Applied Bioelectricity - Rizadian
Applied Bioelectricity - Rizadian
Applied Bioelectricity - Rizadian
Applied
Bioelectricity
From Electrical
Stimulation to
Electropathology
With chapters by
Hermann Antoni
Michael A. Chilbert
James D. Sweeney
Springer
J. Patrick Reilly
Applied Physics Laboratory
Johns Hopkins University
and
Metatee Associates
12516 Davan Drive
Silver Spring, MD 20904, USA
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9 8 7 6 5 432 1
v
vi Preface
Preface .................................................... v
Affiliations ................. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xix
1 Introduction ........................................ 1
1.1 General Perspective ... . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Electrical Exposure ............................... 2
Electrical Fatalities ............................. 2
Typical Electrical Exposures ..................... 4
1.3 Scales of Short-Term Reactions
to Contact Current ............................... 5
Sensory Reactions .............................. 7
Muscle Reactions ............................... 7
Cardiac Reactions .............................. 7
Thermal Reactions .............................. 8
Electroporation ................................ 9
1.4 Reactions to Electric and Magnetic Field
Stimulation ....................................... 9
1.5 Variables Affecting Thresholds ..................... 10
ix
x Contents
HERMANN ANTONI
Physiological Institute
University of Freiburg
D 7800 Freiburg i. Br.
Germany
MICHAEL A. CHILBERT
General Electric Company
Medical Systems Division
Milwaukee WI 53201
USA
J. PATRICK REILLY
Applied Physics Laboratory
The Johns Hopkins University
Laurel, MD 20723
and
Metatec Associates
12516 Davan Drive
Silver Spring, MD 20904
USA
JAMES D. SWEENEY
College of Engineering and Applied Science
Department of Chemical, Biology, and Materials Engineering
Arizona State University
Tempe, Arizona 85287-6006
USA
xix
1
Introduction
1200
(/)
CD
1000
:~
(ij
E
'0 800
....
CD
.0
E Q
::J
Z 600 ~ Accidents involving
~mer products
400
~-o-O'o
200~~~~~~~~~~~~~~~J-~~~~~
ro ~ ~ ~ 00
Year (19--)
FIGURE 1.1. Mortality from electrical accidents in the United States for the years
1975-1987 (per data compiled by Smith, 1990).
per million inhabitants for 1982 (the latest year reported by Kieback)
ranged from a low of 0.42 for the Netherlands to a high of 7.66 for Hungary.
Kieback emphasizes that such comparisons should be treated with caution
because of different reporting standards in various countries.
Source: Vital Statistics of the united States, Volume II-Mortality, U.S. Department
of Health and Human Services, National Center for Health Statistics, Washington,
DC.
4 1. Introduction
Perception
Twttch
Discomfort
Pain
Intolerable pain
10
<n Grip tetanus
E Resp. interfer.
Resp. tetanus
«
S
Qi
> 6T=I°C
.!!!
C
~
::> Reversible EP
()
T = 70° C
Fibrillation
Irreversible EP
1000 Defibrillation
t
FIGURE 1.2. Potential short-term reactions to 60-Hz current. Assumed conditions:
5-s exposure; hand grip of large electrode; return electrode at feet; large adult
subject; median response.
flux density in units of Tesla (T), the time rate of change of the flux density
in Tesla per second (Tis), the induced electric field within the brain in
volts per meter (Vim), and the associated current density in amperes
per square meter (Nm 2 ). These four metrics of exposure can be tied
together only for specified conditions which include the frequency of the
incident field, the anatomical region of exposure, and the spatial distribu-
tion of the applied field.
The lowest threshold shown in Fig. 9.28 is associated with phosphenes,
which are visual sensations produced by nonphotic stimuli. Experimental
evidence on electrical phosphenes, discussed in Sect. 9.8, indicate that
the site of electrical interaction is at synaptic processes within the retina.
One significance of electrical phosphenes is that they are informative
of synaptic interactions with in situ electric fields that may take place
within the brain. Additional discussion of synaptic interactions is provided
in Sect. 3.7.
