Govier, Trudy - Dilemmas of trust-McGill-Queen's University Press (1998)
Govier, Trudy - Dilemmas of trust-McGill-Queen's University Press (1998)
TRUDY GOVIER
Govier, Trudy
Dilemmas of trust
Preface vii
1 Why Trust? 3
2 The Focus of Friendship 21
3 Trust and the Family 50
4 Problems of Trust in Families 73
5 Self-Trust 87
6 Self-Trust, Self-Respect, and Self-Esteem 99
7 Reasons for Trust and Distrust 119
8 Distrust and Its Discomforts 139
9 Restoring Trust 165
10 Forgiveness and Reconciliation 183
11 Dilemmas of Trust 204
Notes 213
Bibliography 231
Index 239
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Preface
When I began to explore the topic of trust in 1989, I found that there
were few comprehensive works on the subject. After several years of
study, I started to write a large book intended to explore issues of
trust and distrust in personal, social, and political contexts. This
combination of themes proved to be unmanageable, and as a result, I
divided my material. My reflections on social and political trust may
be found in Social Trust and Human Communities (McGill-Queen's
1997); those on self-trust and trust in personal relationships consti-
tute the present work. Both books are secular in orientation.
In this book I offer an account of interpersonal trust and distrust,
seeking to describe and explain how and why these attitudes so pro-
foundly affect our personal relationships. Because they underlie our
interpretations of what we and others say and do, trust and distrust
do much to determine our conceptions of ourselves and others. The
book also includes an account of self-trust. I argue that there are close
logical parallels between self-trust and interpersonal trust, and that
self-trust is essential for personal autonomy. Broadly descriptive con-
siderations about family, friendships, and self-trust occupy the greater
part of chapters 1 through 6. In these chapters I make no claim to offer
an original account of friendship, family, or the self. Rather, I have
used the work of others to state a plausible contemporary view and
have then tried to show, against the background of that position, the
important roles played by trust and distrust.
Friends and acquaintances who heard about my work on trust
urged me to treat the topic of "values." When is trust reasonable and
appropriate? When not? When do we trust too much or too little?
When we judge - as we often do in ordinary life - that someone is to
trusting or too suspicious, what is the basis for such a judgment? These
issues are treated in chapter 7, where I explore the kinds of evidence
viii Preface
Why Trust?
and that institutions should, for the most part, work appropriately -
mean that we are especially shocked when things go wrong. We tend
to focus on the striking and disturbing cases where distrust is
deserved, where things do not go as we expect. And then this focus
works to suggest a negatively biased picture of human nature and
human life, one in which at the conscious level we tend to downplay
and underestimate the competent functioning and good intentions
of other people. Reflecting on the grounds for trust and distrust can
help to sort out this tangle of positive expectations and highlighted
disappointments.
In so many ways, we depend on other people and are vulnerable
to them. And in so many ways, they do not let us down. In complex
modern societies, nearly everyone nearly every day implicitly places
his or her trust in dozens - even hundreds - of other people when
speaking, listening, reading, shopping, banking, driving, cooking,
and performing numerous other mundane activities. Trust, sociolo-
gists have said, is the "glue of society." We are in this world together.
We trust; to a very large extent, when we interact, we are implicitly
trusting. To be sure, things often go wrong, and people can act care-
lessly and maliciously towards each other. As anyone who reads a
newspaper or watches television news is bitterly aware, things go
horribly wrong sometimes. But in tolerably well run societies, many
things go perfectly right. To understand this fact is illuminating,
even inspiring. It helps to set the horror of the television news in per-
spective, giving us a more positive picture of human nature and the
social world.
WHAT IS TRUST?
Trust and distrust are attitudes that affect the way we think, the way
we feel, and the way we act. Trusting, we are more likely to let
ourselves be vulnerable to others, to allow ourselves to depend on
others, to cooperate, to confide. We feel relaxed, comfortable, safe,
and at ease. Trust also affects our understanding of other people, our
sense of who they are and what they are doing. In fact, it affects our
basic conception of human nature and our general sense of what sort
of world we live in. Trust is in essence an attitude of positive expec-
tation about other people, a sense that they are basically well inten-
tioned and unlikely to harm us. To trust people is to expect that they
will act well, that they will take our interests into account and not
harm us. A trustworthy person is one who has both good intentions
and reasonable competence. Trust is a relational attitude: one person
trusts another, or several others, or a group. When we trust, our pos-
Why Trust? 7
and reciprocal trust are present. When Levi writes in this way, we
find trust in a more familiar context. When we think of it as an aspect
of relationships that may facilitate agreements and prevent violence
and atrocities, we find it in its natural moral context - facilitating
something good - and we deem it good. But that is not to say that
either trust or trustworthiness is always, in every context, good.
Animals
Objects
jacket: if her son had fallen into the water, the jacket would not have
supported him.13
We may also think of trusting or distrusting computer hardware or
software. A man buys an expensive new computer and the latest soft-
ware to enable him to do a complex accounting chore. If a number of
unexpected things go wrong, he may lose confidence in the system
and come to be suspicious of it. The system does not seem to function
as it should; it is unreliable. Perhaps there is something wrong with
the hardware or the software, or both. In an indirect sense, people are
still involved when we speak of trusting such objects as life jackets,
ropes, and computers; it would be a mistake to think that we can
place our confidence in such objects instead of trusting people. (We
might trust a life jacket instead of a lifeguard, but then people manu-
factured, tested, and distributed the life jacket.) When we assume
that an object will serve its function, we are, in effect, assuming
that the various people who manufactured and marketed it did their
jobs honestly and properly. If these objects do not perform, someone
somewhere made a mistake. The complexity of computers is such
that mistakes somewhere along the line are quite probable. Any com-
puter user has learned that trust, or confidence, in computers should
be qualified, and precautionary measures such as making back-up
files should be taken.14
The Dead
story, being dead does not prevent Marlowe from acting. In fact, his
post-mortal status and powers give him a unique authority.
If the dead live on and can affect us, then they can act benignly
or malevolently towards us, and it makes sense to trust or distrust
them. In this metaphysical framework, questions of whether to trust
the dead really do arise. However, for many modern readers, such
assumptions will not seem plausible. If we assume, on the contrary,
that the dead literally are dead, then it will follow that they cannot act
after death. From this viewpoint, it makes no sense to trust or distrust
dead people in terms of expecting them to do various things that may
affect us.
Nevertheless, people sometimes speak of trusting or not trusting
those long dead. One might say, for instance, "I wouldn't trust Kant
on sexual morality. After all, he was a bachelor all his life." That is to
say that Kant is not to be believed, should not be regarded as a trust-
worthy source, on matters of sexual morality. The claim is that when
Kant speaks to us about sexual morality, he is not to be believed
because he lacked the necessary experience to write about this topic.
Kant does speak to us, though not in the metaphysical manner in
which Marlowe spoke to Scrooge. Though dead, Kant speaks to us
through his writings, and because this is so, for those of us who read
him, issues of trust may arise.
Consider another example. A grandmother dies and leaves a will
in which nothing is provided directly to her grandchildren; she is
relying on their parents to make arrangements for them. The question
then arises as to whether this will was a sound and appropriate one,
whether her arrangements were realistic. One of her children might
express confidence in her mother, saying that she could nearly always
be trusted to do the right thing. But the reference is to actions the
grandmother took before her death. What lies in the future is the
impact of the will and how her adult children will handle it. In this
sort of case, trusting a woman after she is dead would mean believing
that she showed good judgment in the way she drew up the will, that
the arrangements she specified would work well.
God
WHAT IS F R I E N D S H I P ?
do the same for them. But just how much is required is flexible.
In thinking of someone as our friend, we trust that person to do the
right thing for us and know what that is.
It is no accident that we speak of people making friends. Friends
find each other, choose each other, and construct a relationship. In
making friends, we respond with affection to a whole person. Most
fundamentally, we value a friend as a whole person, not because she
is witty, athletic, white, Chinese, a Christian, a musician or psycholo-
gist, but for the particular person that she is. Friendship is based on
affinity and similarity, but also on difference: the chosen friend is
different from other people we know and is treated differently. The
aspect of friendship most discussed in contemporary moral philoso-
phy is just this: friendship is partial and thus apparently at odds with
the impartiality that a moral perspective seems to demand. We can-
not love everyone equally or be friends equally with all. In modern
industrial societies, most people have between three and seven
friends, but between five hundred and twenty-five hundred acquain-
tances.1 We may like and enjoy our acquaintances, but a relationship
that is merely one of acquaintance is not characterized by mutual
care or intimacy, and hence is not a friendship and not necessarily a
relationship of trust.
When we develop friendships, we have contacts based on some
degree of mutual attraction. We talk together, do things together,
come to like each other, talk more intimately, acknowledge each
other, and help and care for each other. As friends, we feel a bond,
feel committed to each other. We appreciate the fine and special qual-
ities of our friends: one's warmth and patience; another's keen mind,
fairness, and sense of humour; still another's idealism and deep gen-
erosity. And we feel cherished and valued by our friends, whom we
have chosen and who have chosen us. We are born into families and
exercise only limited choice as to our co-workers and colleagues, but
we choose our friends. When friendship lapses into a sense of tired
duty, it is friendship no longer. In a meaningful friendship, there is
mutual care and trust. Each friend cares for and supports the other,
and receives care from the other in return. Helping the friend, we are
at the same time actualizing or realizing ourselves.
Trust that the other person will grow and develop, and that we are
able to care for her as she does so, gives us courage to go ahead with
projects and activities. Having friends, we can better face and accept
the risks in life and proceed confidently. To care for another person,
we must be able to see inside that person's world as though we our-
selves were inside it and have a sense of what life is like for him or
her, what that person is striving to be, and what he or she requires
The Focus of Friendship 23
rely on work situations to provide a basis for our social life, which
can lead us to seek friends primarily among colleagues. In congenial
working situations, we have cordial relations with co-workers. We
are certainly familiar with them, and if we are lucky, we trust them in
their roles on the job and depend on them to be pleasant and support-
ive. But relationships with colleagues are largely defined by working
roles. For this reason, they are not friendships. To confuse such rela-
tionships with friendships is likely to put stress on them and inhibit
people from seeking genuine friendships off the job.
This tendency was illustrated in several popular television situation
comedies of the seventies. On Mary Tyler Moore the central character,
Mary, worked in a newsroom. Whenever she gave a party, all her
co-workers were invited. One episode even had her say, "You guys are
my family." Another popular show of the same period, WKRP in Cin-
cinnati, featured a group of people working at a marginally successful
rock radio station. It also portrayed camaraderie and closeness among
colleagues. When disc jockey Johnny Fever thinks God is talking to
him, he turns to co-workers Andy and Venus and eventually to his
boss, Mr Carlson, to try to find out what it means and whether he is
going crazy. The popular television series M.A.S.H., which dealt with
an American medical unit based in Korea during the fifties, was
similar. Isolated from family and other friends by war, the central
characters were depicted as extremely close friends supporting each
other through bizarre wartime tribulations.
But there is a crucial respect in which such depictions are mislead-
ing. We rarely choose our colleagues, and when we do, it should not
be primarily on the basis of personal liking or affection. We function
with them in institutional or professional roles. To develop a relation-
ship of collegiality into one of friendship requires extending it out-
side the workplace and developing a broader range of shared activity,
intimacy, loyalty, and more personal bonds. Whatever the old televi-
sion sitcoms may suggest, there is a difference between co-workers
and friends.
A variation on the colleague is the comrade, or co-worker in the
context of a voluntary organization working for a common goal. Such
cooperative work provides the context for many activities and im-
portant conversations. Comrades share disappointments and accom-
plishments. In the nature of the case, they are likely to have important
beliefs and ideals in common. If they like each other, become intimate,
and develop bonds of personal loyalty, the relationship of comrade
becomes one of friend. But unless and until this happens, comrades
are not friends. They are loyal, not to each other and a special relation-
ship, but to something outside themselves: the common goal.
The Focus of Friendship 29
She felt that she could have poured out her heart to Karen and would
have loved to have her as a friend. But the roles of "principal" and
"parent" were the basis of the connection between Karen and Judy,
and they worked to kept them apart. Karen had so much authority
and responsibility. Though well educated and articulate, Judy could
not be Karen's equal in the school, which was the only context where
they ever met. She always liked and admired Karen, but was never
able to break through the barrier of those roles, parent and principal.
How could she ask "the principal" to go to a movie or out for coffee?
Over the next several years, Judy saw Karen many times and talked
with her occasionally at meetings and on the phone. Their liking was
mutual, but they never became friends because social roles inter-
fered.
Modern social life contains many obstacles to friendship: lack of
time, social and geographic mobility, feelings of competitiveness and
resentment, urban isolation, fears of violence. Hutter finds in industri-
alized societies widespread attitudes of competitiveness, resentment,
and suspicion, which, he says, create a formidable barrier against
against civil social relations and still more against meaningful friend-
ships. He fears a developing "commodification" of social relations,
wherein colleagues, acquaintances, and even sexual partners come to
be treated as things that we need to possess. Modern society, he
claims, is structured so as to make us need friends and intimacy, but
at the same time it reduces our opportunities for friendship and inti-
macy. We tend to be isolated and occupy ourselves largely with pri-
vate concerns; these factors work against friendship. But at the same
time they make us need trusting friendships more than ever. Hutter
suggests that the result is that lonely people set out on a frantic search
for sexual intimacy.
But this bleak analysis seems to be based on armchair social criti-
cism rather than on specific empirical data about friends and friend-
ships. Studies indicate that even busy North Americans have several
close friends, deeply value their friendships, and would like to spend
more time with friends.9 Despite mobility, stress, consumerism, com-
petitiveness, and resentment, we do have friends, and we trust and
rely on them. We value our friends and try - sometimes a little des-
perately - to make time for them. To be sure, there are in modern life
many obstacles to the development of friendships. But judging from
common experience and the evidence cited in other accounts of
friendship, most people succeed in making and maintaining friends
and find their friendships extremely rewarding.
Friendship is a close reciprocal relationship between two equal peo-
ple who care deeply for each other, enjoy snared activities, exchange
The Focus of Friendship 31
confidences, know each other well, are loyal to each other, and want
to spend time together. It is a chosen relationship: friends together
construct their shared activities, their expectations of each other, and
their mutual obligations. We find and make friends and friendships,
structuring relationships according to mutual desire, need, and possi-
bilities. The relation of friend is different from that of lover, parent
or relative, colleague, comrade, neighbour, confederate, or pal. Our
friendships nourish and replenish us and are a source of fun and joy.
They provide a context for building a meaningful life, our character -
indeed, our very selves.
Time is a limited resource that we give to our good friends, and its
scarcity is one of the things that makes friendship special. We trust
our friends, who are special to us, and part of this trust is our confi-
dence that we are special for them too: they care about us enough to
take time for us. As in other relationships characterized by trust, we
allow ourselves to be vulnerable in friendship. We open ourselves to
another's pains and problems, not only to his or her triumphs. If
friendship ends, we are likely to be sorry, often hurt. If it ends in
betrayal, we are bound to be hurt. Are friendships worth the risk?
The question does not really arise: human beings by nature want,
seek, and enjoy friendship.10
TRUST AND F R I E N D S H I P
does not keep confidences, he will not fulfil our needs the way a
friend does. More than anything else, a friend is an equal intimate
whom we trust and in whom that trust is not misplaced.
Trust is essential in virtually every aspect of friendship. It is built
into our understanding of who and what the friend is. We regard her
as affectionate and loving, as one who accepts and cherishes us for
what we are. We assume that we are special for her and she for us. We
allow her to know us, and she allows us to know her. She does not
hide herself from us; when she seems to be open with us, she is really
herself, not just someone trying to make an impression. She is what
she seems to be; she means what she seems to mean; we need not
probe through an appearance to access what might be underneath.14
If we sense that another person is pretending to be something that
she is not, or putting up a kind of screen between herself and us,
we cannot experience the very special pleasures of friendship. The
open and genuine communication of friendship requires intimacy
and openness between people who are freely committed to a frank
and honest relationship, a relationship that is special and acknowl-
edged to be so by both parties.
secrets, refrain from gossiping, and tell the truth. She would be some-
one you could rely on and count on. She would never blackmail you
or threaten you; she would be there when you needed her. She would
like you for yourself, not just for your possessions or connections, or
for what you could do for her.
If a friend acted in an untrustworthy way, you would feel unsafe
and insecure, embarrassed, insulted, and sorry for yourself. You
might even be frightened if you had told this friend things that you
did not want other people to know. Some children said they would
feel "ripped off" and cheated. They would be mad and angry and not
want to be friends any more. One boy said he would feel "cheap,"
thinking that he had too freely given of himself. If he had trusted
someone who was not a good person, well, he had made a mistake;
this would make him feel stupid. He would blame himself, but from
the experience he would learn not to make such a mistake again.
Finding that a friend was disloyal would make a person feel foolish
and inadequate, and perhaps less likely to try to make new friends.
You might feel that there were signs you should have recognized; you
should have known this person was not a real friend, so the fault was
in you. Or you might feel that the reason this false friend did not care
about you was that you were not a worthy person, not worth caring
about. In other words, discovering that you had a false friend would
weaken your trust in yourself.
In their study of adolescent friendships, William Rawlins and
Melissa Holl found that the preservation of established trust was the
"overarching concern." Rawlins and Holl interviewed thirty-two
high school juniors, half boys and half girls, in a small city in the
northeastern United States.18 They draw an interesting distinction
between teenage popularity and friendship. Among teenagers, popu-
larity is a matter of public reputation and acceptance. A popular per-
son is one regarded as likeable and desirable as a companion or date.
Friendship, on the other hand, is private and intimate. It is a close re-
lationship between two people who trust each other, have chosen
each other as companions, and acknowledge and accept each other.
Somewhat paradoxically, teenagers who are "popular" may have
few or no close friends. Their public reputation and status may be
intimidating and function to prevent others from becoming close. For
adolescents, friends should above all be trustworthy, accepting, and
positive (not critical) towards their friends. The worst thing that a
friend could do would be to undermine her friend's public image by
telling negative stories in public or revealing secrets.
The girls interviewed by Rawlins and Holl tended to have a best
girlfriend whom they continued to see and remained close to when
38 Dilemmas of Trust
they were dating a boy. Boys had male friends, but tended to lessen
their commitment to them when they had a girlfriend, who usually
became their best friend. These teenagers made distinctions between
various types of friendship. When they did so, the depth of trust and
the kind of talk in the friendship turned out to be the crucial features.
When trust in the friend was less, talk was not as significant to the
friendship, and shared activities were relatively more important. In a
best friend, a person could have "absolute confidence." The relation-
ship would be intimate and exclusive.
One cannot simply be a certain kind of person unless other people
accept one as that sort of person. Friendships are crucial for the devel-
opment of identity during adolescence. Forming one's own identity
and self-concept and experiencing intimate relationships with others
are closely related. What a person is and how others see him or her
are always bound together. In the case of adolescence, with its
extreme self-awareness and real embarrassments, the linkage is espe-
cially tight. Somewhat paradoxically, the adolescent preoccupation
with self leads to extreme deference to the opinions of others. Charac-
teristically preoccupied with themselves, adolescents tend to assume
that others share their preoccupation. A girl who has a pimple on her
chin feels it and sees it in the mirror. She finds it terribly important,
thinks it wrecks her appearance, and assumes that everyone will be
looking at her and noticing just this feature of her appearance. Having
one pimple, she will be an ugly person with blotchy skin; that is how
others will see her. Adolescents tend to put on a show for an audienc
which they imagine to be large and critical. Uncertain of themselves,
moving away from their parents as guides in life, they need positive
support from friends. Keeping confidences and refraining from gossip
and back-stabbing are especially important in friendships at this stage
of life. A friend, a trusted other, supports the self and the self-image.
experience. For all the lifestyle changes that have resulted from femi-
nism, girls and boys still grow up differently. We find different cir-
cumstances even in the same family, class, or school, and respond to
people and circumstances in different ways. Gender differences per-
sist in adult life. Being a girl friend is a very different role from being
a boy friend. And despite all efforts by men to do more to care for
children, being a mother is a quite different thing from being a father.
