of the
reinvention of his country. This affirmation has to do with a critical theory of
knowledge, resulting from the inviability of spelling in the Portuguese language.
Among other things, this man discovered that he did not know before that he knew,
but that now, for this reason, he discovered that he can know much more. I have
asked myself what could have more value in a general evaluation of society that
begins to find itself struggling against the colonizers.
A rapid and mechanical codification of the Portuguese language certainly could not have
the same weight as the political awareness that was achieved during our debates on
the learning of Portuguese. The mastery of the Portuguese alphabet does not compare
with the political, epistemological comprehension of this man’s presence in the world
as a human being who can now know why he transforms himself. Without negating
the probable need to master Portuguese or, even better, his own language, I cannot
underestimate the significance of the second order of knowledge that this man
acquired.
This is true precisely because there is no pedagogical experience that is not political in
nature. This man’s statements have great importance whether they are evaluated from
a pedagogical or political perspective. To forget or, more manipulatively, to omit this
critical aspect from the evaluation surpasses the limits of “ba-be-bi-bo-bu”; pure
decodification of syllables are meaningless to those who have played a huge role in
the reinvention of their society. The challenging task of reappropriating their culture
Literacy in Guinea-Bissau revisited 81
and history could not be achieved through the language that negated their reality and
attempted to eradicate their own means of communication.
Macedo: Do you think it is possible to conduct a literacy campaign in Portuguese in Cape
Verde, where there is some degree of bilingualism in Portuguese and Creole?
Freire: From the political point of view it is not advisable to do so, for the many reasons
we have already discussed. From the linguistic point of view, unlike Guinea-Bissau,
where teaching in Portuguese is not possible, in Cape Verde it would be less violent to
do so, particularly in urban areas, where the colonialist presence brought about some
exposure to the Portuguese language and capitalist development required people to
learn some Portuguese. I think, however, that Cape Verde should also opt for Creole as
the official national language.
Macedo: We should not lose sight of the danger of reproducing those colonialist values
that were, and still are, inculcated through the use of Portuguese. I believe it is
impossible to re-Africanize the people through the medium that de-Africanized them.
Even if it made sense linguistically (and I feel strongly that it does not), in political
terms, any decision to continue to use Portuguese as the official language and the only
vehicle of instruction in Cape Verde would seriously undermine the political goals set
forth by Amilcar Cabral.
Freire: Then the ideal situation would be to stop literacy in Portuguese, attempt to
accelerate the development of Creole, particularly the standardization of its written
form, and begin gradually to substitute Creole for Portuguese as the language of
instruction. Obviously this could not be done all at once. Just imagine the capital
required to change the entire educational system overnight. Cape Verde would have to
quickly translate into Creole all of the basic texts required by the curriculum. All of the
texts on geography, reading, math, and science would have to be translated. Even
teacher training in Creole would be no small accomplishment. But as in Tanzania, one
could begin slowly to replace Portuguese through a transitional bilingual model in
which Creole would play a greater role in education, while Portuguese would diminish
considerably over time. Creole could be used effectively, for example, in the first ten
years of schooling.
In this way, at some point you could substitute Creole for Portuguese in the early years of
schooling and gradually Creole would be introduced in increasing amounts in all
areas of the curriculum. This is what Tanzania did when they replaced English with
Swahili. I am not sure whether Swahili is used today at the university level in
Tanzania, but my impression is that primary and secondary education is conducted
mostly in Swahili.
In any case, I think instruction in Creole is required, even from the perspective of those
productive forces that may need Portuguese. And, of course, the people of Guinea-
Bissau and Cape Verde can continue to learn Portuguese as a foreign language. But to
take it for granted that Portuguese is the national language and the only vehicle for
education is totally absurd. In Sāo Tomé, where the degree of bilingualism is much
higher than in Cape Verde, it would be somewhat easier. Even in the rural areas of
Sāo Tomé people seem to converse more easily in Portuguese. This could be
attributed to the small size of the island.
Macedo: The issue of language instruction hides myriad problems that have led to the
Literacy 82
creation of a neocolonialist literacy campaign in Cape Verde and Guinea-Bissau under
the guise of eliminating illiteracy. Even if literacy training in Portuguese were totally
viable, we need to raise the crucial question as to what extent, whether successful or
not, the continued use of Portuguese would debase the literacy campaign as well as the
cultural capital of subordinate Cape Verdians. The debate over the viability of
Portuguese as a vehicle for literacy in Cape Verde rests on the technical issue of
whether Cape Verdian Creole is a valid and rule-governed system. I think the question
to be raised has to be infinitely more political. We need to question the resistance to
literacy in Creole supported by claims that Creole lacks a uniform orthography.
Excuses like this are used to justify the present policy of using Portuguese as the only
medium of instruction. We should ask why Cape Verdian Portuguese speakers rely on
the common argument that Portuguese has international status and therefore guarantees
upward mobility for Portuguese-speaking educated Cape Verdians. This position, by
the way, implies the supposed superiority of the Portuguese language.
The sad reality is that while Portuguese may offer access to certain positions of political
and economic power for high echelons of Cape Verdian society, it holds back the
majority of the people, those who fail to learn Portuguese well enough to acquire the
necessary level of literacy for social, political, and economic advancement. In fact, to
continue to use the language of the colonizer as the only medium of instruction is to
continue to provide manipulative strategies that support the maintenance of cultural
domination. Thus, what is hidden in the technical debate concerning Cape Verdian
language instruction is a resistance to re-Africanization, or perhaps a subtle refusal on
the part of assimilated Cape Verdians to “commit class suicide.” If we are to
understand fully the political and ideological factors underlying the language issue,
we must reorient our questions from a technical level to a more political level. Can
you evaluate the political and ideological consequences of teaching only in
Portuguese in Cape Verde?
Freire: This is a political question rooted in ideology. When I was in Cape Verde,
President Aristides Pereira gave an excellent speech in which he said, “We threw the
Portuguese colonialists out of our land and now we need to decolonialize our
mentality.” The decolonialization of mentality is much more difficult to achieve than
the physical expulsion of colonialist. Sometimes the colonizers are thrown out but they
remain culturally, because they have been assimilated into the minds of the people they
leave behind.
This terrible presence haunts the revolutionary process, and, in some cases, it hinders the
movement toward liberation. Language does not remain unaffected. The more this
colonialist presence haunts the assimilated spirits of the colonized people, the more
they will reject their own language. In fact, language is so much a part of culture that
by rejecting it, the reappropriation of one’s culture becomes a revolutionary illusion.
The ex-colonialized in many ways continue to be mentally and culturally colonized. The
colonized people were told either verbally or through message systems inherent in the
colonial structure that they did not possess effective cultural instruments with which
to express themselves. They possessed an ugly dialect, a bastardization of the colonial
language. This language profile imposed by the colonizers eventually convinced the
people that their language was in fact a corrupt and inferior system unworthy of true
Literacy in Guinea-Bissau revisited 83
educational status.
People end up believing that the way they speak is savage. They become ashamed of
speaking their own language, particularly in the presence of the colonialists who
constantly proclaim the beauty and superiority of their own language. The colonizers’
behaviors and tastes, including language, are the models that were imposed by the
colonial structure over centuries of oppression. At some point the ex-colonialized
internalize these myths and feel ashamed.
I remember a story you told me concerning a Cape Verdian who vehemently denied that
he spoke Creole, but at parties constantly sang in Creole. When confronted with the
fact that if he sang Creole so well he must also speak it, he defensively stated that he
only knew how to sing but not speak Creole. Maybe he was not aware of it, but he
was totally assimilated into the cultural value system of the colonialists. He was
convinced that he did not speak his own native language. In fact, he forbade himself
to speak his own language. This process is sometimes unconscious. It is the
colonializers’ ghost whispering in his ears, “Your language is no good…it is savage.”
You are absolutely right in your analysis of the language issues in ex-colonialized
countries. I have always said in my conversations with the people of Guinea-Bissau,
Cape Verde, Sāo Tomé, Angola, and Mozambique that the expression “Portuguese
Africa” is a misnomer. When intellectuals from these countries use the term, I always
tell them that there is no Africa of the Portuguese, nor of the French, nor of the
English. There is an Africa upon which the Portuguese language was imposed at the
expense of the native languages. If viewed from this perspective, the notion of
Portuguese Africa hides the true linguistic issue.
I think we can safely say that in exceptional cases Cape Verdians should study
Portuguese, but only as a second language.
