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Letter To President Trump Re Election Fraud 2020
Letter To President Trump Re Election Fraud 2020
Mr. President:
Please find enclosed my Federal Elections Commission Complaint of Election Fraud in the 2020
Presidential Election. As set forth in my complaint, you are the only lawful major candidate for
president in 2020 because Joe Biden, Kamala Harris, and Mike Pence are lawyers admitted to
practice and Officers of the Court, and therefore prohibited by the U.S. Constitution separation
of powers doctrine from election to the executive branch of government.
Thank you.
Sincerely,
____________________________
NEIL J. GILLESPIE, Complainant
8092 SW 115th Loop
Ocala, Florida 34481
Tel. 352-854-7807
Email: [email protected]
Enclosures
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Your email dated December 15, 2020 requesting the original along with three copies.
Thank you.
Sincerely,
Enclosures
Neil Gillespie
From: <[email protected]>
To: <[email protected]>
Sent: Tuesday, December 15, 2020 12:29 PM
Subject: RE: FEC COMPLAINT OF ELECTION FRAUD IN THE 2020 PRESIDENTIAL ELECTION
Thank you for your email.
If you believe a violation of the federal election campaign laws or Commission regulations has occurred
or is about to occur, you may file a complaint. The complaint must be made in writing and sent to the
Office of General Counsel, Federal Election Commission, 1050 First Street NE, Washington, DC 20463.
The original must be submitted along with three copies, if possible. Facsimile or e-mail transmissions
are not acceptable.
Please note that complaints received by mail on or after June 18, 2020, will not be processed on a
daily basis until the FEC resumes normal mail operations. The FEC is not able to receive
complaints delivered by courier at this time. During this time, the Commission asks that anyone
filing a new enforcement complaint by mail also send an electronic copy of the complaint to
[email protected]. The Commission encourages the use of electronic signatures and
notarizations where permitted by state law. Electronically submitted copies of complaints that
otherwise appear to be in order will be deemed received on the date the copy was electronically
received by staff. Complaints that are filed only by mail will be deemed received when actually
received by OGC staff, subject to mail processing delays.
z Provide the full name and address of the person filing the complaint (called the complainant);
and
z Be signed, sworn to and notarized. This means that the notary public's certificate must say
"...signed and sworn to before me...," or words that connote the complaint was affirmed by the
complainant, (such as "under penalty of perjury").
z Clearly recite the facts that show specific violations under the Commission's jurisdiction
(citations to the law and regulations are not necessary);
z Clearly identify each person, committee or group that is alleged to have committed a violation
(called the respondent);
z Include any documentation supporting the allegations, if available; and
z Differentiate between statements based on the complainant's (the person who files the
complaint) personal knowledge and those based on information and belief. Statements not based
on personal knowledge should identify the source of the information.
For additional information, please visit our website on how to file a complaint.
We hope this information is helpful. If you have any additional questions about federal campaign
finance law, please contact us at 1-800-424-9530 (press #6 when prompted).
Information Division
Federal Election Commission
12/17/2020
Page 2 of 2
Please note that the guidance provided by this correspondence is strictly informational and is NOT
legally binding. Only the Commission, via the Advisory Opinion process, has the authority to issue a
legally binding opinion. This email and any files transmitted with it are confidential and intended solely
for the use of the individual or entity to whom they are addressed. If you are not the named addressee
you should not disseminate, distribute or copy this email.
Sincerely,
/s/
NEIL J. GILLESPIE, Complainant
8092 SW 115th Loop
Ocala, Florida 34481
Tel. 352-854-7807
Email: [email protected]
Ref:MSG0147009
12/17/2020
FEDERAL ELECTION COMMISSION
WASHINGTON, DC
KAMALA D. HARRIS,
Candidate For Vice President ID: P00009423
KAMALA HARRIS FOR THE PEOPLE
Principal Campaign Committee ID: C00694455,
Respondents.
_____________________________________/
For U.S. President ID: P60022993, a nonlawyer, and treasurer of NEIL J. GILLESPIE FOR
PRESIDENT, Principal Campaign Committee ID: C00627810, hereby files this Complaint Of
Election Fraud In The 2020 Presidential Election against the Respondents, and states:
Federal Election Commission Complaint
1. Democratic Party candidates Joe Biden and Kamala Harris, each of whom are Officers of
the Court admitted to practice law are part of the judiciary and must be disqualified as candidates
for president and vice-president, or any other executive or legislative office. Lawyers admitted to
practice, Officers of the Court and part of the judicial branch of government (Ex parte Garland,
71 U.S. 333 (1866), are prohibited by the U.S. Constitution separation of powers doctrine from
• Joe Biden and Kamala Harris are not entitled to solicit or receive campaign contributions for
the office of U.S. president or vice president under the Federal Election Campaign Act of
1971, as amended (the “Act”), and Chapters 95 and 96 of Title 26, United States Code.
• We The People do not directly elect the U.S. President. The Electoral College decides the
election as provided by Article II, Section 1, Clause 2 of the U.S. Constitution, and the 12th
and 23rd Amendments. The last sentence of the 12th Amendment states, “But no person
of the United States.” Of the current 538 electors, an absolute majority of 270 or more
electoral votes is required to elect the president. Joe Biden and Kamala Harris are not entitled
to receive any Electoral College votes because they are prohibited by the U.S. Constitution
separation of powers doctrine from serving in the executive branch as president and vice
president. Therefore, Joe Biden and Kamala Harris cannot be elected U.S. president and vice
president because they cannot lawfully obtain the 270 electoral votes required to take office.
• Officers of the Court, admitted to practice law and part of the judicial branch of government,
conspire to oppose the government of the United States by force, a seditious conspiracy (18
U.S.C. § 2384) in violation of, inter alia, the U.S. Constitution separation of powers doctrine
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Federal Election Commission Complaint
when serving in the executive and legislative branches of government. This danger by the
Justice (a executive department wrongly staffed by Officers of the Court). The seditious
conspiracy by the judicial branch is responsible for rigged elections, election fraud, renders
oversight of the judiciary moot, and violates the political question doctrine. (Bush v Gore).
I 2 Opening Statement
II 3 The Complainant is Neil J. Gillespie
III 3 Jurisdiction for this Complaint
IV 4 The Respondents
V 8 Florida Supreme Court, Petition No. SC16-2031
VI 10 Biden for President, over $1 Billion in Total Receipts
VII 11 Separation of Power: Legislative, Executive, Judicial Branches of Govt.
VIII 17 Ex parte Garland, 71 U.S. 333 (1866) lawyers are officers of the court
their removal was an exercise of judicial power and not legislative power
IX 18 Joe Biden and Kamala Harris: Void Oath of Office {seditious conspiracy)
X 21 Dennis Jacobs, The Secret Life of Judges, 75 Fordham L. Rev. 2855
“The legal mind is indispensable to lawyering, but has its limitations”
XI 22 No Electoral College votes for Joe Biden or Kamala Harris
XII 24 Conclusion: The 2020 US Presidential Election was a Fraud on The
People and the USA, 18 U.S.C. § 371 Conspiracy To Defraud The United States
President ID: P60022993, a nonlawyer, and treasurer of NEIL J. GILLESPIE FOR PRESIDENT,
Principal Campaign Committee ID: C00627810, address 8092 SW 115th Loop, Ocala, Marion
agency charged with administering and enforcing the Federal Election Campaign Act of 1971, as
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Federal Election Commission Complaint
amended (the “Act”), and Chapters 95 and 96 of Title 26, United States Code. This complaint is
brought under the Act and Commission regulations at 11 C.F.R. § 111, including:
(1) A formal complaint should contain a clear and concise recitation of the facts
describing the violation of a statute or law over which the Commission has jurisdiction.
(11 C.F.R. § 111.4).
(2) Its contents must be sworn to and signed in the presence of a notary public and shall
be notarized. (52 U.S.C. § 30109(a)(1)). The notary must indicate as part of the jurat that
such swearing occurred. The preferred form is "Subscribed and sworn to before me on
this ___ day of ___, ____.”
(4) A complaint must be in writing. (52 U.S.C. § 30109(a)(1)). As noted below, during
this time, a complaint may be emailed if you are in a state in which electronic
notarization is available.
(5) A formal complaint must contain the full name and address of the person making the
complaint. (11 C.F.R. § 111.4).
(6) A formal complaint should clearly identify as a respondent each person or entity who
is alleged to have committed a violation. (11 C.F.R. § 111.4).
(7) A formal complaint should identify the source of information upon which the
complaint is based. (11 C.F.R. § 111.4).
“The commission has not functioned since late August 2019, with an exception for the
period of May 2020 to July 2020, due to lack of a quorum. In the absence of a quorum,
the commission cannot vote on complaints or give guidance through advisory opinions.
As of May 19, 2020, there were 350 outstanding matters on the agency's enforcement
docket and 227 items waiting for action.” (Wikipedia)
4. Respondent JOSEPH R. BIDEN, JR. (Joe Biden) is the 2020 Democratic Party
presidential candidate and president-elect. Biden earned a Juris Doctor from Syracuse University
College of Law in 1968, and was reportedly admitted to the Delaware bar in 1969. Biden
practiced law first as a public defender and then in private practice. Exhibit 1.
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Federal Election Commission Complaint
Note: Joe Biden does not appear as a member of the Delaware State Bar at this link:
https://rp470541.doelegal.com/vwPublicSearch/Show-VwPublicSearch-Table.aspx
In 1972 Biden defeated Republican incumbent J. Caleb Boggs to become the junior U.S. senator
5. Respondent KAMALA D. HARRIS (Kamala Harris) is the 2020 Democratic Party vice
presidential candidate and vice president-elect. Kamala Harris graduated law school with a Juris
Doctor in 1989 from the University of California, Hastings College of the Law and was admitted
to the California Bar in June 1990. Kamala Harris is currently an active member of the California
deputy district attorney in Alameda County, California (1990), worked for the San Francisco city
attorney (2000), and was elected District Attorney of San Francisco. (2004 to 2011). Harris was
elected Attorney General of California. (2011 to 2017). Harris was elected to the U.S. Senate in
Court Admitted to the Practice Law Seeking Elected Office Outside the Judicial Branch.
7. Regarding the current Republican Party candidates for president and vice president, the
current President, Donald J. Trump, is not an Officer of the Court, and he is not admitted to the
practice law, and he is not seeking elected office outside the judicial branch of government.
8. However the current Vice President, Michael R. Pence, is an Officer of the Court
admitted to the practice law seeking elected office outside the judicial branch of government.
The online public Indiana Roll of Attorneys shows Michael Richard Pence, Attorney number:
9. While this complaint is focused on Election Fraud In The 2020 Presidential Election,
there is election fraud in elections for federal legislators in the U.S. Senate, and U.S. House of
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Federal Election Commission Complaint
Representatives. The two U.S. Senators for the state of Florida are each Officers of the Court
admitted to the practice law seeking elected office outside the judicial branch of government.
10. In the U.S. House of Representatives for the state of Florida, the first column are Officers
of the Court admitted to the practice law seeking elected office outside the judicial branch of
government. The second column are nonlawyer U.S. Representatives for the state of Florida.
Alcee Hastings (D-20th district), Fla. Bar #34433 Neal Dunn (D-2nd district) nonlawyer
Charlie Crist (D-13th district), Fla. Bar #362190 Ted Yoho (R-3rd district) nonlawyer
Darren Soto (D-9th district), Fla. Bar #10853 John Rutherford (R-4th district) nonlawyer
Francis Rooney (R-19th district), Texas/DC Bar Al Lawson (D-5th district) nonlawyer
Greg Steube (R-17th district), Fla. Bar #729981 Michael Waltz (R-6th district) nonlawyer
Gus Bilirakis (R-12th district), Fla. Bar #848018 Stephanie Murphy (D-7th district) nonlawyer
Kathy Castor (D-14th district), Fla. Bar #896160 Bill Posey (R-8th District) nonlawyer
Lois Frankel (D-21st district), Fla. Bar #180409 Val Demings (D-10th district) nonlawyer
Matt Gaetz (R-1st district), Fla. Bar #48962 Daniel Webster (R-11th district) nonlawyer
Ross Spano (R-15th), Fla. Bar #473189 (Disbarred) Vern Buchanan (R-16th district) nonlawyer
Ted Deutch (D-22nd district), Fla. Bar #166537 Brian Mast (R-18th district) nonlawyer\
Debbie Wasserman Schultz (D-23rd) nonlawyer
Frederica Wilson (D-24th district) nonlawyer
Mario Díaz-Balart (R-25th district) nonlawyer
Debbie Mucarsel-Powell (D-26th) nonlawyer
Donna Shalala (D-27th district) nonlawyer
when Officers of the Court are part of the executive and legislative bodies doing the oversight.
11. Respondent THE ELECTORAL COLLEGE was established by Article II, Section 1,
Clause 2 of the U.S. Constitution and modified by the 12th and 23rd Amendments. The last
sentence of the 12th Amendment states, “But no person constitutionally ineligible to the office of
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Federal Election Commission Complaint
President shall be eligible to that of Vice-President of the United States. The Electoral College
consists of a total of 538 members, one for each U.S. senator and representative, and three
additional electors representing the District of Columbia. Each state has a number of electoral
votes equal to the combined total of its congressional delegation, and each state legislature is
free to determine the method it will use to select its own electors. The Office of the Federal
Register (OFR) is a part of the National Archives and Records Administration (NARA) and, on
behalf of the Archivist of the United States, coordinates certain functions of the Electoral
College between the States and Congress. Acting as an intermediary, it reviews the Certificates
of Ascertainment and Vote before Congress accepts them as evidence of official State action in
preparation for the counting of electoral votes in Congress. In addition to posting them on this
website, OFR makes the physical Certificates available for public inspection for one year
following the election. Then the Certificates become part of the National Archives collection.
agency of the United States government established in 1949 to help manage and support the
basic functioning of federal agencies. The GSA administrator, Emily W. Murphy, administers
the Presidential Transition Act of 1963, as amended, to make certain post-election resources and
services available to assist in the event of a presidential transition to facilitate an orderly and
the Justice Department, is a federal executive department of the United States government
responsible for the enforcement of the law and administration of justice in the United States. The
department is headed by the United States Attorney General, who is nominated by the President
and confirmed by the Senate and is a member of the Cabinet. As of February 2019, the Attorney
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Federal Election Commission Complaint
The DOJ is an example of federal executive department wrongly staffed with Officers of the
Court admitted to practice law and part of the judicial branch of government.
14. The Voting Section enforces the civil provisions of the federal laws that protect the right
to vote, including the Voting Rights Act, the Uniformed and Overseas Citizens Absentee Voting
Act, the National Voter Registration Act, the Help America Vote Act and the Civil Rights Acts.
https://www.justice.gov/crt/voting-section
15. Florida Supreme Court Petition No. SC16-2031 accompanies this FEC complaint as
Appendix A. In Florida the Petition was Filing # 48683711 E-Filed 11/09/2016 10:48:49 AM.
The online case docket shows Petition SC16-2031 and four (4) appendices. (Exhibit 4).
Petition SC16-2031 sought, inter alia, to disqualify all candidates for president of the United
States (executive branch) who are lawyer members of the bar, and officers of the court (judicial
branch), under the Florida Constitution, Article II, Section 3, Branches of Government, and the
separation of powers of the Constitution of the United States; and Amendment 22 of the U.S.
Constitution as to Hillary Rodham Clinton. The service list included the FEC:
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Federal Election Commission Complaint
16. The Florida Supreme Court wrongly sent Case SC16-2031 to Second Judicial Circuit
Leon County Florida where it was dismissed. The courts failed to address a sec. 102.168 Contest
of election or my constitutional challenges. At that time I had not studied election law beyond
what appears in my Petition No. SC16-2031. The Florida Department of State belatedly provided
the records for a sec. 102.168 Contest of election for Judge Ann Melinda Craggs, but that effort
appears quashed by The Florida Bar, which essentially runs (notwithstanding the Fla Dept of
State) the elections in Florida for trial judges, state attorneys, and public defenders.
17. The United States Supreme Court unanimously held in Keller v. State Bar of California,
496 US 1 (1990), adopting in effect the prescient minority Justices' dissents in Lathrop v.
Donohue, 367 U.S. 820 (1961), that integrated state bars must not venture into political and
ideological waters but stick with the narrow, legitimate functions of integrated state bars. To do
otherwise these bars would become, as Justice Douglas pointed out in Lathrop, "goose-stepping
18. The Florida Bar has not only ventured into political and ideological waters, it has a
number of paid lobbyists. On information and belief, if a sec. 102.168 Contest of election took
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Federal Election Commission Complaint
place in the presidential election, the results may have altered the outcome. My four (4)
19. The FEC website on December 13, 2020 shows the following contributions and total
receipts for the candidate Joe Biden for president and Kamala Harris for vice president.
20. Joe Biden and Kamala Harris are not entitled to solicit or receive campaign contributions
for the office of U.S. president or vice president under the Federal Election Campaign Act of
1971, as amended (the “Act”), and Chapters 95 and 96 of Title 26, United States Code.
21. Joe Biden earned a Juris Doctor from Syracuse University College of Law in 1968, and
was reportedly admitted to the Delaware bar in 1969, and became part of the judiciary. Biden
practiced law first as a public defender and then in private practice. Exhibit 1.
