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Project Report On Criminology, Penology & Victimology: Assignment On Reformative Theory of Punishment
Project Report On Criminology, Penology & Victimology: Assignment On Reformative Theory of Punishment
ROLL NO- 16
TEACHER- PROF. RASHID CA
ACKNOWLEDGEMENT
It gives me immense pleasure and gratitude to thank my Criminology teacher, Mr. Rashid CA,
who gave me opportunity to do this wonderful project which helped me in doing a lot of
research and I came to know about so many new things. I am thankful to her.
Secondly, I would like to give thanks to all my seniors who have guided throughout the research
process.
Lastly, I feel that my project would not have been completed without the help of my parents
and friends.
YOURS SINCERELY,
Punishment is a recognized function of all the states. With the passage of time the systems of
punishment have met with different types of changes and modifications. To administer justice
is an essential function of the state and it is the duty of the state to provide a peaceful
environment to its people. Thus, philosophy behind the concept of punishment is not only to
provide justice to the aggrieved but besides this to maintain security and safety in the society,
to punish a criminal is not only to give torture to him or to humiliate, but there is a higher
objective to be achieved and that is to establish a peaceful society. The concept of Punishment
under modern jurisprudence is usually associated with the law of crimes.
Society at any stage of its growth has never been free from the problem of crime. It is inevitable
since; some violation of the prescribed code of conduct is bound to occur. Crime in society is
universal and is inseparable1. Lack of punishment creates a society which is incapable of
maintaining civil order and citizen’s safety. So punishments must be imposed on law violators.
Law exists to bind together the community. It is sovereign and cannot be violated with
impunity. Roscoe Pound observes; “Law is the body of principles recognized or enforced by
public and regular tribunals in the administration of justice”.
The origin and growth of administration of justice is identical with the origin and growth of
man. The social nature of man demands that he must live in society. While living so, man must
have experienced a conflict of interests and that created the necessity for providing the
1
Criminology : Crime and Criminality (1 978), p.465-466
administration of justice. Without it, injustice is unchecked and triumphant and the life of the
people is solitary, poor, nasty, brutish and short. Social Sanction is an efficient instrument only
if it is associated with and supplemented by the concentrated and irresistible force of the
community. Force is necessary to coerce the recalcitrant minority and prevent them from
gaining an unfair advantage over the law-abiding majority in a State. The conclusion is that the
administration of justice with the sanction of the physical force of the State is unavoidable and
admits of no substitute.
Crime was quite prevalent in society. In primitive society, every man was a judge in his own
cause and might was the sole measure of right. Personal vengeance was allowed. Authorities
of State found need to administer justice. With the rise of political Sates Administration of
justice started. However those States were not strong enough to regulate crime and inflict
punishment on criminals. The law of private vengeance and violent self-help prevailed in the
society and the State merely regulated and prescribed rules for regulation. The State enforced
the concept of:-
With the growth of the power of the State, the State began to act as a judge to assess liability
and impose penalty. It was no longer a regulator of private vengeance. It substituted the public
enquiry and punishment for private vengeance. The civil law and administration of civil justice
helped the wronged and became a substitute for the violent self-help of the primitive days. The
modern administration of justice is a natural corollary to the growth in power of political State.
Punishment is a means of Social Control. H.L.A Hart with Mr. Bean and Professor Flew have
defined “punishment” in terms of five elements:
According to this theory, the object of punishment should be the reform of the criminal, through
the method of individualization. It is based on the humanistic principle that even if an offender
commits a crime, he does not cease to be a human being. He may have committed a crime
under circumstances which might never occur again. Therefore an effort should be made to
reform him during the period of his incarceration. The object of punishment should be to bring
about the moral reform of the offender. He must be educated and taught some art or industry
during the period of his imprisonment so that he may be able to start his life again after his
release from jail.