6
The Illiteracy of Literacy in the United States
Macedo: It is ironic that in the United States, a country that prides itself on being the first
and most advanced within the so-called “first world,” over 60 million people are
illiterate or functionally illiterate. According to Jonathon Kozol’s book Illiterate
America (1985), the United States is in forty-ninth place among the 128 countries of
the United Nations in terms of literacy rate. How can a country that considers itself a
model of democracy tolerate an educational system that contributes to such a high level
of illiteracy?
Freire: The first reaction to these data should be one of shock. How can this be possible?
But this would still be a reaction at the affective level. Let us think a bit about this
phenomenon. The first question might be, did this huge sector of the population, the
illiterate or functionally illiterate, ever go to school? In Latin America you have a
number of people who are illiterate because they were socially forbidden to go to
school. And you have another large population of illiterates who went to school. If this
large illiterate sector of the population never went to school, the shock that I mentioned
before is exacerbated by the immense contradiction this implies, given the United
States’ high level of modernization. Further, we have to consider whether illiterates
did go to school and whether they were untouched by the school to the extent that they
remained illiterate (apparently they were not touched, but, actually, they were
touched), and whether they left school or they were left by the school.
I am inclined to think that this large population of illiterates in the United States went to
school and then were expelled from school. How were they expelled? Were they
thrown out by decree because they did not learn how to read and write? I believe that
the school did not operate in this overt a manner.
This brings us to a point that is once again political and ideological in nature. And let us
not forget the question of power, which is always associated with education. Our
speculations should provoke those who are in the school systems to react to the
following notion as absurd, nonrigorous, and purely ideological. The notion is: this
large number of people who do not read or write and who were expelled from school
do not represent a failure of the schooling class; their expulsion reveals the triumph of
the schooling class. In fact, this misreading of responsibility reflects the schools’
hidden curriculum. (Henry Giroux has written brilliantly on this subject, and I urge
readers to consult his work.)
Curriculum in the broadest sense involves not only the programmatic contents of the
school system, but also the scheduling, discipline, and day-to-day tasks required from
students in schools. In this curriculum, then, there is a quality that is hidden and that
gradually incites rebelliousness on the part of children and adolescents. Their
defiance corresponds to the aggressive elements in the curriculum that work against
The illiteracy of literacy in the United States 85
the students and their interests.
School authorities who repress these students might argue that they are only responding
to the students’ aggressiveness. In fact, students are reacting to a curriculum and other
material conditions in schools that negate their histories, cultures, and day-to-day
experiences. School values work counter to the interests of these students and tend to
precipitate their expulsion from school. It is as if the system were put in place to
ensure that these students pass through school and leave it as illiterates.
This type of thinking typifies many well-intentioned educators who are not yet able to
comprehend the internal mechanisms of the dominant ideology that so influences the
school atmosphere. Because of the rebelliousness of children and adolescents who
leave school or who are truants and refuse to engage in the intellectual activity
predetermined by the curriculum, these students end up refusing to comprehend the
word (not their own word, of course, but the word of the curriculum). They thus
remain distant from the practice of reading.
Macedo: Let’s clarify what you refer to as intellectual activity from the dominant point of
view, so as not to preclude other intellectual activities that are generated and sustained
by these students. We should emphasize that these students can, and in fact do, engage
in frequent intellectual activities, but these are activities generated from their own
perspective. That is, they define their own activities.
Freire: It is difficult to understand these issues outside of an analysis of power relations.
Only those who have power, for example, can define what is correct or incorrect. Only
those who have power can decide what constitutes intellectualism. Once the
intellectual parameters are set, those who want to be considered intellectuals must meet
the requirements of the profile dictated by the elite class. To be intellectual one must
do exactly what those with the power to define intellectualism do.
The intellectual activity of those without power is always characterized as
nonintellectual. I think this issue should be underscored, not just as a dimension of
pedagogy, but a dimension of politics, as well. This is difficult to do in a society like
that of the United States, where the political nature of pedagogy is negated
ideologically. It is necessary to negate the political nature of pedagogy to give the
superficial appearance that education serves everyone, thus assuring that it continues
to function in the interest of the dominant class.
This mythical universality of education to better serve humanity leads many to blame the
students themselves for dropping out. It is their decision if they want to remain and
succeed in school.
Once you accept the political dimension of education, it be-comes difficult to accept the
education, it becomes difficult to accept the dominant class’s conclusion: that the
dropouts are to blame. The more you deny the political dimension of education, the
more you assume the moral potential to blame the victims. This is somewhat
paradoxical. The many people who pass through school and come out illiterate
because they resisted and refused to read the dominant word are representative of
self-affirmation. This self-affirmation is, from another point of view, a process of
literacy in the normal, global sense of the term. That is, the refusal to read the word
chosen by the teacher is the realization on the part of the student that he or she is
making a decision not to accept what is perceived as violating his or her world.
Literacy 86
In the end, what you have is a separation between teacher and students along class lines.
Even though we recognize that it is very difficult to do an analysis of class in a
complex society like that of the United States, we cannot deny that class division
exists.
Macedo: In general, educators in the United States deemphasize the issue of social class
as it pertains to education. In fact, most of the studies concerning the unacceptable
number of illiterates in the school system treat the problem from a technocratic
perspective. And the remedies proposed tend to be technocratic as well. Although
some educators may describe a possible correlation between the high dropout rate and
the low socioeconomic background of students, this correlation remains at a level of
description. More often than not, U.S. educators in general and literacy experts in
particular fail to establish political and ideological linkages in their analyses that could
illuminate the reproductive nature of schools in this society. For example, conservative
educators such as Secretary of Education William Bennett call for a back-to-basics
approach as they blindly embrace competency-based curricula. Although the rigidity of
the competency-based approach may benefit the white- and upperclass students, I
doubt that it will remedy the illiteracy problem that plagues the majority of subordinate
groups in the United States. Panaceas such as more student-contact hours for reading
and math and a better salary base for teachers will perpetuate those ideological
elements that negate students’ life experiences. As a result, students react by refusing
to read what the curriculum has decided they should read.
There is no guarantee that more of the same approach, which fundamentally lacks equity
and sensitivity for the culture of the subordinate groups, will diminish the resistance
of students as they refuse to read the “chosen” word. When curriculum designers
ignore important variables such as social-class differences, when they ignore the
incorporation of the subordinate cultures’ values in the curriculum, and when they
refuse to accept and legitimize the students’ language, their actions point to the
inflexibility, insensitivity, and rigidity of a curriculum that was designed to benefit
those who wrote it.
By giving teachers token salary increases, one is paternalistically placating the majority
of teachers, who find themselves in an increasingly powerless position as they
confront a reductionist system that aims to further de-skill them. These approaches
and their related proposals tend to overlook the material conditions with which
teachers struggle in their attempt to survive the overwhelming task of teaching
material that is politically and ideologically at odds with the subordinate students’
reality.
These approaches and proposals fail to examine the lack of time teachers have to perform
a task that, by its very nature, should involve thinking and reflection. Moreover, the
intellectual dimension of teaching is never celebrated by a system whose main
objective is to further de-skill teachers and reduce them to mere technical agents who
are destined to walk unreflectively through a labyrinth of procedures. So my question
is, do you think that these educators are aware that their proposals will exacerbate the
equity gap that is already victimizing a great number of “minority” students?
Freire: Let’s first clarify the term “minority.”
Macedo: I use the term in the U.S. context. I am also aware that it is contradictory in
The illiteracy of literacy in the United States 87
nature.
Freire: Exactly. Do you see how ideologically impregnated the term “minority” is?
When you use “minority” in the U.S. con-text to refer to the majority of people who
are not part of the dominant class, you alter its semantic value. When you refer to
“minority” you are in fact talking about the “majority” who find themselves outside the
sphere of political and economic dominance.
Macedo: If Kozol is correct, the 60 million illiterates and functional illiterates that he
documents in Illiterate America do not constitute a minority class. These 60 million
should not be added to other sizable groups who learn how to read but who are still not
part of dominant political and economic spheres.
Freire: In reality, as with many other words, the semantic alteration of the term
“minority” serves to hide the many myths that are part of the mechanism sustaining
cultural dominance.
Macedo: Let us move on to our second question. I think it is of paramount importance to
analyze how subordinate cultures are produced in the classroom. We need to
understand the antagonistic relationships between subordinate cultures and the
dominant values of the curriculum. Take, for example, the resistance to speaking the
required standard dialect of the curriculum. The dominant curriculum is designed
primarily to reproduce the inequality of social classes, while it mostly benefits the
interests of an elite minority. How can North American progressive educators
capitalize on the antagonistic cultural elements produced in subordinate students’ acts
of resistance, and how can educators launch a literacy campaign that would enable
students to comprehend their world so they can later read it? That is, is it possible to
use students’ rebelliousness as a platform from which they can transcend the
mechanistic nature of literacy imposed on them by a curriculum that demands only the
mechanical codification and decodification of graphemes and phonemes to form words
that further alienate them?