Note: Joe Biden does not appear as a member of the Delaware State Bar at this link:
https://rp470541.doelegal.com/vwPublicSearch/Show-VwPublicSearch-Table.aspx
In 1972 Biden defeated Republican incumbent J. Caleb Boggs to become the junior U.S. senator
22. Joe Biden, an Officer of the Court admitted to practice law and part of the judiciary, must
be disqualified as a candidate for president, or any other executive or legislative office. Lawyers
admitted to practice, Officers of the Court and part of the judicial branch of government (Ex
parte Garland, 71 U.S. 333 (1866), are prohibited by the U.S. Constitution separation of powers
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Federal Election Commission Complaint
23. Kamala Harris graduated law school with a Juris Doctor in 1989 from the University of
California, Hastings College of the Law and was admitted to the California Bar in June 1990 and
became part of the judiciary. Kamala Harris is currently an active member of the California Bar,
deputy district attorney in Alameda County, California (1990), worked for the San Francisco city
attorney (2000), and was elected District Attorney of San Francisco. (2004 to 2011). Harris was
elected Attorney General of California. (2011 to 2017). Harris was elected to the U.S. Senate in
24. Kamala Harris, an Officer of the Court admitted to practice law and part of the judiciary,
must be disqualified as a candidate for vice president, or any other executive or legislative office.
Lawyers admitted to practice, Officers of the Court and part of the judicial branch of government
(Ex parte Garland, 71 U.S. 333 (1866), are prohibited by the U.S. Constitution separation of
powers doctrine from serving as vice president part of the executive branch of government.
25. Of the two major parties, Democratic and Republican, there are three lawyers in the
presidential race: Joe Biden, Kamala Harris, and Mike Pence. Donald Trump is not a lawyer.
26. It is unconstitutional for a lawyer (judicial branch) to be president of the United States
27. Separation of powers is clearly expressed in Florida law, ARTICLE II, GENERAL
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Federal Election Commission Complaint
28. Admission to the bar is for life, and beyond. The practice of law is unlike any other
profession. Only the legal profession is self-regulated. Once a person is admitted to the practice
of law, by passing the bar exam, passing character and fitness, and admission to the bar by the
supreme court of the lawyer’s state, the person becomes, inter alia, an officer of the court.
29. The practice of law is unlike any other legitimate profession, according to David W.
Marston, a former U.S. Attorney, Harvard Law School grad, and author. Marston, a now
Philadelphia lawyer, compared the legal business to the Mafia in Malice Aforethought, How
Lawyers Use Our Secret Rules To Get Rich, Get Sex, Get Even...And Get Away With It, an
"They all have undergone the same tough initiation, and once admitted to
membership, all have sworn the same oath. They live by their own rules and
have fiercely resisted efforts by outsiders to penetrate their clan. The have a
code of silence that makes the Mafia’s dreaded omerta seem gossipy. And
while the organization rigidly limits the operations of its members to their
assigned turf, their criminal activities within these areas are surprisingly
varied." (Page 22, paragraphs 4 & 5)
"The organization enforces its own discipline, and outsiders can piece
together only the most fragmentary picture of the process. But while hard
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Federal Election Commission Complaint
statistics about crime and misconduct by its members remain elusive, there
has unquestionably been a sharp escalation in recent years" (Page 23,
paragraph 2)
"In every state, the organization has tentacles that reach into the legislature,
as well as intimate knowledge of the local criminal justice system. Laws that
might threaten operations are vigorously opposed, and when members are
convicted of crimes, punishments are often lenient." (Page 23, paragraph 4)
"It’s not the Mafia. Not the Medellin drug cartel…The members are all
lawyers. And the organization is the American legal profession." (Pages 23-
24) Malice Aforethought
• C-Span Interview on YouTube with Dave Marston, author of Malice Aforethought, How
Lawyers Use Our Secret Rules to Get Rich, Get Even and Get Away with It (1991), video
link: https://youtu.be/AV7xfWw0zr0
30. Broad Issue Paper - Separation of Powers - The Florida Bar (Exhibit 5)
“The Florida Bar has long maintained that this state's separation of powers
doctrine precludes legislative entry into the regulation of lawyers.”
If so, separation of powers should protect the PUBLIC from lawyers entering the
III. Background
A. United States -- Separation of Powers
The U.S. Constitution defines the power of the three main branches of the
federal government as legislative, executive and judicial.
The U.S. Constitution provides the framework for the exercise of power by
the federal government. Although the document contains no express
separation of powers provision, the constitution defines and allocates the
power of the federal government among the legislative, executive, and
judicial branches. The framers of the constitution divided the exercise of
governmental power into three branches to prevent that power from
concentrating in one body. Checks to balance the power of the other
branches are expressly provided in the constitution creating an overlap of
power among the branches. In this way, the power of each branch is limited
by giving to an equal branch one facet of another's unique power. Using
these checks, the three branches compete among themselves to keep a
relative balance of power. Therefore, each branch's exercise of its type of
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Federal Election Commission Complaint
1. Legislative
2. Executive
U.S. Constitution Article II, Section 1: "The executive power shall be vested
in a President of the United States of America." Article II, Sections 2 and 3
define those powers: (1) The president shall be commander-in-chief of the
Army and Navy of the U.S., and of the militia of the states, when called into
the actual service of the U.S.; (2) the president shall have power, by and with
the advice and consent of the Senate, to make treaties; (3) the president shall
have power to fill up all vacancies that may happen during the recess of the
Senate, by granting commissions which shall expire at the end of their next
session; and (4) the president shall from time to time give to the Congress
information of the state of the union, and recommend to their consideration
such measures as the president shall judge necessary and expedient; the
president may, on extraordinary occasions, convene both houses or either of
them.
3. Judicial
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Federal Election Commission Complaint
The U.S. Constitution Article III, Section 1 reads: "The judicial power of the
United States shall be vested in one supreme court and in such inferior
courts as the Congress may from time to time ordain and establish." Judicial
power shall extend to: all cases, in law and equity, arising under this
constitution, the laws of the United States, and treaties made, or which shall
be made, under their authority; all cases affecting ambassadors, other public
ministers and consuls; all cases of admiralty and maritime jurisdiction;
controversies to which the United States shall be a party; controversies
between two or more states; cases between a state and citizens of another
state; cases between citizens of different states, cases between citizens of the
same state claiming lands under the grants of different states, and between a
state, or the citizens thereof, and foreign states, citizens or subjects. Judicial
power also extends to all cases affecting ambassadors, other public ministers
and consuls, and those in which a state shall be a party, the supreme court
shall have original jurisdiction. The trial of all crimes, except in cases of
impeachment, shall be by jury. Such trial shall be held in the state where the
said crimes shall have been committed.
1. Legislative
Article III Section 1 of the Florida Constitution states that the "legislative
power of the state shall be vested in a legislature of the State of Florida,
consisting of a senate composed of one senator elected from each senatorial
district and a house of representatives composed of one member elected
from each representative district." The legislature has been described
generally as the lawmaking branch of government. It also has the broad
purpose of determining policies and programs and reviewing program
performance.
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Federal Election Commission Complaint
2. Executive
Article IV, Section 1 states that the supreme executive power shall be vested
in a governor who shall: be commander-in-chief of all military forces of the
state not in active service of the United States. The governor shall take care
that the laws be faithfully executed, commission all officers of the state and
counties, and transact all necessary business with the officers of government.
The governor may require information in writing from all executive or
administrative state, county or municipal officers upon any subject relating
to the duties of their respective offices; initiate judicial proceedings in the
name of the state against any executive or administrative state, county or
municipal officer to enforce compliance with any duty or restrain any
unauthorized act; request in writing the opinion of the justices of the
Supreme Court of Florida as to the interpretation of any portion of the state
constitution upon any question affecting the governor's executive powers
and duties; have power to call out the militia to preserve the public peace,
execute the laws of the state, suppress insurrection, or repel invasion; and by
message, at least once in each regular session, inform the legislature
concerning the condition of the state, propose such reorganization of the
executive department as will promote efficiency and economy, and
recommend measures in the public interest.
3. Judicial
The third branch of state government, the judiciary, exists because of Article
V, Section 1 of the Florida Constitution. The judicial department of the
government is that branch: intended to interpret, construe, and apply the law;
and charged with the declaration of what the law is, and its construction so
far as it is written law. Section 1 states that the "judicial power shall be
vested in a supreme court, district courts of appeal, circuit courts and county
courts. No other courts may be established by the state, any political
subdivision or any municipality. The legislature shall, by general law, divide
the state into appellate court districts an judicial circuits following county
lines. Commissions established by law, or administrative officers or bodies
may be granted quasi-judicial power in matters connected with the functions
of their offices. The legislature may establish by general law a civil traffic
hearing officer system for the purpose of hearing civil traffic infractions.''
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Federal Election Commission Complaint
31. The US Supreme Court held in Ex parte Garland that counselors [lawyers]
are officers of the court and not officers of the United States, and that their removal
In January 1865, the US Congress passed a law that effectively disbarred former
members of the Confederate government by requiring a loyalty oath to be recited by any
federal court officer that affirmed that the officer had never served in the Confederate
government.
Augustus Hill Garland, an attorney and a former Confederate Senator from Arkansas,
subsequently received a pardon from US President Andrew Johnson. Garland then came
before the court and pleaded that the act of Congress was a bill of attainder and an ex
post facto law, which unfairly punished him for the crime for which he had been
pardoned, and so was unconstitutional.
In a 5-4 decision, the Supreme Court ruled that the law was both a bill of attainder and an
ex post facto law. The court also ruled that the president can exercise the pardon power at
any time after the commission of the crime, and that Garland was beyond the reach of
punishment of any kind because of his prior presidential pardon.[1]
The court also stated that counselors are officers of the court, not officers of the United
States, and that their removal was an exercise of judicial power, not legislative power.
The law was struck down as unconstitutional, which opened the way for former
Confederate government officials to return to positions in the federal judiciary.
By the Judiciary Act of 1789, the Supreme Court has power to make rules
and decide upon the qualifications of attorneys.
5. Attorneys and counselors are not officers of the United States; they are
officers of the court, admitted as such by its order upon evidence of their
possessing sufficient legal learning and fair private character.
6. The order of admission is the judgment of the court that the parties
possess the requisite qualifications and are entitled to appear as attorneys
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Federal Election Commission Complaint
and counselors and conduct causes therein. From its entry, the parties
become officers of the court, and are responsible to it for professional
misconduct. They hold their office during good behavior, and can only be
deprived of it for misconduct ascertained and declared by the judgment of
the court after opportunity to be heard has been afforded. Their admission
and their exclusion are the exercise of judicial power. [p334]
32. Joe Biden cannot faithfully take the oath of office of the president of the United States,
specifically that he "will to the best of my ability, preserve, protect and defend the Constitution
of the United States." while he is actively violating the separation of powers doctrine of the
Constitution of the United States as an Officer of the Court (judicial branch) usurping the power
of the president of the United States (executive branch), as part of a seditious conspiracy.
The oath of office of the president of the United States is the oath or affirmation that the
president of the United States takes after assuming the presidency but before exercising
or carrying out any presidential powers or duties. The wording of the oath is specified in
Article II, Section One, Clause 8, of the United States Constitution.
Before he enter on the Execution of his Office, he shall take the following Oath or
Affirmation:—"I do solemnly swear (or affirm) that I will faithfully execute the
Office of President of the United States, and will to the best of my Ability,
preserve, protect and defend the Constitution of the United States."
This clause is one of three oath or affirmation clauses in the Constitution, but it is the
only one that actually specifies the words that must be spoken. Article I, Section 3
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Federal Election Commission Complaint
33. Karmala Harris cannot faithfully take the oath of office of the vice president of the
United States, specifically that she “will support and defend the Constitution of the United States
against all enemies, foreign and domestic; that I will bear true faith and allegiance to the same;”
while she is actively violating the separation of powers doctrine of the Constitution of the United
States as an Officer of the Court (judicial branch) usurping the power of the vice president of the
United States (executive branch), as part of a seditious conspiracy. (18 U.S.C. § 2384).
The oath of office of the vice president of the United States is the oath or affirmation that
the vice president of the United States takes upon assuming the vice-presidency but
before he or she begins the execution of the office. It is the same oath that members of
the United States Congress take upon entering office.
Just before the president-elect takes the oath of office on Inauguration Day, the vice
president-elect will step forward on the inaugural platform and repeat the oath of office to
ensure that the vice president can potentially be elevated to president if an unforeseen
event (death, illness, etc.) caused the president-elect to not be able to assume the office.
Although the United States Constitution—Article II, Section One, Clause 8—specifically
sets forth the oath required by incoming presidents, it does not do so for incoming vice
presidents. The constitution—Article VI, Clause 3— simply requires that they, along
with all other government officers (federal and state; elected and appointed), pledge to
support the Constitution.
I do solemnly swear (or affirm) that I will support and defend the Constitution of
the United States against all enemies, foreign and domestic; that I will bear true
faith and allegiance to the same; that I take this obligation freely, without any
mental reservation or purpose of evasion; and that I will well and faithfully
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Federal Election Commission Complaint
“The Senators and Representatives before mentioned, and the Members of the several
State Legislatures, and all executive and judicial Officers, both of the United States and
of the several States, shall be bound by Oath or Affirmation, to support this Constitution;
but no religious Test shall ever be required as a Qualification to any Office or public
Trust under the United States.”
— U.S. Constitution, Article VI, clause 3
The Clerk of the House of Representatives of the Eightieth and each succeeding Congress
shall cause the oath of office to be printed, furnishing two copies to each Member and
Delegate who has taken the oath of office in accordance with law, which shall be
subscribed in person by the Member or Delegate, who shall thereupon deliver them to the
Clerk, one to be filed in the records of the House of Representatives, and the other to be
recorded in the Journal of the House and in the Congressional Record; and such signed
copies, or certified copies thereof, or of either of such records thereof, shall be admissible
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Federal Election Commission Complaint
in evidence in any court of the United States, and shall be held conclusive proof of the
fact that the signer duly took the oath of office in accordance with law.
If two or more persons in any State or Territory, or in any place subject to the jurisdiction
of the United States, conspire to overthrow, put down, or to destroy by force the
Government of the United States, or to levy war against them, or to oppose by force the
authority thereof, or by force to prevent, hinder, or delay the execution of any law of the
United States, or by force to seize, take, or possess any property of the United States
contrary to the authority thereof, they shall each be fined under this title or imprisoned
not more than twenty years, or both.
SECTION X Dennis Jacobs, The Secret Life of Judges, 75 Fordham L. Rev. 2855
“The legal mind is indispensable to lawyering, but has its limitations”
34. One of the most compelling arguments against lawyers serving as president is found in an
Article by The Honorable Dennis Jacobs, The Secret Life of Judges, 75 Fordham L. Rev. 2855
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Federal Election Commission Complaint
35. THE ELECTORAL COLLEGE was established by Article II, Section 1, Clause 2 of the
U.S. Constitution and modified by the 12th and 23rd Amendments. The last sentence of the 12th
Amendment states, “But no person constitutionally ineligible to the office of President shall be
eligible to that of Vice-President of the United States. The Electoral College consists of a total of
538 members, one for each U.S. senator and representative, and three additional electors
representing the District of Columbia. Each state has a number of electoral votes equal to the
combined total of its congressional delegation, and each state legislature is free to determine the
method it will use to select its own electors. The Office of the Federal Register (OFR) is a part of
the National Archives and Records Administration (NARA) and, on behalf of the Archivist of
the United States, coordinates certain functions of the Electoral College between the States and
before Congress accepts them as evidence of official State action in preparation for the counting
of electoral votes in Congress. In addition to posting them on this website, OFR makes the
physical Certificates available for public inspection for one year following the election. Then the
36. Democratic Party candidates Joe Biden and Kamala Harris, each of whom are Officers of
the Court admitted to practice law, must be disqualified as candidates for president and vice-
president, or any other executive or legislative office. Lawyers admitted to practice, Officers of
the Court and part of the judicial branch of government (Ex parte Garland, 71 U.S. 333 (1866),
are prohibited by the U.S. Constitution separation of powers doctrine from serving as president
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Federal Election Commission Complaint
37. Of the current 538 electors, an absolute majority of 270 or more electoral votes is
required to elect the president. Joe Biden and Kamala Harris are not entitled to receive any
Electoral College votes because they are prohibited by the U.S. Constitution separation of
powers doctrine from serving in the executive branch as president and vice president. Therefore,
Joe Biden and Kamala Harris cannot be elected U.S. president and vice president because they
cannot lawfully obtain the 270 electoral votes required to take office.
38. The National Conference of State Legislatures states as follows on its website:
https://www.ncsl.org/research/elections-and-campaigns/the-electoral-college.aspx
The Electoral College is a unique method for indirectly electing the president of the
United States. It was established by Article II, Section 1, Clause 2 of the U.S.
Constitution and modified by the 12th and 23rd Amendments.
The Electoral College consists of a total of 538 members, one for each U.S. senator and
representative, and three additional electors representing the District of Columbia. Each
state has a number of electoral votes equal to the combined total of its congressional
delegation, and each state legislature is free to determine the method it will use to select
its own electors.
Currently, all states select electors through a popular vote (although how that vote works
can differ), but that was not always the case throughout American history. In many states,
the state legislature selected electors, a practice which was common until the mid-1800s.
Dec. 8, 2020: Deadline for Resolving Election Disputes. All state recounts and court
contests over presidential election results must be completed by this date. (3 U.S.C. § 5).
