Canon 9 Cases
Canon 9 Cases
Canon 9 Cases
In a verified complaint for disbarment filed with the Committee on Bar In her Reply, the complainant bolstered her claim that the respondent
Discipline of the Integrated Bar of the Philippines (IBP) on 30 May 2000, cooperated in the illegal practice of law by her husband by submitting (1)
complainant Ana Marie Cambaliza, a former employee of respondent Atty. the letterhead of Cristal-Tenorio Law Office12 where the name of Felicisimo
Ana Luz B. Cristal-Tenorio in her law office, charged the latter with deceit, R. Tenorio, Jr., is listed as a senior partner; and (2) a Sagip Communication
grossly immoral conduct, and malpractice or other gross misconduct in Radio Group identification card13 signed by the respondent as Chairperson
office. where her husband is identified as "Atty. Felicisimo R. Tenorio, Jr." She
added that respondent's husband even appeared in court hearings.
On deceit, the complainant alleged that the respondent has been falsely
representing herself to be married to Felicisimo R. Tenorio, Jr., who has a In her Rejoinder, respondent averred that she neither formed a law
prior and subsisting marriage with another woman. However, through partnership with her husband nor allowed her husband to appear in court on
spurious means, the respondent and Felicisimo R. Tenorio, Jr., were able to her behalf. If there was an instance that her husband appeared in court, he
obtain a false marriage contract, 1 which states that they were married on 10 did so as a representative of her law firm. The letterhead submitted by the
February 1980 in Manila. Certifications from the Civil Registry of Manila 2 complainant was a false reproduction to show that her husband is one of
and the National Statistics Office (NSO) 3 prove that no record of marriage her law partners. But upon cross-examination, when confronted with the
exists between them. The false date and place of marriage between the two letterhead of Cristal-Tenorio Law Office bearing her signature, she admitted
are stated in the birth certificates of their two children, Donnabel Tenorio 4 that Felicisimo R. Tenorio, Jr., is not a lawyer, but he and a certain Gerardo
and Felicisimo Tenorio III. 5 But in the birth certificates of their two other A. Panghulan, who is also not a lawyer, are named as senior partners
children, Oliver Tenorio6 and John Cedric Tenorio, 7 another date and place because they have investments in her law office. 14
of marriage are indicated, namely, 12 February 1980 in Malaybalay,
Bukidnon. The respondent further declared that she married Felicisimo R. Tenorio, Jr.,
on 12 February 1980 in Quezon City, but when she later discovered that
As to grossly immoral conduct, the complainant alleged that the respondent their marriage contract was not registered she applied for late registration
caused the dissemination to the public of a libelous affidavit derogatory to on 5 April 2000. She then presented as evidence a certified copy of the
Makati City Councilor Divina Alora Jacome. The respondent would often marriage contract issued by the Office of the Civil Registrar General and
openly and sarcastically declare to the complainant and her co-employees authenticated by the NSO. The erroneous entries in the birth certificates of
the alleged immorality of Councilor Jacome. her children as to the place and date of her marriage were merely an
oversight.15
On malpractice or other gross misconduct in office, the complainant alleged
that the respondent (1) cooperated in the illegal practice of law by her Sometime after the parties submitted their respective Offer of Evidence and
husband, who is not a member of the Philippine Bar; (2) converted her Memoranda, the complainant filed a Motion to Withdraw Complaint on 13
client's money to her own use and benefit, which led to the filing of an November 2002 after allegedly realizing that this disbarment complaint
estafa case against her; and (3) threatened the complainant and her family arose out of a misunderstanding and misappreciation of facts. Thus, she is
on 24 January 2000 with the statement "Isang bala ka lang" to deter them no longer interested in pursuing the case. This motion was not acted upon
from divulging respondent's illegal activities and transactions. by the IBP.