There are exceptions, but in general, women have more in common
with other women than they do with men, and men have more in
common with other men than they do with women. The pattern of
friendships varies accordingly. Sexual attraction between men and
women who become close friends tends to press relations of friend-
ship towards romance and sexual intimacy, dramatically altering
feelings and expectations. Friendship can survive as a component of
sexual partnership, and when it does, the partners have an especially
wonderful relationship. All too often, though, romance displaces a
male-female friendship, and when the romance fades, the friendship
ends.
Men and women tend to have different expectations and values
about life and different styles of interacting and talking with each
other. In general, women emphasize and value personal relation-
ships more than men do. They want to feel connected, they feel
uneasy when they are in a role marked as superior, and they cherish
intimate conversation. A woman who is especially successful in her
work or with her children is likely to downplay this success when
talking with another woman, emphasizing instead various problems
and difficulties she is encountering. She is anxious to relate as an
equal, not to boast or even appear to be boasting.19 Women friends
like to be together and talk, and when they talk, common subjects are
children, feelings, other people, and relationships.
Men, on the other hand, seem to value independence and status
more than relationships as such. Many friendships between men are
based on shared activities and have a strong "pal" component. Men
generally like to joke, exchange anecdotes, have fun, and enjoy
sports and other activities. When they talk, they are more likely to
share information or discuss women, politics, or sports than to ex-
plore feelings, character, or relationships. There is a kind of intimacy
that women cherish, which is at the very core of their friendships,
and seems rare in friendships between men.
Obviously, such differences between men and women are general,
not universal; there are exceptions to the pattern. Some men cherish
closeness and have no interest in sports; some women are uncomfort-
able with much talk and little activity. Some girls and women seek
male friends; some men seek female ones. But in general, women's
40 Dilemmas of Trust
friends are women, men's friends are men, and the styles of relation-
ships vary with gender. Women's friendships tend, on the whole, to
be more intimate than men's. Right from the girlhood tradition of
having a best friend, women place a high value on relationships with
each other, receiving considerable solace, joy, and support from each
other. They listen and are listened to, support and are supported,
identify, empathize, and care. They expect intimacy and care from
each other, and generally they receive it.
From Aristotle onward, the classic Western literature on friendship
exalts friendships between men. Legend had it that women could not
really be friends. For women, relationships with men would always
come first; women competed with each other to attract men. As
recently as the sixties, this was the prevailing myth about women
friends. Their friendships with each other were less important than
their quest for a man, and thus were vulnerable to relationships with
men. In the fifties and sixties, young women would not go out to-
gether for dinner, coffee, or a movie on a Saturday night. To do so was
shameful: we were supposed to have dates. To be seen together in
public on a Saturday evening would reveal the shocking truth that
women had to settle for each other because no man had chosen to pay
for our company.
Under the influence of the feminist movement, all this has
changed. Since the seventies, popular culture, always an expression
of changing lifestyles and ideologies, has shown considerable interest
in women's friendships. Contrary to the classic tradition in Western
philosophy and literature, contrary to early popular culture, contem-
porary popular culture tends to exalt women's friendships. The film
Beaches illustrates the trend, telling the story of two girls who meet by
chance and become extremely close. They are room-mates in college
and share early work experience. Eventually, when one is fatally ill,
the other cares for her. After her friend's death, she adopts and cares
for her child. A girlhood friendship becomes a deep, lifelong relation-
ship between adult women. Through the daughter, the friendship
survives even death. Another film, Thelma and Louise, also shows inti-
mate women friends. They go off on a holiday together, an "escape"
that is to be a major treat for both of them. Louise, the stronger
woman, is fiercely protective of the more innocent Thelma, who is
abused by her husband. When Thelma is assaulted by a man after a
dance-hall fling, Louise intervenes with force in an attempt to protect
her. They begin to fight back together against men who make sugges-
tive remarks and obscene gestures. Eventually they launch into a
criminal campaign. Together they head off on a madcap adventure of
crime, leading to murder and finally joint suicide. The adventurous
The Focus of Friendship 41
support. Many men cherish war experience and regard "war bud-
dies" as their best friends ever. These are deep, close, intimate, and
loyal friendships among men, very different from the friendships of
women.
The closest male friendships are often set in a context of battling
against a common enemy.24 Competition between individual men is
displaced by competition between us and them. Perhaps for this
reason, close friendship and deep loyalty in a context of war or ad-
venture may not survive the mundane realities of everyday life.
Men's friendships seem strangely polarized between pals having fun
together and warriors risking their lives for each other. The middle
zone is often missing.25
THE RISKS OF F R I E N D S H I P
Once upon a time a woman put up ten thousand dollars to bail her
husband out of jail. He was there because he had been arrested for
attempting to slit her throat. She forgave him. She let him move back
in with her. She listened to him; she believed him; she thought he
wanted to be reconciled with her. But life did not run smoothly; they
did not live happily ever after. In the end, he killed her.1
This story tragically illustrates the psychic centrality of the family.
For better, for worse, people do value their family connections.
Women, especially, often try desperately to retain family connections,
even in cases where they have been beaten or abused. One thing that
makes many of us want to preserve our family connections and go to
immense lengths to keep families intact is that we need intimate
companions and may not know where else to find them. The good
aspects of good-enough families are so essential to human develop-
ment and thriving that even members of bad families may cling des-
perately to them.
What is a family? How should a family operate? Is it better for
people to live in families than alone? Is it possible to live and work in
families while maintaining our individuality, autonomy, and self-
respect? Family relationships and duties pose many problems. Roles
in the family are changing: caring for children, providing for the fam-
ily, and domestic work are now shared by men and women - though
seldom on an equitable basis. But heterosexual gender roles are far
from being the most controversial aspect of contemporary families.
The hottest political topics are gay and lesbian families and the "fam-
ily values" cherished by the religious right. Gays and lesbians are
challenging the old definition of the family with mom, dad, and the
kids. At the same time, and in vocal opposition, conservatives are
pushing a return to so-called family values as the source from which
Trust and the Family 51
pursue their careers. Gone are the days when a woman could lose
her job just because she was married. Nearly gone are the days when
a young woman would not be hired because she might become
pregnant. But problems of family mobility and pressures of domestic
work still function to limit women's opportunities. Young women are
told they can "have it all," but in practice this is far from easy. Family
responsibilities and loyalty to a husband and his career remain major
obstacles for many women.
There are worse problems in families than restriction of opportuni-
ties for women - problems of violence and physical or emotional
abuse. In families, people live intimately and are deeply vulnerable to
each other. In those where there are women and men, women are vul-
nerable to men. Thousands - in fact, millions - of women have been
battered and abused by their husbands and ex-husbands. For many
women, home is more dangerous than the street. Patriarchal tradi-
tions, which gave men authority over their wives and daughters, have
not entirely died. In male-headed families, women are vulnerable.
Somehow, for whatever reasons, women, like men, still seem to want
to live in families of some description. Why? To avoid loneliness; to
have a home where we have companionship and company; to share
life with others; to have a sexual partner, a sexual life; to bear and raise
children; to link ourselves with the future and the broader society; to
connect through our children with the rest of life. For most women
these are good, or overwhelming, reasons.
For most people, the family means home. To feel safe and secure at
home, we must trust others who live there. If home itself turns out to
be somewhere from which we need shelter, the world is a fearful
place indeed. Trust begins within families.4 Children must be nur-
tured and cared for; when this happens well enough, they trust their
parents and come naturally to trust other people and the world at
large. From the trust developed within the family, they can move on
to trust themselves, form friendships outside the family, and partici-
pate reliably and responsibly in society at large. Without a founda-
tion of trust in the family, trust in other contexts has little chance to
develop and survive.
The fundamental family relations that shape us as individuals are
almost never a matter of choice. We enter our first family because we
are born, the product of our parents' passion and desire for children,
or because we are adopted, chosen by our parents. The relationship
between a child and its adult parents is fundamental for individuals
and for society itself. If women did not give birth to children and en-
sure that they were cared for, human society could not persist. Grow-
Trust and the Family 53
WHAT IS A F A M I L Y ?
A man and woman, married to each other but with no children and
no intention of having them, constitute a family. A man and woman
living together unmarried in a committed intimate relationship also
make a family, whether they have children or not. A lesbian or gay
couple living with children, however acquired, constitute a family. A
man and his children, living in a household without his former wife,
constitute a family. Adult siblings living with their elderly mother,
whom they care for, form a family. Heterosexuality is not essential
for a family, nor is the presence of two sexes within a household. A
marriage ceremony between the partners is not essential; nor are
children; nor is the biological reproduction by adult partners of the
children they are raising. Within a family there may be two genera-
tions, three or four, or only one.
It seems impossible to pin down the essence of a family without
arbitrarily favouring some particular culture, historical period, or lif-
estyle.6 Among the aristocracy of the eighteenth century, households
included dozens or hundreds of servants and hangers-on, and bonds
between parents and children were slight.7 In modern Hong Kong
the extended family remains more common than the nuclear one,
and mothers-in-law continue to exercise considerable authority over
young brides. Anthropologists report that, among the Zinacantena-
cos of southern Mexico, the basic social unit is identified as "a
house." This "house" may include from one to twenty people. The
Zinacantenacos speak of parents, children, wives, and husbands, but
do not have a word to mark off a wife, husband, and their children as
"a family," distinguished from other social units. Tribal peoples,
apparently, speak readily of lineages and clans, but they rarely have
a word for the nuclear family of mother, father, and children.8
Wittgenstein spoke of "family resemblances" between things that
do not share a neatly definable essence. His favourite example was
games. Wittgenstein claimed that games have no common essence;
54 Dilemmas of Trust
the twins. Her friend Alex, who lives with his partner, Joel, in Mon-
treal, is their biological father. He and Joel knew Judy from their years
as graduate students, and when Judy told Alex about her intense
desire to have children, he agreed to donate sperm. Frozen, the sperm
was flown from Montreal to Vancouver. Jill and Judy inserted it using
a syringe. After a rather difficult pregnancy, Judy gave birth to
healthy twin boys. She and Jill are both their mothers. Judy went back
to work about nine months after the twins were born; a nanny helps
to look after them. Alex and Joel keep in touch with the women and
their boys. Judy, Jill, and the boys are a family. Alex, the father, and
his partner, Joel, are close friends.11
Asked to envision a family, few of us would think first of all of such
a grouping. Is it a family? Yes, though hardly a "standard" case. But it
is not the only "non-standard" case. Few of us would think of the typ-
ical family as that of an older heterosexual couple with two children
adopted from the same young, handicapped woman, who was unable
to care for them herself. Or of the single-parent father who got his
child by making contractual arrangements with a surrogate mother.
Though widely publicized, such reproductive innovations are still
statistically rare and have not penetrated our deep emotional expecta-
tions about parents and children. For all the changes in customs and
morals, the word "family" still calls up images of mother, father, and
children.
In the nuclear family of the fifties, a full-time male wage earner was
supported in his efforts by a wife working in the home and available
to respond to various exigencies, such as the illness of children and
elderly parents. Now, when both adult partners work, there are fre-
quent conflicts between responsibilities at work and those at home.
Although women are no longer available for permanent domestic
duty, many social institutions fail to take this fact into account - as
every working woman who has had to cope with school professional
days is painfully aware. The nuclear family continues to have a con-
siderable influence on social institutions, on emotions and expecta-
tions, and thus on daily life. Although it is disappearing in reality,
this "ideal" family persists in our institutions and imaginations.
of the significance of the family lies in the fact that it provides this
physical centre of intimacy and privacy, where we have companions
and can restore ourselves. From the safety of home, we move out to
the public world and back again. Those who can take home for
granted have a safe and comfortable place to be, a venue for self-
expression and material maintenance, a place for physical and psy-
chological restoration. To be unsafe at home is a special horror.
Unique in its emotional significance, the family has been called a sys-
tem of love objects. Three-quarters of the people surveyed in a Yale
University study were prepared to define the family as "a group of
people who love and care for each other." In the same survey, 71 per
cent of the people interviewed declared themselves to be very satis-
fied with their family lives.13
Trust is central in every family relationship. If a family is function-
ing well enough, the children within it are fed, nurtured, cleaned,
taught, loved and cherished, and given a sense of sexual and personal
identity. What can we say about contemporary homes and families?
As sons or daughters, we acquired from our family of origin our
genetic, psychological, and social heritage, our location in the world,
and our most basic cultural and intellectual knowledge. As adults,
most of us live in families of some sort: as wives, husbands, partners,
parents. For most of us, it is our families that provide our main locus
of abiding affection and mutual support. In families we are not sim-
ply individuals; we are interconnected. We grow up in households,
guided and cared for by others, sharing in communal tasks, and sub-
ject to customs and expectations that make us what we become. We
identify with something greater than ourselves. We have obligations
of support and cooperation, and we acknowledge those obligations
because we grow within them and grow into them. Ideally, in a fam-
ily household all are committed to all. Family members depend on
each other considerably, in ways both practical and emotional.
There are, of course, many families in which things go wrong, and
bad families can do devastating harm to their vulnerable members.
But the fact that bad families exist does not prove that there are no
good ones. There are vast numbers of good and good-enough fami-
lies that provide company, nurture, intimate relationships, warmth,
and security for their members. Most of the time, most of us need and
appreciate our families. Intimacy is necessary for flourishing in a
human life. We live with a small number of people, typically others in
Trust and the Family 59
trusted by all members, are not working as they should. Family thera-
pists of the Milan school used brief, sometimes paradoxical, interven-
tions (daughter should take dad to a picture show; mom and dad
should leave all the housework to the oldest son; and so on), seeking
by behavioural change to alter the interactions, and the tacit rules, of
the family system.15 The technique often worked. Not only was it
fairer than simply blaming mother, but it was more efficient.
But despite its theoretically innovative character, much of the
theory and practice of family systems therapy was conservative to the
point of being sexist. The theory was based on the assumption that
"normal" families with well-defined boundaries between the genera-
tions and the sexes and honest open communication were basically
all right. Family systems therapists generally presumed that families
were units in which married mothers and fathers lived with their bio-
logical children and roles were clearly divided along the lines of age
and gender. In the ideal family of family systems theories, communi-
cation lines were open and relatively non-authoritarian. But in other
respects such families were straightforwardly patriarchal in the man-
ner of "ideal" North American families of the fifties. Fathers were the
breadwinners and had more power in determining family affairs than
mothers. Mothers worked in the home and took most of the responsi-
bility for caring for the children. Sons and daughters were brought up
in clearly differentiated gender roles. These families were generally
assumed by therapists and academics to be functional and healthy
and to require no therapeutic intervention. Any notion that there
might be significant similarities between "sick" and "healthy" fami-
lies was usually rejected.16
But far from being essential for mental health, these "normal"
nuclear families put everyone at risk. Women were isolated, economi-
cally dependent on their husbands, handicapped in personal and ca-
reer development, overburdened by childcare and household duties,
and given too much responsibility and power with regard to the fam-
ily's intimate and emotional life. Men were economically exploited,
exposed to heartlessly competitive industrial relations, alienated from
life in the home, encouraged to repress their emotions, and discour-
aged from developing meaningful relationships with their children.
Children were vulnerable to a variety of harms ranging from too
intense mothering to physical battering and sexual assault. With the
identity and self-esteem of men dependent on their status as wage
earners in an unstable external economy, such families were especially
vulnerable to economic downturns. What is wrong with the call for a
return to family values is that it ignores the many respects in which
these supposedly traditional families simply did not work very well.
Trust and the Family 61
Dysfunctional Families ?
person did not do a "good job" unless his or her child turned out to
be perfectly "healthy" by the standards of health set in codependency
theory. But the notion of a flawless pre-family self has nothing to rec-
ommend it. In fact, it is just plain naive. The newborn infant has no
natural self, good or bad. It has a genetic heritage affecting skills,
talents, and personality. A human being, a person, a self, grows into
being in a family and a broader culture.
Besides, mothers have their own lives to live and deserve some inde-
pendence as autonomous, self-respecting beings. Even in ideal societ-
ies these realities would remain. No one should fall into the trap of
trusting mothers to do everything and blaming them if they do not -
not in our present society and not in an ideal one. To trust women too
much as mothers is worse than unrealistic and naive; ultimately, it is
cruel.
A mother can be "good enough" without being "perfect" - what-
ever perfect would mean in this context. A mother can be good
enough without abdicating her autonomy and relinquishing every
shred of independence to fulfil every infantile want of her children.
The same, obviously, may be said of fathers. And a family too can be
good enough without being perfect.
men can preserve their autonomy and self-respect. And in these fam-
ilies, all members will be safe.
In a good-enough family, adult partners have an intimate relation-
ship that gives them company and support. They are able to commu-
nicate feelings, ideas, and concerns, and to rely and depend on each
other. We cannot comfortably depend and rely on someone whom we
do not trust. Nor, in most cases, can we relax and be sexually or emo
tionally intimate with another person whom we do not trust.24 To be
intimate with another person, we must trust him or her to accept us as
we are; we must trust that we love each other, that the other person i
fundamentally honest, caring, and committed to the relationship. Inti-
macy, whether physical or emotional, requires trust in many ways.
well, having styles of discussion and argument where each can ex-
press what he or she wants and feels and resolutions can be worked
out without one party always getting her or his way.
All this is not to say that there will be no problems. But adult part-
ners are able to cooperate in earning a livelihood and running a
household, and their relationship meets many of their sexual and
companionship needs. They are friends, companions, sexual partners,
and collaborators in living a life and establishing a home.
C H I L D R E N AND TRUST IN
THE GOOD-ENOUGH FAMILY
For a child, to trust is natural. Children are born into the world pre-
disposed to trust their parents and others who care for them. In fact,
they will go to nearly any length to maintain their trust in their par-
ents.26 Children are vulnerable, dependent, and needy. To a child, the
thought that her parents might fail to provide care and might even
seek to harm her is nearly unbearable. She will do almost anything to
resist such conclusions. Things have to be really grim before children
renounce trust in their adult caretakers.
The trust of infancy and early childhood is implicit and unques-
tioning. The infant is predisposed to trust, and her trust develops
because she is cared for. Her physical needs are met. If she is wet, she
is changed; if cold, wrapped in blankets; if hungry, fed; if uncom-
fortable, held and rocked. Initially, infants are scarcely aware of the
distinction between themselves and the rest of the world. With de-
pendable physical care and emotional comforting, they learn that
others are stable, reliable sources of ease and thus learn to trust in their
caretakers, typically parents and for much early care predominantly
mothers. Erik Erikson referred to this early trust as "basic trust." Basic
trust is born of reliable care. Writing in the heyday of the Leave It to
Beaver family, Erikson assumed that this care would be provided by
mothers:
the amount of trust derived from earliest infantile experience does not seem
to depend on absolute quantities of food or demonstrations of love, but
rather on the quality of the maternal relationship. Mothers create a sense of
trust in their children by that kind of administration which in its quality com-
bines sensitive care of the baby's individual needs and a firm sense of
personal trustworthiness within the trusted framework of their culture's life-
style. This forms the basis in the child for a sense of identity which will later
combine a sense of being "all right," of being oneself, and of becoming what
other people trust one will become.27
Trust and the Family 69
objects and reliable other people. To gain a clear sense of herself, she
needs to experience regularity in the world, a regularity that will at
the same time provide for basic trust.
A young child needs a sense that the world is durable, reliable, and
good, and that he has a secure place within it. His surroundings pro-
vide this security if he has a stable home, however humble. Fancy
toys, expensive household appliances, high-tech consumer goods, a
large bedroom, a new crib, and colourful clothing are unnecessary.