For the majority of states the date of certification is the same as for all contests, but in
eight states there is a deadline that either directly references 3 USC §5 or uses similar
language, requiring that disputes surrounding the selection of presidential electors be
resolved in time to meet the “safe harbor” deadline: Indiana, Iowa, New Jersey, North
Carolina, Ohio, Tennessee, Texas and Virginia. For detailed information on state post-
election processes, please visit this page.
Dec. 14, 2020: Meeting of the Electors. The electors meet in each state and cast their
ballots for president and vice president. Each elector votes on his or her own ballot and
signs it. The ballots are immediately transmitted to various people: one copy goes to the
president of the U.S. Senate (who is also the vice president of the United States); this is
the copy that will be officially counted later. Other copies go to the state's secretary of
state, the National Archives and Records Administration, and the presiding judge in the
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Federal Election Commission Complaint
district where the electors meet (this serves as a backup copy that would replace the
official copy sent to the president of the Senate if it is lost or destroyed).
Dec. 23, 2020: Deadline for Receipt of Ballots. The electors' ballots from all states must
be received by the president of the Senate by this date. There is no penalty for missing
this deadline.
Jan. 6, 2021: Counting of the Electoral Ballots. The U.S. Congress meets in joint session
to count the electoral votes.
Jan. 20, 2021: Inauguration Day. The president-elect becomes the president of the
United States.
SECTION XII Conclusion: The 2020 US Presidential Election was a Fraud on The
People and the USA, 18 U.S.C. § 371, Conspiracy To Defraud The United States
39. This complaint shows the 2020 US Presidential Election was a Fraud on The People
and the USA, in violation of 18 U.S.C. § 371 Conspiracy To Defraud The United States:
The general conspiracy statute, 18 U.S.C. § 371, creates an offense "[i]f two or more
persons conspire either to commit any offense against the United States, or to defraud the
United States, or any agency thereof in any manner or for any purpose. (emphasis added).
See Project, Tenth Annual Survey of White Collar Crime, 32 Am. Crim. L. Rev. 137,
379-406 (1995)(generally discussing § 371).
https://www.justice.gov/archives/jm/criminal-resource-manual-923-18-usc-371-conspiracy-defraud-us
• Democratic Party candidates Joe Biden and Kamala Harris, each of whom are Officers of the
Court admitted to practice law are part of the judiciary and must be disqualified as candidates
for president and vice-president, or any other executive or legislative office.
• Joe Biden and Kamala Harris are not entitled to solicit or receive campaign contributions for
the office of U.S. president or vice president under the Federal Election Campaign Act of
1971, as amended (the “Act”), and Chapters 95 and 96 of Title 26, United States Code.
• Joe Biden and Kamala Harris are not entitled to receive any Electoral College votes because
they are prohibited by the U.S. Constitution separation of powers doctrine from serving in
the executive branch as president and vice president. Therefore, Joe Biden and Kamala
Harris cannot be elected U.S. president and vice president because they cannot lawfully
obtain the 270 electoral votes required to take office.
• Officers of the Court, admitted to practice law and part of the judicial branch of government,
conspire to oppose the government of the United States by force, a seditious conspiracy (18
U.S.C. § 2384) in violation of, inter alia, the U.S. Constitution separation of powers doctrine
when serving in the executive and legislative branches of government.
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Federal Election Commission Complaint
WHEREFORE, the 2020 US Presidential Election was a Fraud on The People and the
“The commission has not functioned since late August 2019, with an exception for the
period of May 2020 to July 2020, due to lack of a quorum. In the absence of a quorum,
the commission cannot vote on complaints or give guidance through advisory opinions.
As of May 19, 2020, there were 350 outstanding matters on the agency's enforcement
docket and 227 items waiting for action.” (Wikipedia).
Therefore it is the duty of the Electoral College to deny Electoral Votes to Joe Biden and
Kamala Harris; It is the duty of the General Services Administration to cease and desist efforts to
install Joe Biden and Kamala Harris as president and vice president; and it is the duty of the
Department of Justice to take all necessary action to stop the fraudulent 2020 US Presidential
Election, and prevent Joe Biden and Kamala Harris from taking office. The 12th Amendment
states that, in cases where no presidential candidate receives a majority of votes in the Electoral
College, the House of Representatives will choose from among the top three candidates.
“and if no person have such majority, then from the persons having the highest numbers
not exceeding three on the list of those voted for as President, the House of
Representatives shall choose immediately, by ballot, the President.”
But the House of Representatives is compromised by House members who are Officers of the
Court and part of the judicial branch of government wrongly serving in the legislature in
violation of the Constitution of the United States separation of powers doctrine. The judiciary is
responsible for this breach of the Constitution, a seditious conspiracy (18 U.S.C. § 2384).
/
/
/
/
/
/
/
/
/
/
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Federal Election Commission Complaint
STATE OF FLORIDA
COUNTY OF MARION
The foregoing complaint was subscribed and sworn to before me on this l41h.
day of
December, 2020, by Neil J. Gillespie, who is personally known to me, or who has produced
EL bL as identification and states that he is the person who made this Complaint and
swears under penalty of perjury that its contents are truthful to the best of his knowledge.
(SEAL) (~91~
NOTARY PUBLIC
'ro~ )U 60C£-ck
Print Name of Notary Public
f-
My Commission Expires: ~ -3D .-;};;).
26
SERVICE LIST
Biography
Research Collections
Extended Bibliography
https://bioguideretro.congress.gov/Home/MemberDetails?memIndex=b000444 1/2
12/13/2020 Kamala Devi Harris #146672 - Attorney Licensee Search
Below you will nd all changes of license status due to both non-disciplinary administrative matters and disciplinary
actions.
Additional Information:
Explanation of licensee status
Explanation of disciplinary system
Explanation of disciplinary actions
Copies of o cial licensee discipline records are available upon request
http://members.calbar.ca.gov/fal/Licensee/Detail/146672 1/1
12/14/2020 Roll of Attorneys - Search
Rene search
Status information
License status: Inactive In Good Standing
Contact information
Firm name:
Address 1:
Address 2:
Address 3:
City:
State:
Zip:
Phone:
Email:
3
Disciplinary information
This attorney has no disciplinary history.
Any disciplinary history available here dates back to July 1, 2011; disciplinary information prior to that date is only available from the
Appellate Clerk's Oce. If an attorney has any disciplinary history, at least one case will be listed above, but this list does not necessarily
represent a complete disciplinary history.
Notice
https://courtapps.in.gov/rollofattorneys/attorney/f8ff132b-04b7-e011-9d34-02215e942453?LastName=pence&OrderBy=AttorneyName_asc&Page=1 1/2
12/14/2020 Roll of Attorneys - Search
The Roll of Attorneys search tool is provided by the Appellate Clerk to deliver specic attorney information to the public. Attorneys
are required (https://www.in.gov/judiciary/portal/ad-rule2.html) to provide their correct name, county of residence, and contact
information (including email address) to the Clerk. Attorneys are responsible for updating their information displayed on this web
site, and may do so on the Courts Portal (http://portal.courts.in.gov).
https://courtapps.in.gov/rollofattorneys/attorney/f8ff132b-04b7-e011-9d34-02215e942453?LastName=pence&OrderBy=AttorneyName_asc&Page=1 2/2
12/14/2020 - Florida Supreme Court Docket
1/2
12/14/2020 - Florida Supreme Court Docket
2/2
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ABOUT THE BAR NEWS & EVENTS FOR THE PUBLIC MEMBER SERVICES LOG IN FIND A LAWYER
Separation of Powers
On This Page
I. Issue
II. Bar Position
III. Background
5
IV. Bibliographic Sources
I. Issue
Independence of the judiciary (the third branch of government, coequal to the executive and legislative branches) has been a cherished
hallmark of our democratic republic. The judiciary balances and, where necessary, checks the power of the other branches. Judges, in order
to render decisions based on law and not people, must be protected from the influences of partisan politics. However, less clear is the
protection stemming from separation of powers extended to "officers of the court'' -- lawyers. From time to time in Florida, the suggestion is
made to place disciplinary regulation of lawyers under the executive branch or to subject the practice of law to legislative control, such as
limiting fees or disclosing information that could fall under attorneyclient privilege.
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The Florida Bar has long maintained that this state's separation of powers doctrine precludes legislative entry into the regulation of lawyers.
Regulation of the legal profession is a unique and proper power of the courts in the exclusive exercise of the court's judicial function --
certainly as long as Article V. Section 15 of the Florida Constitution remains intact. The Bar's formal legislative position on this issue has
typically been expressed as opposition to "amendments to the Florida Constitution which would alter the authority of the Supreme Court of
Florida to regulate the admission of persons to the practice of law or the discipline of persons admitted."
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III. Background
The U. S. Constitution defines the power of the three main branches of the federal government as legislative, executive and judicial.
The U.S. Constitution provides the framework for the exercise of power by the federal government. Although the document contains no
express separation of powers provision, the constitution defines and allocates the power of the federal government among the legislative,
executive, and judicial branches. The framers of the constitution divided the exercise of governmental power into three branches to prevent
that power from concentrating in one body. Checks to balance the power of the other branches are expressly provided in the constitution
creating an overlap of power among the branches. In this way, the power of each branch is limited by giving to an equal branch one facet of
another's unique power. Using these checks, the three branches compete among themselves to keep a relative balance of power. Therefore,
each branch's exercise of its type of power is not absolute. Under a literal interpretation of the structure created in the constitution, violation
of the separation of powers doctrine occurs whenever the power of one branch is exercised by another branch without express authority in
the Constitution.
The separation of the powers of government is a fundamental principle of every free and good government and is historically a part of both
the state and federal constitutions. It is fundamental to the very existence and perpetuity of the American form of government and is one of
the most important principles guaranteeing the liberty of the people and preventing the exercise of autocratic power.
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1. Legislative
U.S. Constitution Article I, Section 1: "All legislative powers herein granted shall be vested in a Congress of the United States, which shall
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consist of a Senate and House of Representatives." Section 8 of that article enumerates those powers which, among others, include: (1) to
lay and collect taxes, excises, imports and duties, to pay the debts and provide for the common defense and general welfare; (2) to regulate
commerce; (3) to establish uniform laws of bankruptcy; (4) to coin money and punish counterfeiting; (5) to establish post offices and post
roads; (6) to constitute tribunals inferior to the supreme court; (7) to declare war; (8) to raise and support armies and to provide and
maintain a Navy; (9) to make rules for the government; and (10) to make all laws which shall be necessary and proper for carrying into
execution the legislative powers and all other powers vested by the constitution by the government of the United States or in any department
or officer thereof.
2. Executive
U.S. Constitution Article II, Section 1: "The executive power shall be vested in a President of the United States of America." Article II,
Sections 2 and 3 define those powers: (1) The president shall be commanderinchief of the Army and Navy of the U.S., and of the militia of
the states, when called into the actual service of the U.S.; (2) the president shall have power, by and with the advice and consent of the
Senate, to make treaties; (3) the president shall have power to fill up all vacancies that may happen during the recess of the Senate, by
granting commissions which shall expire at the end of their next session; and (4) the president shall from time to time give to the Congress
information of the state of the union, and recommend to their consideration such measures as the president shall judge necessary and
expedient; the president may, on extraordinary occasions, convene both houses or either of them.
3. Judicial
The U.S. Constitution Article III, Section 1 reads: "The judicial power of the United States shall be vested in one supreme court and in such
inferior courts as the Congress may from time to time ordain and establish." Judicial power shall extend to: all cases, in law and equity,
arising under this constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; all cases
affecting ambassadors, other public ministers and consuls; all cases of admiralty and maritime jurisdiction; controversies to which the United
States shall be a party; controversies between two or more states; cases between a state and citizens of another state; cases between
citizens of different states, cases between citizens of the same state claiming lands under the grants of different states, and between a state,
or the citizens thereof, and foreign states, citizens or subjects. Judicial power also extends to all cases affecting ambassadors, other public
ministers and consuls, and those in which a state shall be a party, the supreme court shall have original jurisdiction. The trial of all crimes,
except in cases of impeachment, shall be by jury. Such trial shall be held in the state where the said crimes shall have been committed.
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According to the State of Florida Constitution Article II, Section 3, the powers of the state government shall be divided into legislative,
executive and judicial branches. No person belonging to one branch shall exercise any powers appertaining to either of the other branches
unless expressly provided.
1. Legislative
Article III Section 1 of the Florida Constitution states that the "legislative power of the state shall be vested in a legislature of the State of
Florida, consisting of a senate composed of one senator elected from each senatorial district and a house of representatives composed of one
member elected from each representative district." The legislature has been described generally as the lawmaking branch of government. It
also has the broad purpose of determining policies and programs and reviewing program performance.
Basically, the legislature is empowered to enact statutes that: levy and collect taxes; oversee professional licensing boards; ensure the
public's health, safety and welfare; define crime and provide punishment for violations; build highways; regulate marriage and divorce;
authorize establishment of cities. In addition, the legislature may also overturn the governor's veto, determine fiscal policies in the
preparation of the General Appropriations Act and conduct formal investigations of alleged misconduct by government agencies and even
private businesses.
2. Executive
Article IV, Section 1 states that the supreme executive power shall be vested in a governor who shall: be commanderinchief of all military
forces of the state not in active service of the United States. The governor shall take care that the laws be faithfully executed, commission all
officers of the state and counties, and transact all necessary business with the officers of government. The governor may require information
in writing from all executive or administrative state, county or municipal officers upon any subject relating to the duties of their respective
offices; initiate judicial proceedings in the name of the state against any executive or administrative state, county or municipal officer to
enforce compliance with any duty or restrain any unauthorized act; request in writing the opinion of the justices of the Supreme Court of
Florida as to the interpretation of any portion of the state constitution upon any question affecting the governor's executive powers and
duties; have power to call out the militia to preserve the public peace, execute the laws of the state, suppress insurrection, or repel invasion;
and by message, at least once in each regular session, inform the legislature concerning the condition of the state, propose such
reorganization of the executive department as will promote efficiency and economy, and recommend measures in the public interest.
Additionally, the governor prepares a recommended balanced budget to be submitted prior to the legislative session. The governor retains
line item veto of the General Appropriations Act and has other veto power in order to nullify any legislative act found unacceptable.
3. Judicial
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The third branch of state government, the judiciary, exists because of Article V, Section 1 of the Florida Constitution. The judicial department
of the government is that branch: intended to interpret, construe, and apply the law; and charged with the declaration of what the law is,
and its construction so far as it is written law. Section 1 states that the "judicial power shall be vested in a supreme court, district courts of
appeal, circuit courts and county courts. No other courts may be established by the state, any political subdivision or any municipality. The
legislature shall, by general law, divide the state into appellate court districts an judicial circuits following county lines. Commissions
established by law, or administrative officers or bodies may be granted quasijudicial power in matters connected with the functions of their
offices. The legislature may establish by general law a civil traffic hearing officer system for the purpose of hearing civil traffic infractions.''
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1. Shall have exclusive jurisdiction to regulate the admission of persons to the practice of law and the discipline of persons admitted;
2. Shall hear appeals from final judgments of trial courts imposing the death penalty and from decisions of district courts of appeal declaring
invalid a state statute or a provision of the state constitution;
3. When provided by general law, shall hear appeals from final judgments entered in proceedings for the validation of bonds or certificates of
indebtedness and shall review action of statewide agencies relating to rates or service of utilities providing electric, gas, or telephone
service;
4. May review any decision of a district court of appeal that expressly declares valid a state statute, or that expressly construes a provision
of the state or federal constitution, or that expressly affects a class of constitutional or state officers, or that expressly and directly
conflicts with a decision of another district court of appeal or of the supreme court on the same question of law;
5. May review any decision of a district court of appeal that passes upon a question certified by it to be of great public importance, or that is
certified by it to be in direct conflict with a decision of another district court of appeal;
6. May review any order or judgment of a trial court certified by the district court of appeal in which an appeal is pending to be of great
public importance, or to have a great effect on the proper administration of justice throughout the state, and certified to require
immediate resolution by the supreme court;
7. May review a question of law certified by the Supreme Court of the United States or a United States Court of Appeals which is
determinative of the cause and for which there is no controlling precedent of the Supreme Court of Florida;
8. May issue writs of prohibition to courts and all writs necessary to the complete exercise of its jurisdiction;
9. May issue writs of mandamus and quo warranto to state officers and state agencies;
10. May, or any justice may, issue writs of habeas corpus returnable before the supreme court or any justice, a district court of appeal or any
judge thereof, or any circuit judge;
11. Shall, when requested by the attorney general pursuant to the provisions of Section 10 of Article IV, render an advisory opinion of the
justices, addressing issues as provided by general law.
1. District courts of appeal shall have jurisdiction to hear appeals, that may be taken as a matter of right, from final judgments or orders of
trial courts, including those entered on review of administrative action, not directly appealable to the supreme court or a circuit court.
They may review interlocutory orders in such cases to the extent provided by rules adopted by the supreme court;
2. District courts of appeal shall have the power of direct review of administrative action, as prescribed by general law;
3. A district court of appeal or any judge thereof may issue writs of habeas corpus returnable before the court or any judge thereof or before
any circuit judge within the territorial jurisdiction of the court. A district court of appeal may issue writs of mandamus, certiorari,
prohibition, quo warranto, and other writs necessary to the complete exercise of its jurisdiction. To the extent necessary to dispose of all
issues in a cause properly before it, a district court of appeal may exercise any of the appellate jurisdiction of the circuit courts.
1) The circuit courts shall have original jurisdiction not vested in the county courts, and jurisdiction of appeals when provided by general law.
