Quantity Estimating: Indiana Department of Transportation-2013 Design Manual
Quantity Estimating: Indiana Department of Transportation-2013 Design Manual
Quantity Estimating: Indiana Department of Transportation-2013 Design Manual
CHAPTER 17
Quantity Estimating
NOTE: This chapter is currently being re-written and its content will be included in Chapter108 in the future.
Design Revision
Sections Affected
Memorandum Date
13-01 Jan. 2013 Figure 17-1B
14-04 Mar. 2014 17-4.02(01)
15-04 Mar. 2015 17-2.9
15-06 Mar. 2015 17-4.10(03)
17-1.05, 17-4.06 and Figure 17-4D, 17-4.09, 17-4.10 (03),
16-16 Apr. 2016 17-5.09 and Figures 17-5G thru -5G(2) (deleted),
Figures 17-5 I and 17-5J, 17-6.0 (added)
16-22 May 2016 17-4.10(01) through 17-4.10(04)
16-11 REV Sep. 2016 17-4.10(01), 17-4.10(02), and 17-6.0
17-26 Dec. 2017 17-4.02(01)
19-05 May 2019 17-4.12 (deleted)
The design memorandum applicable revision date is noted in brackets next to each section heading
below
TABLE OF CONTENTS
LIST OF FIGURES
Figure Title
QUANTITY ESTIMATING
In addition to preparing clear and concise plans, as described in Chapter 14, the designer should
compile an accurate summary of the project quantities. This information leads directly to the
project cost estimate, which combines the computed quantities of work and the estimated unit
prices. An accurate summary of quantities is critical to prospective contractors interested in
submitting a bid on the project. In addition to the INDOT Standard Drawings and the INDOT
Standard Specifications, Chapter 17 provides additional guidelines on calculating quantities for a
highway, bridge, or traffic project.
17-1.0 GENERAL
When preparing quantity computations, the designer should consider the following guidelines.
1. Specifications. Cross check all items against the INDOT Standard Specifications to ensure
that the appropriate pay items, methods of measurement, and bases of payment are used.
If an item is not described in the Standard Specifications or recurring special provisions, a
unique special provision must be included in the contract documents to cover the item.
Chapter 19 discusses how to prepare special provisions.
2. Pay Item Code Number. Every pay item has a unique number assigned to it for data
processing. This code number is located in the computer programs CES and Estimator.
Section 20-2.01 describes these programs. Only the official pay item name and description
should be used in the contract documents, special provisions, or summary of quantities.
3. Rounding. The quantity of any item should check exactly with the figure on the
computation sheets. Indicate any rounding of the raw estimated figures on the computation
sheets. Unless stated otherwise, rounding of the calculations should not be done until the
value is incorporated into the Quantity Summary Tables.
Check all values obtained through computations or use of standardized tables. For those pay items
where agreements may be reached to make payment on the basis of plan quantities, an independent
check should be performed and noted. The resolution of any differences between original and
check computations should be identified. Where computations are performed by computer, an
independent check is not required. However, check the input and review the computation output
sheet for mistakes. Also, sign and date the computer output similarly to hand computation sheets.
The contractor may request copies of the quantity calculations subsequent to the letting. Requests
prior to the letting from contractors should be directed through the Legal Services Division.
Quantities for all contract pay items should be estimated using the measurement units shown in
the INDOT Standard Specifications or the special provisions. The values determined from the
computations should be rounded as described below and shown in the Quantity Summary Tables
and elsewhere in the plans as required.
1. Small Quantity. For a quantity of 10 or less, round to the nearer whole unit (i.e., 3.2 to 3,
5.5 to 6, or 9.8 to 10).
2. Large Quantity. For a quantity greater than 10, round up to the next whole unit (i.e., 27.8
to 28, or 146.2 to 147).
4. Earthwork. For an individual cross-section area, round to the nearer 0.1 ft2. For an
individual end-area volume, round to the nearer 1 yd3. For a total pay quantity, round up
to the next multiple of 5 yd3.
5. Structural Concrete. Round each structural-concrete quantity to the nearest 0.1 yd3. This
includes each individual pour or structure portion and the total quantity for each concrete
class shown in bills of materials and the Bridge Summary sheet.
The values shown in the Estimate of Quantities and Cost Estimate developed by the designer
should reflect this rounding procedure. The Engineer’s Estimate and Schedule of Pay Items
developed by the Contract Administration Division’s Estimating Office will also reflect this
procedure.
Only use a lump-sum pay unit where the scope of work for the item is clearly defined, and the
amount of work has a minimal chance of changing during construction. The INDOT Standard
Specifications defines which quantities may be estimated as lump sum. Where practical, list the
quantities for the separate work that will be included within the lump-sum item. The list should
note that the separate quantities are for estimating purposes only. Where there is a significant
chance of quantity changes, the work must be by the unit and not lump sum.
No work should be shown as incidental to another pay item or the contract. If any work will be
included as part of another item, it must be addressed by the specifications or with a special
provision. The designer should only include an item of work in another pay item where the scope
of work for both is clearly defined and the probability of the quantity of either item changing is
minimal. Minimize the amount of work to be included in other pay items. It is impossible for
bidders, or the Department, to prepare an estimate for a project which contains incidental items for
which quantities or the scope of work is indeterminable.
A proprietary material is defined through specifications that are so specific that only one product
will satisfy the requirements, or that the name of the product is actually specified. To ensure
competitive bidding, the designer should restrict the use of proprietary materials on a project.
However, if a situation occurs where the use of a proprietary material will enhance safety, control
costs, or will otherwise improve the project design, the use of a proprietary material may be
justifiable.
17-1.05(01) Justification
The designer must submit for approval one of the following certification or a public-interest
finding requests for the use of a proprietary material. This should occur at Stage 2, but not later
than Stage 3. Editable versions of the forms appear on the Department’s website at
www.in.gov/dot/div/contracts/design/dmforms/, under Proprietary Materials.
1. Certification for No Suitable Existing Equal Material. If no suitable equal material exists,
a Certification should be prepared. Figure 17-1C should be used for this request.
Each request should include Figure 17-1A, the Transmittal Memorandum. The request should be
submitted through ERMS to the project manager, who will forward the request to either the
Highway Design and Technical Support Division Director or the Bridges Division Director for
approval. FHWA approval or concurrence is as follows:
1. INDOT approval is required for each Figure 17-1C request that no suitable equal exists, or
each Figure 17-1D request for product essential for synchronization. FHWA concurrence
will be required only for a project that requires FHWA oversight.
4. FHWA approval is required for each Figure 17-1E Programmatic PIF request.
5. FHWA approval is required for each Figure 17-1F Programmatic Certification request.
FHWA approval listed in 2 through 5 above is required without regard to FHWA oversight.
If the project is under construction and a proprietary material is added to the contract, the
Certification or PIF should be prepared and approved prior to completion of the change order. If
a pay item is changed to proprietary during construction, federal participation is limited to the
lower of either the contract unit price or the change-ordered unit price.
Earthwork computations can be determined using a computer and special design software
packages. Earthwork quantities for a small project, approach, S-line, side road, ditch, or
additional-grading feature may require manual calculations (see Section 17-2.02). For computer
calculation of mainline earthwork quantities, the information required is as follows:
The computer can generate a computation of end areas and volumes for each cross section. Show
the actual computed end areas and volumes on the plans cross sections.
For a small project, or to calculate special features on a larger project (e.g., approach, ditch), it
may be necessary to calculate the earthwork quantities manually. The following procedures apply.
1. Computation Sheet. See Figure 17-2A, Computation Sheet, for that used by the
Department. This format can be used for documenting cross-sectional areas and volumes
between cross sections.
2. End Areas. The end areas used to compute the quantities are defined by the ground lines
and typical-section template. See Figure 17-2B, End Area Template. After the cross
sections have been plotted, determine the areas of cut and fill for each cross section.
Include the waste of unsuitable soils, undercut, rock excavation, trench excavation, or
special excavation or embankment on the section. Record the cut and fill areas for each
cross section on the computation sheet.
3. Sum of End Areas. The Sum of End Areas columns are the sum of adjacent cross-section
areas for the Cut and Fill columns. The line in the figure is offset between the two end
areas. This line indicates that two areas are to be added together.
A +A
V = 1 2 (D) (Equation 17-2.1)
2
A1 + A2 = sum of cut or fill end areas of adjacent sections from the Sum
of End Areas, yd2
These values are recorded in the appropriate Volume of Cut and Volume of Fill columns
on the computation sheet.
Fill quantities calculated manually or by a computer must be adjusted by the appropriate shrinkage
factor to account for the compaction of material, loss from hauling, subsidence of the existing
ground caused by the overburden, erosion, and clearing operation. The factors used in the
calculations will depend on the soil type, quantity to be moved, and engineering judgment. Sand
and gravel have smaller shrinkage factors than clay or silt. For rock excavation, it may be
necessary to apply an expansion or swell factor. Figure 17-2C, Shrinkage and Swell Factors,
provides factors that may be used for preliminary design purposes. A more definitive value may
be available from other sources (e.g., the Geotechnical Report).
Only use one shrinkage factor for the entire project or for each individual balance within the
project. The district office may provide guidance in choosing the applicable factor(s) to be used
in the calculations. The designer may need to adjust the shrinkage factor to account for smaller
quantities.
17-2.04 Balancing
For a large project, it is desirable to approximately balance the earthwork (cut and adjusted fill)
for the project. An unbalanced project will require the contractor to haul extra material (borrow)
or remove the excess (excavation) from the project site, which will typically increase construction
2. Rural 3R Project. The need for balancing will be determined for each project as required.
For a long project, the designer should provide several intermediate balance points. The length of
each balance section should not exceed 2000 ft unless an interchange, rest area, or area of deep cut
or fill are included. A bridge is not included within the balance limits.
To allow the contractor to determine the amount of excavation, borrow, etc., required the designer
should include an earthwork balance table in the plans. For a long roadway project, provide a
separate table for each balance section. Quantities for benching should be included in the
earthwork balance. This table should be included on a Road Plan and Profile sheet, typically in
the profile half of the sheet. Figure 17-2D, Earthwork Balance Table (Road Project), illustrates
the typical format that should be used. For a bridge project, one earthwork tabulation table will be
required for the entire project. Show this table on the Layout sheet. Figure 17-2E, Earthwork
Tabulation (Bridge Project) illustrates the typical format that should be used.
The use of the linear grading pay item is generally limited to a project with a minimal amount of
earthwork. This will only include the applications as follows.
3. Median. Linear grading consists of earth filling a median required for paving shoulders
and placement of a concrete median barrier where travel lanes are not being added.
All other earthwork should be paid for as common excavation and borrow.
Where linear grading is being considered, the measurement for payment will be based on the length
of roadway per linear foot measured along the centerline actually constructed to the lines and
grades shown in the typical cross section. Measurement will be made once per centerline per area.
Typical cross sections should be separated.
The pay-quantity limits should be measured along the roadway centerline, with deductions for
bridges, etc. For example, a divided-roadway project length is 25,000 ft, and includes two bridges
with a combined length of 600 ft. Linear grading is to be done in the median and beyond the
outside shoulders. The linear-grading pay length is 24,400 ft. The plans should indicate which
work is to be included in the linear-grading pay item, both by typical section and in estimated
quantities per area of linear grading, i.e., cubic yards of common excavation.
17-2.07 B Borrow
Where B borrow is specified, it should be considered as a separate pay item. All locations where
B borrow is to be placed should be shown on the plans. When estimating the quantity of B borrow,
the designer should consider the following.
1. Mechanically Stabilized Earth Retaining Wall. B borrow is placed outside of the limits of
structure backfill (e.g., beyond the reinforcing straps). Section 17-4.05 provides additional
information for determining backfill material quantities for a retaining wall.
2. Unsuitable Materials. B borrow is used to replace unsuitable materials (e.g., peat) within
the roadway structure. Section 18-2.06 provides guidance for determining the locations
for the placement of B borrow with peat excavation.
Structure backfill has been subdivided into types. Each type should be specified as described
below.
a. longitudinal or transverse structure placed under, or within 5 ft of, the back of paved
shoulder or back of sidewalk of a new rural or urban facility, or
b. such a structure for an existing rural facility where all existing pavement is to be
replaced.
a. longitudinal or transverse structure placed under, or within 5 ft of, the back of paved
shoulder or back of sidewalk for an existing urban facility where all existing
pavement is to be replaced;
b. longitudinal or transverse structure placed under, or within 5 ft of, the back of paved
shoulder or back of sidewalk for a rural or urban facility where undisturbed existing
pavement is to remain; or
Structure backfill is a separate pay item. The pay-item name should include the type. The pay
unit is square yard. In estimating the quantity of structure backfill, the following should be
considered.
1. Drainage Structure. Section 17-3.0 discusses the procedure for estimating structure-
backfill quantities for a drainage structure.
2. Abutment. The quantity of structure backfill should be determined and shown similarly to
that for a concrete retaining wall, i.e., 1:1 backslope to a point 1.5 ft outside the neat lines
of the abutment footing. See Section 17-5.05(01).
3. Retaining Wall. The quantity of structure backfill should be determined and shown on the
cross sections at each retaining-wall location. Section 17-5.05(02) provides additional
information regarding retaining-wall structure backfill.
Flowable backfill is a separate pay item. It is required for backfilling behind the end bents of a
reinforced-concrete slab bridge, or behind the wingwalls of a precast-concrete three- or four-sided
structure. It is also required for backfilling a new cross-culvert placed under an existing roadway.
