Professional Documents
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Investigative Report On Student Death at Lakeside Academy
Investigative Report On Student Death at Lakeside Academy
Steven Laidacker
Lakeside
3921 Oakland Drive
Kalamazoo, MI 49008
Attached is the Special Investigation Report for the above referenced facility. Due to the
severity of the violations, disciplinary action against your license is recommended. You
will be notified in writing of the department’s action and your options for resolution of this
matter.
Please note that violations of any licensing rules are also violations of the Modified
Implementation, Sustainability and Exit Plan (ISEP) and your contract.
Please review the enclosed documentation for accuracy and contact me with any
questions. In the event I am unavailable, and you need to speak to someone immediately,
please contact the local office at (866) 685-0006.
Sincerely,
enclosure
I. IDENTIFYING INFORMATION
License #: CI390201235
Investigation #: 2020C0207030
Capacity: 126
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II. ALLEGATION(S)
Violation
Established?
1a. On 04/29/20, Resident A was improperly restrained. After the Yes
restraint, he was unresponsive and transferred to the hospital
where he died on 05/01/20.
1b. The agency failed to follow their facility policy to obtain Yes
emergency medical care for resident care at the time of and
immediately following this incident.
1c. Numerous staff did not demonstrate the ability to perform Yes
duties of their assigned positions.
1d. The agency did not provide sufficient staff, supervisors, and Yes
administration.
1e. The agency staff is not following their Communication Log Yes
Reporting policy.
1f. The agency was not following their own written emergency Yes
procedure for COVID-19 screening.
1g. The facility staff did not follow policy and excessively Yes
restrained Resident A on 01/04/20.
1h. During the 01/04/20 incident, two youth restrained a peer while Yes
two staff were directly present and did not intervene.
1i. The chief administrator lacked the ability to perform job duties Yes
as evidenced in this investigation.
1j. The agency failed to obtain the medical consents for all youth Yes
which is required at the time of admission.
2
III. METHODOLOGY
Special Investigation 2020C0207030 was completed using a variety sources, including but
not limited to, telephone calls, face to face contacts, onsite inspection, interviews, review of
documents, employee files, policy and procedures and video. Appendix A contains detailed
contacts made by the DCWL Consultant.
IV. FINDINGS
ALLEGATION 1a-j:
On 04/29/20, Resident A was improperly restrained. After the restraint, he was unresponsive and
transferred to the hospital where he died on 05/01/20.
APPLICABLE RULE
R 400.4159 Resident restraint.
ANALYSIS: The agency is in violation of the rule, subsections (1) and (2).
The video review, documentation, and supporting interviews
support that facility staff and supervisors involved did not follow
SCM or facility policy regarding restraint.
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demonstration of imminent threat of harm to self or others and
did not warrant physical management. Staff 1 initiated restraint
of Resident A without justification as Resident A was observed
sitting on the floor after being pushed from his seat. This is not
in line with SCM policy for least restrictive alternatives.
4
APPLICABLE RULE
R 400.4142 Health services; policies and procedures.
APPLICABLE RULE
R 400.4112 Criminal history check, subject to requirements; staff
qualifications.
(4) A person with ongoing duties shall have both of the following:
(a) Ability to perform duties of the position assigned.
5
ANALYSIS: The agency is in violation of the rule, based on the following:
Nurse 1 failed to redirect the staff involved during the 04/29/20
restraint regarding their body positioning during the restraint of
Resident A. Nurse 1 further demonstrated her lack of ability after
Resident A was released from the restraint, by her failure to call
911 or start CPR for approximately 12 minutes after Resident A
was released from the restraint.
Staff 1 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. In addition to Staff Person 1’s
actions during the restraint incident, Staff 1 did not accurately
record the events of this incident as he reported that he attempted
to put Resident A in an approved restraint hold and that the
restraint was justified to ensure safety. Further, Staff 1 did not
initiate emergency care directly or call 911 when Resident A
appeared unconscious.
Staff 2 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. Staff 2 denied witnessing any
staff putting body weight on or laying on Resident A. Staff 2 did not
initiate emergency care directly or call 911 when Resident A
appeared unconscious.
Staff 3 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. Staff 3 did not initiate
emergency care directly or call 911 when Resident A appeared
unconscious.
Staff 4 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. Staff 4 did not initiate
emergency care directly or call 911 when Resident A appeared
unconscious.
Staff 5 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. Staff 5 did not initiate
emergency care directly or call 911 when Resident A appeared
unconscious.
Staff 6 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
gathered during this investigation. Staff 6 failed to provide CPR or
call 911 for an extended period of about 12 minutes.
Staff 7 lacks the ability to perform his job duties, based on Staff
person’s actions during the 04/29/20 restraint and the evidence
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gathered during this investigation. During the time that Staff 7
observed the restraint and when he returned to the cafeteria and
observed Resident A not moving, he did not initiate emergency
care directly or call 911.
7
APPLICABLE RULE
R 400.4126 Sufficiency of staff.
ANALYSIS: The agency is in violation of the rule. The facility has failed to
provide sufficient administrative, supervisory, social service,
direct care, and other staff to provide for the continual needs,
protection, and supervision of residents. During the course of
this investigation, the evidence has shown that staff and facility
management were present and failed to act or intervene when
staff have engaged in unsafe and excessive restraint incidents.
APPLICABLE RULE
R 400.4109 Program statement.
8
ANALYSIS: The agency is in violation of the rule as it was observed that
staff did not follow the agency’s Communication Log Policy by
not entering behavioral information for Resident A on 28 days
during the period reviewed. Two entries per day are required by
the policy, and 33 logs contained only one entry. Per Director 1
the logs are to be reviewed by the Program Director of the
youth’s dorm and secondarily by the Quality Assurance
department, but this does not appear to have occurred, or been
addressed, further demonstrating that the agency is not
following their own policy.
APPLICABLE RULE
R 400.4151 Emergency; continuity of operation procedures.
ANALYSIS: The agency is in violation of the rule as they did not consistently
ensure that visitors to the facility completed COVID-19
screenings as required in their emergency response plan. This
was directly observed by three DCWL employees on 10 visits to
the facility.
APPLICABLE RULE
R 400.159 Resident restraint.
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and done in a manner consistent with the resident’s treatment
plan.
(8) Resident restraint shall only be applied for the minimum time
necessary to accomplish the purpose for its use as specifically
permitted in subrule (2) of this rule. Approval of a supervisor
shall be obtained when the restraint lasts more than 20 minutes.
ANALYSIS: The agency is in violation of the rule, subsections (1) (2) (8).
The facility staff involved failed to follow facility or SCM policy
regarding restraint. The staff failed to use restraint methods
trained by the SCM curriculum, pushing, and forcing the resident
to a couch and then to the ground, then restraining him by 7
staff, who laid across parts of his body.
APPLICABLE RULE
R 400.158 Discipline.
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ANALYSIS: The agency is in violation of this rule as residents are not
permitted to discipline or restrain one another. It is clear from
the video review that two residents were physically restraining a
peer when two staff were present, and the staff failed to
intervene.
APPLICABLE RULE
R 400.4116 Chief administrator; responsibilities.
APPLICABLE RULE
R 400.4152 Initial documentation.
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ANALYSIS: The agency is in violation as they were unable to produce the
medical consents when needed and did not have all medical
consents for all youth which is required at the time of admission.
Additionally, seven consents were not dated, and six consents
were dated 05/08/20, which was after admission for those youth.
Having medical consents and being able to produce them when
needed are vital components to ensuring proper and timely care
for residents.
ALLEGATION 2:
On 05/06/20 an anonymous reporter advised that the agency did not allow youth to talk to their
workers about the restraint of Resident A after it occurred.
APPLICABLE RULE
R 400.4124 Communication.
ANALYSIS: While the youth were not permitted to make calls on the night of
the incident, they were allowed the following day. This is in line
with the agency policy for external contacts.
ALLEGATION 3:
Resident U reported that Resident A took a drug or was given a drug that made his breathing
heavy.
APPLICABLE RULE
R 400.4142 Health services; policies and procedures.
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APPLICABLE RULE
R 400.4156 Institutions not detention institutions or shelter care
institutions; updated treatment plan.
(3) The updated treatment plan shall include all of the following
information:
(a) Dates, persons contacted, type of contact, and place of
contact.
(b) Progress made toward achieving the goals established in
the previous treatment plan.
(c) Changes in the treatment plan, including new problems
and new goals to remedy the problems. Indicators of goal
achievement and time frames for achievement shall be specified
along with a specific behavior management plan designed to
minimize seclusion and restraint and that includes a continuum
of responses to problem behaviors.
V. RECOMMENDATION
Due to the severity of the violations noted within this report, revocation of this child
caring institution license is recommended.
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Approved By:
15
Appendix A: Contacts conducted by the DCWL Consultant
16
On-site visits to the facility were completed on 05/01/20, 05/04/20,
05/05/20, 05/09/20, 05/14/20, 05/15/20, and 05/17/20 by DCWL
Area Manager.
17
Emails exchanged with Directors 1, 2, 5, and MDHHS Specialist.
18
Email from MDHHS Specialist.
19
Joint phone interview conducted with Nurse B and MDHHS
Specialist. Separate joint interview completed with the Program
Director and MDHHS Specialist via phone. The agency attorney
was present on the phone for both interviews.
20
05/19/2020 Contact – Telephone call made
Interview with Complainant E.
21
05/28/2020 Contact – Document sent
Emails exchanged with Directors 1, 2, and 5, and MDHHS
Specialist.
22
06/02/2020 Contact – Telephone call made
Joint interview of Staff 2 with MDHHS Specialist via phone.
23
Call received from Resident T's worker.
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Appendix B: Resident Interviews
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Resident H was interviewed by Detective 1. He was interviewed while inside his room
with a staff present at the door and the Detective in the hall,
. Resident H has been at Lakeside four or five months.
Resident H said he knew Resident A and was in the cafeteria when he was
restrained. Resident H said he was not really paying attention when the incident
occurred. Resident H said he heard Resident A say, “When I get up you guys are
fucked.” The video of this interview freezes 2 ½ minutes in and the other 3 ½ minutes
are unrecoverable.
An interview was attempted with Resident I, by Detective 2, but Resident I refused to
give his name or be interviewed.
