Build Back Better 2
Build Back Better 2
Build Back Better 2
DOI 10.1007/978-3-642-36197-5_343-1
# Springer-Verlag Berlin Heidelberg 2014
Synonyms
BBB; Reconstruction; Recovery
Introduction
“Build Back Better” signifies an ideal reconstruction and recovery process that delivers resilient,
sustainable, and efficient recovery solutions to disaster-affected communities. The motivation
behind the Build Back Better concept is to make communities stronger and more resilient following
a disaster event. Statistics from the United Nations Environment Programme in 2008 show an
increase in the number of natural disasters over time attributing to growing populations, urban
growth in risk-prone areas due to scarcity of land, and global warming. Along with increasing
frequency, recent disasters show an increase in magnitude and resulting destruction according to
studies by the Red Cross. Both natural and technological/man-made disasters have seen nearly
exponential rises in the number of disasters over time.
Despite the increasing number of disaster experiences, post-disaster activities remain inefficient
and poorly managed and need to be improved according to Halvorson and Hamilton (2010).
Traditionally, post-disaster reconstruction consisted of simply repairing the physical damage that
has been induced by a disaster. However, Kennedy et al. (2008) pointed out that rebuilding the built
environment and infrastructure exactly as they were prior to a disaster often re-creates the same
vulnerabilities that existed earlier. If restored to pre-disaster standards, disaster-affected communi-
ties would face the same difficulties if exposed to another disaster event in the future. The
reconstruction and recovery period following a disaster poses an opportunity to address and rectify
vulnerability issues found in communities.
As a result of witnessing the ongoing impacts of disasters on communities, a concept started to
emerge where post-disaster reconstruction was to be taken as an opportunity to not only reconstruct
what was damaged and return the community to its pre-disaster state but to also seize the opportunity
to improve its physical, social, environmental, and economic conditions to create a new state of
normalcy that is more “resilient” (Boano 2009). This concept was termed “Build Back Better,”
suggesting that successful recovery of communities following disasters needs to amalgamate the
rehabilitation and enhancement of the built environment along with the psychological, social, and
economic climates in a holistic manner to improve overall community resilience. The phrase
“Building Back Better” became popular during the large-scale reconstruction effort following the
Indian Ocean Tsunami disaster in 2004 after which it became more officially embraced with the
creation of sets of BBB Guidelines to steer recovery and reconstruction activities toward achieving
this goal (Clinton 2006).
*Email: [email protected]
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This chapter reviews what BBB entails and presents the key elements required to improve post-
disaster reconstruction and recovery practices to build back better. First, existing guidelines and
reports providing recommendations for BBB are introduced. Key information from the guidelines
and reports is used to then identify the key concepts which represent Building Back Better. Finally,
each concept and its importance for building back better are reviewed.
• Proposition 1: Governments, donors and aid agencies must recognize that families and commu-
nities drive their own recovery.
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Several other guidelines directly and indirectly proposing BBB-based recovery and reconstruc-
tion operations include:
• United Nations Disaster Relief Organization’s “Principles for Settlement and Shelter” in 1982
which addresses stakeholder role allocation, needs-based provision of resources to the commu-
nity, and risk reduction
• The Government of Sri Lanka’s “Post-Tsunami Recovery and Reconstruction Strategy” and
“Build Back Better Guiding Principles” in 2005 which include needs-based resource allocation
and provision of locally appropriate solutions, community participation and consultation in
recovery activities, equity, transparency between stakeholders, risk reduction and consideration
of future sustainability, and livelihood support
• Federal Emergency Management Agency’s “Rebuilding for a More Sustainable Future: An
Operational Framework” in 2005 which mentions role allocation and coordination of stake-
holders, community-centered recovery operations, and hazard-based sustainable risk reduction
practices
• Monday’s “Holistic Recovery Framework” in 2002 which addresses enhancing the quality of life
in the community, economic vitality, and the quality of the environment, risk reduction, and
participatory decision-making in recovery activities
• Bam’s Reconstruction Supreme Supervisory and Policymaking Association’s “Bam’s Recon-
struction Charter” in 2010 which includes policies for reconstruction management; community
participation, employing suitable construction technology and materials; preserving cultural and
architectural heritage; and ensuring stability of construction
• Victorian Bushfire Reconstruction and Recovery Authority’s “Recovery and Reconstruction
Framework” in 2011 which focuses on the safety and well-being of the community, needs-
based resource allocation, community engagement, equity, and tailored solutions
• Canterbury Earthquake Recovery Authority’s “Recovery Strategy” in 2013 which entails lead-
ership and integration to manage recovery activities using a participatory approach, regenerating
the economy, restoring and enhancing the community, reconstruction of the built environment,
and restoring natural and healthy ecosystems
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Key Concepts
The concepts proposed to achieve BBB during reconstruction and recovery in the various guidelines
in the previous section feature similarities. Aspects such as role allocation of stakeholders, commu-
nity participation, and risk reduction appeared in most of the guidelines. The key concepts intro-
duced in the guidelines for improving reconstruction and recovery efforts and building back better
include: risk reduction, psychosocial recovery, economic recovery, effective implementation, and
monitoring and evaluation. The next few subsections describe these key concepts in further detail.