At levels of exposure above the thresholds for phosphenes, Fig. 9.28
indicates excitation thresholds for brain neurons. The responsible bioelec-
tric mechanisms are the same as those responsible for nerve and muscle
excitation effects, which are represented in the first three reaction columns
of Fig. 1.2. These mechanisms are discussed in Chapters 3 and 4.
Other short-term reactions to EMF exposure include auditory effects
(Sect. 9.8) and heating effects (Sect. 11.5), both of which invoke thermal
mechanisms related to the induced current density within the biological
tissue. Thermal effects may become significant at much higher frequencies
of EMF exposure than applicable to the example of Fig. 9.28. At the
opposite end of the frequency spectrum, with static or extremely low fre-
quency magnetic fields, short term reactions include magneto hydrody-
namic effects, as discussed in Sect. 9.11.
related to the temporal and spatial aspects of the stimulus. The electrical
properties of the heart are developed in Chapter 5.
The excitation model of Chapter 4 has been extensively referred to in this
book when discussing electrical excitation of the heart (Chapter 6), of
sensory processes (Chapter 7), and of muscle (Chapter 8). The model is also
used to derive excitation thresholds pertaining to electric and magnetic field
exposures (Chapter 9).
Considering the extensive number of parameters that affect electrical
sensitivity, one might wonder whether it is feasible to define "safe" or
"acceptable" exposure levels. The subject of safety criteria is treated in
Chapter 11, where performance criteria and electrical safeguards are dis-
cussed. The approach for setting electrical safety standards described in
Chapter 11 is to make conservative assumptions regarding parameters, such
as body size, impedance, stimulus waveform, and statistical threshold varia-
tions. While this approach does not necessarily protect against the most
extreme combination of sensitivity factors, these standards are intended to
provide an acceptable margin of safety.
In selecting criteria for the acceptability of electrical exposure, we are
confronted with questions that cannot always be answered with scientific
objectivity. Frequently there are policy or judgment issues that are settled
on the basis of historical precedent, or on some other basis. One example of
a judgment issue is the selection of the population percentile that should be
assumed for a particular threshold reaction. Should a median sensitivity for
a large segment of the population be used because it is "representative" in
some sense? Should a lower percentile be selected to minimize the prob-
ability of an unacceptable exposure? If a safety factor is to be applied, on
what basis should it be selected? The object of this book is not to define the
"correct" criteria for the acceptability of electrical exposure. Rather, its
object is to present the scientific data that will aid in the process of criteria
selection.
The material of this book is the short-term human reactions to electrical
stimulation, with particular attention to those of a detrimental nature. In
this context, the term electropathology is meant to include those human
reactions that might be considered undesirable in some context. It is
necessary to understand the full range of reactions, from just-noticeable
reactions to clearly undesirable or life-threatening ones. The intent of this
book is to cover fundamental principles by which such responses may be
understood.
2
Impedance and Current Distribution
This chapter examines tissue and body impedance as it affects the evalua-
tion of electrical stimulation. It is concerned generally with current levels
exceeding lOOIlA, and voltage levels exceeding 1 V. As a result, many ofthe
special problems associated with characterizing the body's response to
microampere currents or millivolt potentials will not be relevant. For
a thorough discussion of impedance in biological measurements at very
low voltages and currents, the reader is directed to the work of Geddes
(1972).
ed
R=-=-
d (2.1)
A aA
12
J. P. Reilly, Applied Bioelectricity
© Springer-Verlag New York, Inc. 1998
Dielectric Properties of Biological Materials 13
~------~d------~·~I
Area = A
R =pd/A
Q=ohm' cm
~----------~ V ~----------~
~
I
(a) Resistivity for volume material
rm,cm
R = rm/A
rm = ohm·cm 2
Cm = ~F/cm2
1 RA
(}=-=- (2.2)
a d
While the illustration in Fig. 2.1a indicates a simple conceptual method
for measuring resistivity, a more accurate and practical method would use
four electrodes-two to supply a current within the medium, and two
intermediate electrodes to sample the voltage drop (Ruch et aI., 1963).