Freire: Your question is absolutely fundamental. Theoretically, the answer to it is of
value not only in the U.S. context, but also in the Brazilian context, as well as in other
areas where there are clear class divisions and tensions. The major difference lies in
how to design and implement programs that meet the different needs of each context. I
would find it easier to answer your question within the Brazilian context. At any rate,
theoretically your question necessarily takes us to the important issue of whether it is
possible to develop a critical literacy program within the institutional space, which
contradicts and neutralizes the fundamental task required by the dominant power of the
schools. That is, we need to discuss the reproduction of the dominant ideology, an
important issue that has been clearly and amply discussed by Henry Giroux and other
North American educators, as well.
Theories of reproduction tend to fall into a type of mechanical exaggeration in which they
interpret the real and concrete fact that the educational system reproduces dominant
ideology. Within the educational system there is another task to be executed by
conscious educators, independent of the wishes of the dominant class. The
educational task, from the perspective of the dominant class, is to reproduce its
ideology. But the educational task that contradicts the reproductionist process cannot
be carried out by anyone who opts for the status quo. This task has to be carried out
Literacy 88
by the educator, who in fact refuses to maintain the inequality inherent within the status
quo.
The progressive educator rejects the dominant values imposed on the school because he
or she has a different dream, because he or she wants to transform the status quo.
Naturally, transforming the status quo is much more difficult to do than maintaining
it. The question that you raised has to do exactly with this theory. As I have said, the
educational space reproduces the dominant ideology. However, it is possible within
educational institutions to contradict imposed dominant values.
The reproduction of the dominant ideology necessarily implies an opaque reality. The
unveiling of reality falls within the space for possible change in which progressive
and politically clear educators must operate. I believe that this space for change,
however small, is always available. In the United States, where society is much more
complex than in Brazil, the task of emphasizing reality is more difficult. In this
process it is necessary for educators to assume a political posture that renounces the
myth of pedagogical neutrality.
These educators cannot reduce themselves to being pure education specialists. They
cannot be educators who are concerned with only the technical dimensions of
bilingualism, for example, without a thorough understanding of the political and
ideological implications of bilingualism and multiculturalism in the United States.
Educators must become conscious individuals who live part of their dreams within
their educational space.
Educators cannot work successfully by themselves; they have to work collaboratively in
order to succeed in integrating the cultural elements produced by the subordinate
students in their educational process. Finally, these educators have to invent and
create methods in which they maximize the limited space for possible change that is
available to them. They need to use their students’ cultural universe as a point of
departure, enabling students to recognize themselves as possessing a specific and
important cultural identity.
The successful usage of the students’ cultural universe requires respect and legitimation
of students’ discourses, that is, their own linguistic codes, which are different but
never inferior. Educators also have to respect and understand students’ dreams and
expectations. In the case of black Americans, for example, educators must respect
black English. It is possible to codify and decodify black English with the same ease
as standard American English. The difference is that black Americans will find it
infinitely easier to codify and decodify the dialect of their own authorship. The
legitimation of black English as an educational tool does not, however, preclude the
need to acquire proficiency in the linguistic code of the dominant group.
Macedo: Beyond the linguistic code issue, educators must understand the ways in which
different dialects encode different world views. The semantic value of specific lexical
items belonging to black English differs radically, in some cases, from the reading
derived from the standard, dominant dialect. The first important issue is that black
Americans’ linguistic code not only reflects their reality, but also their lived experience
in a given historical moment. Terms that encapsulate the drug culture, daily alienation,
the struggle to survive the substandard and inhumane conditions of ghettos—these
constitute a discourse black Americans find no difficulty in using.
The illiteracy of literacy in the United States 89
It is from this raw and sometimes cruel reality that black students can begin to unveil the
obfuscation that characterizes their daily existence inside and outside the schools.
Their language is, therefore, a powerful tool demystifying the distorted reality
prepackaged for them by the dominant curriculum. As we will discuss in the last
chapter of this book, language should never be understood as a mere tool of
communication. Language is packed with ideology, and for this reason it has to be
given prominence in any radical pedagogy that proposes to provide space for
students’ emancipation.
Freire: It is by the use of all dimensions of students’ language, taste, and so forth that
you and the students are able to arrive at the programmatic contents that attend to the
immediate interests of those in power. You don’t tell those in a dependent and
oppressed position that, for example, they have no say in the substance of scientific
study because this type of curricular requirement interests only students of the
dominant class. Subordinate students also need the skills gained through studying the
dominant curriculum. However, these skills should never be imposed at the sacrifice of
a thorough understanding of reality, which enables students to develop a positive self-
image before grappling with the type of knowledge that is outside their immediate
world.
It is only after they have a firm grasp on their world that they can begin to acquire other
knowledge. To acquire the selected knowledge contained in the dominant curriculum
should be a goal attained by subordinate students in the process of self and group
empowerment. They can use the dominant knowledge effectively in their struggle to
change the material and historical conditions that have enslaved them. But they must
never allow the knowledge that benefits the dominant class to domesticate themselves
or, as in some cases, to turn them into little oppressors. The dominant curriculum
must gradually become dominated by the dependent students so as to help them in
their struggle for social equity and justice.
This vision is political and not merely epistemological. That is, in the case of black
Americans, they need to master fully standard English in order to fight effectively for
their preservation and their full participation in society. But that does not mean that
standard American English is more beautiful or superior to black English. The notion
of linguistic superiority is artificially imposed.
Macedo: Then standard English can be viewed as a weapon against the oppressive forces
that use this dominant dialect as a way to maintain the present social order. We should
also point out that critical mastery of the standard dialect can never be achieved fully
without the development of one’s voice, which is contained within the social dialect
that shapes one’s reality.
Freire: Exactly. This is what I mean by the necessary political and ideological
dimensions in any pedagogy that proposes to be critical. The question of methods is
directly linked to the creative and inventive capacity of political educators. Creativity
obviously requires risk taking. The educational tasks that we have discussed so far can
be carried out through a thorough understanding of the political and ideological nature
of educators, and through a willingness to be creative and to take the risks that will
allow this creativity to flourish. In highly modernized societies like that of the United
States, I have noticed that people carry with them a long capitalistic historical
Literacy 90
experience that sustains a general theme of human existence always evolving from fear—
the fear, for instance, of not getting tenure, the fear that conditions educators to be well
behaved for many years so they can get tenure. Many years afterward, if they are not
given tenure, they remain domesticated in fear of losing their second chance at tenure.
If they are refused tenure, they become preoccupied only with trying to understand
what possible misconduct led to the tenure denial. If they are granted tenure, of course,
there is no reason to change the behavior for which they were bestowed the gift of
tenure.
Macedo: I agree, but I think it is important to understand this fear of taking risks or being
inventive, and the societal mechanisms that generate it. In some cases, mainstream
educators sacrifice educational and moral principles to help sustain a status quo that
they have identified as uncreative, just so they can receive the reward of tenure or
personal social advancement. This compromise is connected to a lack of political
clarity, which in the long run impedes any possibility for these educators to engage in
an educational praxis leading to conscientization. Can you discuss this problem of
political clarity among educators in highly modernized societies, such as the United
States?
Freire: Before elaborating on what you refer to as “political clarity,” let us first define
this concept. I will try to explain what I sometimes refer to as “political clarity before
an action,” something necessary in the evolvement process of political praxis.
Our first concern has to do with the adverb before used in the expression “before an
action.” This before refers to a certain action, let us say action A, to be realized as a
political task in the process of struggle and transformation. This before does not refer
to just any form of action to achieve clarity in ‘reading’ reality. Its understanding
requires us to prolong our critical and radical experience in the world. Understanding
the world’s sensibility does not take place outside our practice, that is, the lived
practice or the practice upon which we reflect.
In the final analysis, what I have been calling “political clarity” cannot be found in the
purely mechanical repetition, for example, of formal criticisms of U.S. imperialism or
in the recitation (no less mechanical) of Marx’s phrases. This type of intellectual
posture does not relate to my notion of political clarity.
Political clarity is necessary for more profound engagement in political praxis, and it is
emphasized in that praxis. This conception was well captured by Frei Betto, in a book
we recently completed together in Brazil. According to Betto, a politicized person (a
person who more or less has political clarity) is one who has transcended the
perception of life as a pure biological process to arrive at a perception of life as a
biographical, historical, and collective process.