Flowable backfill for use other than as structure backfill should be specified as either removable
flowable or non-removable flowable backfill. R should be entered in Structure Data sheet’s
Flowable Backfill column if the material is removable. N should be entered in the column if the
material is non-removable.
The determination of pipe-backfill quantities is based on the pipe shape, pipe-interior designation,
backfill method, and backfill material.
For additional guidance on determining pipe-backfill quantities, see the INDOT Standard
Specifications or the INDOT Standard Drawings, or contact the Production Management
Division’s Design Resources Team.
The interior of a pipe is either smooth or corrugated. For most pipe structures and pipe types, the
contractor will have a choice of pipe materials, of either interior designation. For the purpose of
determining backfill quantities, a corrugated interior should be assumed.
The standard backfill methods are described below, and also shown on the INDOT Standard
Drawings.
1. Method 1. This method should be used for a structure to be placed under a new- or
replacement-roadway mainline or public road approach, for a structure to be placed under
a median embankment, or for a new structure to be placed under an existing roadway
mainline or public road approach.
2. Method 2. This method should be used for a structure to be placed under a drive in new or
replacement work, or under an existing drive.
3. Method 3. This method should be used for a structure to be placed under a new- or
replacement-roadway’s median trench.
Unless instructed otherwise, structure backfill is required for each culvert or storm-drain structure,
except a field-entrance culvert which is to be backfilled with suitable excavated material.
The contractor may substitute coarse aggregate as an option for structure backfill for backfilling a
concrete culvert, pipe, structural plate pipe, pipe-arch, or arch. However, the backfill material
should always be identified as structure backfill. If coarse aggregate is used, the ends and top of
the trench are to be capped with geotextile as shown on the INDOT Standard Drawings. The
geotextile is not a separate pay item.
A specific backfill type should be specified only if, for example, a pipe is to be placed in the
vicinity of utilities. Then, flowable backfill should be specified. If structure backfill or flowable
backfill are both acceptable alternates, the material should be identified and quantified as structure
backfill.
See the INDOT Standard Drawings to determine the appropriate backfill materials for the structure
based on the backfill method required.
Figure 17-3A identifies the values described below which are required for determining backfill
quantities.
[
For backfill method 1 or 2, LB = 2(5) + Pvmt. Width + 2 2(Tc + H c ) , ]
where Tc = Vc. The pavement width is that of the travel lanes plus shoulders.
π ( B c )2
Ac =
4
Wb = 2W + Bc
2H c
K = 2W + Bc +
12
2(H c + Vc )
For backfill method 3, K 3 = 2W + Bc +
12
2Tc
Wt = K +
12
All methods, backfill quantity, BBC, per linear foot from trench bottom to pipe crown:
BBC =
[0.5H c (Wb + K )] − Ac
27
Tc (K + Wt )
BCT =
54
Method 3 backfill quantity, BCV, per linear foot from pipe crown to top of Vc dimension:
Vc ( K + K 3 )
BCV =
54
Method 3 backfill quantity, BVT, per linear foot from top of Vc dimension to top of trench:
(Tc − Vc )(K 3 + Wt )
BVT =
54
For backfill method 2, BBC and BCT each represent different materials, so the quantities
should not be added. The total quantity for method 2’s BBC material is (LB)(BBC). The total
quantity for method 2’s BCT material is (LB)(BCT).
For backfill method 3, BBC and BCV are the same material, so the total method 3 quantity of
this material is LB(BBC+ BCV). BVT represents a different material, so it should not be added
to BBC+ BCV. The total quantity for method 3’s BVT material is (LB)(BVT).
The total backfill quantity is that required for an earth foundation plus the foundation backfill
required below the pipe. The additional volume is determined as follows:
A = 8 in. or 2/3 ft. The entry in the formula below for WF must be made in feet.
2A
WF = 2W + Bc −
12
Span + 2C t
Bc =
12
Rise + 2C t
Hc =
12
Wb = 2W + Bc
2H c
K = 2W + Bc +
12
All methods, backfill quantity, BBC, per linear foot from trench bottom to pipe crown:
Method 1 or 2 backfill quantity, BCT, per linear foot from pipe crown to top of trench:
Tc (K + Wt )
BCT =
54
Method 3 backfill quantity, BCV, per linear foot from pipe crown to top of Vc dimension:
Vc ( K + K 3 )
BCV =
54
Method 3 backfill quantity, BVT, per linear foot from top of Vc dimension to top of trench:
(Tc − Vc )(K 3 + Wt )
BVT =
54
For backfill method 2, BBC and BCT each represent different materials, so the quantities
should not be added. The total quantity for method 2’s BBC material is (LB)(BBC). The total
quantity for method 2’s BCT material is (LB)(BCT).
For backfill method 3, BBC and BCV are the same material, so the total method 3 quantity of
this material is LB(BBC+ BCV). BVT represents a different material, so it should not be added
to BBC+ BCV. The total quantity for method 3’s BVT material is (LB)(BVT).
The total backfill quantity is that required for an earth foundation plus the foundation backfill
required below the pipe. The additional volume is determined in the same manner as for a circular
pipe.
The computer program, Backfill Calculation Software, is now available on the Department’s
website at www.in.gov/dot/div/contracts/standards/07Bkfl-qt.xls. Use of the program precludes
the need for hand-calculations for cross-structures as shown in the INDOT Standard Drawings.
For a circular pipe, the input data include pipe diameter, pavement or median width as required,
and Tc.
For a deformed pipe, the input data include pipe size, pavement or median width as required, Tc,
span, rise, and perimeter P. Span, rise, and P can be determined from the reference sheets included
with the program.
The following backfill quantities calculation examples are included with the program.
Video inspection will be required for each pipe that is inaccessible for visual inspection, or for
which visual inspection is impossible. This includes each location considered to be in a confined
space. Commercial- and private-drive pipes will not be video inspected. This is a pay item, and
should be applied as necessary to each non-underdrain pipe pay item, without regard to INDOT
Standard Specifications reference number.
The backfill method, material, and quantity; geotextile quantity if applicable; and video-inspection
quantity if applicable, should be shown in the Structure Data table for each pipe structure.
Chapter 304 discusses INDOT pavement design criteria. It also provides information for quantity
determinations of subgrades, asphalt materials, concrete materials, underdrains and geotextile
wraps. Figure 17-4A, Roadway Factors, provides factors that can be used to determine asphalt
pavement and other roadway quantities.
The following method should be used to determine quantities for shoulder corrugations. For an
Interstate route, it is sufficient to multiply the number of shoulders requiring corrugations, usually
four, by the gross project length in yards. For another type of facility, it is acceptable to multiply
the number of shoulders that require corrugations by the gross project length in yards by 0.8 to
account for the gaps in the intermittent corrugation pattern. It is not necessary to subtract the
length of gaps at bridge approach slabs and bridge decks, driveways, median crossovers, or public
road approaches when calculating the quantity. It is also not necessary to subtract the length of
non-corrugated shoulder less than 7 ft wide adjacent to a roadside barrier.
Subgrade information is included in INDOT Standard Specifications section 207. The subgrade is
defined as the top surface of a roadbed upon which the pavement structure and shoulders are
constructed. The subgrade area should be computed for all areas of new pavement or shoulders,
including cuts and fills. The width of the treatment is between points which are 2 ft, or as
determined, outside the edges of paved shoulders or back faces of curbs, as shown in Chapter 304,
or as instructed by the Office of Geotechnical Services. The lateral limits and type of subgrade
treatment should be shown on the Typical Cross Sections on the plans.
17-4.02(01) Subgrade Treatment Types [Rev. Jan. 2011, Mar. 2014, Dec. 2017]
Where subgrade treatment other than that described below is recommended by the Office of
Geotechnical Services, a special provision is required.
2. Type IA. Effective Sept. 2014, Type IA has been deleted from the Standard Specifications.
4. Type IC. This treatment consists of 12 in. of subgrade excavated and replaced with coarse
aggregate No. 53.
5. Type II. This treatment consists of 6 in. of the subgrade excavated and replaced with coarse
aggregate No. 53.
6. Type IIA. This treatment consists of 8 in. chemical soil modification. Chemical soil
modification should not be used where groundwater is within 5 ft of the proposed subgrade
treatment elevation. Due to equipment limitations, chemical soil modification should be
limited to subgrade widths equal to or greater than 8 ft.
8. Type IIIA. Effective Sept. 2014, Type IIIA has been deleted from the Standard
Specifications.
9. Type IV. This treatment consists of 12 in. of the subgrade excavated and replaced with
coarse aggregate No. 53 on Type IB geogrid.
10. Type IVA. This treatment consists of 12 in. of coarse aggregate with Geocell Confining
System.
11. Type V. This treatment consists of 3 in. of subgrade excavated and replaced with 3 in.
coarse aggregate No. 53.
1. Project With Subgrade Treatment Type Determined per Former Practice. The designer
should transmit a memorandum to the Office of Geotechnical Services. Such
memorandum should request that the Office of Geotechnical Services review the pavement
design to determine the subgrade treatment type or types required as described herein.
Once the Office of Geotechnical Services transmits its determination to the designer, the
designer must revise the plans, pay items, and pay quantities accordingly.
2. Project With Subgrade Treatment Type Yet to be Determined. The preliminary field check
plans should include projected AADT figures and subgrade treatment areas tabulated for
each survey line as shown in Figure 17-4B. During the field check, the Office of
Geotechnical Services should be informed of possible shallow utilities, temporary
pavement, need for a temporary runaround, or night construction so that it can make
suitable recommendations for subgrade type. Such considerations should be documented
in the field check minutes.
The type or types of subgrade treatments described in Section 17-4.02(01) to be used will
be specified in the Geotechnical Report. If the Geotechnical Report does not specify the
subgrade treatment type, the designer should send a memorandum requesting the subgrade
treatment to the Office of Geotechnical Services.
The field check may have already been conducted, but the Geotechnical Report may not
yet have been received by the designer. For this situation, the designer should submit to
the Office of Geotechnical Services the tabulation and information regarding shallow
utilities, temporary pavement, need for a temporary runaround, or night construction so
that it can make suitable recommendations for subgrade type.
A divided highway may have parallel but separate subgrade treatment areas, likely of the same
type, depending upon the width of the median. An isolated area such as that on an S-line, median
crossover, or possibly a portion of the mainline, may be of a different treatment type than that of
the mainline. Quantities should be determined for each required subgrade treatment pay item.
Pay quantities for backfill and pavement replacement work at an installation or replacement of a
pipe, culvert, structure, or utility line placed either transversely or longitudinally under an existing
paved roadway alignment will be determined as described below.
The following equations, along with the INDOT Standard Drawings, should be used to determine
the longitudinal pay limits, L, in linear feet, of the pavement replacement.
d Bc
L = 5.5 + + [Equation 17-3.1]
6 12
d
L = 4+ + 0.13Bc [Equation 17-3.2]
6
The pavement material to be placed should match the existing pavement section as closely as
possible. If the existing section is shallower than the minimum section shown on the INDOT
Standard Drawings, such minimum section should be specified. The designer will determine the
existing pavement section from the most recent approved pavement design or existing typical cross
sections details. If the existing asphalt pavement section cannot be determined, the minimum
HMA section shown on the INDOT Standard Drawings with 440 lb/yd2 HMA Base should be
specified. If the existing concrete pavement section cannot be determined, a minimum PCCP
section of 9 in. depth should be specified. The same new pavement section should be used for
both travelway and shoulders.
1. Asphalt Pavement. Hot mix asphalt (HMA) pavement quantities should be determined for
Surface, Intermediate, or Base courses. The thickness of each course should approximate
that in place with consideration given to current practice in determining course thicknesses.
If a thicker section than the minimum is required, the additional thickness should consist
of HMA Base 25.0 mm. The courses and lay rates should be shown on the plans.
2. Concrete Pavement. The required portland cement concrete pavement (PCCP) quantity is
the travelway and shoulder widths times L as determined above. The pay unit is square
yard. The same pay item should be specified without regard to the required pavement
depth. The required depth should be shown on the plans. The new subbase should match
the existing thickness and type, whether the existing subbase is open graded or dense
graded. The PCCP quantity should be shown on the plans on the Structure Data sheet in
the Pavement Replacement, PCCP column.
3. Composite Asphalt over Concrete Base. HMA of the thickness in place should be placed
on PCCP of the minimum or greater thickness if required. The HMA material should
consist of HMA for Structure Installation as required. The new subbase should match the
existing thickness and type, whether the existing subbase is open graded or dense graded.
The quantities should be determined and shown on the plans as described in Items 1 and 2
above.
Quantities for backfill should be determined based on the section shown in the INDOT Standard
Drawings, and as described in Section 17-3.01(03). The backfill quantities should be shown on
the Structure Data sheet in the appropriate Backfill column. If no Structure Data sheet is included
with the plans, the backfill quantities should still be shown on the plans.
Underdrains, if present where placing a pipe under existing pavement, should be perpetuated. The
only pay quantity will be for the linear measure of underdrains based on the existing configuration.
The pay item is Underdrain, Patching and the pay unit is linear foot. Quantities should not be
determined for underdrain pipe, aggregate for underdrains, geotextile for underdrains, HMA for
underdrains, outlet protector if required, video inspection for underdrains, and all other incidentals
for underdrains. This work is included in the cost of the pay item Underdrain, Patching.