Resident J was interviewed by Detective 2. Resident J said he knew Resident A and
noted Resident A was throwing stuff at people and trying to fight people in the
cafeteria. Resident J said that when residents are being unsafe it builds up to a
restraint and the staff put you on the ground and hold you until you calm down.
Resident J did not hear staff or Resident A say anything. When Resident J left the
cafeteria, the staff were getting ready to let Resident A up. Resident J denied being
restrained while at the facility but noted that he has seen other restraints. Resident J
said that he would say there is about one restraint per day. Resident J reported that
behaviors like throwing stuff, having balled up or clenched fists, trying to walk up on
others aggressively, and talking “shit” to people will lead to residents being
restrained. Resident J said during restraints the staff hold legs and arms but do not
lay on the resident.
Resident K was interviewed by Detective 2. He has been at Lakeside for eight
months and knew Resident A for about five months. Resident K stated that he was in
the cafeteria when the incident occurred. He said Resident A was throwing food at
other kids and staff pushed him out of his chair and restrained him. Resident K said
that Resident A was saying things like, “I eat them,” and, “restraints are nothing.”
Resident K stated that after the restraint Resident A was twitching and had foam in
his mouth. He said Resident A was saying, “I eat the restraints” the whole time but
then his body just gave out. He said Resident A was talking for a minute but then
stopped talking for a bit. Then staff let him go and he did not move. Resident K said
staff were saying “Come on [Resident A].” As Resident K was walking out of the
cafeteria, the staff cut Resident A’s shirt open and called an ambulance. Resident K
said that he has seen restraints like this all the time and it is a common restraint; the
“supine,” but he had never seen this happen before. Resident K said that this time,
“they had more staff on him, and I don’t think that was right. They were big ass staff.
The supine’s not for your stomach, it’s for your hands and your feet.” When Detective
2 asked for clarification as to whether staff were on Resident A, Resident K stated
that he thought they had to put more pressure on Resident A because he was
resisting the whole time, but noted the staff was laying across Resident A’s legs. He
said he did not see staff on Resident A’s chest or stomach.
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Resident L was interviewed by Detective 2. He has been at Lakeside for about four
months and has known Resident A the entire time. Resident L said that he was in
the cafeteria when the incident occurred. He said that Resident A was mad and
throwing food when staff told him to stop. Resident L said that this was common for
Resident A to not listen to staff but also noted that Resident A is not the type to attack
someone. Resident L said Resident A continued to talk back to staff and again said
that this was just Resident A being himself. Resident L said that he was not sure if
the staff got irritated with Resident A, but staff threw Resident A on the ground and
restrained him. Detective 2 asked if Resident L saw this occur and he stated he saw it
and then demonstrated a staff pushing Resident A from the seat. He said that this is
not normal but, “Lakeside does what they want.” Resident L said that it looked like
Resident A could not breathe and said that staff kept picking up his head during the
restraint. Resident L said that Resident A was not saying anything but had a
“constipated” face. Resident L said he was not sure if Resident A was just trying to
hold in a scream to not look weak, but he restated that he had a constipated face.
Resident L said that he thought staff were doing too much and got mad when he told
them that they were doing too much, and that Resident A was not even mad. Staff
told Resident L to just look forward. The staff then directed the other youth to leave
the area. Resident L said Lakeside just does too much, but they make it look good on
camera. Resident L reported that he got a bruise on his back during an incident with
a staff who “kinda choked me out.” Resident L said that this occurred about a month
ago and nothing was done and noted that he had told his “PO.” In this situation,
Resident L said that he got into a verbal conflict with a staff and Resident L “popped
up” and the two started wrestling and the staff could not get a hold on him. During the
incident, Resident L said the staff “kind of grabbed me by my neck.” Resident L then
said he thought the incident had been written up. (It is notable that this was
previously investigated by both DCWL and MDHHS with no violations noted. SIR
2020C0214021 dated 03/25/20) Resident L went on to report that he has told staff,
“Now that you guys finally killed one of us you guys want to stop this and feel sorry
for us, right?” Resident L said that staff previously acted like this kind of restraint was
ok. Resident L reported that he has been restrained four times. He stated that the
staff are “extra” and when restraining they push your arms in harder than what they
have to. Resident L explained that when on the ground staff hold your arms over your
head and another staff holds or sits on your feet, depending on the staff. Resident L
said it is hard to breathe like that. Resident L said that if it is on camera, they only
hold for 15 minutes because that is all they are allowed, but, “if you’re off camera
you’re fucked. You’re getting fucked up.” Resident L said he did not know if staff
restrain youth for less than 15 minutes. He said that restraints happen when kids
fight, argue, or if the staff do not like you. He also said restraints happen if a youth is
being unsafe or trying to harm themselves.
Resident M was interviewed by Detective 3. He has been at Lakeside for three
months and has known Resident A for that time. Resident M said that he and
Resident A had a close relationship. He said he was in the cafeteria on the day of the
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incident. Resident M said he was antagonizing Resident A and making comments
about Resident A’s legs. He said they were mad at each other and Resident A was
throwing stuff at him. Staff told Resident A to stop throwing food, but he did not, and
argued with staff, and staff restrained him in a supine “like they supposed to.”
Resident M demonstrated a supine as having your arms above your head. He said
that he has not seen the supine restraint used often and denied having been
restrained himself. Resident M stated that if a resident is being unsafe the staff will
restrain them. He said that Resident A yelled for staff to get off him a couple of times
and noted there were about four or five staff restraining Resident A. He said that is
how many it took because Resident A is big.
Resident N was interviewed by Detective 3. He stated that he has been at Lakeside
for a year and a half. He said he was in the cafeteria when Resident A got restrained.
Resident N said he knew Resident A the whole time he was at Lakeside. Resident N
said Resident A was throwing food before the restraint. He stated Resident A has
times when he gets in moods and picks with peers and won’t stop. On the day of the
incident, Resident N said that Resident A was mad at Resident M, but he did not
know what for. Resident N said Resident A was restrained flat on the ground but
could not describe the details of how Resident A was restrained, or how many staff
restrained Resident A.
Resident O was interviewed by Detective 3. He has been at Lakeside since October
2019. Resident O stated that he knew Resident A but did not describe him as a
friend. Resident O said he was in the cafeteria near the kid that Resident A threw the
sandwich at when Resident A was restrained, but once the restraint started, he
moved away. Resident O said that staff “slammed” Resident A because he kept
throwing things. Resident O said that the restraint happened because staff told
Resident A to stop throwing food and when Resident A did it again “he got thrown to
the floor.” Resident O stated that it was Staff 1 who threw Resident A to the floor.
Resident O did not recall hearing staff saying anything else. He said Resident A was
trying to pick a fight with another youth before he threw food and continued to throw
food after staff told him not to. Resident O said that the staff then put Resident A in a
supine restraint and described a supine as staff holding legs and arms down, noting
that he has been in this kind of restraint himself. Resident O said it is not really
aggressive, but the staff are just holding you down and if you are fighting back, they
have to hold you down tighter. Resident O noted that behaviors that lead to restraints
would be fighting. He said the kids left out of the cafeteria during the restraint.
Resident P was interviewed by Detective 3. Resident P has been at Lakeside for 11
months. He said that he was in the cafeteria when the incident occurred, but he did
not know Resident A well. Resident P said that he saw Resident A throw food at
another kid and Staff 1 tried to stop him. Resident A fell off his seat and tried to hit
Staff 1. Resident A was then restrained and tried to resist. Resident P said that staff
had told Resident A to calm down and not to throw food, and let Resident A slide, but
he did it again and they had to take it from him. Resident P said that during the
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restraint there were five staff holding Resident A due to Resident A fighting against
staff by kneeing and trying to hit staff. He said Resident A was laughing about the
restraint. He only heard the staff telling Resident A to calm down. Resident P said
that this kind of restraint happens all the time because kids fight against staff.
Resident Q was interviewed by Detective 3 and reported he has been at Lakeside for
about six months. Resident Q said that he knew who Resident A was, but they were
not friends. He said that he was in the cafeteria during the incident and saw the
restraint. He said that Resident A was throwing food at another peer and staff told
him if he did it again, he would be restrained, and Resident A threw food again.
Resident Q said that he was in close proximity and heard the staff tell Resident A
this. Resident Q said he looked at his food during the restraint. He said that he has
seen other restraints but noted that restraints do not happen often. He said that staff
give warnings to kids multiple times to stop doing a behavior and then “when they get
tired of it, they’re like you do it again and we’ll restrain you.” Resident Q said that he
heard Resident A was struggling for breath and said that sometimes staff hold
residents “where your breathing is.” When asked for clarification, Resident Q said that
staff sometimes hold kids on the neck and then kids lie still to comply so that staff will
release them. He stated restraints occur when a kid is constantly doing something or
when a kid tries to hurt another kid.
An interview was attempted with Resident R, by Detective 3, but Resident R walked
off and did not participate in the interview.
Resident S was interviewed by Detective 3. The first thing Resident S asked was if
Resident A was dead. Resident S said that he is from California and has been at
Lakeside for about five months. He said that he knew Resident A since his placement
at Lakeside. He stated he was in the cafeteria on the day of the incident and said he
was eating and just thought it was a “normal” restraint. Detective 3 tried to get
Resident S to describe what he saw in the cafeteria and Resident S said, “Ya’ll fired
our staff for no reason.” The Detective clarified that the police fired no one.
The DCWL Consultant interviewed Resident U via phone on 06/01/20. Resident U
reported that he was present during this incident and was just outside the cafeteria
but saw the whole thing through the window. Resident U said that Resident A threw
something at someone and got restrained. Resident U said that there are usually up
to six staff on a restraint but not more. Resident U identified that he had six staff
restrain him while at Lakeside also. Resident U said that he heard Resident A say he
couldn’t breathe during the restraint. Resident U stated that Resident A said this twice
and he heard it when a staff had opened the door.