In this moment, this person conceptualizes what Betto calls “a clothesline of
information.” On the clothesline we may have a flux of information and yet remain
unable to link one piece of information with another. A politicized person is one who
can sort out the different and often fragmented pieces contained in the flux. This
person has to be able to sift through the flux of information and relate, for example,
Pinochet and Reagan, or understand the ideological content of the term “freedom
fighters” as it is applied to the Contras in their effort to sabotage the revolutionary
process in Nicaragua. This person sees the ideology in the concept “terrorism” as
The illiteracy of literacy in the United States 91
applied to the military action against a cruel dictatorship that maintains a highly
proficient death squad killing thousands of innocent women, children, and other
civilians. Noam Chomsky, for instance, succinctly analyzes American policy in Latin
America in Turning the Tide, pointing to the contradictions in the U.S. intervention.
Political clarity is possible to the extent that we reflect critically on day-to-day facts, and
to the extent that we transcend our sensibilities (the capacity to feel them or to take
notice of them) so as to progressively gain a more rigorous understanding of the facts.
Even before this, still at the level of sensibility, we can begin to become clearer
politically. This happens in Betto’s biographical, historical, and collective process
(described above).
For me, one of the possibilities we have working with a group of intellectuals, students,
for example, is to challenge them to understand the social and historical reality, not of
a given fact, but of a fact that is ongoing. Reality in this sense is the process of
becoming.
We need to challenge students to understand that, as knowing subjects (sometimes of
existing knowledge, sometimes of objects to be produced), our relation to knowable
objects cannot be reduced to the objects themselves. We need to reach a level of
comprehension of the complex whole of relations among objects. That is, we need to
challenge them to treat critically the “clothesline of information” with which they are
working.
Whether we work at the university level or in adult education literacy, whether involved
in the pure sensibility of facts or in the pursuit of a more rigorous comprehension of
facts, one of the difficulties in the critical treatment of the different “pieces” of
information on the “clothesline” is that there are always obstacles that obfuscate
political clarity. If it were not for these ideological obstacles, how could we explain
the ease with which we accept President Reagan’s pronouncements that a weak and
poor country like Grenada poses a threat to the gigantic power of the United States?
Political clarity always implies a dynamic comprehension be-tween the least coherent
sensibility of the world and a more coherent understanding of the world. Through
political practice the less coherent sensibility of the world begins to be surpassed and
more rigorous intellectual pursuits give rise to a more coherent comprehension of the
world. I find this transition to a more coherent sensitivity one of the fundamental
moments in any educational praxis that attempts to go beyond the pure description of
reality.
We need political clarity before we can understand the political action of eradicating
illiteracy in the United States or any other place. Educators who do not have political
clarity can, at best, help students read the word, but they are incapable of helping
them read the world. A literacy campaign that enables students to read the world
requires political clarity.
Macedo: Many educators in the United States have attempted to put into practice your
theory of literacy. They often complain that you do not give any “how-to” information
for putting into practice your theoretical ideas and your experiences in other areas of
the world, particularly Africa and Latin America. First, do you find that these
criticisms are valid? If not, can you address the anxieties of many well-intended
educators who, perhaps, still feel captive to an educational culture of how-to manuals?
Literacy 92
Freire: There are two parts to this question. The first refers to my reticence in telling
educators what to do. The second deals with my lack of direction in the theories I have
proposed.
Let’s consider the first part. What is generated in any practice? Experiences and practices
can be neither exported nor imported. It follows that it is impossible to fulfill
someone’s request to import practices from other contexts. How can a culture of a
different history and historical time learn from another culture? How can a society
learn from the experience of another, given that it is impossible to export or import
practices and experiences?
When I ask these questions, I do not mean that it is impossible to learn from others’
practices. Amilcar Cabral, who loved African culture, said that one’s respect for
African culture does not mean that one should ignore positive elements of other
cultures, which may prove vital for the development of African culture. When I
speak of the impossibility of exporting practices, I am not denying the validity of
foreign practices. Nor am I negating the necessity for interchange. What I am saying
is that they should be reinvented.
Macedo: Explain in concrete terms how one reinvents one’s practice and experience.
Freire: You must have a critical approach to the practice and experience to be reinvented.
Macedo: What do you mean by a critical approach?
Freire: To approach others’ practices and experiences critically is to understand the
validity of social, political, historical, cultural, and economic factors relative to the
practice and experience to be reinvented. In other words, reinvention demands the
historical, cultural, political, social, and economic comprehension of the practice and
proposals to be reinvented.
This critical process applies to the reading of books as well. For example, how can one
apply Lenin to the Latin American context without making an effort to have a critical,
political, and historical comprehension of the moment in which Lenin wrote? I cannot
simply get by on Lenin’s written text concerning a certain Russia at a certain time. In
the preface to a new edition of his text, Lenin called attention to the necessity of
having a critical comprehension of the moment in which he wrote the text. In our own
case, it is also necessary to understand the historical, political, social, cultural, and
economic moment, the concrete conditions that led Lenin to create the text in the first
place. I cannot, then, simply use Lenin’s text and apply it literally to the Brazilian
context without rewriting it, without reinventing it.
Macedo: What would this rewriting consist of?
Freire: To the extent that I understand the parameters of the struggle in the Russia of
Lenin’s time, I can begin to understand what is happening in Brazil today. I can begin
to see how valid certain general principles are so they can be reinvented. Other
principles may have to be adapted for our context. I think it is impossible to read any
text without a critical comprehension of the context to which the text refers.
Let’s turn to your question of why I refuse to give so-called how-to recipes. When a
North American educator reads my work, does not necessarily agree with all I say (he
or she could not agree with me on everything, after all), but feels touched by my
writings, rather than merely following me, he or she should begin practice by trying
to critically comprehend the contextual conditions of where I worked. This educator
The illiteracy of literacy in the United States 93
must fully understand the economic, social, cultural, and historical conditions that
culminated, for example, in the writing of Pedagogy of the Oppressed.
Educators must also investigate all of these conditions in their own contexts. When one
thinks about the context that generated Pedagogy of the Oppressed and also thinks
about one’s own context, one can begin to re-create Pedagogy of the Oppressed. If
educators are faithful to this radical reinvention, they will understand my insistence
that learners assume the role of knowing subjects; that is, subjects who know
alongside the educator, who is also a knowing subject. This is the principle of taking
an epistemological, philosophical, pedagogical, and political stance.
It is one thing to read my work in order to identify with my positions and decide whether
they are valid. But one ought not to do the same things I did in my practice.
In essence, educators must work hard so that learners assume the role of knowing
subjects and can live this experience as subjects. Educators and learners do not have
to do the exact same things I did in order to experience being a subject. That is
because the cultural, historical, social, economic, and political differences that
characterize two or more contexts will begin to play a role in the definition of the
tense relationship between the educator and the learner, that is, the so-called values of
a particular society. It is for this reason that I refuse to write a how-to manual or
provide a step-by-step recipe.
I could not tell North American educators what to do, even if I wanted to. I do not know
the contexts and material conditions in which North American educators must work.
It is not that I do not know how to say what they should do. Rather, I do not know
what to say precisely because my own viewpoints have been formed by my own
contexts. I don’t deny that I can make a contribution to U.S. educators. I think I have
done so when visiting the United States and participating in concrete discussions with
various groups about their projects. At these discussions I have suggested that, given
my experience, I may be able to facilitate their work. But I cannot write a text that is
filled with universal advice and suggestions.
When some educators criticize me on this point they reveal how influenced they are by
the dominant ideology they are fighting against, and how they fail to understand the
ways in which they reproduce it.
I once suggested to a group of U.S. students that they consider the following for their
masters theses: how many texts were there in the United States in 1984, for instance,
on how to make friends, get a good job, develop skills; that is, texts that primarily
give recipes? These texts are explained in terms of the general context that generates
them. There are many educators who welcome this type of text, which in essence
contributes to further de-skilling. I refuse to write such texts, because my political
convictions are opposed to the ideology that feeds such domestication of the mind.
For me, my major task in the United States, or elsewhere, is to say: Look, my political
position is A, B, C. This political position requires that I maintain consistency
between my discourse and my practice. This involves narrowing the distance between
the two. Narrowing the distance between discourse and practice is what I call
“coherence.”
In any context I speak about my own practice, and upon reflection I articulate my practice
theoretically. From here on, I have to challenge other educators, including those in
Literacy 94
my own country, to take my practice and my reflections as the object of their own
reflections and analyze their context so they can begin to reinvent them in practice.
