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Petitioner’s Instructions for Expungement

(Sealing) of Criminal Records


(Minn. Stat. § 609A.01 - .03)

Please read all instructions before filling out paperwork. You will need to make additional copies if
you are seeking to expunge more than one file.

• A Motion to Expunge is a complicated procedure.


• If you have any questions or are in need of more assistance, you should contact an attorney.
• The court administrator’s office cannot give you legal advice.

You may also want to view the “What is Criminal Expungement” video, as well as the tutorial on
how to complete the expungement forms. These materials are available on the Minnesota Judicial
Branch website at www.mncourts.gov under Self-Help / Criminal Expungement.

EXPUNGEMENT OR SEALING OF A RECORD – WHAT IT MEANS


Minn. Stat. § 609A states that the expungement of criminal records is limited to a court order sealing
records and prohibiting disclosure of their existence or their opening except under court order or statutory
authority. Nothing in the law authorizes destruction of records or their return to you. A judge of the
District Court must decide this petition.

Once sealed, a record will not be available to the general public. However, Minn. Stat. § 609A.03, subd.
7, states that law enforcement agencies, prosecution or correctional authorities may seek an order signed
by a judge to re-open a sealed case for the purpose of a criminal investigation, prosecution or sentencing.
The records may be opened for the purposes of evaluating a prospective employee of a criminal justice
agency, without a court order, pursuant to Minn. Stat. § 609A.03, subd. 7 or for certain social services
licensing purposes.

YOU MAY QUALIFY FOR AN EXPUNGEMENT UNDER MINNESOTA STATUTE § 609A IF:
• The charges were dismissed, you were found not guilty, or the case did not otherwise result in a
conviction. If you entered into a plea of guilty, even if the court stayed adjudication of guilt or
allowed you to enter into a diversion program, a court may decide your case does not satisfy this
requirement.
• You were charged with a controlled substance offense - the proceedings have been dismissed and
discharged.
• You were a juvenile prosecuted as an adult.
• The Board of Pardons has granted you a pardon extraordinary.

In the situations listed above, the court can order all records of that criminal case kept in Minnesota to be
sealed. If there is no court file (the prosecutor did not file formal charges or the grand jury did not file an
indictment) and you’ve had a clean record for the past 10 years, a petition to the court is not necessary to
expunge your arrest record. You should contact the arresting agency and/or the BCA (Minn. Stat. §
299C.11(b)).

If you were convicted in any other situation, your case does not meet the criteria under Minn. Stat. §
609A. Expungement of a conviction not meeting the 609A criteria is possible, but rare and can only be
granted for the court’s records. Records of your arrest and prosecution held by the police, sheriff’s office,
prosecutors and the BCA would not be affected by such an expungement order. Serious crimes like
murder, aggravated assault, driving while intoxicated, and sex offender crimes are never expunged. Less
serious crimes can be expunged only if you can convince the court that you have made changes in your

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life that demonstrate you are very unlikely to commit another crime, and that the benefit to you from an
expungement outweighs the burden of sealing the records.

To request expungement of a conviction not meeting the 609A criteria, check the 4th box of item #9 of the
Petition which states “I was convicted but I have rehabilitated myself. The benefit to me outweighs the
disadvantage to the public and the burden on the court.” An order expunging a conviction may provide
only for expungement of the record held by state courts and may not expunge records held by state or
local law enforcement and prosecution agencies.

Helpful materials may be found at your public county law library. For a directory, see
http://www.lawlibrary.state.mn.us/cllppubdir.rtf . For more information, contact your court administrator
or call the Minnesota State Law Library at 651-296-2775.

PROCEDURES FOR EXPUNGEMENTS


A. COMPLETELY FILL OUT A SEPARATE PETITION AND ORDER FOR EACH CASE
YOU WANT EXPUNGED:

1. NOTICE OF HEARING AND PETITION FOR EXPUNGEMENT


You must fill out this document completely and sign your name in front of a notary public
(or deputy court administrator). IT IS MANDATORY that you list all prior and pending
criminal charges in this or any other state on this petition as well as any stays of
adjudication, continuances for dismissal, or pretrial diversions in any jurisdiction. If you
are unsure about your court records, most Minnesota counties have public access terminals
where you may look up your case information. The Minnesota Bureau of Criminal
Apprehension (BCA) will provide a printed record for a fee. You may contact them at
651-793-2400 for more information.