While awarding punishment the judge should study the character and age of the offender, his
early breeding, his education and environment, the circumstances under which he committed
the offence, the object with which he committed the offence and other factors. The advocates
of this theory contended that by a sympathetic, tactful, and loving treatment of the offenders, a
revolutionary change may be brought about in their characters. Even the cruel hardened
prisoners can be reformed and converted into helpful friends by good words and mild
suggestions.
According to view of Salmond, if criminals are to be sent to prison to be transformed into good
citizens by physical, intellectual and moral training, prisons must be turned into comfortable
dwelling places. The purpose of punishment is to “reform the offender as a person, so that he
may become a normal law-abiding member of the community once again. Here the emphasis
is placed not on the crime itself, the harm caused or the deterrence effect which punishment
may have, but on the person and the personality of the offender.”
Thus punishment is used as a measure to reclaim the offender and not to torture him. This
theory condemns all kinds of corporal punishments. The major thrust of the reformist theory is
rehabilitation of inmates in penal institutions so that they are transformed into law-abiding
citizens. It focuses greater attention on humanly treatment of prisoners inside the prison. It
suggests that instead of prisoners being allowed to idle in jail, they should be properly taught,
educated and trained so as to adjust themselves to normal life in the community after their
release from penal institution.
This purpose may be achieved through the agencies of parole and probation which have been
accepted as modern techniques of reforming the offenders all around the world.
In Narotam Singh v. State of Punjab2 the Supreme Court has taken the following view-
“Reformative approach to punishment should be the object of criminal law, in order to promote
rehabilitation without offending community conscience and to secure social justice.”
In progressive states, provision is made for the prevention of habitual offenders. Bortal schools
have been set up. Provision is made for a system of probation for First Offenders. This theory
is being growingly adopted in the case of Juvenile Offenders. The oldest legislation on the
subject in India is the Reformatory Schools Act, 1890 which aimed at preventing the depraved
and delinquent children from becoming confirmed criminals in the coming years. It applied to
children under the age of 15 years. The Reformatory Schools Act has been extensively
amended in its application to the various States by State legislatures.
The government of India passed in 1960 the Children Act which applies to the Union
Territories. This Act was amended in 1978. This amendment broadened the aim of the Children
Act, 1960.
The Probation of Offenders Act, 1958 has been passed with a similar object in view. About the
Act, the Supreme Court observed in Rattan Lal v. State of Punjab3 that the Act is a milestone
in the progress of the modern liberal trend of reform in the field of penology.
In Musa Khan v. State of Maharashtra4, the Supreme Court observed that this Act is a piece of
social legislation which is meant to reform juvenile offenders with a view to prevent them from
becoming hardened criminals by providing an educative and reformative treatment to them by
the government.
2
AIR 1978 SC 1542.
3
AIR 1965 SC 444
4
AIR 1976 SC 2566
Section 27 of the Criminal Procedure Code, 1973 provides that any offence not punishable with
death or imprisonment for life committed by any person who, at the date when he appears or
is brought before the court, is under the age of 16 years, may be tried by the court of a Chief
Judicial Magistrate or by any court especially empowered under the Children Act, 1960 or any
other law for the time being in force providing for the treatment, training and rehabilitation of
youthful offenders.
Section 360 of the Code of Criminal Procedure, 1973 empowers the court to order the release
on probation of good conduct or after admonition.
Psychology as a branch of knowledge is concerned with the working of human brain or mental
faculty. Since Jurisprudence and law are necessarily concerned with human action and it is the
human mind which controls human action, inter-relation between psychology and
jurisprudence need not be over emphasized. Particularly in dealing with crimes the psychology
of the offender is generally taken into consideration. Again, psychology plays a dominant role
in the study of Criminology & Penology. The psychology of the offender is also one of the
crucial factors in deciding the nature of punishment of the convicted person. The modern
reformative techniques of punishment are essentially devised for the treatment of offenders
according to their psychological traits. Such as:-
Probation
Parole
Indeterminate Sentence
Admonition
Pardon
That apart, the legal concepts pertain to the faculty of mind and they therefore form a part of
study of psychology as also the jurisprudence, Such as:-
Negligence
Intention
Motive
Mens Rea
Recklessness
Rashness
Other Cognate Mental Conditions
There is a school of jurists which hold the view that the sanction behind all laws is a
psychological one. Jurisprudence is concerned with man’s external conduct & not his mental
process, but penology has benefited from the knowledge made available by Psychological
Researchers.