What the infant does need is a secure home where adults keep him
warm, fed, and clean, where they hold him and love him, and where
the surroundings are durable, reliable, and good. The security of
home protects a baby from intrusions of a world that he cannot com-
prehend and at the same time from some of his own uncontrollable
impulses.
In a good-enough family there is good-enough parenting. This
means that care is kind and reliable and that the infant is physically
and emotionally secure. He is not anxious; he can be confident that
he will be fed, changed, and loved by familiar people in a familiar
environment. He is sheltered from the outside world, protected, and
made secure by those who care for him. With this basis, he has
acquired basic trust and is able to develop into a more independent
being.
As the child develops, her parents allow her more freedom to
explore, and she moves from complete dependence to an increasing
degree of freedom. At this stage, too, trust is a key. Freedom is possi-
ble only insofar as parents are able to let go. For this they must trust
the child, whether it is a matter of letting her walk across the room
without support when she is two, play unsupervised with another
child at seven, use public transport on her own at twelve, select her
own clothing and take responsibility for her schoolwork at fifteen, or
drive the family car at eighteen. Growth to maturity requires both
that the parents trust their child and that the child trusts her parents.
To develop and learn, even to have a sense of self, infants and chil-
dren must trust implicitly in those who care for them. Without basic
trust, human beings cannot progress from infancy to childhood. In
early childhood we need to trust others in order to learn language,
social customs, or fundamental social skills. Later, children continue
to trust their parents or caretakers, but the trust need not be implicit
and unquestioning or total. Children are exposed to other children
and other adults in school, community, and church activities. They
acquire ideas from these sources and from the popular media and
many interests and beliefs from sources outside the family. Children
will learn that adults who care for them are not all-knowing and
Trust and the Family 71
perfect, and cannot manage every situation and provide every sort of
knowledge. They may find that their parents have broad areas of
ignorance and incompetence, painful inadequacies, temperamental
peculiarities, and embarrassing idiosyncrasies. The immigrant child
may have to translate for her parents. The daughter of a single-parent
father may find him inept at judging friendships between girls or
participating in parent-teacher interviews. A son may realize that his
mother's cooking is sadly lacking.
But despite these detected gaps in their competence, the child must
trust parents overall; she must be confident that they will continue
to be fundamental sources of emotional and physical security. To
mature comfortably, we should be able to take it for granted that our
parents will be caring beings who will continue to do their best for
us. To a striking degree, people do this, even as adults. When her
ninety-five-year-old mother died, one woman in her late sixties com-
mented, "Now I really have to grow up."
For nearly everyone, maturity develops in a family. We progress
from almost complete dependence to lesser dependency and then
eventually to something close to autonomy. The family provides a
home, offering physical security, companionship, and emotional sup-
port. It establishes language, norms of personal contact, and the
whole basis for later learning, setting early attitudes towards the out-
side world. In a good-enough family we receive reliable and loving
infant care, establishing a sense of external reality, basic trust, and a
primitive sense of self. Later the family continues to meet our needs,
providing opportunities for developing independence. Children who
have brothers and sisters have the benefit of a social life with sib-
lings, giving them companionship and experience at handling rival-
ries and conflicts.
A good-enough family is not perfect, and the trust within it is not
perfect either. Here as elsewhere, there are many degrees and con-
texts of trust. Family members will trust or fail to trust each other in
different ways and to different degrees. A woman may trust her hus-
band to be sexually faithful and take good care of the children, but
feel uneasy lest he forget to pay household bills on time. A girl may
trust her father to be loving and caring and give good advice about
school, but have little confidence in his ability to find a good music
teacher. Obviously there can be significant gaps in trust in the good-
enough family. Still, we can see how fundamental trust is.
A good-enough family can persist only if its members believe that
it is good enough and are committed to it. Such a family presupposes
trust or confidence by members in its own being and merit and com-
mitment to its own persistence, as well as interpersonal trust between
72 Dilemmas of Trust
FAMILY SECRETS
SEXUAL INFIDELITY
and liberated. In doing so, they miss something that should be abso-
lutely obvious: the destructive effect of sexual betrayal on what were
committed relationships.
Pittman's views confirm the centrality of trust in intimate relation-
ships. His main argument against affairs is that they lead to secrets
and deception, thus undermining trust between partners. It is not
uncommon for people to be sexually unfaithful to their spouses or
partners, but it is relatively uncommon for them to admit it openly.
Affairs are kept secret from the partner and other members of the
family. When an affair is ongoing, it requires many practical arrange-
ments that necessitate deception and outright lies. Keeping all the de-
tails straight, to make sure one is giving a plausible and consistent
narrative, will be stressful. Living under such pressures, the person
having an affair is unlikely to be open or intimate with his or her
partner. If the relationship was not flawed before the affair began, it
will soon become so. While their intimacy is disappearing, there is
another person with whom the disloyal partner can be intimate and
open: the lover, called by Pittman the "affairee."
Affairs nearly always require secrets; they lead to deception, lying,
and breakdowns in intimacy. Undermining trust, they undermine
intimacy. When the affair is discovered, the many attendant lies are
often as harmful to the marriage or partnership as is the affair itself.
Unless restorative action is taken, affairs are likely to destroy what
was a workable partnership. They break the bond of marriage or
partnership and cause a person to fall out of love with his or her part-
ner. It is an illusion, a self-deception, to think that the partner is safe
because the affair is a secret and she knows nothing of it. The very
fact of the secret makes the defecting partner an ally of the affairee
and establishes a rupture in the marriage or relationship. A man who
is having an affair need not keep secrets from his lover, but he does
have to keep secrets from his wife. That very fact will make him feel
closer to his lover and more distanced from his wife, will increase
intimacy within the affair and diminish it within the marriage.
The deceived partner is likely to feel utterly betrayed when she
finds out about the affair and the deception that attended it. The very
act of love, her most intimate act, was founded on falsehoods; she
may think to herself that her home and identity, the very core of
her domestic life, have become untrue. On the basis of years of prac-
tice as a family therapist, Pittman has come to regard nearly all affairs
as self-indulgent, unrealistic, and harmful. Lying, secrecy, and decep-
tion are at least as harmful as sexual disloyalty itself. "It's not whom
you lie with. It's whom you lie to," he says.7 Pittman has harsh words
for adults who have committed themselves to marriage and children
8o Dilemmas of Trust
and who nevertheless feel entitled to indulge their every sexual wish.
Contrary to popular wisdom in therapeutic circles, he insists than an
affair begun on a whim in an unusual circumstance or unlikely mo-
ment can destroy what was a fairly satisfactory marriage and home.
People have implausible excuses for their sexual disloyalty, and
these are too easily accepted by others who do not want to be "judg-
mental" and underestimate the harm that sexual disloyalty to a
spouse or committed partner can bring. "One young man had an
affair in order to impress his heroically adulterous father-in-law. One
woman insisted she had affairs during episodes of split personality. A
man claimed he was kidnapped by visitors from outer space and
offered sexual opportunities with them. He had felt it his patriotic
and scientific duty to investigate the situation fully."8 People deceive
themselves about the reasons for their affairs and the effect that they
are having on their marriage. A man who is having an affair and
keeping it secret will feel guilty and distanced from his wife. The fact
that he can relax and be open with the affairee, yet has to hide things
from his wife, with whom he will feel uncomfortable, means that his
affair will become more fulfilling and relaxing than his marriage.
Thus the affair is likely to be the favoured relationship if he has to
choose between them.
It is misleading to insist upon a distinction between deception and
secrecy in such cases. Whether the disloyal partner is lying, deceiv-
ing, pretending, or keeping a secret does not especially matter: the
fact is that he or she is deeply involved in ways which affect him or
her physically and emotionally and which his or her spouse does not
know about. Marital intimacy and eventually marriage itself will be
undermined. In most marriages and other intimate partnerships,
sexual disloyalty and deception about it will amount to betrayal. One
partner has broken a tacit or explicit promise to preserve his or
her sexuality and sexual intimacy for the other. When this happens,
women and children tend to be the most vulnerable.
A common effect of affairs is for people to end up distrusting mar-
riage itself. Like the young woman who complained of her parents'
multiple marriages and separations and her numerous step-parents,
step-grandparents, and half-siblings, disloyal partners and people
who observe them come to believe that there is something wrong with
being married. Marriages do not seem to last, so marriage must be a
faulty institution. Observing that others can apparently be happily
married and yet their (apparent) security and comfort can be de-
stroyed by sexual whim and indulgence, many people come to
believe that the institution is not to be trusted. Pittman claims that this
is the wrong conclusion to draw on the basis of the evidence. Seeing
Problems of Trust in Families 81
woman, home and family offer no comfort, only fear. A wall with
spots, a supper that does not suit the dominant lord, a crying child or
messy living room, can spark a serious beating.
The victim's sense of the abuser (especially if he is a parent), other
family members, the family as a whole, the broader world, and her
own self will be seriously affected. If the abuse is not revealed and
ended, the victim lives in a world of shame, deception, and secrecy, a
false world in which he or she plays a part in a pretence that cloaks a
terrible reality. Victims lose their innocence and are robbed of their
childhood. In this sort of context, appeals to traditional family values
are quite beside the point. If anything, patriarchal practices and the
privacy of the nuclear family tend to facilitate sexual abuse of women
and children. The family characterized by sexual abuse or violence is
typically one in which women and children are submissive and pow-
erless, economically dependent on the earnings of male breadwin-
ners, and accepting of an ideology of male domination. A man who
sees himself as the head of the household, who should and does pre-
vail over his wife and children, can more easily see himself as entitled
to sexual privileges. On this view, his needs are all-important, and he
has the right to fulfil himself however he can. Family violence seems
to be facilitated by patriarchal and traditional assumptions about
family and gender roles. It is probably not a result of male backlash
against increasing female power: domestic violence is even more
prevalent in highly patriarchal societies than in our own.12
It seems unlikely that violence and abuse in families are more com-
mon in the nineties than they were in the forties and fifties or earlier
periods of history. Probably they were always present, and what is
distinctive today is not the frequency of such abuse and violence but
public knowledge and discussion about them. Now victims need not
hide their shameful secrets as they once did. Hundreds of thousands
of women believed they were the "one in a million" case of incest and
said nothing. Journalists and researchers who came across evidence
of incest or other sexual abuse within families tended to dismiss it. If
they tried to publicize it, they were told that it was incredible or "too
depressing."13 A positive front had to be maintained: whatever the
truth might be, the patriarchal nuclear family had to be upheld as the
"foundation" of society. Patriarchal power relationships and relative
isolation in traditional families did not prevent abuse; if anything,
they helped to make it possible. Appealing to traditional family
values to solve this social problem is clearly beside the point: the
patriarchal nuclear family was more cause than cure.
Strangely, trust between men and women in battering relationships
does not entirely disappear. Women often forgive their battering part-
Problems of Trust in Families 85
REFLECTIONS
Self-Trust
WHAT IS S E L F - T R U S T ?
can want to say no, have a strong sense that we ought to do so, and
yet not quite manage to do it. We can bend too easily to the sugges-
tions and criticisms of other people, yield too readily to social pres-
sures, or lack initiative in overcoming obstacles. Without self-trust, it
is not possible to make effective decisions.
When a person experiences something, interprets what has hap-
pened, and later remembers and recounts what she has experienced,
she may not think of herself as trusting or not trusting herself. How-
ever, should she or others begin to question her idea of what hap-
pened, the issue of self-trust will become obvious. Is it for others to
tell her what she is feeling, what her experiences meant, or what she
remembers? Self-trust may become an issue when a person has to
decide whether she can depend on herself to implement a decision
and act on her own values in a difficult situation, as is illustrated by
the following example.
Joseph is a recovering alcoholic. With the assistance of an AA group
and his supportive family, he has been dry for three months. Joseph
has been invited to a wedding reception where alcohol will be served.
He fears the event will be stressful, not only because of the alcohol
but because some years previously he had a passionate affair with the
woman who is about to be married. Officially they are now just
friends, but it was she who ended the affair, and Joseph was very
unhappy about it at the time. In deciding whether to attend the recep-
tion, he reflects on whether he can trust himself to cope with his
emotions, have the will-power to stay off alcohol when under stress,
and - if he does have a lapse with drinking - return later to his A
program. If he decides to go, he is in effect trusting himself to con-
form to his values in these trying circumstances.
In deciding whether to attend the reception, Joseph has to ask him-
self whether he will be able to stick to his decision not to drink. If,
after reflection, he goes to the reception, he is trusting himself to cope
with the situation and its aftermath. If he choses to stay away, he
has decided his control is not good enough. Though he does not feel
strong enough to attend, he can feel good about having the wisdom
to avoid a setback in his struggle against alcoholism.
Another case illustrating the effect of self-trust is that of Linda, a
single parent with three sons. She lives in an upper-middle-class dis-
trict, but because of her recent divorce, she has a lower income than
many others in the area. Her youngest son, Robert, has been in the
first grade for five months but does not yet read. Linda speaks with
Robert's teacher, Eleanor, at a parent-teacher interview. Eleanor says
that Robert is rather slow at reading, slower certainly than many
others in the class. She then suggests that he would be quite normal
94 Dilemmas of Trust
and would fit into a class better if he were in a poorer part of town
where people are "slower." Describing the encounter, Linda said of
Eleanor, "She destroyed my trust."
Linda heard Eleanor's comment as expressing stereotyping, preju-
dice, and hasty judgment. She discounted Eleanor's response, finding
it so disturbing that she could no longer regard her as a competent
teacher. In this instance, she trusted herself and she ceased to trust
Eleanor - as a teacher, in any event. Linda reacted in this way because
she relied on her own beliefs and values. She made a negative judg-
ment about the teacher and preserved her sense that as a mother she
was providing a reasonable environment for her family. If Linda did
not trust herself, if she felt doubts about her own competence as a
mother and had little confidence in her capacity to provide for her
children emotionally and economically, she would have responded to
the encounter in quite a different way. Perhaps she would have wor-
ried about her ability to bring up her children; perhaps she would
have nagged Robert to speed up and prove that their family was as
good as the others; perhaps she would have moved to another, less
"threatening" district.
There are many dimensions of self-trust. We may be called upon to
trust our perceptions and observations; interpretations of events and
actions; feelings and responses; values; memory, judgment, instinct,
common sense, and will; capacity to act, flexibility, competence,
talent, and ability to cope with the unexpected. When we trust our-
selves, we have a conviction that on the whole we are competent and
sensible people who can do what the situation demands. Whether an
issue of self-trust arises, whether and how much a person trusts her-
self will vary from one context to another. To lack self-trust in some
restricted capacity or specific situation is not necessarily a serious
handicap. Few people would be restricted or burdened by the sense
that they could not rely on themselves to purchase a second-hand car,
explore Istanbul unguided, or do suicide counselling. This contextual
self-distrust may very well be helpful, inhibiting us from mistakes
and rash behaviour and from accepting responsibilities that we can-
not carry out. But core distrust of oneself - self-doubt in fundamental
areas - is something else again. To lack general confidence in our
own general ability to observe and interpret events, to remember and
recount, to deliberate and act, is a handicap so serious as to threaten
our status as an individual moral agent and our basic self-respect.12
If a person were to distrust her memory of her own childhood, her
ability to understand the gestures and comments of other people,
her instinctive feelings towards acquaintances and possible friends,
her sense of her own interests and abilities as regards occupation and
Self-Trust 95
The simple answer is yes. We can trust other people too much, and
similarly we can, in various ways, trust ourselves too much.14 Our
trust can be too great, considering the evidence on which it is based.
Or, although well grounded on evidence, our self-trust can be so com-
plete as to have adverse consequences: we may rely too much on our-
selves and too little on others, or become dogmatic in our belief in our
own good character and good sense.
96 Dilemmas of Trust
has found from experience that she herself can and will complete
various tasks, whereas other people are often undependable. As a
result, she becomes unwilling to rely on others and assumes too many
responsibilities herself. Such people have strong self-trust, which is
supported by evidence and in that sense not irrational. Their self-trust
can support their own autonomy and self-direction and can in those
ways be an important asset. Because they are largely self-directed,
such people are generally immune to social pressure and secure in
their self-valuing. But such strong self-trust, though in one sense
rational, can go so far as to be counter-productive when it leads to
over-functioning. People who over-function characteristically take on
too many responsibilities, overloading themselves with work and dis-
couraging the development of competence in others.
In other contexts, strong self-trust can lead to dogmatism and in-
flexibility. Trusting our own perceptions and judgments, we may be
sure that we are right and therefore unwilling to change our minds.
Sometimes our confidence can go too far. We need basic self-trust; we
need to value ourselves and have confidence in our own feelings and
judgments. But our self-trust or self-confidence should not be abso-
lute. Clearly, we can make mistakes about our own abilities and feel-
ings, no less than about other people and external events. To close
our minds to the comments and arguments of others, to assume that
our own judgments and abilities are certainly and categorically right,
is to be dogmatic and inflexible. Absolute self-trust will have nega-
tive consequences.
Obviously, absolute self-trust is never warranted. Everyone is
fallible. Our own conception of ourselves should not count for every-
thing, should not stand firm in the face of every bit of counter-
evidence or counter-interpretation. Reasonable self-trust requires an
honest and balanced appraisal of our motives, abilities, and actions,
one that takes into account the responses of friends, family, and col-
leagues. Self-trust should not shield us from all suggestions, advice,
or criticism. Nor should it inhibit us from collaborating with and
depending on others. What is absolutely crucial is that core of self-
trust and self-valuing. We must take our own feelings, beliefs, and
responses seriously, make our own choices, for our own reasons, and
be capable of acting confidently as we judge we should.
CHAPTER SIX
Self-Trust, Self-Respect,
and Self-Esteem
singing; she entered a competition and won first prize. In each case,
the individual's self-esteem is buttressed by the fact that he or she
has evidence of superiority over many others. Comparative self-
esteem is implicitly competitive: we cannot all be "the best," and
most of us cannot be better than most others.2 There is another,
deeper kind of self-esteem which is non-comparative and not implic-
itly competitive. We may esteem ourselves simply as the human
beings we are, without grading ourselves on any implicit compara-
tive scale. We are individual human beings; we have feelings,
desires, hopes, and fears; we love and are loved; we have talents
and projects and a place in the world. As human beings, we have a
dignity and a claim to respect, and it is these aspects of ourselves
that can provide a basis for non-comparative self-esteem. The dis-
tinction between comparative and non-comparative self-esteem has
immediate practical significance insofar as self-esteem is widely
accepted as important for mental health and as a major goal in edu-
cation. If we accept that it is desirable for everyone to have a good
sense of self-esteem, then, to be coherent, we must assume a non-
comparative conception of self-esteem. Comparative self-esteem sets
one person against others; non-comparative self-esteem does not. If
we understand self-esteem comparatively, life begins to seem like a
competitive activity. It is obviously impossible for everyone to have
well-founded self-esteem in the comparative sense: we cannot all
be better than most others. It is desirable for everyone to have a
basic and adequate sense of self-esteem; but to say this makes sense
only if we understand self-esteem non-comparatively and non-
competitively.
c Inner-based and Outer-based Self-esteemThere is a difference be-
tween our inner sense of self-esteem and a self-esteem based on
the expressed attitudes of other people. In the absence of inner
resources, a person denigrated by those around her is likely to feel
incompetent and worthless. She will be unable to maintain a sense
of self-worth and will lack core self-trust. If she has some inner
sense of worth and competence, self-trust can enable her to pre-
serve this. Self-trust makes possible independent judgments, an
understanding that ill-treatment received is wrong, and a preserva-
tion of a positive sense of herself and her future prospects. Solid
inner self-esteem is the stuff of terrific narrative, myth, and fairy
tale. Cinderella always knew that she was better than a kitchen
maid, even though she was consistently abused by her stepmother
and stepsisters. How did she maintain that inner conviction that
she was a worthy person deserving respect? Why and how did she
learn to trust herself? The fairy tale never gave us the answers. Was
1O2 Dilemmas of Trust
SOURCES OF SELF-TRUST
by the other. We call its unfolding the dialogical." When people are
really trying to make contact and to listen to each other as individual
authentic persons, when they are not trying to impress, manipulate,
or exploit each other, when the encounter is serious and not merely
trivial, then there is a genuineness that Buber calls a kind of truth.