Obtain a hearing date from the court administrator’s office to be inserted in the notice.
This date must be more than 60 days from the date notice is mailed plus 3 days for mailing.

2. PROPOSED ORDER TO EXPUNGE CRIMINAL RECORDS


You must complete a separate order for each case that you want expunged. There are two
types of orders: Order Sealing Record/Conviction (if you were convicted of the offense) or
Order Concerning Sealing of Records/No Conviction. Use the one appropriate to your
situation.
3. REQUEST FOR WAIVER OF FILING FEE—IN FORMA PAUPERIS (IFP)
If you will be seeking waiver of the filing fee, additional papers need to be completed.
You will need to ask for a waiver form (IFP) specifically. Fee waiver forms are available
at www.mncourts.gov/forms. You will have to provide financial information to have the
court determine whether you qualify to have the fee waived. The fee or the order waiving
the fee must be submitted when the petition is filed.

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B. MAKE COPIES OF THE COMPLETED FORMS YOU WILL NEED FOR SERVICE ON
EACH AGENCY AND THEIR ATTORNEYS.
Minn. Stat. §609A.03, subd. 3 requires that a petition must be served on ALL state and local
agencies and their attorneys whose records would be affected by the proposed order; for example,
the Minnesota Bureau of Criminal Apprehension, the Attorney General’s Office, the local police
department, the prosecuting attorney, the sheriff’s department, county attorney, department of
corrections (probation).

1. Notice of Hearing and Petition( with the scheduled hearing date completed)
2. The unsigned proposed Order you are seeking to have the judge issue.

C. PROCESS FOR SERVICE


You are responsible to see that service is done properly. Court staff cannot serve the documents
for you. Service needs to be done by a disinterested third party (someone not related to the case)
who is 18 or older. That person must mail a copy of all required documents and complete the
Affidavit of Service and sign in front of a notary or a deputy court administrator. Service must be
complete at least 63 days prior to the scheduled hearing date.

D. FILING THE PAPERWORK WITH DISTRICT COURT


After copies of the documents have been served on all required agencies and their attorneys, the
“Original” Notice of Hearing and Petition for Expungement, the proposed order along with written
proof (Affidavit of Service) that all agencies have been served must be filed with the court
administrator’s office. File your papers as soon as you have completed the notification process.

• A filing fee is not required for cases that were “resolved in your favor.” This means no filing
fee is required if you were not convicted and did not plead guilty in the case. If the case was
“resolved in your favor,” inform court personnel that the filing fee is waived by statute.
• A filing fee is required for cases in which you were convicted or entered a guilty plea. This
includes cases where you were found guilty by the court or entered a guilty plea, even if that
plea was held by the court or was later vacated.

Check with the court administrator in the county you are filing in for the correct filing fee amount.
You may ask the court to waive the filing fee by completing a form called “Affidavit for
Proceeding In Forma Pauperis” and following the instructions given to you by court personnel.

E. THE COURT HEARING


You must appear at the hearing. Bring your copies of the documents along with you to court for
your own reference. The original documents should already be in the court file.

At the hearing, the Judge will review your petition and any attachments you have submitted. The
Judge will also consider any information presented by the prosecutor, any of the various law
enforcement agencies and the victim. The victim has the right to submit an oral or written
statement to the court. You may be required to testify and be cross examined by attorneys for any
agency or office that opposes your request.

The Judge may or may not grant the expungement. The Judge may sign the proposed order that
you have provided (granting or denying your request), or may prepare his or her own order. The
Judge may deny expungement if your request does not meet the requisite qualifications even if no
one objects.

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When the order is signed, the court administrator's office will send a copy of the order to all the
agencies named in the order to receive notice. If your request was granted, these agencies have 60
days to appeal the order. Your record remains public during this period and while any appeal is
pending. Any party whose records will be affected by the order may file an appeal to the
Minnesota Court of Appeals. If an appeal is filed, you will be responsible for representing
yourself or retaining an attorney to represent you. If no appeal is filed, the record will be sealed 60
days after the filing of the order. It is a good idea to obtain a certified copy of this order for your
own records. A certified copy fee will be charged unless you have an in forma pauperis (IFP)
order.

REMINDER: CONTACT AN ATTORNEY IF YOU NEED MORE ASSISTANCE.

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