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Appendix C: Staff interviews
Staff 2:
Staff 2 was interviewed on 06/02/20, via phone, jointly with the DCWL Consultant and
the MDHHS Specialist. Staff 2 reported that he has been employed at the facility
since 03/02/20. Staff 2 said that this incident with Resident A began on the dorm
when Resident A was trying to fight a peer. Staff deescalated Resident A and the
group went to lunch while Resident A stayed back with Staff 4, who later brought
Resident A to the cafeteria. Staff 2 reported that the peer was in the cafeteria and
trying to avoid Resident A, but when Resident A arrived, he continued picking with
the peer and threw a pile of napkins. Staff 2 warned Resident A to stop and moved
the peer away from Resident A. Staff 2 said that Resident A threw pieces of his
sandwich at another youth. Staff 1 also saw this and went to talk to Resident A, who
threw more food. Staff 2 said that staff have been told not to give Resident A as many
chances as they did, but they put Resident A in a “critical” (described as increased
staff and peer attention to address behaviors). Staff 2 said that he removed Resident
A’s hot bowl of soup to prevent him from throwing it at anyone. Staff 2 said that Staff
1 gave Resident A expectations and Resident A threw food again. Staff 2 said this
was when Staff 1 tried to get Resident A in an upper torso hold, but due to Resident
A’s size and him trying to fight back, Resident A fell back off his seat. Staff 2 said that
Resident A landed in a sitting up and was laughing at staff, but making threats to staff
and students, and had pulled the keys off of Staff 1’s neck and thrown them across
the room. Staff 2 said that Resident A tried to take Staff 1 down with him and once on
the floor, the staff went into a supine restraint. One person was positioned over his
knees and one was holding is arms/elbows. Staff 2 said that Resident A is very
strong, so another staff assisted on arms and two more laid across Resident A’s legs.
Staff 2 said that Resident A was still breathing, talking, and saying he was going to
“fuck staff up” when the restraint was over.
Staff 2 said that Supervisor 2 came in and started the release process. Staff 2 said
that once released, he did not know if Resident A was playing, and noted he is a
playful kid. Staff 2 said Resident A was still breathing but just lying there, and noted
he was still moving his fingers. Staff 2 added that he heard Resident A’s heavy
breathing and saw his stomach and chest moving. Staff 2 stated that Supervisor 2
directed him to go back to the dorm to supervise the other kids. It was at this time that
he left the cafeteria.
Staff 2 said that he was later interviewed by Director 3, the Chief Administrator, in her
office and was told that the restraint was good. Staff 2 said that Director 3 “couldn’t
stress enough” that there was no problem with the restraint. Staff 2 added that
Director 3 said that some staff would be suspended, but that did not end up the case,
as staff started getting fired.
When asked for clarification on the initiation of the restraint, Staff 2 stated that they
were told and trained to intervene sooner than they did and were told that they give
30
too many extra chances to residents. Staff 2 reported that he thought that Resident A
tossing the bread from his sandwich justified the initiation of physical management
because it could have escalated the other kids and led to a riot.
During the restraint, Staff 2 clarified that he held Resident A’s right arm and stated
that it was “quite a fight” to get him secured. Staff 2 said that Resident A got loose a
few times. Staff 2 denied putting any of his own body weight on Resident A’s body.
Staff 2 denied witnessing any of the other involved staff putting their weight on
Resident A’s upper body. Staff 2 denied witnessing staff lying on, leaning on, putting
arms/elbows on Resident A’s upper body. Staff 2 said that he did see staff laying
across Resident A’s thighs. When advised that the video showed differently, Staff 2
maintained that he saw no staff putting their weight on Resident A’s upper body. Staff
2 stated that if this were the case, other staff would have said something to correct
them. Staff 2 denied that he or any of the involved staff were redirected on their holds
or positioning during this incident. Staff 2 denied Supervisor 1 correcting any of the
staff. Staff 2 said that there were various other “higher up people” there who said
nothing regarding incorrect positioning. Staff 2 stated that Resident A made no
complaints of pain or not being able to breathe.
Staff 7:
Staff 7 was interviewed via phone on 05/28/20. Staff 7 reported that he came to the
cafeteria that day in response to a call for extra staff. When he arrived, Resident A
was already in a supine restraint on the floor and he swapped Staff 2 out of the
restraint for a break. Staff 7 said that he was holding Resident A’s left arm and did so
for about 1 ½ minutes. Staff 7 said that Resident A was still moving and resisting staff
so much that Staff 7 had difficulty securing Resident A’s arm. Staff 2 came back into
the restraint and took over the left arm hold. Staff 7 said that he left the area shortly
after Staff 2 took over for him. He just moved a table prior to leaving. When asked for
clarification as the video showed Staff 7 near Resident A’s head after holding his arm,
Staff 7 maintained that he did not restrain Resident A after releasing his arm to Staff
2. Staff 7 stated that Resident A was talking during the restraint but could not recall
what he said. Staff 7 additionally stated that Resident A was conscious and moving,
and repeated that he could not get a secure hold of his left arm due to Resident A
struggling. Staff 7 stated that although he is SCM certified, he is not sure whether
there is a limit to the number of staff who can be involved in restraining a resident. He
reported that the involved staff appeared to be following SCM from what he observed
while there. When asked about the SCM rules and agency policy for the use of
physical management, staff 7 said that there must be a physical safety threat to the
youth or others and noted a “few other reasons.” When asked whether a youth
throwing food would justify staff using physical management, Staff 7 stated that this
would justify a restraint because it could escalate others, but it would depend on the
situation. Staff 7 acknowledged that he was not present for the initiation of this
restraint but stated that he would likely restrain if a youth were throwing food at
someone.
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Nurse 2:
Nurse 2 was interviewed via phone, on 05/13/20, jointly with the DCWL Consultant,
MDHHS Specialist, and Attorney 2. Nurse 2 is a Licensed Practical Nurse and has
been at the facility for one year. Nurse 2 reported that Director 4 came to the office
and said that there was a student unresponsive. Nurse 2 went to the scene and then
went back to the office for supplies before returning. Nurse 2 said that when she
arrived Resident A was on his left side with foam and sputum coming out of his
mouth and nose. Nurse 2 said that Nurse 1 went to call 911 while they put Resident A
on his back. They were then directed by Nurse 1 to start CPR, so compressions were
started. At this time, Nurse 2 said that it was herself, Nurse 1 and Staff 6 working with
Resident A. She called for the AED and when retrieved, gave it to Nurse 1 to put on
Resident A. Nurse 2 said that she directed everyone to move back while they waited
for the AED to analyze Resident A. The continued doing compressions and mouth to
mouth. Nurse 2 got a mask and Nurse 1 switched with another staff and gave
breaths. Nurse 2 then continued giving breaths but did not see Resident A’s chest
rising. She got a paper towel to clear away some of the foam and sputum from his
mouth and continued giving breaths. On the next two breaths, Nurse 2 said that she
saw his chest rising and falling and knew the breaths were working better. Nurse 2
said that they were giving 30 compressions and two breaths. They continued
following the AED instructions on compressions and breaths and Nurse 3 was
coaching Staff 6 on compressions before Nurse 3 took over for him. At this time, all
three nurses were working on Resident A. Nurse 1 and Nurse 3 continued swapping
on compressions until EMS and police arrived. Nurse 2 reported that she did
complete SCM training when she was hired but doesn’t usually get involved in
restraints. Nurse 2 reported that only hurting yourself or others justifies a restraint and
noted that if a youth were throwing food, she would deescalate him first and not just
restrain him.
Nurse 3:
Nurse 3 was interviewed on 05/08/20, via video conference, jointly by the DCWL
Consultant, the MDHHS Specialist, and Attorney 2. Nurse 3 reported that she is a
licensed Registered Nurse and has been at Lakeside for 11 years. She was
previously a direct care staff, group leader and now a nurse. On the day of the
restraint with Resident A, Nurse 3 said that she was in the Nurse’s office and was
informed there was an incident with an unresponsive student in the cafeteria, so
Nurse 2 headed to the cafeteria. When Nurse 2 yelled for masks, Nurse 3 said she
went back to get masks and then went to the cafeteria. Nurse 3 said that when she
arrived at the incident, she saw someone giving Resident A chest compressions, so
she assessed the situation. Nurse 3 reported that she saw a pulse oximeter on
Resident A’s finger and the AED was already placed on Resident A’s chest when she
arrived. Nurse 3 said that she continued giving compressions while Nurse 1 gave
Resident A breaths until the ambulance arrived and took over. Nurse 3 was asked
when nurses step in when youth are being restrained. Nurse 3 said that nurses
32
typically do not engage in, but are sometimes present for restraints, even though they
are trained. It was stated that staff contact the nurses if restraints go over 10 minutes.
Nurse 3 said that staff are supposed to confront one another if a restraint is being
done wrong. Nurse 3 said that she was not sure if there was a maximum number of
staff allowed to engage in a restraint. She stated that justification for restraints is
when a resident poses an imminent threat. When asked if throwing food was
justification, Nurse 3 said that only throwing food would not be justification. Nurse 3
said that regarding nursing in general, if a youth was unresponsive on the floor, it is
“our responsibility to assess.” Per Nurse 3, this would be a general assessment and
overall monitoring, checking breathing, and a “head to toe” assessment. Nurse 3 said
that most can be done visually such as seeing a person’s chest rise and fall. If
nothing were happening a nurse would move on to further assessment. Nurse 3 said
that it would depend on what is going on and there is no set rule for what they are to
do.
Case Manager:
The Case Manager was interviewed on 05/08/20, via video conference, jointly with
the DCWL Consultant, the MDHHS Specialist, and Attorney 2. The Case Manager
reported that he has been employed at Lakeside for two years, the first of which he
was direct care staff. In this incident, the Case Manager said that he was told to go
help on the dorms and then they were called for lunch. When he got the cafeteria, the
group was told they were not ready due to a restraint, so the Case Manager went in
and approached the situation. The Case Manager said he asked if they were done
and was told that Resident A was about to get up. The Case Manager said that he
went to get the other group for lunch and then came back and talked to Resident A,
who he thought was awake. The Case Manager said that the staff tried to help
Resident A sit up and then his weight dropped. Staff checked Resident A’s pulse on
his wrist and did not find a pulse. The Case Manager said he checked his neck and
thought he felt a pulse. The Case Manager said that he tried to do the best he could
and did chest compressions. They then turned Resident A on his side as he was
foaming from his mouth. Supervisor 2 helped open Resident A’s mouth. They then
moved Resident A back onto his back and continued chest compressions with Staff
6. Nurse 1 was standing there next to him on the phone, and then began doing
compressions and checking his pulse. It was at that time that Nurse 1 called 911.
