Exhibit D
Exhibit D
EXHIBIT D
Case 2:17-cv-01287-CCC-MF Document 25-5 Filed 04/28/17 Page 2 of 3 PageID: 262
Brunson, Natalie
Dear Tom,
Further to the SEC's request below and the cover letter addressed to me dated 17 March 2017, attached please find the
communications sent to the Fortress-related clients in question.
Yours sincerely
Mark Trafeli
MARK TRAFELI
General Counsel EMEA
mtrafeli(a?riobrien.com
d +44(0)20 3872 3385
[Please note that with immediate effect my phone number has changed]
■ RJO'Brien Limited
Business Design Centre, 52 Upper Street
.~ ~~~rt+~~l Islington, London N1 OQH
www.riabrien.co.uk
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R. J, O'Brien Limited is authorised and regulated by the Financial Conduct Authority and FCA Register Number 11412D
{This email, including its contents and attachments (if any) are subje~~t to khe RJOUK Email Disclaimer -Standard)
Attached are courtesy electronic copies of the following documents being mailed to you today:
As explained in the attached cover letter, these documents are being sent to you in your capacity as the broker and/or
agent of individuals or entities who traded insecurities of Fortress Investment Group LLC (the "Fortress Traders")
between February 10, 2017 and February 15, 2017. The cover letter includes instructions regarding providing these
materials to the Fortress Traders and confirming to the SEC staff that you have done so.
Thank you,
Tom
Thomas B. Bosch
Counsel
U.S. Securities and Exchange Commission
Enforcement Division, Atlanta Regional Office
(404)942-0701