They shall have the power to issue writs of mandamus, quo warranto, certiorari, prohibition and habeas corpus, and all writs necessary or
proper to the complete exercise of their jurisdiction. Jurisdiction of the circuit court shall be uniform throughout the state. They shall have
the power of direct review of administrative action prescribed by general law.
1. The county courts shall exercise the jurisdiction prescribed by general law. Such jurisdiction shall be uniform throughout the state.
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As previously mentioned, according to Florida Constitution Article V, Section 15, Attorneys; admission and discipline, "the Supreme Court
shall have exclusive jurisdiction to regulate the admission of persons to the practice of law and the discipline of persons admitted.''
The distinguishing feature of the legal profession is that lawyers, in a real sense, are members of the judicial branch of government. They are
truly "officers of the court." Their duties go far beyond representing a client's best interest and merely practicing law competently. They have
duties to the system of justice itself. The Florida Constitution has specified for lawyers a special role in the state's judicial system. The system
simply would not function without lawyers.
The practice of law differs from other professions because of its unique relationship to the judicial branch of government. Regulation of the
bar and the practice of law is totally unlike regulation of professions for the reason that the functions of the courts are inextricably
intertwined with the practice of law. The conduct of lawyers is, therefore, subject to special and stringent regulatory supervision because the
functions performed by lawyers constitute an integral element of the judicial process. As expressed by the Florida Supreme Court when it
unified the Florida State Bar: "It is hardly necessary to assert that the bar has responsibility to the public that is unique and different in
degree from that exacted from the members of other professions." Petition of Florida State Bar Association, 40 So. 2d 902, 908 (Fla. 1949).
The Court further emphasizes these precepts in the preamble to Chapter 4 of the Rules Regulating The Florida Bar, which contains the rules
of professional conduct for attorneys: "An independent legal profession is an important force in preserving government under law, for abuse
of legal authority is more readily challenged by a profession whose members are not dependent on the executive and legislative branches of
government for the right to practice. Supervision by an independent judiciary, and conformity with the rules the judiciary adopts for the
profession, assures both independence and responsibility."
Currently changes in Chapter 3 and 4 of the Rules Regulating The Florida Bar are pending at the Florida Supreme Court.
Back to Top
a) Constitutional History
1868 -- On February 25, 1868, a constitutional convention adopted a revised constitution which included: "Sec. 21. Attorneys at law, who
have been admitted to practice in any court of record in any State of the Union or to any United States Court, shall be admitted to practice in
any court of this State, on producing evidence of having been so admitted." Art. VI, section 21, Fla. Const. (1868).
1885 -- Art. VI, sec. 21, Fla. Const. (1868), repealed.
1956 -- House Joint Resolution 810 approved by the general populace, Art. V, sec. 23, Fla. Const. (1956).
"Section 23. Admission and discipline of attorneys. -- The supreme court shall have exclusive jurisdiction over the admission to the practice
of law and the discipline of persons admitted. It may provide for an agency to handle admissions subject to its supervision. It may also
provide for the handling of disciplinary matters in the circuit courts and the district courts of appeal, or by commissions consisting of
members of the bar to be designated by it, the supreme court, subject to its supervision and review.''
1972 -- Senate Joint Resolution 520 approved November 1972 by the general populace (from the 1968 constitutional revision) renumbering
and amending Art. V, sec. 23, Fla. Const. (1957) to Art. V, sec. 15, Fla. Const. (1972).
"Section 15. Attorneys; admission and discipline. -- The supreme court shall have exclusive jurisdiction to regulate the admission of persons
to the practice of law and the discipline of persons admitted.''
During the period from 1830 to 1870, there was a movement which wasn't called deregulation. It was called deprofessionalism of the bar. As
a result of that, anybody could be a judge or a lawyer without any kind of certification or training. The results were chaotic; the public was
misled, defrauded, administration of justice deteriorated and great public mischief resulted. For a period of 120 years, prior to 1949, the legal
profession of Florida was subject to the jurisdiction of the legislature. During that period, there were less than 30 reported cases of discipline
in the State of Florida . . . and there were even fewer reports of any kind of punishment.
Over the years, several challenges to this constitutional section (Article V, Section 15) have occurred. Some were court cases, some were
initiatives by special interest groups to amend the constitution and others were legislatively sponsored.
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b) Legislative Activity
Probably the most substantial challenge to the Supreme Court's regulation of the legal profession was the 1979 Legislative Subcommittee on
the Legal Profession (Sheldon Committee) which studied the possible sunset of The Florida Bar's regulatory function. The Bar was obligated to
prove its indispensability in the regulation of the legal profession. The conclusions and recommendations of the Sheldon Committee were
published on June 5, 1980. The Committee at that time decided not to propose legislation or a constitutional amendment to alter control of
the legal profession but instead recommended administrative changes including adding public members to the Bar's Board of Governors,
removing the confidentiality in attorney discipline cases after probable cause has been ascertained, not using Bar dues for lobbying efforts
without contributors' approval, and periodic sunsettype review by the Legislature.
One of the seminal arguments by the Bar to leave regulation of lawyers with the Supreme Court was the separation of powers doctrine which
precludes legislative entry into this area. The Bar observed that regulation of the legal profession is a unique and proper power of the court
in the exclusive exercise of the court's judicial function. The Sheldon Committee's response to the separation of powers argument was that
the court, by compelling and spending Bar dues, may be using an exclusively "legislative" power. (Article V, S. 14 which states that the
judiciary shall have no power to fix appropriations.) The Committee further noted that dues collected and spent by agencies of the court, in
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effect, "arms of the court," are public monies because the court, through its agencies, uses state power to raise that money. The Committee
suggested that it is the exclusive inherent power of the Legislature, not the courts, to raise and regulate the spending of public money.
Throughout the existence of The Florida Bar there have been periodic efforts to introduce legislation that would pave the way for a popular
vote on a constitutional amendment to alter the Supreme Court's authority to regulate and discipline attorneys. None of those measures has
ever gained significant legislative momentum. And, the Bar has consistently opposed such proposals in its formal legislative advocacy.
During the 1990 Legislative Session, HB 2625 was introduced which would create an Attorney Discipline Study Committee composed of five
members, including three nonlawyers. The panel would investigate, monitor and evaluate complaints about attorney unresponsiveness,
incompetence, fee disputes and unethical conduct. A similar bill was introduced in 1989 but did not pass.
During the 1994 regular session, the Florida Legislature considered several measures that would have affected the authority of the Supreme
Court of Florida to regulate the admission and discipline of lawyers. One House bill that died in committee would have urged the court to
adopt rules amendments to require that bar admissions decisions be made public. Another Senate proposal would have sought a study of the
due process aspects of the bar admissions application process -- that measure was withdrawn, and a Supreme Court study committee was
named to consider the issue among others.
A special commission to review and make recommendations for change in the judicial article of the Florida Constitution was created during
the 1994 regular legislative session: Ch. 94138, Laws of Florida. Although the focus of the Article V Task Force is judicial matters and court
structure, the enabling legislation calls for "additional recommendations to improve the administrative of justice."
The Task Force's final report of December 1995 included a unanimous recommendation to maintain Florida's current constitutional process for
regulating and disciplining attorneys. "The statistics and testimony overwhelming support the current scheme," the report states, "and no
evidence was offered to indicate that any other form of regulation and discipline would produce the same favorable results."
Nevertheless, during the 1996 Legislative Session, matching bills were introduced in the House (HB 1453 Melvin) and Senate (SB 2456
Gutman) to offer voters a proposed constitutional amendment giving the legislature oversight over lawyer admission and regulation. The
sponsor of the House legislation withdrew the measure when it became obvious that it would fail in the Judiciary Committee. The Senate
companion was never heard.
Also in 1996, the House Appropriations Committee separately considered a claim that the legislature, by virtue of 1992 amendments to
Article III, Section 19, has full authority over the finances of the Bar, the Florida Board of Bar Examiners, and the Florida Bar Foundation.
The issue died after one morning of committee testimony from Court and Bar officials, and -- aided by a scholarly analysis of the
constitutional amendment in question -- when it became clear that the current fiscal processes of these entities had more than enough
supporters to thwart further legislative inquiry.
Similar legislation was proposed during the 1997 Legislative Session. The proposal (HB 1817) passed in the House Criminal Justice
Appropriations Committee, but died on the House floor.
And, in the 1998 session similar legislation to amend Art V §15 of the state constitution, to allow for legislative control of attorney admission
and discipline, was introduced -- but thereafter withdrawn during session.
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1. Financial Disclosure
In re: The Florida Bar, Advisory Opinion Concerning Applicability of Chapter 74177 [Chapter 112.312(2),(1989)], 316 So. 2d 45 (1975). This
was an advisory opinion concerning the applicability of Chapter 74177, Laws of Florida -- Financial Disclosure Law -- to members of The
Florida Bar acting in their historical professional capacity as "officers of the court." The Supreme Court of Florida found the Financial
Disclosure Law inapplicable as a code of conduct to officers of the judicial branch as the Supreme Court has the inherent right to supervise
the bar as an incident to the Supreme Court's power to control, admit to practice and discipline attorneys based on Article V, Section 15,
Florida Constitution.
2. Public Records
In re: The Florida Bar. In re: Advisory Opinion Concerning the Applicability of Chapter 119, Florida Statutes. 398 So. 2d 446 (1981). This was
an advisory opinion concerning the applicability of the Public Records Law to The Florida Bar's unlicensed practice of law investigation files.
The Court ruled that the UPL investigation files of The Florida Bar, as an official arm of the Court, were subject to the control and direction of
the Supreme Court and not to either of the other branches of the government.
This notion was reiterated in Locke v. Hawkes, 595 So.2d 32 (Fla. 1992), which dealt with the applicability of Florida's public records law to
certain personal records of state legislators. The Locke case, with its reconfirmation of Florida's separation of powers doctrine with respect to
public records, became the impetus for an amendment of Article I, Section 24 of the Florida Constitution, adopted by the electorate in
November 1992.
That measure established a public right of access to the records of all three state governmental branches, and to certain meetings of
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executive and legislative agencies. By virtue of the amendment, the legislature now possesses exclusive authority over all affected records
and meetings, further restrained by various conditions on enacting any additional exceptions to such openness.
Meetings of the judicial branch were unaffected by the measure, and it specifically validated all rules of court regarding access to records in
effect on the date that the amendment was adopted. Six days prior to voter approval of the amendment, the Supreme Court of Florida
promulgated several recordsrelated changes to the Rules Regulating The Florida Bar and the Rules of Judicial Administration: In Re
Amendments to Fla. Rules, 608 So.2d 472 (Fla. 1992).
Additions to the Rules of Judicial Administration generally confirmed the right of public access to judicial branch records, but established 10
exceptions to such access. The other amendments clarified The Florida Bar's general records policy, and included specific provisions regarding
professional ethics opinions, Clients' Security Fund claims, unlicensed practice of law matters, and the review of lawyer advertisements and
solicitations.
In 1994 the Supreme Court's Study Committee on Confidentiality of Records of the Judicial Branch presented the court with additional
amendments and commentary to Rule of Judicial Administration regarding public access to judicial records. The court's ultimate adoption of
those revisions included, on its own motion, a preliminary policy statement concerning the use and maintenance of electronic mail
transmissions which the court acknowledged as "judicial records" under the rule. In Re Amendments to Rule of Judicial Administration 2.051
-- Public Access to Judicial Records, 651 So.2d 1185 (Fla. 1995).
Back to Top
In 1956, Florida voters adopted a revised Article V of the state constitution. Section 23 of the new article, now Section 15, gave the Supreme
Court of Florida "exclusive jurisdiction over the admission to the practice of law and the discipline of persons admitted." The Florida Supreme
Court adopted as its own language from West Virginia State Bar v. Earley, 109 S.E. 2d 420 (W.Va. 1959) in the Sperry case (cited below)
relevant to UPL and licensing: ". . . It would indeed be an anomaly if the power of the courts to protect the public from the improper or
unlawful practice of law were limited to licensed attorneys and did not extend or apply to incompetent and unqualified laymen and law
agencies. Such a limitation of the power of the courts would reduce the legal profession to an unskilled vocation, destroy the usefulness of
licensed attorneys as officers of the courts, and substantially impair and disrupt the orderly and effective administration of justice by the
judicial department of the government; and this the law will not recognize or permit."
The Florida Bar v. Escobar, 322 So. 2d 25 (1975) stated that the constitutional provision giving the Supreme Court exclusive jurisdiction
to regulate the admission of persons to the practice of law necessarily includes the power to prevent the unlicensed practice of law.
The Florida Bar v. Moses, 380 So. 2d 412 Fla. (1980). Moses represented himself before a hearing officer of the state Division of
Administrative Hearings, relying on a Florida statute which stated that a person is entitled to representation by counsel or by "other
qualified representatives." Nonlawyers may practice in Florida administrative proceedings if they comply with Moses and the applicable
Florida administrative rules. This ruling stated that, implicit in the Florida Supreme Court's power to define the practice of law and
regulate those who may so practice and prohibit the unlicensed practice of law is the ability to authorize the practice of law by lay
representatives.
4. Judicial Discipline:
The Florida Bar v. David Lucas McCain, 330 So. 2d 712 (1976). An attorney, who was formerly a Supreme Court Justice, moved to dismiss
and/or quash a report by the Board of Governors of The Florida Bar of probable cause for further disciplinary proceedings against him. The
Supreme Court held that the Board of Governors, serving as an adjunct or administrative agency of the Supreme Court, had jurisdiction to
discipline an attorney for acts bearing on his fitness to practice law even when those acts occurred while the attorney held judicial office.
Amendments to Rules Regulating The Florida Bar -- 13.1(a) and Rules of Judicial Administration -- 2.065 (Legal Aid), 598 So. 2d 41 (Fla.,
1992). Upon consideration of a report from a Joint Commission of Florida Bar and Florida Bar Foundation representatives, the Court approved
an annual minimum of 20 hours of voluntary pro bono legal services to the poor, for each Florida Bar member, or an alternative contribution
of $350 to a legal services agency. The Court noted: "What makes our legal system so different is the ability of lawyers to challenge the
constitutionality of government conduct before a separate, independent judicial branch of government. Although an independent judiciary is
essential, an independent legal profession plays a critical role in maintaining our constitutional structure." In support of pro bono, the opinion
added: "We find it is important for an independent legal profession to provide a portion of indigent representation to ensure proper
challenges against government violations of individual rights." Yet the Court further stressed: "To the legislature, we emphasize that the legal
profession is not able to singlehandedly resolve the problem of indigent legal representation, and, although there is a budget crisis, funding
will eventually have to be provided to address a significant portion of the needs identified by the Commission and particularly legal
representation that is now mandated by the Constitution.''
Back to Top
Buffington, Mary. "Separation of Powers and the Independent Governmental Entity After Mistretta v. United States," 50 Louisiana Law Review
117 (September 1989).
https://www.floridabar.org/divcom/pi/bips2001.nsf/1119bd38ae090a748525676f0053b606/c2d4411cc05f7c458525669e004dea34!OpenDocument
Drew, E. Harris. "Inherent Power of the Supreme Court with Special Reference to the Power to Regulate Disbarment of its Officers, and the
Liability of the County to Defray the Expenses Incident Thereto," 15 Florida Bar Journal 303 (November 1941).
England, Arthur J., Jr. "In Defense of Regulation by the Supreme Court," 54 Florida Bar Journal 254 (April 1980).
Fay, Peter T. "Officers of the Court," 60 Florida Bar Journal 9 (December 1986).
Lehan, James E. "Lawyers are Different," 62 Florida Bar Journal 21 (October 1988).
Little, Joseph W. "An Overview of the Historical Development of the Judicial Article of the Florida Constitution," 19 Stetson Law Review 1 (Fall
1989).
Scanlon, Pat H. "The Unified Bar," The Mississippi Lawyer, March/April, p. 9, 1989.
Smith, William Reece, Jr. "In Support of the Integrated Bar," 54 Florida Bar Journal 258 (April 1980).
State of Florida, Legislature. Report of the Select Subcommittee on the Legal Profession (Sheldon Report). June 5, 1980.
Prepared by The Florida Bar Department of Public Information and Bar Services with assistance from the General Counsel and the Unlicensed
Practice of Law Department.
Back to Top
[Revised: 5/26/05]
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12/14/2020 Ex parte Garland - Wikipedia
Ex parte Garland
Ex parte Garland, 71 U.S. (4 Wall.) 333 (1866), was an
important United States Supreme Court case involving the Ex parte Garland
disbarment of former Confederate officials.
Contents
Background 6 Supreme Court of the United
Decision States
Argued December 15, 22, 1865
Notes Reargued March 13–15, 1866
External links Decided January 14, 1867
Full Ex parte Garland
case
Background name
Citations 71 U.S. 333 (https://supr
In January 1865, the US Congress passed a law that eme.justia.com/us/71/33
effectively disbarred former members of the Confederate 3/case.html) (more)
4 Wall. 333; 18 L. Ed.
government by requiring a loyalty oath to be recited by any
366; 1866 U.S. LEXIS
federal court officer that affirmed that the officer had never
886
served in the Confederate government.
Holding
Augustus Hill Garland, an attorney and a former Confederate Congress cannot punish a person
Senator from Arkansas, subsequently received a pardon from for a crime for which the person has
US President Andrew Johnson. Garland then came before the been pardoned.
court and pleaded that the act of Congress was a bill of Court membership
attainder and an ex post facto law, which unfairly punished Chief Justice
him for the crime for which he had been pardoned, and so was Salmon P. Chase
unconstitutional.