Risk Reduction
Risk reduction identifies all actions taken toward reducing disaster risks in communities to improve
the physical resilience in the built environment. Previous post-disaster experiences have emphasized
the need to identify prevalent hazards and determine solutions to be undertaken to reduce risks
imposed on people. The Red Cross’s World Disaster Report in 2010 disclosed that the risks seen in
cities are due to a number of reasons such as: growth in informal or illegal settlements, inadequate
infrastructure, and building on sites at risk from hazards. The report also stated that many past
disasters could have been anticipated and avoided with proper planning, design, and construction
methods. The Victorian Bushfires Royal Commission Final Report in 2010 recommended the
amendment of the Australian Building Code following the Victorian Bushfires ensuring greater
safety standards. The Royal Commission suggested identifying bushfire-prone areas and adopting
suitable building and planning controls.
The National Mitigation Strategy produced in Turkey following the Kocaeli and Duzce earth-
quakes of 1999 also stated the need for site-specific hazard identification before reconstruction as
well as retrofitting and updating structural codes and the use of tax incentives to encourage
mitigation work (Bakir 2004). The 2008 South Asia Disaster Report by the nongovernmental
organizations Duryog Nivaran and Practical Action recommended producing hazard and vulnera-
bility maps and enforcing building codes to avoid development-related disasters in the future. The
two primary ways of risk reduction are through improving structural designs and through better
land-use planning.
The importance of reviewing and changing building designs and codes to improve the structural
integrity of buildings and infrastructure following a disaster is widely understood but is however less
frequently attained successfully in practice due to a range of common issues. Poor regulative powers
and the lack of strict enforcement can lead to building code changes being disregarded resulting in
substandard structures in the rebuild. When the Indian Ocean Tsunami struck, enforcement of
building codes was mainly restricted to urban and suburban areas in Sri Lanka. The rural and coastal
areas were the main victims of the disaster, where the lack of strict structural standards resulted in
magnified damage (Pathiraja and Tombesi 2009). Extra costs incurred by adopting new technologies
and materials to improve structural resilience also discourage compliance of new building codes
worldwide (Batteate 2006).
The experiences of post-disaster reconstruction efforts worldwide have provided lessons which
can be adopted when implementing structural changes to avoid the abovementioned issues and build
back better. BBB theory suggests that hazard-based building regulations should be created using
multi-hazard assessments in areas chosen for redevelopment and reconstruction. Consistent regula-
tions and a strong legal framework are necessary to assist the adoption of building codes and
regulations and ensure that structural changes improve the built environment (Clinton 2006). As
structural improvements are expensive and unaffordable especially in post-disaster settings, long-
term funding needs to be made available to cover extra costs for structural improvements and
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Psychosocial Recovery
Supporting psychosocial recovery of affected communities has been identified as essential for
building back better (Davidson et al. 2007). Post-disaster recovery often focuses on providing fast
solutions in an attempt to reestablish a sense of normality in affected communities as soon as
possible (Khasalamwa 2009). The focus on speed results in overlooking the real needs of commu-
nities. The community is often not consulted to provide their input on reconstruction and recovery
(Boano 2009). The lack of community consultation and participation leads to the provision of
recovery solutions that are not suitable. For example, some of the new houses constructed in Sri
Lanka by humanitarian agencies during the Indian Ocean Tsunami rebuild featured bathrooms made
with half-heighted walls and shared bathrooms for males and females which were culturally
unacceptable (Ruwanpura 2009). Locals were unhappy with the reconstruction of homes following
the 1999 Marmara Earthquake in Turkey as their local life, culture, and aesthetics were not
considered. Khasalamwa (2009) stated that insufficient attention to social, cultural, and ethnic facets
of communities during recovery can exacerbate preexisting vulnerabilities. Separation during
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disasters and resettlement operations disrupt community cohesion and psychological recovery
(Florian 2007).