Director 4 ran to get Resident A’s face sheet, but the Director of Case Management
had already got it. This is about when the police arrived, and the Case Manager
returned to the dorm. The Case Manager denied witnessing any of the actual
restraint. The Case Manager said that he is trained in SCM and noted that the
number of staff involved in a restraint depends on the situation. The Case Manager
confirmed that the indicators for use of restraint are being a danger to self or others.
When asked if throwing food would justify a restraint, the Case Manager said that is
not a justifiable reason. The Case Manger went on to say that it could have and
should have been addressed by removing Resident A, talking, or using other
avenues to work with him other than going hands on.
33
Director of Case Management (DCM):
The DCWL Consultant interviewed the Director of Case Management on 05/08/20,
via video conferencing, jointly with the MDHHS Specialist, and Attorney 2. The DCM
reported being employed at Lakeside since August of 2018. On the day of this
incident, she was with another youth and walked into the cafeteria, not knowing about
the restraint with Resident A. The DCM said that she saw staff around Resident A
and initially thought everything was “normal.” The DCM said that she then noticed the
look of worry on the observing staff’s faces, so she walked over and saw Staff 6
patting Resident A’s face and rubbing his chest to check for responsiveness. The
DCM said that she crouched down and noticed that his shirt was tight, so she
loosened it, unzipped it, and pulled the collar away from Resident A’s neck. The DCM
said that she saw spit, not foam, in Resident A’s mouth and it looked like he was
choking on his tongue. She said that she did not hear him choking but that is what it
looked like, so the staff turned him on his side and Staff 6 and Supervisor 2 cleared
his airway by opening his mouth. The DCM said that she checked for a pulse on
Resident A’s neck but did not feel anything. Staff 6 said that he felt a pulse on
Resident A’s wrist. The DCM said that Nurse 1 said to put Resident A on his back, so
they did. She said that they realized things were not improving and cleared the
cafeteria of the remaining kids. The DCM said that this is when Staff 6 and Nurse 1
started chest compressions. The DCM said that the AED was given to the three
nurses there at this time. The DCM said that she got down and was talking to
Resident A and observed bloody foam in his mouth. As the nurses were giving
compressions and breaths, the DCM said she stepped back.
The DCM said that she did not see any of the restraint. When she arrived, Staff 6 was
trying to resuscitate Resident A. The DCM said that she is SCM certified. The DCM
said that the maximum number of staff allowed on a restraint is three to four, noting it
does not usually take more than three. The DCM stated that Resident A was big and
might need an extra staff but should not need more than that. The DCM clarified that
there would usually be one staff at the top near the head, one in the middle to bridge
over them and keep the person from moving. She said the person bridging is
supposed to be on their hands and knees and not supposed to lay on the person
being restrained. She said there might be one to two staff on the legs and one
supervisor watching, timing, being responsive. The DCM stated that Supervisor 2 and
the Program Director were both there. The DCM stated that SCM stipulates that
being an imminent danger to self and/or others is what justifies staff using hands on
restraint. When asked if throwing food would meet that criteria, the DCM said no. The
DCM said that the response to a resident throwing food would be to separate the
youth from his peers, or remove the peer, or get between them yourself to break their
line of sight, and verbally redirect them. The DCM said that if the resident were not
cooperative, she would have used peer to peer positive feedback and not gone
hands on unless someone got up and “went at someone else.” The DCM said that at
the time she came into this incident she felt she and the staff were trying to do the
best they could. The DCM said, “this should not have happened.”
34
Detective 1 provided his interview with the DCM for review on 06/02/20. The interview
was consistent with what the DCM reported above. It was additionally noted,
however, that the DCM told Detective 1 that when she walked into the incident that
day, she thought they had handled it well. But later, after talking and getting more
information, it was not handled well. The DCM said that there are usually three to four
staff on a restraint and one keeping time and making sure things are ok. The DCM
stated that staff are not supposed to lay across residents when restraining them.
Director 4:
The DCWL Consultant interviewed Director 4, on 05/08/20, via video conference,
jointly with the MDHHS Specialist, and Attorney 2. Director 4 reported being
employed at the facility for 12 years. On the day of this incident, Director 4 reported
that when he arrived in the cafeteria, the restraint was already done. Director 4 said
that Nurse 1 and other staff were there and observing Resident A, who way lying on
the floor. Director 4 recalled Nurse 1 saying that Resident A’s breathing was shallow
and another staff saying that Resident A had let out a gasp of air. Director 4 could not
recall who said that. Director 4 said that he didn’t know if anyone checked Resident
A’s pulse or breathing. Director 4 said Nurse 1 asked for the pulse oximeter, went to
get it and hooked it up to Resident A. Director 4 then said that Nurse 1 said they
needed to call 911. Nurse 1 proceeded to call 911 and Director 4 said he went to get
the other nurses and then called Director 3. Director 4 said that he then went to get
the AED and stood back to let the nurse work on Resident A. When asked why 911
was not called for 12 minutes following the release from the restraint, and given that
Resident A was not responsive, Director 4 said he did not know. Director 4 said that
Nurse 1 was there, and he was letting her assess and was taking direction from her.
Director 4 said that he was not sure if he was there when the staff attempted to sit
Resident A up but said he had reviewed it on the camera. Director 4 did not know
why Nurse 1 called 911 instead of starting CPR herself.
Director 4 said he is CPR certified but did not realize how dire the situation was.
Director 4 reported that he was SCM trained. He reported that there is not a
maximum number of staff allowable in SCM for a supine restraint but noted it is
usually three to six in different situations. Director 4 reported that staff can initiate
restraints. When supervisors are involved, they are to direct others and redirect staff
if not doing something correctly. Director 4 reported that he thinks both Supervisors 1
and 2 are certified SCM trainers. Director 4 noted that justification for restraining a
youth is when they present a threat of harm to themselves or others. Director 4 stated
that throwing food would not justify a restraint and stated that the youth should be
been deescalated and redirected in this situation. When asked if Director 4 had ever
observed Resident A to fake unresponsiveness or unconsciousness after a restraint,
Director 4 said that he had not seen this specifically.
Program Director (PD):
35
The DCWL Consultant interviewed the Program Director, on 05/13/20, via phone,
jointly with the MDHHS Specialist, and Attorney 2. The PD reported that he has
worked at Lakeside since 2012. The PD stated that he had just arrived to work and
went in the cafeteria, so he did not know what was going on when he arrived. The PD
spoke with Director 4 and noticed Resident A on the floor. The PD said that he also
spoke with Supervisor 2, who advised him that Resident A had been restrained. The
PD said that Supervisor 2 said something like, “[Resident A] is doing what he always
does.” The PD stated that Resident A has a history of being defiant, laying on the
ground, and refusing to respond, and the PD said he had witnessed this. The PD
provided an example of an incident a couple of months prior when Resident A was
acting out in the classroom and the PD brought him into the hall. The PD said that in
this example, Resident A laid on the floor and would not respond. The PD said that
he poured a couple of capfuls of water on Resident A’s face without any response
and people got more concerned. The PD said Staff 6 started checking Resident A’s
pulse and breathing. Nurse 1 went to get the pulse ox machine and put it on Resident
A’s finger. The PD said that Staff 6 said that Resident A had a low pulse and his
breathing was shallow, and that’s when Nurse 1 got up and spoke to Director 4 and
then called 911.
When asked why there was a delay in calling 911, the PD said he did not know and
noted that the call to 911 was made by Nurse 1. The PD clarified that he saw no part
of the actual restraint. The PD stated that he is trained in SCM. He reported that harm
to self, others, and destruction of property justify staff restraining youth. When asked
about throwing food, the PD paused and reported that it is difficult to answer that
without context, but reported no, it would not justify restraint.
Director 5:
The DCWL Consultant interviewed Director 5, the current Chief Administrator, on
06/02/20, jointly with DCWL Consultant 2. Director 5 was asked about this restraint
and his knowledge of SCM. Director 5 said that he was an SCM trainer and that SCM
does not specify a maximum number of staff permitted on a restraint. Director 5
reported that the model teaches staff to use “least restrictive force” for any situation.
Per Director 5 staff are not supposed to place their own body weight on a resident
during a restraint. Director 5 reported that from his review of the incident, most of the
staff were not grossly out of place, but the issue was their body weight on Resident A.
Director 5 said that “bridging” over the individual being restrained is allowed, but it is
not ok to put one’s body weight on the person being restrained. When asked his
assessment of how the situation was handled by the supervisors and nurse that were
present, and the monitoring of the restraint, Director 5 reported that any staff involved
in an incident should address anything wrong with restraints. When asked about the
justification for going hands-on in this situation, Director 5 noted that physical
interventions should only be used per licensing rules and the provided training.
Director 5 was asked about the reasons for the terminations of employment for
Director 3 and Nurse 1. Regarding Director 3, Director 5 stated that he quickly
36
assessed a need for a “face of campus” and an organizational decision was made to
terminate Director 3’s employment and replace her with Director 5 as chief
administrator. It is noted that Director 5 had previously been the chief administrator
for a number of years at the facility. Director 5 stated that Director 3 was placed on
leave on 5/2/20 and that her employment was terminated on 6/1/20.
Director 3:
The DCWL Consultant spoke with Director 3, the Chief Administrator at the time of
the incident, on 06/02/20, jointly with DCWL Consultant 2. Director 3 reported that
she was laid off from Lakeside on 05/02/20, until 06/01/20, when she was terminated.
Director 3 reported that she wanted to speak with her attorney prior to being
interviewed and would call back if she is going to participate. Director 3 was
interviewed via phone on 06/04/20, jointly with DCWL Consultant 2. Director 3
recounted the incident and said that she was advised via phone from Director 4 that
911 had been called and that CPR was being conducted on a student in the cafeteria.
When Director 3 arrived, she said Nurse 1 was on the phone and staff were doing
CPR on Resident A. The AED was hooked up and the nurses were working on
Resident A. Director 3 said there was no reason for her to intervene at that time.
Director 3 said that she began directing other staff to get people out of the cafeteria,
told some staff to go direct the police/ambulance, and directed some to staff to go to
the dorms. Director 3 said it was about 10 minutes before the paramedics arrived.