In her answer, the respondent denied all the allegations against her. As to In her Report and Recommendation dated 30 September 2003, IBP
the charge of deceit, she declared that she is legally married to Felicisimo Commissioner on Bar Discipline Milagros V. San Juan found that the
R. Tenorio, Jr. They were married on 12 February 1980 as shown by their complainant failed to substantiate the charges of deceit and grossly immoral
Certificate of Marriage, Registry No. 2000-9108 of the Civil Registry of conduct. However, she found the respondent guilty of the charge of
Quezon City.8 Her husband has no prior and subsisting marriage with cooperating in the illegal practice of law by Felicisimo R. Tenorio, Jr., in
another woman. violation of Canon 9 and Rule 9.01 of the Code of Professional
Responsibility based on the following evidence: (1) the letterhead of Cristal-
Tenorio Law Office, which lists Felicisimo R. Tenorio, Jr., as a senior
As to the charge of grossly immoral conduct, the respondent denied that partner; (2) the Sagip Communication Radio Group identification card of
she caused the dissemination of a libelous and defamatory affidavit against "Atty. Felicisimo R. Tenorio, Jr.," signed by respondent as Chairperson; (3)
Councilor Jacome. On the contrary, it was Councilor Jacome who caused and the Order dated 18 June 1997 issued by the Metropolitan Trial Court in
the execution of said document. Additionally, the complainant and her Criminal Cases Nos. 20729 – 20734, wherein Felicisimo R. Tenorio, Jr.,
cohorts are the rumormongers who went around the city of Makati on the entered his appearance as counsel and even moved for the provisional
pretext of conducting a survey but did so to besmirch respondent's good dismissal of the cases for failure of the private complainants to appear and
name and reputation. for lack of interest to prosecute the said cases. Thus, Commissioner San
Juan recommended that the respondent be reprimanded.
The charge of malpractice or other gross misconduct in office was likewise
denied by the respondent. She claimed that her Cristal-Tenorio Law In its Resolution No. XVI-2003-228 dated 25 October 2003, the IBP Board
Office is registered with the Department of Trade and Industry as a single of Governors adopted and approved with modification the Report and
proprietorship, as shown by its Certificate of Registration of Business Recommendation of Commissioner San Juan. The modification consisted in
Name.9 Hence, she has no partners in her law office. As to the estafa case, increasing the penalty from reprimand to suspension from the practice of
the same had already been dropped pursuant to the Order of 14 June 1996 law for six months with a warning that a similar offense in the future would
issued by Branch 103 of the Regional Trial Court of Quezon City.10 The be dealt with more severely.
respondent likewise denied that she threatened the complainant with the
words "Isang bala ka lang" on 24 January 2000.
We agree with the findings and conclusion of Commissioner San Juan as
approved and adopted with modification by the Board of Governors of the
Further, the respondent averred that this disbarment complaint was filed by IBP.
the complainant to get even with her. She terminated complainant's
employment after receiving numerous complaints that the complainant
At the outset, we find that the IBP was correct in not acting on the Motion to fails to maintain proper standards of moral and professional conduct. The
Withdraw Complaint filed by complainant Cambaliza. In Rayos-Ombac vs. purpose is to protect the public, the court, the client, and the bar from the
Rayos,16 we declared: incompetence or dishonesty of those unlicensed to practice law and not
subject to the disciplinary control of the Court. It devolves upon a lawyer to
see that this purpose is attained. Thus, the canons and ethics of the
The affidavit of withdrawal of the disbarment case allegedly executed by
profession enjoin him not to permit his professional services or his name to
complainant does not, in any way, exonerate the respondent. A case of
be used in aid of, or to make possible the unauthorized practice of law by,
suspension or disbarment may proceed regardless of interest or lack of
any agency, personal or corporate. And, the law makes it a misbehavior on
interest of the complainant. What matters is whether, on the basis of the
his part, subject to disciplinary action, to aid a layman in the unauthorized
facts borne out by the record, the charge of deceit and grossly immoral
practice of law.21
conduct has been duly proven. This rule is premised on the nature of
disciplinary proceedings. A proceeding for suspension or disbarment is not
in any sense a civil action where the complainant is a plaintiff and the WHEREFORE, for culpable violation of Canon 9 and Rule 9.01 of the Code
respondent lawyer is a defendant. Disciplinary proceedings involve no of Professional Responsibility, respondent Atty. Ana Luz B. Cristal-Tenorio
private interest and afford no redress for private grievance. They are is hereby SUSPENDED from the practice of law for a period of six (6)
undertaken and prosecuted solely for the public welfare. They are months effective immediately, with a warning that a repetition of the same
undertaken for the purpose of preserving courts of justice from the official or similar act in the future will be dealt with more severely.
ministration of persons unfit to practice in them. The attorney is called to
answer to the court for his conduct as an officer of the court. The
Let copies of this Resolution be attached to respondent Cristal-Tenorio's
complainant or the person who called the attention of the court to the
record as attorney in this Court and furnished to the IBP and the Office of
attorney's alleged misconduct is in no sense a party, and has generally no
the Court Administrator for circulation to all courts.
interest in the outcome except as all good citizens may have in the proper
administration of justice. Hence, if the evidence on record warrants, the
respondent may be suspended or disbarred despite the desistance of SO ORDERED.
complainant or his withdrawal of the charges.