17-4.04(01) Subbase
The subbase under portland cement concrete pavement (PCCP) consists of two aggregates, Coarse
Aggregate No. 8 on top of Coarse Aggregate No. 53. The INDOT Standard Specifications
provides the criteria for thickness of these aggregates. The bottom layer of this composite subbase
should be designated on the plans as a separation layer. Include this separation layer in a PCCP
mainline, S-line, or approach pavement except a drive. For estimating and payment purposes,
combine the quantities for both aggregate types and designate them together as Subbase for PCCP.
For additional guidance, see Chapter 304 and the INDOT Standard Specifications, section 302.
17-4.04(02) Underdrains
Underdrains are required under new pavement. Locate the underdrain in the pavement structure
as shown in Chapter 304 and provide a detail in the construction plans. For additional guidance,
see Chapter 304 and the INDOT Standard Specifications. Where underdrains are used, include
the following pay items.
c. Aggregate for Underdrains. Only the aggregate placed below the subgrade is included
as aggregate for underdrains.
2. Underdrain Outlets. Underdrain outlets will consist of the pay items as follows:
A short length of irregular concrete median barrier section used in conjunction with the standard
shape, a barrier at an approach to a bridge pier, sign foundation, or other similar support should be
considered concrete median barrier and quantified as concrete barrier.
17-4.06 Curb Ramp and Detectable Warning Surface [Rev. Apr. 2016]
The pay limit for a curb ramp should include the ramp, blended transition, turning space, flared
side and return curb as required. Where a turning space is shared by more than on curb ramp the
turning space should only be measured for payment once.
Quantities for curb or combined curb and gutter within the curb ramp limits should not be included
in the curb ramp quantity. These quantities should be incorporated into the project’s appropriate
curb or curb-and-gutter quantities. Quantities for sidewalk required outside the curb ramp pay
limit, should be incorporated into the project concrete sidewalk quantities. If flared sides are sod
instead of concrete, such sodding should be incorporated into the project sodding quantities. The
following pay items apply to curb ramps.
1. Curb Ramp, Concrete (SYS). Include the area of the ramp, blended transition, turning
space, flared side, and return curb.
2. Detectable Warning Surface (SYS). Include the area of the detectable warning surface for
the full width of the ramp, or blended transition, or turning space, as appropriate.
The pay item Detectable Warning Surface, Retrofit, should be included where a detectable warning
surface is replaced or placed without construction of a new curb ramp. The pay limits of the
detectable warning surface, retrofit should only include the detectable warning surface area. The
Detectable Warning Surface, Retrofit pay item will include the removal, disposal, and replacement
of portions of the concrete ramp, concrete base, including border, detectable warning surface, thin
set mortar, and fine aggregate (where required) for filling joints.
Figure 17-4D, Quantities for Curb Ramp, illustrates the pay limits for curb ramps.
A longitudinal-ditch slope of flatter than 1% will be seeded. A slope of 1% or steeper but flatter
than 3% will require sodding. A slope of 3% or steeper will require a paved side ditch or riprap
lining. However, in an area of poor soil, a slope of flatter than 3% may be paved or lined with
riprap. A riprap ditch is typically used in a rural area and should be avoided in an urban area. The
final ditch-protection type will be determined at the field check in consultation with the district
office. The following discusses how to estimate the quantities for each ditch type.
A standard sodded ditch is that which is parallel to the pavement profile grade line. A special
sodded ditch is that which varies in elevation with respect to the pavement profile grade line.
Depending on the side slopes, either ditch type may be used within the clear zone. Do not use a
ditch with side slopes of 3:1 or steeper within the clear zone.
A ditch should be sodded to a point 1 ft above the flow line. Figure 17-4E, Sodded Ditch
Quantities, provides the factors that can be used to determine the sodding quantities for a 4-ft wide
sodded ditch based on various side slopes.
The INDOT Standard Drawings and Figure 17-4F, Paved Side Ditch, illustrate the types of paved
side ditch used by the Department. To determine the type of paved side ditch, use the criteria
provided in Section 30-3.03(02).
1. Limits. Where a paved side ditch meets a sodded or unsodded ditch flowing in the same
direction, extend the limits of the paved side ditch 25-ft beyond the theoretical point of
termination. A longer distance may be required under special circumstances.
2. Measurement. Paved side ditch is measured from station to station in meters. For a grade
of 20% or flatter, increase the measured distance from the plans by 5% to compensate for
grade. For a grade steeper than 20%, increase the measured distance by 10%.
4. Cutoff Wall. A cutoff wall is required at the beginning and end of each paved side ditch.
Each cutoff wall is considered to be equivalent to 8 lft of the paved-side-ditch type
specified at a location. Therefore, add an additional 8 lft to the measured paved-side-ditch
quantity for each cutoff wall required.
5. Lug. A lug is provided to prevent sliding on a steep slope. Each lug is considered
equivalent to 8 lft of the paved-side-ditch type specified at a location. Therefore, add an
additional 8 lft to the measured paved-side-ditch quantity for each lug required. Lugs
should be provided at the locations as follows:
b. 10 ft downslope from the intersection of two different types of paved side ditches;
c. at the downslope end of a transition between two different types of paved side
ditches; or
6. Sodding. Provide sodding next to a paved side ditch as shown in Figure 17-4F, Paved Side
Ditches. To determine the sodding quantity, use a factor of 2.6 yd2 per linear foot of paved
side ditch. This factor is applicable for all paved-side-ditch types.
1. Revetment riprap may be used for a slope of 3% or steeper, but 10% or flatter. Class I or
class II riprap should be used for a slope steeper than 10%.
2. At a bridge cone, use the riprap type specified for the bridge cone.
3. Where a riprap ditch meets a sodded or unsodded ditch flowing the same direction, extend
the limits of the riprap 25 ft beyond the theoretical point of termination.
6. Use uniform riprap for a ditch which is within the clear zone.
A project on a rural non-Interstate-route will require mailbox assemblies. Section 51-11.0 provides
guidance on the design and location of a mailbox approach. If mailbox locations are not shown
on the topographic survey, the designer should not assume that mailboxes are not present on the
route. In the absence of survey information, the designer should check for mailboxes at the field
check review. The use of the videolog will also aid in determining the location and number of
mailboxes.
Figure 17-4H, Mailbox Summary Table, illustrates the mailbox quantities that should be used. If
the designer is certain that mailboxes are not located within the project limits, there is no need to
include the work in the plans.
A monument is set to perpetuate the location of a disturbed public land survey or grant corner
within a right of way, to reestablish an alignment monument that may be disturbed during
construction or created from a PR line, or to establish and define a vertical reference point.
Monuments used by the Department are shown in the INDOT Standard Drawings series E 615-
SCMN, E 615-SLBM, and E 615-SLMN and are defined as follows.
1. Monument Type A. Use this type with vitrified brick or asphalt surface on concrete base.
3. Monument Type C. Use this type where a monument is required outside the pavement
area.
6. Section Corner Monument. Use this type to perpetuate the location of a public land survey
or grant corner.
It is the responsibility of the designer to select the type of monument that best suits the location
where a monument is required.
1. Location. Provide a monument at each section corner, quarter-section corner, and grant
corner that lies within the right of way for a new facility, or for a facility to be reconstructed
except as described in item 2 below.
2. Responsibilities. The district office will request the county surveyor to establish each
public land survey and grant corner located within the right of way that is not already
defined by a monument at the time of construction. If the county surveyor fails to establish
each such point as requested, the district office will eliminate each monument provided for
this purpose from the contract. Those section corner, quarter-section corner or grant corners
that lie within the right of way that were previously monumented, but will be destroyed
during construction, must be re-established.
3. Plans. Designate each monument by type and show it on the plans with an arrow to its
approximate location.
A survey or design alignment is used as the basis for the descriptions of acquired right of way.
With respect to right-of-way descriptions, it is as significant as a section corner. A survey line
control point and survey and design alignment monuments must be set by an Indiana registered
land surveyor. A partial 3R project or a project not requiring additional right of way is exempt
from this requirement. The following will apply.
c. Designate each monument by type and show it on the plans with an arrow to its
approximate location.
d. Place a monument at the intersection of the main line with the “S” line.
2. Monumenting Beginning and End Point of Project. Place a monument on the survey and/or
design alignment centerline at each of these points.
a. It is not necessary to monument each POT and POC. These intermediate points are
to be monumented as necessary so the maximum interval between adjacent
monuments does not typically exceed one quarter mile.
c. Designate each POC and POT monument by type and station and show it on the
plans with an arrow to its approximate location.
One benchmark should be provided at least every 1.5 mile. Benchmarks should be located as
follows.
1. Structure. Include a benchmark tablet on each bridge. Where twin structures or dual
structures are constructed in the same vicinity, a benchmark is only required on one
structure. Benchmark tablets should be installed at locations with continuous, deep
foundations such as abutment, pier or pile cap. Avoid locations such as curbs, sidewalks,
bridge decks, and railings. Location must accommodate the establishment of an accurate
elevation of the bench mark. Benchmark tablets set as noted above or in a benchmark post
should not be paid for directly.
3. Plans. Designate each benchmark post or tablet on the plans with a note as follows:
The district construction engineer will notify the district Capital Program Manager, project
manager, and district Survey Manager in which the project is located, for approval prior to any
monument being eliminated from the contract or if the location of a monument is proposed to be
changed. The as-built plans are to reflect any changes made to the monument locations shown in
the construction plans.
Each National Geodetic Survey (NGS) benchmark disturbed by highway construction must be re-
established. It is the responsibility of the Contractor to secure the replacement disk for such a
benchmark. In addition, the construction plans should include the note as follows:
Procedures for re-establishing soon-to-be disturbed or destroyed bench marks should follow the
guidelines established in the NGS Bench Mark Reset Procedures document and can be obtained
at the link provided below:
http://www.ngs.noaa.gov/PUBS_LIB/Benchmark_4_1_2011.pdf
The designer is responsible for notifying the NGS if a NGS horizontal control point (formerly
triangulation point) will be destroyed due to proposed highway construction. This notification will
be made by the Highway Design and Technical Support Division director and should be made at
the time the plans are sent to the district office. Sufficient detail of the mark should be provided
with notification to ensure positive identification. Said notifications will be made to the following:
It is not necessary to show a monument in the plans for use in re-establishing a NGS horizontal-
control point.
Each United States Geological Survey (USGS) benchmark disturbed by highway construction
must also be re-established. Information on resetting such may be obtained by contacting the
following:
Permanent seeding and sodding requirements can be found in the INDOT Standard Specifications,
section 621.
17-4.10(01) Seeding for Grading and Paving Project [Rev. May 2016, Sep. 2016]
b. Mulching. Use the pay item Mulching Material and estimate it at a rate of 2 T/ac.
c. Fertilizer. For estimating purposes, assume an application rate of 800 lb/ac. Use
the pay item Fertilizer and include the supplemental description “for permanent
seeding.”
2. Urban Area of 1 ac or Larger. An area within the right of way that is not sodded or paved
should be seeded as follows.
b. Mulching. Use the pay item Mulching Material and estimate it at a rate of 2 T/ac.
c. Fertilizer. For estimating purposes, assume an application rate of 800 lb/ac. Use the
pay item Fertilizer and include the supplemental description “for permanent
seeding.”
3. Rural Area of Smaller Than 1 ac. For an area within the right of way which is not sodded
or paved, use the pay item Mulched Seeding R. Estimate the area and pay quantity in
square yards.
4. Urban Area of Smaller Than 1 ac. For an area within the right of way which is not sodded
or paved, use the pay item Mulched Seeding U. Estimate the area and pay quantity in
square yards.
1. Shoulder Point to Shoulder Point. The area between the outside shoulder points should be
seeded as follows.
b. Fertilizer. For estimating purposes, assume an application rate of 400 lb/ac. Use
the pay item Fertilizer and include the supplemental description “for permanent
seeding.”
2. Shoulder Point to Right-of-Way Line. The area between the outside shoulder point and
the right-of-way line should be seeded according to the requirements for a grading and
paving project as discussed in Section 17-4.10(01).
Seed Mixture Type D is intended for ditch applications where seasonal or chronic saturated soils
exist. Estimate the quantity assuming an application rate of 16 lb/ac. Fertilizer is not used. This
mixture should be specified for use only on maintenance contracts. The use on other contract types
should be coordinated with the Environmental Services Division landscape architect.
a. Type 1. Specify this mixture where a special grass is required in addition to the
regular seed mixture. The pay item is Seed Mixture Grass Type 1. For estimating
purposes, assume an application rate of 235 lb/ac.
a. Type 1. Specify this mixture where a special legume mixture is required in addition
to the regular seed mixture. The pay item is Seed Mixture Legume Type 1. For
estimating purposes, assume an application rate of 230 lb/ac.
c. Signs. Include “Do Not Spray” signs where this mixture is specified.
Where a wildflower seed mixture is specified, prepare the necessary special provisions so that at
least three alternatives of equal cost, type, and growing condition are available for the contractor
to select. These alternates may be designated by alternate vendors’ formulations, by the designer’s
own non-proprietary formulations, or any combination thereof that results in three equal
alternatives. Ensure that alternate component varieties for non-proprietary formulations allow the
contractor to make substitutions for component varieties that may be in short supply. If the
designer has any questions regarding application rates, method of measurement, or pay item
descriptions, he or she should contact the Production Management Division’s landscape architect.