This is my role as an educator; not to arrogantly pretend to be an educator of
educators in the United States.
Macedo: This lack of coherence you talked about is a problem. Even though some North
American educators agree with you theoretically, in practice they find themselves still
conditioned by the dominant ideology. It could be that the failure to establish harmony
between theory and practice leads to a head-on collision with the coherence necessary
to maintain a succinct view of the political and pedagogical project at hand. It could be
they unknowingly reproduce elements of the dominant ideology, which contradicts the
fundamental principles of your theory.
Freire: Exactly. And this does not happen only in the United States, of course; it happens
in Brazil as well. The distance that exists in Brazil between educators’ revolutionary
discourse and their practice is enormous. It is very common to find intellectuals who
authoritatively discuss the right of the subordinated classes to liberate themselves. The
mere act of talking about the working class as objects of their reflections smacks of
elitism on the part of these intellectuals. There is only one way to overcome this
elitism, which is also authoritarian and implies an inconsistency in intellectuals’
revolutionary discourse. These intellectuals ought to stop speaking about and start
speaking with the working classes. When educators expose themselves to the working
classes, they automatically begin to become reeducated.
Macedo: They would also begin to understand and respect the cultural production of the
working class; for example, their various forms of resistance as concrete aspects of
culture.
Freire: Exactly.
Macedo: It is also important to stress, for instance, that the understanding of subordinated
groups’ cultural production is indispensable in any attempt to develop a type of
emancipatory literacy. To do otherwise would be to develop pedagogical structures
under the guise of a radical pedagogy that has hidden goals for assimilating students
into ideological spheres of the dominant class. Critical to appreciating subordinated
groups’ culture is the element of resistance and how to use it as a platform that enables
students to become literate in their own history and lived experiences.
Freire: You have touched upon an important point that Henry Giroux elaborates so
eloquently in his writing: the problem of resistance. One of the learning tasks of
educators who consider themselves progressive (for me, “revolutionary” is the
preferred term) should be the critical comprehension of the different levels of
resistance on the part of the subordinated classes, that is, the levels of their resistance
given the levels of confrontation between them and the dominant classes.
Understanding these forms of resistance leads you to a better appreciation of their
language; and, in fact, you cannot comprehend their resistance without grasping the
essence of their language. Language makes explicit the ways in which people have
been resisting. In other words, language gives you a glimpse of how people survive.
Understanding resistance leads to appreciating the “astuteness” of the oppressed classes
as a way to defend themselves against the dominant. This astuteness is social to the
degree that it is part of the social network of the oppressed class. This astuteness is
The illiteracy of literacy in the United States 95
explicit through the use of their language, artworks, music, and even in their physiology.
The oppressed body develops immunization to defend itself against the harsh
conditions to which it is subjugated. If this were not so, it would be impossible to
explain how millions of Latin Americans and Africans continue to survive in
subhuman conditions. Under similar conditions, you or I would not last more than a
week. Our bodies have never had to develop the immune system to combat that type
of harsh reality.
Again, understanding the oppressed’s reality, as reflected in the various forms of cultural
production—language, art, music—leads to a better comprehension of the cultural
expression through which people articulate their rebelliousness against the dominant.
These cultural expressions also represent the level of possible struggle against
oppression.
For example, there are extraordinary murals and graffiti art in most U.S. cities populated
by the working class and, more tragically, the jobless class. These are both cultural
and political expressions. I visited Chicago with an artist who used these forms and
he told me about black artists who paint on building walls depictions of the day-to-
day existence of the oppressed classes. Though highly artistic and thus aesthetic, they
are also a political act.
These artworks are an astute method that the dominated classes use to denounce their
unjust and often oppressive domination. They denounce through artistic expression
and sometimes they hide their denunciation with artistic expression. It is this context
of oppression that triggers the oppressed classes’ need to be astute and to resist.
Giroux is correct: any radical pedagogy must first understand fully the dynamics of
resistance on the part of learners. Last year, for instance, an interesting book was
published in Brazil: The Feasts of the People: Pedagogy of Resistance. The author
analyzes various cultural expressions, people’s different festive moments, not as pure
folkloric expressions, but as cultural expressions through which they also express
their resistance.
Cultural understanding from this point of view is fundamental for the radical educator.
The basic difference between a reactionary and a radical educator relates to
manifestations of resistance. The reactionary educator is interested in knowing the
levels of resistance and the forms it takes so that he or she can smother this resistance.
A radical educator has to know the forms and ways in which people resist, not to hide
the reasons for resistance, but to explicate at the theoretical level the nature of this
resistance.
Macedo: A radical educator should not remain at the level of theory exclusively. He or
she should use resistance as a tool that will enable students to become literate in their
culture as well as in the codes of the dominant classes.
Freire: The difference between reactionary and radical educators is that the reactionary
wants to know about resistance to hide or suppress it, and the radical wants to know
about resistance to understand better the discourse of resistance, to provide
pedagogical structures that will enable students to emancipate themselves.
Macedo: Could you now address the second part of my question, on the lack of direction
in your proposals.
Freire: As an educator, you can only maintain a nondirective posture if you attempt a
Literacy 96
deceitful discourse; that is, a discourse from the perspective of the dominant class. Only
in this deceitful discourse can an educator talk about a lack of direction. Why? I think
this is because there is no real education without a directive. To the extent that all
educational practice brings with it its own transcendence, it presupposes an objective to
be reached. Therefore practice cannot be nondirective. There is no educational practice
that does not point to an objective; this proves that the nature of educational practice
has direction.
Let’s now pose a question on epistemology and philosophy. The directional nature of
educational practice that leads to a particular objective has to be lived by educators
and learners. In other words, how can an educator behave in his educational practice
in view of the directive nature of education? First, if this educator defends in practice
the notorious position of those who wash their hands of such issues (somewhat like
Pontius Pilate), he washes his hands and says in effect: “Since I respect students and I
am not directive, and since they are individuals deserving respect, they should
determine their own direction.” This educator does not deny the directive nature of
education that is independent of his own subjectivity. He simply denies himself the
pedagogical, political, and epistemological task of assuming the role of a subject of
that directive practice. He refuses to convince his learners of what he thinks is just.
This educator, then, ends up helping the power structure.
What other viable methods are there relative to the directive nature of education? Another
method would be to combat the situation I just described, that is, to combat laissez
faire. The educator must help learners get involved in planning education, help them
create the critical capacity to consider and participate in the direction and dreams of
education.
The authoritarian educator is correct, even though he is not always theoretically explicit
when he says that there is no education that is nondirective. I would not disagree with
this educator; but I would say that he is authoritarian to the extent that he makes his
own objectives and dreams the directives that he gives to learners in his educational
practice. He is authoritarian because, as subject of the educational practice, he
reduces learners to objects of the directives he imposes.
Which position or method is substantially democratic or, as I call it, radically democratic
or revolutionary? The radically democratic view does not contain in its spontaneity
the polar op-posite of authoritarianism. After all, authoritarianism does not contain
the polar opposite of spontaneity. For example, I am not going to be authoritarian so
as not to be a laissez-faire educator. So as not to be an authoritarian, I am not going to
be a laissez-faire educator.
Once more we fall into the theoretical framework of a pedagogical radicality as proposed
by Giroux. We see that the correct way to assume the direction of education is to
avoid reducing learners to a minority led by educators. On the contrary, the direction
of education lies in the presentation of this problem to learners, a problem that is
political, epistemological, and pedagogical. The problem of the directiveness and
nature of education once more focuses on the issue of subjectivity, the role of
education in the reconstruction of the world.
What are the roles of the educator and the learner? It cannot be merely that the learner
follows the educator blindly. The role of an educator who is pedagogically and
The illiteracy of literacy in the United States 97
critically radical is to avoid being indifferent, a characteristic of laissez-faire educators.
The radical has to be an active presence in educational practice. But the educator
should never allow his or her active and curious presence to transform learners’
presences into shadows of the educator’s presence. Neither can the educator be the
shadow of learners. The educator has to stimulate learners to live a critically
conscious presence in the pedagogical and historical process.
7
Literacy and Critical Pedagogy
*By African we mean to refer to African natives belonging to African countries that were
colonized by Portugal. For the sake of economy of terms, we have selected this term, but we want
to point out that we are aware of the great linguistic and cultural diversity that exists in Africa.
Literacy 100
meaning “I have thereby been declared white.”