The IBP correctly found that the charges of deceit and grossly immoral
conduct were not substantiated. In disbarment proceedings, the
complainant has the burden of proving his case by convincing evidence. 17
With respect to the estafa case which is the basis for the charge of
malpractice or other gross misconduct in office, the respondent is not yet
convicted thereof. In Gerona vs. Datingaling,18 we held that when the
criminal prosecution based on the same act charged is still pending in court,
any administrative disciplinary proceedings for the same act must await the
outcome of the criminal case to avoid contradictory findings.
We, however, affirm the IBP's finding that the respondent is guilty of
assisting in the unauthorized practice of law. A lawyer who allows a non-
member of the Bar to misrepresent himself as a lawyer and to practice law
is guilty of violating Canon 9 and Rule 9.01 of the Code of Professional
Responsibility, which read as follows:
Rule 9.01 – A lawyer shall not delegate to any unqualified person the
performance of any task which by law may only be performed by a member
of the Bar in good standing.
In this case, Felicisimo R. Tenorio, Jr., is not a lawyer, but he holds himself
out as one. His wife, the respondent herein, abetted and aided him in the
unauthorized practice of the legal profession.
The lawyer's duty to prevent, or at the very least not to assist in, the
unauthorized practice of law is founded on public interest and policy. Public
policy requires that the practice of law be limited to those individuals found
duly qualified in education and character. The permissive right conferred on
the lawyer is an individual and limited privilege subject to withdrawal if he
SECOND DIVISION submit any report from the NBI despite the lapse of four months from the
time he reserved his right to submit the report.
[A.C. No. 7269. November 23, 2011.] The IBP-CBD recommended Busmente's suspension from the
practice of law for not less than five years. On 26 May 2006, in its
Resolution No. XVII-2006-271, 3 the IBP Board of Governors adopted
ATTY. EDITA NOE-LACSAMANA, complainant, vs. ATTY. and approved the recommendation of the IBP-CBD, with modification by
YOLANDO F. BUSMENTE, respondent. reducing the period of Busmente's suspension to six months. DaESIC
Busmente filed a motion for reconsideration and submitted a
report 4 from the NBI stating that the signature in the Answer, when
compared with standard/sample signatures submitted to its office,
DECISION showed that they were not written by one and the same person. In its 14
May 2011 Resolution No. XIX-2011-168, the IBP Board of Governors
denied Busmente's motion for reconsideration.
The Issue
CARPIO, J p:
The issue in this case is whether Busmente is guilty of directly
or indirectly assisting Dela Rosa in her illegal practice of law that
The Case warrants his suspension from the practice of law.
Before the Court is a complaint for disbarment filed by Atty. The Ruling of this Court
Edita Noe-Lacsamana (Noe-Lacsamana) against Atty. Yolando
F. Busmente (Busmente) before the Integrated Bar of the Philippines We agree with the IBP.
(IBP).
Canon 9 of the Code of Professional Responsibility states:
The Antecedent Facts
Canon 9. A lawyer shall not, directly or indirectly, assist in the
Noe-Lacsamana alleged in her complaint that she was the unauthorized practice of law.