Associate Justices
James M. Wayne · Samuel Nelson
Decision Robert C. Grier · Nathan Clifford
Noah H. Swayne · Samuel F.
In a 5-4 decision, the Supreme Court ruled that the law was Miller
both a bill of attainder and an ex post facto law. The court also David Davis · Stephen J. Field
ruled that the president can exercise the pardon power at any Case opinions
time after the commission of the crime, and that Garland was Majority Field, joined by Wayne,
beyond the reach of punishment of any kind because of his Nelson, Grier, Clifford
prior presidential pardon.[1 ] Dissent Miller, joined by Chase,
Swayne, Davis
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12/14/2020 Ex parte Garland - Wikipedia
The court also stated that counselors are officers of the court, not officers of the United States, and
that their removal was an exercise of judicial power, not legislative power. The law was struck
down as unconstitutional, which opened the way for former Confederate government officials to
return to positions in the federal judiciary.
Notes
1. On limitations to the president’s pardon power, see: Zachary J. Broughton.: “I Beg Your Pardon:
Ex Parte Garland Overruled; The Presidential Pardon Is No Longer Unlimited”, (https://digitalcom
mons.law.wne.edu/cgi/viewcontent.cgi?article=1815&context=lawreview) Western New England
Law Review: 41 W. New Eng. L. Rev. 183 (2019), pp. 183-218. (Retrieved 2020-12-04.)
External links
Works related to Ex parte Garland at Wikisource
Text of Ex parte Garland, 71 U.S. (4 Wall.) 333 (1866) is available from: Cornell (https://www.la
w.cornell.edu/supremecourt/text/71/333) CourtListener (https://www.courtlistener.com/opinion/87
779/ex-parte-garland/) Findlaw (https://caselaw.findlaw.com/us-supreme-court/71/333.htm
l) Google Scholar (https://scholar.google.com/scholar_case?case=298158358322153635
7) Justia (https://supreme.justia.com/cases/federal/us/71/333/) Library of Congress (http://cdn.lo
c.gov/service/ll/usrep/usrep071/usrep071333/usrep071333.pdf) OpenJurist (https://openjurist.or
g/71/us/333)
Text is available under the Creative Commons Attribution-ShareAlike License; additional terms may apply. By using this
site, you agree to the Terms of Use and Privacy Policy. Wikipedia® is a registered trademark of the Wikimedia
Foundation, Inc., a non-profit organization.
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https://www.law.cornell.edu/supremecourt/text/71/333
71 U.S. 333
Ex parte Garland ()
Argued:
Decided:
7
___
Syllabus
Opinion, Field
Dissent, Miller
Syllabus
1. The act of Congress of January 24th, 1865, providing that, after its passage,
no person shall be admitted as an attorney and counselor to the bar of the
Supreme Court, and, after March 4th, 1865, to the bar of any Circuit or District
Court of the United States, or Court of Claims, or be allowed to appear and be
heard by virtue of any previous admission, or any special power of attorney,
unless he shall have first taken and subscribed to the oath prescribed in the act
of July 2d, 1862 -- which latter act requires the affiant to swear or affirm that he
has never voluntarily borne arms against the United States since he has been
a citizen thereof, that he has voluntarily given no aid, countenance, counsel, or
encouragement to persons engaged in armed hostility thereto, that he has
neither sought nor accepted, nor attempted to exercise the functions of any
office whatever under any authority or pretended authority in hostility to the
United States, and that he has not yielded a voluntary support to any pretended
government, authority, power, or constitution within the United States hostile or
inimical thereto -- operates as a legislative decree excluding from the practice
of the law in the courts of the United States all parties who have offended in
any of the particulars enumerated.
2. Exclusion from the practice of the law in the Federal courts, or from any of
the ordinary avocations of life for past conduct is punishment for such conduct.
The exaction of the oath is the mode provided for ascertaining the parties upon
whom the act is intended to operate.
3. The act being of this character partakes of the nature of a bills of pains and
penalties, and is subject to the constitutional inhibition against the passage of
12
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bills of attainder, under which general designation bills of pains and penalties
are included.
4. In the exclusion which the act adjudges, it imposes a punishment for some of
the acts specified which were not punishable at the time they were committed,
and for other of the acts, it adds a new punishment to that before prescribed,
and it is thus within the inhibition of the Constitution against the passage of an
ex post facto law.
5. Attorneys and counselors are not officers of the United States; they are
officers of the court, admitted as such by its order upon evidence of their
possessing sufficient legal learning and fair private character.
6. The order of admission is the judgment of the court that the parties possess
the requisite qualifications and are entitled to appear as attorneys and
counselors and conduct causes therein. From its entry, the parties become
officers of the court, and are responsible to it for professional misconduct. They
hold their office during good behavior, and can only be deprived of it for
misconduct ascertained and declared by the judgment of the court after
opportunity to be heard has been afforded. Their admission and their exclusion
are the exercise of judicial power. [p334]
10. A pardon reaches the punishment prescribed for an offence and the guilt of
the offender. If granted before conviction, it prevents any of the penalties and
disabilities consequent upon conviction from attaching; if granted after
conviction, it removes the penalties and disabilities and restores him to all his
civil rights. It gives him a new credit and capacity. There is only this limitation to
its operation: it does not restore offices forfeited, or property of interests
vested in others in consequence of the conviction and judgment.
11. The petitioner in this case, having received a full pardon for all offences
committed by his participation, direct or implied, in the Rebellion, is relieved
from all penalties and disabilities attached to the offence of treason, committed
by such participation. For that offence, he is beyond the reach of punishment of
any kind. He cannot, therefore, be excluded by reason of that offence from
continuing in the enjoyment of a previously acquired right to appear as an
attorney and counselor in the Federal courts.
profit under the government of the United States, either in the civil, military, or
naval departments of the public service, excepting the President of the United
States, shall, before entering upon the duties of such office, take and subscribe
the following oath or affirmation:
I, A. B., do solemnly swear (or affirm) that I have never voluntarily borne arms
against the United States since I have been a citizen thereof; that I have
voluntarily given no aid, countenance, counsel, or encouragement to [p335]
persons engaged in armed hostility thereto; that I have neither sought nor
accepted, not attempted to exercise the functions of any office whatever,
under any authority or pretended authority in hostility to the United States; that
I have not yielded a voluntary support to any pretended government, authority,
power, or constitution with the United States, hostile or inimical thereto. And I
do further swear (or affirm) that, to the best of my knowledge and ability, I will
support and defend the Constitution of the United States against all enemies,
foreign and domestic; that I will bear true faith and allegiance to the same; that I
take this obligation freely, without any mental reservation or purpose of
evasion, and that I will well and faithfully discharge the duties of the office on
which I am about to enter, so help me God;
&c.
Any person who shall falsely take the said oath shall be guilty of perjury, and, on
conviction, in addition to the penalties now prescribed for that offence, shall be
deprived of his office, and rendered incapable forever after of holding any office
or place under the United States.
No person, after the date of this act, shall be admitted to the bar of the
Supreme Court of the United States, or at any time after the fourth of March
next, shall be admitted to the bar of any Circuit or District Court of the United
States, or of the Court of Claims, as an attorney or counselor of such court, or
shall be allowed to appear and be heard in any such court, by virtue of any
previous admission, or any special power of attorney, unless he shall have first
taken and subscribed the oath prescribed in "An act to prescribe an oath of
office and for other purposes," approved July 2d, 1862. And any person who
shall falsely take the said oath shall be guilty of perjury, and, on conviction,
&c.
By the Judiciary Act of 1789, the Supreme Court has power to make rules and
decide upon the qualifications of attorneys.
I, A. B., do solemnly swear (or affirm, as the case may be) that I will demean
myself as an attorney and counselor of this court, uprightly, and according to
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law, and that I will support the Constitution of the United States.
There was then no other qualification for attorneys in this court than such as
are named in this rule.
In March, 1865, this rule was changed by the addition of a clause requiring an
oath, in conformity with the act of Congress.
At the same term at which he was admitted, Mr. Garland appeared, and
presented printed argument in several cases in which he was counsel. His
name continued on the roll of attorneys from then to the present time. but the
late Rebellion intervened, and all business in which he was concerned at the
time of his admission remained undisposed of. In some of the cases alluded to,
fees were paid, and in others, they were partially paid. Having taken part in the
Rebellion against the United States by being in the Congress of the so-called
Confederate States from May, 1861, until the final surrender of the forces of
such Confederate States -- first in the lower house and afterwards in the
Senate of that body as the representative of the State of Arkansas, of which he
was a citizen -- Mr. Garland could not take the oath prescribed by the acts of
Congress before mentioned and the rule of the court of March, 1865.
In July, 1865, Mr. Garland received from the President [p337] a pardon, by
which the chief magistrate, reciting that Mr. Garland, "by taking part in the late
Rebellion against the government, had made himself liable to heavy pains and
penalties," &c., did thereby
Grant to the said A. H. Garland a FULL PARDON AND AMNESTY for all
offences by him committed, arising from participation, direct or implied, in the
said Rebellion, conditioned as follows: this pardon to begin and take effect from
the day on which the said A. H. Garland shall take the oath prescribed in the
proclamation of the President, dated May 29th, 1865, and to be void and of no
effect if the said A. H. Garland shall hereafter at any time acquire any property
whatever in slaves, or make use of slave labor, and that he first pay all costs
which may have accrued in any proceedings hitherto instituted against his
person or property. And upon the further condition that the said A. H. Garland
shall notify the Secretary of State in writing that he has received and accepted
the foregoing pardon.
The oath required was taken by Mr. Garland and annexed to the pardon. It was
to the purport that he would thenceforth
faithfully support, protect, and defend the Constitution of the United States and
the union of the States thereunder, and that he would in like manner abide by
and faithfully support all laws and proclamations which had been made during
the existing Rebellion with reference to the emancipation of slaves.
Mr. Garland now produced this pardon, and, by petition filed in court, asked
permission to continue to practise as an attorney and counselor of the court,
without taking the oath required by the act of January 24th, 1865, and the rule
of the court. He rested his application principally upon two grounds:
1st. That the act of January 24th, 1865, so far as it affected his status in the
court, was unconstitutional and void, and,
2d. That, if the act were constitutional, he was released from compliance with
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TOP
Opinion
At the December Term, 1860, the petitioner was admitted as an attorney and
counselor of this court, and took and subscribed the oath then required. By the
second rule, as it then existed, it was only requisite to the admission of
attorneys and counselors of this court that they should have been such officers
for the three previous years in the highest courts of the States to which they
respectively belonged, and that their private and professional character should
appear to be fair.
In March, 1865, this rule was changed by the addition of a clause requiring the
administration of the oath in conformity with the act of Congress.
In May, 1861, the State of Arkansas, of which the petitioner was a citizen,
passed an ordinance of secession which purported to withdraw the State from
the Union, and afterwards, in the same year, by another ordinance, attached
herself to the so-called Confederate States, and by act of the congress of that
confederacy was received as one of its members.
The petitioner followed the State, and was one of her representatives -- first in
the lower house and afterwards in the senate of the congress of that
confederacy, and was a member of the senate at the time of the surrender of
the Confederate forces to the armies of the United States.
In July, 1865, he received from the President of the United States a full pardon
for all offences committed by his participation, direct or implied, in the
Rebellion. He now produces his pardon, and asks permission to continue to
practise as an attorney and counselor of the court without taking the oath
required by the act of January 24th, 1865, and the rule of the court, which he is
unable to take by reason of the offices he held under the Confederate
government. [p376] He rests his application principally upon two grounds:
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1st. That the act of January 24th, 1865, so far as it affects his status in the
court, is unconstitutional and void, and,
2d. That, if the act be constitutional, he is released from compliance with its
provisions by the pardon of the President.
1st. That the deponent has never voluntarily borne arms against the United
States since he has been a citizen thereof;
3d. That he has never sought, accepted, or attempted to exercise the functions
of any office whatsoever, under any authority, or pretended authority, in hostility
to the United States;
4th. That he has not yielded a voluntary support to any pretended government,
authority, power, or constitution, within the United States, hostile or inimical
thereto; and,
5th. That he will support and defend the Constitution of the United States
against all enemies, foreign and domestic, and will bear true faith and
allegiance to the same.
The statute is directed against parties who have offended in any of the
particulars embraced by these clauses. And its object is to exclude them from
the profession of the law, or at least from its practice in the courts of the United
States. As the oath prescribed cannot be taken by these parties, the act, as
against them, operates as a legislative decree of perpetual exclusion. And
exclusion from any of the professions or any of the ordinary avocations of life
for past conduct can be regarded in no other light than as punishment for such
conduct. The exaction of the oath is the mode provided for ascertaining the
parties upon whom the act is intended to operate, and, instead of lessening,
increases its objectionable character. All enactments of this kind partake of the
nature of bills of pains and penalties, and are subject to the constitutional
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In the exclusion which the statute adjudges, it imposes a punishment for some
of the acts specified which were not punishable at the time they were
committed, and, for other of the acts, it adds a new punishment to that before
prescribed, and it is thus brought within the further inhibition of the Constitution
against the passage of an ex post facto law. In the case of Cummings against
The State of Missouri, just decided, we have had occasion to consider at
length the meaning of a bill of attainder and of an ex post facto law in the clause
of the Constitution forbidding their passage by the States, and it is
unnecessary to repeat here [p378] what we there said. A like prohibition is
contained in the Constitution against enactments of this kind by Congress, and
the argument presented in that case against certain clauses of the constitution
of Missouri is equally applicable to the act of Congress under consideration in
this case.
are not only officers of the court, but officers whose duties relate almost
exclusively to proceedings of a judicial nature. And hence their appointment
may, with propriety, be intrusted to the courts, and the latter in performing this
duty may very justly be considered as engaged in the exercise of their
appropriate judicial functions.
or annul its decision, where the decision was in its nature a judicial act and
within the scope of its jurisdiction and discretion.
it has been well settled by the rules and practice of common law courts that it
rests exclusively with the court to determine who is qualified to become one of
its officers as an attorney and counselor, and for what cause he ought to be
removed.
The attorney and counselor, being by the solemn judicial act of the court
clothed with his office, does not hold it as a matter of grace and favor. The right
which it confers upon him to appear for suitors and to argue causes is
something more than a mere indulgence, revocable at the pleasure of the court
or at the command of the legislature. It is a right of which he can only be
deprived by the judgment of the court for moral or professional delinquency.
The legislature may undoubtedly prescribe qualifications for the office to which
he must conform, as it may, where it has exclusive jurisdiction, prescribe
qualifications for the pursuit of any of the ordinary avocations of life. The
[p380] question in the case is not as to the power of Congress to prescribe
qualifications, but whether that power has been exercised as a means for the
infliction of punishment, against the prohibition of the Constitution. That this
result cannot be effected indirectly by a State under the form of creating
qualifications we have held in the case of Cummings v. The State of Missouri,
and the reasoning by which that conclusion was reached applies equally to
similar action on the part of Congress.
The Constitution provides that the President "shall have power to grant
reprieves and pardons for offences against the United States, except in cases
of impeachment." [n6]
The power thus conferred is unlimited, with the exception stated. It extends to
every offence known to the law, and may be exercised at any time after its
commission, either before legal proceedings are taken or during their pendency
or after conviction and judgment. This power of the President is not subject to
legislative control. Congress can neither limit the effect of his pardon nor
exclude from its exercise any class of offenders. The benign prerogative of
mercy reposed in him cannot be fettered by any legislative restrictions.
Such being the case, the inquiry arises as to the effect and operation of a
pardon, and on this point all the authorities concur. A pardon reaches both the
punishment prescribed for the offence and the guilt of the offender, and when
the pardon is full, it releases the punishment and blots out of existence the guilt,
so that, in the eye of the law, the offender is as innocent as if he had never
committed the offence. If granted before conviction, it prevents any of the
penalties and disabilities consequent upon conviction from attaching; if granted
after conviction, it removes the penalties and disabilities and restores him to all
his civil rights; it makes [p381] him, as it were, a new man, and gives him a
new credit and capacity.
There is only this limitation to its operation: it does not restore offices forfeited
or property or interests vested in others in consequence of the conviction and
judgment. [n7]
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The pardon produced by the petitioner is a full pardon "for all offences by him
committed, arising from participation, direct or implied, in the Rebellion," and is
subject to certain conditions which have been complied with. The effect of this
pardon is to relieve the petitioner from all penalties and disabilities attached to
the offence of treason, committed by his participation in the Rebellion. So far
as that offence is concerned, he is thus placed beyond the reach of punishment
of any kind. But to exclude him, by reason of that offence, from continuing in the
enjoyment of a previously acquired right is to enforce a punishment for that
offence notwithstanding the pardon. If such exclusion can be effected by the
exaction of an expurgatory oath covering the offence, the pardon may be
avoided, and that accomplished indirectly which cannot be reached by direct
legislation. It is not within the constitutional power of Congress thus to inflict
punishment beyond the reach of executive clemency. From the petitioner,
therefore, the oath required by the act of January 24th, 1865, could not be
exacted even if that act were not subject to any other objection than the one
thus stated.
It follows, from the views expressed, that the prayer of the petitioner must be
granted.
The case of R. H. Marr is similar in its main features to that of the petitioner,
and his petition must also be granted.
And the amendment of the second rule of the court, which requires the oath
prescribed by the act of January 24th, 1865, to be taken by attorneys and
counselors, having been unadvisedly adopted, must be rescinded.
5. 19 Howard 9.
