First Division (G.R. No. 216725, February 18, 2019)
First Division (G.R. No. 216725, February 18, 2019)
DECISION
BERSAMIN, C.J.:
The delivery of the dangerous drug to the poseur-buyer by the accused as the seller, and the receipt by the latter of
the marked money during the buy-bust transaction are the acts that consummate the crime of illegal sale of the
dangerous drug. Considering that there can be no sale without the delivery, the act of delivery must be proved in
order to hold the accused guilty of the crime of illegal sale of the dangerous drug.
The observance of the chain of custody, being necessary to preserve the integrity of the drug presented as evidence,
must be clearly established. Otherwise, the accused must be acquitted on the ground of reasonable doubt of his guilt.
The Case
This appeal seeks the reversal of the decision promulgated on September 18, 2014,[1] whereby the Court of Appeals
(CA) affirmed the judgment rendered on February 11, 2011 by the Regional Trial Court (RTC), Branch 25, in
Cagayan de Oro City finding the accused-appellant guilty of a violation of Section 5, Article II, of Republic Act No.
9165 (Comprehensive Dangerous Drugs Act of 2002), and accordingly penalizing him.[2]
Antecedents
The CA narrated the following procedural and factual antecedents:
On 14 August 2006, appellant was charged in an Information for violating Section 5, Article II of R.A. 9165, as follows:
That on August 1, 2006 at more or less 5:00 pm at Zone 4, Bugo, Cagayan de Oro City, Philippines, and within the
jurisdiction of the Honorable Court, the above-named accused, without lawful authority, did then and there, wilfully,
unlawfully, and feloniously sell, trade, and dispense, deliver, distribute and/or give away one (1) transparent plastic
bag containing 7.40 grams of dried marijuana fruiting tops to the arresting officers, acting as poseur-buyer, in
consideration of One Hundred Pesos (Php100.00) consisting of Five (5) P20 Pesos (sic) bills bearing Serial No.
PR493431, PQ027408, GH421506, GB417672, and SC496802, which upon qualitative examinations conducted
thereon, give positive result to the test for the presence of MARIJUANA, a dangerous drug.
Around 5 p.m. in the afternoon of the same day, PO2 Yasay and the buy-bust team proceeded to Zone 4, Bugo,
Cagayan de Oro to conduct the buy-bust operation. It was agreed that the confidential informant, PO2 Joel Deloso
(PO2 Deloso) and PO2 Yasay would act as the poseurs-buyers.
Upon their arrival at appellant's residence, the confidential informant called upon the former who was at the terrace of
his house and asked "Kuha mi bai" (We will get).
Appellant came down from the terrace and approached the buy-bust team. The confidential informant then handed
Five (5) Twenty (20) Peso bills to appellant. Upon receiving the money, appellant then got from his right front pocket
a cellophane containing dried marijuana leaves.
At this juncture, PO2 Yasay and PO2 Deloso proceeded to grab appellant and told him he was under arrest. PO2
Deloso then informed appellant of his constitutional rights. Thereafter, appellant was brought to the Maharlika police
station in Carmen.
PO2 Deloso corroborated PO2 Yasay's testimony and narrated that at the Maharlika police station, PO2 Sagun
marked the sachet which he then signed and initialled. After the marking, appellant was brought to the PNP Crime
Laboratory in Camp Alagar, Cagayan de Oro City, where the sachet and marked money were presented for
laboratory examination. Appellant's hands were likewise subjected to an ultra-violet examination. The request for
laboratory examination was issued by P/SINSP Efren Miole Camaro at 19:45 in the evening.
On the same evening, the following Chemistry Reports were issued by Forensic Chemist Erma Condino Salvacion,
as follows:
1. Chemistry Report No. D-173-2006 - finding the specimen contained inside the transparent sachet as positive for
the presence of marijuana issued at 23 3 OH on August 1, 2006,
2. Chemistry Report No. DTCRIM-134-2006 - a urine test conducted on appellant yielding a NEGATIVE result for the
presence of Methamphetamine Hydrochloride and THC- metabolites, issued at 2050H, August 1, 2006;
3. Chemistry Report No. C-42-2006 - which reported the presence of bright yellow ultraviolet fluorescent powder on
the dorsal and palmar portion of appellant's hand and on the marked money presented for examination, issued at
2020H in the evening, August 1, 2006.