17-4.10(06) Sodding
In determining the need for sodding, the designer should consider the following.
a. in an earth ditch with longitudinal slope of 1% or steeper but flatter than 3%;
c. at a bridge-cone area near a bridge structure as shown in Figure 17-5 I, Riprap and
Sodding Limits with Barrier Transitions on Bridge, or Figure 17-5J, Riprap and
Sodding Limits with Barrier Transitions on RCBA;
d. in a median ditch of a divided highway; see Figure 17-4 I, Sodding Locations; and
2. Nursery Sod. Nursery sod will be required for all exposed surfaces within the right of way
of a developed area (i.e., commercial, industrial, residential). A maintained lawn expected
to be disturbed by construction a rural area will also require nursery sod.
4. Water. To estimate the amount of additional water required for sod and nursery sod,
assume a rate of 4 gal./yd2. The pay unit is kilogallon, symbol kGAL.
If pay items for seeding are required, at least one each of the pay item Mobilization and
Demobilization for Seeding is required. If the project includes a temporary runaround, add at least
one additional unit to the estimate. Additional units may be added as required for the likely
progression of work (e.g., for the various construction phases).
If a no-passing zone extends beyond the project limits, striping quantities should include required
solid-yellow lines and adjacent broken-yellow lines to the ends of such no-passing zone.
17-4.12 Spare Parts Package for Guardrail End Treatment or Impact Attenuator [Del. May
2019]
The total pay quantity of each type of TTB should be computed only once, regardless of how may
traffic-maintenance phases it is to be used in, or how many times it must be moved.
The length of the longitudinal portion of TTB should be taken from the beginning point of where
it is required to the ending point of where it is required. Gaps required to accommodate public
road approaches or drives should be subtracted out. The length of each such gap should be taken
as the approach or drive width plus its radii. The lengths of each flared portion should be measured
along the flare.
A construction-zone energy-absorbing terminal, if required for use with TTB type 1 or type 3, is a
separate pay item to be quantified only once, regardless of how many traffic-maintenance phases
it is to be used in, or how many times it must be moved. The length of each construction-zone
energy-absorbing terminal, if required for use with TTB type 2 or 4, should be taken as 37.58 ft
Delineation, and anchoring or other means required to control deflection, are included in the TTB
quantities, so they should not be considered when determining the pay quantities.
1. Plans. The longitudinal and transverse CBS locations should be shown on the plans. A
geotechnical investigation of the soil conditions will be required for the approximate
locations of the safety terminal and the representative locations of the intermediate line-
post foundations at the respective sites throughout the entire length of the proposed barrier
installation. The geotechnical-investigation results should be incorporated into the contract
documents.
2. Quantities. The length of each end terminal should be included in the quantities for CBS.
A safety terminal should be included for each end of each CBS run. One spare-parts set
should be included. The plans should show all necessary linear-grading work to be done
in the median. The quantities should be included in a pay item for linear grading. A traffic-
control plan should be included, along with a pay item for maintaining traffic.
Measure concrete quantities, in cubic yards, based on the theoretical volume for the class and use
specified. Do not deduct for the volume of piles, joint material, or reinforcing steel within the
concrete.
Prestressed I beams and bulb-tee beams will be measured by the linear foot. There is no
measurement per each or lump sum. Prestressed box beams will be measured by the square yard.
For a bridge with concrete structural members, the tops of all such members, and the outside faces
of the fascia members should also be surface sealed. This quantity is included in the concrete-
structural-member quantities. It should not be calculated, nor included in the surface-seal quantity
shown on the Bridge Summary of Quantities.
Structure excavation can consist of several types of excavation. In addition to the INDOT
Standard Specifications, Figure 17-5A, Structure Excavations, and the following discuss the
various structure-excavation types and how to determine the applicable quantities.
1. Class X Excavation. Specify the pay item Excavation, X, where solid rock, loose stones,
boulders of more than 0.5 yd3 in volume, concrete footings from old structures not shown
on the plans, timber grillages, piles, or other similar materials are encountered within the
limits of foundation excavation. The volume of class X excavation is determined as
follows:
D extends from the bottom of the footing to the top of the rock elevation.
2. Wet Excavation. Specify the pay item Excavation, Wet, where foundation excavation is
encountered below a horizontal plane designated on the plans as the upper limit of wet
excavation. The limits for wet excavation quantities are defined as the theoretical volume
bounded by the bottom of the footing, the upper limit of wet excavation and vertical planes
which are 1.5 ft outside the neat lines of the footing and parallel thereto. The elevation of
the upper limit of wet excavation is the low-water elevation plus 1 ft. The volume of wet
excavation is determined as follows:
Additional quantities may be required outside these limits for the following conditions.
a. The plans show a cofferdam with dimensions that exceed 1.5 ft outside the footing
and the cofferdam is not a pay item. The theoretical volume for wet excavation
will be based on the dimensions of the cofferdam as shown in the plans.
c. The volume of any class X excavation encountered within the limits of wet
excavation is not to be subtracted from the wet excavation. The volume of class X
excavation should be included as a separate pay quantity.
If a portion of the present structure lies wholly or partially within the limits of wet
excavation, do not alter the pay quantities for wet excavation.
3. Dry Excavation. The volume of dry excavation is the amount of excavation required from
the top of wet excavation to the top of proposed ground line. Only include the pay item
Excavation, Dry, if the quantity exceeds 250 yd3. Where dry excavation is not included as
a pay item, the quantity is included the concrete quantity. The volume of dry excavation
is determined as follows:
The geotechnical report will specify the test method for determining the nominal driving resistance
of a driven pile as dynamic formula, dynamic-pile load, or static load. If the number of hours
required before restriking can occur is not provided in the geotechnical report, 0 should be entered
in the appropriate recurring special provision’s appropriate blank.
a. Test Pile, Indicator, Production. One such pile per support is required.
b. Test Pile, Indicator, Restrike. A quantity of one each is required for each test pile.
If the geotechnical report does not specify a number of hours before restrike can occur, the
pay items for indicator test pile and indicator test pile restrike are not required.
In addition to the criteria shown in the INDOT Standard Specifications, the designer should
consider the following.
a. Test Pile, Dynamic, Production. The required number and locations of such piles
per support or structure will be shown in the geotechnical report.
b. Test Pile, Dynamic, Restrike. A quantity of one each is required for each test pile.
c. Dynamic Pile Load Test. A quantity of one each is required for each test pile.
a. Test Pile, Static Load, pile size, Non-Production. The required number of such
piles per support or structure will be shown in the geotechnical report.
b. Static Pile Load Test. A quantity of one each is required for the test pile.
If this test method is specified, the static-load test-pile location area should be shown on
the plans. The geotechnical report will also specify the dynamic-pile-load test for the same
piles. The pay items for test pile, dynamic restrike, and dynamic pile load test will also be
required.
Quantities should not be included for restock piling. This is for construction-oversight personnel
use at the conclusion of pile-driving operations.
1. Exposed or Buried Piles. Piles which consist of an exposed portion and a buried portion
should be measured as two pay items. The buried portion of a steel-pipe pile is Pile, Steel
Pipe, (pipe-well thickness) in, (diameter) in. The exposed portion is Pile, Steel Pipe,
Epoxy Coated, (pipe-well thickness) in, (diameter) in.
2. Pay Items. The pay items defined in the INDOT Standard Specifications should be used.
The pay item names will include information on the pile diameter or size, the type of
encasement, reinforcing-steel requirements, and the wall thickness of the steel shell.
4. Incidental Items. Do not include separate pay items for pile encasement, reinforcing steel,
or concrete filling. These are included in the pay items for the piles.
5. Oversized Predrilled Pile Holes. For an integral end bent structure, include a special
provision to define the additional payment breakdown required for oversized predrilled
holes and uncrushed gravel backfill. The piles themselves should be measured as described
in the INDOT Standard Specifications. Include the special provision where the blow count
(N) exceeds 35 blows per foot within the 10-ft interval below the bottom of the cap.
Steel sheet piling required for railroad protection should be shown on the plans. Sheet piling with
a higher section modulus than that specified may be required by the railroad company or by the
contractor’s bearing design. Sheet piling is cut to 10 ft below the final ground elevation, and left
in place after construction is complete. The sheeting is not required for permanent support, but
disturbance caused by its removal may be damaging. Steel sheet piling to be left in place is
measured by the square foot.
The specified section modulus should be included in the pay item name.
1. End Support.
a. Beam or Girder Type Superstructure. Backfill behind an end bent should consist
of coarse aggregate wrapped in a geotextile as shown in the INDOT Standard
2. Interior Support.
a. Railroad or Roadway Grade Separation Structure. The area to a point 1.5 ft outside
the neat lines of each footing should be backfilled with structure backfill as shown
on the INDOT Standard Drawings. The neat-line limits and estimated quantities
should be shown on the Layout sheet for each support location.
b. Bridge Over Waterway. The area to a point 1.5 ft outside the neat lines of each
footing should be backfilled with common fill or borrow material.
Chapter 410 provides the design criteria and warrants for the placement of a retaining wall.
Figure 17-5B, Cast-in-Place Concrete Retaining Wall Earthwork Quantities Limits; Figure 17-5C,
MSE Retaining Wall Earthwork Quantities Limits; and Figure 17-5D, MSE Retaining Wall
Earthwork Quantities Limits Showing Foundation Treatment, each illustrate the typical pay limits
for excavation and backfill material quantities for a retaining wall. The contractor may select an
alternate wall design. However, the earthwork quantities should be calculated based on the
outermost neat-line construction limits for the wall type shown on the plans.
All excavation quantities required for placement of retaining walls should be incorporated into the
project’s earthwork quantities tabulation and balancing. The required pay items for a cast-in-place
concrete wall are common excavation and structure backfill. The required pay items for an MSE
wall are common excavation, structure backfill, and B borrow.
Where bridge construction is to be included within road-project limits, the bridge designer should
provide the road designer with a Layout sheet and a General Plan sheet indicating the proposed
roadway construction near the bridge. In addition, the bridge designer will be responsible for
A bridge project should include pay items and quantities for traffic-lane stripes, edge lines, and
signs. A detail or a table illustrating permanent pavement-marking limits and quantities should be
shown in the plans; see INDOT Typical Plan Sheets. The designer should consider the following.
1. Edge and Center Lines. Determine the quantity for solid-white edge lines and for broken-
yellow center lines directly from the plans.
2. No-Passing Zones. The quantity for solid-yellow lines to denote a no-passing zone is an
undistributed item. New solid-yellow lines for a no-passing zone should be provided for
the entire no-passing zone, even if the no-passing zone extends beyond the limits of the
bridge project. Approximate lengths may be determined during the field check. However,
actual limits will be determined by the district Office of Traffic.
The designer, in conjunction with district-office personnel during the field check review, should
determine whether new traffic signs will be required or if the present ones can be reset.
The method of determining quantities for new regulatory or warning traffic signs is as follows.
1. Posts. Sign posts are measured by the linear ft and specified by type.
2. Signs. Sheet signs are measured by the area, in square feet, according to the sheeting type
and thickness.
Figure 17-5F, Sign Post and Sheet Sign Summary (Bridge Project), illustrates the signing tables
that should be placed on the Bridge Summary sheet or on the Approach Details sheet. For a project
with a small number of signs, the totals may be omitted.
Sign codes, description, size, location, post length, and type are listed in the tables according to
the guidelines in the Manual on Uniform Traffic Control Devices, the INDOT Standard Drawings
and Section 502-1.0. The type and quantity of posts should be determined as shown on the INDOT
Standard Drawings.
The designer should provide complete RCBA details on the bridge plans.
1. Dimensions. The RCBA length, width, skew, thickness, and bill of materials should be
determined and shown on the plans. The length and width should be also shown on the
General Plan sheet. INDOT Standard Drawings Series E 609-RCBA contains information
on the spacing of reinforcement and connection to the bridge deck. The Standard
Drawings are intended for new construction. The RCBA width should equal the bridge
clear-roadway width and RCBA extensions utilized as needed.
2. Anchoring. The RCBA should be anchored to the end of the superstructure where integral
end bent construction is used. Where a bridge deck expansion joint is used at the end of
the superstructure, an alternate anchoring detail should be utilized.
3. Polyethylene Fabric. Two layers of polyethylene fabric, each of minimum thickness 0.02
in., should be placed between the RCBA and the dense-graded subbase where the RCBA
is anchored to the superstructure.
4. Terminal Joint. If the approach roadway is PCCP, a terminal joint as shown on INDOT
Standard Drawings Series E 503-BAJT should be provided at the roadway end of the
RCBA. No such joint is required if the approach roadway pavement is HMA.
Quantities for the following pay items should be included on the Bridge Summary sheet, in the
Summary of Bridge Quantities table, separate from other bridge quantities.
1. RCBA of the required thickness, including extensions for bridge railing transitions, per
square yard.
3. Dense-graded subbase placed under the RCBA and extensions, per cubic yard.
Figure 17-5 I, Riprap and Sodding Limits with Barrier Transitions on Bridge, and Figure 17-5J,
Riprap and Sodding Limits with Barrier Transitions on RCBA, illustrate the placement of riprap
and sodding at a bridge cone to control erosion. Figure 17-5 I illustrates the placement where the
barrier transitions are on the bridge and Figure 17-5J where they are on the RCBA. Riprapping
the surfaces of the bridge cones and fill slopes adjacent to the RCBA is recommended for a new
bridge at a stream crossing. Where mowing equipment experiences difficulty traversing riprap
drainage turnouts for a grade separation structure (e.g., at an interchange), the bridge cone surfaces
may be sodded instead.