6. Article II, § 2.
TOP
Dissent
Mr. Justice MILLER, on behalf of himself and the CHIEF JUSTICE, and
Justices SWAYNE and DAVIS, delivered the following dissenting opinion, which
applies also to the opinion delivered in Cummings v. Missouri. (See supra, p.
316.)
modify it.
For the speedy return of that better spirit which shall leave us no cause for
such laws all good men look with anxiety and with a hope, I trust, not altogether
unfounded.
But the question involved, relating, as it does, to the right of the legislatures of
the nation and of the state to exclude from offices and places of high public
trust, the administration of whose functions are essential to the very existence
of the government, those among its own citizens who have been engaged in a
recent effort to destroy that government by force can never cease to be one of
profound interest.
It is at all times the exercise of an extremely delicate power for this court of
declare that the Congress of the nation, or the legislative body of a State, has
assumed an authority not belonging to it, and, by violating the Constitution, has
rendered void its attempt at legislation. In the case of an act of Congress,
which expresses the sense of the members of a coordinate department of the
government, as much bound by their oath of office as we are to respect that
Constitution, and whose duty it is, as much as it is ours, to be careful that no
statute is passed in violation of it, the incompatibility of the act with the
Constitution should be so clear as to leave little reason for doubt before we
pronounce it to be invalid.
In the comments which I have to make upon these cases, I shall speak of
principles equally applicable to both, although I shall refer more directly to that
which involves the oath required of attorneys by the act of Congress, reserving
for the close some remarks more especially applicable to the oath prescribed
by the constitution of the State of Missouri.
The Constitution of the United States makes ample provision for the
establishment of courts of justice to administer her law and to protect and
enforce the rights of her citizens. Article III, section 1 of that instrument, says
that
[t]he judicial power of the United States shall be vested in one Supreme Court,
and such inferior courts as the Congress may, from time to time, ordain and
establish.
to make all laws which shall be necessary and proper for carrying into
execution the foregoing powers, and all other powers vested by the
Constitution in the government of the United States, or in any department
thereof.
Under these provisions, Congress has ordained and established circuit courts,
district courts, and territorial courts, and has, by various statutes, fixed the
number of the judges of the Supreme Court. It has limited and defined the
jurisdiction of all these, and determined the salaries of the judges who hold
them. It has provided for their necessary officers, as marshals, clerks,
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[i]n all the courts of the United States, the parties may plead and manage their
causes personally, or by the [p384] assistance of such counsel or attorneys at
law as, by the rules of the said courts respectively, shall be permitted to
manage and conduct causes therein.
It is believed that no civilized nation of modern times has been without a class
of men intimately connected with the courts, and with the administration of
justice, called variously attorneys, counselors, solicitors, proctors, and other
terms of similar import. The enactment which we have just cited recognizes this
body of men, and their utility in the judicial system of the United States, and
imposes upon the courts the duty of providing rules by which persons entitled to
become members of this class may be permitted to exercise the privilege of
managing and conducting causes in these courts. They are as essential to the
successful working of the courts as the clerks, sheriffs, and marshals, and
perhaps as the judges themselves, since no instance is known of a court of law
without a bar.
Every State in the Union, and every civilized government, has laws by which
the right to practise in its courts may be granted, and makes that right to
depend on the good moral character and professional skill of the party on whom
the privilege is conferred. This is not only true in reference to the first grant of
license of practise law, but the continuance of the right is made by these laws
to depend upon the continued possession of those qualities.
Attorneys are often deprived of this right upon evidence of bad moral character
or specific acts of immorality or dishonesty [p385] which show that they no
longer posses the requisite qualifications.
All this is done by law, either statutory or common, and whether the one or the
other, equally the expression of legislative will, for the common law exists in this
country only as it is adopted or permitted by the legislatures or by constitutions.
No reason is perceived why this body of men, in their important relations to the
courts of the nation, are not subject to the action of Congress to the same
extent that they are under legislative control in the States or in any other
government, and to the same extent that the judges, clerks, marshals, and other
officers of the court are subject to congressional legislation. Having the power
to establish the courts, to provide for and regulate the practice in those courts,
to create their officers, and prescribe their functions, can it be doubted that
Congress has the full right to prescribe terms for the admission, rejection, and
expulsion of attorneys, and for requiring of them an oath, to show whether they
have the proper qualifications for the discharge of their duties?
The act which has just been declared to be unconstitutional is nothing more
than a statute which requires of all lawyers who propose to practise in the
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national courts that they shall take the same oath which is exacted of every
officer of the government, civil or military. This oath has two aspects, one which
looks to the past conduct of the party and one to his future conduct, but both
have reference to his disposition to support or to overturn the government in
whose functions he proposes to take part. In substance, he is required to
swear that he has not been guilty of treason to that government in the past, and
that he will bear faithful allegiance to it in the future.
That fidelity to the government under which he lives, a true and loyal
attachment to it, and a sincere desire for its preservation are among the most
essential qualifications which should be required in a lawyer seems to me to be
too clear for argument. The history of the Anglo-Saxon [p386] race shows that,
for ages past, the members of the legal profession have been powerful for good
or evil to the government. They are, by the nature of their duties, the moulders
of public sentiment on questions of government, and are every day engaged in
aiding in the construction and enforcement of the laws. From among their
numbers are necessarily selected the judges who expound the laws and the
Constitution. To suffer treasonable sentiments to spread here unchecked is to
permit the stream on which the life of the nation depends to be poisoned at its
source.
In illustration of this truth, I venture to affirm that if all the members of the legal
profession in the States lately in insurrection had possessed the qualification of
a loyal and faithful allegiance to the government, we should have been spared
the horrors of the Rebellion. If, then, this qualification be so essential in a
lawyer, it cannot be denied that the statute under consideration was eminently
calculated to secure that result.
The majority of this court, however, do not base their decisions on the mere
absence of authority in Congress and in the States to enact the laws which are
the subject of consideration, but insist that the Constitution of the United States
forbids, in prohibitory terms, the passage of such laws both to the Congress
and to the States. The provisions of that instrument relied on the sustain this
doctrine are those which forbid Congress and the States, respectively, from
passing bills of attainder and ex post facto laws. It is said that the act of
Congress and the provision of the constitution of the State of Missouri under
review are in conflict with both these prohibitions, and are therefore void.
The word attainder is derived, by Sir Thomas Tomlins, in his law dictionary, from
the words attincta and attinctura, and is defined to be
The effect of this corruption of the blood was that the party attainted lost all
inheritable quality, and could neither receive nor transmit any property or other
rights by inheritance.
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Bills of attainder, therefore, or acts of attainder, as they were called after they
were passed into statutes, were laws which declared certain persons attainted,
and their blood corrupted so that it had lost all heritable quality. Whether it
declared other punishment or not, it was an act of attainder if it declared this.
This also seems to have been the main feature at which the authors of the
Constitution were directing their prohibition, for, after having, in article I,
prohibited the passage of bills of attainder -- in section nine to Congress and in
section ten to the States -- there still remained to the judiciary the power of
declaring attainders. Therefore, to still further guard against this odious form of
punishment, it is provided, in section three of article III, concerning the judiciary,
that, while Congress shall have power to declare the punishment of treason, no
attainder of treason shall work corruption of blood or forfeiture except during
the life of the person attainted.
This, however, while it was the chief, was not the only, peculiarity of bills of
attainder which was intended to be included within the constitutional restriction.
Upon an attentive [p388] examination of the distinctive features of this kind of
legislation, I think it will be found that the following comprise those essential
elements of bills of attainder, in addition to the one already mentioned, which
distinguish them from other legislation, and which made them so obnoxious to
the statesmen who organized our government:
3. The investigation into the guilt of the accused, if any such were made, was
not necessarily or generally conducted in his presence or that of his counsel,
and no recognized rule of evidence governed the inquiry. [n1]
It is no cause for wonder that men who had just passed successfully through a
desperate struggle in behalf of civil liberty should feel a detestation for
legislation of which these were the prominent features. The framers of our
political system had a full appreciation of the necessity of keeping separate and
distinct the primary departments of the government.
any one of these features of bills of attainder, and, if so, whether there is
sufficient in the act to bring it fairly within the description of that class of bills.
It is not claimed that the law works a corruption of blood. It will, therefore, be
conceded at once that the act does not contain this leading feature of bills of
attainder.
If this were not so, then the act was mere brutum fulmen, and the parties other
than the earl could only be punished, notwithstanding the act, by proof of their
guilt before some competent tribunal.
2. Passing now to consider whether the statute is an ex post facto law, we find
that the meaning of that term, as used in the Constitution, is a matter which has
been frequently before this court, and it has been so well defined as to leave no
room for controversy. The only doubt which can arise is as to the character of
the particular case claimed to come within the definition, and not as to the
definition of the phrase itself.
All the cases agree that the term is to be applied to criminal causes alone, and
not to civil proceedings. In the language of Justice Story, in the case of Watson
v. Mercer, [n2]
Ex post facto laws relate to penal and criminal proceedings, which impose
punishment and forfeiture, and not to civil proceedings, which affect private
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The first case on the subject is that of Calder v. Bull, and it is the one in which
the doctrine concerning ex post facto laws is most fully expounded. The court
divides all laws [p391] which come within the meaning of that clause of the
Constitution into four classes:
1st. Every law that makes an action done before the passing of the law, and
which was innocent when done, criminal, and punishes such action.
2d. Every law that aggravates a crime, or makes it greater than it was when
committed.
3d. Every law that changes the punishment, and inflicts a greater punishment
than the law annexed to the crime when committed.
4th. Every law that alters the rule of evidence, and receives less or different
testimony than the law required at the time of the commission of the offence to
convict the offender.
Again, the court says, in the same opinion, that "the true distinction is between
ex post facto laws and retrospective laws," and proceeds to show that,
however unjust the latter may be, they are not prohibited by the Constitution,
while the former are.
This exposition of the nature of ex post facto laws has never been denied, nor
has any court or any commentator on the Constitution added to the classes of
laws here set forth as coming within that clause of the organic law. In looking
carefully at these four classes of laws, two things strike the mind as common to
them all:
1st. That they contemplate the trial of some person charged with an offence.
2d. That they contemplate a punishment of the person found guilty of such
offence.
No trial of any person is contemplated by the act for any past offence. Nor is
any party supposed to be charged with any offence in the only proceeding
which the law provides.
Where, then, is this ex post facto law which tries and punishes a man for a
crime committed before it was passed? It can only be found in those elastic
rules of construction which cramp the powers of the Federal government when
they are to be exercised in certain directions, and enlarges them when they are
to be exercised in others. No more striking example of this could be given than
the cases before us, in one of which the Constitution of the United States is
held to confer no power on Congress to prevent traitors practising in her
courts, while in the other it is held to confer power on this court to nullify a
provision of the constitution of the State of Missouri relating to a qualification
required of ministers of religion.
But the fatal vice in the reasoning of the majority is in the meaning which they
attach to the word punishment in its application to this law and in its relation to
the definitions which have been given of the phrase ex post facto laws.
Webster's second definition of the word "punish" is this: [p393] "In a loose
sense, to afflict with punishment, &c., with a view to amendment, to chasten."
And it is in this loose sense that the word is used by this court as synonymous
with chastisement, correction, loss, or suffering to the party supposed to be
punished, and not in the legal sense, which signifies a penalty inflicted for the
commission of crime.
And so, in this sense, it is said that, whereas persons who had been guilty of
the offences mentioned in the oath were, by the laws then in force, only liable
to be punished with death and confiscation of all their property, they are, by a
law passed since these offences were committed, made liable to the enormous
additional punishment of being deprived of the right to practise law!
The law in question does not in reality deprive a person guilty of the acts
therein described of any right which he possessed before, for it is equally
sound law as it is the dictate of good sense that a person who, in the language
of the act, has voluntarily borne arms against the government of the United
States while a citizen thereof, or who has voluntarily given aid, comfort,
counsel, or encouragement to persons engaged in armed hostility to the
government, has, by doing those things, forfeited his right to appear in her
courts and take part in the administration of her laws. Such a person has
exhibited a trait of character which, without the aid of the law in question,
authorizes the court to declare him unfit to practise before it, and to strike his
name from the roll of its attorneys if it be found there.
I have already shown that this act provides for no indictment or other charge,
that it contemplates and admits of no trial, and I now proceed to show that,
even if the right of the court to prevent an attorney guilty of the acts mentioned
from appearing in its forum depended upon the statute, that still it inflicts no
punishment in the legal sense of that term.
"Punishment," says Mr. Wharton in his Law Lexicon, "is the penalty for
transgressing the laws," and this is perhaps as comprehensive and at the same
time as accurate a definition as can be given. Now what law is it whose
transgression [p394] is punished in the case before us? None is referred to in
the act, and there is nothing on its face to show that it was intended as an
additional punishment for any offence described in any other act. A part of the
matters of which the applicant is required to purge himself on oath may amount
to treason, but surely there could be no intention or desire to inflict this small
additional punishment for a crime whose penalty already was death and
confiscation of property.
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In fact, the word "punishment" is used by the court in a sense which would
make a great number of laws, partaking in no sense of a criminal character,
laws for punishment, and therefore ex post facto.
A law, for instance, which increased the facility for detecting frauds by
compelling a party to a civil proceeding to disclose his transactions under oath
would result in his punishment in this sense if it compelled him to pay an honest
debt which could not be coerced from him before. But this law comes clearly
within the class described by this court in Watson v. Mercer as civil
proceedings which affect private rights retrospectively.
Again, let us suppose that several persons afflicted with a form of insanity
heretofore deemed harmless shall be found all at once to be dangerous to the
lives of persons with whom they associate. The State, therefore, passes a law
that all persons so affected shall be kept in close confinement until their
recovery is assured. Here is a case of punishment in the sense used by the
court for a matter existing before the passage of the law. Is it an ex post facto
law? And, if not, in what does it differ from one? Just in the same manner that
the act of Congress does, namely, that the proceeding is civil, and not criminal,
and that the imprisonment in the one case, and the prohibition to practise law in
the other, are not punishments in the legal meaning of that term.
The civil law maxim, "Nemo debet bis vexari, pro un a et eadam causa," has
been long since adopted into the common law as applicable both to civil and
criminal proceedings, and one of the amendments of the Constitution
incorporates this [p395] principle into that instrument so far as punishment
affects life or limb. It results from this rule that no man can be twice lawfully
punished for the same offence. We have already seen that the acts of which
the party is required to purge himself on oath constitute the crime of treason.
Now if the judgment of the court in the cases before us, instead of permitting
the parties to appear without taking the oath, had been the other way, here
would have been the case of a person who, on the reasoning of the majority, is
punished by the judgment of this court for the same acts which constitute the
crime of treason.
Yet if the applicant here should afterwards be indicted for treason on account of
these same acts, no one will pretend that the proceedings here could be
successfully pleaded in bar of that indictment. But why not? Simply because
there is here neither trial nor punishment within the legal meaning of these
terms.
I maintain that the purpose of the act of Congress was to require loyalty as a
qualification of all who practise law in the national courts. The majority say that
the purpose was to impose a punishment for past acts of disloyalty.
The Constitution of the United States provides as a qualification for the offices
of President and Vice-President that the person elected must be a native-born
citizen. Is this a punishment to all those naturalized citizens who can never
attain that qualification? The constitutions of nearly all the States require as a
qualification for voting that the voter shall be a white male citizen. Is this a
punishment for all the blacks who can never become white?
Again, it was a qualification required by some of the State constitutions for the
office of judge that the person should not be over sixty years of age. To a very
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large number of the ablest lawyers in any State, this is a qualification to which
they can never attain, for every year removes [p396] them farther away from
the designated age. Is it a punishment?
This is a much stronger case than that of a disloyal attorney forbid by law to
practise in the courts, yet no one ever thought the law was ex post facto in the
sense of the Constitution of the United States.
The history of the time when this statute was passed -- the darkest hour of our
great struggle -- the necessity for its existence, the humane character of the
President who signed the bill, and the face of the law itself, all show that it was
purely a qualification, exacted in self-defence, of all who took part in
administering the government in any of its departments, and that it was not
passed for the purpose of inflicting punishment, however merited, for past
offences.
I think I have now shown that the statute in question is within the legislative
power of Congress in its control over the courts and their officers, and that it
was not void as being either a bill of attainder or an ex post facto law.
I am willing to concede that the presidential pardon relieves the party from all
the penalties, or, in other words, from all the punishment, which the law inflicted
for his offence. But it relieves him from nothing more. If the oath required as a
condition to practising law is not a punishment, as I think I have shown it is not,
then the pardon of the President has no effect in releasing him from the
requirement to take it. If it is a qualification which Congress [p397] had a right
to prescribe as necessary to an attorney, then the President cannot, by pardon
or otherwise, dispense with the law requiring such qualification.
This is not only the plain rule as between the legislative and executive
departments of the government, but it is the declaration of common sense. The
man who, by counterfeiting, by theft, by murder, or by treason is rendered unfit
to exercise the functions of an attorney or counselor at law, may be saved by
the executive pardon from the penitentiary or the gallows, but is not thereby
restored to the qualifications which are essential to admission to the bar. No
doubt it will be found that very many persons among those who cannot take this
oath deserve to be relieved from the prohibition of the law, but this in no wise
depends upon the act of the President in giving or refusing a pardon. It remains
to the legislative power alone to prescribe under what circumstances this relief
shall be extended.