The ultimate object of every legal system is to secure justice. Aristotle tried to explain justice
by categorizing it as:-
According to Salmond, law exists for the promotion of justice within the framework of law.
He defines law as “the body of principles recognized and applied by the state in the
administration of justice”. He further said “the law consists of the rules recognized and acted
on by the court of justice”.
JUSTICE: INDIAN PERSPECTIVE- The ancient Indian concept of Dharma was analogous
concepts consistent with righteousness, truth, morality, & justice. The ideal and object of law
was to promote justice. Law was governed by Dharma. Victory of good over evil, justice over
injustice, was accepted as an innumerable universal rule. Even though the concept of equality
& respect for human dignity are recognized in the Vedic texts, Hindu society was marked for
its unequal & class character, which resulted in discrimination.
The Manusmriti reflected the social realities of the time. The modern concepts of rule of law
and equality before law were introduced along with a secularization of administration of justice
during British Period. The Constitution, which was framed after independence embodies a
concept of justice deeply influenced by the ideals of Western liberal democratic thought. The
Preamble speaks about justice-social, economic & political. The Fundamental Rights, which
guarantee basic rights, the Directive Principles, which guide law-making & executive policies
spell out how three dimensional concept of justice must be attained in Indian context.
MODERN TRENDS-
The Reformative methods have proved useful in case of Juvenile Delinquents, First Offenders
& Women. Sex-psychopaths also seem to respond favourably to the reformative method of
punishment. More recently, the reformative theory is being extensively used as a method of
treatment of mentally depraved offenders. This present trend is to treat the offender rather than
to punish him. This is done by classifying offenders on the basis of age, sex, gravity of offence
and mental depravity. Thus clinical method pre-supposes punishment as a kind of social
surgery since criminal is essentially a product of conflict between interests of individuals in the
society. In recent years, the supreme court of India has awarded compensation to victims who
suffered due to torture or negligence by the prison or jail authorities5.
In the words of Justice Krishna Iyer: “a Holistic view of sentencing and a finer perception of
the effect of imprisonment give short shrift to draconian severity & self-defeating. Perhaps the
time has come for Indian Criminologists to rely more on Patanjali Sutra as a scientific &
curative for crimogenic factors than on the blind jail term set out in the Penal code & that may
be why Western researchers are now seeking Indian Yogic ways of normalizing the individual
& the group.”
In Sunil Batra, Karuna (Mercy) is treated as the main spring of jail justice which would obviate
torture some behaviour which spoils the reformatory and correctional process. According to
Krishna Iyer, “fair treatment will enhance the chance of rehabilitation by reactions to
arbitrariness”6.
Modern times understands the need to reform the criminal & he commits crimes because of
social; inequalities & injustice i.e. poverty, illiteracy, squalor & disease. Offender is to be
treated as a sick man to be healed rather than as a malefactor to be chastised. Further
Socialization of the offender would eliminate the factors which motivated him to commit the
crime & he gets a chance of leading a normal life in society. Reformative theory made special
focus on greater attention on humanly treatment of prisoners inside the prison. This purpose
may be achieved through the agencies of parole & probation which have been accepted as
modern techniques of reforming the offenders all around the world.
5
Sebastian Hongrey v. Union of India AIR 1984 SC 1026
6
Sunil Batra v. Delhi Administration, AIR 1978 SC 1675
The modern view is that “the mainspring of criminality is greed and if the offender is made to
return the ill-gotten benefits of crime, the spring of criminality would dry up”.