Resistivity is ordinarily cited in units of Qm or Qcm; the relationship
14 2. Impedance and Current Distribution
C = cocrA (2.4)
d
where Co is the dielectric constant of free space (8.85 X lO- 12 F/m), and Cr is
the permittivity of the material relative to that of free space (expressed in
dimensionless units, with Cr ~ 1). The relative permittivity of air is very
nearly equal to unity.
The relative permittivity constant, c" is a measure of a material's ability
to become polarized in response to an applied electric field. In the parallel-
plate example, the electric field is simply given by E = Vld. The hypotheti-
cal material indicated in Fig. 2.2 is assumed to be nonconductive; that is, it
lacks free electrons or ions. Consequently, there is no net current flow in
response to the applied field. Nevertheless, the material is assumed to
contain units of separated charge that are bound together into electrically
neutral entities called dipoles. The displaced charge centers represent at-
tractive forces within the dielectric medium, enhancing the internal electric
field as indicated by the arrows in Fig. 2.2. Analogously, the dipoles act as
if they were reducing the plate separation to an effective value of dlc" and
thereby increasing the capacitance.
The capacitive current is given by the change of charge versus time,
dQldt. For a time-varying applied voltage, it follows from Eq. (2.3) that
1= C dV (2.5)
dt
iFormerly called the "mho," the siemen is now the accepted international unit of
conductance.
Dielectric Properties of Biological Materials 15
~--------,d--------~
Area =A
FIGURE 2.2. Dielectric property. Dipoles within material enhance internal field as
indicated by flux lines (arrows).
I' AV
= JWEOErd (2.6)
When the material contains both dipoles and free charges, its dielectric
description requires complex notation. Figure 2.3 illustrates an equivalent
circuit of a partially conductive material. The total current is the sum of the
resistive and capacitive components 1= IR + 10 which is given by
1= V + C dV (2.7)
R dt
For a sinusoidal voltage, Eq. (2.7) can be expressed as
1= V~A + V(Eo~A}w
or, equivalently
(2.8)
v v
FIGURE 2.3. Complex permittivity. A partially conductive dielectric material is sub-
jected to an alternating voltage V, resulting in resistive and capacitive current.
e* = er _ ja (2.11)
weo
or, in conventional notation,
e* = e' - jeff (2.12)
in which e' = en and e" = a/(weo). Equations (2.9 and 2.11) are equivalent
descriptions of the material. The form indicated by Eq. (2.11) is more often
used; its symbolic representation is given as in Eq. (2.12) and is called the
complex permittivity. Its imaginary part includes the conventional conduc-
tivity, and the real part is the relative dielectric constant.
In the above development, it is assumed that the dipoles orient them-
selves to the internal alternating field, requiring that they reverse their
orientation everyone half cycle of the applied voltage. The dipoles have a
certain degree of inertia and cannot follow the field oscillation if it is too
rapid. Therefore er is at maximum at low frequencies. It drops when the
frequency is raised above a critical value. With very high frequencies,
the dipoles retain random orientation, and the relative permittivity of
the material approaches unity.
The ability of a dielectric material to respond to an applied field can be
expressed in terms of its relaxation time constant Tn or, equivalently, in
Dielectric Properties of Biological Materials 17
10 7 r--.---.--.---~--r-~---'--'---'--'---'10
6
.... 10
-
w
~
.s; 10 5
+=
+=
'E 10 4
CD
a.
CD
> 10 3
+=
«l
Q)
a: 10 2
10
1
10
Frequency (Hz)
FIGURE 2.4. Frequency variation of complex permittivity typical of soft tissue.
.......
00
TABLE 2.1. Dielectric properties of biological materials.
Brain Brain
Skeletal muscle tv
Frequency white gray Whole ......
(Hz) Parallel Perpend. Liver Lung Spleen Kidney matter matter Bone Blood Fat S
"0
(1)
Part A: Conductivity (values given in S/m) 0..
po
::s
(')
10 0.52 0.076 0.12 0.089 (1)
HY 0.52 0.076 0.13 0.092 0.013 0.60 po
10' 0.52 0.08 0.13 0.096 0.013 0.68 0.04 ::s
0..