This genuineness requires a sense of the other as a person. "The chief
presupposition for the rise of genuine dialogue is that each should
regard his partner as the very one that he is." In a situation of genuine
dialogue and encounter, I acknowledge that the other person is
unique and different from me, and I direct what I say to him as the
person that he is. I sense him as a whole, as a unity, and in my listen-
ing and responses, I confirm him as what he is. In all of this, I trust the
other person, and I assume that he is ready to treat me as his partner
in dialogue.
This interaction, in that space between two persons that Buber calls
"the between," requires self-trust. To encounter another and accept
that she really is another distinct self, an independent person in her
own right and not a tool to prop up my self-image or an instrument to
be used in my plans and projects, I need a secure sense of myself.
Confirming and responding to another person in this way does not
require agreeing with her. I may disagree; I may confront her with
that disagreement. But in a genuine interhuman dialogue, I must
maintain the recognition that the other person is one who is unique
and distinct from me, one with her own feelings, beliefs, and values,
which need to be heard and merit respect. I can help that person to
trust and realize herself without seeking in any way to impose on her.
But I must trust myself to do so. Lack of self-trust or self-confidence
can lead to failure to relax or to pretence, which make a person
appear to others to be unnatural, potentially manipulative, and un-
trustworthy. Positive self-trust, on the other hand, not only results in
more natural and flexible behaviour, but also facilitates the capacity
for genuine dialogue with others.
In describing the characteristics of helping relationships, Carl
Rogers cites features of a helping person that are crucial to a success-
ful relationship. Within the term "helping person" Rogers includes
anyone in a role that calls for nurturing or assisting another. Parents,
teachers, counsellors, social workers, and therapists are helping per-
sons in this sense. Aspects of the helping person that Rogers deems
essential to the establishment of a successful relationship are trust-
worthiness, empathy, warmth, acceptance of the other for what that
person is, understanding or trying to understand the other, and con-
gruency.5 By "congruency" Rogers means the fit between what the
helping person feels or believes and the way he acts. If a person who
Self-Trust, Self-Respect, and Self-Esteem 107
according to our own norms and style, to assert that our own inter-
ests and needs count - all this requires self-trust. With little or no
self-trust, we are constantly open to having our beliefs and values
put aside by others; we are thereby deprived of any internal source
of constancy that could provide for the appraisal of beliefs, values,
choices, and actions and the reconciliation of conflicting desires and
goals. Since pressure from outside the self is variable in nature, inte-
gration of the self must come from within.
To value self-trust is not to claim that our own sense of reality and
our own competence should count for everything. Rather, it is to
argue that they must count for something: they must count if we are
to understand, reflect, judge, choose, and act in key areas of life with
respect to our own experience, feelings, interests, needs, goals, and
life plans. To function as moral and cognitive agents, we cannot abdi-
cate to others decision-making in key areas such as memory, interpre-
tation, judgment, intimacy, friendship, reproduction, occupation, and
use of leisure time. Our own sense of what happened, what experi-
ences mean, what our motivations were, what we can do, must be
taken seriously and rejected only if we reach our own reflectively
grounded conviction that we have made a mistake.
A person does not take her own experiences seriously if she is will-
ing to discredit and discount her sense of what happened merely
because someone else questions the account. ("You think he is prais-
ing your work because he's interested in it and thinks it's good?
That's not it at all. He's just trying to curry favour because he's up for
promotion and he's going to ask you for a reference.") Any event has
a number of possible interpretations. When we understand some-
thing one way, we should not close our minds to the possibility that
others, who understand it differently, have a more accurate interpre-
tation than our own. Sometimes we should change our minds: we
should accept other people's ideas and reject our own. But when we
do this, it should only be after serious reflection. What were the rea-
sons for our interpretation? Do they still hold up? What are the
reasons for the alternative one? How good are they? How plausible
are the accounts? What we should not do, and what we will not do if
we trust ourselves, is dismiss our own ideas merely because they are
called into question by someone else.
In autonomous thinking, we need to take account both of our own
view and of that of the other. When we trust our own judgment, we
rely on our autonomous consideration of evidence, information, rea-
sons, and arguments. We do not succumb to correction based on an
assumption that someone else must have it right just because he is
someone else.
Self-Trust, Self-Respect, and Self-Esteem 111
LACK OF SELF-TRUST
he was unusually well off and had an expensive car. He had been
admitted to a program on marketing to which it was difficult to gain
access. In fact, the inner circle of the group had not entirely trusted
this man; they felt that he was "mouthy" and should not be told
about some of their more risky manoeuvres. However, they did not
suspect him of being a Stasi informer, and later they came to think
that they should have. Looking back, they blamed him for betraying
them, but they also blamed themselves for not suspecting him.
Examining the role of gender in Stasi spying, Cooper found that
the tendency for victims to blame themselves and begin to doubt
their own judgment and competence was particularly common
among women.14 They felt they should have been more sensitive to
nuances in relationships and should have known that something
was wrong. The tendency for betrayal to result in self-doubt, discov-
ered by Cooper in her interviews, was confirmed by several state
officials charged with investigating allegations of Stasi involvement
and requests, both from victims and from Stasi employees, for help
in the new united Germany. On the basis of their extensive dealings
with victims of spying, these men reported that victims had begun
to question their whole system of communication and understand-
ing because they had been so undermined by trusting the wrong
people.15 Betrayed by others, they came to lose trust in themselves
and suffered grave handicaps in life as a result.
Lack of self-trust can lead to bewilderment and incompetence.
Paradoxically, however, it can also result in delusions of grandeur
and cruel attempts to dominate others, as has been argued by An-
drew Bard Schmookler, Alice Miller, and others.16 Schmookler claims
that there is a tendency in human groups and societies for the most
power-hungry and competitive people to gain control and exercise
that control in domineering ways. Such people will struggle for the
top, and if not successfully resisted, they will get there. If resisted,
they are opposed by others who have to use aggressive, competitive,
and brutal methods to struggle against them and who, if they suc-
ceed, will have thereby become usurpers trained in the cruel practice
of power. In all likelihood, they will take over only to continue its
exercise. Thus whoever rises to political power in a human society
will tend to rule by domination. Human groups and societies almost
inevitably feature relations between the dominators (usually power-
ful men) and the dominated (usually women and powerless men.)
Being dominated gives a person a sense of helplessness, vulnera-
bility, and worthlessness. For those dominated, it is difficult to pre-
serve self-esteem and self-trust. Though some fortunate people
escape domination in adult life, nearly everyone is vulnerable to it
Self-Trust, Self-Respect, and Self-Esteem 113
and how they should behave, think, and feel. Cult adherents abdi-
cate their right and obligation to perceive, feel, judge, and plan for
themselves. They have lost their basic self-trust - if, indeed, they
ever had it.
Ironically, people who exhibit no self-trust in relation to a cult
leader and who have often been dominated in life prior to entering
the cult can sometimes show tremendous strength in resisting outsid-
ers who try to dissuade them of their religious beliefs. They argue
vehemently against objections to cult doctrines, refute any suggestion
that they are victims of thought control, and systematically resist alle-
gation of theological or moral flaws in the cult system. They know
what they believe, where the world is going, and what they should
do, and when outsiders bring criticism, they can be phenomenally
resistant to it. This capacity is typically based on the teachings and
personality of a leader, not on their own individual resources.
To generate the will to leave such a cult requires relying upon one's
own interpretations and judgments and valuing one's own indepen-
dent needs and interests. One has to detect something wrong - some
inconsistency or flaw in the religious system, some immorality,
hypocrisy, or act of betrayal by its leaders, or some failure of fit be-
tween one's personal needs and what the culture requires. To do so
requires independent judgment taken after autonomous thought. One
needs a sense of one's own worth, some inner conviction that one's
own beliefs and logic, interests, feelings, and needs count for some-
thing. And one needs a sense of one's own competence - the secure
belief that one has the ability to understand reality, that one's judg-
ment could be correct, even when it conflicts with the decrees of cult
leaders. That is to say, one needs just the self-trust that is likely to be
absent in a cult adherent. A certain lack of self-trust makes cult mem-
bership attractive and domination of the adherent by leaders possible.
Then the power structure of the cult and its belief system, exalting the
leader over the member, aggravates this lack.
A disciple of the Rajneesh movement who spent thirteen years in
tutelage, Satya Bharti Franklin came to understand and describe this
dynamic. During the last several years of her involvement with the
movement, she worked twelve harsh hours a day on a ranch in Ore-
gon, withstanding considerable denigration and manipulation from
cult leaders. Bharti Franklin later reflected: "Everything had a mean-
ing. It had to. We were living in a Buddhafield, building a Utopia,
growing, changing, learning things about ourselves that we'd never
seen before. For those of us who had been with Bhagwan [Rajneesh]
in India, the commune in Oregon, like the ashram in Poona, was
a mystery school. Trusting Bhagwan, we 'pointed the fingers at our-
Self-Trust, Self-Respect, and Self-Esteem 115
very deep trust in a cult leader and great dependence and vulnera-
bility. Pulled from their moorings in the outside world, they focus
their entire lives on the cult system. Doctors, the mainstream media,
teachers, lawyers, governments, the United Nations, friends and
neighbours - these cannot be trusted, in the judgment of the cult
members. They are nearly always are suspicious of professionals, see-
ing them as having ill-founded pseudo-expertise, as bureaucratized,
unreliable, and lacking in deep values and spiritual understanding.
The cult leader, on the other hand, is perceived as absolutely differ-
ent. He or she is regarded by members as one who does have deep
spiritual values, who has insight into the meaning and purpose of
human existence at this time in human history, who is altruistic and
dedicated to the group, who can lead in the right path and knows
how life should be led.
Once a person is in a cult, this kind of trust polarity (tremendous
distrust of the "establishment" combined with deep trust in the
leader) will only be reinforced. Cults characteristically distrust and
fear Outsiders, who do not share the privileged doctrines, show dis-
respect and lack of understanding by questioning them, and attempt
to kidnap members and "de-program" them. Critics of cults say that
members have been kidnapped and brainwashed and are serving as
slave labour. Members see themselves as radically misunderstood by
Outsiders and as suffering for the truth in a way analogous to that in
which Jesus and many other religious leaders have suffered in the
past. They argue that they really do believe what they say they
believe and they really have chosen to live their lives this way. Mem-
bers would claim that there is no insidious mind control, and accusa-
tions that it exists are based on fear, ignorance, and bigotry. There is
no slavish obedience, only enlightened obedience. Critics see leaders
as tricksters and abusers, out to exert power and make money from
gullible and vulnerable followers.
An attitude of heightened suspicion towards Outsiders may be
manifested physically by a collection of weapons or a bomb shelter.
In Paradise Valley, Montana, the Church Universal and Triumphant
built bomb shelters as long as three football fields and capable of
holding 750 people. A bomb shelter is really something concrete (sic)
to believe in and a massive symbol of distancing from the outside
world and the Inside/Outside split. When the catastrophe comes,
some will literally be in; others will be out. Elizabeth Clare Prophet,
the "Guru Ma" or leader of the group, defends the bomb shelters,
which she argues are an affirmation of the value of life.21 Church
leaders were convinced in the late eighties that the Soviet Union was
going to launch a nuclear attack on the United States and that bomb
Self-Trust, Self-Respect, and Self-Esteem 117
shelters were needed for protection; now they foresee some indefin-
able sort of world disaster. The late eighties were the time of Gor-
bachev, glasnost, and perestroika; it was a period of rapprochement
when even former cold warrior Ronald Reagan was feeling hopeful
about the relationship between the Soviet Union and the United
States. But the Church Universal and Triumphant had its own analy-
sis. Characteristically, leaders and members did not trust mainstream
media or academic scholars to offer an accurate account of develop-
ments in the Soviet Union or of Soviet intentions towards the West.
On their interpretation, those on the Outside did not understand the
risk because they did not analyse Soviet affairs properly (that is to
say, as the church did), and they had no insight into the sinister
intentions of the Soviets. Cult supporters defended the bomb shelters
as an affirmation of the value of life. They contended that Outsiders
and those who argued against the usefulness of bomb shelters were
defeatist because they were tacitly accepting death as inevitable.
Both in their self-trust and in their trust of others, cult members
seem to exhibit extremes, imbalance, and double standards. A critique
of cult attitudes could be developed, based on members' implicit
recourse to double standards concerning both self-trust and trust in
others. They trust themselves not at all in many contexts (those of
determining a life path and lifestyle), yet they trust themselves com-
pletely in others (when arguing to support cult doctrine.) They are
entirely open to ideas from cult leaders, yet wholly closed to ideas
from its critics. They trust completely in some other people (on the
Inside), yet show radical distrust of others (on the Outside.) Perhaps
these dualities contain a key to more balanced attitudes: members are
clearly capable both of self-trust and of trust in others. What is needed
for more balanced and consistent attitudes is to develop more realistic
and specific grounds for trust and distrust in each case.22
So far as self-trust is concerned, a still crueller syndrome can exist
in individual relationships. An example is that of the dominated wife
controlled by a husband who has taken the power to define events,
motivations, capacities, and standards of behaviour. Physical force
may be used to exert this control: the relation is one of physical bat-
tering, where the abused partner complies from fear of physical harm
or even death. To resist, to leave the situation, a woman must see her-
self as valuable and her goals, needs, and interests as worthwhile.
She must have, and use, her own standards for judging the partner's
behaviour. To escape a relationship of battering or domination, she
must be capable, and regard herself as capable, of understanding
what is going on around her and running her own life without con-
stant intervention from another.
118 Dilemmas of Trust
Tessa Dahl's recent novel Working for Love provides a clear illustra-
tion of this syndrome.
In her recent book Falling Backwards, Doris Brothers lists four charac-
teristics for evaluating the "maturity" of grounds for trust. She says
that such criteria count as mature insofar as they are realistic,
abstract, complex, and differentiated. By realistic Brothers means that
the criteria for judging trust are not perfectionistic or "phantasmago-
rical." They recognize that a person who is trustworthy on the whole
is not necessarily perfect, infallible, all-knowing, or all-powerful.
Whether we are judging ourselves or other people for trustworthi-
ness, to be reasonable we have to acknowledge, realistically, that a
person can be basically trustworthy without being perfect or trust-
worthy in every minute respect. By the abstractness of trust criteria,
Brothers is referring to their incorporation of such morally salient
general characteristics such as truthfulness, integrity, or adherence to
valued principles. To judge trustworthiness on the basis of size,
attractiveness, or material possessions is to employ more "concrete"
or particularistic criteria, which are less mature than abstract ones
incorporating morally relevant aspects. In alluding to complexityas a
feature of trust criteria, Brothers wants the "multifaceted nature of
the human personality" to be recognized; when we judge trustwor-
thiness in a mature way, we recognize that the reliability of people
varies when circumstances vary, and we acknowledge that some-
times scepticism, doubt, and mistrust are appropriate. Bydifferentia-
tion she refers to the ability to discriminate between characteristics
and between people so as to avoid oversimplifications, such as
sweeping generalizations about the significance of minor traits or
the stereotyping of people on the basis of religious, racial, or ethnic
group.1
The interest of Brothers's discussion is enhanced by the fact that
her criteria emerge from clinical practice, and it provides a helpful
i2o Dilemmas of Trust
sort of person he is, being able to see him, hear his voice, and observe
his gestures and responses to me, and this would be first-hand per-
sonal knowledge. Yet my understanding of what Kohl had to say
would depend entirely on the competence, reliability, and honesty of
his translator.
We sometimes feel as though we are personally acquainted with
those we have never met, as when we seem to encounter authors
whose work we are reading. Walter Kaufmann offered a beautiful de-
scription of this sort of experience: "We must learn to feel addressed
by a book, by the human being behind it, as if a person spoke directly
to us. A good book or essay or poem is not primarily an object to be
put to use, or an object of experience: it is the voice of you speaking
to me, requiring a response."6 We might think of Dickens or Kant
or Plato as persons behind the text and experience their words as
though they were personally speaking to us. No doubt, many read-
ing experiences would be enhanced were we to adopt this attitude.
But this is reading as though the person is behind the text; it is not a
real personal encounter, and it does not give us direct personal
knowledge of the author. We have no access to expression and body
language and, in reading alone, no opportunity for exchange.
The category of indirect personal knowledge also admits of many
relevant qualifications and distinctions. Someone may be known to
us as the close friend of a close friend, and in fact such connections
often provide the basis of considerable trust - enough for us to sleep
in the home of someone who is otherwise a virtual stranger. On
the other hand, letters of recommendation, also a source of indirect
personal knowledge, often come from those whom we know only
slightly^
The issue of media-based knowledge raises especially interesting
questions of secondary trust: a judgment about the trustworthiness
of someone we know through the media is predicated on a tacit judg-
ment of the trustworthiness of the media themselves. When Bill Clin-
ton appears on television or is quoted in a newspaper, journalists,
cameramen, and editors are involved in innumerable decisions that
affect how he appears to us. They have selected which events and
statements to portray and which aspects of those are represented.
Media-based knowledge, especially from television, should inspire
some scepticism because it is rather deceptive in its form. We see
facial expressions, body language, and sometimes style of respond-
ing to questions in apparently personal interchanges, a sense en-
hanced by the fact that interviewers and notable public figures often
seem to interact on a casual, first-name basis. We can easily neglect to
reflect that what seems to us to be our own visual and auditory expe-
Reasons for Trust and Distrust 125
WHAT A C T I O N S I N D I C A T E
TRUSTWORTHINESS?
we have never met may sound especially caring, honest, open, forth-
coming, and competent (or the reverse). Because these sorts of im-
pressions are hard to articulate or make precise and because they are
sometimes based on limited experience, we may think of them as
quite superficial and feel as though our judgments about the other
pop right out of nowhere. "I just knew it was going to be all right,"
we might say. Or, "I could tell right away there was something fishy
about that man." The term "intuition" is used at this point because
we do not, and perhaps even could not, articulate the tacit knowledge
that underlies the judgment. This is not to say that we have no
evidence, but only that we do not put our evidence into words. Such
judgments are based on evidence of demeanour, physiognomy, per-
sonal style, body and eye language, voice, and so on - cues we use as
a basis for overall character judgments. In the absence of reliable
information about specific relevant actions and statements, such cues
may provide all the evidence we have for judging trustworthiness.
THE RELEVANCE OF C I R C U M S T A N C E S
weeks early by this estimate, but in very good health. Mike's friend
Dave hints to him that the baby might not be his, and the thought has
crossed Mike's mind. Perhaps there should be a blood test. However,
Mike rejects the idea. Barb has always been a loyal wife, and they
want very much to love and care for this baby and each other.
Is Mike right to turn his mind away from such suspicious
thoughts? People interviewed found this case a tough one. They
tended to think that suspicions and in fact moderate distrust were
warranted by the evidence. However, in the context of Mike's basi-
cally good relationship with his wife, they were inclined to believe
that he should try to trust her, even in the face of adverse evidence.
Mike feels that he has a duty to trust his wife, but there is some
evidence that would seem to constitute reason for disbelieving her on
the details of the pregnancy. To continue to trust her his wife is some-
thing that he wants to do because he loves her, wants to be loyal, and
wants to continue in the marriage. And yet relevant information sug-
gests that Barb is deceiving him about her pregnancy; it suggests that
she has either been unfaithful or had artificial insemination. But Mike
puts such thoughts aside, trying to believe his wife. He wants to pre-
serve his sense of her as a loving wife because their relationship is
important to him.
