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44 Villaflores vs. Limos
44 Villaflores vs. Limos
SUPREME COURT
Manila
THIRD DIVISION
RESOLUTION
CHICO-NAZARIO, J.:
Complainant Virginia Villaflores is the defendant in Civil Case No. 1218-BG entitled, "Spouses
Sanchez represented by Judith Medina vs. Spouses Villaflores," filed before the Regional Trial
Court (RTC) of Bauang, La Union, Branch 33.
Receiving an unfavorable judgment, complainant sought the help of the Public Attorney’s Office
(PAO) to appeal her case to the Court of Appeals. The PAO filed for her a Notice of Appeal with
the RTC.
On 1 September 2004, complainant received a copy of a Notice2 from the Court of Appeals
requiring her to file her appellant’s brief within 45 days from receipt thereof.
Immediately thereafter, complainant approached respondent, who had previously handled her
son’s case, to file on her behalf the required appellant’s brief. Since respondent agreed to handle
the appeal, complainant handed to respondent on 8 September 2004 the amount of P10,000.00 as
partial payment of the latter’s acceptance fee of P20,000.00, together with the entire records of
the case. The following day, on 9 September 2004, complainant paid the balance of respondent’s
acceptance fee in the amount of P10,000.00. These payments were duly receipted and
acknowledged3 by the respondent.
On 14 January 2005, complainant received a copy of a Resolution6 dated 6 January 2005 issued
by the Court of Appeals dismissing her appeal for failure to file her appellant’s brief within the
reglementary period. Thus, on 17 January 2005, complainant went to respondent’s office but
failed to see respondent.
After several unsuccessful attempts to talk to the respondent, complainant went to Manila on 18
January 2005 to seek help from another lawyer who agreed to handle the case for her. On 19
January 2005, complainant went back to the respondent’s office to retrieve the records of her
case. Respondent allegedly refused to talk to her.
In her Answer,7 respondent admitted her issuance of the acknowledgment receipts for the
aggregate amount of P22,000.00, the execution of the Employment Contract between her and
complainant, and the issuance by the Court of Appeals of the Notice to File Appellant’s Brief
and Resolution dated 6 January 2005. She, however, denied all other allegations imputed against
her. Respondent argued that the non-filing of the appellant’s brief could be attributed to the fault
of the complainant who failed to inform her of the exact date of receipt of the Notice to File
Appellant’s Brief from which she could reckon the 45-day period to file the same. Complainant
allegedly agreed to return to respondent once she had ascertained the actual date of receipt of
said Notice, but she never did. Complainant supposedly also agreed that in the event she could
not give the exact date of receipt of the Notice, respondent would just wait for a new Order or
Resolution from the Court of Appeals before she would file the appropriate pleading.
Respondent further contended that she had, in fact, already made preliminary study and initial
research of complainant’s case.
Pursuant to the complaint, a hearing was conducted by the Commission on Bar Discipline of the
Integrated Bar of the Philippines (IBP) at the IBP Building, Ortigas Center, Pasig City, on 17
June 2005.
On 11 April 2006, Investigating Commissioner Acerey C. Pacheco submitted his Report and
Recommendation,8 finding respondent liable for gross negligence and recommending the
imposition upon her of the penalty of one year suspension, to wit:
Thereafter, the IBP Board of Governors passed Resolution9 No. XVII-2006-584 dated 15
December 2006, approving with modification the recommendation of the Investigating
Commissioner, thus:
The core issue in this administrative case is whether the respondent committed culpable
negligence in handling complainant’s case as would warrant disciplinary action.
After a careful review of the records and evidence, we find no cogent reason to deviate from the
findings and the recommendation of the IBP Board of Governors and, thus, sustain the same.
Respondent’s conduct in failing to file the appellant’s brief for complainant before the Court of
Appeals falls below the standards exacted upon lawyers on dedication and commitment to their
client’s cause.
The relation of attorney and client begins from the time an attorney is retained.10 To establish
the professional relation, it is sufficient that the advice and assistance of an attorney are sought
and received in any manner pertinent to his profession.11
It must be noted that as early as 8 September 2004, respondent already agreed to take on
complainant’s case, receiving from the latter partial payment of her acceptance fee and the entire
records of complainant’s case. The very next day, 9 September 2004, complainant paid the
balance of respondent’s acceptance fee. Respondent admitted her receipt of P20,000.00 as
acceptance fee for the legal services she is to render to complainant and P2,000.00 for the
miscellaneous expenses she is to incur in handling the case, and the subsequent execution of the
employment contract between her and complainant. Hence, it can be said that as early as 8
September 2004, respondent’s rendition of legal services to complainant had commenced, and
from then on, she should start protecting the complainant’s interests. The employment contract
between respondent and complainant already existed as of 8 September 2004, although it was
only reduced into writing on 21 September 2004. In short, respondent’s acceptance of the
payment for her professional fees and miscellaneous expenses, together with the records of the
case, effectively bars her from disclaiming the existence of an attorney-client relationship
between her and complainant.
