US V Ghislaine Maxwell - Maxwell Proposed Subpoena To Victims Law Firm

Case 1:20-cr-00330-AJN Document 172 Filed 03/24/21 Page 1 of 3
UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK 3/24/21
United States of America,
–v–
20-CR-330 (AJN)
Ghislaine Maxwell,
ORDER
Defendant.
ALISON J. NATHAN, District Judge:
On March 5, 2021, Defendant Ghislaine Maxwell submitted to the Court an application
for an order authorizing a subpoena pursuant to Rule 17(c)(3) of the Federal Rules of Criminal
Procedure. The proposed subpoena was directed at a law firm that represents alleged victims of
the Defendant. As is standard for Rule 17(c) subpoenas, the application was made ex parte and
under seal on the ground that it reveals defense strategy. See e.g., United States v. Skelos, No.
15-CR-317 (KMW), 2018 WL 2254538, at *8 (S.D.N.Y. May 17, 2018), aff’d, 988 F.3d 645 (2d
Cir. 2021); United States v. Wey, 252 F. Supp. 3d 237, 243 (S.D.N.Y. 2017); United States v.
Earls, No. 03-CR-0364 (NRB), 2004 WL 350725, at *6 (S.D.N.Y. Feb. 25, 2004); United States
v. Reyes, 162 F.R.D. 468, 470 (S.D.N.Y. 1995).
Rule 17(c)(3) provides that “[a]fter [an indictment] is filed, a subpoena requiring the
production of personal or confidential information about a victim may be served on a third party
only by court order,” but “before entering the order and unless there are exceptional
circumstances, the court must require giving notice to the victim so that the victim can move to
quash or modify the subpoena or otherwise object.” Fed. R. Crim. P. 17(c)(3). Consistent with
the Rule, on March 12, 2021, in a sealed ex parte Order, the Court required defense counsel to
provide notice to alleged victims whose personal or confidential information may be disclosed
1
by the proposed subpoena. The Court also gave the alleged victims an opportunity to object to or
request modifications of the subpoena as required by Rule 17(c)(3).
On March 19, 2021, the Court received a letter from the law firm indicating that it can
provide notice to alleged victims whose personal or confidential information may be elicited by
the subpoena. The law firm shall provide notice to any such alleged victims it represents.
In that letter, the law firm also interposed substantial objections on behalf of the law firm
and the alleged victims it represents. Those objections are functionally the equivalent of a
motion to quash, even though the subpoena has not yet issued. So that the Court can receive
adversarial briefing on the proposed subpoena comparable to a motion to quash, the law firm
shall enter an appearance and file its objections on the public docket. See United States v. Ray,
No. 20-CR-110 (LJL), 2020 WL 6939677, at *10 (S.D.N.Y. Nov. 25, 2020) (“[I]f the Court
determines that the subpoena calls for personal or confidential information about a victim, it
requires the requesting party have given notice to the victim before it permits the service of the
subpoena. If the victim objects, the Court will then determine whether to modify or quash the
subpoena, including on grounds that Nixon was not satisfied.”).
In advance of noticing an appearance and filing, the law firm shall meet and confer with
defense counsel to see if any issues can be narrowed before formal briefing. Moreover, prior to
filing, the law firm shall confer with defense counsel as to any proposed, necessary, and tailored
redactions to the objections. The law firm’s objections with any proposed redactions shall be
filed on or before March 26, 2021. Any redactions must be justified consistent with Lugosch v.
Pyramid Co. of Onondaga, 435 F.3d 110 (2d Cir. 2006). Within one week of the filing of
objections, defense counsel may respond to the subpoena objections. The law firm may reply
2
within three days of the Defendant’s response.1 Counsel shall confer regarding any proposed
redactions for all briefing.
SO ORDERED.
Dated: March 24, 2021 __________________________________

New York, New York ALISON J. NATHAN
United States District Judge
1
All filings must be double-spaced and in 12-point font with 1-inch margins.

US V Ghislaine Maxwell - Maxwell Proposed Subpoena To Victims Law Firm

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

US V Ghislaine Maxwell - Maxwell Proposed Subpoena To Victims Law Firm

Uploaded by

Copyright:

Available Formats

Case 1:20-cr-00330-AJN Document 172 Filed 03/24/21 Page 1 of 3

UNITED STATES DISTRICT COURT

United States of America,

ALISON J. NATHAN, District Judge:

On March 5, 2021, Defendant Ghislaine Maxwell submitted to the Court an application

v. Reyes, 162 F.R.D. 468, 470 (S.D.N.Y. 1995).

request modifications of the subpoena as required by Rule 17(c)(3).

subpoena, including on grounds that Nixon was not satisfied.”).

redactions for all briefing.

Dated: March 24, 2021 __________________________________

You might also like