The Apex Curt in D.K. Basu v. State of West Bengal7 held that custodial torture or death in the
lockup strikes a blow at the rule of law and therefore, the court even recommended a change
in the law of evidence to throw the onus on the police or jail authorities as to how a prisoner in
their custody came to meet the death under suspicious circumstances8. The Court has provided
monetary compensation to the victims of police excesses in several cases9.
In the case of Ashok Kumar who succumbed to injuries sustained while carrying a load at the
behest of the Roorkee Sub-jail authorities, the National Human Rights Commission directed
U.P. State government to pay One Lakh rupees to his parents as compensation & issued
guidelines that an under-trial cannot be put to hard task.
Kautilya regarded the object of punishment as reformatory. Reformative punishment may mean
either that the offender is reformed while being punished or that he is reformed by the
punishment itself qua the punishment.
The early criminal justice system did not recognize any distinction between adults & juvenile
offenders so far punishments were concerned. It is only with the popularity of Reformative
theory of punishment, it was realized that the youngsters between a certain age group should
be differently treated .in the matter of punishment because they are easily attracted to
temptations of life & thus lend into criminality without any real intention of committing a
crime. It is with this purpose that most countries are now tackling the problems of juvenile
delinquents on priority basis setting up separate juvenile courts or Boards to deal with young
offenders & the procedure adopted in these radically differ from that of a regular trial court.
Delinquency is an act or behaviour which is not normal. Harmful behaviour pattern is called
delinquency.
If a delinquent act is punishable it is a crime otherwise delinquency is not crime. “An act
dangerous to society or to himself which is done by a person below a certain age as specified
7
1997 Cr.L.J. 743
8
State of U.P. v. Ram Sagar Yadav, AIR 1985 Sc 416
9
Joginder Kumar v. State of U.P. 1994 Cri L.J. 1981
by the statute is termed as a delinquents act although that act if done by a person above that
age is regarded as Criminal. Thus a wayward or incorrigible act done by a child or an act which
is otherwise criminal if done by a child or juvenile is termed as delinquent act or a criminal
act.” Juvenile Delinquency is a gateway to adult crime, since a large percentage of criminals
careers have their roots in childhood. It is a problem of serious concern all over the world.
Causes of Juvenile Delinquency are:-
Adolescence Instability
Uncongenial Home
Associational Impact
Sex Indulgence
Movies
Failure in School Life
Poverty
Irresistible Impulse
Juvenile is not “arrested” but “taken into custody”, he is not “sentenced” but “committed” &
his record is part of civilian files. It aims to have a healing effect on sentiments of juveniles so
that he may be reformed as much as possible & his tender faculties of mind may get proper
guidance.
There is a presumption of doli incapax that the child is not competent to commit the crime. In
India, Section 82 of the Indian Penal code, 1860 confers immunity to the child below 7 years
of age from the criminal liability but a child who is more than 7 years but below 12 years of
age the immunity shall extend if he has not attained sufficient degree of maturity of
understanding to judge the nature & consequences of his act.
In India, under Section 6 of the Probation of Offenders Act, 1958 a person under 21 years age
if found guilty of having committed an offence punishable with imprisonment shall not be
sentenced to undergo the same, Court can release him on probation of good conduct.
Separate Confinement of Young Offenders-
Section 27 of the Prisons Act, 1894 makes the provision for separate confinement of adult
criminals, young offenders & female prisoners. It aims to prevent contamination of juveniles
& further to safeguard exploitation by other offenders.
Whipping-
The Whipping Act, 1900 made provision for whipping of juveniles, the reason for this
provision was that the young offenders should be avoided to be imprisoned. However this Act
has been replaced by the Abolition of Whipping Act, 1955.
The Borstal School System is famous after name of Village Borstal in England, where in 1902
Rochester Prison in Borstal village was converted into a reformatory to reform delinquent boys.