After the incident, Director 3 said that the involved staff were taken into her office to
give statements and debrief with Directors 1 and 2, but Director 3 was asked to leave
the room during the interviews. Director 3 said she continued doing other duties and
also watched the video of the incident. Director 2 reportedly asked Director 3 to look
further back on the video to see what initiated this incident. Director 3 continued
watching the video and expressed concern that “11 minutes and 32 seconds” after
the restraint when numerous staff, including directors and a nurse were present and
had not called 911 for Resident A. Director 3 said that it was clear to her from the
video review, that Resident A was unresponsive during that time when she observed
staff lift his hand and it dropped, and staff splashed water on his face, listened for
breathing, and were nudging Resident A. Director 3 said that she was documenting
the video as she wanted those things addressed with the staff. Director 3 said she is
trained in CPR and if a person is unresponsive you assess the scene, call 911 if the
person is unresponsive, and then attend to the person.
Director 3 reported that she has SCM training and used to be an instructor. Director 3
reported that her concerns were not so much with the number of staff involved in this
restraint, but with their positioning. Director 3 stated a problem with the restraint, that
she observed, was Staff 3 lying with his weight on Resident A. Director 3 said that he
should have been on his hands/elbows and knees to keep weight off Resident A.
Director 3 further stated that she observed Staff 4 kneeling on Resident A’s ankle
during the restraint. Director 3 noted that staff are supposed to monitor one another
37
during the restraint and address positioning if it is a problem. When asked whether
throwing food justifies a restraint, Director 3 reported, “Absolutely not.” Director 3
went on to clarify that from her observation of the video, Staff 1 was “not even close
to putting him in a restraint. He pushed him off the chair.” Director 3 said that once
pushed off the chair, Resident A was just sitting on the floor, but Staff 1 proceeded to
engage in the restraint. This was not justified per Director 3. In regard to the
designated monitoring staff during restraints, Director 3 said there is no set or specific
manner in which this is implemented, noting it could be an extra, uninvolved staff, or
a staff involved in the restraint.
Director 3 said employees who were involved were terminated the following day but
noted that that she was not involved in the decisions nor delivering this information.
Director 3 denied meeting with Staff 2 in-person and denied telling him that this was a
good restraint or saying anything to him about the quality of the restraint. Director 3
also denied that she told Staff 2 about any possible suspensions. Director 3 said that
on Friday morning my phone call was the first phone call she received, and it was to
advise of Resident A’s death. Director 3 said that corporate administration took over
after that. She was asked to take time off and was subsequently fired on 06/01/20.
The DCWL Consultant conducted a follow up interview with Director 3, via phone on
06/09/20. Director 3 was asked for her assessment of how this restraint with Resident
A occurred. Director 3 said that there was a focus on staff training, implementation of
blocking pads to minimize restraint, and improving trauma focused care. Director 3
said that there was no reason for this to occur. Director 3 reported that she observed
staff working with Resident A earlier in the day, allowing him to vent and walk to
deescalate. This is what staff were supposed to do. Director 3 said that she did not
ever expect to see staff respond like Staff 1 did in this instance, noting that Staff 1 is
not involved in many restraints.
Supervisor 1:
The DCWL Consultant interviewed Supervisor 1 jointly with the MDHHS Specialist,
on 06/15/20, via phone. Supervisor 1 reported that she did provide a supplemental
incident report after this incident, but not the day of. She reported being a supervisor
on another dorm. Supervisor 1 stated that when she and her group of youth arrived at
the cafeteria Resident A was already in a restraint. Supervisor 1 went over to where
the restraint was occurring and helped supervise the other youth as many staff were
involved in the restraint. Supervisor 1 stated that she asked the staff involved in the
restraint if they needed help and they said no. Supervisor 1 said that she wiped off
tables when the cafeteria staff complained that they were dirty. She did not
participate in the restraint. Supervisor 1 said that when she observed the restraint,
she saw one staff holding each hand and one staff on each leg, with one staff
bridging the thigh/knee area. Supervisor 1 said that Supervisor 2 came in and she
told the staff to move, but she was not sure what they were exactly being told. At that
time, Supervisor 1 said that she helped get additional staff to take the group out.
38
Supervisor 1 said that after the restraint, Resident A was laying on the floor.
Supervisor 1 said that Supervisor 2 was talking to him and there were other staff and
a nurse around. Supervisor 1 said that she heard staff say he was breathing and that
his stomach was moving. Supervisor 1 said that she saw Resident A’s eyes, noting
that he looked at her but did not say anything or respond. Supervisor 1 could not
identify who was the monitor for this restraint, noting the nurse was there, along with
other staff, but she was not sure who was there from the beginning. Supervisor 1 said
that staff can correct one another if their positioning is wrong during a restraint but
noted that it is usually a SCM trainer who does this as it would be their responsibility.
Supervisor 1 said she is not a trainer. Supervisor 1 said that she did not see anything
wrong with staff’s positioning during this restraint, but noted she was not completely
focused on that as she was monitoring the other youth. Supervisor 1 said that she did
not notice or have concerns with staff putting their body weight on Resident A during
the restraint.
Supervisor 1 reported that physical restraint is to be used when kids are being unsafe
to themselves or others and that throwing food would not justify a restraint.
Supervisor 1 did not hear Resident A make any complaints during the restraint but
did report hearing him say he was going to “whoop staff’s ass.” Supervisor 1 said that
after the restraint Resident A was laying on the ground and she thought he was
playing at first. He reportedly did this “playing dead” another time, per Supervisor 1.
Supervisor 1 did not know if anyone physically checked Resident A. She noted that
she got down and talked to him, but he didn’t respond. Supervisor 1 said that she and
Supervisor 2 attempted to sit Resident A up. Supervisor 1 said that she was not sure
if Resident A chose not to sit up or could not sit up, so they laid him back down.
Supervisor 1 said that the staff told her they were “good” and did not need her, so she
took her group out of the cafeteria. Supervisor 1 said that it was not until she was
leaving the cafeteria that she thought the situation with Resident A could be serious.
When she went to return, she was not permitted to go back into the cafeteria.
Supervisor 2:
The DCWL Consultant interviewed Supervisor 2 jointly with the MDHHS Specialist,
on 06/08/20, via phone. Supervisor 2 reported to have been employed at the facility
for 2 years and is a group leader. Supervisor 2 recalled the incident and noted he
was in the school when he heard about the restraint in the cafeteria. Supervisor 2
said that when he arrived Resident A was trying to get out of the restraint. Supervisor
2 directed other staff to get kids out of the cafeteria and told Staff 7 to let him take
over holding Resident A’s hands. Supervisor 2 said he told Resident A to calm down
and asked him if he was ready to be released. Supervisor 2 said that Resident A
shook his head yes and he began telling the staff to start releasing from the legs up.
Supervisor 2 said that he is the group leader every day and he knew that Resident A
knew his voice and would calm down. After being released Supervisor 2 said that
Resident A laid on the floor and did not respond to staff. At first, Supervisor 2 said
that he and other staff thought Resident A was “playing” and noted that he heard
39
The DCWL Consultant interviewed Resident A’s Foster Care Worker (FCW) via
phone, on 06/10/20, jointly with the MDHHS Specialist. The FCW reported that she
had never received written or verbal notice for a 30-day removal of Resident A from
Lakeside. The FCW said that there were discussions and Family Team Meetings for
placement preservation, but no removal notice was given. Additionally, the FCW
denied notification from the agency that Resident A faked, pretended, or acted as if
he was unresponsive after any other restraints. The FCW said that she received
notifications of restraints and the behaviors that led to them but did not ever hear that
Resident A was pretending to be unconscious after a restraint.
Attempts were made to interview the following parties, but were unsuccessful as
noted:
• Staff 1- No response.
• Staff 3- Declined to participate.
• Staff 4- Number disconnected.
• Staff 5- Declined to participate.
• Staff 6- Declined and hung up.
• Nurse 1- No response.
• Supervisor 1- Number disconnected.
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Appendix C: Investigation Notes
Allegation 1:
On 04/29/20, Resident A was improperly restrained. After the restraint, he was
unresponsive and transferred to the hospital where he died on 05/01/20.
Names are coded in this report including within quoted text. In-person interviews
were substituted in some instances with video conferencing and phone interviews
due to COVID-19 restrictions and precautions.
Director 1 and a second complainant called in notification of this incident to
Centralized Intake on 04/29/20, Log ID 69215666. The complaint noted the
following:
Resident A (16) resides at Lakeside Academy. On 04/29/20, Resident A was
restrained by unknown staff. Specifically, Resident A was pushed down onto the
ground and his hands placed behind his back. Resident A then went into cardiac
arrest. Resident A was down for about 10 minutes. Staff did complete CPR on
Resident A. Resident A was then transferred to Bronson Methodist Hospital.
Resident A is in critical condition as he is intubated, and his pupils are fixed and
dilated. It is unknown if being restrained caused this or if there was an underlying
medical condition. Kalamazoo Department of Public Safety is involved.
A follow up complaint was received on 05/04/20, Log ID 69395650. This complaint
reported the following:
Resident A (16) was a State Ward placed at Lakeside Academy. Staff 1 is a staff
member of Lakeside Academy. On 04/29/2020, Staff 1 pushed Resident A off of
his seat and he fell to the ground. Staff 1 and six or seven other staff members
then restrained Resident A on the ground. Resident A was on his back while the
staff members held down his arms and legs and laid across his chest and torso
for approximately ten minutes. Resident A continued lying on the ground for
about ten minutes after staff had gotten off of him before his pulse was checked.
Staff realized something was seriously wrong and began CPR. Staff called 911 at
1:12 PM. Officers from Kalamazoo Department of Public Safety arrived, followed
by paramedics. CPR was continued for a significant amount of time and Resident
A was given several doses of epinephrine. He regained a pulse and was
transported to Bronson Emergency Room. Resident A remained in critical
condition, was intubated, and his pupils were fixed and dilated. A brain exam at
3:00AM on 05/01/2020 showed no activity. He was pronounced deceased at 3:05
AM on 05/01/2020. The cause of death is suspected to be cardiac arrest due to
restraint. The autopsy results are not known at this time.
42
A telephone interview was completed with the second complainant on 05/04/20, who
noted that this additional complaint was called in to document Resident A’s death.