No lawyer is obliged to advocate for every person who may wish to become his client, but once
he agrees to take up the cause of a client, the lawyer owes fidelity to such cause and must be
mindful of the trust and confidence reposed in him.12 Among the fundamental rules of ethics is
the principle that an attorney who undertakes an action impliedly stipulates to carry it to its
termination, that is, until the case becomes final and executory.
Once he agrees to take up the cause of a client, the lawyer owes fidelity to such cause and must
always be mindful of the trust and confidence reposed in him. He must serve the client with
competence and diligence, and champion the latter’s cause with wholehearted fidelity, care, and
devotion. Elsewise stated, he owes entire devotion to the interest of the client, warm zeal in the
maintenance and defense of his client’s rights, and the exertion of his utmost learning and ability
to the end that nothing be taken or withheld from his client, save by the rules of law, legally
applied. This simply means that his client is entitled to the benefit of any and every remedy and
defense that is authorized by the law of the land and he may expect his lawyer to assert every
such remedy or defense. If much is demanded from an attorney, it is because the entrusted
privilege to practice law carries with it the correlative duties not only to the client but also to the
court, to the bar, and to the public. A lawyer who performs his duty with diligence and candor
not only protects the interest of his client; he also serves the ends of justice, does honor to the
bar, and helps maintain the respect of the community to the legal profession.
Respondent’s defense that complainant failed to inform her of the exact date when to reckon the
45 days within which to file the appellant’s brief does not inspire belief or, at the very least,
justify such failure. If anything, it only shows respondent’s cavalier attitude towards her client’s
cause.
A case in point is Canoy v. Ortiz,14 where the Court ruled that the lawyer’s failure to file the
position paper was per se a violation of Rule 18.03 of the Code. There, the Court ruled that the
lawyer could not shift the blame to his client for failing to follow up his case because it was the
lawyer’s duty to inform his client of the status of cases.
Respondent cannot justify her failure to help complainant by stating that "after receipt of part of
the acceptance fee, she did not hear anymore from complainant." The persistence displayed by
the complainant in prosecuting this complaint belies her lack of enthusiasm in fighting for her
rights, as alleged by respondent.
This Court has emphatically ruled that the trust and confidence necessarily reposed by clients
requires in the attorney a high standard and appreciation of his duty to his clients, his profession,
the courts and the public. Every case a lawyer accepts deserves his full attention, diligence, skill
and competence, regardless of its importance and whether he accepts it for a fee or for free.
Certainly, a member of the Bar who is worth his title cannot afford to practice the profession in a
lackadaisical fashion. A lawyer’s lethargy from the perspective of the Canons is both
unprofessional and unethical.15
A lawyer should serve his client in a conscientious, diligent and efficient manner; and he should
provide a quality of service at least equal to that which lawyers generally would expect of a
competent lawyer in a like situation. By agreeing to be his client’s counsel, he represents that he
will exercise ordinary diligence or that reasonable degree of care and skill having reference to
the character of the business he undertakes to do, to protect the client’s interests and take all
steps or do all acts necessary therefor, and his client may reasonably expect him to discharge his
obligations diligently.16
Respondent has obviously failed to measure up to the foregoing standards.
It may be true that the complainant shares the responsibility for the lack of communication
between her and respondent, her counsel. Respondent, however, should not have depended
entirely on the information her client gave or at the time the latter wished to give it. Respondent,
being the counsel, more than her client, should appreciate the importance of complying with the
reglementary period for the filing of pleadings and know the best means to acquire the
information sought. Had she made the necessary inquiries, respondent would have known the
reckoning date for the period to file appellant’s brief with the Court of Appeals. As a lawyer
representing the cause of her client, she should have taken more control over her client’s case.
Respondent’s dismal failure to comply with her undertaking is likewise evident from the fact that
up until 19 January 2005, when complainant retrieved the entire records of her case, and more
than four months from the time her services were engaged by complainant, respondent still had
not prepared the appellant’s brief.
A lawyer shall not neglect a legal matter entrusted to him, and his negligence in connection
therewith shall render him liable.