104 0.55 0.085 0.15 0.11 0.15 0.07 0.013 0.68 (J
10' 0.65 0.47 0.16 0.62 0.24 0.13 0.17 0.014 0.61 ..,Ei
(1)
106 0.71 0.20 0.63 0.38 0.16 0.21 0.017 0.71 ::s
107 0.52 0.024 1.11
....
0.87 0.46 0.63 0.59 0.28 tJ
lOS 0.85 0.65 0.53 0.83 0.80 0.48 0.68 0.057 0.82 0.04 Ij;'
....
10" 1.41 1.03 0.73 1.31 0.97 0.85 1.05 0.05 1.43 0.05 g;
10lD 8.23 7.3 8.1 5.8 8.0 10.0 0.92 9.8 0.35 ....
=
o·
::s
Part B: Relative Permittivity
10 107 106 5 X 107 2.5 X 107
102 1.1 X 106 3.2 X 105 8.5 X 105 4.5 X 105 3,800 1.5 X 10'
10' 2.2 X 105 1.2 X 105 1.3 X 105 8.5 X 104 1,000 2,900 5 X 104
104 8 X 104 7 X 104 5.5 X 104 2.5 X 104 2.2 X 104 4.8 X 104 640 2,810 2 X 104
105 1.5 X 104 2.1 X 104 1.2 X 104 3,260 1.2 X 104 2,500 3,800 280 3,300
106 2,200 1,970 1,450 2,540 670 1,250 87 2,040
107 184 232 357 294 190 309 37 200
10· 68 72 35 78 76 62 81 23 71
10" 55 49 35 51 44 39 46 8 63 5
lO lD 36 37 38 33 25 40 45
Source: Table adapted from Foster and Schwan (1996). Reprinted with permission from CRC Handbook of Biological Effects of Electromagnetic
Fields, Copyright CRC Press, Inc., Boca Raton, FL.
Dielectric Properties of Biological Materials 19
Cellular Membranes
The previous discussion has dealt with the bulk dielectric properties of
composite biological materials. Characteristics of microscopic biological
components, such as the cellular membrane, may also be important in
applied studies of electrical stimulation. The cellular membrane consists of
a bimolecular lipid structure whose impedance properties are usually ex-
pressed as area-proportional quantities-unit area resistance in Qcm2, and
capacitance in {lF/cm 2 as in Fig. 2.1b. These units stand in contrast to the
bulk resistivity units (Qcm) indicated in Fig. 2.1a for composite materials.
The reason is that the thickness of the biological membrane cannot be
subdivided without altering its basic structure. The capacity of a cellular
membrane generally is in the region 0.5-1{lF/cm2 , resistivity in the range 102
to 104 Qcm2, and relative permittivity around 2.5 (Pethig, 1979). The ionic
permeability is specific to particular ionic species. For excitable membranes
20 2. Impedance and Current Distribution
Skin Depth
The penetration depth of incident electromagnetic energy is often de-
scribed in terms of the material's "skin depth." As described in Chapter 9,
an incident magnetic field will set up eddy currents in a conducting material.
The eddy currents, in turn, create their own magnetic field, which tends to
oppose the incident field and resist its penetration into the material. Conse-
quently, the current induced within the material will drop off in an expo-
nential fashion from the surface. The distance at which the current density
falls to e- I of its surface value is known as the skin depth.
The skin depth of a material of arbitrary conductivity was described in
1888 by Oliver Heaviside (Nahin, 1987):
Jr'
0= ------------.......,..- (2.13)
2,,+#£/2)[11 + (O/2"Je)' - 1
where f1 = f1of1r is the magnetic permeability of the material, C = COCr is its
dielectric permittivity, and f is the frequency of the induced current. The
magnetic permeability of free space or air is f10 = 4n X 1O- 7 H/m; for all
practical purposes, the permeability of biological materials is that of free
space, that is, f1r = 1. For a good conductor, a/(2nfc) » 1, and Eq. (2.13)
reduces to
-1/2
0= ( nff1a ) (2.14)
which is the expression for skin depth found in most engineering texts.