It is not evidence or the epistemic reasonableness of trust that
should in all cases finally determine how much another person
"should" be trusted or distrusted. Considerations of love, loyalty,
and role can intersect with those of evidence. A therapist may feel
that deliberately placing her trust in a client will help him to develop;
thus the helping role in which she finds herself may seem to indicate
going one step further in trust than a straightforward assessment of
evidence would warrant.14 Trust can be recommended as a practical
and ethical approach to constructively influencing behaviour. Other
roles and circumstances may imply an obligation to distrust. Parents
seeking to protect their children from harm naturally feel that it is
their duty to take seriously even small hints of unreliability on the
part of a babysitter, teacher, or other person charged with the care of
their child. Yet they may feel that they should err on the side of trust
when it comes to the children themselves. Military planners may feel
that, in their roles as persons responsible for ensuring the defence of
a country, they have a duty to look sceptically at treaties indicating
friendly relations, assurances of benign intentions, or arms-control
arrangements. Their role is to plan as if the worst case were a signifi-
cant possibility.
In these ways, ethical or prudential considerations can be superim-
posed upon the information and interpretation made of another per-
son's character. It may be in a broad sense reasonable and right to
134 Dilemmas of Trust
OVERALL JUDGMENT
FURTHER REFLECTIONS
Lucian Pye, who wrote this passage, adds that for Chinese leaders,
public and published statements are more reliable than first-hand
encounters since "They believe face-to-face meetings are where
hypocrisy prevails. That is where it is obligatory to tell others what
they want to hear." In this culture, Pye says, to discern where another
person stands, one reasons interpretively from his or her public state-
ments, attaching special importance to symbols and code words. This
difference, he argues, has not been understood by American public
leaders, leaving some personal American initiatives to China open to
serious misinterpretation. An impression of lack of openness and
suspicion in China consistent with that described by Pye is offered in
several other accounts of Chinese society.20
Trust and distrust work two ways. We can think of them, as I have
here, from the point of view of the one who trusts or of the one who
is to be trusted - from a subject or an object point of view. Looking at
trust from the other end of the relationship, we can learn a modest
lesson from these reflections on grounds for trust and distrust. If
we want to be worthy of trust, we must indicate in our actions,
statements, and body language that we are honest, sincere, reliable,
dependable, competent persons - persons genuinely concerned for
the welfare of others. To deserve trust, we must be, and seem to be,
persons of integrity.
CHAP1ER EIGHT
DISTRUST
We would like to think that our friends, relatives, and sexual partners
were trustworthy and dependable. Often we do so, and for good rea-
son. But distrust exists even among intimates. Even when the surface
of a relationship seems all right, we may feel inklings of suspicion -
doubts that we cannot set aside. We are conscious of our vulnerability.
We may be fearful - unable to be open, relaxed, and intimate. Seeking
a private detective to allay one's fears about a spouse, child, loved one,
or friend is relatively rare. But many people who could never resort to
such measures would understand the impetus behind them. Some-
times distrust is based on feelings or instincts, a kind of inchoate sense
that something is not right and things are not as they seem. Often we
have specific evidence, based on things that other people have said
and done, which seems to justify our distrust. A lover or friend may lie
to us outright or seem to lie. He may tell stories that are inconsistent,
140 Dilemmas of Trust
seem implausible, or do not ring true. He may have misled us, appar-
ently deliberately, or may have failed to reveal crucial information
which we needed and which, we feel sure, he knew we needed.
A friend may have failed to live up to an agreement or broken a
promise without any valid reason for doing so. She may be manipu-
lating us, either by deceit or by playing on emotions and vulnerabili-
ties. We may come to think that she does not really care and is using
us in some way, enjoying not our company but our social connec-
tions, library, or summer cottage. If we sense that a friend or lover is
using us, we suspect lack of affection and insincerity. We begin to dis-
trust and are unable to take the other person at face value.
Thoughtless or apparently callous behaviour can make us think that
a friend or lover does not care for us anymore, that he is insensitive to
our feelings and concerns. Unreliability can signify lack of concern.
We expect a person whom we trust to care for us, to feel affection, to
appreciate us for what we are, and not to seek to deceive, manipulate,
or exploit us. Not only do we want to see our friends and family as
loving and caring for us, as acting well towards us, but we want to see
them as worthy and lovable people who find us worthy and lovable.
Even when they remain kind and loving to wards us, if we gain evi-
dence that our friends and relations are engaging in immoral behav-
iour, we find it hard to continue trusting them and begin to feel
uneasy in the relationship.
Well-established trust may continue even in the face of consider-
able negative evidence. If a person trusts her best friend and bases
this trust on years of experience, she is unlikely to conclude right
away that the friend has betrayed her, should she be told of wrongdo-
ing. She is more likely to regard the story as false. Should those acts
turn out to be real, she will tend to excuse them or understand them
as having only limited implications as to the friend's real character.
Only with clear-cut evidence is her trust likely to be shaken.
A poignant illustration of the persistance of trust may be found in
the film Music Box, which depicts a father-daughter relationship in th
context of war crimes. Ann's relationship with her father, Michael, is
warm and close. Her mother died when she was young; her father
worked in steel mills and raised Ann and her brother. When Michael
is charged by the American government with lying in order to gain
admission to the United States and committing brutal war crimes
during his youth in Hungary, Ann is absolutely convinced that he has
been misidentified. Michael admits that he lied about his occupation
in Hungary; he claimed to have been a farmer, but (he explains) he
had been on a farm only as a boy. During the war he was a policeman,
but (he says) he worked only as a clerk. Throughout his years in the
United States, Michael has been an outspoken anti-communist, and
Distrust and Its Discomforts 141
BETRAYAL
secret police. After the fall of the Berlin Wall in 1989 and the subse-
quent reunification of Germany, Stasi files were opened. Vera Wollen-
berger saw her file in 1991. It was immediately clear that one agent,
"Daniel," could only have been Knud Wollenberger, her husband and
the father of her two sons. Details of her every headache, backache,
telephone call, and personal comment had been passed on to the
Stasi. Knud confessed to being Daniel and gave unrepentant inter-
views. Vera, now divorced, struggles to bring up her two sons, who
will have to contend with the fact that their father married their
mother in order to spy on her and fathered them in the process.
In a television interview, Vera Wollenberger said the files made it
clear that her marriage had been false right from the beginning.
Knud Wollenberger had married her under Stasi orders. It was as an
infiltrator that he had participated in the East German peace groups
where they met, and he married her to get material. Their courtship,
sexual love, and home were false to the core, based on a lie. Vera
found it unimaginable that a man could marry a woman in order to
spy on her, but still more incomprehensible that he would father chil-
dren in the process. The roles of enemy, friend, lover, and spy were
blended together in one person, who, in some bizarre way, was able
to fill all of them at once. Knud claimed that he had been trying to
improve the GDR by working for the Stasi. He spoke of "going
through a mirror and being in a totally different world" when he
went from home to work.2
It is estimated that 6 million East Germans out of a total population
of 17 million were under some form of surveillance by the Stasi.
Between 1953 and 1989 some 500,000 people had been recruited by
the Stasi as informers. East Germany was a country almost without
privacy: virtually all telephone conversations and many personal ex-
changes were overheard and recorded by agents of the secret police.
In a country where buildings bombed in 1945 had been left unre-
paired, the Stasi had a billion-dollar annual budget. Anyone not fully
supportive of the East German state was regarded as an enemy, any-
one over nine years of age as a potential enemy. By the fall of 1992,
600,000 citizens of the former East Germany had applied to see their
files. The process will take a long time: the Stasi archives were nearly
two hundred kilometres long. But even in this context of widespread
surveillance and betrayal, Vera Wollenberger's case was unusual in
the way it cut to the very core of her intimate life. Few Germans
found that their husbands or wives had betrayed them, although be-
trayal by friends, trusted pastors, counsellors, teachers, professors -
people in virtually every corner of society - was common.3
Betrayal is the violation of a deep trust and confidence. A person
betrayed is let down by another with whom he or she has experienced
144 Dilemmas of Trust
we have and how vulnerable we are. But even allowing that distrust
is often warranted and sometimes protective, there are costs to dis-
trust when it affects personal relationships.
Felt distrust is usually accompanied by pretence, because in adult
life people as a matter of habit and etiquette play along with pro-
fessed roles and conventions. When we feel distrust, we seldom ex-
press it; it is somehow rude and confrontational to do so. People
present a certain face or image to others, conveying their own sense
of who they are, where they fit into the social world, and what they
are doing; and normally we help each other to preserve a pleasant
social face. We create an ordered social reality where we assist others
to seem to be what they purport to be. In social encounters, we nearly
always try to preserve our self-image and save face. When we dis-
trust someone, when we doubt that he is what he purports to be,
social convention almost requires that we disguise our own attitude,
hide our doubts, and pretend that all is well. We help each other save
face, even when we have good reason to think that something is
wrong.4 Distrust is reconciled with good manners only by pretence.
Inhibiting doubts and acting as though things are normal can be
stressful, making communication and the conduct of a relationship
unnatural. Openness and intimacy become impossible. Falseness, the
mutually contrived social life, is the result.
It was no an adult trained in social etiquette who said that the em-
peror had no clothes; it was an innocent and impolite child. Social
convention makes it difficult to express our distrust because that
amounts to challenging the other person's conception of himself or
herself. But when we feel suspicious and say nothing, we fall into
hypocrisy ourselves. Frauds can remain long undetected because
people do not directly confront or challenge what they suspect to be a
false front. Obviously, such pretence has its negative side. We may
sense and believe that another person is not what he seems, have lit-
tle understanding of him, and feel insecure and unsafe as a result. At
the least, such suspicion is stressful, and in some cases it may lead to
serious harm. In such relationships no real intimacy can exist, and
any attempts at cooperative actions are likely to be stressful at best.
Distrust is harmful to relationships. We feel uneasy and tense,
suspicious of the other, uncertain as to what he or she might do. We
are not relaxed; we have no way of simplifying our assumptions
about the other. If, on the contrary, we trust someone, we simply feel
confident that she will do what the situation requires. Trust is sim-
pler than distrust. Insofar as we can trust, we can rule out certain
possibilities and complexity is reduced. If we trust someone, we be-
lieve that he will do the appropriate thing, and there is a whole range
146 Dilemmas of Trust
that are in fact false, and in doing so, she has deprived him of some-
thing that he needs to make sound decisions. If Mary wanted to have
children, and she and Joe were exploring this possibility, whether she
has stopped smoking or not could be an important factor in his
response.
Lying indicates a willingness to mislead and manipulate the other
person, and the one who is lied to has his autonomy diminished inso-
far as he has acquired inaccurate information about the world. Even a
case of lying in which the liar inadvertently makes a true claim (she
tells something that she believes to be false, but it just happens to be
true) provides a basis for distrust, because the person who lies has
indicated her willingness to manipulate the other person for her own
ends. If the claim that the lying person makes just happens to be true,
it nevertheless remains the case that she believed it false, wanted to
lead the other person to believe something false, and thus was willing
to mislead that person, diminishing his capacity for effective action
and increasing his manipulability.
From an isolated instance, distrust may spread, its baneful effects
extending and tending to become entrenched. One study of trust and
distrust in small working groups found that distrust had negative
effects on their efficiency. It inhibited the exchange of information,
adding to uncertainty and making it more likely that important prob-
lems would go unrecognized or unacknowledged. It increased the
likelihood of misinterpretation: people did not take remarks at face
value. Trying to determine what was "really meant," they often got
things wrong. Distrust within the group increased fear and defensive
behaviour and made it difficult for people to communicate openly
and cooperate effectively. Projects undertaken were less effective
than those of more trusting groups.6
Susan more information than he really had to, even when they were
working on projects together. When he was temporarily her supervi-
sor, he tried to control her activities by restricting admission to key
areas, making sure she punched the time clock, and having her
report frequently about her work. To Susan it is clear that Peter does
not trust her. She does not understand why, because she has been a
reliable and competent employee in this firm. He appears simply
to be prejudiced against her. (She suspects that he does not like work-
ing with women.) Peter's barely disguised distrust and attempts to
supervise and control her activities make Susan feel resentful and
alienated. She does not trust Peter either and feels that her lack of
trust in him has a clear justification in his behaviour.
In the beginning Peter felt some distrust for Susan, for no better
reason than hearsay and intuition. After several years of uneasy inter-
action, both Peter and Susan feel a distrust that is entrenched and
supported by evidence. Each distrusts the other, and each has some
warrant for the attitude; each has found confirmation for suspicions
about the other. These co-workers have met many times, and Susan
has been evasive and slightly hostile in these encounters. Because of
his distrust, Peter is controlling and unfriendly. Their relationship is
tense, difficult, and unsatisfying. Without some dramatic confronta-
tion, rupture, or specific effort to become reconciled, their relationship
is likely only to worsen. The pattern in such cases is clear. Distrust is
self-perpetuating; it grows on itself. Distrustful attitudes generally
elicit feelings of alienation, unreliable behaviour, and further distrust.
This usually happens to both (or all) parties in a relationship. Charac-
teristically, distrust builds on itself and spreads.
An important factor in the dynamic of increasing distrust is our
tendency to function so as to confirm the beliefs we already have. We
want to see other persons as stable, predictable creatures, so we tend
to construct a picture of them and regard it as definitive, as really in-
dicating what they are like. We may all too readily label and catego-
rize people on the basis of single actions, especially in cases where
these actions are negative. ("He told a lie, so he is a liar.") We take an
action and turn it into a fixed picture or stereotype.
Involved here are two styles of reasoning documented by social
psychologists. One is the correspondence bias: we assume that an
action corresponds to a fixed characterization of the person. The other
is the attribution fallacy: we falsely assign character attributes on the
basis of actions, discounting the possibility that an action may emerge
as natural in certain circumstances or because the agent is placed in a
particular social role. Such reasoning is deemed by social psycholo-
gists to be fallacious; they say that we are too ready to categorize a
150 Dilemmas of Trust
As Horsburgh argues, a major factor that can work for or against the
enlargement of moral capacity is the attitudes of other people. Their
actions and attitudes can help or hinder the development of morally
responsible behaviour. Because we live together in moral communi-
ties, our attitudes, beliefs, characters, and actions are interrelated. As
members of a moral community, we are responsible for each other's
moral character and development, and distrust limits that develop-
ment. On these grounds, Horsburgh argues that we have a duty to
trust each other at least to some degree, even in cases where past con-
duct provides some grounds for distrust and seems to indicate that
future trustworthiness is unlikely.
We can think of the adverse effects of distrust in various dimen-
sions. Distrust has costs in many areas: to each individual, to the rela-
tionship between them, to affected colleagues, friends, or family
members, and to society at large. When Peter distrusts Susan, there
are adverse effects for him, for her, for their relationship, and for their
colleagues. Their work too is almost certainly affected. The effects of
distrust - stress, lack of openness, flawed communication, limited
cooperation, and entrenching negative attitudes - are usually adverse
for all concerned.
When feasible, two people who distrust each other may simply
terminate their relationship. But often relationships cannot be sev-
ered in this way. People distrust each other, perhaps for good reason,
and yet they have to continue in a relationship and must somehow
function together. Distrusting, they cannot, in general, function com-
fortably and efficiently. So they perform badly, with resulting stress,
frustration, misunderstanding, conflict, hostility, inefficiency, and
even crime and violence. At this point, distrust has become a practical
problem that demands some response.
Seeking Reassurance
cannot feel sure that he cares about her. Sexually, she is not satisfied;
her husband pays little heed to whether she has an orgasm. He is
often preoccupied and forgets dates and appointments. She does not
feel confident with him, does not know what to make of his gestures
and assurances, and suspects that he is not committed to her or to
their relationship. She needs more. Both emotionally and sexually, she
feels insecure in the relationship. To alleviate this insecurity, and be-
cause she does not trust him enough to take his care and affection for
granted, she tries to elicit signs. She asks for assurance because she is
insecure.
But there is something self-defeating, even slightly paradoxical, in
her quest. The problem is that in distrusting her husband, the wife
will be unable to take seriously any reassurance he gives. She does
not really trust him to say what he means and suspects that he may
be using her. Whatever he says or does in response, it is unlikely to
satisfy her needs. Under pressure, the husband may say, "I love you.
Yes, I want us to stay together." But his wife will suspect that he does
not really mean it. He may paint the bedroom, buy flowers, or plan a
joint trip; but distrusting him, she will not take these actions as evi-
dence of a firm commitment to their relationship. These, she will sus-
pect, are merely tokens intended to influence her. He is doing these
things, she will think, in order to get her to play along with him, to
retain for himself a relationship with someone he does not really love,
but a relationship that is convenient for him. Or they are ploys of
some other sort. Paradoxically, the very distrust that makes this wife
need her husband's reassurance makes her unable to believe him.
A recent Australian film offers a vivid illustration of this dynamic.
Proofdepicts Martin, a young blind man living alone in a city apart-
ment. Bitter about being blind, Martin feels hostile towards the world
and other people. He has always been extremely distrustful; he dis-
trusts most other people and has done so since his childhood, when he
distrusted even his mother. As a child, Martin would hear noises out-
side and ask her what was there. When she replied, he suspected that
she was trying to trick him. Even when his mother died, he doubted
that her death was genuine, suspecting that it was part of an elaborate
hoax she had contrived so that she could get away from him. At her
burial he tapped the casket and thought it sounded hollow.
Martin sought assurance from other people, but he was unable to
believe what they told him. When they did offer assurance, it did not
really help. Not seeing, he would ask others what they saw. Not
believing, he would put his questions again, requesting several de-
scriptions of the same scene. Martin acquired a camera and began to
photograph scenes of special interest to him. It was an attempt at a
154 Dilemmas of Trust
cared about. The trouble is that in just those cases where we most
want assurance, we are least likely to be able to accept it. For this rea-
son, as a strategy for coping with distrust, seeking assurance tends
not to be helpful. Firm "proof" of loyalty and dependability will be
impossible. Because there is always a need for trust at some level, the
person who is suspicious and uneasy can always find a basis for
distrust. No partner or friend can prove beyond a doubt that he or
she is absolutely caring, faithful, honest, dependable, and trustworthy
for the indefinite future. If we feel insecure in our relationships with
lovers and friends, if we distrust their commitment and feelings for
us, our appeals for reassurance are likely only to make us seem more
vulnerable and pathetic. We need a grounds for confidence, but those
grounds cannot come from the person we distrust because we will be
suspicious of what he or she provides.
Rules
that people are able to agree on rules, they trust each other and can
work together. To the extent that they do not trust each other and are
unable to work together, they are unlikely to be able to agree on rules
or follow them to their mutual satisfaction.
We employ rules; they do not run by themselves, and it is people
who must make them work.10 And one of the tricky things about
rules is that they do not cover every eventuality. No rule can state
within itself just how it is to be applied. Reality is richer than words, a
fact that implies significant problems when we apply our verbalized
rules to specific situations, as the following example illustrates.
John and Linda found that they quarrelled a lot about housework.
Eventually they constructed the rule "If one of us has to attend a
meeting in the evening, then the other should do the dishes." They
quarrelled about who would do the dishes, so they agreed upon a rule
- to avoid the need for quarrelling. This approach seems clear and
sensible enough. But suppose that John and Linda both stay home;
who is to do the dishes then? Their rule is incomplete; it does not
cover this case. If they are in the mood for an argument, John and
Linda can always contest the interpretation of their rule. They might,
for instance, launch into a dispute about what counts as evening and
what constitutes a meeting. If Linda has a meeting from 5 to 7 PM, is
that an evening meeting? What about John's meeting that starts at
4 and lasts until 8? If he meets with just one friend, is it a meeting?
Having a rule may be useful as a guide to discussion, but it will not
solve everything. To make their rule on dishwashing work for them,
John and Linda must understand each other and count on each other
to interpret and apply the rule fairly, true to its original spirit. Their
rule will work only if they can trust each other to understand and fol-
low it, and they want it to work.