The complainant further clarified, during a subsequent telephone call, that she
confirmed the 1:12pm time of the 911 call directly with dispatch. It is notable that this
report will continue to document the time of the 911 call as 1:11pm documented on
the First Responding Officer’s report.
Video review:
Video review of this incident was completed from two camera angles provided by the
agency. The restraint is approximately 12 minutes in duration. Notable events along
with the corresponding video timestamps are outlined as follows:
The video shows the cafeteria beginning at approximately 12:40 p.m. on April 29,
2020. Resident A enters and sits near a peer and an exchange is seen where
Resident A throws paper napkins at the peer. The youth separate and get their lunch
trays. Resident A returns to his seat, and the peer sits at another table. At 12:46:00,
Resident A throws part of a sandwich at peers. Staff 1 and Staff 2 approach Resident
A. Staff 2 removes Resident A’s lunch tray, but Resident A takes his sandwich and
milk first. Both staff stand near Resident A and appear to be talking to him. At
12:48:51 Resident A tosses food again and Staff 1 pushes him with both hands in the
chest causing Resident A to fall backward off his seat onto the floor. The restraint
begins with Staff 1, followed by Staff 2, and then Staff 3, who was seated nearby.
Staff 3 is viewed laying across Resident A’s midsection, while Staff 2 pulls Resident
A’s legs out straight, and Staff 1 lays across Resident A’s upper torso. Staff 4
approaches and gets on Resident A’s right leg. Staff 2 moves to hold Resident A’s
left leg. Staff 5 arrives and positions himself on Resident A’s left side, however there
is not a clear view of Staff 5. Staff 6 approaches and pulls Resident A’s arms out
above his head. Staff 4 is observed kneeling on Resident A’s right leg.
Supervisor 1 approaches and observes the restraint and then walks around
addressing other youth in the area and looking at the restraint. At this time, there are
six male staff placing their weight on Resident A during the restraint. Staff 1, Staff 2,
and Staff 3 are very large in stature. Throughout the restraint, various staff are seen
laying on Resident A’s upper chest and abdomen (Staff 1, Staff 3, and Staff 6), and
Staff 4 is seen kneeling on Resident A’s right leg. At most times there were six to
seven male staff on Resident A. Staff 7 approaches and switches out with Staff 2 on
Resident A’s left arm. Staff 3 is observed laying across Resident A and remains there
for the duration of the restraint. Staff 2 returns to hold Resident A’s left arm and Staff
7 moves to the right side of Resident A by his head. At this time, there are seven men
restraining Resident A. Supervisor 2 approaches and observes, then crouches down
by Resident A’s head and appears to take hold of Resident A’s hands. Approximately
10 minutes into the restraint, Nurse 1, the Director of Nursing, approaches and
observes the restraint.
43
Staff release Resident A from the restraint after approximately 12 minutes, but he
remains lying on the floor motionless. The staff pull Resident A up to a seated
position, but he is limp with his head dropped down and his arms fall limp when
released. The video showed Resident A fall slowly over to his right side and roll onto
his back apparently unconscious. There are seven to eight staff standing near and
looking at Resident A, including Nurse 1 and Supervisor 1. Supervisor 1 bends over
and taps/touches Resident A. The other staff begin touching/tapping Resident A.
Director 4 arrives in the area. The staff and Nurse 1 are still standing near Resident
A. Approximately five and a half minutes after release, Nurse 1 takes Resident A by
the right hand momentarily and releases it. Nurse 1 walks out of the building and
returns minutes later. Nurse 1 is seen bent over Resident A, reportedly running a
pulse oximeter on Resident A’s finger. This is approximately 10 minutes after the staff
released Resident A from the restraint, and there has been no call to 911 for
emergency medical help. The Program Director and Supervisor 2 are present and
nearby. Staff 6 appears to check for Resident A’s breath and Director 4 brings water
to put on Resident A’s face. After approximately 12 minutes, Nurse 1 is observed
getting on her phone and walking out. It is at this time that 911 was called. Nurse 1
returns to camera view briefly and walks back out while on the phone. Staff 6 starts
chest compressions and the Case Manager approaches and assists. The Director of
Case Management approaches Resident A. The staff roll Resident A onto his left
side. Nurse 1 returns and is still on the phone. Nurse 2 arrives to the incident.
Approximately 15 minutes after the restraint ended Nurse 1 is seen getting down on
the floor next to Resident A and begins chest compressions. Director 4 ran to retrieve
the Automated External Defibrillator (AED). Once the AED is connected, the staff
clear, then Nurse 1 restarts chest compressions. Staff 6 assists with chest
compressions. Nurse 3 arrives and relieves Staff 6 doing chest compressions. The
three agency nurses are now doing cardiopulmonary resuscitation (CPR) for
Resident A. The First Responding Officer arrives about 1:18:30 and begins working
with the nurses. Additional police and paramedics arrived shortly thereafter and take
over treatment.
During the 04/30/20 video review, Director 2 reported that she had staff participate
with law enforcement interviews and then debriefed with them one on one afterward.
Director 2 was asked about the number of staff involved in the restraint, and
responded that the reason staff gave her for the number of staff involved in this
restraint was Resident A’s size and strength, noting staff said it was difficult securing
a hold on him. When asked about the justification for the restraint, Director 2 said that
the reason staff provided for initiating the restraint was they felt Resident A was being
aggressive by throwing food at others and thought he was going to attack others.
When asked about Nurse 1’s response, Director 2 reported that Nurse 1 said that she
saw Resident A breathing and thought he was playing like he couldn’t move. When
asked what Director 4 was doing on the phone during much of the video, Director 2
said that he was calling other directors. When asked why Nurse 1 went to call 911
leaving Staff 6 to start CPR, Director 2 said that Nurse 1 reported that the pulse
44
oximeter showed a low pulse, so she determined it was necessary to call 911. Nurse
1 reportedly made the call because she was calm and knowledgeable, and staff know
CPR and are trained.
Resident witness interviews:
On 05/05/20, Kalamazoo Department of Public Safety Detectives arrived on campus
to interview staff and residents prior to residents discharging to their home state or
new placements. Body cameras were used to record interviews to preserve them for
their own investigation and for use by MDHHS. Appendix B includes summaries of
those interviews.
Documentation review:
Documentation reviewed as part of this investigation included the
Incident/Investigation Report, dated 4/30/20 for incident at Lakeside 04/29/20, Case
Number 20-006271, authored by the First Responding Officer, with a time of 1:11p.m.
Detailed information regarding the Incident/Investigation Report is contained in
Appendix D.
Incident Reports for this incident were received, reviewed, and are summarized in
Appendix D.
Incident Reports for Resident A, from 11/06/19 to present, were received and
reviewed for documentation of Resident A “faking”/acting/playing/seeming
unresponsive after a restraint. No incident reports noted this behavior.
Additional Information reviewed as part of the investigation is listed below:
• Safe Crisis Management (SCM) Participant Workbook and Safe Crisis
Management Instructors Manual
• Agency policy for Emergency Safety Physical Intervention
• Agency policy for use of physical holds with children and youth
• Medical Examiner and Forensic Services report
• Residential Service Plans
• Communication logs
• Agency policy for emergency medical procedures
• Employee files
45
in treating Resident A and assisting EMS. Officers also conducted interviews with
staff on 04/29/20. Summaries of the interviews are as follows:
Responding Officer 2 interviewed Staff 6. Staff 6 reported that he responded to a call
for assistance and held Resident A’s right arm as he appeared to be trying to assault
staff. The restraint lasted about 10 minutes and Resident A was released and asked
if he was “good.” Staff 6 said he thought Resident A nodded. He then heard Resident
A gasp but thought that Resident A was trying to hold his breath for attention. Staff 6
said he eventually checked for a pulse and felt it weak but directed Resident A to get
up, but he did not respond. Staff 6 checked his pulse again and did not feel one. He
then started chest compressions and Nurse 1 and Nurse 3 assisted. Staff 6 reported
he did not see anything concerning with the restraint.
Responding Officer 2 interviewed Nurse 1, who was identified as the head nurse.
Nurse 1 arrived at the incident and observed “five to several” staff restraining
Resident A and noted this as not concerning due to Resident A being difficult to
restrain. Nurse 1 reported that Resident A was not struggling in the restraint and was
released. Nurse 1 stated that she thought he was “faking” because she saw him
moving. They removed the other kids from the area, and then Nurse 1 reported
noticing Resident A’s complexion turning “dusky.” She got the pulse oximeter but
could not get a result. Nurse 1 reported she observed Resident A foaming from the
mouth and decided to put him in a “recovery position” (lateral position). Nothing
further was reported.
Responding Officer 2 interviewed Nurse 3 and the report was consistent with my
interview of Nurse 3.
Responding officer 2 interviewed Staff 1, who reported that Resident A was throwing
food so he stood near Resident A so he would behave. Staff 1 said that after the third
time and some verbal warnings to stop, he tried to “wrap him up and go to the
ground” but there was a struggle. The report notes:
• “Staff 1 explained that he was the first one to go hands on with Resident A and
that when he ‘wrapped him up’ he grabbed Resident A by the upper
chest/shoulders area which caused Resident A to fall backward off of his seat
at the lunch table.”
• “Staff 1 mentioned that he was lying on Resident A across his upper chest
area.”
Staff 1 reported that Resident A was threatening to “fuck them up” once released.
Staff 1 reported the restraint to be about 10 minutes and after released, staff checked
Resident A’s pulse because he continued to lay on the ground and noted his pulse
was “good.” Staff 1 said that staff sat Resident A up and laid him back down, and
Resident A continued to lay on the floor. Staff 1 left the incident and returned to the
dorms. The report notes Staff 1 to be 6’5” tall and 240 pounds.
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Responding Officer 2 interviewed Staff 7. His report to the police officer was
consistent with my interview.