The skin depth of biological materials for frequencies below about
10 MHz is generally much greater than any practically attainable material
thickness. This can be seen by way of example. Assume thatf1r = 1, Cr = 200,
a = 0.1 Slm, f = 10 MHz. Then, from Eq. (2.13),0 = 0.8m. It is only when
the frequency is well above 10MHz that skin depth becomes a significant
consideration in most cases. One interpretation of this result is that for
frequencies below 10MHz, a magnetic field will pass readily through bio-
logical material, and the internal magnetic field differs negligibly from the
external field.
skin, and the internal tissues of the body. Of these, skin impedance is the
most difficult to characterize. It is nonlinear, time-variable, and depends on
environmental and physiological factors that are usually difficult to control
in an experimental setting. Yet skin impedance is often the primary factor
that limits current flow in the body, particularly where the applied voltage
is moderately low «200V) and where the skin is undamaged.
Non dividing
living cells Hair
shafts
} - - Epidermis
Dividing cells----Ioi·
~D"m;'
Nerve endings -_!l~
Blood capillary ---l"'li::,·.Il\
as thick on the palms of the hands as compared with other body areas and
is endowed with a much greater density of sweat glands.
The corneum (the outermost layer of dead skin cells) is a relatively poor
conductor when dry. But when wet or sweaty, or when bypassed (as with an
injury), the conductivity of the skin can rise dramatically. The contribution
of the corneum to the total impedance can be studied by stripping the skin
with cellophane tape (Harkness, 1971; Lykken, 1971; Tregear, 1966; Reilly
et aI., 1982; Clar et aI., 1975). Figure 2.6 illustrates the drop of skin resistivity
when the corneum is successively stripped away, showing an ultimate drop
by a factor over 300. Impedance drop with corneal stripping has also been
noted with high-voltage spark discharge stimuli (refer to Sect. 2.6). When a
microelectrode penetrates the corneal layer, the resistance drops suddenly,
as noted in Table 2.2 (Suchi, 1954).
107~----T-----~-----r----~----~
10 6
-
C\I
E
(.)
9-
.i!'
·5 10 5
~
·in
e
.2
:u
~
rJ)
103~----~----~----~----~----~
o 0.5 1.0 1.5 2.0 2.5
Mass removed (rngIcm 2 )
FIGURE 2.6. Impedance of skin as related to the mass of corneum removed from dry
skin; sinusoidal current at 1.5 Hz. (Adapted from Tregear, 1966.)
Skin Impedance 23
(cf. Yamamoto and Yamamoto, 1977; Burton et aI., 1974). The parallel
resistor and capacitor represent the resistivity and capacity of the skin, and
the series resistance the well-conducting subepidermal medium. Evidence
for this simple model can be seen when measuring the current response to
a constant-voltage stimulus pulse applied to the skin as illustrated in Fig. 2.7
(from Lykken, 1971). The response, illustrated in Fig. 2.7b, shows an
initial current spike that is limited by the series resistance, Rs. Afterward,
the current decays to the value limited by Rp + Rs. After the corneum
has been removed by abrading, the current, illustrated in Fig. 2.7c, is limited
by Rs.
A more complete model considers the skin as composed of numerous
layers of cells, each having capacitance and conductance, as illustrated in
Fig. 2.8a (Edelberg, 1971; Lykken, 1971). The individual strings of elements
are meant to represent the parallel paths beneath an electrode. In addition
to the resistance and capacitance elements, the electrical model contains
DC potential sources to account for the observed bulk potential of the skin
of about 15 to 60mV, with the surface negative relative to the underlying
layers. These potentials are extremely small in comparison with the stimu-
lus potentials typically needed for cutaneous electrical stimulation. The
element RB is treated as the body impedance, exclusive of the skin.