In Borstal Institutions the offenders in the age group of 15 to 21 who commit the offences
punishable with imprisonment are kept for a maximum of 2 years although they can be released
after 6 months. In the Borstal term, the juveniles are provided with education, industrial training
& the recreation so that young offenders may develop themselves mentally fit & live a peaceful
& law abiding life after their release.
In 1897 the Reformatory Schools Act was enacted empowering the State Government to
establish Reformatory Schools. Section 399 of Cr.P.C 1898 made the provision of reformatory
school for that area where the Reformatory Schools Act was not applicable. Generally these
schools are meant for “Youthful Offenders”.
Section 9 of the Juvenile Justice act, 1986 the State government may establish the Juvenile
Homes. Under Section 10, the State Government may establish Observation Homes. Section
10 & 11 of the Children Act, 1960 which is applicable to the Union Territories in India make
the provisions for establishing Special Schools & Remand homes.
Children Acts-
Pursuant to the recommendation of the Jail Committee 1919-20, the Children Act has been
passed by various States. Parliament enacted in 1960 the Children Act to be operative only in
the Union Territories. The Children Act make provision for -
Care
Custody
Protection
Treatment
Maintenance
Welfare
Training
Education
Rehabilitation of neglected or delinquent children
Trial & Punishment of youthful offenders
The Indian Jail Committee was appointed in 1919 to review the conditions prevalent in jails.
The Indian Jail Committee 1919-20 recommended various measures for the reform of child
offenders. It was very much critical of the detention of the children in Jail. Since the child runs
into criminality due to adverse circumstances and not because of the habit formations, he can
be reformed easily.
The Committee recommended the English provisions of law in dealing with the
children to be accepted in India also.
The recommendation was done for the establishment of the Children’s Courts.
In case the child offenders are less, the Magistrate may hear the case in special hours
and in separate room to have a clear standing of the child with a paternal outlook. The
special Magistrate for a large area would not be beneficial to child rather it would be
harmful to him for the inconvenience in bringing him to that place. The Magistrate
should have information of the child’s home, his habits & circumstances leading to his
criminality.
The child should be released on bail or sent to a remand home till the receipt of such
information.
The committee also recommended for the widening of the provisions for the release on
probation of child offenders with wider discretion to the courts.
These offenders must be kept under the supervision of the Probation Officers & the
number of cases under a Probation Officer is more than the area must not be scattered
or too large.
The Reformatory School must be situated within or near the prison.
Buildings must be planned properly on cottage system.
The Committee also recommended for the training of inmates to have the self- control.
The Offender must be examined regarding their mental & physical conditions & if they
have defects, they must be sent to those institutions which are specially meant for them.
After the release of these offenders, a contact must be kept with them to render them any help
or assistance in case of their need.
Indian constitution intimates prison administration as a portfolio of state to legislate on10. The
fundamental responsibility of prison management is to secure custody and control of prisoners.
Legislations if made by the states will always lack the unique standards for the protection of
prisoner’s rights. There should be a national policy frame work that substitutes the varying
state legislations. It is true that the system normally demands for reformative framework that
too one in tune with the international human rights law.
The Indian system of prison administration was restructured and modified by the judiciary.
Many of the rights assured to prisoners were incorporated into Indian legal system by the
judiciary.
Reformation as the objective of punishment: Krishna Iyer, J. was the person who advocated
strongly for orienting reformative treatment of prisoners. In all his judgments he tried to
10
The Constitution of India, 1949, Schedule 7 List II, Entry 4
incorporate reformative values into the prison administration. The concept of crime was also
redefined by the judges of his time. It was observed that11:
“Crime is a pathological aberration that the criminal can ordinarily be redeemed that the state
has to rehabilitates rather than avenge. The sub-culture that leads to anti-social behaviour has
to be countered not by undue cruelty but by re-culturisation. Therefore, the focus of interest in
penology is the individual and the goal is salvaging him for society. The infliction of harsh and
savage punishment is thus a relic of past and regressive times.”