counsel for Irene Bides, the plaintiff in Civil Case No. SCA-2481 before
the Regional Trial Court of Pasig City, Branch 167, while Busmente was The Court ruled that the term "practice of law" implies
the counsel for the defendant Imelda B. Ulaso (Ulaso). Noe- customarily or habitually holding oneself out to the public as a lawyer for
Lacsamana alleged that Ulaso's deed of sale over the property subject of compensation as a source of livelihood or in consideration of his
Civil Case No. SCA-2481 was annulled, which resulted in the filing of an services. 5 The Court further ruled that holding one's self out as a lawyer
ejectment case before the Metropolitan Trial Court (MTC), San Juan, may be shown by acts indicative of that purpose, such as identifying
docketed as Civil Case No. 9284, where Busmente appeared as counsel. oneself as attorney, appearing in court in representation of a client, or
Another case for falsification was filed against Ulaso associating oneself as a partner of a law office for the general practice of
where Busmente also appeared as counsel. Noe-Lacsamana alleged law. 6
that one Atty. Elizabeth Dela Rosa or Atty. Liza Dela Rosa (Dela Rosa)
would accompany Ulaso in court, projecting herself as Busmente's The Court explained:
collaborating counsel. Dela Rosa signed the minutes of the court The lawyer's duty to prevent, or at the very least not
proceedings in Civil Case No. 9284 nine times from 25 November 2003 to assist in, the unauthorized practice of law is founded on
to 8 February 2005. Noe-Lacsamana further alleged that the court orders public interest and policy. Public policy requires that the
and notices specified Dela Rosa as Busmente's collaborating practice of law be limited to those individuals found duly
counsel. Noe-Lacsamana alleged that upon verification with this Court qualified in education and character. The permissive right
and the Integrated Bar of the Philippines, she discovered that Dela Rosa conferred on the lawyer is an individual and limited privilege
was not a lawyer. IDTSaC subject to withdrawal if he fails to maintain proper standards of
Busmente alleged that Dela Rosa was a law graduate and was moral and professional conduct. The purpose is to protect the
his paralegal assistant for a few years. Busmente alleged that Dela public, the court, the client, and the bar from the incompetence
Rosa's employment with him ended in 2000 but Dela Rosa was able to or dishonesty of those unlicensed to practice law and not
continue misrepresenting herself as a lawyer with the help of Regine subject to the disciplinary control of the Court. It devolves upon
Macasieb (Macasieb), Busmente's former secretary. Busmente alleged a lawyer to see that this purpose is attained. Thus, the canons
that he did not represent Ulaso in Civil Case No. 9284 and that his and ethics of the profession enjoin him not to permit his
signature in the Answer 1 presented as proof by Noe-Lacsamana was professional services or his name to be used in aid of, or to
forged. make possible the unauthorized practice of law by, any
agency, personal or corporate. And, the law makes it a
The Decision of the Commission on Bar Discipline misbehavior on his part, subject to disciplinary action, to aid a
layman in the unauthorized practice of law. 7 ESCacI
In its Report and Recommendation, 2 the IBP Commission on
Bar Discipline (IBP-CBD) found that Dela Rosa was not a lawyer and that In this case, it has been established that Dela Rosa, who is not
she represented Ulaso as Busmente's collaborating counsel in Civil Case a member of the Bar, misrepresented herself as Busmente's
No. 9284. The IBP-CBD noted that while Busmente claimed that Dela collaborating counsel in Civil Case No. 9284. The only question is
Rosa no longer worked for him since 2000, there was no proof of her whether Busmente indirectly or directly assisted Dela Rosa in her illegal
separation from employment. The IBP-CBD found that notices from the practice of law.
MTC San Juan, as well as the pleadings of the case, were all sent
to Busmente's designated office address. The IBP-CBD stated Busmente alleged that Dela Rosa's employment in his office
that Busmente's only excuse was that Dela Rosa connived with his ended in 2000 and that Dela Rosa was able to continue with her illegal
former secretary Macasieb so that the notices and pleadings would not practice of law through connivance with Macasieb, another member
reach him. of Busmente's staff. As pointed out by the IBP-CBD, Busmente claimed
that Macasieb resigned from his office in 2003. Yet, Dela Rosa continued
The IBP-CBD rejected the affidavit submitted by Judy M. to represent Ulaso until 2005. Pleadings and court notices were still sent
Ortalez (Ortalez), Busmente's staff, alleging Macasieb's failure to to Busmente's office until 2005. The IBP-CBD noted that Dela Rosa's
endorse pleadings and notices of Civil Case No. 9284 to Busmente. The practice should have ended in 2003 when Macasieb left.
IBP-CBD noted that Ortalez did not exactly refer to Ulaso's case in her
affidavit and that there was no mention that she actually witnessed We agree. Busmente's office continued to receive all the
Macasieb withholding pleadings and notices from Busmente. The IBP- notices of Civil Case No. 9284. The 7 December 2004 Order 8 of Judge
CBD also noted that Macasieb was still working at Busmente's office in Elvira DC. Panganiban (Judge Panganiban) in Civil Case No. 9284
November 2003 as shown by the affidavit attached to a Motion to Lift showed that Atty. Elizabeth Dela Rosa was still representing Ulaso in the
Order of Default that she signed. However, even if Macasieb resigned in case. In that Order, Judge Panganiban set the preliminary conference of
November 2003, Dela Rosa continued to represent Ulaso until 2005, Civil Case No. 9284 on 8 February 2005. It would have been impossible
which belied Busmente's allegation that Dela Rosa was able to illegally for Dela Rosa to continue representing Ulaso in the case,
practice law using his office address without his knowledge and only due considering Busmente's claim that Macasieb already resigned, if Dela
to Dela Rosa's connivance with Macasieb. As regards Busmente's Rosa had no access to the files in Busmente's office.
allegation that his signature on the Answer was forged, the IBP-CBD
gave Busmente the opportunity to coordinate with the National Bureau of Busmente, in his motion for reconsideration of Resolution No.