After independence and in the reconstruction of a new society in these countries,
schools have assumed as their major task the “decolonization of mentality,” as it is
termed by Aristides Pereira, and which Amilcar Cabral called the “re-Africanization of
mentality.” It is clear that both Pereira and Cabral were well aware of the need to create a
school system in which a new mentality cleansed of all vestiges of colonialism would be
formulated; a school system that would allow people to appropriate their history, their
culture, and their language; a school system in which it was imperative to reformulate the
programs of geography, history, and the Portuguese language, changing all the reading
texts that were so heavily impregnated with colonialist ideology. It was an absolute
priority that students should study their own geography and not that of Portugal, the inlets
of the sea and not Rio Tejo. It was urgent that they study their history, the history of the
resistance of their people to the invader and the struggle for their liberation, which gave
them back the right to make their own history—not the history of the kings of Portugal
and the intrigues of the court.
The proposal to incorporate a radical pedagogy in schools has met a lukewarm
reception in these countries. We want to argue that the suspicion of many African
educators is deeply rooted in the language issue (African versus Portuguese) and has led
to the creation of a neocolonialist literacy campaign under the superficially radical slogan
of eliminating illiteracy in the new republics. The difficulties of reappropriating African
culture have been increased by the fact that the means for such struggle has been the
language of the colonizer. As we will argue in this chapter, the present literacy campaign
in these nations concerns itself mainly with the creation of functional literates in the
Portuguese language. No longer based on the cultural capital of subordinate Africans, the
program has fallen prey to positivistic and instrumental approaches to literacy concerned
mainly with the mechanical acquisition of Portuguese language skills.3
Before our discussion of the politics of an emancipatory literacy program in Africa and
elsewhere, we would like to discuss various approaches to literacy. First, we will briefly
discuss those approaches derived from a positivistic school and linked to the process of
cultural reproduction. Then, we will analyze the role of language in the reproduction
process. Finally, we will argue that the only literacy approach that would be consistent
with the construction of a new anticolonial society is one rooted in the dynamics of
cultural production and informed by a radical pedagogy. That is, the literacy program that
is needed is one that will affirm and allow oppressed people to re-create their history,
culture, and language; one that will, at the same time, help lead those assimilated
individuals who perceive themselves to a be captive to the colonial ideology to “commit
class suicide.”
APPROACHES TO LITERACY
Almost without exception, traditional approaches to literacy have been deeply ingrained
in a positivistic method of inquiry. In effect, this has resulted in an epistemological stance
in which scientific rigor and methodological refinement are celebrated, while “theory and
knowledge are subordinated to the imperatives of efficiency and technical mastery, and
Literacy and critical pedagogy 101
In this section we will draw mostly from campaigns in exPortuguese African colonies
that we directly or indirectly participated in and then followed through their development
over the years. Even though we will frequently make reference to these literacy
experiments, however, we believe that the issues we raise about the role of language in
literacy can be generalized to any linguistic context where there exist asymmetrical
power relations.
The literacy programs in ex-Portuguese African colonies have been plagued by
constant debate over whether the language of instruction should be the official
Literacy 104
Portuguese language or the native languages. Such debate, however, hides issues of a
more serious nature that are rarely raised. This is in line with Gramsci’s argument that:
“Each time that in one way or another, the question of language comes to the fore, that
signifies that a series of other problems is about to emerge, the formation and enlarging
of the ruling class, the necessity to establish more ‘intimate’ and sure relations between
the ruling groups and the national popular masses, that is, the reorganization of cultural
hegemony.”11 Gramsci’s argument illuminates the issue underlying the debates over
language in literacy campaigns we have discussed in this book, debates in which there is
still no agreement as to whether the native language is really suited to be a language of
instruction. These educators repeatedly use the lack of orthographic uniformity for the
African languages to justify their present policy of using Portuguese as the only medium
of reading instruction. They raise the question of which dialect such an orthography
should be based on. However, the most common argument is that the Portuguese
language has international status and therefore guarantees upward mobility for the
Portuguese-educated Africans.
The sad reality is that while education in Portuguese provides access to positions of
political and economic power for the high echelon of African society, it screens out the
majority of the masses, who fail to learn Portuguese well enough to acquire the necessary
literacy level for social, economic, and political advancement. By offering a literacy
program conducted in the language of the colonizers with the aim of reappropriating the
African culture, these educators have, in fact, developed new manipulative strategies that
support the maintenance of Portuguese cultural dominance. What is hidden in the
language debate in these countries is possibly a resistance to re-Africanization, or perhaps
a subtle refusal on the part of the assimilated Africans to “commit class suicide.”
The pedagogical and political implications of these literacy programs are far-reaching
and yet largely ignored. The reading programs often contradict a fundamental principle of
reading, namely that students learn to read faster and with better com-prehension when
taught in their native tongue. The immediate recognition of familiar words and
experiences enhances the development of a positive self-concept in children who are
somewhat insecure about the status of their language and culture. For this reason, and to
be consistent with the plan to construct a new society in these ex-colonies free from
vestiges of colonialism, a literacy program should be based on the rationale that such a
program must be rooted in the cultural capital of subordinate Africans and have as its
point of departure the native language.
Educators must develop radical pedagogical structures that provide students with the
opportunity to use their own reality as a basis of literacy. This includes, obviously, the
language they bring to the classroom. To do otherwise is to deny students the rights that
lie at the core of the notion of an emancipatory literacy. The failure to base a literacy
program on the native language means that oppositional forces can neutralize the efforts
of educators and political leaders to achieve decolonization of mind. Educators and
political leaders must recognize that “language is inevitably one of the major
preoccupations of a society which, liberating itself from colonialism and refusing to be
drawn into neo-colonialism, searches for its own recreation. In the struggle to re-create a
society, the reconquest by the people of their own world becomes a fundamental
factor.”12 It is of tantamount importance that the incorporation of the students’ language
Literacy and critical pedagogy 105
as the primary language of instruction in literacy be given top priority. It is through their
own language that they will be able to reconstruct their history and their culture.
In this sense, the students’ language is the only means by which they can develop their
own voice, a prerequisite to the development of a positive sense of self-worth. As Giroux
elegantly states, the students’ voice “is the discursive means to make themselves ‘heard’
and to define themselves as active authors of their world.”13 The authorship of one’s own
world, which would also imply one’s own language, means what Mikhail Bakhtin defines
as “retelling a story in one’s own words.”
Although the concept of voice is fundamental in the development of an emancipatory
literacy, the goal should never be to restrict students to their own vernacular. This
linguistic con-striction inevitably leads to a linguistic ghetto. Educators must understand
fully the broader meaning of student’s “empowerment.” That is, empowerment should
never be limited to what Arnowitz describes as “the process of appreciating and loving
oneself.”14 In addition to this process, empowerment should also be a means that enables
students “to interrogate and selectively appropriate those aspects of the dominant culture
that will provide them with the basis for defining and transforming, rather than merely
serving, the wider social order.”15 This means that educators should understand the value
of mastering the standard dominant language of the wider society. It is through the full
appropriation of the dominant standard language that students find themselves
linguistically empowered to engage in dialogue with the various sectors of the wider
society. What we would like to reiterate is that educators should never allow the students’
voice to be silenced by a distorted legitimation of the standard language. The students’
voice should never be sacrificed, since it is the only means through which they make
sense of their own experience in the world.
The debate over whether African languages are less suitable as languages of
instruction, whether they are restricted or elaborated languages, points to the issue of
whether Portuguese is in fact a superior language. In a more important sense, these
linguistic categories rest on the technical question of whether African languages are valid
and rule-governed systems. Despite synchronic and diachronic analysis of many of these
languages, the fact still remains that they continue in a stigmatized and subordinate
position. We want to argue that the students’ languages have to be understood within the
theoretical framework that generates them. Put another way, the ultimate meaning and
value of these languages is not to be found by determining how systematic and rule
governed they are. We know that already. Their real meaning has to be understood
through the assumptions that govern them, and they have to be understood via the social,
political, and ideological relations to which they point. Generally speaking, the issue of
systematicality and validity often hides the true role of language in the maintenance of
the value and interests of the dominant class. In other words, the issue of systematicality
and validity becomes a mask that obfuscates questions about social, political, and
ideological order within which the subordinate languages exist.
