Document Control

ISO 37001:2016 ABMS DOCUMENTATION TOOLKIT CONTENTS Issue No: 1

Issue Date: Feb 2017
AND ISO 37001:2016 REQUIREMENT MAPPING Page: 1 of 3

Purpose

This document highlights where our documentation templates meet the requirements of ISO 37001:2016.

Buy the full ISO 37001:2016 ABMS Documentation Toolkit here

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Document Name Prefix Type DocRef. Req.
Mapped
Section 4
Context of Organisation MSS DOC 4.1 4.1
Identification of Interested Parties Procedure MSS DOC 4.2 4.2
Risk Assessment Procedure ABMS DOC 4.5 4.5 A.4
Legislation and Regulation Record MSS REC 4.2 4.2
Scoping Statement MSS REC 4.3 4.3
Bribery Risk Assessment and Treatment Plan RM-ABMS REC 4.5 4.5
Section 5
Anti-Bribery Policy ABMS DOC 5.2 5.1-5.2 A.5
Communicating the Anti-Bribery Policy and ABMS ABMS REC 5.2 5.1-5.2 A.5
Roles and Responsibilities Document Management Tool ABMS REC 5.3 5.3
Section 6
Risk Management Procedure MSS DOC 6.1 6.1c
ABMS Objectives and Planning ABMS DOC 6.2 5.1.2f, 6.2c
Anti-Bribery Objectives ABMS REC 6.2 5.1.2f, 6.2c
Section 7 - Support
Competence Procedure MSS DOC 7.2 7.2
Hiring and New Starters Procedure MSS DOC 7.2.2 7.2
7.2, 7.2.1, 7.2.2,
ABMS Employment Policy ABMS DOC 7.2.2a A.7, A.8, A.9
7.2.2.1, 7.2.2.2
Training and Development Procedure MSS DOC 7.2.3 7.2
Leavers Processes MSS DOC 7.2.4 7.2.4
Awareness Procedure MSS DOC 7.3 7.3
Communications Procedure MSS DOC 7.4 5.1.2d, 7.4,

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 Document Control
ISO 37001:2016 ABMS DOCUMENTATION TOOLKIT CONTENTS Issue No: 1
Issue Date: Feb 2017
AND ISO 37001:2016 REQUIREMENT MAPPING Page: 2 of 3

Buy the full ISO 37001:2016 ABMS Documentation Toolkit here

Protection and Control of Documentation Procedure MSS DOC 7.5.3 7.5
Competence Matrix MSS REC 7.2 7.2
Job Description MSS REC 7.2.1 7.2
Induction Checklist MSS REC 7.2.2 7.2.1
7.2, 7.2.1, 7.2.2,
Employment Procedure Checklist ABMS REC 7.2.2a A.7, A.8, A.9
7.2.2.1, 7.2.2.2
Training Record MSS REC 7.2.3 7.2
Master List of Procedures MSS REC 7.5.3b 7.5.3
Master List of Records MSS REC 7.5.3b 7.5.3
Section 8 - Operation
8.1, 8.2, 8.3, 8.4,
Non-Financial and Operational Control Procedure ABMS DOC 8.1 8.5, 8.6, 8.7, 8.8,
8.9, 8.10
Due Diligence, Business Associates and Facilitation Payments
ABMS DOC 8.2 8.2, 8.8, 8.6, A.10, A.11
Procedure
Gifts, Hospitality, Donation and Similar Benefits Policy ABMS DOC 8.7 8.7 A.15
Investigating and Dealing with Bribery Procedure ABMS DOC 8.10 8.10, 8.9 A.18
Due Diligence, Business Associates and Facilitation Payments
ABMS REC 8.2 8.2 A.10, A.11
Checklist
Due Diligence Sample Questionnaire ABMS REC 8.2a 8.2 A.10, A.11
Gifts, Hospitality and Donations Checklist ABMS REC 8.7 8.7 A.15
Gifts and Hospitality Register ABMS REC 8.7a 8.7 A.15
Section 9 - Performance Evaluation
Monitoring, Measurement, Analysis, Evaluation Procedure MSS DOC 9.1 9.1
Internal Audit Procedure MSS DOC 9.2 9.2
Management Review Procedure MSS DOC 9.3 9.3
Monitoring and Measurement Register MSS REC 9.1 9.1
Internal Audit Schedule MSS REC 9.2.1 9.2
Internal Audit Report Lead Sheet MSS REC 9.2.2 9.2
Management Review Record MSS REC 9.3 9.3
Section 10 - Improvement
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 Document Control
ISO 37001:2016 ABMS DOCUMENTATION TOOLKIT CONTENTS Issue No: 1
Issue Date: Feb 2017
AND ISO 37001:2016 REQUIREMENT MAPPING Page: 3 of 3

Buy the full ISO 37001:2016 ABMS Documentation Toolkit here

Non-Conformity and Corrective Action Procedure MSS DOC 10.1 10.1
Continual Improvement Procedure MSS DOC 10.2 10.2
Corrective Action Report MSS REC 10.1.1 10.2
Non Conformance Report MSS REC 10.1.1A 10.1
Non Conformance Report Log MSS REC 10.1.1B 10.1

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