The above judgment conveys the right influence of international human rights doctrine over
the Indian judiciary.
Free from torture and cruel treatment: Supreme Court in many instances made it clear that
the prison treatment should not cause any kind of torturous effect over the inmates. Even the
practice of separate confinement and solitary confinement was deeply discouraged by courts at
many instances. The court clearly pointed out that the prison authorities cannot make prisoners
to solitary confinement and hard labour.
Freedom of speech and expression: Prisoners alike others can access many human rights
made in Universal Declaration of Human Rights and international covenants. Indian judiciary
had also recognized the right of a prisoner to enjoy the right to freedom of speech and
expression. It is interesting to note that the judiciary took such a view before the Kesavanada
Bharathi judgment came and evolution of the concept of justice as fairness. Alongside with
this, it is worthwhile in discussing the judicial declaration of the right of press to interview
prisoners. This judgment has certain implications over the right of prisoners in exercising their
right to freedom of speech and expression.
CRITICISM
Although there is not much opposition to the theory or ideological basis for restorative or
transformative justice, there is some contention as to whether or not it will work in practice.
Some views on this are represented by Levrant, who thinks that the acceptance of restorative
justice is based more on “humanistic sentiments” rather than restorative justice’s effectiveness.
11
Mohammed Giasuddin v. State of Andhra Pradesh, A.I.R. 1977 S.C.1926
It is true that the Reformative theory can work fruitfully in case of reformation of non-habitual
offenders. But in some cases it does not work smoothly, because a hard core criminal cannot
be reformed. If we accept it then criminals will repeat the same type of offence. That is why;
instead of trying for the reformation of his criminal mind he should be punished. Thus, it can
be said that the Reformative theory will be more effective if it is intended to supplement normal
punishment, rather than replace it altogether.
The reformative theory suggests that punishment is only justifiable if it looks to the future and
not to the past. It should not be regarded “as setting an old account but rather as opening a new
one”. Hardened and professional offenders hardly respond favorably to reformative ideology
because they are incorrigible offenders with whom crime is not so much a bad habit but it is an
ineradicable instinct in them. For such offenders, deterrent punishment is perhaps the only
alternative.
Even if criminals are treated as patients some of the hardened criminals are incurably bad. If
prisons are turned into comfortable place, the prison might turn into dwelling place, at least for
poor people. Even with the application of the theory crime rate is ever increasing. Salmond
says that “the application of the purely reformative theory leads to astonishing and inadmissible
results”.
CONCLUSION
Rehabilitation seeks to bring about fundamental changes in offenders and their behaviour. As
in the rehabilitation generally works through education and psychological treatment to reduce
the likelihood of future criminality. In terms of the theory, offenders largely commit crime
because of psychological factors, personality defects, or social pressures. Sentences are
consequently tailored to the needs of the individual offender, and typically include aspects of
rehabilitation such as community service, compulsory therapy or counselling.
This theory favours the humanitarian sentiments of the age. Therefore, punishment is imposed
for the welfare of the criminal himself. This Theory aims at transforming the criminal minds
in a way that the inmates of the peno-correctional institutions can lead the life of a normal
citizen. It aims at their rehabilitation and conforming to the norms of the society; into law-
abiding member. This theory condemns all kinds of corporal punishments.
It looks at the seclusion of the criminals from the society as an attempt to reform them and to
prevent the person from social ostracism. Though this theory works stupendously for the
correction of juveniles and first time criminals as relies upon humanitarian modes of
punishment but in the case of hardened criminals this theory may not work with the
effectiveness.
A recent increased public awareness of alternatives to the classic prison system has created
favourable social climate for the growth of reformative justice in the public domain. The
growth of the victim identity and victimization of our society has created satisfactory
conditions for public acceptance of the ideas of restorative justice, especially through mass
media.
BIBLIOGRAPHY
1) ARTICLES
• www.fdrindia.org
• www.shareyouressays.com
• www.humanrightsinitiative.org
2) BOOKS