Social issues arising in post-disaster environments are primarily related to social/cultural/reli-
gious/ethnic factors, and psychological factors. Reconstruction is a chaotic and stressful time for
individuals who are also experiencing trauma. These communities require various forms of assis-
tance as part of building back better. Personalized advice and one-on-one support provided to
families in Columbia during the 1999 earthquake recovery were a success. Similar forms of personal
assistance were provided during the Victorian Bushfire recovery in Australia as well. James Lee Witt
Associates (2005) recommended arranging specialized assistance for vulnerable communities.
Providing psychological support and counseling are essential during recovery. The establishment
of information centers which offer easy access to recovery-related information for the community is
also recommended. Upholding a sense of community spirit and improving community cohesion
through organizing group activities are recommended for social recovery. The Canterbury Earth-
quake Recovery in Christchurch proposed sports, recreation, arts, and cultural programs to engage
the community and provide a sense of normality.
One of the first steps to be taken in post-disaster recovery efforts in order to build back better is to
understand the local context of the affected community through needs assessments and surveys in
order to provide appropriate assistance to satisfy the community (Khasalamwa 2009). The recon-
struction and recovery policies must then be developed based on local requirements to support and
preserve the local culture and heritage. Batteate (2006) stated that maintaining community involve-
ment throughout recovery is integral for BBB success. The importance of decentralization to
empower disaster-affected communities by enabling them to take responsibility of the recovery
effort and become involved in decision-making has been stressed by literature. The establishment of
community consultation groups is an effective way to communicate with the community. Commu-
nity consultation groups consisting of community leaders from preexisting community groups and
reputed members of the community to liaise between the wider community and governmental
authorities have been successful in Sri Lanka and India. Existing community groups can also be
called upon to assist with recovery activities.
Economic Recovery
Supporting economic recovery of the community and supporting livelihood regeneration and
entrepreneurship are also an important part of recovery. Disasters cause damage to the economy
of communities with the disruption of businesses and income-generating industries leading to issues
such as high inflation rates and poverty. The adverse effects of disasters on the economy can also
impede the overall recovery of a city. Hurricane Katrina displayed a disaster’s long-term impacts on
higher education and health care in New Orleans, which were the foundations of the city’s economy,
eventually leading to a decline in population numbers as people moved away in search of better
opportunities.
Post-disaster recovery efforts to date have shown support for economic recovery with strategies
such as: “cash-for-work” programs, provision of business grants, “asset replacement” programs to
provide industries with necessary resources, and training programs to up-skill locals and help them
find work. In Aceh, Indonesia, tsunami-affected people were trained and employed in reconstruction
to provide them with a source of income alongside the opportunity to become involved in their own
recovery (Kennedy et al. 2008). In Japan following the 2011 earthquake and tsunami, the govern-
ment decided to consolidate smaller fishing markets into large fishing centers to enable fishermen to
support each other (Okuda et al. 2011). The Christchurch City Council’s Central City Plan proposes
fast-tracking of building consents for businesses to allow faster repair and construction work.
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Despite the implementation of such initiatives, post-disaster economic recovery is reportedly slow
and below pre-disaster levels. The lack of success in economic recovery initiatives can be attributed
to insufficient backing from policies and legislation for employment creation and lack of consider-
ation given to the needs of affected communities.
Clinton (2006) said in his BBB propositions that “a sustainable recovery process depends on
reviving and expanding private economic activity and employment and securing diverse livelihood
opportunities for affected populations.” Thus, the uniqueness of BBB comes from the integrated
approach it proposes by giving economic recovery as much importance as reconstruction and aiming
to provide solutions to suit local dynamics and preferences.
Monday (2002) stated that one of the first steps needed for effective economic recovery is to
obtain accurate information about the local population through data collection and consultation with
local governmental authorities, and a comprehensive economic recovery strategy must be created
that is tailor-made to suit each different community based on data obtained. Where applicable,
attractive and flexible low-interest loan packages, business grants, and resources should be provided
to support the livelihoods of the disaster-affected. Training programs should be held to support
people in improving their existing livelihoods or acquire new skills. Mannakkara and Wilkinson
(2012a) propose that business support and counseling services should be provided to assist with the
economic recovery. Rebuilding of businesses must also be facilitated through special fast-tracked
permit procedures. Incentives such as subsidized accommodation must be provided to attract
builders from other areas to participate in rebuilding.