For a bridge rehabilitation project, the designer should review proposed erosion control techniques
(e.g., erosion control mat, riprap drainage turnout, sodded flume, curb inlet/piping) with the
Bridges Division Bridge Rehabilitation Department and the district office.
If possible, the number of bridge sites in one contract should be limited to three or four. This will
result in more contracts, but it should result in more-competitive bidding. It will also provide a
better opportunity of completing the contract within the temperature and humidity restrictions and
within the construction season.
Bridge cleaning and partial-bridge cleaning on an existing bridge are designated by QP type. The
QP designation refers to the contractor’s certification level. If the structure was built in 1995 or
later, the QP-1 designation should be used. If all or a portion of the structure to be cleaned was
built in 1994 or earlier, the QP-2 designation should be used. The Department’s Bridge Inventory
Log Book’s year built should be used to determine the QP type.
Regardless of whether the steel is regular or weathering, cleaning and painting of new structural-
steel members is included in the furnishing of new structural steel. No painting-related pay items
should be specified.
For weathering steel, the portions of new structural-steel members to be caulked and painted are
shown in Standard Drawings.
Standard paint colors are provided in the Standard Specifications. After consultation with the
project manager, one of these colors should be specified for the final coat, and the color number
from the Standard Specifications placed in the appropriate blank on the Bridge Painting Locations
and Information table, Figure 17-5K,. Light blue or light green is typically specified. Colors not
listed in the Standard Specifications should be specified only after consultation with the project
manager. Reasons for using non-standard colors include a request from an LPA, desire to match
surroundings, etc. A non-standard color requires a longer lead time for the contractor to procure
the paint and for the paint to be tested.
An editable version of the Bridge Painting Locations and Information table, Figure 17-5K is
available on the Department’s Editable Documents website, at
www.in.gov/dot/div/contracts/design/dmforms/, under Bridges. The completed table should be
included on the plans.
Pay items for cleaning and painting structural-steel members should be specified only for existing
structural steel. If only the bearings, end diaphragms, beam ends, etc., are to be cleaned and
painted, such work should be identified on the plans. The pay items specified should be those
regarding partial painting. The pay unit for cleaning bridge steel, painting bridge steel, or painting
bridge steel, partial, is lump sum.
A pay item for maintaining traffic should be included. Corresponding pay items for other traffic
maintenance appurtenances, such as construction signs, temporary traffic barrier, attenuator truck,
etc., should also be included. The designer should discuss the need for the inclusion of other site-
specific work such as clearing, tree trimming, guardrail removal and replacement, working
The designer should be alert to recognize each work area where soil will be disturbed by
construction operations, and is likely to remain in an uncovered state, especially on a multi-phase
project, for an extended period of time. Temporary seeding and mulch are used to reduce erosion
and sedimentation damage by means of stabilizing a disturbed area where additional work is not
scheduled for at least 7 calendar days. The cost of the items will be included in the total dollar
amount for Storm Water Management Budget. The following will apply.
1. Seeding. The quantity for Temporary Seed Mixture should be estimated assuming an
application rate of 150 lb/ac. The area used for the temporary seeding should be determined
based on the contract type as follows:
a. Bridge Contract. The quantity is based on 1.5 times the area of permanent seeding
b. Road Contract. The quantity is based on 2 times the area of permanent seeding.
2. Mulching. The quantity for Temporary Mulch should be estimated using the same area
used for temporary seeding. Estimate the quantity assuming an application rate of 2.5
tons/ac.
On a slope of 3:1 or steeper but flatter than 2:1 Temporary Mulch Stabilization, Type A, B or C is
required in addition to Temporary Mulch. On a slope of 2:1 or steeper, a Manufactured Surface
Protection Product is required. See section 205 of the INDOT Standard Specifications for the
various types of mulching stabilization and manufactured surface protection products.
For contracts that are anticipated to extend over a single construction season, the dollar amount
should be increased by 10% for each season
17-6.03 Storm Water Quality Control Plan (SWQCP) Preparation and Implementation
[Add. Apr. 2016]
The SWQCP Preparation and Implementation pay item includes all narrative information, plan
sheets, sequencing, and implementation information necessary for storm water management
utilized on the contract. The SWQCP Preparation and Implementation also includes the costs for
the Storm Water Quality Manager (SWQM), at level indicated for the contract, and the costs for
weekly Storm Water inspections for the contract.
Guidelines for quantifying SWQCP Preparation and Implementation Pay Items Associated with
RSP 205-R-636
In the absence of more accurate data, the following should be used for estimating purposes. The
total should be entered as the lump sum amount for the SWQCP Preparation and Implementation
pay item.
Figure 17-7A provides mathematical formulas to be used for various quantity determinations.
The current Approved Proprietary Materials list can be found on the Department’s website at
http://www.in.gov/indot/2684.htm
The recommended shrinkage factor to be used for a shoulder-widening project is 30% to 35%.
The recommended swell factor to be used for a rock fill is 30% to 35%.
Figure 17-2C
Earthwork Balance
Benching235 cys
Notes:
2 When the project is on new alignment, increase both the excavation and fill quantities to
include any benching required. See Figure 107-6B for typical benching procedures.
5 If applicable, include a note that the ________ excavation quantity includes ______ cys
of unsuitable material and/or _______ cys of benching.
Figure 17-2D
Earthwork Tabulation
Show the actual usable portion on the plans (______ %). Estimate the percentage
during the field check. If no other information is available, use 70%.
Include all material excavated to shape the channel under the structure, reduced
by the estimated concrete volume of existing piers or abutments above the
channel-clearing line. Abutment backfill above the clearing line should be
included in waterway excavation.
EARTHWORK TABULATION,
BRIDGE PROJECT
Figure 17-2E
Asphalt Mixtures Compacted Aggregate
Pavement Aggregate
Factor Factor
Thickness Thickness
1 in. 110 lb/yd2 = 0.055 T/yd2 3 in. 0.167 T/yd2
1.25 in. 140 lb/yd2 = 0.070 T/yd2 4 in. 0.222 T/yd2
1.5 in. 165 lb/yd2 = 0.083 T/yd2 5 in. 0.278 T/yd2
1.65 in. 180 lb/yd2 = 0.090 T/yd2 6 in. 0.333 T/yd2
2 in. 220 lb/yd2 = 0.110 T/yd2 7 in. 0.389 T/yd2
2.25 in. 250 lb/yd2 = 0.125 T/yd2 8 in. 0.444 T/yd2
2.5 in. 275 lb/yd2 = 0.138 T/yd2 9 in. 0.500 T/yd2
2.75 in. 300 lb/yd2 = 0.150 T/yd2 12 in. 0.667 T/yd2
3 in. 330 lb/yd2 = 0.165 T/yd2 B Borrow for Draintile
3.25 in. 360 lb/yd2 = 0.180 T/yd2 Pipe Dia. Factor
3.5 in. 385 lb/yd2 = 0.193 T/yd2 6 in. 0.257 yd3/lft
4.5 in. 495 lb/yd2 = 0.248 T/yd2 8 in. 0.269 yd3/lft
8 in. 880 lb/yd2 = 0.440 T/yd2 10 in. 0.278 yd3/lft
Asphalt for 0.63 gal./yd2 = 12 in. 0.304 yd3/lft
Prime Coat 0.0028 T/yd2 18 in. 0.502 yd3/lft
Asphalt for 0.08 gal./yd2 =
Aggregate for Underdrains
Tack Coat 0.00025 T/yd2
Riprap Pipe Dia. Factor
Riprap 1.5 T/yd3 6 in. 0.090 yd3/lft
Water for Sodding 8 in. 0.110 yd3/lft
Water 4 gal./yd2 = 0.004 kgal/yd2 10 in. 0.136 yd3/lft
Pavement Markings Shoulder Drains
Flat Terrain 24.8 T/mi
Permanent Rolling
30.2 T/mi
Broken 0.25 lft/ft Terrain
Centerline Hilly
35.5 T/mi
Terrain
Figure 17-4A
Design-Year Treatment
Line
AADT Area, SYS
“A” 20,000 10,000
“S-1-A” 300 500
“S-2-A” 400 950
Figure 17-4B
Sidewalk TS Sidewalk
Return Curb
As Required
Flared Side
LEGEND
Curb
TS Turning Space
Ramp
Sidewalk TS Sidewalk
Return Curb
As Required
Flared Side
LEGEND
Curb
TS Turning Space
Ramp
Figure 17-4D
Sodding Factor
Foreslope Backslope
(syd/lft)
6:1 4:1 1.56
4:1 4:1 1.33
4:1 3:1 1.22
3:1 3:1 1.11
3:1 2:1 1.00
Notes:
1. Sodding factor assumes a 4-ft wide ditch bottom.
2. Sodding factor assumes sodding is placed to a height of 1 ft
above the flow line.
3. For sodding next to a paved side ditch, use a sodding factor of
0.3 syd/lft.
SODDED-DITCH QUANTITIES
Figure 17-4E
Grade Range Interval
LUG INTERVALS
Figure 17-4G
MAILBOX APPROACHES *
MAILBOX
LOCATION ASSEMBLIES
WIDTH REQUIRED
DESCRIPTION
C (ft)
LT or RT L BOX SINGLE DOUBLE
STATION
Paved Shoulder,
LT 106+41 10 -- 1
Mailbox Beyond Drive
Paved Shoulder,
RT 106+54 10 1 --
Mailbox Before Drive
Paved Shoulder,
LT 124+32 8 2 1
Mailbox Beyond Drive
Figure 17-4H
Embankment
Material
Control Line 1
(Top of Wall)
MSE Wall
Panels
Structure
Backfill
Type 3
1
B Borrow
1
H Ground
Reinforcement
2’ Min.
Leveling Pad
Control Line 1
(Top of Leveling
Pad) L
Figure 17-5C
Spec. Ref. Item Unit Quantity
Figure 17-5E
SIGN POST SUMMARY
SIGN LOCATION NO. OF POST TOTAL
CODE STATION AND LINE LT. or RT. POSTS TYPE LENGTH (lft)
TOTAL A
TOTAL B
TOTAL 1
TOTAL 2
Note: Sign location and post lengths are approximate. Exact location and length to be determined in the field in
accordance with the Manual on Uniform Traffic Control Devices.
TOTAL I 0.080
TOTAL II 0.080
TOTAL I 0.100
TOTAL II 0.100
TOTAL I 0.125
TOTAL II 0.125
Figure 17-5F
This figure deleted [Mar. 2016]
RCBA
Figure 17-5G, -5G(1), and -5G(2)
This figure deleted [Mar. 2016]
RCBA
Figure 17-5G, -5G(1), and -5G(2)
This figure deleted [Mar. 2016]
RCBA
Figure 17-5G, -5G(1), and -5G(2)
8'-0"
A A
4'-0"
1'-0"
Revetment
Geotextile
SECTION A-A
Approach Slab
Limits of
Riprap
1'-6"
Toe of Slope
B
2'-0"
Figure 17-5I
A A
8'-0"
4'-0"
1'-0"
Revetment
Geotextile
SECTION A-A
Approach Slab
Limits of
Riprap
1'-6"
B Toe of Slope
3'-0"
Figure 17-5J
Bridge Painting Locations and Information
Contract No.
Route NBI Ref.
Structure Structure Number County Feature Crossed Location of
Number Number Post
Number Spans
Drainage
New- Roadway
Contract Lengths of Strl.- Existing Year Tons of Surf. Area New- Clean &
Year Paint Drain Casting
Structure Steel Spans Primer Last Strl. Strl. Steel, Color No. Paint
Built 2 Color Extensions,
Number ft-in. * Type Painted Steel ** ft ** (5-digit no.) Castings, each
(name) each
Figure 17-5K
17-7A
17-7A
17-7A
INDIANA DEPARTMENT OF TRANSPORTATION—2013 DESIGN MANUAL
CHAPTER 19
Standard Contract
Documents and Unique
Special Provisions
NOTE: This chapter is currently being re-written and its content will be included in Chapter 108 in the
future.
TABLE OF CONTENTS
Figure Title
19-1.0 GENERAL
The mission of the Department’s Standards Committee is to develop, review, and recommend for
approval all substantive additions and revisions to the Department’s standard documents used for
design and construction of projects. These documents include this Manual, the INDOT Standard
Specifications and the INDOT Standard Drawings.
The Standards Committee meets regularly to review and act on proposed changes to the standard
documents. The Committee consists of representatives from the Department entities as follows:
All bid and contract documents should complement and agree with each other to provide a clear,
concise package that can be readily understood by bidders, contractors, and field personnel. A
conflict between contract documents can result in change orders and claims which can delay
construction and increase project cost.
In developing and assembling the contract documents for a project, the designer should ensure that
all the documents are compatible. If the designer believes one of the standard documents may cause
a conflict, the Project Manager should be notified.
The designer should perform quality control checks to reduce or eliminate discrepancies between the
contract documents. However, discrepancies between documents will occur. The Standard
Specifications define the following contractual hierarchy of relationships between the documents in
order of precedence, as follows:
1. Instructions to Bidders and description of pay items listed in the Schedule of Pay Items;
2. Special Provisions;
3. Plans, including Standard Drawings and Recurring Plan Details;
4. Supplemental Specifications;
5. Standard Specifications.
If there is a discrepancy in dimensions, calculated dimensions govern over dimensions scaled from
the plans.