Investigation (NBI) to prove that his signature was forged but he failed to XVII-2006-271, submitted a copy of the NBI report stating that the
signature on the Answer submitted in Civil Case No. 9284 and the
specimen signatures submitted by Busmente were not written by one and Let a copy of this Decision be attached to Atty. Busmente's
the same person. The report shows that Busmente only submitted to the personal record in the Office of the Bar Confidant. Let a copy of this
NBI the questioned signature in the Answer. The IBP-CBD report, Decision be also furnished to all chapters of the Integrated Bar of the
however, showed that there were other documents signed by Busmente, Philippines and to all courts in the land.
including the Pre-Trial Brief dated 14 November 2003 and Motion to Lift
Order of Default dated 22 November 2003. Noe-Lacsamana also SO ORDERED.
submitted a letter dated 14 August 2003 addressed to her as well as
Brion, Perez, Sereno and Reyes, JJ., concur.
three letters dated 29 August 2003 addressed to the occupants of the
disputed property, all signed by Busmente. Busmente failed to impugn
his signatures in these other documents. ||| (Noe-Lacsamana v. Busmente, A.C. No. 7269, [November 23, 2011],
677 PHIL 1-9)
Finally, Busmente claimed that he was totally unaware of Civil
Case No. 9284 and he only came to know about the case when Ulaso
went to his office to inquire about its status. Busmente's allegation
contradicted the Joint Counter-Affidavit 9 submitted by Ulaso and Eddie
B. Bides stating that: cEAHSC
a. That our legal counsel is Atty. YOLANDO
F. BUSMENTE of the YOLANDO F. BUSMENTE AND
ASSOCIATES LAW OFFICES with address at suite 718 BPI
Office Cond. Plaza Cervantes, Binondo Manila.
Rule 9.01 — A lawyer shall not delegate to any Brion, Del Castillo, Perez and Perlas-Bernabe, JJ., concur.
unqualified person the performance of any task which by law
may only be performed by a member of the Bar in good
standing.
||| (Tapay v. Bancolo, A.C. No. 9604, [March 20, 2013], 707 PHIL 1-10)
This rule was clearly explained in the case of Cambaliza v.
Cristal-Tenorio, 9 where we held: AacDHE
In the Resolution 7 dated February 16, 2004, the Court resolved to refer this
administrative case to the Integrated Bar of the Philippines (IBP) for
investigation, report and recommendation. In his Report and
Recommendation 8 dated October 10, 2008, the Investigating IBP
Commissioner recommended that respondent be suspended for one (1)
year from the active practice of law, for violation of the Lawyer's Oath, Rule
1.01, Canon 1; Rule 7.03, Canon 7 and Rule 9.02, Canon 9 of the Code of
Professional Responsibility (Code). The IBP Board of Governors adopted
and approved the same in its Resolution No. XIX-2010-453 9 dated August
28, 2010. Respondent moved for reconsideration 10 which was denied in
Resolution No. XIX-2011-141 dated October 28, 2011.
In the present case, respondent's defense that forgery had attended the
execution of the August 11, 1995 letter was belied by his July 16, 1997
letter admitting to have undertaken the payment of complainant's
commission but passing on the responsibility to Sps. Yap. Clearly,
respondent has violated Rule 9.02, 12 Canon 9 of the Code which prohibits
a lawyer from dividing or stipulating to divide a fee for legal services with
persons not licensed to practice law, except in certain cases which do not
obtain in the case at bar.
FIRST DIVISION As per Registry Return Card No. 957, 15 respondent received
the Court's order of suspension on October 16, 2014. 16 Records are
bereft of any showing that respondent filed a motion for reconsideration
[A.C. No. 10465. June 8, 2016.] and, thus, the Court's order of suspension against him became final and
executory.