If an emancipatory literacy program is to be developed in the African ex-colonies of
Portugal and elsewhere, a program in which readers become “subjects” rather than
“objects,” educators must understand the productive quality of language. Donald puts it
this way:
Literacy 106
I take language to be productive rather than reflective of social reality. This
means calling into question the assumption that we, as speaking subjects, simply
use language to organize and express our ideas and experiences. On the
contrary, language is one of the most important social practices through which
we come to experience ourselves as subjects. My point here is that once we get
beyond the idea of language as no more than a medium of communication, as a
tool equally and neutrally available to all parties in cultural exchanges, then we
can begin to examine language both as a practice of signification and also as a
site for cultural struggle and as a mechanism which produces antagonistic
relations between different social groups.16
beyond that framework.19 We would warn educators that these evaluation models can
provide answers that are correct and nevertheless without truth. A study that concludes
that linguistic minority students in the United States perform way below other
mainstream students in English is correct, but such an answer tells us very little about the
material conditions with which these linguistic- and racial-minority students work in the
struggle against racism, educational tracking, and the systematic negation of their
histories.
Bennett’s comment that only English “will ensure that local schools will succeed in
teaching non-English-speaking students English so that they will [enjoy] access to the
opportunities of the American society” points to a pedagogy of exclusion that views the
learning of English as education itself. At this point, we would like to raise two
fundamental points questions: (1) If English is the most effective educational language,
how can we explain that over 60 million Americans are illiterate or functionally illiterate?
20 (2) If education in English only can guarantee the linguistic minorities a better future as
Bennett promises, why do the majority of black Americans, whose ancestors have been
speaking English for over 200 years, find themselves still relegated to the ghettos?
We believe that the answer lies not in the technical questions of whether English is a
more elaborate and viable language of instruction. This position would point to an
assumption that English is in fact a superior language. We want to propose that the
answer rests in a full understanding of the ideological elements that generate and sustain
linguistic, racial, and sex discrimination.
Some of these ideological elements are succinctly discussed in Lukas’s 1985 analysis
of school desegregation in Boston public schools (Common Ground). For example, he
cites a trip to Charlestown High School, where a group of black parents experienced first-
hand the stark reality their children were destined to endure. Although the headmaster
assured them that “violence, intimidation, or racial slurs would not be tolerated,” they
could not avoid the racial epithets on the walls: “Welcome Niggers,” “Niggers Suck,”
“White Power,” “KKK,” “Bus is for Zulu,” and “Be illiterate; fight forced busing.” As
these parents were boarding the bus, “they were met with jeers and catcalls ‘Go home
niggers. Keep going all the way to Africa!” This racial intolerance led one parent to
reflect,” ‘My God, what kind of hell am I sending my children into?’… What could her
children learn at a school like that except to hate?”21 Even though forced integration of
schools in Boston exacerbated the racial tensions in the Boston public schools, one
should not overlook the deep-seated racism that permeates all levels of the school
structure. According to Lukas:
Even after Elvira “Prixie” Paladino’s election to Boston School Committee she
was heard muttering about “jungle bunnies” and “pickaninnes.” And John
“Bigga” Kerrigan, [also elected to the School Committee] prided himself on the
unrestrained invective (“I may be a prick, but at least I’m a consistent prick”),
particularly directed at blacks (“savages”) and the liberal media (“mother-
fucking maggots”) and Lem Tucker, a black correspondent for ABC News,
whom Kerrigan described as “one generation away from swinging in the trees,”
a remark he illustrated by assuming his hands upwards, and scratching his
armpits.22
Literacy 108
Against this landscape of violent racism perpetrated against racial minorities, and also
against linguistic minorities, one can understand the reasons for the high dropout rate in
the Boston public schools (approximately 50 percent). Perhaps racism and other
ideological elements are part of a school reality which forces a high percentage of
students to leave school, only later to be profiled by the very system as dropouts or “poor
and unmotivated students.”
EMANCIPATORY LITERACY
In maintaining a certain coherence with the revolutionary plan to reconstruct new and
more democratic societies, educators and political leaders need to create a new school
grounded in a new educational praxis, expressing different concepts of education
consonant with the plan for the society as a whole. In order for this to happen, the first
step is to identify the objectives of the inherited dominant education. Next, it is necessary
to analyze how the methods used by the dominant schools function, legitimize the
dominant values and meanings, and at the same time negate the history, culture, and
language practices of the majority of subordinate students. The new school, so it is
argued, must also be informed by a radical pedagogy, which would make concrete such
values as solidarity, social responsibility, creativity, discipline in the service of the
common good, vigilance, and critical spirit. An important feature of a new educational
plan is the development of literacy programs rooted in an emancipatory ideology, where
readers become “subjects” rather than mere “objects.” The new literacy program needs to
move away from traditional approaches, which emphasize the acquisition of mechanical
skills while divorcing reading from its ideological and historical contexts. In attempting
to meet this goal, it purposely must reject the conservative principles embedded in the
approaches to literacy we have discussed earlier. Unfortunately, many new literacy
programs sometimes unknowingly reproduce one common feature of those approaches by
ignoring the important relationship between language and the cultural capital of the
people at whom the literacy program was aimed. The result is the development of a
literacy campaign whose basic assumptions are at odds with the revolutionary spirit that
launched it.
The new literacy programs must be largely based on the notion of emancipatory
literacy, in which literacy is viewed “as one of the major vehicles by which ‘oppressed’
people are able to participate in the sociohistorical transformation of their society.”23 In
this view, literacy programs should be tied not only to mechanical learning of reading
skills but, additionally, to a critical understanding of the overall goals for national
reconstruction. Thus, the reader’s development of a critical comprehension of the text,
and the sociohistorical context to which it refers, becomes an important factor in our
notion of literacy. The act of learning to read and write, in this instance, is a creative act
that involves a critical comprehension of reality. The knowledge of earlier knowledge,
gained by the learners as a result of analyzing praxis in its social context, opens to them
the possibility of a new knowledge. The new knowledge reveals the reason for being that
is behind the facts, thus demythologizing the false interpretations of these same facts.
Thus, there is no longer any separation between thought-language and objective reality.
Literacy and critical pedagogy 109
The reading of a text now demands a reading within the social context to which it refers.
Literacy, in this sense, is grounded in a critical reflection on the cultural capital of the
oppressed. It becomes a vehicle by which the oppressed are equipped with the necessary
tools to reappropriate their history, culture, and language practices. It is, thus, a way to
enable the oppressed to reclaim “those historical and existential experiences that are
devalued in everyday life by the dominant culture in order to be both validated and
critically understood.”24
The theories underlying emancipatory literacy have been, in principle, wholeheartedly
embraced by many educators in many parts of the world, particularly in Latin America
and the ex-Portuguese colonies in Africa. However, we must argue that, in practice, the
assimilated middle class, especially teachers trained by the colonial schools, has not been
fully able to play a radical pedagogical role. These educators sometimes fail to analyze
and understand the ways in which the ruling class uses the dominant language to maintain
class division, thereby keeping subordinate people in their proper place. For example, we
are reminded of a friend in Cape Verde who, having intellectually embraced the
revolutionary cause, is unable to perceive himself as still being emotionally “captive” to
the colonial ideology. But when we asked him which language he most often uses in the
office, he quickly answered, “Portuguese, of course. It is the only way to keep my
subordinates in their place. If I speak Cape Verdian, they don’t respect me.”
This view of language in Cape Verde is illustrative of the extent to which Cape
Verdians are held “captive” by the dominant ideology, which devalues their own
language. Not surprisingly, many progressive educators and leaders fail to recognize and
understand the importance of their native language in the development of an
emancipatory literacy. As we mentioned before, literacy programs in the ex-colonies of
Portugal are conducted in Portuguese, the language of the colonizer. The same is true for
industrialized nations such as the United States, where the language of instruction is
always the standard language at the sacrifice of minority and less prestigious languages.
The continued use of the dominant standard language as a vehicle of literacy will only
guarantee that future leaders will be the sons and daughters of the ruling class.
In essence, progressive educators sometimes not only fail to recognize the positive
promise of the students’ language, but they systematically undermine the principles of an
emancipatory literacy by conducting literacy programs in the standard language of the
dominant class. The result is that the learning of reading skills in the dominant standard
language will not enable subordinate students to acquire the critical tools “to awaken and
liberate them from their mystified and distorted view of themselves and their world.”25
Educators must understand the all-encompassing role the dominant language has played
in this mystification and distortion process. They must also recognize the antagonistic
nature of the subordinate language and its potential challenge to the mystification of
dominant language superiority. Finally, they must develop a literacy program based on
the theory of cultural production. In other words, subordinate students must become
actors in the reconstruction process of a new society.