The Standard Specifications consist of the standard contract language adopted by the Department for
a construction project. They are incorporated into each contract by reference. They provide the
Department’s criteria for the following:
The Standard Specifications are published by the Construction Management Division and are
available either from the Department’s website or on CD. The Department also prints a limited
number of copies for use by Department field personnel only. New editions are not published on a
regular schedule. They are instead issued as warranted due to the number of changes authorized by
the Standards Committee. If a new edition is issued, it will be published in March and become
effective beginning with contracts let on or after September 1 of that year. The designer is
responsible for ensuring that contract documents are developed using the edition of the Standard
Specifications applicable to the project based on the contract letting date.
Supplemental Specifications are revisions to the Standard Specifications which have been adopted
by the Department since the last publication of the Standard Specifications. The intent is that they
will be incorporated into the Standard Specifications’ next revision. Complete sets of Supplemental
Specifications are added to the contract documents for each project and are intended for general use.
Beginning with the Standard Specifications 2008 edition, Supplemental Specifications are not being
used. Instead, required revisions to the Standard Specifications necessary before the next edition is
published are incorporated into contracts through Recurring Special Provisions.
Plans include the approved construction plans, profiles, typical cross sections, working drawings, the
Standard Drawings, and applicable Recurring Plan Details, or exact reproductions thereof, which
show the location, character, dimensions, and details of the work to be done on a project.
1. Recurring Plan Details. Recurring Plan Details are either standard details that have been
adopted since the last update of the Standards Drawings or are details that are included in a
contract to complement a Recurring Special Provision.
As new or revised Standard Drawings are adopted by the Department, they will be included
in contracts as Recurring Plan Details. The Department will determine for which letting the
Recurring Plan Details will become effective. The Recurring Plan Details will then be
included in the next update of the Standard Drawings set and will be deleted as Recurring
Plan Details.
Recurring Plan Details that are included in a contract to complement a Recurring Special
Provision may never become part of the Standard Drawings. Such Recurring Plan Details
are discussed further in Section 19-1.03(04), item 1.
2. Standard Drawings. The Standard Drawings provide standardized construction details for
various elements that are consistent from project to project (e.g., guardrail, fencing, drainage
details, bridge elements, signs). They provide information on how to lay out or construct the
various design elements. The complete set of Standard Drawings is included by reference as
part of the plans in each construction contract. The Standard Drawings are typically updated
once each year with the new set becoming effective for contracts let on or after September 1
of each year.
Standard Drawings are available on the Department’s website. Plan details required for a
project which are not included in the Standard Drawings must be developed by the designer
for inclusion in the plans.
Special provisions are specifications in addition to the Standard Specifications that describe
conditions and requirements for special situations on a specific project. Special provisions are added
to the contract documents for a specific project and are not binding for a contract other than the one
for which they are included.
2. adds a stand-alone specification to the contract that does not directly modify the Standard
Specifications.
The two distinct types of special provisions are Recurring Special Provisions, which are further
subdivided into Standard Recurring Special Provisions and Contract-Specific Recurring Special
Provisions; and Unique Special Provisions.
A Recurring Special Provision may require the inclusion of a Recurring Plan Detail in the
contract to complement the special provision. The Department maintains a menu of all
current Recurring Special Provisions and Recurring Plan Details that is updated as new
provisions are adopted and existing provisions are revised or deleted. The Special Provision
Menu is available on the Department's website and includes a basis for use for each
provision.
In preparing a project for submittal of plans and contract documents, the designer is
responsible for calling out the appropriate Recurring Special Provisions and Recurring Plan
Details from the menu. The designer must ensure that the provisions selected are applicable
for the specific project before their inclusion in the contract documents. Section 19-2.0
provides further guidance on the use of the Special Provision Menu.
2. Unique Special Provision. A Unique Special Provision is a specification that pertains only
to a specific situation on a project that is not covered by an existing standard document. A
Unique Special Provision is intended only for a single use in a specific contract. The
Department tracks the use of Unique Special Provisions and considers creation of a new
Recurring Special Provision if the same general specification requirements begin to occur in
several Unique Special Provisions.
Instructions to Bidders are formal instructions issued to bidders as part of or by reference in the
bidding documents. These include instructions regarding the procedures for the bidder to follow in
preparing and submitting a bid, as well as other special requirements. The instructions are set based
on Departmental needs and State and Federal codes. They should be understood by the designer, but
the designer is typically not responsible for preparing or revising such instructions. If a contract-
specific instruction is required (e.g., mandatory pre-bid meeting), the designer should add this as a
Unique Special Provision.
The Contract Information book’s Schedule of Pay Items includes the description of each pay item in
the contract and the unit of measure for the pay item. Each pay item listed in the Schedule of Pay
Items should have a related specification in the contract documents that uses the same pay-item
description and the same unit of measure as the pay item shown in the Schedule of Pay Items. It is
the designer’s responsibility to ensure this compatibility of pay items and specifications.
The Special Provision Menu is maintained by the Department and is available on the Department’s
website. The Menu lists each current approved Recurring Special Provision and Recurring Plan
Detail. A basis for use is included for each provision and plan detail to define the conditions that
warrant the inclusion of a Recurring Special Provision or Recurring Plan Detail in a contract.
For each provision on the Menu, the date on which the provision was either adopted or revised, and
the first letting date for which the provision is effective, is included. If a provision is listed twice, it
will have two different effective letting dates. This occurs if an older version is being replaced by a
newer version, but the new version’s effective letting date has not yet passed. Once the new letting
effective date has passed, the older version will be removed from the Menu. The designer should
ensure that the correct version of a Recurring Special Provision or Recurring Plan Detail is selected
based on the scheduled letting date for the contract.
A “How to Use” document that provides further details on use of the Menu is included on the
Department’s website along with the Special Provision Menu.
Provisions listed in the Menu’s Section I – Standard Recurring Special Provisions and Recurring
Plan Details, are intended to appear in the contract as shown on the Department’s website. If such a
provision is required, place an X in the Place In Contract box that corresponds to the desired
provision or detail. The designer should not submit a copy, electronic or printed, of a Standard
Recurring Special Provision or Recurring Plan Detail that is to be included in the contract. Some
provisions or plan details are required in every contract. The check box for Place In Contract will be
pre-selected and will not open for editing by the designer.
Provisions listed in the Menu’s Section II – Contract-Specific Recurring Special Provisions, will
require an attachment to be submitted. For each such provision, place an X in the Place In Contract
box that corresponds to the desired provision. The Attach. Req’d. box will be pre-selected and will
not open for editing by the designer. The designer must submit an electronic copy of the provision
with the blank fields completed.
The Unique Special Provisions Summary Sheet is reserved for the designer to list each Unique
Special Provision being submitted for the contract. The designer must enter the title of each Unique
Special Provision and the Standard Specification section it is most closely related to. The Unique
Special Provisions should be listed in Standard Specifications Section numerical order. An
electronic copy of each provision must be submitted. The Summary Sheet is available on the
Department’s website.
The completed Special Provision Menu must be submitted to the Contract Administration Division.
Regardless of the number of Des numbers associated with a contract, only one menu is required. If
multiple menus are submitted, they will be returned to the designer to combine them.
Contract-Specific Special Provisions attachments should be placed into one electronic file, in the
order in which they are listed in the Menu’s Section II. Unique Special Provisions should be placed
into another electronic file, in the order in which they are listed on the Unique Special Provisions
Summary Sheet.
The Contract Administration Division uses the submitted menu to assemble the Standard Recurring
Special Provisions, Recurring Plan Details and Contract-Specific Special Provisions that will be
included in the Contract Information Book. The approved versions of the provisions and details, as
maintained by the Department, will then be placed in the Contract Information book. Information
required for Contract-Specific Recurring Special Provisions will be copied from the attachments
submitted by the designer and placed into the Department-approved version of the special provision.
Unique Special Provisions, as submitted by the designer and approved by the Department, will also
be included in the Contract Information book.
A Unique Special Provision is required if the items of work, methods, materials, sequence of
operations, or other restrictions or requirements necessary for completion of the project cannot be
described completely by a Recurring Special Provision, a Recurring Plan Detail, the Standard
If a Unique Special Provision is required for a project, the use of a provision that specifies a
proprietary product is discouraged. However, the use of a proprietary product may be justified if it
will enhance safety, control costs, or otherwise improve the project. In specifying a proprietary
product, the designer must provide a written explanation that describes why the proprietary item is
necessary and what the benefits of the product are. Section 17-1.05 provides guidance concerning
use of and approval of proprietary products.
For a product or material to not be considered proprietary, those of at least three vendors must be
available. If only one or two are known, the product or material is considered proprietary. The
procedure described in Section 17-1.05 should then be followed.
A Unique Special Provision should not be written to correct grammatical, typographical, or other
errors that can exist in the Standard Specifications or Recurring Special Provisions. If one of these
is discovered, it should be brought the attention of the Contract Administration Division.
A Unique Special Provision can be written to satisfy one of two basic purposes.
A constructive special provision is used to define a portion of the actual construction work,
including materials, equipment, methods, measurement, and payment.
A restrictive special provision sets out specific restrictions or requirements that must be followed by
the contractor. An example of a restrictive-type Unique Special Provision is illustrated in Figure 19-
3A.
The focus of this Section is to provide guidelines for preparing a constructive-type Unique Special
Provision.
2. Research. Research the topic so that complete and detailed information is available before
writing the provision. This may require contacting manufacturers, contractors, or suppliers
for the latest information. Local conditions and problems should also be fully investigated.
3. Structure and Format. Prepare a Unique Special Provision in the same structure and format
as the Standard Specifications (i.e., Description, Materials, Construction Requirements,
Method of Measurement, and Basis of Payment). Section 19-3.01(02) provides guidance for
the structure, and Section 19-3.01(03) provides guidance for the format that should be used
for a Unique Special Provision.
4. Type. Analyze the type of construction to be addressed in the provision to determine the
type of specification to prepare. A specification can be written as either a method
specification or a performance-based specification. A method specification describes the
exact methods, materials, or procedures to be used to construct the work. A performance-
based specification describes the quality of the materials to be used and the required end
result of the work. A performance-based specification is preferred to encourage innovation
and efficiency by the contractor. A method specification should only be used if the method
is critical to achieving the desired result.
5. Outline. Develop an outline that addresses the basic requirements of the work to be
completed. It should define the essential physical characteristics of the work (e.g., material
requirements, dimensional limitations, time, strength, weight, size, shape, configuration,
etc.). The contractor’s responsibilities should be clearly stated. Organize all relevant factors
under each appropriate heading.
6. Write the Unique Special Provision. Once the outline has been developed and all research
has been completed, prepare the first draft. The designer should review existing Recurring
Special Provisions for guidance on format and language. The following provides
grammatical recommendations for preparing a Unique Special Provision:
a. Voice. Use passive voice and indicative mood: “A rubbed finish shall be applied to
the exposed surfaces.” instead of “Apply a rubbed finish to exposed surfaces.”
d. Terminology. Words should be used consistent with their exact meaning. The same
word should be used throughout. Do not use synonyms. Avoid words which have
more than one meaning. Section 19-3.01(03) provides the recommended
terminology that should be used. Nonessential words and phrases should be omitted.
e. Pronouns. Avoid the use of pronouns, even if this results in frequent repetition of
nouns.
f. Punctuation. Use the minimum number of punctuation marks consistent with the
precise meaning of the language. Do not use a semicolon to separate related though
distinct clauses. Instead, use a period to effect distinct sentences. Ensure that there
can be no doubt regarding the meaning of a sentence.
g. Capitalization. The only phrases which require full capitalization are the special
provision title and subsection headings. The only words which require an initial
capital letter without regard to their location in the sentence are Department,
Engineer, Contractor, titles of reference publications, traffic sign copy, or other
proper nouns if their use is required.
h. Parentheses. Avoid the use of parentheses for other than metric-measure equivalents.
Instead, use commas or rewrite the sentence.
i. Numbers. It is unnecessary to write numbers both in words and figures, e.g., “Use
four (4) bolts”. Each number, including 0 or 1, should be written numerically, unless
it must be used to begin a sentence. In writing dimensions, numbers should be used,
e.g., ¼ in., 10 ft, 3 gal. Do not write 2 in. x 4 in., but instead, 2 in. by 4 in. Times
and dates should be written numerically. Decimals of less than one should be
preceded by the zero (e.g., 0.02 ft). Do not begin a sentence with a numeral. Either
write the number in words, or rewrite the sentence by placing the numeral within the
sentence.
j. Units of Measure. Write out units of measure within a sentence where not
accompanied by a quantity. Symbolize units of measure where used in a tabular
form or where accompanied by a quantity.
7. Clarity. To ensure that the provision is clearly written, the designer should review the
following.
c. Limit the use of phrases such as “as approved by the Engineer,” “at the discretion of
the Engineer,” or “as directed by the Engineer” in place of definite workmanship
requirements. Such phrases may lead to confusion or misunderstanding. The
contractor may not know what the engineer is thinking.
a. Avoid duplications between the Unique Special Provision and other contract
documents, including the Standard Specifications.
e. Do not include mandatory provisions that are required in general by the contract.
f. Write the specification in a positive form (e.g., use “shall” instead of “shall not”).
h. Do not include design information that is not necessary for the performance of the
work.
9. Completeness. Ensure that the essentials have been included and that each requirement is
definitive and complete. The Unique Special Provision should not be vague or open to
differing interpretations.