Rules do not resolve problems of distrust because their serviceabil-
ity presupposes that trust exists. The dilemma with trust and rules
can be stated in a few words. To the extent that we trust each other,
we do not need rules. To the extent that we do not trust each other,
we cannot work flexibly with rules. In all likelihood, few would be
interested in personal relationships that have to be conducted accord-
ing to rules. A workable rule, established by agreement, can be help-
ful in some practical contexts if a relationship is basically running
smoothly. But rules are no definitive solution for problems of dis-
trust. Circumstances change, and rules need interpretation and appli-
cation; therefore they do not avoid the need for trust. In relationships
between equals, rules cannot work unless there is cooperation and
agreement - which is just to say that there must be some degree of
trust.
Distrust and Its Discomforts 157
Contracts
Control
did nothing to lessen distrust in the relationship between her and the
parents; rather, it vastly increased it.
We could, perhaps, attempt to control people by battering them
into submission or keeping them locked up. One newspaper showed
a picture of a smiling woman carrying shackles that she had pur-
chased to use with her teenaged daughters. She wanted to prevent
them from staying out late at night drinking and sleeping with sail-
ors. Presumably, the purchase was a joke - albeit one in questionable
taste. But there are parents who try such desperate things. In Western
societes, if they are discovered, they are criminally charged. Few of
us will find such pathological approaches tempting. Only rarely can
we control other people, and even when this is possible, it does noth-
ing to lessen distrust or cultivate trustworthiness. It undermines the
autonomy of others and it alienates us from them. The effort to con-
trol is an expression of distrust and not a solution to problems of dis-
trust.
Surveillance
The Law
she has succeeded in getting a court order against him; rather, the
need for such an order is an expression of just how extreme her dis-
trust has become. She may or may not, depending on the enforceabil-
ity of the order, be less fearful of his behaviour in this case. But even
if she is so, it is not because she trusts him more; it is because she has
confidence in the law and its enforcement. The law, in such cases,
may be an factor in motivating restraint and safety, and it may pre-
vent people from physically terrorizing each other. But legal proceed-
ings and injunctions in themselves do little or nothing to address
problems of distrust. On the contrary, recourse to the legal system
is an expression of distrust and sometimes a cause of distrust, not an
effective method of handling it.
Insurance
Restoring Trust
"TRUST M E "
One who is distrusted in an intimate relationship and wishes to
restore the relationship may appeal for trust, asking the other to be-
lieve in her loyalty and dependability. She may ask for his trust back,
saying in effect, "trust me." In such a case the expression "trust me,"
though imperative in form, does not express an order. It is more plau-
sibly understood as a request, uttered with undertones of pleading.1
The request is a strange one because the very fact that it is needed
suggests its limitations. If a relationship is affected by distrust, there
are some grounds for that distrust. A mere appeal to "trust me" does
nothing to overcome those grounds and may even inspire resistance.
After all, anyone who could resume trusting on the basis of a mere
appeal would not have been very distrustful in the first place.
Grounds for distrust will not be dispelled by words, however fer-
vently they might be uttered.
If a man has reason to distrust his wife and she wants to gain back
his trust, she needs to offer him some reassurance that she will not
let him down in the future, that she will be faithful and loyal, is com-
mitted to their relationship, and will keep her promises. The problem
with the appeal to "trust me" is that it offers no reinterpretation of
the past, no apology, and no specific reassurance regarding the
future. And yet it requests a change in attitude. Too little is offered,
166 Dilemmas of Trust
too much asked. Not reassured, not given so much as a promise, the
partner is nonetheless asked to trust. Perhaps for these reasons, the
words "trust me" often have a slightly cynical tone. Ironically, the ap-
peal simply to trust is manipulative and risks contributing to distrust.
John Updike wrote a story called "Trust Me," about a family in
which people tended to appeal for trust to lure others into doing dan-
gerous and unreasonable things.2 Persuading others to take risks,
these people frequently urged, "Trust me, everything will be all right."
It hardly ever was. The initial episode in the story features the narra-
tor 's near death by drowning at the age of four. His father talked him
into jumping into a swimming pool, promising to catch him and hold-
ing out his arms. ("Trust me. It'll be all right. Jump right into my
hands.") Then, apparently deliberately, he failed to catch the boy,
allowing him to sink deep into the chlorinated water. The terrified
child nearly drowned and never forgot it.
The request to "trust me" often seems manipulative, as it was in
this case. It seeks to exploit the other person's loyalty, innocence, and
goodwill, urging him, for no good reason, to ignore fears and doubts
that may very well have a reasonable foundation. When urged to
"trust me," we are often made to feel unloving or guilty if we do not
trust. As used, the expression often implies "you should trust me (and
if you do not, there is something wrong with you)." This is the manip-
ulative element: if we do not trust, we are implicitly accused of hav-
ing inappropriate attitudes.
A man "should" trust his wife: are they not lovers, life partners, the
closest of companions? A woman "should" trust her daughter: does
she not think her a worthy person? ("Trust me, Mum, it'll be all
right.") We "should" trust our spouse, lover, friend, colleague, or
business partner. A kind of tacit trust is the standing norm of any
human relationship; when we distrust, it is abnormal and uncomfort-
able; we are likely to feel uneasy. One who does not trust is likely
to sense that trust should be a part of this relationship. The request to
"trust me" seeks to exploit this sense and the attendant uneasiness.
("A son should be able to trust his father. Right?" "Trust me. If you
don't trust me, you should." "Trust me. Just jump right into my arms.
You'll be all right.") When others ask us to trust them, we are likely to
suspect an attempt at manipulation and feel uneasy, as if we are
about to be led somewhere where we do not want to go. Given that
trust characterizes good relationships, we are likely to sense that
ideally we should trust, that things would be better if there were
more trust in this relationship, and that we are being asked to fix the
situation ourselves by trusting the other. This makes us feel that we
Restoring Trust 167
"should" trust; yet there are grounds for distrust, which is what we
really feel.
Although these tensions are especially wrenching in close personal
relationships, they may also appear in contexts of work and social
institutions. Brenda, the school principal who tried so hard to control
debate about pedagogy, appealed for trust when she was questioned
by Doreen and Phil, parents who were both university professors.
She was convinced that routine testing in spelling and arithmetic is
harmful to students because it is competitive; she believed that chil-
dren should work in groups, talk together as they wished during
class, and move freely around the classroom. Doreen and Phil had
reasons to feel uneasy about this approach. Their son, Alan, seemed
to make little progress under this new program. His classroom
was noisy and disordered whenever they visited, and there was no
drill in math or spelling or practice in handwriting. In addition,
the accounts of the new pedagogy that Brenda had provided to
them struck them as vague and even incoherent. Insistent that the
new approach was valid and the school among the best in town, she
responded to their questions by appealing for trust. "Trust us," she
said. "We're professionals. Some of us have seven years of univer-
sity. In my former school, where lots of parents were professors, we
never had these problems. Those people were willing to trust us."3 In
other words, "You should trust us as other people similar to you have
been willing to do. If you do not trust us, then there must be some-
thing wrong with you."
Brenda's appeal was, in effect, a manipulative attempt to tell
Doreen and Phil how they should feel and think. Instead of presenting
them with evidence and arguments that the new pedagogy would
work, she simply appealed for trust and sought to manipulate
them by referring to "years of university" and the other parents who
had been willing to trust. Predictably, her appeal for trust was self-
defeating. Frustrated that they could get no substantive answers to
their legitimate critical questions, Doreen and Phil felt that Brenda
was trying to manipulate them, blaming them and their lack of trust
for the problems that Alan was experiencing, and failing to accept
responsibility for the workings of this pedagogy that she so favoured.
Appeals for trust may be effective over the short run. They can
work sometimes because people can be led to think that they should
feel trust, especially in intimate relationships. But their effect is at best
short term if nothing is done to affect the causes or grounds for dis-
trust. If the situation does not change, then, because of their manipu-
lative character, these appeals are likely only to increase distrust.
168 Dilemmas of Trust
ACTIVE LISTENING
"affirm" the other, and often "play back" what she has said. Here is a
sample dialogue that illustrates the strategy:
SHARON: I'm just overwhelmed since she died. I can't get used to her being
not around - we used to take her so many places and phone her every day.
And it was so sudden. It was just terrible.
JUNE : Yes, that's awful.
SHARON: I know she was getting old, but we really didn't expect it right then.
I mean, she had apparently had a mild heart attack before, but she didn't
even know it had happened until the doctor did a test. And she was away on
a trip just two weeks before she died, and seemed just fine. It's so hard to get
used to it! I just don't know how we're going to cope.
JUNE : So you were really shocked? And you don't know how you're going to
cope?
SHARON: Right. We're so upset too. And it's really hard with my daughter
right now. She's so depressed, she doesn't want to do anything, and it makes
her depressing to be with. When she isn't short-tempered, that is.
JUNE : That must be hard.
SHARON: It sure is. And there's so much extra work with the estate, it's driv-
ing us crazy.
The idea behind active listening is to let a person tell her story and to
demonstrate our interest and genuine concern by attending closely
and expressing our understanding and empathy. Some training pro-
grams in conflict resolution give "homework": listen to someone for
five straight minutes without interrupting in any way except to rein-
force what she is saying. People are instructed not to change the sub-
ject or to talk about themselves. For many, such an assignment is
difficult.5 We tend to listen with partial attention, waiting with barely
concealed impatience to chime in with news of ourselves and our own
projects. As a deviation from this careless norm, active listening will
often inspire appreciation and gratitude from the speaker.
This approach serves important purposes. If June shows sustained
concern for Sharon and "hears her out," Sharon is likely to feel that
June cares about her and wants to be helpful; June is conveying empa-
thy, which will make Sharon feel secure and support her self-trust.
Thus active listening tends to elicit trust. Ideally, it will be practised by
both parties, who can share their feelings and concerns and how the
other views a problem or situation. In cases of distrust or a conflict,
active listening can help restore trust. It creates empathy and mutual
understanding. Active listening is an indirect appeal for trust; we ex-
press in our behaviour and speech a concern and respect for the other.
We try hard to understand her feelings, beliefs, needs, and interests,
170 Dilemmas of Trust
and we show, through our words and attitude, that we are doing so.
Not only is this a more subtle approach than saying "trust me," but it
is apt to be more convincing. We actually do something (listen and
pay attention) to indicate that we care and are trustworthy.6
THERAPEUTIC TRUST
tion in a sense, but only in the limited sense that we hope by many of
our actions and attitudes to have a positive effect on others. "I'm
trusting you to look after him" and "I'm counting on you to take in
the cheque" do not express ongoing attitudes of trust, but rather,
accompany acts of entrusting. Giving a cheque to an employee, say-
ing, "I'm counting on you to deposit it before four o'clock," one
entrusts him with this task and with these funds. Giving the silver to
Jean Valjean, the bishop entrusted him with wealth as a resource for a
new life. We can entrust someone with the care of a particular item or
the performance of a particular task, even though we may doubt his
trustworthiness overall.
To recommend therapeutic trust is to suggest that a single act of
entrusting be inserted into what may be primarily a relationship of
distrust, with the goal of inspiring trustworthy behaviour. There are
obviously limitations. In some contexts, therapeutic trust would inap-
propriate because the risks imposed on third parties would be simply
too great. A probation officer should not allow a serial rapist out for a
weekend leave saying, "Now I'm trusting you to behave yourself and
be back here by Sunday at nine." Risks to third parties in such a case
would be intolerable.
Therapeutic trust is based on the assumption that people who are
explicitly entrusted with certain tasks or goods will feel an obligation
to live up to the expectations of others, and guilt if they do not do so.12
It is based on the human desire to reciprocate goodness and to live up
to what others expect. Understood as an act of entrusting, therapeutic
trust is unobjectionable when we consider cases where people are
developing or reforming (children, ex-criminals, petty offenders, laps-
ing partners, students, employees learning new tasks) - unobjection-
able, that is, provided we assume that the expectations they are
encouraged to live up to are reasonable and right, and the risks to
third parties are kept at an acceptable level. Telling a ten-year-old that
she is being trusted with the care of an infant for an afternoon may in-
spire trustworthy behaviour. But far from qualifying as "therapeutic,"
such trust is dangerous and sets the scene for exploitation. These
expectations are not reasonable ones; the girl is given a responsibility
too heavy for her years. As Horsburgh acknowledges, therapeutic
trust is not a "sovereign remedy." It is not feasible or appropriate in
all circumstances, and it is to some extent manipulative.
In her book Caring, Nel Noddings offers an account similar in
important ways to that of Horsburgh. In describing how someone
who is caring for another may nurture him and seek to guide his de-
velopment, she describes the importance of conveying a positive idea
of what the other is and can become. Noddings believes that people
174 Dilemmas of Trust
Nothing is more important in nurturing the ethical ideal than attribution and
explication of the best possible motive. The one-caring holds out to the child
a vision of this lovely self actualized or nearly actualized. Thus the child is
led to explore his ethical self with wonder and appreciation. He does not
have to reject and castigate himself but is encouraged to move towards an
ideal that is, in an important sense, already real in the eyes of a significant
other. It is vital that the one caring not create a fantasy. She must see things -
acts, words, consequences - as they are; she must not be a fool. But seeing all
this, she reaches out with the assurance that this - this-which-was-a-mistake
- might still have occurred with a decent motive. "I can see what you were
trying to do," she says, "or what you were feeling, or how this could have
happened." The caring person's function is always to raise the appraisal,
never to lower it. Thus, the caring person both accepts and confirms the
cruld.x3
CONSISTENT TRUSTWORTHINESS
necessarily include two or more parties, it may take only one party to
change their quality. In such cases, Fisher and Brown recommend
what they call unconditionally constructive attitudes and actions -
attitudes and actions that will be beneficial whatever the actions of the
other party. These include trying to understand the other side's inter-
ests, attitudes, and beliefs, adopting an attitude of acceptance towards
the other side, working to establish good communication, being me-
ticulously reliable, and using persuasion rather than coercion.
Like Gandhi and Horsburgh, Fisher and Brown recommend that we
try to adopt a positive attitude towards other people, even those of
whose conduct we disapprove. They urge that we have a far better
chance of understanding others if we assume that they understand
themselves favourably rather than as "bad people pursuing immoral
ends through illegitimate means." Yet Fisher and Brown do not rec-
ommend trust in general. Instead, they advise unconditional complete
trustworthiness. Their reasoning is as follows: in a relationship we do
not merely want trust; we want well-founded trust. By and large, we
want to place our trust in those whose behaviour and attitudes show
that they deserve it. But where there are grounds for distrust, we can-
not establish trust unless we do something to alter the situation. We
cannot control the other party's actions and attitudes, but we can con-
trol our own. Attempts at controlling the other party are more likely to
increase distrust than to diminish it. The practical problem of distrust
becomes the question of how to act so that a relationship will improve
and the other party will become more trustworthy.
What we can most easily modify is our own conduct. According to
Fisher and Brown, we should not fully trust, but we should be com-
pletely trustworthy. We should be as predictable as possible, speak
carefully, especially when making commitments, treat promises seri-
ously, and never be deceptive. They urge a sort of golden mean in
trusting others, advising that trust can be overloaded (as when one
trusts a ten-year-old girl to care for an infant for several hours) or too
stingy (as when one will not trust a ten-year-old to cross a quiet street
alone.) They echo Horsburgh's concern that too little trust in another
can cause her to become resentful and less trustworthy.14
Fisher and Brown suggest that in conflict situations people tend to
be too distrustful. Far too readily, we assume that those with whom
we experience conflict disagree with us because they are against us or
are in some other sense "bad." We have a bias in favour of ourselves,
tending to overestimate our own moral uprightness and underesti-
mate that of others. And we are too often facile in lumping all trust
issues into one pot - failing to distinguish between lies and disagree-
ment about the facts or between unreliability and cultural difference,
176 Dilemmas of Trust
wife begins to act as though she does not care about her husband,
that might make him stop and think, but an equally likely effect is
that her inattention will worsen their relationship. Responding recip-
rocally to a lack of concern is a poor way of maintaining a relation-
ship or restoring trust.
Tit for tat is not appropriate for personal relationships for many
good reasons, prominent among these being the fact that these rela-
tionships lack key features of the Prisoner's Dilemma. Unlike the pris-
oners in the dilemma, people in relationships can communicate. And
unlike the situation faced by those prisoners, what counts as coopera-
tion, as defection, and as pay-off is unclear. In a Prisoner's Dilemma,
if one prisoner cooperates while the other defects, the cooperating
party has lost out. But cooperative practices do not always, or even
typically, have these consequences in relationships. If one partner co-
operates when another defects (say, for example, one carefully prac-
tises active listening while the other virtually ignores what his partner
is saying), the cooperative partner has not lost anything as a result.
She may very well have gained; in the case of active listening, for
example, she will have acquired knowledge and understanding that
could be valuable.
Fisher and Brown argue directly against expectations and responses
of close, episode-to-episode reciprocity in relationships. They advise
that people who expect close reciprocity in their relationships are
almost certain to be disappointed. One problem is our powerful ten-
dency to see our own behaviour through rose-coloured glasses. We
tend to evaluate our own behaviour more favourably than someone
else's. In a relationship each party is likely to see his or her own be-
haviour more favourably than that of the other person. Each will tend
to exaggerate his or her own generosity and morality while underesti-
mating those of the other. For this reason, expectations of close reci-
procity are likely to lead to a downward spiralling in the relationship.
What Fisher and Brown urge is consistently trustworthy and re-
sponsible action on the part of the one who is working to lessen the
distrust in a relationship. As with therapeutic trust, we anticipate some
degree of reciprocity. We hope that by being prompt, reliable, honest,
kind, generous, friendly, and concerned, we will inspire that sort of
behaviour in our partner. If the desired responses are not forthcoming,
we do not immediately give up, walk out of the relationship, or resort
to dishonesty and unreliability ourselves. We persist in our efforts
to be, and be seen as, completely trustworthy partners. In all of this,
emotion is to be balanced with reason in a quest for understanding,
acceptance, communication, and reliability. We can implement this
strategy ourselves by unfailingly displaying trustworthy behaviour
178 Dilemmas of Trust
towards the other person. And, Fisher and Brown submit, this strategy
for restoring trust can be pursued without risk. Not only is there no
Prisoner's Dilemma; there is no dilemma at all.
This approach has much to recommend it. Indeed, trustworthy be-
haviour is good in any event, because it is morally correct behaviour,
expressive of conscientiousness and integrity. But is the strategy of
consistent trustworthiness truly without risk? One problem is that
there is a danger of the trustworthy partner becoming a dupe of the
other, open to exploitation because of his honourable and upright
behaviour. The less honourable partner may learn to take for granted
the cooperative behaviour of the other and simply continue to be un-
reliable, while counting on the unfailingly good and reliable behav-
iour of his trustworthy partner. He may be encouraged to continue
his unreasonable demands, having learned that the trustworthy part-
ner is easily exploited. To adopt this approach is to anticipate that
consistent trustworthiness will inspire more positive behaviour. In
other words, it is to anticipate reciprocation. Do we have already to
trust in others to respond well, in order to use this strategy for restor-
ing trust?
Those who are unfailingly trustworthy and virtuous can be sorely
exploited by others who feel little need to respond accordingly. Far
from making others more trustworthy, the person whose behaviour is
consistently kind and generous can, in effect, collude in her own
exploitation. Consider the case of a couple who have been married
for twenty years. Though the husband may not be aware of it, he has
been exploiting and manipulating his wife for much of this time. He
benefits hugely, both personally and in terms of his career, from her
conscientious assumption of most household and family responsibi-
lites and her loyalty to him and their children. Eventually his wife
begins to feel resentful. She takes an initiative to try to change the
relationship; they see a counsellor. She no longer believes her hus-
band when he says that he loves and cares about her because he has
for years exploited her. She feels as though she is just a baby maker,
runner of errands, and all-purpose housewife. If he values her at all,
she has come to feel, it is only for her usefulness. She now distrusts
her husband's assurances that everything is all right between them;
she feels that she cannot count on him to do his share in making their
relationship work.