But no attempt has been made to show that the Constitution of the United
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States interposes any such protection between the State governments and
their own citizens. Nor can anything of this kind be shown. The Federal
Constitution contains but two provisions on this subject. One of these forbids
Congress to make any law respecting the establishment of religion, or
prohibiting the free exercise thereof. The other is that no religious test shall
ever be required as a qualification to any office or public trust under the United
States.
No restraint is placed by that instrument on the action of the States, but on the
contrary, in the language of Story, [n4]
the whole power over the subject of religion is left exclusively to the State
governments, to be acted upon according to their own sense of justice and the
State constitutions. [p398]
If there ever was a case calling upon this court to exercise all the power on this
subject which properly belongs to it, it was the case of the Rev. B. Permoli. [n5]
But hard as that case was, the court replied to him in the following language:
The Constitution (of the United States) makes no provision for protecting the
citizens of the respective States in their religious liberties; this is left to the
State constitutions and laws; nor is there any inhibition imposed by the
Constitution of the United States in this respect on the States.
Mr. Permoli's writ of error was therefore dismissed for want of jurisdiction.
In this case, the constitution of the State of Missouri, the fundamental law of
the people of that State, adopted by their popular vote, declares that no priest
of any church shall exercise his ministerial functions unless he will show by his
own oath that he has borne a true allegiance to his government. This court now
holds this constitutional provision void on the ground that the Federal
Constitution forbids it. I leave the two cases to speak for themselves.
In the discussion of these cases, I have said nothing, on the one hand, of the
great evils inflicted on the country by [p399] the voluntary action of many of
those persons affected by the laws under consideration, nor, on the other hand,
of the hardships which they are now suffering much more as a consequence of
that action than of any laws which Congress can possibly frame. But I have
endeavored to bring to the examination of the grave questions of constitutional
law involved in this inquiry those principles alone which are calculated to assist
in determining what the law is, rather than what, in my private judgment, it ought
to be.
2. Calder v. Bull, 3 Dallas 386; Fletcher v. Peck, 6 Cranch 87; Ogden v. Saunders, 12
Wheaton 266; Satterlee v. Matthewson, 2 Peters 380.
3. 8 Peters 88.
5. 3 Howard 589.
(/)
Fordham Law Review
Volume 75 | Issue 6 Article 4
2007
Recommended Citation
Dennis Jacobs, The Secret Life of Judges, 75 Fordham L. Rev. 2855 (2007).
Available at: http://ir.lawnet.fordham.edu/flr/vol75/iss6/4
This Article is brought to you for free and open access by The Fordham Law School Institutional Repository. It has been accepted for inclusion in
Fordham Law Review by an authorized administrator of The Fordham Law School Institutional Repository. For more information, please contact
[email protected].
16
THE JOHN F. SONNETT MEMORIAL LECTURE
* Chief Judge, United States Court of Appeals for the Second Circuit. These remarks were
made on November 20, 2006, at the 2006 John F. Sonnett Memorial Lecture held at
Fordham University School of Law. This transcript of Chief Judge Jacobs's remarks has
been lightly edited.
2855
2856 FORDHAM LAW REVIEW [Vol. 75
1. See Henry James, The Figure in the Carpet, reprinted in The Figure in the Carpet
and Other Stories (Frank Kermode ed., Penguin Books 1986).
2007] THE SECRET LIFE OF JUDGES 2857
contests (even though they are on both sides); but, there is no doubt that
they get to punch above their weight.
As I hope I have made clear, I am talking about altruistic litigation as
well as hourly fee-paid work and work on contingency. For all the good
that public interest lawyers do (and it is a great deal), some of it results in
the short circuit of democratic decision making and coerced policy choices.
Thus, the threat of litigation often compels school boards to suppress all
orthodoxies except those endorsed by the cadres of constitutional lawyers
and constitutional law professors. A school-board member exercising
fiduciary duties will bow to anticipated demands rather than bear the cost of
exercising or testing the board's own rights, if only because the cost of
litigating a flag, a reference to God, a locker search, a dirty word, or
something like that, can easily cost the school board the annual services of a
music teacher or a teacher of remedial reading.
To my observation, judges are blind to this. I think that is because public
interest litigation greatly enhances lawyer influence and-not at all
incidentally-increases the influence and power of judges. Judges love
these kinds of cases. Public interest cases afford a judge sway over public
policy, enhance the judicial role, make the judge more conspicuous, and
keep the law clerks happy.
Whether fee-paid or pro bono publico, when lawyers present big issues to
the courts, the judges receive the big issues with grateful hands; the bar
patrols against inroads on jurisdiction and independence and praises the
expansion of legal authority; and together we smugly congratulate ourselves
on expanding what we are pleased to call the rule of law.
Among the results are the displacement of legislative and executive
power, the subordination of other disciplines and professions, and the
reduction of whole enterprises and industries to damages. Examples come
ready to hand, though, speaking as I do as a judge, I am constrained from
citing specifics of controversies that may come before me. In generalities,
let me observe,
* Judicial power over the legislature and the executive is dilated by
constitutional litigation, much of which is lawyer-driven. Often,
the plaintiff's standing is made to rest on largely notional,
abstract harms (like annoyance or anxiety), and sometimes the
existence of the plaintiff is a recruitment detail that is easily
arranged.
* Through such constitutional litigation, judges get to direct the
work of educators, police, child protection officers, and many
other professionals who have training to discharge critical
responsibilities that require their expertise and experience.
" Class actions and consent decrees allow judges to operate prisons
and schools, to force appropriations, and to channel funds.
* In mass tort, judges hold in their hands the fate of vast
enterprises and can cause their extinction, with capitalization
2858 FORDHAMLA WREVIEW [Vol. 75
2. This point has been made in the asbestos context. See, e.g., Lester Brickman,
Ethical Issues in Asbestos Litigation, 33 Hofstra L. Rev. 833, 911 (2005) ("[T]he
pervasiveness of the absence of application of ethical rules to asbestos litigation and to a
large extent, to asbestos bankruptcy proceedings as well, can only stand as an indictment of
the courts, disciplinary authorities and indeed, the legal profession."); Lester Brickman, On
the Theory Class's Theories of Asbestos Litigation: The Disconnect Between Scholarship
and Reality, 31 Pepp. L. Rev. 33, 37 (2003).
3. Subsequent to this Lecture, Professor Benjamin Barton has posted a paper that
discusses this bias. See Benjamin H. Barton, Do Judges Systematically Favor the Interests of
the Legal Profession? (Apr. 3, 2007) (unpublished manuscript), available at
http://papers.ssm.com/sol3/papers.cftnabstractid=976478
2007] THE SECRET LIFE OF JUDGES 2859
Why do we not notice this bias that I am talking about? If you are with
me so far, and you now agree (or started out believing) that judges have a
bias in favor of legalism and the legal profession, you may wonder as I
have, why it is not noticed. Actually, it is a very familiar phenomenon that
we do not recognize our bias as such. One tends to assume that bias has a
nasty face, and that decent people shrink away instinctively. But some
forms of bias are culturally embedded and are exercised with popular or
elite approval.
Bias is not a moral evil. Everyone feels tugs of loyalty; everyone should.
The bias I am talking about is more finely characterized as a tropism, an
instinctive turning to follow a source of vital energy. That is what the
sunflower does. But it is one thing to turn to follow the sun, and it is
another to follow the American Bar Association (ABA), the law schools,
law clerks, and the sound of applause.
Judges are susceptible to the opinions of others in our profession. But
the bias in favor of more law, more procedure, and more process is in great
measure bred in the bone of a lawyer. A judge is trained in the law;
virtually all of us have high self-approval and a high regard for our
profession, its processes, its culture and values, and its judgments-the
profession which (after all) did loft judges to the bench, where we
presumably wanted to go.
The tropism in favor of what lawyers do, and our tendency to expand the
spheres of activity in which lawyers act and control, comes clothed in
virtue. It is seen by us mainly as respect for due process, as the open door
of the courthouse, as a flowering of the rule of law-and so excesses are
viewed with indulgence as a Tocquevillian quirk of the American character.
But it is unbecoming for judges to dismiss this phenomenon. It matters that
our conduct as judges is reinforced by the support and praise that we get
from colleagues, lawyers, bar associations, and law schools. I think fair-
minded people should recognize the dangers that arise when judges, as the
final arbiters for allocating vast power, money, and influence, are all
members of the same (self-regulating) profession-and often of the same
professional groups and social environments. It is a matter of like calling
unto like.
Judges adhere to tight ethical constraints that keep us honest in that way
and to that degree; but (ironically) some of those same constraints tend to
reinforce our professional bias by insulating us from the influences of
politics and (non-law) commerce. Unless we make an effort, we can
become disconnected from the values and perceptions of the larger public.
The more we obey the constraints that isolate us within a circle of legal
culture, the more we are left to be judged, evaluated, and flattered (or not)
by the nourishing, attentive, knowledgeable circle of lawyers, law students,
and professors-which (to make matters worse) includes often the most
charming and scintillating people in the community.
The mystique of the judicial process, and its power and pretension in this
country, is pretty much all based on the idea of neutrality. If that idea is
2860 FORDHAM LAW REVIEW [Vol. 75
deflated, by puncture or slow leak, it is bad for judges and for the larger
community. Our work is subject to hostile critiques; and, if we do not
acknowledge and restrain our bias, others will notice, and forces will
marshal to rein us in.
These critiques are often classified as attacks on judicial independence,
and resisted as interference, or dismissed as ignorant. Thus, a great theme
of the legal profession is emphatic support for judicial independence. That
is a good thing, and I enjoy my independence as much as the next judge;
but judges should consider and appreciate that one effect (maybe a motive)
of the bar's avid support of judicial independence is to make judges
"independent" of many influences (good and bad) that compete with the
dominant influence over judges that is exerted by fellow lawyers, bar
associations, and law professors. This support of judicial power by the bar
may be a pillar of law, but it can also operate as group loyalty, the
protection of turf, or a reciprocal commitment to the ascendency of judges
and lawyers.
This bias I am talking about keeps us from seeing obvious things. For
example, bar associations nowadays are chiefly trade groups. It is naive to
think that the legal profession is the only disinterested player in our
economic life. And bar groups are highly political. The ABA has formally
adopted and announced hundreds of positions on virtually every issue in
political dispute: You can look them up. It lobbies for those views in
legislatures; it promotes them in amicus briefs filed in the courts. Yet
hundreds of federal judges are members; thousands in the state and local
courts. The canons of judicial conduct 4 make space for that anomaly.
The canons broadly warn that "[a] judge should refrain from political
activity." 5 But the same canon (7) has a proviso: "this should not prevent a
judge from engaging in the activities described in Canon 4,"' 6 which says
that "[a] judge may serve as a member, officer, or director of an
organization.., devoted to the improvement of the law."'7 And the
commentary positively "encourage[s]" a judge to "contribute to the
improvement of the law" by various means, expressly including "through a
bar association." 8 Hospitably, the commentary allows a judge to "receive
as a gift travel expense reimbursement including the cost of transportation,
lodging, and meals, for the judge and a relative incident to the judge's
9
attendance at a bar-related function."
The legal profession, like all other fields, should be able to tap the
experience and wisdom of its leading members, judges among them. And
there are times and places for that; at one time, the organized bar may have
been such a forum. But now?
Judges who are members of the ABA are technically in an auxiliary for
judges in which they presumably participate in the development of legal
ideas. But allowing judges to join a trade association so that they can
collaborate with the membership in developing the law seems to me to
make matters much worse rather than better. In any event, the expedient of
a judges' auxiliary would not be tolerated in any other ethical context. If
there were a judges' auxiliary to the American Bankers Association or the
Brotherhood of Pharmaceutical Manufacturers, I am sure they would love
to have us, and would happily work with us on shaping legal improvements.
What if there were a judges' auxiliary to the Tobacco Institute or the
American Insurance Association that paid my way to their conventions
(with my relative), where I could work with them shoulder to shoulder on
beneficial improvements in the law? Why assume that the improvements
favored by the ABA are less self-serving than the improvements favored by
other professional and trade groups?
When the ABA considers improvements in the law, it usually comes
down on the side of punitive damages, attorney's fees, the expansion of
causes of action, and new areas of regulation that require maintenance by
lawyers (such as speech at election time). I do not claim to be any better
than the next one, but I would be uncomfortable being a guest of the ABA
on well-oiled occasions when such improvements are discussed. All of this
is made worse by the fact that the ABA often litigates as amicus curiae (and
I will pass over without comment the ABA's evaluation of judicial
nominees).
Of course, judges should be involved in the development of the law-
case by case, chiefly. No doubt, judges also read some books, go to debates
and forums, and attend seminars. But the idea that judges will develop the
law under the sponsorship and aegis of a powerful interest group should
provoke disquiet-and would, but for the fact that (with some notable
exceptions) judges do not see this as an issue.
I sometimes think that the problem at bottom is really a lack of respect by
lawyers for other people. Judges live chiefly in a circle of lawyers. Our
colleagues are lawyers; happily, our friends are lawyers (and I am hoping to
keep some after this lecture); the only outside income a federal judge can
earn (aside from royalties) is from teaching in law schools (with the idea, I
suppose, that they furnish a nonpartisan environment); and the only political
and trade organizations we can join are bar associations.
But outside that circle there are people who are just as fully absorbed by
other pursuits that deserve consideration and respect. Judges need a
heightened respect for how nonlawyers solve problems, reach
compromises, broker risks, and govern themselves and their institutions.
There are lawyers on the one hand; and just about everybody else is the
competition in the framing of values and standards of behavior.
2862 FORDHAM LA W REVIEW [Vol. 75
If you are not with me this far, you will have little interest in this last
question: What can be done to correct this bias and to place the legal
profession again on a footing of parity and fair competition with other
professionals and activities that have a right to influence in our
communities and our culture? In a nutshell, judges should lead the bar in
exercising the self-restraint and self-discipline that is incumbent on a
profession that has a virtual monopoly on legislative power and a monopoly
by patent on the power of the judiciary, and that is largely self-regulating.
Other professions, by ethics or honor, exert the imagination and self-
possession to avoid exercising all the power they have. Let me give an
incendiary example.
When a military force occupies a conquered province, the military has
vast power and may be tempted to run things in a way that best serves the
dominance and comfort of the military profession. A military solution can
be found for every challenge; such solutions fit the salient talents and skill-
sets of military commanders. No doubt it is of the greatest convenience to
the military and a great comfort to them to impose early curfews; to censor
letters; to close the outspoken newspapers and the satirical magazines; to
take over the radio, the police, and the prisons; to shoot looters; to draft
strikers; to favor military justice; and to commandeer all the better hotels. I
think there is a natural temptation for the military officers in charge to do all
these things because these are measures that subordinate a lot of conduct
that undermines military administration, and because no doubt lifelong
professional military officers might believe that these measures are
effective and fair and constitute the best design for the organization of the
society under their thumbs. Others in the military might applaud the tidy
administration that results.
We (in the profession of law) recoil from such measures in part because
it is not our profession; it does not fit our salient talents and skill-sets; it
puts to the margin what we do and the sphere in which we operate; and so
we lack faith in it. It seems to us, viscerally illegitimate.
But an enlightened military recognizes that imposition of all these
measures on an ongoing or permanent basis improperly subordinates other
spheres of life. The military types (I am not one) seem to control
themselves through a concept of honor. Maybe judges should consider
their example. I concede that a country could do worse than suffer rule by
lawyers: I would prefer a tyranny of law to life under a military regime.
But outside our professional sphere, the dominance of the legal profession
and the judiciary is resented more than we appreciate.
As a matter of self-awareness and conscience, judges should accept that
the legal mind is not the best policy instrument, and that lawyer-driven
processes and lawyer-centered solutions can be unwise, insufficient, and
unjust, even if our friends and colleagues in the legal profession lead us that
way. For the judiciary, this would mean a reduced role, but not a
diminished one if the judiciary is elevated by considerations of honor, self-
restraint, and respect for other influences.
Notes & Observations
Filing # 48683711 E-Filed 11/09/2016 10:48:49 AM
NEIL J. GILLESPIE,
NEIL J. GILLESPIE FOR PRESIDENT,
Petitioners,
SC16-2031
PETITION NO. ____________
v. in forma pauperis
RECEIVED, 11/09/2016 10:53:47 AM, Clerk, Supreme Court
Respondent.
____________________________________ /
Petition the Supreme Court of Florida, in forma pauperis, for a writ of mandamus
disqualify all candidates for president of the United States (executive branch) who
are lawyer members of the bar, and officers of the court (judicial branch), under the
branch of government running as candidates for president of the United States, part
in candidates for President and Vice President, with states and/or jurisdictions that
do not have equivalent write-in rules. Kristi Reid Bronson, Chief, Division of
5. JURISDICTION
2
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
(8) May issue writs of mandamus and quo warranto to state officers and state
agencies.
(3) Original Jurisdiction. The supreme court may issue writs of prohibition
to courts and all writs necessary to the complete exercise of its jurisdiction,
and may issue writs of mandamus and quo warranto to state officers and
state agencies. The supreme court or any justice may issue writs of habeas
corpus returnable before the supreme court or any justice, a district court of
appeal or any judge thereof, or any circuit judge.
PARTIES
Federal Election Commission (FEC) Candidate ID: P60022993, and resides at his
Florida homestead, 8092 SW 115th Loop, Ocala, Marion County, Florida 34481.
President”). Exhibit 2.
Officer under Fla. Stat. § 97.012, Secretary of State as chief election officer.
