How The Human Eye Focuses
How The Human Eye Focuses
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t happens to almost everyone: by focus, the light must be bent so that point closer than 20 feet away, the
about the age of 45 it becomes the rays converge at the fovea, the ciliary muscle contracts, reducing the
impossible to read without the center of the retina. The nearer some diameter of its opening and also caus
help of glasses. How does the healthy thing is to the eye, the more the light ing the muscle to move slightly for
young eye focus on a nearby object? must be bent if the object is to be seen ward. Both changes reduce the stress
Why does near vision fade? The an clearly. The cornea, aqueous humor on the zonules and thereby lessen the
swer to the first question has long and vitreous body each have a fixed stress exerted by the zonules on the
been incomplete, and the answer to refractive power, or ability to bend lens. The lens thereupon undergoes
the second remains a matter of con light, but the lens can accommodate: it elastic recovery: much as a foam-rub
jecture. By means of photographic can sharpen the curvature of its front ber ball expands after it has been
studies of the lens of the eye and and back surfaces, thereby increasing compressed, the lens rebounds to a
mathematical modeling, we have re its focusing power. more relaxed state. As the lens focus
cently gained new insight into both es on progressively closer objects, it
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problems. We have shown that several hat, then, enables the lens to becomes thicker from front to back,
processes conspire to progressively accommodate? A broad expla its surfaces become more sharply
limit one's ability to focus on close nation, which our work and curved and the diameter of the equa
objects; other processes counteract that of others generally supports, was tor shrinks. This relaxation process is
the decline for a while, but these ulti put forward in the mid-19th century precisely controlled to provide the ex
mately fail-typically in the fifth dec by the German physicist Hermann von act degree of extra refractive power
ade of life. Helmholtz in his Treatise on PhYSiolog needed for focusing on objects closer
When a person looks at something, ical Optics. Helmholtz noted that the than 20 feet away.
light reflected from the object pass lens is suspended by filaments that The lens, then, is unaccommodat
es through the cornea (a transparent project from the so-called ciliary mus ed-flattest and the least refractive
sheath across the front of the eye) and cle, which encircles the equator, or when it is under maximum stress:
a fluid known as the aqueous humor, rim, of the lens like a collar but does when the eye focuses on infinity and
on through the pupil of the iris and not come in direct contact with it. the ciliary muscle is totally relaxed.
into the lens, which is normally clear These nonelastic filaments, called the The lens is maximally accommodat
and is shaped and oriented something zonules of Zinn, are now known to ed-most sharply curved and most
like the lens of a camera. From there form three rings of hairlike "spokes" refractive-when it is under the least
the light travels through the gel-like around the lens; one ring attaches to stress: when the eye focuses on the
vitreous body to the retina, the part of the equator and the other two attach closest discernible object and the cili
the eye that converts light into electri somewhat in front and in back of it. ary muscle is fully contracted.
cal signals that are transmitted to the Helmholtz proposed that when the Helmholtz' accommodative model
brain for interpretation. eye is focused on infinity (which for is widely accepted today, but it leaves
In order for the image to come into human beings begins about 20 feet many questions unanswered. For in
away), the sphincterlike ciliary muscle stance, what effects do small changes
relaxes and therefore expands; the di in the pattern of stress exerted by the
JANE F. KORETZ AND GEORGE H. HAN ameter of the circular muscle reaches zonules have on lens shape? How
DELMAN are colleagues at the Rensse a maximum. As the muscle expands it much relaxation of the force exerted
laer Polytechnic Institute. Koretz, who pulls the zonules taut, causing them by the zonules is needed to produce
earned her PhD. in biophysics from the
in turn to pull on the lens. The pull enough lens curvature for, say, read
University of Chicago, is associate pro
ing flattens the front and back of the ing, and at what angle must the zon
fessor of biology and a member of the
Center for Biophysics. Handelman holds lens and increases the diameter of its ules meet the lens? Does the vitreous,
the Amos Eaton Chair at Rensselaer. He equator. In this condition-called the to which Helmholtz paid little atten
received his doctorate in applied math unaccommodated state-the ability of tion, have a role in accommodation?