The testimony of Forensic Chemist Erma Condino Salvacion was dispensed with following the stipulation of the
parties admitting her testimony.
Appellant's defense of denial and frame-up were corroborated by Brenda Yagao and Art Manticahon.[3]
Judgment of the RTC
On February 11, 2011, the RTC convicted the accused-appellant of the crime of illegal sale of dangerous drug,
disposing as follows:
WHEREFORE, premises considered, this Court hereby finds the accused ROGELIO YAGAO Y LLABAN GUILTY
BEYOND REASONABLE DOUBT of the offense defined and penalized under Section 5, Article II of R.A. 9165
as charged in the Information, and hereby sentences him to suffer the penalty of LIFE IMPRISONMENT, and
to pay the fine of FIVE HUNDRED THOUSAND PESOS (P500,000.00) without subsidiary imprisonment in case
of non-payment of Fine.
Let the penalty imposed on the accused be a lesson and an example to all who have the same criminal propensity
and proclivity to commit the same forbidden act, that crime does not pay, and that the pecuniary gain and benefit
which one can enjoy from selling or manufacturing or trading drugs, or other illegal substance, or from committing any
other acts penalized under Republic Act 9165, cannot compensate for the penalty which one will suffer if ever he is
prosecuted, convicted, and penalized to the full extent of the law.
SO ORDERED.[4]
Decision of the CA
On appeal, the accused-appellant insisted that he had been framed up; and that the Prosecution did not establish the
elements of illegal sale of dangerous drug, as well as the compliance with the procedure set forth in Section 21 of
R.A. No. 9165 and its Implementing Rules and Regulations, thereby failing to show an unbroken chain of custody.[5]
On September 18, 2014, however, the CA affirmed the conviction of the accused-appellant, finding and ruling thusly:
In the instant case, while an extensive review of the records reveal that PO2 Yasay and PO2 Deloso failed to mark,
photograph and inventory the seized marijuana at the crime scene, PO2 Deloso, however, offered justifiable grounds
for their non-compliance due to the hostile crowd that amassed right after the buy-bust operations.
xxxx
In this case, it readily appears that due to the exigency of the situation, the members of the buy-bust team had to
leave the area immediately right after the arrest of appellant in order to avert a confrontation with the latter's family
and relatives.
Therefore, the buy-bust team's failure to faithfully comply with the procedures as enshrined in R.A. No. 9165 were
more than adequately justified by PO2 Deloso's testimony.
Thus, appellant's contention that the marking of the seized marijuana should have been made in his presence at the
crime scene instead of in the police station, deserves scant consideration, as the failure to do the same did not affect
the evidentiary value or integrity of the seized prohibited drugs.
In fact, it is fairly apparent in Sec. 21 (a) of the Implementing Rules and Regulations of RA 9165 that in a buy-bust
situation, the marking of the dangerous drug may be done in the presence of the suspect in the nearest police station
or the nearest office of the apprehending team.
The buy-bust approach in the instant case should not be confused from a search and seizure conducted by virtue of a
court-issued warrant. In the latter case, the Implementing Rules of RA No. 9165 mandates that the physical inventory
and marking of the drugs should be made at the place where the search warrant is served and implemented.
(1) The identity of the buyer and the seller, the object, and the consideration; and
(2) the delivery of the thing sold and the payment therefor.
Material in the prosecution for illegal sale of dangerous drugs is proof that the transaction or sale actually took place,
coupled with the presentation in court of the corpus delicti or the illicit drug in evidence. The commission of the
offense of illegal sale of dangerous drugs merely requires the consummation of the selling transaction, which
happens the moment the exchange of money and drugs between the buyer and the seller takes place.
In the case at bar, the prosecution, through the testimonies of PO2 Yasay and PO2 Deloso were able to prove the
consummation of the sale when the confidential informant handed over the five (5) marked 20 Peso bills to appellant,
who in turn gave the informant marijuana in exchange, in their presence.