3
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
9. The Petitioners Gillespie and Gillespie For President have standing to bring
this petition as a candidate for president, and as the principal campaign committee.
and shows,
4
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
and has a cover letter dated August 3, 2016 of David Huynh, Director of Delegate
73104 admitted on 10/18/1973. She is licensed and in good standing with the court
and there are no disciplinary actions against her in Arkansas, according to email of
Deputy Clerk Rose Allen, Tuesday, November 01, 2016 9:12 AM. Exhibit 4.
However, the attorney directory for Arkansas shows Hillary Rodham Clinton
“suspended for CLE” on 3/14/2002. (Exhibit 5). In response, Ms. Allen referred
5
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Carol R. Hampton
Supreme Court Library
Library Technical Assistant III
625 Marshall Street
Little Rock, AR 72201
Phone: (501) 682-2148
Email: [email protected]
The Virginia State Bar shows for Tim Kaine, the Vice Presidential candidate
1111 East Main Street, Suite 700, Richmond, Virginia 23219-0026 (Exhibit 7).
6
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Paul Ryan
700 Saint Lawrence Avenue
Janesville, Wisconsin 53545
Chairman of the 2016 Republican National Convention
Susie Hudson
1658 Route 12
West Berlin, VT 05663
Secretary of the 2016 Republican National Convention
A cover letter with the Republican Party's Certificate of Nominations for the State
of Florida addressed to Ken Detzner, Secretary of State, dated July 22, 2016, from,
7
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Please confirm as soon as possible that you have now received all of the
necessary documentation to place the party's nominees for President and
Vice President on your state's general ejection ballot for November 8, 2016.
This confirmation can be sent by emailing a letter to Christina Schaengold,
Associate Counsel, in the Republican National Committee Counsel's Office.
Christina can be reached at (202) 863 5107, or by e-mail at
[email protected]...
The online public Indiana Roll of Attorneys (Exhibit 9) shows for Mike
Contact Information
200 W. Washington Street
Indianapolis, IN 46204
Tel. 317-695-5453
Status Information
License Status: Inactive In Good Standing
Status Date: 03-05-2012
Admit Date: 05-30-1986
Disciplinary Information
This attorney has no disciplinary history
8
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Of the two major parties, Democratic and Republican, there are three
lawyers in the presidential race: Hillary Rodham Clinton, Tim Kaine, and Mike
The practice of law is unlike any other profession. Only the legal profession
bar exam, passing character and fitness, and admission to the bar by the supreme
court of the lawyer’s state, the person becomes, inter alia, an officer of the court.
9
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
• Inactive Members
• Delinquent members
• Suspended members
• Disbarred members, with right to reapply
• Disbarred members, disbarred for life
• Retired members
• Deceased members
David W. Marston, a former U.S. Attorney, Harvard Law School grad, and author.
Marston, a now Philadelphia lawyer, compared the legal business to the Mafia in
Malice Aforethought, How Lawyers Use Our Secret Rules To Get Rich, Get Sex,
Get Even...And Get Away With It, an exposé of America's legal profession.
"They all have undergone the same tough initiation, and once admitted to
membership, all have sworn the same oath. They live by their own rules and
have fiercely resisted efforts by outsiders to penetrate their clan. The have a
code of silence that makes the Mafia’s dreaded omerta seem gossipy. And
while the organization rigidly limits the operations of its members to their
assigned turf, their criminal activities within these areas are surprisingly
varied." (Page 22, paragraphs 4 & 5)
"The organization enforces its own discipline, and outsiders can piece
together only the most fragmentary picture of the process. But while hard
statistics about crime and misconduct by its members remain elusive, there
has unquestionably been a sharp escalation in recent years" (Page 23,
paragraph 2)
"In every state, the organization has tentacles that reach into the legislature,
as well as intimate knowledge of the local criminal justice system. Laws that
might threaten operations are vigorously opposed, and when members are
convicted of crimes, punishments are often lenient." (Page 23, paragraph 4)
10
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
"It’s not the Mafia. Not the Medellin drug cartel…The members are all
lawyers. And the organization is the American legal profession." (Pages 23-
24) Malice Aforethought
Broad Issue Paper - Separation of Powers - The Florida Bar (Exhibit 10)
https://www.floridabar.org/divcom/pi/bips2001.nsf/1119bd38ae090a748525676f0053b606/c2d4411cc05f7c458525669e004dea34!OpenDocument
“The Florida Bar has long maintained that this state's separation of powers
doctrine precludes legislative entry into the regulation of lawyers.”
III. Background
The U. S. Constitution defines the power of the three main branches of the
federal government as legislative, executive and judicial.
The U.S. Constitution provides the framework for the exercise of power by
the federal government. Although the document contains no express
separation of powers provision, the constitution defines and allocates the
power of the federal government among the legislative, executive, and
judicial branches. The framers of the constitution divided the exercise of
governmental power into three branches to prevent that power from
concentrating in one body. Checks to balance the power of the other
branches are expressly provided in the constitution creating an overlap of
power among the branches. In this way, the power of each branch is limited
by giving to an equal branch one facet of another's unique power. Using
these checks, the three branches compete among themselves to keep a
relative balance of power. Therefore, each branch's exercise of its type of
11
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
1. Legislative
2. Executive
U.S. Constitution Article II, Section 1: "The executive power shall be vested
in a President of the United States of America." Article II, Sections 2 and 3
define those powers: (1) The president shall be commander-in-chief of the
Army and Navy of the U.S., and of the militia of the states, when called into
the actual service of the U.S.; (2) the president shall have power, by and with
the advice and consent of the Senate, to make treaties; (3) the president shall
have power to fill up all vacancies that may happen during the recess of the
12
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Senate, by granting commissions which shall expire at the end of their next
session; and (4) the president shall from time to time give to the Congress
information of the state of the union, and recommend to their consideration
such measures as the president shall judge necessary and expedient; the
president may, on extraordinary occasions, convene both houses or either of
them.
3. Judicial
The U.S. Constitution Article III, Section 1 reads: "The judicial power of the
United States shall be vested in one supreme court and in such inferior
courts as the Congress may from time to time ordain and establish." Judicial
power shall extend to: all cases, in law and equity, arising under this
constitution, the laws of the United States, and treaties made, or which shall
be made, under their authority; all cases affecting ambassadors, other public
ministers and consuls; all cases of admiralty and maritime jurisdiction;
controversies to which the United States shall be a party; controversies
between two or more states; cases between a state and citizens of another
state; cases between citizens of different states, cases between citizens of the
same state claiming lands under the grants of different states, and between a
state, or the citizens thereof, and foreign states, citizens or subjects. Judicial
power also extends to all cases affecting ambassadors, other public ministers
and consuls, and those in which a state shall be a party, the supreme court
shall have original jurisdiction. The trial of all crimes, except in cases of
impeachment, shall be by jury. Such trial shall be held in the state where the
said crimes shall have been committed.
1. Legislative
Article III Section 1 of the Florida Constitution states that the "legislative
power of the state shall be vested in a legislature of the State of Florida,
13
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
2. Executive
Article IV, Section 1 states that the supreme executive power shall be vested
in a governor who shall: be commander-in-chief of all military forces of the
state not in active service of the United States. The governor shall take care
that the laws be faithfully executed, commission all officers of the state and
counties, and transact all necessary business with the officers of government.
The governor may require information in writing from all executive or
administrative state, county or municipal officers upon any subject relating
to the duties of their respective offices; initiate judicial proceedings in the
name of the state against any executive or administrative state, county or
municipal officer to enforce compliance with any duty or restrain any
unauthorized act; request in writing the opinion of the justices of the
Supreme Court of Florida as to the interpretation of any portion of the state
constitution upon any question affecting the governor's executive powers
and duties; have power to call out the militia to preserve the public peace,
execute the laws of the state, suppress insurrection, or repel invasion; and by
message, at least once in each regular session, inform the legislature
concerning the condition of the state, propose such reorganization of the
executive department as will promote efficiency and economy, and
recommend measures in the public interest.
14
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
3. Judicial
The third branch of state government, the judiciary, exists because of Article
V, Section 1 of the Florida Constitution. The judicial department of the
government is that branch: intended to interpret, construe, and apply the law;
and charged with the declaration of what the law is, and its construction so
far as it is written law. Section 1 states that the "judicial power shall be
vested in a supreme court, district courts of appeal, circuit courts and county
courts. No other courts may be established by the state, any political
subdivision or any municipality. The legislature shall, by general law, divide
the state into appellate court districts an judicial circuits following county
lines. Commissions established by law, or administrative officers or bodies
may be granted quasi-judicial power in matters connected with the functions
of their offices. The legislature may establish by general law a civil traffic
hearing officer system for the purpose of hearing civil traffic infractions.''
are officers of the court and not officers of the United States, and that their removal
was an exercise of judicial power and not legislative power. Exhibit 11.
Case (Wikipedia)
In January 1865 the Congress of the United States passed a law that
effectively disbarred former members of the Confederate government by
requiring a loyalty oath be recited by any Federal court officer affirming that
the officer had never served in the Confederate government.
15
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Johnson. Garland came before the court and pleaded that the act of Congress
was a bill of attainder and an ex post facto law which unfairly punished him
for the crime for which he had been pardoned and was therefore
unconstitutional.
Decision (Wikipedia)
In a 5-4 vote the Supreme Court ruled that the law was indeed a bill of
attainder and an ex post facto law. The court ruled that Garland was beyond
the reach of punishment of any kind due to his prior presidential pardon. The
court also stated that counselors are officers of the court and not officers of
the United States, and that their removal was an exercise of judicial power
and not legislative power. The law was struck down, opening the way for
former Confederate government officials to return to positions within the
federal judiciary.
Ex parte Garland, 71 U.S. 333 (1866) Legal Information Institute (Exhibit 12)
https://www.law.cornell.edu/supremecourt/text/71/333
By the Judiciary Act of 1789, the Supreme Court has power to make rules
and decide upon the qualifications of attorneys.
5. Attorneys and counselors are not officers of the United States; they are
officers of the court, admitted as such by its order upon evidence of their
possessing sufficient legal learning and fair private character.
6. The order of admission is the judgment of the court that the parties
possess the requisite qualifications and are entitled to appear as attorneys
and counselors and conduct causes therein. From its entry, the parties
become officers of the court, and are responsible to it for professional
misconduct. They hold their office during good behavior, and can only be
deprived of it for misconduct ascertained and declared by the judgment of
the court after opportunity to be heard has been afforded. Their admission
and their exclusion are the exercise of judicial power. [p334]
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EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
"No person shall be elected to the office of the President more than twice,
and no person who has held the office of President, or acted as President, for
more than two years of a term to which some other person was elected
President shall be elected to the office of President more than once."
http://constitutioncenter.org/interactive-constitution/amendments/amendment-xxii
case, marriage makes husband and wife one person. (quoting Judge Cooper for the
signifies the relation which each party to a marriage, the husband and the wife,
bears to the kindred or blood relations of the other. The marriage having made
them one person, the blood relations of each are held as related by affinity in the
same degree to the one spouse as by consanguinity to the other..." Exhibit 13.
Hillary Rodham Clinton was married to Bill Clinton during both terms of his
presidency. As lawyers, Hillary Rodham Clinton and Bill Clinton were officers of
the court, and members of the judicial branch of government. State ex rel. Perez et
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EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
al. v. Wall, Judge would consider them as one person for judicial disqualification.
While not on point for presidential disqualification, I am not aware of any other
"Buy One, Get One Free" - Bill Clinton and Hillary Clinton
Early in his first presidential campaign, Bill Clinton declared that he and his
wife were basically a bargain deal -- "buy one, get one free." (Exhibit 14)
http://www.pbs.org/wgbh/pages/frontline/shows/clinton/chapters/1.html#5
Laura Secorun Palet of Ozy.com challenges the claim that Hillary Rodham
"Sorry, Hillary Clinton, but America has already had its first (acting) female
president. Three decades before Clinton was born, Edith Wilson, Woodrow
Wilson’s second wife, ran the Oval Office for 17 months. Nobody voted for
her, and she never actually referred to herself as president, but she did take
charge of many executive duties after her husband was left incapacitated by
a massive stroke."
http://www.ozy.com/flashback/americas-first-female-president-been-there-done-that/61409
is found in an Article by The Honorable Dennis Jacobs, The Secret Life of Judges,
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EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
outside that circle there are people who are just as fully absorbed by other
pursuits that deserve consideration and respect. Judges need a heightened
respect for how nonlawyers solve problems, reach compromises, broker
risks, and govern themselves and their institutions. There are lawyers on the
one hand; and just about everybody else is the competition in the framing of
values and standards of behavior. (par. 4-5, page 2861)
Conclusion
Amendment XXII, and the holding of State ex rel. Perez et al. v. Wall,
Judge, where Hillary Rodham Clinton and Bill Clinton are considered as one
The US Supreme Court holding in Ex parte Garland that lawyers are officers
of the court, and members of the judicial branch of government, blocks Hillary
Rodham Clinton, Tim Kaine, and Mike Pence from being president (executive
19
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
12. PART III - Constitutional challenge. Political parties in Florida and the
United States are unconstitutional.
[T]he United States Constitution has always been silent on the issue of
political parties; at the time it was signed in 1787, there were no parties in
the nation. (¶1)
The United States Constitution has never formally addressed the issue of
political parties. The Founding Fathers did not originally intend for
American politics to be partisan. In Federalist Papers No. 9 and No. 10,
Alexander Hamilton and James Madison, respectively, wrote specifically
about the dangers of domestic political factions. In addition, the first
President of the United States, George Washington, was not a member of
any political party at the time of his election or throughout his tenure as
president. Furthermore, he hoped that political parties would not be formed,
fearing conflict and stagnation, as outlined in his Farewell Address.[6]
Nevertheless, the beginnings of the American two-party system emerged
from his immediate circle of advisers. Hamilton and Madison, who wrote the
aforementioned Federalist Papers against political factions, ended up being
the core leaders in this emerging party system. (¶1, section, History and
early political parties)
of Hillary Rodham Clinton was a rigged and unlawful process, see the First
20
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
On August 31, 2016, Gillespie submitted his Oath under Fla. Stat. § 103.022
September 1, 2016. Bronson’s email and Gillespie’s Oath appear at Exhibit 17.
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EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Richard Winger of Ballot Access News wrote in a post on July 18, 2016, Seven
Florida is the only state in which the filing deadline to file as a write-in for
president in the general election is earlier than the deadline for a new party
to get on the ballot for President. The Florida write-in filing deadline was
July 12. This year, six independent presidential candidates and one minor
party candidate filed to have write-ins counted.
The minor party nominee is Zoltan Istvan of the Transhumanist Party. Istvan
lives in Mill Valley, Califoria.
http://ballot-access.org/2016/07/18/seven-presidential-candidates-file-to-have-
write-ins-counted-in-florida/
An article by Ballotpedia for the 2016 presidential election, Ballot access for
In order to get on the ballot, a candidate for president of the United States
must meet a variety of complex, state-specific filing requirements and
deadlines. These regulations, known as ballot access laws, determine
whether a candidate or party will appear on an election ballot. These laws
are set at the state level. A presidential candidate must prepare to meet ballot
access requirements well in advance of primaries, caucuses, and the general
election.
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EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
https://ballotpedia.org/Ballot_access_for_presidential_candidates
Commonwealth of Pennsylvania
State of Oregon
State of Iowa
State of New Jersey
State of Rhode Island
State of New Hampshire
State of Vermont
on its online Journal by Debra Cassens Weiss, If you cast a write-in vote for
23
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
You can write in anyone on the ballot in 10 states and Washington, D.C., the
Washington Post reports. But you will face more hurdles if you want your
write-in to count in other states.
Eight states don’t even have a line for write-ins, according to the article.
Thirty-two states won’t count write-ins unless a candidate is registered with
the state before the election.
The jurisdictions allowing write-ins for anyone are: Alabama, the District of
Columbia, Iowa, Mississippi, New Hampshire, New Jersey, Oregon,
Pennsylvania, Rhode Island, Vermont and Wyoming.
The states that don’t allow write-ins are: Arkansas, Hawaii, Louisiana,
Nevada, New Mexico, Oklahoma, South Carolina and South Dakota.
There are additional restrictions in some states, including some of those that
allow write-ins for anyone. In Mississippi, for example, write-ins won’t be
considered unless a candidate on the ballot dies, resigns, withdraws or is
removed from the ballot. Some states won’t allow a write-in to win unless
additional paperwork is filed after the election.
And in some states, preciseness counts. Nicknames and initials may not be
allowed.
http://www.abajournal.com/news/article/if_you_cast_a_write_in_vote_for_preside
nt_will_it_count_state_laws_differ/
The ABA Journal article, and linked Washington Post story, appear at Exhibit 18.
14. The general election is today November 8, 2016. This petition was intended
to be a complaint and injunction filed in federal court a week ago, but that plan was
obstructed by the district court’s refusal to allow open ECF on the PACER system.
24
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
25
EMERGENCY PETITION FOR WRIT OF MANDAMUS
AND CONSTITUTIONAL CHALLENGE
Disabilities Act (ADA), as amended, 42 U.S.C. 12181 et. seq, including the ADA
the Rehabilitation Act of 1973, as amended, 29 U.S.C. 701 et. seq, including
Section 504 of the Rehabilitation Act, as amended, and Section 508 of the
CONCLUSION
The petition for writ of mandamus should be granted, together with such
other and further relief as the Court deems just and equitable.
I hereby certify that this petition complies with the font requirements of Rule
9.100(l).
26
Service List November 8, 2016