10. Correctness. To ensure that a Unique Special Provision is written correctly, the designer
should consider the following.
d. Ensure that the provision does not punish the contractor or supplier. Penalties or
liquidated damages may be included, but the conditions that will result in penalties or
liquidated damages must be clearly defined.
e. Ensure that the provision does not unintentionally exclude an acceptable product,
construction method, or equipment.
f. Ensure that the provision does not change the basic design of the work.
j. Ensure that sufficient attention has been provided to assessing the durability or
reliability of the material or procedure discussed. The use of recognized standards
should be quoted to ensure that the specified performance or characteristics are
achieved.
l. Ensure that the provision gives directions to the contractor that are consistent with
standard industry practice and current Department policies and procedures.
m. Ask a colleague to review the provision. What may seem clear to one person may
not be clear to someone else.
11. Submittal. Submit the completed draft Unique Special Provision for review and approval.
Section 19-3.02 discusses the submittal of a Unique Special Provision for review and
approval.
Prepare a Unique Special Provision using the same structure as the Standard Specifications,
including subsection layouts. The use of the standardized structure of the Standard Specifications
provides a common outline for special provisions that helps to ensure that all the necessary
information is included in a provision. The designer should review the Standard Specifications
before writing a Unique Special Provision in order to become familiar with the structure and typical
phrasing used throughout.
The standard structure consists of the “Big Five”: Description, Materials, Construction
Requirements, Method of Measurement, and Basis of Payment.
1. Description. Briefly, but completely describe the scope of work to be performed, with
references to specifications, plans, or other recurring special provisions that further define
the work. Where necessary or desirable for clarity, describe the relationship of this work to
other work or other phases of construction. Do not editorialize.
Describe the sequence of construction operations (method specification) or the desired end
product (performance-based specification) as described in Section 19-3.01, item 4. Where
practical, a performance-based specification is preferred. The construction requirements
should define tolerances, limits, restrictions, preparations, or other criteria related
construction of the work that must be satisfied for an acceptable product. These
requirements can include, but are not limited to, dimensions, on-site test criteria, weather
conditions, traffic condition, or time limits.
4. Method of Measurement. Describe the components of the completed work that will be
measured to determine the pay quantity for the pay item as it will be described in the
Schedule of Pay Items. Define the units of measurement and whether the item will be
measured in original position, in transporting vehicles, or in the completed work. Designate
modifying factors or other requirements needed to establish a definitive, measurable unit. A
prime consideration for method of measurement should be the degree of difficulty that field
personnel will encounter in making measurements.
5. Basis of Payment. Define the measured units for which payment will be made. Include the
pay item name as it will appear in the Schedule of Pay Items and define the scope of work
included in payment. Determine and identify which work is to be paid for as an individual
pay item, what work is to be included in the cost of that pay item and what work is to be
The format of a Unique Special Provision will depend on whether it directly modifies the Standard
Specifications or not.
A provision that directly modifies the Standard Specifications must identify the section and line
numbers in the applicable edition that is being modified and clearly indicate the modifications being
made. The following guidelines should be used in preparing a Unique Special Provision that
directly modifies the Standard Specifications.
1. Identify the section and line numbers being revised. Place distinct revisions within a section
in line numerical order. For example:
2. Where more than one section is revised in a single Unique Special Provision, place the
revised sections in numerical order. For example:
3. Spaces in the Standard Specifications between paragraphs count as lines. Also, horizontal
lines shown in tables count as lines.
4. Show revisions to Standard Specifications text by using strikethroughs to show deleted text
and italics for inserted text. Delete, then insert. Do not insert, and then delete. Do not use a
“track changes” feature in word-processing software to indicate revisions.
5. Retain all unrevised existing Standard Specification text in the sentence for clarity of the
revision. Show entire sentences, even if only one word in the sentence is revised.
7. Where four or more lines of the existing text are entirely deleted without insertions, the
deleted copy need not to be shown as overstruck. Indicate the deleted section and lines as
follows:
8. In making a revision which inserts new text after an existing paragraph, identify the space
after the paragraph as the line to begin after.
Do not develop a provision that revises the Standard Specifications solely to correct typographical,
spelling, grammatical, or other errors. If such errors are evident, bring them to the attention of the
Office of Contracting.
Figure 19-3B, Example Special Provision which Directly Modifies the Standard Specifications,
illustrates the outline and layout that should be used for such a provision.
A provision that does not directly modify the Standard Specifications is formatted differently than
that which does. Figure 19-3C, Example Special Provision which Does Not Directly Modify the
Standard Specifications, illustrates the format to use for a stand-alone Unique Special Provision.
19-3.01(03) Terminology
Phraseology and terminology used in a Unique Special Provision should be consistent with that used
in the Standard Specifications. In addition, the designer should consider the following.
1. Amount, quantity. Use “amount” when writing about money only. If writing about
measures of volume, such as ft3, gal., etc., use “quantity.”
3. Any, all. The word “any” implies a choice and may cause confusion. In place of “any,” the
term “all” should be used. For example, “Correct all defects.”
4. As per. Instead, use “as stated,” “as shown,” “in accordance with,” or another similar phrase.
6. At the contractor’s expense. Instead of this phrase, use “_____ shall be included in the costs
of _________.”
8. Broken, skip line. Use “broken line” rather than “skip line.”
9. Coarse, course. Use “coarse” to describe a texture. Use “course” for a layer.
10. Conform. Use the word “conform” to refer to dimensions, sizes, or fits that must be strictly
adhered to (e.g., “cut bolt threads conforming to ASA Standards, Class 2 fit, coarse thread
series”). Where a better product is acceptable, use the phrase “in accordance with...” (e.g.,
aggregates in accordance with the specification requirements if tested in accordance with
AASHTO T 27.)
11. Contractor. Use the word “Contractor” in place of the word “Bidder.” “Bidder” should only
be used in a proposal. If referring to the contractor by means of a pronoun, use “it” rather
than “he.”
13. Engineer. Use of "the Engineer" refers to the Chief Engineer of the Department acting
directly or through a duly authorized representative. If used in this context, "Engineer" is
always capitalized.
14. Ensure. Do not use “insure” or “assure,” but instead use “ensure.”
16. In accordance with. Use the phrase “in accordance with” in place of “in conformance with.”
17. May. Use “may” for contractor’s operations that are optional.
18. Milling. Do not use “scarifying,” but instead use “milling” or “surface milling.”
20. Pay item. Use this phrase instead of “bid item,” “item,” or “line item.”
21. Proposal. The word “proposal” should not be used where the word “contract” is intended.
The term “proposal” should only be used to describe requirements during the bidding
process.
22. Resisting, resistant. Do not use “corrosion-resisting,” but instead use “corrosion-resistant.”
23. Said. Do not use “said pipe,” “said aggregates” but instead, use “this pipe,” “these
aggregates.”
24. Same. Do not use “same” to replace a pronoun like “it” or “them” standing alone, such as
“connected to same,” “specified for same,” “same will be given consideration,” “conforming
to requirements for same.” The sentence should be rewritten to clearly describe what is
meant.
25. Schedule of Pay Items. Use this phrase instead of “Itemized Proposal” or “Proposal” in
referring to the list of pay items.
26. Shall. Use “shall” to define what the contractor is required to do. Do not use “may” unless
the contractor has an option under the specification.
27. State. The term “State” is preferred over the “State of Indiana” or “Indiana.”
28. Such. Do not end a sentence with the word “such.” “Such” usually means “of this or that
kind,” or similar to something stated. Instead, state that which is actually meant, or name the
work to be completed or rephrase the sentence.
29. Symbols. Do not use the following symbols in writing a unique special provision.
31. Thoroughly, Carefully, Clearly, etc. Avoid using these or other similar adverbs, e.g.,
thoroughly wet, shall be carefully dried, shall be clearly shown, etc., as they are
unenforceable. Preferably, state the value of the intended requirements in percent,
dimensions, number of passes, etc.
32. Unit Price. Use “contract unit price” instead of “contract unit price bid.”
33. Will. Use only in describing something the Department will do that affects the contractor’s
performance, e.g., “The Engineer will respond in writing in 14 days” or “________ will be
accepted based on the Department’s test results.”
Once a Unique Special Provision is developed an electronic copy is to be transmitted to the project
manager for the review process. An explanation of the need for the Unique Special Provision must
also be provided, along with a request for unique pay items that can be required. The project
manager will transmit the provision to the appropriate offices for review and comment. Depending
on the nature of the Unique Special Provision, the following offices should be afforded the
opportunity to review a provision prior to inclusion in a contract.
Central Office
o Division of Planning
Office of Pavement Engineering
Office of Roadway Safety and Mobility
o Division of Production
Office of Roadway Services
Office of Structural Services
Office of Geotechnical Engineering
Office of Environmental Services
o Division of Traffic Control Systems
o Division of Technology Deployment
o Division of Contract Administration
Office of Estimating
o Division of Construction Management
Office of Technical Support
Office of Materials Management
Office of the State Construction Engineer
The Unique Special Provision will be reviewed to ensure that it does not conflict with current
Department policy or procedure, that it does not create unwarranted costs or inefficiencies, that it
does not duplicate a description of work addressed by the Standard Specifications or Recurring
Special Provisions, and that the work it describes is materially available, testable, constructible, and
non-proprietary unless approved. The provision will also be checked for proper structure, language,
and format.
The reviewing parties will return their comments and recommendations to the project manager for
action by the designer. The designer should work through the project manager to resolve concerns
or questions regarding reviewers’ comments and recommendations. Figure 19-3D shows the flow of
the Unique Special Provision process.
Once a Unique Special Provision has been reviewed and approved for use in a contract, the designer
must submit the provision along with the other required contract documents at Stage III submission.
The Department maintains instructions for use and submittal of Unique Special Provisions on its
website. These instructions are located along with the instructions for use of the Special Provision
Menu.
The Department has stockpiled sufficient borrow material for use in the
project in the southwest quadrant of the I-465 interchange with I-70 on the
eastside of Indianapolis.
All borrow required for the project shall be taken from this stockpile.
EXPLANATION
1. Provision title is centered and is Courier New font, 10-pt. pitch, all capitals.
Figure 19-3A
Back
USE OF CONES IN LIEU OF DRUMS
Cones shall be used only during temporary activities where portability is advantageous
and they remain in place and do not create a hazard to traffic. The use of cones in lieu of drums
will be permitted during daylight hours unless otherwise directed as shown on the plans.
However, cones shall not be used for Interstate-route lane restrictions.
Tubular markers shall be used for separating two-lane two-way traffic as shown on the
plans or as directed.
Cones and tubular markers shall be secured in place either by weighting or adhesives.
The use of metal bases will not be permitted.
EXPLANATION
1. Provision title is centered and is Courier New font, 10-pt. pitch, all capitals.
2. Referenced Standard Specifications section and line numbers are Courier New font, 10-pt.
pitch, all capitals.
Figure 19-3B
Back
LIGHTWEIGHT AGGREGATE FOR EMBANKMENT
Description
This work shall consist of furnishing and placing lightweight aggregate
fill for embankment construction in accordance with 105.03.
Materials
Materials shall be in accordance with the following:
Construction Requirements
After placement, this material shall be lightly compacted. Density
tests will not be required after placement.
Method of Measurement
Lightweight aggregate for embankment will be measured in accordance
with 203.27(d).
Basis of Payment
Lightweight aggregate for embankment will be paid at the contract unit
price per ton (megagram).
Back
EXPLANATION
1. Provision title is centered and is Courier New font, 10-pt. pitch, all capitals.
Figure 19-3C
Back
14 weeks prior to 13 weeks prior to
Stage III Submittal Stage III Submittal
1.0 DESIGNER 2.0 DESIGNER 3.0 PROJ. MGR. 4.0 PROJ. MGR.
POTENTIAL
REVIEWERS
6.0 PROJ. MGR. 7.0 DESIGNER 8.0 CONTRACTS 9.0 DESIGNER 9.1 PROJ. MGR. 10.0 DESIGNER
Figure 19-3D
Back
INDIANA DEPARTMENT OF TRANSPORTATION—2013 DESIGN MANUAL
CHAPTER 20
Cost Estimating
NOTE: This chapter is currently being re-written and its content will be included in Chapter 108 in the
future.
TABLE OF CONTENTS
COST ESTIMATING
To adequately define the project scope and to ensure that sufficient construction funds are available,
a construction cost estimate is required during the various stages of project development. As the
project progresses, the estimate is updated to ensure the project remains cost-effective, that sufficient
funds are available for construction, and that the contractor’s bid price is reasonable. This Chapter
discusses the project cost estimates required and who is responsible for their preparation.
Each district is responsible for nominating projects to be included on the Department’s Multi-Year
Highway Improvement Program. Two notable exceptions are major-improvement studies and the
Interstate System rehabilitation program, which are nominated by the Planning Division. Once a
project is nominated, the Urban and Corridor Planning Office is responsible for gathering the
necessary project information before it can be included on the Program list. One part of this
information-gathering includes a preliminary cost estimate for construction. The preliminary cost
estimate is generally provided by the entity which nominated the project. This estimate is
determined using broad units of cost (e.g., cost per mile, cost per square yard), by the type of
improvement and by reviewing similar, recent projects in the area.
The Environmental Policy Team, with input from the district, will prepare a more-detailed cost
estimate for a project requiring an Engineer’s Report. This estimate will be prepared based on the
estimating procedures discussed below (e.g., cost per mile, cost per square yard). However, where
quantities are available, these should be used. The Environmental Policy Team will be responsible
for obtaining appropriate parametric cost estimate data.