A defense of denial which is unsupported and unsubstantiated by clear and convincing evidence becomes negative
and self-serving, deserving no weight in law, and cannot be given greater evidentiary value over the convincing and
straightforward testimonies of PO2 Deloso and PO2 Yasay.
xxxx
In this case, bereft from the records is anything to suggest that there was ill-motive on the part of the buy-bust team
or hat the arresting officers improperly performed their duty.
All told, this Court finds no reason to disturb the assailed decision of the RTC finding appellant guilty beyond
reasonable doubt for the illegal sale of marijuana, a prohibited substance, as defined and penalized under Section 5,
Article II of RA 9165.
WHEREFORE, premises considered, the Appeal is hereby DENIED.
Accordingly, the 11 February 2011 Decision rendered by the Regional Trial Court, Branch 25, Cagayan de Oro City,
in Criminal Case No. [2006-484] finding accused-appellant Rogelio Yagao y Llaban (appellant) guilty of
violating Section 5, Article II of Republic Act No. 9165 is hereby AFFIRMED.
SO ORDERED.[6]
Hence, this appeal, in which the parties have respectively manifested their desire to re-submit the arguments they
had made in the CA.
Issue
In his appellant's brief, the accused-appellant has assigned the lone error that:
THE COURT A QUO GRAVELY ERRED IN CONVICTING ACCUSED-APPELLANT OF THE OFFENSE CHARGED
NOTWITHSTANDING THE FAILURE OF THE PROSECUTION TO PROVE HIS GUILT BEYOND REASONABLE
DOUBT.[7]
The accused-appellant contended in his appellant's brief that the Prosecution did not prove the fact of his delivery of
the dangerous drug considering that PO2 Deloso and PO2 Yasay did not testify on his having delivered the
confiscated drug either to them or to the confidential informant;[8] and that the integrity of the confiscated drug had
also been put in serious doubt not only by their non-compliance with the safeguards laid down in Section 21 of R.A.
No. 9165 but also by the variance between the weight of the drugs averred in the information and the weight stated in
the chemistry report.[9]
The OSG countered that the testimony of PO2 Deloso proved the consummation of the illegal sale; that the lapses of
the police officers were not fatal to the Prosecution's case because the lapses, being belatedly raised, were
effectively waived by the accused-appellant; that the non-compliance with the safeguards set in Section 21 of R.A.
No. 9165 did not negate the fact that he had committed the offense charged; and that the Prosecution further showed
that the police officers had fully preserved the integrity of the confiscated drug as evidence.[10]
Ruling of the Court
The appeal has merit.
I
The Prosecution did not establish the essential
element of delivery of the dangerous drug
by the accused-appellant to the poseur buyer
The crime that the accused-appellant was charged with and tried, and for which he was found guilty of, was the crime
of illegal sale of dangerous drug defined and punished under the first paragraph of Section 5 of R.A. No. 9165, which
pertinently provides:
Sec. 5. Sale, Trading, Administration, Dispensation, Delivery, Distribution and Transportation of Dangerous Drugs
and/or Controlled Precursors and Essential Chemicals. - The penalty of life imprisonment to death and a fine ranging
from Five hundred thousand pesos (P500,000.00) to Ten million pesos (P10,000,000.00) shall be imposed upon any
person, who, unless authorized by law, shall sell, trade, administer, dispense, deliver, give away to another,
distribute, dispatch in transit or transport any dangerous drug, including any and all species of opium poppy
regardless of the quantity and purity involved, or shall act as a broker in any of such transactions.
xxxx
In prosecuting the charge, the State bore the burden to prove the following elements of the violation, namely: (a) the
identities of the buyer and the seller, the object of the sale, and the consideration; and (b) the delivery of the thing
sold and its payment. The delivery to the poseur-buyer of the dangerous drug by the accused as the seller, and the
receipt by the latter of the marked money consummated the illegal sale of the dangerous drug during the buy-bust
transaction.[11] Without showing that the delivery of the dangerous drug took place, the State's evidence would not
amount to proof of guilt beyond reasonable doubt, for it was the delivery of the drug by the accused-appellant,
coupled with the presentation in court of the confiscated drug itself, or the corpus delicti, that would establish to a
moral certainty the commission of the violation.[12]
For purposes of this appeal, two principles should be our guides. The first is that we should still carefully review the
evidence adduced at the trial despite both the trial and the appellate courts having already pronounced the accused-
appellant guilty. Indeed, nothing prevents or forbids us from such factual review, for we as a reviewing tribunal remain
committed to ensuring that his conviction rest on the strength of the Prosecution's evidence, not on the weakness of
his defense.[13] We are wholly free to ascertain whether or not the lower courts judiciously and correctly examined the
evidence against him before they concluded that the evidence supported their ultimate finding of his guilt. The second
is that we may consider in this appeal any fact or circumstance in his favor although he has not assigned or raised it.