Responding Officer 2 interviewed Staff 5, who reported that Resident A was already
in a supine restraint when he arrived to help. Staff 5 said that he laid across Resident
A’s legs due to Resident A kicking. Staff 5 reported restraints are only to last up to 10
minutes, and staff are to release, even if a youth is agitated. Staff 5 estimated that he
was laying on Resident A’s legs about eight or nine minutes, and that at 10 minutes
Resident A was released. Staff 5 said that Resident A was asked if he was ready to
get up and he responded “yeah.” After the restraint, Staff 5 said Resident A continued
to lay on the floor with his eyes closed but was still breathing. Staff 5 said he saw
Resident A open his eyes in response to a staff saying, “quit playing.” Staff 5 then
returned to the dorm. Staff 5 clarified that he mainly held Resident A’s left leg. The
report notes, ‘He (Staff 5) mentioned that while being restrained, Resident A told
staff that when he let him go they were going to "go back at it again" but never
complained that he couldn`t breathe or was hurt.’ The report notes Staff 5 to be 6’5”
tall and 215 pounds.
Responding Officer 2 interviewed Supervisor 2 and the report was consistent with the
DCWL Consultant interview of Supervisor 2.
Responding Officer 3 interviewed Staff 4, who reported that he was called over to
assist in the restraint by Staff 1. The report notes, ‘He (Staff 4) explained that when
he was called to assist, he grabbed on to Resident A’s right leg one hand above the
knee the other below and pinned his leg to the ground.’ Staff 4 identified the restraint
as a supine restraint and noted Staffs 1, 2, and 3 were also engaged in the restraint.
He said he was directed to release the hold by Supervisor 2.
Responding Officer 3 interviewed Staff 3, who said he was in the cafeteria when this
incident occurred. Staff 3 reported that he saw Resident A throw something and
noted that as he got up Resident A went from a seated position to lying on his back
on the floor. Staff 3 said he did not see how this occurred. Staff 3 said that he
immediately assisted in the restraint. The report notes:
He stated that he went across Resident A’s body to hold him down. I then asked
if he was on top of him and he then explained that he put hands over Resident A
at his waist area "bridging" him. I asked him to clarify what "bridging" meant and
Staff 3 replied, stating that his hips and torso were on the ground alongside of
Resident A, not on top of him. He stated that he had his left arm extended across
Resident A while he was struggling underneath his arm.
Staff 3 further reported that Resident A was making threats to staff during the
restraint. The report notes that Staff 3 appeared to be about 400 pounds to Officer 3,
but his documented weight was 370 pounds and he is 6’2” tall.
Responding Officer 3 interviewed Staff 2. Staff 2’s report to the police differed from
his interview documented above. Notably, the police report indicates, “Staff 2 stated
47
that he intervened and attempted an ‘upper torso restraint’ that failed and Resident A
fell off the seat and onto the floor.” Staff 2 reported to the police that he held Resident
A’s right arm, however reported in his interview with me and the MDHHS Specialist
that he held the left arm, and that Staff 1 initiated the restraint.
Responding Officer 4 interviewed Director 4 to inquire about Resident A’s history and
Director 4 referred the officer to the Director of Case Management.
Responding Officer 4 interviewed the Director of Case Management (DCM) who
reported working with Resident A for seven or eight months. The DCM provided
some behavioral information and contact information to the officer. The DCM noted
that a 30-day removal notice had just been submitted the day prior to Resident A’s
Foster Care Worker.
Incident Reports for this incident were received, reviewed, and are summarized in
as follows:
• Incident Report Number 2020-04-29-058, dated 04/29/20, 2:27pm, authored
by Staff 1. Time of incident was 12:48pm-1:00pm. The report noted Resident A
was throwing food at peer and verbally threatening peers. The reason for the
restraint was noted as follows:
Resident A ignored staff de-escalation measures and continued to hit his
peers with food and verbally threaten peers and staff. Resident A was in
an incident about 30 minutes prior where he tried to assault a peer, the
other student had to leave the room, and staff had to use Ukeru (large
pads), to stop anyone from getting hurt. It was this same peer that
Resident A started to threaten in the cafeteria.
Staff 1 reported that he tried to put Resident A in a single person upper torso assist,
but they fell to the floor. A supine extension followed. The report notes that Resident
A was awake and coherent, and that staff tried to help him sit up afterward, but he
laid back down. It was further noted that Nurse 1 was present and assessed Resident
A. The report further notes that the hold was, “necessary for the students and staff
safety.” The following staff were documented as being involved in the restraint with
Staff 1; Staffs 2, 3, 6 and 7. Supervisor 2 and Nurse 1 were documented as
observing the restraint. There is an amendment to this report, dated 04/30/20, with a
time of 1:53pm, authored by Director 2. The amendment notes the following:
This writer interviewed the authoring staff during the time in which they
wrote this incident report, but did not have an opportunity to review the
video until a later time. Upon review of the video, it is evident that the
single person upper torso hold referenced in this report was not
attempted. Further, upon review of the video, Sequel and Lakeside do not
endorse the opinion that the hold was necessary for the students' and staff
safety.
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• Supplemental Report, dated 04/29/20, 8:02pm, authored by Staff 2. This report
described a prior incident of escalation with Resident A. Staff 2 reported that
Resident A was name calling, throwing things, and making threats, and he was
asked to stop but did not. Staff 2 noted the following, “During the restraint,
Resident A was talking and moving and continuing to threaten staff. After the
restraint, I saw his chest moving and saw him moving his fingers.” Staff 2
noted that he held Resident A’s left arm and reported difficulty due to Resident
A struggling.
I was in charge of his right arm and his wrist in the ESI. After release, I
started checking for his pulse, which I found on his neck and wrist, but it
started getting slower each time I checked. A nurse checked with a pulse-
ox and I put my ear to his mouth. When the pulse-ox showed he was not
breathing, I started CPR chest compressions. When the student started
foaming at the mouth, I turned him on his side too. When EMS came,
I stepped away.
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• Supplemental Incident Report, received on a Word document and not the
agency format, unsigned but reported to have been completed by Supervisor 1
on 04/30/20. The report noted that Supervisor 1 was in the cafeteria with her
group for lunch and went to help monitor Resident A’s group due to the staff
being involved in his restraint. Supervisor 1 noted that she was an “observer” in
this instance. The report noted the following:
During the time of helping focus the other children away from the physical
hold, I observed Resident A laying on the floor in a supine extension. At
this point the were multiple staff involved, one staff securing each hand,
one staff securing each leg and one staff over the bridge. I observed
Resident A threating the staff at this time stating, “Just wait until I get up.”
During this time, we got extra staff to help clear the group and take them
back to the dorm. After this is when Resident A was released from the
physical hold. After he was released, he was seen just lying there, this is
when myself and Supervisor 2 attempted to help transition him to sit up.
He was unable to sit up on his own, so we then transitioned him back to
laying down. During this time, myself and others were seen trying to talk to
Resident A and get him to give us a response, which he did not do. I
noticed that he coughed during this time. Shortly after it was time for my
group to wrap up with lunch, so I was asked to return with my group.
• Supplemental Report, dated 04/29/20, 8:52pm, authored by Supervisor 2. The
report was concise, but consistent with Supervisor 2’s interview.
50
after approx. 5-10min. Prompts were given from the AED, which did not
indicate need for shock, but continued chest compressions.
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1. Conditions for emergency safety physical intervention:
a. Imminent threat and/or danger to self or others
Agency policy for Use of physical holds with children and youth:
• Clients may only be physically held when all of the following criteria are met:
o 1. They pose an imminent and/or immediate threat to the physical safety
of themselves or others
o 2. Less restrictive interventions have been unsuccessful or are not
feasible
o 3. Authorized to do so by a qualified professional
• Physical holds shall not be used as punishment, coercion, discipline,
retaliation, for control, for convenience of staff, or in a manner that causes
physical discomfort, harm, or pain.
• Application of physical holds (excerpts):
o 7. Clients in physical holds are monitored continuously to ensure the
individual’s physical safety through continuous in-person observation by
an assigned staff member who is not involved in the hold, is competent, is
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pretending to be unconscious. There was one entry on 04/05/20 that noted Resident
A had, “…laid down in the bay refusing to go to bed until 3rd shift arrived.”
Agency’s Emergency Medical Procedures policy:
• 1. In an emergency situation the employee should go to the nearest phone
available and dial 911, then call the Nursing Department or Nurse on call.
• 3. If Needed:
o a. Initiate First Aid/CPR/AED
o b. Summon ambulance service (911 if warranted)
o c. Stay with student
o d. Remove the student from area
Email received from Director 1, on 05/26/20, providing the names, dates, and
reasons for termination of the following involved employees:
• Staff 1- 4/30 for improper restraint
• Staff 2- 4/30 for improper restraint
• Staff 3- 4/30 for improper restraint
• Staff 4- 5/4 effective 4/30 for improper restraint
• Staff 5- 4/30 for improper restraint
• Staff 6- 4/30 for improper restraint
• Supervisor 1- 5/1 effective 4/30 for failure to respond and provide proper
leadership
• Staff 7- 5/1 effective 4/30 for improper restraint
• Supervisor 2- 4/30 for improper restraint
• Nurse 1- 4/30 for failure to respond and provide proper leadership
Employee Files:
Employee files were reviewed applicable to First Aid/CPR training, SCM training,
and related disciplinary action for Staffs 1, 2, 3, 4, 5, 6, 7, Supervisor 1, Supervisor
2, Director 4, Nurses 1, 2, 3, Program Director, and the Director of Case
54
Management. Based on the documentation provided, it is notable that of the eight
individuals who actively participated in this restraint, Staff 7 has not had SCM
training since 08/16/18, and Supervisor 2 has not had SCM training since 08/13/18.
Investigation Notes 1e:
During the course of this investigation, the DCWL Consultant reviewed Resident A’s
communication logs from 01/28/20-05/01/20. A review of these communication logs
found the following, based on the entries’ timestamps:
• Seven dates had no entries and 21 dates only noted that Resident A switched
or moved dorms. As such, there was no behavioral information documented
on seven sporadic days, and for the following extended periods of time,
03/31/20-04/03/20, 04/07/20-04/23/20. This totals 28 days without behavioral
information noted in the communication logs for Resident A during the
timeframe reviewed.
• 33 dates had only one entry that included behavioral content. Of these, seven
were during the period when other staff were only reporting Resident A
switched or moved dorms, indicating that staff were able to enter information
during that period.
The DCWL Consultant interviewed the Program Director (PD) on 05/13/20, via
phone, jointly with the MDHHS Specialist, and Attorney 2. The PD said that
communication logs are completed by every shift, at least two times per day to
document resident behaviors from shift to shift. It was noted that each youth has
their own log.