Effective Implementation
A successful recovery effort requires effective and efficient recovery solutions as part of building
back better. Two ways in which the efficiency and effectiveness of post-disaster recovery can be
improved are through better management of stakeholders and through the use of appropriate post-
disaster legislation and regulation.
One of the most common issues with post-disaster environments is the difficulty in coordinating
between stakeholders to produce a unified outcome. Initially, there is often no organization in charge
of the overall recovery effort. The lack of guidance leads different stakeholders to participate
disjointedly promoting personal agendas which conflict with the interests of the local community
(Batteate 2006). For example, nongovernmental organizations (NGOs) who operated in Sri Lanka
following the Indian Ocean Tsunami constructed homes which were unsuitable for locals and were
largely abandoned. The pressure for fast results during recovery also prevents well-intentioned
stakeholders from considering community needs. Ambiguity about the roles of different stake-
holders is another issue. The Victorian Bushfires Royal Commission report, 2010, stated that the
roles of personnel involved in the recovery effort were unclear which led to the duplication of some
activities. Many stakeholders involved in recovery have no previous experience in post-disaster
environments leading to ad hoc responses (Kennedy 2009). Often post-disaster interventions are
governed by the national government without sufficient consultation or power given to local
councils (Clinton 2006). Local-level organizations with useful local knowledge lack the capacity
to operate to their full extent when impacted by disasters and are therefore excluded from recovery
efforts. The lack of proper role allocation, coordination, and involvement of local-level stakeholders
is a common issue found in post-disaster reconstruction environments.
A step taken to improve the management of large numbers of stakeholders in major disasters in
order to build back better is the creation of a separate body to act as a recovery authority. Examples of
recovery authorities created to manage reconstruction include: the Bureau of Rehabilitation and
Reconstruction (BRR) in Indonesia following the Indian Ocean Tsunami, Bam’s Reconstruction
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Supreme Supervisory and Policymaking Association (BRSSPA) in Iran following the 2003 Bam
Earthquake, the Victorian Bushfire Reconstruction and Recovery Authority (VBRRA) in Australia
following the 2009 Victorian Bushfires, and the Canterbury Earthquake Recovery Authority
(CERA) following the 2010 and 2011 Canterbury earthquakes in New Zealand. The recovery
agencies contributed to the success of recovery to differing extents. Clinton (2006) said that
stakeholders must operate with a common set of standards, approaches, and goals in order for
recovery to be a success. Twigg (2007) proposes that the recovery authority should be responsible
for establishing clear roles and responsibilities for the different stakeholders to divide recovery tasks
based on resources and skills and avoid duplication.
Functional partnerships and linkages established between organizations can enhance reconstruc-
tion projects. Post-disaster recovery is a unique environment which requires deviation from normal
procedures. Information sharing between organizations is one such deviation. The Federal Emer-
gency Management Agency in the United States advocates the sharing of information, contacts,
resources, and technical knowledge between organizations to help recovery activities (FEMA 2000).
Knowledge from past disasters should be retained and transferred to the government and other
relevant organizations who will be involved in future post-disaster efforts. Twigg (2007) recom-
mends that local government should be included as a key stakeholder in the recovery effort and also
given the responsibility to manage local-level activities.
Another obstacle preventing successful BBB-centered recovery is the absence of proper controls
to enforce BBB principles. Having BBB knowledge and producing recovery plans in-line with these
principles are futile without proper legislation and regulations in place to ensure they are
implemented. A common challenge in post-disaster environments is the sudden increased work
load, especially in the building industry, along with a drop in the workforce across local organiza-
tions which slow down and impede recovery activities. Post-disaster reconstruction requires time-
consuming activities such as hazard analysis, land selection, infrastructure development, and
rebuilding to be done in a relatively short period of time. It is important to facilitate recovery-
related activities by simplifying, fast-tracking, and exempting certain rules and regulations using
special legislation.
Post-disaster legislation can be used to ensure compliance with BBB-based activities as well as to
facilitate normal operations to improve the efficiency of recovery efforts. The lack of enforcement of
hazard-related laws and adequate risk-based building controls contributed to the large-scale devas-
tation caused by the 2004 Indian Ocean Tsunami (DNS and PA 2005). The same was seen in
countries like Pakistan, Turkey, Samoa, and Haiti. Enforcing updated risk-based building design
standards through the use of compulsory building codes and maintaining construction standards
through careful inspections is an important regulatory requirement in reconstruction (James Lee Witt
Associates 2005). Lack of awareness and understanding of new legislation can also lead to
noncompliance. In the post-tsunami recovery effort in Sri Lanka, external nongovernmental orga-
nizations (NGOs) who took part did not comply with local standards due to unawareness (Boano
2009). The National Post-Tsunami Lessons Learned and Best Practices Workshop held in Sri Lanka
in 2005 highlighted the importance of training stakeholders (especially external NGOs) about
existing and newly introduced legislation and regulations. The community’s support can also be
obtained by educating them about legislation and regulations that must be adhered to in reconstruc-
tion and recovery.