For, indeed, every appeal of a criminal conviction opens the entire record to the reviewing court which should itself
determine whether or not the findings adverse to the accused should be upheld against him or struck down in his
favor.[14] The burden of the reviewing court is really to see to it that no man is punished unless the proof of his guilt be
beyond reasonable doubt.
To accord with these guides, we proceed to carefully and thoroughly scrutinize the evidence of guilt to ascertain if the
proof adduced against the accused-appellant was sufficient to engender a conviction in the neutral and reasonable
mind on the moral certainty of his guilt. To be scrutinized and considered for this purpose are the following relevant
recollections of the transaction given by poseur buyers PO2 Deloso and PO2 Yasay, who were also the arresting and
seizing officers, thus:
PO2 Deloso
Q: And what happened when you were already on that place?
A: When we were already in the place Sir, I, together with PO2 Yasay and our confidential informant went to the
house of Rogelio Yagao and our confidential informant call the attention of Rogelio Yagao.
A: At that time Rogelio Yagao was inside his house and the confidential informant called him, he went outside from
his house.
Q: Where was Rogelio Yagao at that time when the confidential Informant called him?
Q: What happened after your confidential informant called Rogelio Yagao at the terrace of his house?
Q: And then after the confidential informant gave the money to Rogelio Yagao, what happened?
A: Right after receiving the money given by our confidential informant, he pull[ed] ou[t] from his trouser...
A: Right pocket.
A: He pulled out from the right pocket of his trouser a one sachet containing dried marijuana leaves inside.
Q: What did you do to that one sachet that he pulled out from his trouser.
A: Upon seeing him that he pulled out from his trouser the one sachet of marijuana, immediately we took
held of him. Right after he received the money he pulled out the marijuana, right after we saw the marijuana
immediately we took hold of him.
Q: Who took hold of him?
A: I just put my right arm around his neck and shoulder, Sir.
Q: And then how about your companion, what did they do?
A: PO2 Yasay helped me to hold Rogelio Yagao by the hands of Rogelio Yagao.[15]
PO2 Yasay
Q: What happened after the CI bought the marijuana worth P100.00?
A: The CI handed to Rogelio Yagao the money and in returned Rogelio pulled out the pack of marijuana from his right
front pocket.
Q: You said your CI gave money to the accused in exchanged [sic] of the marijuana, how much and what is the
denomination?
Q: Then what happened after the accused gave to your CI the marijuana?
Atty. Lopena:
We object Your Honor. No basis. There is no testimony of the accused that the accused gave a pack of marijuana to
the CI. He said, he pulled out a pack of marijuana from his right front pocket.
Pros. Borja:
Q: What happened after the accused pulled out from his right fron[t] pocket a marijuana?
A: When we saw the accused pulling out the pack of marijuana, we immediately held him sir.
Q: Who arrested the accused?