ematics from Brown University and the lens to bend light is at a minimum. Moreover, Helmholtz conceived of
served as chairman of the department The combined refractivity of the cor the lens as a readily deformable bag of
of mathematics and dean of the School
nea, aqueous humor, unaccommodat fluid. Actually the material within the
of Science at Rensselaer for 18 years.
ed lens and vitreous is just right for "bag" consists of long, ribbonlike fi
The authors dedicate this article to the
memory of Henry N. Fukui of the Nation focusing an image of a distant object bers that interlock and also nest with
al Eye Institute. on the fovea: in one another like the layers of an
When the eye attempts to focus on a onion. The bag itself, the lens capsule,
T
hat is the approach we adopted.
We began by creating a mathe
matical model of the lens body
the lens minus the capsule. For sim
plicity we concentrated on the lens of'
a young person about 10 years old.
Such a lens can be represented quite
accurately as a somewhat distorted
sphere composed of two hemispheres
of differing radii, one representing the
front of the lens and the other the
back. We then made certain assump
tions in our model about the elasticity
of the lens body, for instance that it
responds differently to stress exerted
parallel to and at a right angle to the
optical axis of the eye. The model also
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do both. In addition to becoming less he model based on the young diopters at 20, four diopters in the
taut, the zonules, which are attached eye enabled us to understand mid-thirties, one or two diopters in
to the capsule, move slightly, becom many of the details of accommo the mid-forties and close to zero by
ing more parallel to the surface of the dation, but it did not explain why the the age of 70. A zero-diopter eye can
capsule; the more parallel the zonules refractive power of the eye, and hence not focus on anything nearer than
are, the less compression they cause the ability to focus on nearby objects, infinity. The change from four diop
in the lens. Experimental evidence declines with age. The eye's refractive ters (roughly 10 inches) to two (rough
from other investigators confirms that power is measured in diopters, the ly 20 inches) or less is the one people
in at least one individual (who has a reciprocal of the distance in meters notice because it affects reading; most
rare disorder of t he iris that makes between the eye and an object. For people hold books from 12 to 16 inch
the normally ob�cured zonules visi instance, an eye with a refractive pow es away from their eyes.
ble through a microscope) the zonules er of 10 diopters can bend light suffi As a first step toward understanding
hang quite luosely when the lens is ciently to focus on an object a tenth of the cause of this gradual age-related
maximally accommodated. Our calcu a meter, or roughly four inches, away. decline in near vision, we decided to
lations suggest that the forces acting In human beings who start off with gather as much information as possi
on the lens never decline to zero, how- normal vision the refractive power de- ble about the way the lens changes
shape with age and accommodative
state. Having done thiS, we would at
tempt to determine both the effect of
such changes on refractive power and
the likely causes of the changes. We
began by examining a series of cross
sectional photographs of the lens
made by Nicholas Phelps Brown of the
Institute of Ophthalmology in London
in the early 1970's and by preparing
100 similar sets of photographs of our
own. Brown, who gave us technical
advice, provided four photographic
sets from subjects 11, 19, 29 and 45
years old, who focused on objects at
varying distances from the eye; our
study included subjects ranging in age
from 18 to 69 who had healthy eyes
and normal distance vision. All the
cross sections are vertical "slices" run
ning from the front to the back of the
lens and were made with the aid of
a slit lamp, which shines a narrow
("slit") beam of light into the eye.