[A.C. No. 10267. June 18, 2018.] Helen, however, asserted that the proceedings could not be
indefinitely suspended considering that respondent lawyer could very well
hire his own counsel. 12
HELEN GRADIOLA, * complainant, vs. ATTY. ROMULO John then filed a Supplemental Manifestation 13 informing the
A. DELES, respondent. IBP that his father was "in a vegetative state" and committing to update
the IBP of his father's medical condition.
The Investigating Commissioner, however, denied John's
request and directed respondent lawyer to file his Answer. 14
DECISION
Atty. Carlito V. Mampang Jr. (Atty. Mampang) tendered the
required Answer 15 to the administrative complaint, which was signed by
John, and not by respondent lawyer. Atty. Mampang qualified in the
DEL CASTILLO, J p: Answer that it was his friend John who secured his services pro bono.
The counsel averred, that as of the date of filing the Answer, respondent
lawyer, dependent on his children's help, could not communicate to
This is a Complaint 1 for disbarment filed by explain his side as he remained in a vegetative state, unable to speak,
Helen Gradiola (Helen), charging respondent lawyer Atty. Romulo and had lost his motor skills.
A. Deles (respondent lawyer) with violating the Code of Professional
Responsibility, specifically Rule 9.01 and Rule 9.02 of Canon 9; and Rule Notably, the Answer filed on respondent lawyer's behalf relied
10.01 and Rule 10.02 of Canon 10 thereof. 2 chiefly on (a) "Atty. Araneta's" counter-affidavit 16 dated August 21, 2008
which the latter submitted to the City Prosecutor of Bacolod City; and (b)
Helen claimed that respondent lawyer was her counsel in a "Atty. Araneta's" letter 17 addressed to Helen's counsel dated June 4,
civil case then pending before the Court of Appeals (CA) docketed as 2008.
CA-G.R. CV No. 63354. 3 Helen asserted that respondent lawyer abetted
the unauthorized practice of law when he assigned or delegated his The Answer further painted respondent lawyer as a victim too
professional duties as her lawyer to "Atty. Ernesto S. Araneta" ("Atty. of the chicanery perpetrated by "Atty. Araneta," and that respondent
Araneta"). Helen alleged that instead of attending full time to her case, lawyer was not Helen's counsel of record; that although respondent
respondent lawyer allowed "Atty. Araneta" to do the legal research works lawyer's name appeared in the fictitious pleadings, the signatures
and the preparation of various pleadings relative to the civil case. appearing thereon were not by respondent lawyer. To substantiate this
claim, Atty. Mampang submitted for comparison machine or xerox copies
Moreover, Helen averred that she was assured the case was in of respondent lawyer's alleged pleadings 18 in some cases whereon he
"good hands" because respondent lawyer and "Atty. Araneta" have a signed as counsel of record.
"contact" in the CA in Cebu City. Helen narrated that she was told that
the CA in Cebu City had reconsidered its April 28, 2005 Decision, as she Report and Recommendation 19 of the Investigating Commissioner and
was shown a photocopy of a November 13, 2006 Resolution 4 of the CA the Board of Governors
in Cebu City which, this time, declared her and her spouse as the owners
of the four lots subject-matter of the said CA-G.R. CV No. 63354. Helen On February 23, 2010, the Investigating Commissioner, Oliver
added that respondent lawyer nonetheless cautioned that their A. Cachapero, recommended respondent lawyer's suspension from the
adversaries in the case had appealed to the Supreme Court, hence they practice of law for one year for violating Rule 9.01 of Canon 9, and Rule
had to prepare their own "position paper" 5 to support the appeal before 10.1 and Rule 10.2 of Canon 10 of the Code of Professional
this Court. And, that naturally, this would inevitably entail monetary Responsibility.
expenses. Rejecting the defense that respondent lawyer was in no way at
"Atty. Araneta" soon billed Helen for these expenses and all involved in CA-G.R. CV No. 63354, the Investigating Commissioner
issued her all the receipts 6 for these payments. These receipts all bore found that Helen had consistently maintained that she directly employed
the signatures "Atty. Ernie/Ernesto Araneta." From May 2005 until and dealt solely with respondent lawyer as her counsel; and that, indeed,
October 26, 2006, Helen paid this "Atty. Araneta" a total of P207,500.00. the pleadings that Helen submitted in evidence before the IBP showed
Helen claimed that this "Atty. Araneta" split the attorney's fees with that these were signed and subscribed by respondent lawyer as Helen's
respondent lawyer. counsel.