Section 21. Custody and Disposition of Confiscated, Seized, and/or Surrendered Dangerous Drugs, Plant Sources of
Dangerous Drugs, Controlled Precursors and Essential Chemicals, Instruments/Paraphernalia and/or Laboratory
Equipment. - The PDEA shall take charge and have custody of all dangerous drugs, plant sources of dangerous
drugs, controlled precursors and essential chemicals, as well as instruments/paraphernalia and/or laboratory
equipment so confiscated, seized and/or surrendered, for proper disposition in the following manner:
(1) The apprehending team having initial custody and control of the drugs shall, immediately after seizure
and confiscation, physically inventory and photograph the same in the presence of the accused or the
person/s from whom such items were confiscated and/or seized, or his/her representative or counsel, a
representative from the media and the Department of Justice (DOJ), and any elected public official who shall
be required to sign the copies of the inventory and be given a copy thereof;
xxxx
The Implementing Rules and Regulations (IRR) of Section 21 (a), adopted to implement Section 21 of R.A. No. 9165,
mirrors the procedural requirements, thus:
(a) The apprehending office/team having initial custody and control of the drugs shall, immediately after seizure
and confiscation, physically inventory and photograph the same in the presence of the accused or the
person/s from whom such items were confiscated and/or seized, or his/her representative or counsel, a
representative from the media and the Department of Justice (DOJ), and any elected public official who shall
be required to sign the copies of the inventory and be given a copy thereof: Provided, that the physical
inventory and photograph shall be conducted at the place where the search warrant is served; or at the
nearest police station or at the nearest office of the apprehending officer/team, whichever is practicable, in
case of warrantless seizures; Provided, further that non-compliance with these requirements under justifiable
grounds, as long as the integrity and the evidentiary value of the seized items are properly preserved by the
apprehending officer/team, shall not render void and invalid such seizures of and custody over said items; (Emphasis
supplied)
Conformably with the safeguards, we have frequently held that the observance of the chain of custody was essential
in the preservation of the identity of the confiscated drug. This is because the drug, being itself the corpus delicti of
the crime of illegal sale charged, will be the factual basis for holding the accused criminally liable under Section 5 of
R.A. No. 9165.
We have frequently stated the justification for observing the chain of custody. We particularly pronounced in People
v. Reyes:[20]
To convict the accused for the illegal sale or the illegal possession of dangerous drugs, the chain of custody of the
dangerous drugs must be clearly and competently shown because such degree of proof is what was necessary to
establish the corpus delicti. In People v. Alcuizar, the Court has underscored the importance of ensuring the chain of
custody in drug-related prosecutions, to wit:
The dangerous drug itself, the shabu in this case, constitutes the very corpus delicti of the offense and in sustaining a
conviction under Republic Act No. 9165, the identity and integrity of the corpus delicti must definitely be shown to
have been preserved. This requirement necessarily arises from the illegal drugs unique characteristic that renders it
indistinct, not readily identifiable, and easily open to tampering, alteration or substitution either by accident or
otherwise. Thus, to remove any doubt or uncertainty on the identity and integrity of the seized drug, evidence must
definitely show that the illegal drug presented in court is the same illegal drug actually recovered from the accused-
appellant; otherwise, the prosecution for possession under Republic Act No. 9165 fails.
The requirement for establishing the chain of custody fulfills the function of ensuring that unnecessary doubts
concerning the identity of the evidence are removed. The Prosecution does not comply with the requirement of
proving the corpus delicti not only when the dangerous drugs involved are missing but also when there are
substantial gaps in the chain of custody of the seized dangerous drugs that raise doubts on the authenticity of the
evidence presented in court.
xxxx
The importance of the chain of custody cannot be understated. As we have indicated in People v. Mendoza:
Based on the foregoing statutory rules, the manner and timing of the marking of the seized drugs or related items are
crucial in proving the chain of custody. Certainly, the marking after seizure by the arresting officer, being the starting
point in the custodial link, should be made immediately upon the seizure, or, if that is not possible, as close to the
time and place of the seizure as practicable under the obtaining circumstances. This stricture is essential because the
succeeding handlers of the contraband would use the markings as their reference to the seizure. The marking further
serves to separate the marked seized drugs from all other evidence from the time of seizure from the accused until
the drugs are disposed of upon the termination of the criminal proceedings. The deliberate taking of these identifying
steps is statutorily aimed at obviating switching, "planting" or contamination of the evidence. Indeed, the preservation
of the chain of custody vis-a-vis the contraband ensures the integrity of the evidence incriminating the accused, and
relates to the element of relevancy as one of the requisites for the admissibility of the evidence.[21]
For sure, the chain of custody is ultimately about the proper handling of the confiscated drug. The law has
characterized the chain of custody in drug enforcement as nothing less than the duly recorded authorized movements
and custody of the seized drugs or controlled chemicals or plant sources of dangerous drugs or laboratory equipment
from the time of seizure/confiscation to the moment of receipt in the forensic laboratory to the safekeeping until their
presentation in court as evidence, and for eventual destruction. The faithful written record of the movement and
custody of the seized items - including the identities and signatures of all the persons who may have temporary
custody thereof, the dates and times when the transfers of the custody are made in the course of the safekeeping,
and when the articles are used in court as evidence, until their final disposition[22] - is the requirement that actually
highlights the absolute need of establishing the identity of the seized drug with the drug presented as evidence in
court. The procedural safeguards of marking, inventory and picture taking are decisive in proving that the dangerous
drug confiscated from the accused was the very same substance delivered to and presented in the trial court. Given
the significance of the chain of custody, any deviations must not be lightly dismissed as inconsequential, but must be
fully explained by the State during the trial.