In this case, by reason of respondent’s negligence, the complainant suffered actual loss.
Complainant faced the risk of losing entirely her right to appeal and had to engage the services of
another lawyer to protect such a right.
This Court will not countenance respondent’s failure to observe the reglementary period to file
the appellant’s brief. Counsels are sworn to protect the interests of their clients and in the
process, should be knowlegeable about the rules of procedure to avoid prejudicing the interests
of their clients or worse, compromising the integrity of the courts. Ignorance of the procedural
rules on their part is tantamount to inexcusable negligence.17 However, the matter before us
does not even call for counsel’s knowledge of procedural rules, but merely her managerial skills
in keeping track of deadlines for filing necessary pleadings, having difficulty with which, she
could have always opted to timely withdraw from the case in order not to prejudice further her
client’s interest.
The failure of respondent to file the appellant’s brief for complainant within the reglementary
period constitutes gross negligence in violation of the Code of Professional Responsibility. In
Perla Compania de Seguros, Inc. v. Saquilabon,18 this Court held:
An attorney is bound to protect his client’s interest to the best of his ability and with utmost
diligence. (Del Rosario v. Court of Appeals, 114 SCRA 159) A failure to file brief for his client
certainly constitutes inexcusable negligence on his part. (People v. Villar, 46 SCRA 107) The
respondent has indeed committed a serious lapse in the duty owed by him to his client as well as
to the Court not to delay litigation and to aid in the speedy administration of justice. (People v.
Daban, 43 SCRA 185; People v. Estocada, 43 SCRA 515).
All told, we rule and so hold that on account of respondent’s failure to protect the interest of
complainant, respondent indeed violated Rule 18.03, Canon 18 of the Code of Professional
Responsibility. Respondent is reminded that the practice of law is a special privilege bestowed
only upon those who are competent intellectually, academically and morally. This Court has
been exacting in its expectations for the members of the Bar to always uphold the integrity and
dignity of the legal profession and refrain from any act or omission which might lessen the trust
and confidence of the public.
In People v. Cawili,19 we held that the failure of counsel to submit the brief within the
reglementary period is an offense that entails disciplinary action. People v. Villar, Jr.20
characterized a lawyer’s failure to file a brief for his client as inexcusable neglect. In Blaza v.
Court of Appeals,21 we held that the filing of a brief within the period set by law is a duty not
only to the client, but also to the court. Perla Compania de Seguros, Inc. v. Saquilabon22
reiterated Ford v. Daitol23 and In re: Santiago F. Marcos24 in holding that an attorney’s failure
to file a brief for his client constitutes inexcusable negligence.
In cases involving a lawyer’s failure to file a brief or other pleadings before an appellate court,
we did not hesitate to suspend the erring member of the Bar from the practice of law for three
months,25 six months,26 or even disbarment in severely aggravated cases.27
WHEREFORE, the resolution of the IBP Board of Governors approving and adopting the report
and recommendation of the Investigating Commissioner is hereby AFFIRMED. Accordingly,
respondent ATTY. SINAMAR E. LIMOS is hereby SUSPENDED from the practice of law for a
period of THREE (3) MONTHS, with a stern warning that a repetition of the same or similar
wrongdoing will be dealt with more severely. Furthermore, respondent is hereby ORDERED to
return the amount of Twenty-Two Thousand Pesos (P22,000.00), which she received from
complainant Virginia Villaflores.
Let a copy of this decision be attached to respondent’s personal record with the Office of the Bar
Confidant and copies be furnished to all chapters of the Integrated Bar of the Philippines and to
all courts of the land.
SO ORDERED.
Footnotes
2 Id. at 9.
3 Id. at 5-6.
4 Id. at 9.
5 Id. at 8.
6 Id. at 10.
7 Id. at 21-30.
8 Id. at 125-128.
9 Id. at 123.
10 Solatan v. Inocentes, A.C. No. 6504, 9 August 2005, 466 SCRA 1, 11.
11 Id.
14 A.C. No. 5485, 16 March 2005, 453 SCRA 410, 419, cited in Heirs of Tiburcio Ballesteros,
Sr. v. Apiag, A.C. No. 5760, 30 September 2005, 411 SCRA 111, 124.
16 Adecer v. Akut, A.C. No. 4809, 3 May 2006, 489 SCRA 1, 12-13.
26 Guiang v. Antonio, A.C. No. 2473, 3 February 1993, 218 SCRA 381, 384.
27 Mariveles v. Mallari, A.C. No. 3294, 17 February 1993, 219 SCRA 44, 46.