Email received from Director 1 on 05/15/20: “Attached are communication logs for
the past 3 months for Resident A. It looks like after he switched dorms to Kratos on
4/5 his dorm wasn’t changed appropriately in the EHR so he still showed up under
the incorrect dorm, which is why they documented “switched/moved dorms” for most
of the shifts after that date.”
Email received from Director 1 on 05/28/20: “The Program Director over the dorm
should be reviewing the communication logs, with a secondary overall review
monthly by the QA department to ensure they are being completed.”
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Investigation Notes 1f:
During the course of this investigation, it was repeatedly observed that the agency
was not following their own written emergency procedure for COVID-19 screening.
The DCWL Consultant visited the facility on 05/04/20 and 05/18/20. The agency did
not screen me on 05/04/20.
DCWL Manager visited the facility on the following dates: 05/01/20, 05/04/20,
05/05/20, 05/09/20, 05/14/20, 05/15/20, and 05/17/20. The manager was screened
on the last two dates only.
The DCWL Division Director was on-site at the facility on 05/01/20, 05/10/20 and
05/16/20 and was not screened.
Documentation reviewed:
Agency’s Coronavirus (COVID-19) Emergency Response Plan, dated 03/16/20. In
part, this written policy notes:
• Visitors will be screened before (if possible) and/or upon arrival to the facility.
Visitors will report to the clinic for screening.
All contractors and non-Sequel personnel on campus will be complete the COVID-19
screening.
Investigation Notes 1g and 1h:
During the course of the initial allegation, it was found that the facility staff did not
follow policy and excessively restrained Resident A on 01/04/20. On 06/02/20,
Detective 1 reported concerns regarding a restraint he reviewed from 01/04/20.
Detective 1 stated that he reviewed video of this restraint and observed five to six
staff restraining Resident A for a period of about 30 minutes.
During the course of this investigation, the video and documentation from the
01/04/20 restraint with Resident A was reviewed. It was observed that two youth
restrained a peer while two staff were directly present and did not intervene. See
video notes above.
Director 1 confirmed via email, on 06/04/20, that the individual who is seen
separating the other youth from Resident A in the video is another resident and not a
staff.
Video of this incident was received by the agency and reviewed. The video was not
time stamped but is 36 minutes and 9 seconds long. The video shows the following:
Resident A goes after a peer, who appears to be saying something to Resident A.
Staff 8 immediately jumps up and grabs Resident A’s arm. The two youth continue to
go after each other, and several staff and residents jump up and try to separate the
two. They move across the room, and staff stop Resident A from going after the
peer. Two residents restrain Resident B on the couch while two staff stand over
them and watch, but do not redirect them off of him. The residents then get off of the
peer and they all leave the area with staff.
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Staffs 8 and 9 restrain Resident A; Staff 9 with Resident A’s hands pulled behind his
back. He breaks loose and Staff 8 and 9 hold his left arm and Staff 11 holds on to
his right. A resident is in the mix the entire time, facing Resident A and has hands on
Resident A, but exited when the restraint went to the floor. Resident A falls
backwards onto the couch while struggling and Staff 12 joins the restraint and they
pull/push Resident A to the ground. Staff 13 pulls on Resident A’s legs to straighten
them out while Staff 8, 9 and 12 are securing the mid and upper body. Their
positioning is not able to be seen, as their backs are blocking the camera view of the
resident. Staff 9 and 12 are on their knees pushing down on Resident A’s mid/upper
body while Staff 13 is laying over his upper legs and lower abdomen. Resident A
appears to be struggling and his legs are in the air. Staff 12 is pulling on his legs and
then lays across him again. Staff 8 is at Resident A’s head, but his actions are not
visible. Staff 11, a very large man, enters and drops his body onto Resident A’s legs,
laying across them. He then gets into what resembles a push up position with his
arm on Resident A’s leg. Staff 12 remains laying on his mid-section.
The Case Manager enters the room and is observing the restraint. Staff 10 enters
and they both crouch down near Resident A’s head, on either side of Staff 8. Staff
11 lays on Resident A again. The staff on the upper body appear to be struggling
and as Staff 9 is leaning on Resident A, the Case Manager pushes on Staff 9’s back.
The Case Manager appears to be laying over the chest area of Resident A. Staff 12
remains laying across the mid-section and Staff 11 gets up and again drops his body
onto Resident A’s legs. The Case Manager then bridges over his chest, but it cannot
be seen what he is holding onto or if he is laying on Resident A.
After 4 minutes Resident A is not seen moving, despite this the staff continue the
restraint. After 5 minutes some staff begin to release their hold, get up and there is
no sign of struggle. The restraint, however, is not ended for 32 minutes, when the
remaining staff release his arms and sit him up. Resident A appears unsteady when
he stands, and staff escort him by both arms out of camera view.
The DCWL Consultant interviewed Director 3 via phone, on 06/04/20, and she
reported no knowledge of this incident. Director 3 reported that all restraints are to
be not longer than 10 minutes in duration and a half hour restraint would be
“flagged” for review. Director 3 reported that staff have to report the duration of
restraints. Director 3 stated that disciplinary action could occur for restraints over 10
minutes. Director 3 reported that she thought all restraints on video were reviewed
by the quality team and documented in a log.
The DCWL Consultant emailed Director 1 regarding this video and the
accompanying incident reports for clarification. When asked if all restraint videos are
reviewed, Director 1 replied, “We do not have a policy that specifically addresses the
camera review of incidents. We review all of the incident reports and we try to review
all restraints on video, but at times that wasn’t always feasible.” Director 1 also
stated, “From the documentation that I have looked at, it does not appear that this
57
restraint video had been reviewed or brought to management’s attention, and
therefore staff were not disciplined for it.” Director 1 confirmed that the individual
who is seen separating and restraining a peer in the video is another resident and
not a staff. Director 1 additionally emailed the following clarification regarding the
documentation on the incident reports for this restraint.
You are correct on the incident reports- all of the staff inappropriately
documented that the restraint lasted 10 minutes. The actual start time on the
video is 8:19pm….
All staff that are involved in the restraint are expected to do a supplemental
incident report. We do not have a policy specifically on incident reports, but
below is a blurb from the ESPI policy:
A. All staff involved with an Emergency Safety Physical Intervention may
not leave campus until the initial and all supplemental incident reports
have been completed. Incident reports will be filed electronically unless
for some reason the electronic system is inoperable.
Agency policy for Use of physical holds with children and youth: Requirements
outlined under the investigation of the 04/29/20 incident above.
Incident Report, 20-01-04-009, dated 01/04/20, authored by Staff 9. The time of the
incident notes 8:15pm – 8:25pm. The report notes that Nurse 2 evaluated Resident
A at 8:20pm, which was before Resident A was released from the restraint. The
report notes that Staff 12, the program director, was notified at 8:25pm and Director
4 was notified at 8:25pm. There was no documentation for approvals of restraints
over 10 minutes as this was recorded as a 10-minute restraint.
Supplemental Incident Report, dated 01/05/20, authored by Staff 11. The report
notes, “I was on Resident A’s legs.” Notes this as a 10-minute incident.
58
Supplemental Incident Report, dated 01/04/20, authored by Staff 13. The report
notes, “I was on Resident A’s legs and switched out with a staff and held his arms.”
The DCWL Consultant received an email from Director 1, on 05/21/20, that noted
the following in regarding to the missing consents; “We were able to locate all but 1
student's consents. Some were stored in a separate binder together that some staff
were not all aware of, which is what caused the original confusion.”
On 06/01/20, Director 1 emailed a link to the consents. The following was noted after
a review:
• 99 youth consents were included
• 2 of the noted 22 missing consents were not found
• 7 were not dated
• 6 were dated 05/08/20
• 1 was not dated by the parent/guardian but was by the witness. This same
youth had another consent dated 05/08/20 (included in the total of 6 noted
above)
• 1 was dated 10/20/20 by the parent/guardian with a witness signature date of
10/16/20
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ALLEGATION 2:
On 05/06/20 an anonymous reporter advised that the agency did not allow youth to
talk to their workers about the restraint of Resident A after it occurred.
Investigation Notes:
The DCWL Consultant called the complainant on 05/06/20, and a message was left
to call back. I called again, and interviewed the complainant, on 05/19/20 and
05/20/20, via phone. The complainant identified themself as an employee at the
facility who was laid off. The complainant advised of the allegations and reported
that Director 4 directed the staff across campus not to allow the youth to make calls
that night. The complainant reported not knowing what was going on and felt there
was secrecy and a lack of sharing information. The complainant reported that after
that initial night, the youth were again permitted to make phone calls. The
complainant clarified that the night the youth were not permitted to make calls was
the night of the restraint, 04/29/20, and that they were able to start making calls
again the following day.
The DCWL Consultant spoke with Director 5 regarding this allegation, on 05/20/20,
via phone. Director 5 indicated that I would need to speak with Director 4, but
Director 5 attested that youth were getting phone calls to workers and families
throughout this situation.
ALLEGATION 3:
Resident U reported that Resident A took a drug or was given a drug that made his
breathing heavy.
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Investigation Notes:
The DCWL Consultant interviewed Resident T’s mother via phone on 06/01/20.
Resident T’s mother reported that she was not pleased with the services her son
received while in Lakeside’s care and reported being dissatisfied with staff
responsiveness, follow up, and turnover, along with other non-rule related
complaints. When asked about the allegations regarding Resident T’s therapy,
Resident T’s mother said that he was not getting therapy since the pandemic, or for
about the last two months, as the therapist was not coming in for sessions. The
mother reported that Resident T told her this.
I interviewed the complainant on 06/08/20, via phone, who indicated that there was
no more information to add to the complaint. The court advised her of this report by
the mother so that the matter could be investigated.
The DCWL Consultant interviewed Resident T’s worker on 06/09/20. She reported
that, although she is no longer Resident T’s worker, she had not heard any reports
that Resident T was not receiving therapy. The worker reported that she had many
conversations with the Director of Case Management who never mentioned this
either.
The Updated Treatment Plans completed 04/2020, 01/2020, and 10/2019 were
reviewed and all noted therapy being provided.
Testing results for Resident T noted him to be positive for a communicable virus and
those notes were provided to DCWL via email from Director 2, on 05/06/20.
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