However, to her chagrin and dismay, Helen discovered that Furthermore, based on "Atty. Araneta's" counter-affidavit
this "Atty. Araneta" had not only been disbarred from the practice of law; which, among others, mentioned "Carlo Sanchez" as "contact man" in
but worse, the aforementioned November 13, 2006 CA Resolution was a Cebu City, the Investigating Commissioner had reasonable grounds to
total fabrication, even as the "position paper" that was supposedly filed believe that "Atty. Araneta" (as well as respondent lawyer) was part of a
with this Court was an utter simulation. With this discovery, Helen went wide-ranging racket that plagued, and even extended to the CA at Cebu
herself to the CA in Cebu City, and there found out, as a matter of fact, City — a racket which enabled Ernesto (and by extension respondent
that she and her husband had lost their case, as shown in a genuine lawyer) to bilk and milk unsuspecting litigants of huge sums of money in
copy of the February 10, 2006 CA Resolution, 7 which denied their exchange for the "successful" follow-up of cases, which in this case,
Motion for Reconsideration, as well as their Supplemental Manifestation turned out to be nothing else but a fly-by-night hustle and swindle. The
in Support of their Motion for Reconsideration in said CA-G.R. CV No. Investigating Commissioner also gave short shrift to respondent lawyer's
63354. And, even more distressing, the records likewise revealed that claim that Helen in fact knew of "Atty. Araneta's" scheme, especially of
this genuine Resolution had become final and irrevocable, thereby the fact that he had a "contact man" in the CA in Cebu, and pointed to the
forever foreclosing their right to pursue further reliefs in the case. fact that Helen had never ever mentioned this "Carlo Sanchez" in her
complaint. The Investigating Commissioner even doubted the existence
Whereupon, Helen immediately filed with the City Prosecutor of of "Carlo Sanchez," and suggested that "Carlo Sanchez" could be a mere
Bacolod City a criminal complaint 8 for estafa through falsification of lure or decoy to divert attention away from the committed shenanigans.
public document against respondent lawyer and "Atty. Ernesto S. Thus, the Investigating Commissioner concluded:
Araneta." The City Prosecutor of Bacolod City found Helen's criminal
complaint well grounded, and instituted a criminal information therefor, With the foregoing disquisition, the performance of a
now pending before Branch 53 of the Regional Trial Court (RTC) of series of odious acts which saw the hapless Complainant being
Bacolod City. 9 extorted huge amount of money and the participation of
Respondent are all too evident. Respondent's participation and
Helen likewise filed an administrative complaint for disbarment knowledge of the same in every stage can be traced from his
against respondent lawyer before the Committee on Bar Discipline of the willfull introduction of Araneta into the defense panel of
Integrated Bar of the Philippines (IBP). This is the case at bench. Complainant. 20
The IBP issued its Order 10 directing respondent lawyer to The IBP Board of Governors in Resolution No. XX-2013-
submit his Answer. In a Manifestation, 11 John P. Deles (John), 511, 21 adopted and approved the Investigating Commissioner's findings
respondent lawyer's eldest son, informed the IBP, that about three weeks and recommendation.
before receipt of the IBP's Order, his father suffered a stroke and
underwent a brain surgery. John implored the IBP to hold in abeyance
this administrative case until his father is finally able to physically and
intelligently file an Answer to Helen's complaint. John claimed that at that The Court's Ruling
There seems to be truth that "Atty. Ernesto S. Araneta" was not This Court has consistently held that an attorney enjoys the
a lawyer at all as Helen was made to believe. His name does not appear legal presumption that he is innocent of charges against him until the
in the Law List, 22 and there seems to be truth to the information Helen contrary is proved, and that as an officer of the court, he is presumed to
gathered that this "Atty. Ernesto S. Araneta" was disbarred because have performed his duties in accordance with his oath. 25 "For the Court
in A.C. No. 1109 (which this Court promulgated on April 27, 2005), this to exercise its disciplinary powers, the case against the respondent
Court ordered the disbarment of a certain "Atty. Ernesto S. Araneta" due [lawyer] must be established by clear, convincing and satisfactory proof.
to his conviction of a crime involving moral turpitude. Indeed, considering the serious consequences of disbarment or
suspension of a member of the Bar, the Court has consistently held that
While "Atty. Araneta" admitted of his involvement in a a clear preponderant evidence is necessary to justify the imposition of the
fraudulent scheme in defrauding litigants that included Helen, we cannot administrative penalty." 26 "The burden of proof in disbarment and
immediately conclude that respondent lawyer himself was likewise part of suspension proceedings always rests on the shoulders of the
this racket that duped Helen. It must be stressed that, because of his complainant." 27
medical condition, respondent lawyer could not yet explain his side.