A quick look at the photographs
confirmed the well-known fact that
the size of the lens increases as a
function of age. The unaccommodated
lens of the infant has been found to be
about 3.3 millimeters thick from front
to back. As time passes, the cells that
constitute the outer layer of the lens
body (the epithelial cells lying just
inside the capsule) grow and are trans
formed into the kind of ribbonlike
fibers that constitute the bulk of the
lens. As new epithelial cells are laid
down over the older fibers, they un
dergo the same growth process as
their predecessors, and so the lens
LENS INCREASES its focusing power by becoming more sharply curved. When the
thickens. By the time a person is 70
initially imaccommodated, or flattened, lens is viewed from the side (a), it looks fairly
the unaccommodated lens can be as
thin from front to back. It thickens as it accommodates (b); the front surface moves
much as five millimeters thick.
closer to the cornea but the back surface remains in place. The change in shape is
effected primarily by the contraction of the ciliary muscle. A front view shows that The photographs also revealed a se
the lens adopts the unaccommodated state (c) when the muscle expands so that its ries of bands in the interior of the lens
diameter is at a maximum. The expansion of the muscle pulls the zonules taut, and known as zones of discontinuity. The
they pull on the lens and flatten it. When the muscle contracts (d), the zonules relax, bands in the front of the lens exhibit
and the lens rebounds into a rounded state, much as a foam-rubber ball rebounds roughly the same curvature as the
after compression. The illustrations of accommodation are exaggerated for clarity. front surface, and the bands in the
O
n the basis of the photographs called the phenomenon of increas zonules become progressively less
and other sources of informa ing curvature with age the lens para able to relax when the ciliary muscle
tion, we created another mod dox, because one would expect more contracts in the attempt to accommo
el. This time we described the surface sharply curved lenses to produce a date, or that the zonules relax but
and interior curves of each lens in greater degree of refractive power become less able to exert much influ
mathematical terms. (They were pa than less curved ones. ence on the lens, or both. The zonules
rabolas and hence could be re-created When we traced the movements of might be unable to relax if the front
with simple equations.) Then we ex selected points on the lens surface of the enlarged lens is so far from
trapolated from the cross sections to and in the interior as the eye accom the ciliary muscle that the lens pulls
determine the shape of the entire lens modated, we found a parallel effect: the zonules taut. Moreover, just as
in all accommodative states as a func equal amounts of movement during the zonules meet the lens at a differ
tion of age. This enabled us to make accommodation produced less change ent angle when the lens is accommo
extensive comparisons and to track in focus in the older eyes than in the dated than when it is unaccommo
the movement of selected points in younger ones. Considered in another dated, so they meet the lens at a differ
the lenses during focusing. way, the data showed that in order to ent angle when the lens is thick from
The comparisons revealed that the achieve, say, a one-diopter increase in aging than when it is younger and
unaccommodated lens adopts an in- focusing power, the points on an old- thinner. Ultimately the filaments may
SOME AGE-RElATED CHANGES are readily apparent in slit-lamp discontinuity. As the lens ages,the bands multiply and become
photographs of unaccommodated (top) and maximally accom more prominent; when the lens is more than about 45 years
modated (bottom) lenses from subjects (left to right) 19,33,45 old, the zones merge. The authors suggest that the increas
and 69 years old. (The subjects' maximum focusing power is ing thickness of the lens and a rise in the fraction of insol
respectively 9,4.5, 1 and .25 diopters; lower numbers indicate uble protein in the zones contribute to an age-related decline
less power.) The photographs show vertical, front-to-back in the refractive nature of the lens. For a time the increasing
cross sections; the front of the lens is to the left. The changes curvature of the lens may help to compensate for the de
include increased growth and curvature with time and, in the cline; so might the extra refractive surfaces provided by the
45- and 69-year-old lenses, an almost complete failure to ac zones. Eventually, however, compensatory mechanisms fail
commodate. Also apparent are dark bands called zones of probably at about the time the lens ceases to accommodate.
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e think geometry explains boundaries between materials having the literature and that the younger the
why the lenses of people old different indexes of refraction. If the subject is, the more the index varies
er than 45 or so can no long overall index of refraction of the lens from the accepted value.
er accommodate, but what explains remained constant throughout life, Looked at in another way, the re
Brown's paradox? Why is it that an the simulations would have indicated sults showed that the index of refrac
older lens has to be more curved than that the light passing through each tion of the lens decreases with age.