1. Roadway Items. For most roadway items, the cost estimate is determined assuming a cost
per mile per roadway width. This estimate reflects the cost for earthwork, pavement
2. Structure Items. For most structural items, the cost estimate is determined assuming a cost
per square yard based on similar structure type, work type (e.g., bridge rehabilitation,
replacement) and crossing type (e.g., railroad, highway, stream).
3. Traffic-Signal Items. For a signal installation, a cost estimate is determined assuming a cost
per intersection. For a signal-interconnect system, a cost estimate is determined assuming a
cost per installation. These cost estimates will be provided by the Traffic Signals Team.
4. Traffic-Signs Items. The cost estimate is based on the number of panel signs and cost per
sign. The cost estimate will be provided by the Signing and Lighting Team.
5. Lighting Items. Lighting is estimated assuming a cost per mile or per interchange where
lighting will be provided. The cost estimates will be provided by the Signing and Lighting
Team.
6. Traffic Maintenance. Include an estimate for traffic maintenance for each project. This
estimate is determined by parametric means with the aid of previous projects of similar size,
type, and complexity. For an expansion or major-preservation project, traffic maintenance
costs range from 5 to 15 percent of the roadway or bridge construction items.
10. Unit Costs. If quantities are available, these quantities in conjunction with the average
weighted unit prices from Estimator or CES are used to develop the estimate.
This is the first project stage for which the designer is responsible for preparing the cost estimate.
The total from this estimate is included in the preliminary draft from the Design Summary. At this
stage, the plans should be sufficiently advanced so that some of the major quantities can be
approximated. The estimate should be based on these quantities and the average weighted unit
prices. After entering all known quantities into Estimator or CES, the designer should include a 10
to 25 percent contingency factor based on engineering judgment for the miscellaneous items for
which the quantities have not yet been determined. If the quantities are not available, the general
cost estimating procedures discussed in Section 20-1.02 should be used (e.g., cost per mile per
roadway width). The designer should contact the Production Management Division’s Utilities and
Railroad teams, and the Office of Real Estate to obtain an estimated cost for utilities, railroads, or
right of way, unless previously supplied.
For a consultant-designed project, the consultant will be required to use the computer program
Estimator to determine the preliminary cost estimate. Section 20-2.01 discusses the Estimator
program. As with CES, Estimator will provide an initial cost estimate based on the available
quantities. The consultant will be responsible for adjusting the values to reflect the project type,
location, environment, and engineering judgment.
A project may have two or more Des numbers. For example, a combination roadway and bridge
project will have multiple Des numbers. For this type of project, separate cost estimates are required
for each Des number based on the quantities associated with that particular work category. The
Office of Contracting will combine individual estimates within a single contract.
Most major quantities should be known at this stage. However, if this is not true, the procedures
described for determining the cost estimate in Section 20-1.03(01) are also applicable. Include the
final total from the cost estimate in the Final Design Summary. The Design Summary is submitted
to the Production Management Division director for approval including the total estimated cost. A
At this stage, the plans should be complete, and the preliminary cost estimate updated to a final cost
estimate. All quantities should be finalized at this stage and entered into Estimator. Section 20-2.03
provides additional guidelines for determining a cost estimate based on quantities.
Before submitting the final tracings, the designer must prepare a final detailed cost estimate based on
the final plans and quantities. This may be an update of an earlier cost estimate. This estimate will
be used by the Office of Contracting to develop the Engineer’s Estimate.
For a local-public-agency project, the Office of Contracting will review the local agency’s cost
estimate and prepare the Department’s cost estimate. This may be, but is not required to be, an
independent estimate. If the difference between the local agency’s cost estimate and the Office of
Contracting’s cost estimate is significant, the Local Program Assistance Team will contact the local
public agency and negotiate an estimate acceptable to both parties.
If the cost estimate changes after the plans have been transmitted to the Office of Contracting due to
changes in the quantities, the procedures described in Section 14-1.02(03) and 14-1.02(04) should be
followed.
The following indicates where new or revised cost estimates may be required during the design stage
of a project.
1. Project Scope Change. If the scope of the project changes, the designer is responsible for
obtaining a new construction cost estimate. If major changes on a Federal-aid project are
over $250,000 and if construction will occur in the current or next Federal fiscal year,
forward the revised cost estimates to the Urban and Corridor Planning Office so that it can
revise the Multi-Year Program. Estimates for scope of work changes are based on
approximate quantities and are determined using the procedures discussed in Section 20-
1.02.
The Engineer’s Estimate will provide a basis for the Department’s evaluation of the bids for
highway construction and will allow the Department to determine if the low-bid price is fair and
reasonable for the work involved. This estimate and the data used to generate the estimate are
confidential and are not for general distribution.
After receiving the cost estimate, the Office of Contracting will ensure that the following reviews or
activities occur.
1. Review of Estimate. The Office of Contracting will review the designer’s estimate and
check it for errors or omissions. If large discrepancies are noted, it will contact the designer
to discuss and resolve differences.
2. Review of Contract Completion Time. The Office of Contracting will ensure that the cost
estimate is compatible with the contract completion period set by the district construction
personnel.
3. Review of Cost Estimate From Office of Real Estate. The Office of Contracting will add
cost estimates from the Office of Real Estate to the designer’s estimate to determine the final
Engineer’s Estimate.
4. Prepare Plans, Specifications, and Estimates (PS&E). For a Federal-aid-funded project, the
Office of Contracting will include an estimate as part of the PS&E package submitted to
FHWA.
5. Review Pre-Bid Meeting Comments. The Office of Contracting will review comments from
the Pre-Bid Meeting to determine their effect, if any, on the cost estimate.
6. Opening and Processing Bids. After the public reading of the bids, the Office of Contracting
will check the proposals for omissions or errors. If the low bidder satisfies all criteria and if
the low bid is within a pre-established award range, the bid is forwarded for approval.
Each construction-cost estimate must be submitted via the CES Cost Estimating System software.
CES has a detailed user-guide manual that the designer should review before using the program.
The manual can be obtained from the Office of Contracting or by contacting the Architecture and
Application Development Divison’s TRNSPORT (BAMS) Administrator.
In order to better-estimate construction costs in the future, and to analyze work done in the past,
more information must be entered into CES for an in-house-designed or consultant-designed project.
All consultant-designed-project-metrics information formerly submitted on the Consultant Project
Input Form should now be entered directly into CES. The Consultant Project Input Form, Excel file
0527-inf.xls will no longer be required.
1. Latitude and Longitude. This information should be taken from the SPMS project schedule.
If it is not shown there, the designer or estimator should determine the location of the
midpoint of the project in degrees, minutes, and seconds. This data should be entered
without units symbols. For example, 89º 59’ 34’’ is entered as 895934. This information is
entered on the General tab, second page. Latitude or longitude information that is already
present must be verified.
a. For a project that includes work on more than one route, the latitude and longitude
should be entered for the point closest to the geographic center of all work.
2. Project Length, Pavement Width and Depth, and Lane Miles. This information should be
entered on the General tab, first page, bottom left, in the block titled Metrics. English units
should be used for a metric-units project. Each entry should be rounded to two decimal
places, as appropriate.
b. The pavement width is the total width of new mainline pavement, excluding paved
shoulders, entered in feet.
c. The pavement depth is the average depth of new mainline pavement, excluding
paved shoulders, entered in inches.
d. Lane miles is the project length times the number of through travel lanes, excluding
shoulders, entered in miles.
Cost estimates are based on the quantities and applicable unit prices. CES allows the designer to
enter quantities or to develop cost estimates based on general estimating procedures (e.g., cost per
square foot of bridge deck, cost per intersection). For Estimator, the user must input actual
quantities into the program before it can generate a cost estimate. Once the quantities have been
entered, the programs will automatically provide a cost estimate based on historical data from past
bids. The Department is responsible for providing the base information used by the programs. This
estimate may be used as-is. However, the designer should review the unit costs. Based on the
proposed scope for the project, the designer should be aware of factors that may influence unit prices
as follows:
20-2.02(01) General
Each pay item has an official title and code number which is tied to the Standard Specifications.
These items are listed in the INDOT Catalog of Unit Price Averages for Roads - Bridges - Traffic.
This document can be obtained from the Office of Contracting. These item numbers are used by the
Department for tracking and as a historic data base. For most items, CES or Estimator will provide
the official pay item number. However, for some specialty or new items, the construction item may
not be within the computer. Therefore, the designer will be required to conduct the following.
1. Checking. The designer should ensure that there is an actual number for the item within the
system by entering the item into CES or Estimator. Do not assume that the item is not in the
system.
The designer should be certain that the CES or Estimator software’s pay items catalog to be used in
developing the estimate of quantities and cost estimate corresponds to that which is effective for the
contract letting date. Pay item names, pay units, or code numbers are periodically revised, added, or
deleted. It is the designer’s responsibility to check the estimating software when these changes
occur, and to be certain that they are reflected in the estimate of quantities and cost estimate
throughout project development.
If an item does not exist within the CES or Estimator program, the designer may request the Office
of Contracting to develop a new pay item and code number. The designer should minimize this
option as much as practical. The design should instead be modified slightly in order to use an
existing pay item. Where necessary, use the following procedure to request a new pay item and code
number.
1. Request. Send or fax a memorandum requesting a new pay item to the Office of
Contracting. This memorandum should include the information as follows:
2. Comments. The Office of Contracting will review the request and may solicit comments
from other Department entities. The written request for comments will include the
information as follows:
Those solicited for comments will be given five work days to return their comments.
3. Response. Upon receipt of all comments, the Office of Contracting will either approve the
new pay item for use and assign it a new pay item code number, or it will recommend the use
of an existing pay item by developing a supplemental description for an existing
specification.
A unique identifier should be assigned to each distinct bridge in the contract if required in a pay item
name. For a set of twin structures, each bridge should therefore be assigned a unique identifier.
4. Costs incurred to salvage items for later use by the State are not eligible for federal
participation. This includes transportation of materials or storage costs.
5. A betterment that is not currently part of the project. Example: excess sizing of a non-
INDOT sewer for future development. The additional cost over replacement-in-kind should
be borne by the owner of the facility being adjusted.
6. Purchase of equipment or supplies for retention by INDOT or an LPA that are not permanent
project fixtures. Example: purchase of changeable-message signs for retention by INDOT.
For most items, CES and Estimator will provide the designer with sufficient guidance in determining
the appropriate cost for a specific item. However, the designer should consider the following.
1. Unit Cost. The unit cost will be based upon an average price data base maintained by the
Department within CES and Estimator, price books, and unit cost bid tabulations.
Adjustments to the unit cost may be appropriate based on the factors listed in Section 20-
2.01.
2. Lump-Sum Pay Item. Desirably, a lump-sum item should not be used on a project.
However, this is not always practical. Where necessary, only use a lump-sum item where the
scope of work for the item is clearly defined and the amount of work has a minimal chance
of changing during construction. In determining the unit price for a lump-sum item, the
designer should consider the following.
a. Components. Most lump-sum items can be divided into individual parts for
estimating purposes. For example, a temporary traffic signal structure can be divided
into the pole installation, signal heads, controller, installation, maintenance, removal,
etc. Once the elements have been segregated, the designer should use engineering
judgment to determine the appropriate cost for each component.
4. Temporary Bridge and Approaches. This should be segregated into its components as
discussed in Item 2.a. For example, the cost of temporary approaches should be determined
according to the amount of embankment required, width of pavement, drainage systems, etc.
Temporary guardrail and temporary pavement markings are separate pay items.
5. Miscellaneous Items. The following pay items should always be included in the cost
estimate.
a. Field Office. The pay unit is month. The number of months used for the final
quantity and schedule of pay items is set by the district Office of Construction based
on the estimated construction time.
6. Other Cost Estimates. Other entities will prepare their own cost estimates. The designer is
responsible for ensuring that such entities receive the correct information so that they can
properly prepare their estimates.
8. Special Material. Contact a supplier directly to obtain a quote for a special material. The
quoted price is what a supplier hopes to receive for its product. The final price the contractor
will be required to pay will be lower due to competition and negotiations between the
contractor and supplier. Such an item as a discount for a large quantity, early payment, or
extreme competition may impact the final price. The designer should adjust the quoted price
based on these factors, previous estimates, and engineering judgment.
9. Incidentals. Incidental costs cover work that may or may not be addressed by a specific
contract pay item. Incidental costs may include the following:
a. work included in other items per the Standard Specifications or a special provision;
d. payment of overtime;
e. winter construction;
g. high-elevation work;
i. work not adaptable to the normal equipment used which results in manual labor or
renting of special equipment;
10. Structural-Plate Pipe-Arch Unit-Price Data. For a large-culvert location, the hydraulics
recommendation letter will include a structural-plate pipe-arch sizing as well as a precast-
concrete box-structure or three-sided structure sizing. If this occurs, the designer should
evaluate both structures at the structure type and size stage and choose the more economical
alternate. If the hydraulics recommendation letter includes the option of a small- to medium-
sized structural-plate pipe-arch, a deformed pipe type 1 should be shown on the plans so that
the contractor has the option of providing either a corrugated-metal or an elliptical-concrete
pipe.
The Department has very little historical unit-price data for structural-plate pipe-arch
structures. Data from recent bid tabulations is available from the Contract Administration
Division’s Office of Contracting or at http://www.in.gov/dot/div/contracts/pay/. The
designer should contact pipe suppliers for additional price information for a specific size.