While indeed, an Answer was filed, it was John who signed the same and Under the circumstances, both duty and conscience impel us
not respondent lawyer. As such, we still cannot consider respondent to remand this administrative case for further proceedings. Fairness
lawyer to have been adequately represented. cannot be ignored.
A full-dress investigation involving a careful evaluation of WHEREFORE, Resolution No. XX-2013-511 of the Integrated
evidence from both of the parties is necessary to resolve factual issues. Bar of the Philippines adopting and approving the Report and
The serious imputations hurled at respondent lawyer warrant an Recommendation of the Investigating Commissioner is
observance of due process, i.e., to accord him the opportunity to explain hereby ANNULLED and SET ASIDE. This case is
his side of the story. We explained: ordered REMANDED to the Commission on Bar Discipline of the
Integrated Bar of the Philippines for further investigation, report and
Due process in an administrative context does not recommendation. The Integrated Bar of the Philippines is hereby
require trial-type proceedings similar to those in courts of instructed to: 1) require respondent lawyer's son, John P. Deles, to
justice. Where opportunity to be heard either through oral provide an update on his father's health condition and, on the basis of
arguments or through pleadings is accorded, there is no denial such update; 2) to hold the case in abeyance if respondent lawyer's
of due process. x x x The standard of due process that must be stroke aftermath has significantly impaired his cognitive ability and
met in administrative tribunals allows a certain degree of speech that he is not capable of presenting his defense or 3) to direct
latitude as long as fairness is not ignored. In other words, it is respondent lawyer to file his Answer and continue with the proceedings if
not legally objectionable for being violative of due process for he is found to be medically fit and his condition having improved over
an administrative agency to resolve a case based solely on time, having regained his cognitive and communication skills.
position papers, affidavits or documentary evidence submitted
by the parties as affidavits of witnesses may take the place of SO ORDERED.
their direct testimony." 23
Leonardo-de Castro, ** Jardeleza,
We note that Atty. Mampang candidly declared that it was John Tijam and Gesmundo, *** JJ., concur.
who consulted him and sought his legal services, and, thus, it cannot be
said that respondent lawyer voluntarily and intelligently accepted Atty. ||| (Gradiola v. Deles, A.C. No. 10267, [June 18, 2018])
Mampang to represent him. Respondent lawyer, with his condition, could
not even communicate with Atty. Mampang regarding the case at the
time of filing of the Answer, which compelled the counsel to merely rely
on the available documents. In effect, Atty. Mampang substituted his
judgment for that of respondent lawyer.
Significantly, the Answer contained the following disavowals by
Atty. Mampang:
5. That the Respondent as of now may be said to have lost
most of his essential human faculties, such as
speech, motor, even his bowel movement, and he
eat[s] only through the help of his children. Literally,
he is in vegetative state, and his life is dependent
only on the help, both physical and financial, of his
children. He was discharged from the hospital, not
because he has recovered but rather because his
children do not have money anymore to pay for his
hospital bills. As of now, the only "medical
development" is that the tube used in feeding him
was removed, and he is feeding through the help of
his daughter, the younger sister of John P. Deles;
6. That it is on this premise that this counsel has to rely solely
on the documents available, such as those annexed
in the complaint filed by the complainant, as
Respondent cannot convey any idea pertinent to the
actual incidents of this case that would explain his
side on the allegations contained in the complaint.
xxx xxx xxx
7. That [neither] this counsel [nor Respondent's son
John Deles] have in [their] possession, neither [do
they have] other relevant documents x x x so that
this answer for the Respondent is simply couched on
facts, documents and records available, [primarily]
the Affidavit-Complaint of Helen Gradiola[. This]
counsel cannot in anyway relate, comprehend or
decipher [communication] from [Respondent], as he
is incapable of uttering, communicating or
responding to any question[s] ask[ed] of him; 24
With respondent lawyer not yet in a position to factually dispute
the accusations and defend himself, and considering that there was no
established lawyer-client relationship at all between him and Atty.
Mampang, albeit the latter acted for respondent lawyer's best interest,
proceeding with the investigation of the administrative case against him
would amount to a denial of a fair and reasonable opportunity to be
heard.