In this case, the wife's trustworthy behaviour in the home is the
problem, not the solution. It is her very trustworthiness that has set
her up to be exploited, and her awareness of that fact is a major rea-
son for her unhappiness. Trustworthiness can and should evoke trust,
but it can also faciliatate exploitation. People who are unfailingly
Restoring Trust 179
SELF-REFLECTION
6 What has been the history of our relationship? Have the actions
that trouble me been typical, or are they exceptional?
7 Could I be misinterpreting or misunderstanding what Elizabeth is
doing? Are there plausible alternative interpretations that would
put her in a better light?
8 How does Elizabeth see me? Have I given her any reason to dis-
trust me? Have I encouraged her untrustworthy behaviour by ex-
pecting the worst or by conveying an attitude of suspicion and
hostility?
9 Should this relationship continue? Could I avoid Elizabeth most of
the time? Do I want to?
10 If my relationship with Elizabeth is to continue, how can I improve
it?
lapse. Do the two lies provide good grounds for this attitude, against
the background of their previously enjoyable relationship? To call
what Elizabeth did "lying" puts it in strong terms. In the case of the
house guests, perhaps what she said was a mistake and not a lie; per-
haps she was honestly expecting them and then they failed to arrive.
As to the new man, perhaps Elizabeth did not realize just how
serious her feelings were. On reflection, Susan may decide that her
feelings of alienation towards Elizabeth are out of all proportion to
her evidence and that she has misinterpreted her friend. Asking her-
self about her own role in the deterioration of their relationship and
how Elizabeth may see that, Susan may come to understand that she
has communicated this discomfort to her friend. If Elizabeth has not
called lately, it could be because she has sensed Susan's suspicion
and discomfort. Thinking about the relationship, Susan realizes that
she wants their friendship to continue. She is fond of Elizabeth. They
have shared many good times together, and they have supported
each other through troubles and crises in the past. With a new man in
her life, Elizabeth will probably have less time for Susan and other
women friends, and the relationship may change. But Susan cares
about Elizabeth and their friendship, which she does not want to
lose. It would be worthwhile to try to work things out.
Ideally, in such a case we could approach the other person with the
results of our self-questioning and discuss the issues threatening our
relationship. Though there are some pitfalls when we attempt openly
to discuss issues of distrust, having reflected seriously on our own
attitudes and beliefs should make it easier to initiate talk with the
other person. We may be able to acknowledge our own responsibility,
which will put us in a good position to begin the discussion. If Susan
can express her own doubts and worries and assume some responsi-
bility for what is going wrong, Elizabeth will more easily explore her
own actions, attitudes, and feelings. Rethinking how both partners
have contributed to the joys and pains of a relationship is a promis-
ing basis for re-establishing it and overcoming distrust. The partners
can sort things out together, see the extent to which their growing
distrust has been based on exaggeration and misunderstanding,
renew their commitment to their relationship, and develop strategies
for improving it.
Is such an approach too rational and thus inappropriate for sen-
sitive issues in intimate relationships? Does it demand too much self-
scrutiny and self-awareness, too much intellectual talk? When we
consider the importance of lovers, family, friends, and colleagues for
our personal happiness in life and compare this approach with other
strategies that we sometimes adopt to improve our lives (years of
182 Dilemmas of Trust
When one person has wronged another, that wrong may result in
powerful emotions of resentment, including anger, sorrow, and even
hatred at having been harmed. When the two have been friends or
intimate partners, such resentment undermines or destroys their pre-
vious relationship: affection and warmth, confidence and trust, may
cease to exist. Such a situation is the background to the dynamic of
forgiveness. A wronged person may forgive the other his offence,
overcome feelings of resentment, and restore the relationship. If he in-
dicates to the other person, in gestures, actions, or words, that he has
relinquished his feelings of bitterness, he forgives the wrongdoer and
accepts him. In this way forgiveness can be a route to reconciliation
and the restoration of trust. To forgive is to overcome the resentment
that is an obstacle to equal moral relations among persons.
Consider this case: Ned borrowed Juan's car without asking his
permission because he wanted to go a to party at the other side of
town. While driving the car, he got into a serious accident in which it
was damaged beyond repair. Juan had to buy a new car, which meant
borrowing a considerable sum of money because the insurance was
not enough to cover the replacement value. Although Ned has apolo-
gized and admits that he was in the wrong, Juan is going to be seri-
ously inconvenienced, even if Ned helps him to pay for the new car.
He feels hurt and mad. No one should borrow someone else's car
without asking. Why, Juan asks himself, did Ned have to do such a
stupid thing? Surely he could have taken a taxi or gotten a ride from
a friend. For that matter, Juan cannot understand why Ned had to go
to the party in the first place.
After this episode, things are tense between these men, who had
been friends for many years before this happened. Juan is angry, and
Ned feels terrible and does not know how to make amends. Juan is
184 Dilemmas of Trust
Ned partly because his friend apologized, was sorry for what he did,
and vowed not to do it again. When Juan forgives Ned, he thinks that
Ned is sincere in apologizing; he believes that he really meant it
when he said he was sorry. Juan also believes Ned to be committed to
his promise not to take the car again without permission. In regard-
ing Ned as sincerely apologizing and committed not to do wrong
again, Juan is, in effect, trusting him. It is only because he trusts in the
sincerity of the apology and Ned's commitment not to take the car
again that he is able forgive and be reconciled with him and go ahead
with the relationship. Forgiveness can help to rebuild trust, but at
the same time it presupposes trust. A foundation of forgiveness is the
belief that the wrongdoer not only accepts that what he did was
wrong but sincerely regrets it and is committed not to do it again.
Forgiving a wrong is not the same thing as excusing it.3 If Juan for-
gives Ned, that does not mean that he ceases to believe that Ned was
wrong to take the car without permission and had no good reason to
do so. For Juan to forgive does not imply that he ceases to believe that
what Ned did was careless and self-indulgent and that he should
not have done it. To forgive is not to excuse, not to conclude that
what was done was not wrong after all. Ned might be excused if he
had borrowed the car without permission because of a medical emer-
gency, but this is not the circumstance here; he only wanted to go to a
party. For Juan to forgive Ned for taking the car is not for him to to
think that taking the car was all right under the circumstances. To for
give something, then, does not mean coming to believe that what was
done was excusable or not really wrong. It is not to excuse; nor is it to
condone. Nor is forgiving the same thing as pardoning or offering
amnesty. Those are official acts that cannot be performed by ordinary
people who occupy no special office. When someone is pardoned or
given amnesty, he is permitted to escape punishment for an offence.
Only state or church authorities can pardon or offer amnesty in the
wake of an offence, thereby releasing a person from the normal pun-
ishment.
Forgiving a wrong does not imply a denial that real and serious
harm was done. To forgive is not to diminish the seriousness of what
happened. In forgiving, we overcome our feelings of resentment and
anger; we do not revise our conviction that an offence was wrong. If a
woman has been abused and forgives her abuser, she does not thereby
deny or forget that she was ever abused or rationalize or excuse the
abuse in the way she thinks about it. Forgiving, she takes a different
attitude to the abuser, to herself, and to these deeds, but that does not
mean she ceases to remember them. The common expression "forgive
and forget" is rather misleading in this respect. Forgiving does not
i86 Dilemmas of Trust
SMALL MATTERS
to have some kind of relationship with her. If she can be relaxed and
"forgiving" about small matters, her relationship with Alison will go
more smoothly than it otherwise would. Finding wrongs in small
matters and continuing to resent them, carrying grudges, and dwell-
ing on small "insults" will be unhelpful.
Most of the time, broken dates are small matters. In long-term
friendships, even such things as a borrowed and smashed car may be
relatively small affairs. Problems, wrongs, and perceived wrongs are
features of any relationship. Forgiveness in the full-blown sense may
not be an issue in such cases, but a certain non-resentment of per-
ceived small wrongs, an attitude bordering on forgiveness, certainly
is. We often feel wronged in cases where others do not think that they
have wronged us. Our tendency to see our own interests as para-
mount and our own values and beliefs as best can easily lead us to
believe that we have been wronged by others. We often, and easily,
feel hurt and offended where others see no offence.
Alison does not think that she has done anything wrong, and it
would be inappropriate to call her a "wrongdoer." Nor can we really
say that Judy has been the "victim" of an "offence." Alison has been a
little careless and negligent, and Judy is hurt and inconvenienced as
a result. Yet it makes sense to think of a kind of forgiveness, in such a
case. Judy may experience a shift in attitude similar to that involved
in forgiveness if she is able to overcome the slight anger and resent-
ment that she feels towards Alison. Such maturity and emotional
adaptability are necessary and important if we are to ride over the
bumps and hollows on the road of relationships. About such things,
we have choices to make. We can cling to our feelings of resentment,
hurt, and anger or we can relinquish them; we can "carry a grudge"
or not. We and our relationships will surely fare better if we adopt
a flexible and non-resentful attitude and refrain from dwelling on
what we see as wrongs. If we do not in this sense forgive our col-
leagues, friends, and lovers, we are likely to find ourselves in a contin-
ual state of resentment and suspicion. Where small matters are
concerned, relationships need flexibility and a "forgiving" attitude on
both sides.
IN FAVOUR OF F O R G I V E N E S S
"sinner" who may tell minor lies and feel rebellious against God on
some occasions, it is argued that she "should" forgive another who
has committed heinous crimes against her. Jeffrie Murphy contends
that this view makes an "overly ambitious use of the important
insight that each one of us is morally flawed," pointing out that a per-
son who is not entirely without flaws may nevertheless be relevantly
different, in a moral sense, from a brutal rapist.11
The Christian commendation of forgiveness can, however, be
supported by quite different arguments which do not depend on the
premise that we are all (apparently in some divinely equivalent sense)
sinners who will need forgiveness. There are secular arguments for
forgiveness based on the interests and intrinsic human worth of the
offender; there are also secular arguments for forgiveness based on
the interests of the victim. In fact, even in a case in which a wrongdoer
does not apologize and is unwilling to acknowledge that what he has
done is wrong, there are considerations that point in favour of for-
giveness from the victim's point of view. Forgiving a wrongdoer, even
one who is dead or who never apologized, can benefit the victim by
enabling her to overcome her negative emotions, cease to see herself
as a victim, and move forward constructively into the future. Such are
the benefits for the victim that one might even argue that repentance
is not strictly necessary for forgiveness. Clearly, if a wrongdoer or
supposed wrongdoer is dead, he need not repent to be forgiven.
People speak of forgiving their parents, often after their parents are
dead. There is no notion of apology or repentance and no direct sense
of reconciliation in such cases, because the parent is gone. Yet people
who have forgiven their parents report that it is a tremendous relief
and a great step forward towards a new life as a creative and autono-
mous person.12
As a mother, I always feel a little nervous when people speak of for-
giving their parents. I begin to wonder what their parents did to
them, or what they think their parents did, that they need to be for-
given. And I wonder what I have done or am doing myself as a
mother, for which my children will someday blame me and later
forgive me. On a wintry day, I told my son that he had to walk home
from school because I was unwilling to cut off my writing in mid-
afternoon to come and pick him up. Besides, I argued, he needed the
exercise. Will he some day feel a need to forgive me for this? Do I
need to be forgiven? The notion of forgiving your parents should be
an unsettling one for those actively involved in being parents them-
selves. Most people who discuss the theme seem, even in middle age,
to think of themselves as children rather than as parents. Have our
parents wronged us? Did we have fathers who were too strict, who
192 Dilemmas of Trust
spanked us when they should not have, who worked too hard outside
the home and had little time for their children? Who were grumpy
about bathroom stops on holidays? These are small matters, and as
adults we should be mature enough to understand that fact.
But there are larger issues about forgiving parents. Some people
were neglected, humiliated, insulted, beaten, or sexually abused by
their parents. These are not small matters. What about forgiveness,
trust, and restored relationships in such cases? If the parent is dead,
trust is no longer an issue, not least because reconciliation is not
in question. What is important is somehow understanding the past,
acknowledging that it was the way it was, and using one's under-
standing and response to the past in order to go on with life. The case
is different when abusive parents are still alive and there are real
issues about whether and how to conduct relationships with them.
Forgiveness in such cases is difficult, but perhaps more than ever nec-
essary because we cannot build positive adult lives on the feelings of
victimhood and resentment that remain from a tragic past.
together to discuss the past and understand what had happened; his
goal was initially one of reconciliation and the restoration of trust
between former spies and former victims. In 1990 some forty-five
people came to his group in Leipzig. Turek and other members of
opposition groups and victims of Stasi activities expected former Stasi
agents to feel guilty and sorry for what they had done. They antici-
pated expressions of responsibility and regret and apologies, and on
this basis, they were prepared to forgive and be reconciled.
But there was no possibility of a dynamic of forgiveness in this case
because there was no admission of wrongdoing by former Stasi
employees and agents. Those who had been spied on thought that
they had been grievously wronged; in the changed situation of the
new Germany, they sought reconciliation and were willing to forgive
those who had hurt them. However, the former Stasi agents refused
to acknowledge that they had ever done anything wrong. They had
many rationalizations: they had been coerced into spying; they were
trying to change the regime from within; they were mere cogs in a
system, and what they did was harmless; they were trying to protect
possible victims; they were merely doing their jobs ... Their work
was compartmentalized, and each person was able to see his own
part as a small isolated thing that brought no harm to anyone.14 Natu-
rally, the victims in the group were angry and frustrated with these
responses. They had tried to reach out for dialogue and, by joining
the group, had indicated their desire for understanding, reconcilia-
tion, and the restoration of some kind of trust. Instead, they came to
feel that by talking with these former spies, they were only helping
them to rationalize their activities and providing a platform for self-
justification.
To forgive seemed inappropriate or impossible in this context be-
cause there was no common moral frame of reference for what had
happened between those who spied and those who were spied upon.
There was no acknowledgment by informers and Stasi employees that
they had been wrong and thus, in this context, no possible dynamic of
forgiveness. There was no agreement on the status of victim and
wrongdoer and hence no consensus that the moral framework of for-
giveness applied to the case at all. Within months of starting his
group, Turek came to regard as unobtainable his original goal of for-
giveness, reconciliation, and the restoration of trust. He began to think
of the group in other terms, as one that could provide a setting in
which people would articulate their feelings and beliefs and reflect on
what they had been doing. By the winter of 1994, the original group of
forty-five had only twelve members remaining, and Turek felt little
confidence that even his secondary goal was reachable. It seemed as
194 Dilemmas of Trust
THE UNFORGIVABLE
indicating that the crimes are appalling and terrible. Or does it mean
that they cannot (psychologically) be forgiven? That they should not
(morally) be forgiven? Amazingly, it is psychologically possible to
forgive people who have done appalling wrongs. Mediator Dave
Gustafson described a case in which a woman who was a victim of
incest forgave and was reconciled with her father. As the one who (at
the daughter's request) had mediated between them and helped to
facilitate their reconciliation, Gustafson had initially been extremely
uncomfortable with the case. He had agreed to intervene only after
the daughter insisted that she wanted to resume a relationship with
her father, who was her only living relative. Unlike some abusers,
this man did acknowledge that he had seriously wronged his daugh-
ter, and his acknowledgment was a fundamental aspect of the basis
for forgiveness and reconciliation.18
Those who commit appalling crimes are sometimes capable of
reform and rehabilitation. Sometimes they do change, repent of their
past, and seek to make amends, and reconciliation with victims or
families of victims can be part of this process. Thus, from a psycholog-
ical perspective, even some who have committed deeds that we deem
"unforgivable" may turn out not to be literally impossible to forgive.
Some such persons - in fact, many of them - have been forgiven. A
recent book, Forgiving the Unforgivable, is based on interviews with
hundreds of people who have forgiven brutal assaults and deep
betrayals, mostly by family members.19 But what about the moral
perspective? Are some deeds are so appalling, so horrendous, that it
would be morally wrong ever to forgive the people who committed
them? It is people whom we forgive or do not forgive; yet we speak of
deeds as being unforgivable. To say that they are unforgivable is a
way of indicating that they are appalling and atrocious, of pointing to
the horrific nature of the offence. But this does not quite say that the
persons who committed such deeds should themselves never be for-
given, because there is a distinction between the action and the agent,
as expressed in the Christian saying that we should love the sinner
but not the sin.
Paul Bernardo and Karla Homolka abducted, sexually molested
and tortured, and then killed two teenage girls, Kristin French and
Leslie Mahaffey. They made video tapes of the brutal rapes of these
girls, with soundtracks of their pain and agony. Homolka was sen-
tenced to twelve years in jail. Bernardo, who confessed to additional
rapes, was locked away permanently as a danger to the public. The
parents of Kristin French and Leslie Mahaffey live on, with agonizing
images of their daughters' humiliation and torture fixed in their
minds, probably forever. Should these parents forgive Bernardo and
Forgiveness and Reconciliation 197
Homolka? Should they even try to forgive them, even if these offend-
ers should some day appear, repentant and reformed, and apparently
ready to make a contribution to society? Debbie Mahaffey, Leslie's
mother, stated to the press that she does not believe in capital punish-
ment and thinks Homolka may be capable of rehabilitation and of
making a contribution to society some day.
One reason it might be morally wrong to forgive those who have
committed appalling acts is that to do so would somehow imply
that those acts are not so horrendous after all, that they have been
excused or condoned, or that in some other way the moral seriousness
of the defence has been diminished. A related idea is that forgiving
appalling deads would be wrong because it would be disloyal and
disrespectful to the memory of the primary victims. If Bernardo and
Homolka were some day to be rehabilitated, accepted into main-
stream society, and forgiven by the Frenches and the Mahaffeys, they
would be rehabilitated people who might lead constructive and
meaningful lives. But after living through agonizing and brutal sexual
tortures, Kristen and Leslie died miserably. They can never be brought
back to life. A powerful emotional reason against forgiveness in such
horrendous cases is that it seems to diminish, or not fully acknowl-
edge and respect, the suffering of the victims.
Traditional Jewish theology maintained that forgiveness was oblig-
atory, provided that a wrongdoer had repented of his action. But
this position was amended for Holocaust crimes, which are deemed
unforgivable. No matter how many years go by, no matter how much
the perpetrators repent of their wrongdoing, no matter how much
they reform themselves as persons or how many good deeds they do,
those responsible for genocide during the Second World War remain
guilty of appalling crimes against humanity and against the Jewish
people. According to Jewish theology, there is no obligation to forgive
war criminals, and there is, on the contrary, an obligation not to do so.
Why? These deeds were unforgivable; they were appalling horrors
against a people, a religion, and a culture. To forgive the wrongdoers
would itself be wrong because it would implicitly diminish the signif-
icance of these crimes and would be disloyal or disrespectful to the
victims.20
While one can understand and respect such arguments, they are
open to question. Forgiving does not mean excusing, condoning, ceas-
ing to blame, losing respect for the victims, or forgetting that wrong-
doing occurred. What happens in forgiving is that we relinquish our
feeling of hatred and resentment and accept that the wrongdoer has
repented and reformed. To imagine being a Holocaust survivor, the
child of a survivor, or a parent of Kristin French or Leslie Mahaffey is
198 Dilemmas of Trust
FURTHER CONSIDERATIONS
In the play Keeley and Du, Keeley, a young woman who had sought
an abortion has been kidnapped by radical anti-abortion activists
and is being held captive in a basement room, where an older
woman, Du, guards her.24 After some weeks Keeley and Du develop
a kind of friendship. Keeley explains that she was raped by her
ex-husband, with whom she had agreed to one last meeting in order
to finalize things. This man, who had been a drinker and abusive,
held her down brutally, raped her, and bit her when she fought
against him, and it is as a result of this attack that she finds herself
pregnant. Keeley and Du are visited from time to time by the reli-
gious leader of the radical group, who seeks to convert Keeley to his
understanding of abortion and the value of family life. Eventually,
the leader brings Keeley's ex-husband to visit her. Clad in a respect-
able-looking suit, he comes to beg her forgiveness and plead for a
reconciliation. Keeley has no choice but to listen to him because she
is literally a prisoner, guarded by Du and handcuffed to a bed. Her
husband says that he is sorry for the terrible things he did to her, and
Forgiveness and Reconciliation 201
don't trust me, there is something wrong with you.") She tells herself
that he will reform; this time it is a real commitment. She tries to
believe, tries to have faith in him, feeling perhaps that she should be-
lieve him because he is her husband and the father of her children.