Contrary to the findings of the CA and the RTC, serious and unjustifiable gaps broke the chain of custody of the
confiscated marijuana.
To begin with, irreconcilable inconsistencies tainted the arresting and seizing officers' recollections about the links in
the chain of custody.
Although PO2 Yasay testified that PO2 Deloso had taken possession of the marijuana following the arrest,[23] the
latter did not actually mark the marijuana at the place of the arrest; instead, he immediately brought the accused-
appellant and the confiscated drug to the police station, justifying such move with the supposed growing hostility of
the crowd that had gathered at the crime scene. What is puzzling, however, is that PO2 Deloso did not mark the
marijuana even after getting to the police station. Instead, PO2 Deloso declared during his direct examination that
PO2 Yasay was the one who had marked the seized drug.[24] Such a declaration soon became the source of more
confusion, however, after PO2 Deloso completely reversed himself on cross-examination to state that it had been
PO2 Sagun who marked the seized drug and the latter just let him sign the same.[25]
The inconsistencies between the police officers' testimonies, because they were irreconcilable, diminished the
credibility of their supposed observance of the chain of custody. Hence, their incrimination of the accused-appellant
was fully discredited and should not be allowed to stand. As a result, we should doubt the stated reason for the
arrest.
Secondly, the State presented no witness to testify on the circumstances surrounding the marking of the confiscated
drug, and on whether or not the marking had been made in the presence of the accused-appellant. The omission
further discredited the evidence of guilt. Likewise, we cannot avoid observing that the fact that the marking on the
marijuana (Exhibit A) appeared to be too generic defeated the objective for requiring the marking, which was to
segregate the seized drug from other similar substances to avoid tainting the proof or compromising the integrity of
the evidence against any particular suspect. In short, all the notable weaknesses placed the integrity of the marijuana
ultimately presented as evidence against the accused-appellant into serious doubt, with the effect that there remained
no dependable assurance that Exhibit A was the same substance seized from him at the time of the arrest.
In fine, the State did not establish the guilt of the accused-appellant for the crime with which he was charged. He is,
therefore, entitled to acquittal on the ground of reasonable doubt of his guilt. The Rules of Court particularly instructs
that:
In a criminal case, the accused is entitled to an acquittal, unless his guilt is shown beyond reasonable doubt. Proof
beyond reasonable doubt does not mean such a degree of proof as, excluding possibility of error, produces
absolute certainty. Moral certainty only is required, or that degree of proof which produces conviction in an
unprejudiced mind.[29]
WHEREFORE, the Court REVERSES and SETS ASIDE the decision promulgated on September 18, 2014 by the
Court of Appeals in CA-G.R. CR-HC No. 00899-MIN; ACQUITS accused-appellant ROGELIO
YAGAO y LLABAN for failure to prove his guilt beyond reasonable doubt for the violation of Section 5, Article II, of
Republic Act No. 9165 (Comprehensive Dangerous Drugs Act of 2002); and ORDERS his immediate release from
detention unless he is legally confined for another lawful cause.
Let a copy of this decision be forthwith transmitted to the Penal Superintendent of the Davao Prison and Penal Farm
in B.E. Dujali, Davao del Norte for immediate implementation.
The Penal Superintendent of the Davao Prison and Penal Farm is directed to report to this Court the action taken
within five (5) days from receipt of this decision.