a younger one to focus on the same eye was bent in a way that focused an This finding fits with the age-related
object? One possibility is that the na image on the retina. changes in the lens discussed above. If
ture of the cytoplasm in the lens fibers In the simplest simulation we had the refractive index of the lens materi
changes in a way that decreases the the light bend at the front and back of al decreases with age, the only way the
lens's refractive index-a measure ofa both the cornea and the lens. In anoth reduction could be lessened would be
material's ability to refract light. If the er simulation we treated the bound by increasing the sharpness of curva
refractive index declines with age, aries between the nucleus and the ture of the surfaces of the lens or the
then the decline would solve the para outer "cortex" of the lens as addition zones of discontinuity within the lens,
dox: the increased curvature would al refractive surfaces and assigned to or by increasing the number of re
not increase the focusing power of the the two regions different, but again fractive surfaces. Clearly all these
lens; instead it would simply compen accepted, indexes of refraction. mechanisms operate. In addition to
sate somewhat for the decline in the Both simulations failed abysmally. increasing the curvature of the lens
refractive nature of the medium. For every accommodative state and surfaces, the aging eye also develops
To explore this possibility, we un age at which data were available, the more-and more sharply curved
dertook computerized "ray tracing" focal point of the simulation was be zones of discontinuity. Indeed, the
experiments that simulated the pas hind the retina, as if the lenses of all contribution of the zones to the eye's
sage of light through every eye we the subjects had too little refractive overall refractive power becomes in
had photographed. We did this by de power. Something had to be wrong creasingly important with age.
scribing the factors that influence the with the model. Perhaps we needed to One remaining mystery is the nature
AITACHMENT SITES of zonules on the front surface of the lens lens ultimately loses its ability to accommodate in part be
change as the lens ages and grows. In a 17 ·year-old (left) the cause the zonules are almost parallel to the face of the lens. A
zonules are close to the equator,but they move progressively release of tension on such zonules can have little effect on the
onto the face of the lens in a 46- and an 85-year-old (middle and lens. The photographs were made by Farnsworth,who was the
right). As the zonules shift, so must the angle formed by the first to propose that changes in the lens-zonule geometry
lens surface and the fiJament. The authors propose that the could contribute to the failure of aged eyes to accommodate.
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therefore particulate-increases. oth microscopic and macro CURVATURE AS A FUNCTION OF ACCOM
Such findings raise the possibility scopic factors must be invoked MODATIVE STATE AND AGE. J. F. Koretz,
that, with time, alpha-crystallin may to explain why the nearest point G. H. Handelman and N. P. Brown in
form larger aggregates than has been one can see with clarity moves pro Vision Research, Vol. 24, No. 10, pages
suspected. If this is the case, the pres gressively farther away as time pass 1 14 1- 1 15 1; 1984.
ence of a significant number of large, es. In our conception, the increasing ON THE HYDRAULIC SUSPENSION THEORY
OF ACCOMMODATION. D. jackson Cole
insoluble particles of alpha-crystallin amount of insoluble lens protein, the
man in Transactions of the Ameri
would help to explain not only the growing size of the lens (and hence
can Ophthalmological Society, Vol. 84,
appearance of the zones of disconti the increased spaCing between the pages 846-868; 1986.
nuity in our photographs but also a front and the back of the lens) and the MODELING AGE-RElATED ACCOMMODA
phenomenon known as glare, in which concomitant reduction in the index of TIVE Loss IN THE HUMAN EYE. jane F.
intense light whites out the entire vis refraction tend to interfere with near Koretz and George H. Handelman in
ual field. The phenomenon is particu vision. Closeup viewing is also in Mathematical Modelling, Vol. 7, pages
1003- 10 14; 1986.
larly common in people in their forties creasingly hampered by the declining
A POSSIBLE STRUCTURE FOR ()(-CRYSTAL
and older, who are most bothered by it ability of the lens to accommodate,
LIN. Robert C. Augusteyn and jane F.
on a sunny day or when they have to probably because of gradual changes Koretz in FEES Letters, Vol. 2 2 2, No. 1,
contend with the headlights of on in the geometry of the lens-zonule pages 1-5; September, 1987.
coming traffic while driving at night. ciliary-muscle complex. These proces-