Post-disaster legislation can also be used to simplify and assist recovery activities to speed up the
recovery process. Legislation that is customarily used to impose security and safety controls (such as
building consents) can become an obstacle in high-pressure post-disaster environments. Time-
consuming procedures, insufficient resources to process permits, and the lack of fast-tracked
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methods delay reconstruction. Delays in permits were a major reason for the holdup in housing
repair and rebuilding following the 2005 Bay of Plenty storm in New Zealand (Middleton 2008).
Fast-tracked consenting procedures, collaboration with other local councils, and open access to
information between stakeholders can help speed up recovery.
Legislation can be used to remove unnecessary red tape to facilitate recovery activities. Meese III
et al. (2005) reported a good example in the recovery following the 1994 Northridge Earthquake,
USA, where legislative suspensions and emergency powers greatly reduced highway reconstruction
time. The construction work provided employment and opening up the highways soon after the
disaster helped boost the economy.
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guidelines and standards. Workshops have been held in the Philippines, Japan, and California
involving the community in vulnerability identification which have been successful (Batteate 2006).
Summary
“Build Back Better” is an important concept for post-disaster reconstruction and recovery, signify-
ing the need to use reconstruction as an opportunity to not only recover from the encountered
disaster but to improve the resilience of communities to face and withstand future disaster events.
BBB represents adopting a holistic approach toward recovery by addressing risk reduction of the
built environment, psychosocial recovery of affected people, and rejuvenation of the economy in an
effective and efficient manner. Risk reduction can be achieved primarily through the improvement of
structural designs in buildings and infrastructure and through better risk-based land-use planning.
BBB requires improved building codes and land-use plans to be enforced using a strong legal
framework along with financial backing to encourage adoption. Quality assurance of the rebuild is
also integral for building back better.
Psychosocial recovery needs to be addressed to assist communities with moving forward with
their lives as an important part of overall community recovery. Psychosocial recovery of affected
people needs to be assisted through the provision of support services such as personal case
management, counseling, and social activities. Inclusion of community members in recovery
activities is another way to support psychosocial recovery and provide recovery solutions that are
in-line with community needs as part of building back better.
Economic recovery is essential for the recovery of communities. An informed economic strategy
to address and support community-specific issues is the first step toward BBB-based economic
recovery. Financial assistance, training, and business rebuilding support need to be provided to assist
with economic recovery.
Reconstruction and recovery requires effective management of stakeholders and the use of post-
disaster legislation and regulation in order to build back better. The creation of a recovery authority
to allocate roles and coordinate and manage stakeholders is recommended. Successful recovery
requires local-level partnerships and contribution to provide locally viable recovery solutions.
Compliance of BBB-based concepts in recovery needs to be ensured through the use of appropriate
post-disaster legislation and regulation to enforce risk reduction and community recovery initiatives.
Legislation and regulation can also be used to facilitate post-disaster recovery activities by fast-
tracking and exempting normal procedures.
The effective implementation of risk reduction and community recovery initiatives concurrently
will result in building back better. Recovery efforts also need to be monitored continuously through
short-term and long-term recovery to ensure compliance with BBB concepts and to obtain lessons to
improve future disaster management efforts.
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guidelines to design future reconstruction and recovery efforts including all these key facets to
effectively build back better. Further comprehension of how these strategies for building back better
can be more successfully implemented in different environments can be gained by studying different
disaster events in the future. It is also suggested that criteria for measuring levels of resilience should
be established which can serve as indicators to measure progress and effectiveness of build back
better practices.
The long-term sustainability of resilience in communities instilled by using BBB concepts
depends on how they are linked with on-going developmental strategies. It is therefore important
for the key concepts identified in this chapter to be incorporated into local and national government
policies for community planning and development even during non-disaster periods.
Cross-References
▶ Building Codes and Standards
▶ Building Earthquake Resiliency through Disaster Risk Management Master Planning
▶ Land-use following Earthquake Disaster
▶ Community Recovery following Earthquake Disasters
▶ Psycho-social Recovery following Earthquake Disasters
▶ Economic Recovery following Earthquake Disasters
▶ Legislation changes following Earthquake Disaster
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