Perhaps she genuinely believes him; perhaps she partially believes
him, partially deceives herself. What if she takes him back and con-
tinues to live with him in the same home, and he does not change?
He beats her again. Notoriously, women in such situations are vul-
nerable to the point where their lives are at stake.
Does this mean that women should never forgive partners who
have beaten them? Are women in relationships simply too vulner-
able to forgive and be reconciled? To say that would be going too far.
But clearly there are terrible risks in such cases. When there is poten-
tial for great harm in the resumption of a relationship, we should for-
give and become reconciled only with great caution. We should
never do it only because someone tells that we "should" because
we "should" love or trust or care for the one who has hurt us. Is this
person sincerely and genuinely sorry for what he has done? Does he
mean it when he says that he will change? Even if committed, is
he capable of change? Likely to change? Because the risks are so
serious, people in such circumstances have to consider these ques-
tions carefully. When the wife and husband in a battering relation-
ship are reconciled, the original context for the battering has not
disappeared, and there is real potential for future tragedy. Keeley did
not forgive, and Keeley was right.
Writing about forgiveness, Joanna North said: "It is not easy to
forgive another ... We are required to accept back into our heart a
person who is responsible for having hurt and damaged us. If I am to
forgive, I must risk extending my trust and affection, with no guarantee
they will not be flung back in my face, or forfeited in the future. One
might even say that forgiveness is an unconditional response to the
wrongdoer, for there is something unforgiving in the demand for
guarantees."26 North suggests that, if we demand guarantees, there is
"something unforgiving." And to be sure, a demand for guarantees
would imply a doubt, a sense that the other may not really be re-
formed and may lapse. Apparently, North thinks that in contexts of
forgiveness, we should trust the one we are about to forgive. If we
cannot trust him, we are not yet ready to forgive him. To be unwilling
to take risks, to seek guarantees, is to imply that the other is not yet
ready to come back into the relationship as a moral equal. All this is
simply to say that forgiving with a demand for "guarantees" would
be too distrustful to count as real forgiveness.
Forgiveness and Reconciliation 203
One can admire the generous moral tone of these remarks. But
there is a fundamental problem with North's approach: it ignores
risk and such things as the notorious battered woman syndrome.
People may be exposed to terrible risks in some contexts where they
feel they "should" trust and forgive; they may feel compelled to try
to be reconciled in contexts where they remain vulnerable to harm
from the very people they trust and forgive. What North says cannot
be wise advice for Keeley or any other person contemplating recon-
ciliation with an abusive partner. Nor, indeed, would it be wise
counsel for anyone considering forgiveness and reconciliation in a
relationship that had been grossly harmful, provided that circum-
stances with the potential for serious damage continued to exist.27 In
such contexts, the ethical and personal factors that would support
forgiveness have to be considered along with strategies for realistic
self-protection.
There are profound moral complexities in forgiveness and recon-
ciliation. Prominent among them is a dilemma of trust. Like various
other strategies for restoring trust in human relationships, forgive-
ness turns out to presuppose some basis for trust. Without that trust
there can be constructive emotional shifts, but not the forgiveness
that can support reconciliation and the restoration of relationships.
This dilemma of forgiveness points again to the ineradicable central-
ity of trust in human relationships.
CHAPTER ELEVEN
Dilemmas of Trust
N E E D I N G TO TRUST
of mistakes, what are the risks we face? What is the worst that could
happen, and how likely is it? What, if anything, could we do to
avoid it? We have seen and felt these grounds for distrust in our
lives, and we have found them in some of the narratives in this
book: unreliability, deceptiveness, lying, cheating, manipulativeness,
exploitativeness, insincerity, hypocrisy, immorality, disloyalty, be-
trayal ... When such things are present, we should not feel guilty or
blame ourselves when we do not trust.
Although trust is, in general, a good thing, distrust on occasion is
also a good thing, and our failure to trust is not always a fault in us.
We should never feel that we have to trust someone who tries to
manipulate our attitudes or expects us to discount harmful actions. If
we distrust someone we know and have dealt with, there is probably
a reason for our attitude. A person who presses us to trust, who tries
to persuade us that we "should" trust and to make us feel guilty for
not trusting provides grounds for distrust; he is trying to manipulate
us into trusting him when we do not. Overcoming distrust in rela-
tionships is desirable, but it has to be done properly - by talking,
reflecting, cooperating, forgiving, becoming reconciled, not by trying
to suppress our feelings and instincts and telling ourselves that
things must be all right because this is someone whom we really
"should" trust and it is not "nice" to be suspicious. Distrust is some-
times warranted and necessary for our own protection, and that fact
deserves to be remembered.
We begin with an initial attitude of trust which we maintain unless
there is evidence that something is not quite right. Then we have to
think about it. When deciding whether to trust, we start to rely on
ourselves and our trust in ourselves. We know ourselves and the risks
we are taking; we try to know the other person. If there are grounds
for distrust, we hold back, and we do not feel guilty about it.
TRUST AND T R U S T W O R T H I N E S S
CHAPTER ONE
Even in some cases in which the trusted party is trustworthy from the
point of view of the one who trusts him or her, their relationship may be
centred around criminal activity or set (as in the case of Auschwitz) in an
appallingly flawed context; in these cases, we would want to say, I think,
that over all, trust is not good.
9 I am saying, then, that there can be such a thing as trust among thieves.
But when there is, it likely bodes ill for the rest of us. I suspect that trust
among thieves will be less stable than among more virtuous people. If
A and B are both thieves and their relationship is one based on shared
criminal behaviour, A knows that B is willing to act wrongly and harm
others. Given such knowledge, it is only a small step for A to wonder
whether B might be willing some day to harm him.
10 Levi, The Drowned and the Saved. This beautiful book was Levi's last and
his most pessimistic.
11 "Living with Grizzlies: Research Takes Cochrane Couple Deep into Bear
Territory," Calgary Herald, 3 November 1996. When I began to work on the
topic of trust, I found examples about animals somewhat trivial. I have
now begun to think that the subject may be of some significance, both
theoretically and in terms of environmental ethics. However, it is not the
theme of the present book, and I am unable to say more about it here.
12 Waal, Peacemaking among Primates.
13 Harre, conversation with the author; K. Govier, Angel Walk. For a discus-
sion of our trust in various people doing jobs behind the scenes and
producing objects that we take to be reliable, see chapter 5 of Govier,
' Social Trust and Human Communities, especially the discussion of scatter
trust.
14 The notion of trusting an object such as a rope, life jacket, or computer
makes sense if we adopt an Aristotelian stance on useful objects. For Aris-
totle, the good object is the one that serves its purpose: for example, a
good knife cuts well. In these terms, a good rope for mountaineering is
one that will support a person's weight. A good life jacket will keep some-
one afloat. To trust a rope or a life jacket is to feel confident that it is good
in this sense and to rely on it to serve its function. In both cases, life may
be at stake. For a better sense of what would be involved in trusting the
people who made the rope or the life jacket, see Govier, Social Trust and
Human Communities, chapter 5.
15 The question of trusting the dead was raised, and taken very seriously,
when I presented an early version of my account of trust at a meeting
of the Canadian Philosophical Association at the Learned Societies
Conference in Victoria, BC, on 29 May 1990. My own view on the issue of
life after death is a resolutely secular one. I believe that when people are
dead, they do not exist in any realm and are not capable of speech or
action.
Notes to pages 18-36 215
CHAPTER TWO
1992, with Linda Campayne's grade six class at the same school on
11 June 1992, and with Carol Daffney's grade five and six class at
Glenbrook Elementary School on 23 June 1992.
17 There was perhaps some exaggeration of the significance of trust as a
result of a bandwagon effect and a desire to play to my expressed interest
in the issue.
18 Rawlins and Holl, "The Communicative Achievement of Friendship
during Adolescence."
19 Similar conclusions emerge from various sources. I have been greatly
influenced by Pogrebin, Among Friends, and Tannen, You Just Don't Under-
stand. See also Strickwerda and May, "Male Friendship and Intimacy,"
and Rubin, Intimate Strangers.
20 Tannen, You Just Don't Understand, 59.
21 Ibid., 42.
22 McGill, The McGill Report on Male Intimacy; cited in Pogrebin, Among
Friends.
23 Pogrebin, Among Friends, 263.
24 Ibid., 276. The theme of close relationships in the face of an adversary is
beautifully treated in Kathleen Hildebrand's "The Mythic Enemy in the
American Dream."
25 As implied by McGill and Pogrebin.
26 Did Dora betray Laura by telling Jake what Laura said about never
having an orgasm? The question as to whether this sexual confession
should have been confidential is never raised in the novel. Laura's use of
intimate exchange presupposes that Dora would naturally tell her
husband about it, which was why the manipulation was effective.
27 Baier, "Trusting Ex-Intimates," 230.
CHAPTER THREE
CHAPTER FOUR
3 Brothers, Falling Backwards. Brothers notes that there has been a tendency
to assume that trust is diminished after assault and other traumas. She
argues plausibly that another kind of disturbance is possible: trust in the
self or in a family member may be exaggerated as a method of making
sense of the world after a traumatic event.
4 Havel, "New Year's Address 1990."
5 This seems to have happened in eastern Europe. See Govier, Social Trust
and Human Communities, chapter 7.
6 Lerner, Dance of Deception.
7 Pittman, Private Lies.
8 Ibid., 108,130.
9 For a discussion of Freud's rejection of the "seduction theory," see
Masson, The Assault on Truth. For a still more radical, and more recent, cri-
tique of Freud, see Crews, The Memory Wars. The matter is also discussed
in Brothers, Falling Backwards.
10 The Carleton study was described and criticized in the Globe and Mail in
December 1993.
11 Quoted in the Washington Spectator, i May 1991; cited by Stephanie
Coontz in The Way We Never Were.
12 Annalies Acorn, Law Reform Commission, Edmonton, Alberta, interview,
October 1993. Acorn is a researcher on law and domestic violence.
13 Just one example: my sister Katherine Govier came across a high propor-
tion of such cases in 1975 while interviewing a number of young Cana-
dian women for a government project associated with International
Women's Year. This aspect of her work was never made public. The
project was intended to be cheerful and to offer a positive account of the
aspirations of young women. When K. Govier tried to interest various
media outlets in the problem of incest (which her interviews suggested
was more common than people supposed), she was told that it was "too
depressing."
14 Forgiveness and reconciliation are explored in chapter 10.
CHAPTER FIVE
trust, but she calls four dimensions of self-trust.These are (a) trust-in-
others, (b) trust-in-self, (c) self-as-trustworthy, and (d) others as self-
trusting. I would include only one's sense of (b) and (c) as self-trust;
(a) concerns our sense of whether other people are trustworthy (as
regards us), and (d) concerns our sense of whether others trust them-
selves. Thus my terminology is quite different from that of Brothers in this
later work.
3 Women do not always blame themselves, and it is not only women who
blame themselves. Various trust disturbances follow upon assaults,
including, sometimes, exaggerated trust in others. See Brothers, Falling
Backwards, 59, for instance. "A person whose trust-in-others is traumati-
cally betrayed may become suspicious, hyper-vigilant, secretive, and
withdrawn or so unswervingly trustful that even blatant signs of another
person's untrusworthiness are overlooked. Disturbed trust-in-self may be
expressed either as insecurity, indecisiveness, and self-doubt or as blind
self-confidence." A description of a man who was traumatized and
responded by taking blame upon himself is summarized on page 69.
4 In emphasizing the importance of autonomy, I do not mean to suggest
that people are totally self-sufficient, or that being autonomous is incom-
patible with dialogue or cooperation. Compare chapter 3 of my Social
Trust and Human Communities. For relevant accounts of autonomy, see
Kymlicka, Liberalism, Community, and Culture, and Meyers, Self, Society,
and Personal Choice. Quoted passages from Meyers are from pages 76, 83,
and 84. Obviously, no one has complete autonomy. We acquire our con-
cepts, ideas, and skills from others; we must interact and cooperate with
others; we must make decisions and choices with some respect for the
needs of others, especially vulnerable friends and family members, to
whom we may have special obligations.
5 Self-trust requires the ability to reflect on what others do and say and to
make independent judgments about their actions. It also requires the abil-
ity to reflect on what we ourselves do and say and to make independent
judgments about that.
6 It strikes me as plausible that self-trust is more of a problem for women
than for men; however, I have no good empirical evidence for this claim
and will not defend it here.
7 Cases in Brothers, Falling Backwards, also suggest that absolute self-trust is
dangerous. Brothers claims (47) that mature criteria for trustworthiness,
whether of the self or of others, should be realistic, abstract, complex, and
differentiated.Criteria used by people who have been repeatedly traurria-
tized are usually immature by this definition. Compare chapter 7 below.
8 Brothers argues in Falling Backwards that self-trust should be central in
therapy and psychoanalytic theory. She says (145) that all her patients
have had their self-trust "scarred by past betrayals" and in response have
220 Notes to pages 92-7
CHAPTER SIX
1 In A Theory of Justice John Rawls has much to say about self-esteem and
why it is a basic good. The expression "plagued with self-doubt" is taken
from this work. Interestingly, however, Rawls does not mention self-trust.
2 Michalos, in "The Impact of Trust on Business, International Security, and
the Quality of Life," cites a number of studies showing that most people
think they are in various significant respects above average. The paradox
involved is briefly discusssed in chapter 2 of Govier, Social Trust and
Human Communities.
3 Brothers, Falling Backwards; see especially chapters 2 and 6.
4 Buber, I and Thou, The Knowledge of Man, and The Way of Response.
5 Carl Rogers, "The Characteristics of a Helping Relationship," in Rogers,
On Becoming a Person; see especially 42-3.
6 Gordon, Dance, Dialogue, and Despair, 38-9.
7 Brothers, Falling Backwards. Brothers makes claims - which seem fairly
plausible in the light of case studies she cites, but are not clearly explained
- that empathy from one person, A, may support self-trust in another
person, B. From Buber and Rogers, we find support for the claim that, in
order for A to support B's self-trust by empathizing with him or her, it is
necessary for A to trust himself or herself.
8 Snyder, "When Belief Creates Reality." Compare also Govier, Social Trust
and Human Communities, chapter 2.
9 Social psychologists sometimes refer to this strategy as "self-handicapping."
Clearly, it can be taken too far, as, for instance, when a person does not
accept responsibility for failings and errors, but always conjures up a reason
to explain these by appealing to external circumstances.
10 Seligman, Learned Optimism.
11 Ibid.
12 As argued in chapter 5, self-trust can go too far. That it is advantageous
when kept within reasonable bounds is apparent from arguments in Selig-
man, Learned Optimism, and Brothers, Falling Backwards.
13 Belinda Cooper, interview, Berlin, Germany, 18 March 1994.
14 Cooper, "Women and the Stasi."
15 The link between betrayal and self-doubt was confirmed also by Fritz
Arendt, Berndt Joop, and Wolhard Prehl in an interview, Dresden,
Germany, 22 March 1994.
16 Schmookler, Out of Weakness.
222 Notes to pages 113-21
CHAPTER SEVEN
attitude of slight distrust and are inclined to see things in a negative light.
See Rotter, "Generalized Expectations for Interpersonal Trust" and "Inter-
personal Trust, Trustworthiness, and Gullibility." For a description of an
ethical system premised on basic generalized trust, see Logstrup, The
Ethical Demand.
17 One might object that the question of whether I trust or distrust Saddam
Hussein does not arise because I am extremely unlikely ever to have any
personal dealings with him; I do not have to decide whether to dine with
him or accept a ride in his car. However, I think that that objection is
based on an oversimplificaton. In an indirect way I "deal with" Hussein
when I support or dissent from foreign policy concerning his country,
Iraq.
18 Banfield, The Moral Basis of a Backward Society, See also Putnam, Making
Democracy Work, and Govier, Social Trust and Human Communities,
chapter 6.
19 Pye, "China."
20 See Lord, Legacies, and Trevor-Roper, The Hermit of Peking.
CHAPTER EIGHT
CHAPTER NINE
1 Often, "trust me" is said ironically; however, the appeal is also frequently
sincere (people really do want us to trust them when they say it).
2 Updike, Trust Me.
3 An actual case at a Calgary elementary school in 1992.
4 Active listening has been emphasized in all of the many workshops and
lectures on conflict resolution that I have attended since 1989. It has an
obvious relation to empathy. Compare chapters 5 and 6.
5 These observations are based on personal experience.
6 The strategy of active listening can, of course, be abused - as in a case
when someone uses it deceptively, pretending concern in order to elicit
information.
7 Horsburgh, "The Ethics of Trust."
8 Gandhi's view on human nature in the context of his activism are usefully
explained by Gene Sharp in Gandhi as a Political Strategist. Gandhi's com-
ments on trust and distrust are spread throughout his works. See for
instance, Collected Works ofMahatma Gandhi, 22: 333, 83, and 282; Gandhi,
Young India, 2 December 1924,430; and Gandhi, The Way to Communal
Harmony, 188 and 246.
226 Notes to pages 171-84
CHAPTER TEN
CHAPTER ELEVEN
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234 Bibliography
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100,130,192,198-9, 202 22on.n 146,168,181
Acorn, Annelies, 21811.12 bomb shelter: as expres- community: and need for
active listening, 168-70 sion of distrust by cult reintegration of offend-
adolescents, 37-8, 69,103, members of outsiders, ers, 198; and support of
157 116-17 family, 72
adult children, 62-3 Bradshaw, John, 61-3 competence: in relation to
animals: and trust, 14-15 Brothers, Doris, 88-90, 96, trust, 7
apology, 184-5 104,107-8,119,2i8n.3 & computers: and trust, 16
Aristotle, 24-6,40,46, 48 2, 2i9n.7, 222n.i condonation: in relation to
attribution fallacy, 149-50, Brown, Scott, 174-9 forgiveness, 185-6
226n.i8 Buber, Martin, 24,105-6 conflict resolution, viii, 74-5
Austin, J.L., 22on.9 Conrad, Donald, 222n.2,
authoritarian upbringing: children: their ideas about 223n.n
and self-trust, 103 trust in friends, 35-8; as contracts: as a solution to
autonomy, 90, 92, no, 118, likely victims for frus- problems of distrust, 158
179-82, 205-6, 211 trated adults, 112-14; as control, 158-61
possibly needing to for- Coontz, Stephanie, 82-3
Baier, Annette, 48-9 give their parents, 191- Cooper, Belinda, 111-12,
Banfield, Edward C., 150 2; role of trust by parents 22in.i3
battered women, 50, 60, in their development, cults: and attitudes of
82-5, 118, 202; and rec- 68-72; and rules, 157; trust, 113-17
onciliation with batter- their trust in parents, cynicism, 131, 206
ers, 85,100 68-9, 76-7
belief: as affecting social China: and attitudes of Dahl, Tessa, 118
reality, 108; as not fully trust, 137-8 Davis, Joseph E., 126
controllable by will, 134, Christianity: and concep- dead: and issues of trust,
148-9; as related to emo- tions of forgiveness, 16-17
tion, 182; self-fulfilling 190-1,199-200; 227n.io deception, 76-80
character of some, 109- Church Universal and Tri- dialogue, 105-7
10,150-1 umphant, 115-17 dogmatism: in relation to
Bernardo, Paul, 157,196-8 Cinderella, 101-2 self-trust, 98
betrayal, 47,142-4 codependency theory, domestic work, 50-2
bias: confirmation bias, 61-3 domination: as leading to a
149-51, 226n.i8; regard- commitment, 81 craving for power, 112-13
240 Index