Literacy can only be emancipatory and critical to the extent that it is conducted in the
language of the people. It is through the native language that students “name their world”
and begin to establish a dialectical relationship with the dominant class in the process of
transforming the social and political structures that imprison them in their “culture of
Literacy 110
silence.” Thus, a person is literate to the extent that he or she is able to use language for
social and political reconstruction.26 The use of the dominant language only in literacy
programs weakens the possibilities for subordinate students to engage in dialectical
encounters with the dominant class. Literacy conducted in the dominant standard
language empowers the ruling class by sustaining the status quo. It supports the
maintenance of the elitist model of education. This elite model of education creates
intellectualists and technocrats rather then intellectuals and technicians. In short, literacy
conducted in the dominant language is alienating to subordinate students, since it denies
them the fundamental tools for reflection, critical thinking, and social interaction.
Without the cultivation of their native language, and robbed of the opportunity for
reflection and critical thinking, subordinate students find themselves unable to re-create
their culture and history. Without the reappropriation of their cultural capital, the
reconstruction of the new society envisioned by progressive educators and leaders can
hardly be a reality.
Appendix
Letter to Mario Cabral
Paulo Freire
Chapter Notes
Foreword
Introduction
Chapter 1
1. An earlier version of this chapter was first published in the Boston University
Journal of Education, Vol. no. 165 (1983). It was originally translated by Loretta
Slover.
Chapter 2
Chapter 3
Chapter 4
1. For a detailed analysis of both these Notebooks, especially the first, which is not
discussed in this text, see Paulo Freire, “Quatro Cartas aos Animadores de Círculos
de Cultura de Sāo Tomé e Príncipe,” in Carlos Brandāo, ed. A Questāo Politica da
Educacao Popular (Sāo Paulo: Editora Brasiliense, 1980).
2. See the excellent article by D.Merril Swert, “Proverbs, Parables and Metaphors—
Applying Freire’s Concept of Codification to Africa,” in Convergence 14, no. 1
(1981).
Chapter notes 122
3. On how to work with this Notebook, again see Freire, “Quatro Cartas.”
4. This disdain toward oneself tends to be overcome by a feeling of assurance and self-
confidence, to the extent that large popular sectors, mobilizing themselves around
claims that are fundamental to them, organize themselves to concretize them. Then
they can begin knowing and demanding to know more.
5. “In any physical work, although it may be the most mechanical and lowly, there
always exists a minimum of technical quality, or rather, a minimum of creative
intellectual activity,” Antonio Gramsci, Cuadernos de la Cárcel: Los intelectuales y
las organizació de la cultura (México D.F.: Juan Pablos Editor, 1975), p. 14.
6. Antonio Gramsci, quoted by Angelo Broccoli, in Antonio Gramsci y la Educatión
como Hegemonía (Mexico: Editorial Nueva Imagen S.A., 1979), p. 47.
7. The reading and discussion of this text in one of the graduate courses that I
coordinate at the PUO provoked interesting analyses and observations on the part of
the participants. “One should never lose sight,” said Cristiano Amaral Giorgi, “of
something essential for the educational objective: that the initial point of discussion
may be the work such as it is in fact perceived and interpreted by the group of
workers involved in the process. In this way, the idea of human transformation, in
the transforming of nature through work, is perceived by the rural worker as clearly
consistent with what he sees of his action. The perception of the urban worker,
especially of the tertiary sector, is not necessarily the same. The discussion should,
in this case, be presented in new terms, including a series of other mediations.”
8. The verbs were studied at the beginning of the Notebook.
Chapter 7
Bakhtin, M. The Dialogic Imagination: Four Essays, as quoted in Harold Rosen, “The
Importance of Story,” Language Arts 63(1986): 234.
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Index
Cabral, Mario, 68, 69, 70, 73, 77, 78, 79, 111–6
Index 126
Camōes, Luis Vaz de, 78
Candido Mendes University, 68
Cape Verde, 67, 70, 76, 7898, 99, 109, 111, 113
Cardenal, Ernesto, 38, 74
Cardenal, Fernando, 38, 74
“Categorized stupidity,” 9
Catholic University of Rio de Janeiro, 68
CCPD, 70
Chicago, 95
Chile, 41
Chomsky, Noam, 91
Clarity, political, 90–1
“Class suicide,” 82, 100, 103
Classes, 11, 35, 78, 84, 85, 109, 114
Classical tradition, 101
Co, 112, 115, 116
Codes, linguistic, 88
Cognitive development approach to reading, 101–2
Collective gardens, 115
Common Ground (Lukas), 107
Competency-based curriculum, 85
Computer literacy, 2
Consistency, of theory and practice, 26, 94
Consultants, political role of, 42
Context, reading in, 28, 29, 92–3,108, 111
Contras (Nicaragua), 90
Corrigan, Phil, 9
Counterhegemony, 1, 24
Creativity, 38, 89
Creole, 76,77, 80–1,82–3,98;
as national language, 112
See also Portuguese
Critical literacy, theory of, 9–10, 12–6
Critical pedagogy. See Radical pedagogy
Cuba, 75
Cultural Circles. See Culture Circles
Cultural politics, literacy as, 10–1
Cultural production, literacy and, 98, 109
Cultural reproduction, literacy and, 98
Culture, 34–5;
precolonial, 59–60;
of ignorance, 8;
oral, 47;
powe rand, 26;
resistance and, 94;
subordinate, 87
Culture Circles:
in Guinea-Bissau, 115;
Index 127
in Sāo Tomé and Principé, 44–5, 54, 59, 62–3
Curiosity, 52
Curriculum, 12–3, 85–7,89
Dakar, 77
Dar Es Salaam, 68
De-Africanization, 98.
See also Re-Africanization
“Decolonization of mentality,” 100, 104
Deficit theory of learning, 2
Demystification:
of distorted reality, 89, 108;
of language bias, 35;
of social myths, 39.
See also Myth
Dewey, John, 102
Dialects, 88
Difference:
community and, 14;
discourse and, 36;
perceived as deficiency, 2.
See also Discourse, plurality of
Directional education. See Education, directional
Discourse:
as transformative, 37;
legitimation of, 13, 36, 88;
of students, 13–4, 88, 104;
plurality of, 14, 15, 36–8, 72–5,106
Discussion, in adult literacy, 47
Division of labor, teachers and, 12
Dominant curriculum, subordinate students and, 89
Donald, J., 105
Jackson, Jane, 17
Johnson, Richard, 34
Knowledge:
act of, 35;
experience and, 35;
ideological nature of, 11;
interaction as source of, 11, 12, 16;
of culture, 15.
See also Education
Kozol, Jonathan, 84, 87
Index 130
PAIGC. See African Party for the Independence of Guinea and Cape Verde
Peace movements, 40
Pedagogy, radical. See Radical pedagogy
Pedagogy of the Oppressed (Freire), 92
Pereira, Aristides, 82, 99
Pereira, Jose Maria Nunes, 68, 70
Persepolis, 75
Peru, 75
Pessoa, Jose, 22
Piaget, Jean, 102
Pinochet, Augusto, 90
Pinto da Costa, Manuel, 60
Plantations, 47
Plurality of voice. See Discourse, plurality of
Political clarity, 90–1
Politics of Education, The (Giroux), 40
Politics of literacy. See Literacy, political nature of
Popular Culture Notebooks, 43.
See also Second Popular Culture Notebook
Popular Education Notebook, 113
Popular library, 29–30
Populist politics, 70–2,74
For uma pedagogia da pergunta (Faundes and Freire), 41, 79
Portugal, 23, 99, 105
Portuguese:
as management tool, 109;
Index 133
as “superior” language, 105;
class tensions and, 78, 114;
in Africa, 76–81,98, 99, 103–6,112–4;
in Brazil 35;
in Cape Verde, 78, 80–3;
in Guinea-Bissau, 76–7;
suitability of, 76–81,105,112–4;
supposed status of, 82, 104.
See also Creole
“Portuguese Africa,” 83
Positivist theories of literacy, 100
Power. See Empowerment
Practice, reinvention of, 92
“Practice to Learn,” 45–50
Production:
education and, 72, 111;
process of, 58;
reinvention of, 36
Pronouns, 62–3
Questioning, 14
Vascancello, Eunice, 22
Vietnam, 75
Vocabulary, in literacy programs, 24
Vocational orientation, of schools, 2
Voice. See Discourse
Willis, Paul, 16
Words, in literacy programs, 23
Work, 54–5, 57–8
World Council of Churches, 67, 69, 73;
CCPD, 70;
contributions to liberation movements, 69–70
“Writing” and “rewriting” of reality, 23–4, 33, 75, 92, 114
Writing, in literacy programs, 50
Zambia, 67, 68