Figure 2.8b illustrates a model of intermediate complexity. The element
Ze represents the impedance at the electrode interface; it is seldom deter-
mined explicitly, but rather is lumped together into total impedance. The
parallel RC circuit represents the epidermis, with the element Rn added
in the capacitive branch. It is shown in parentheses to indicate that it is
Rp Skin
Spreading
resistance
Body
resistance
Rp
(a) (b)
FIGURE 2.8. More complex impedance models: (a) multilayer model for skin imped-
ance; (b) simplified body impedance model.
1.0r----------r----------r---------~--------~
. , ,,
f:
\
(c) Single-layer model i: \
," , \
... ~ \
..................................-:;;/1 \ \
,.,," \ ,
-------~~' \
.... ,' ....
~. .......... ..........
......... -..
.... _----
O~--------~----------~---------L----------J
o 0.5 1.0 1.5 2.0
Distance from center, r/r 0
FIGURE 2.9. Current density beneath contact electrode; ro = electrode radius; verti-
cal axis on dimensionless scale. (a) three layer model with skin, fat, and muscle; (b)
two layer with fat and muscle; (c) single layer with muscle. (From Caruso et aI.,
1979.)
Skin Capacitance
A variety of testing methods indicate that the skin's capacity lies in the
range 0.02 to 0.06,uF/cm2 (Edelberg, 1971); by conventional calculations,
this is considered very high. Consider, for example, a corneum thickness of
10,um and a dielectric constant of 2.5 for biological membranes. With these
values, the capacity is calculated to be about 2 x 1O- 4 ,uF/cm2-a small
fraction of the experimental values.
Skin capacitance will be affected by polarization capacitance-the phe-
nomenon of stored charges that appear around an electrode in an electro-
lytic medium, forming an effective ionic capacitor that is dependent on
excitation frequency (Schwan, 1966). Lykken (1971) argued that the appar-
ent frequency-dependent property of skin capacitance is simply a conse-
quence of the choice of equivalent circuit and that a representation with a
resistively coupled capacitor (C p and Rn in Figure 2.8b) will demonstrate
a fixed value versus frequency.
Much of the skin's capacity lies in the corneum. If the corneum is stripped
away, the skin capacitance is reduced with each successive stripping opera-
tion (Edelberg, 1971). When the corneum is removed entirely, the capacity
drops to a small fraction of its intact value (Lykken, 1971; vanBoxtel, 1977).
These observations are counter to a model in which the corneum is simply
a dielectric separating the electrode and the underlying conductive dermis.
If that model were correct, we would expect to see an increase of capaci-
tance as the thickness of the corneum is reduced. Biegelmeier and Miksch
(1980) postulate that the skin's capacity is derived from membrane capaci-
tance of the sweat gland duct. However, this explanation does not account
for the leading-edge current spikes that are observed when constant-
voltage pulses are applied to the sweat-gland-free skin of Rhesus monkeys
(Bridges, 1985).
An alternative explanation for the skin's high capacity was provided by
Tregear (1966), who treated the skin capacitance as being due to individual
cell membranes as in Fig. 2.8a. If we assume that each cell's membrane may
have a capacity as large as 5,uF/cm2, and acknowledging that each cell
accounts for two membrane layers, then 200 cell layers could account for a
capacitance of 0.05,uFlcm2. A related mechanism that might account for
skin capacitance has been described as an ionic bilayer surrounding indi-
vidual corneal cells (Clar et aI., 1975).
130
130
C- 1/4" I.D.,
oX
110 9/16" O.D.
Q) 110
0
c
C1S
U)
·iii
90
Q) " 90 0 0.5 1.0 1.5 2.0
c:
' .....
'/-------~---
70
Wet skin
50
o 10 20 30
Time (min.)
FIGURE 2.10. Variation of skin resistance with time. Concentric electrode as illus-
trated (inner diameter not clearly described in source). Wet skin treated with tap
water. Inset shows expanded scale for first 2min. Stimulus current: 1 rnA. (Adapted
from Mason and Mackay, 1976, ©1976 IEEE.)
10 50
Current (rnA)
FIGURE 2.11. Nonlinear voltage/current relationship for 5-#s cathodic pulses applied
to abdomen; resistance (R) applies to linear regions of curves; d = electrode diam-
eter. (Adapted from F.A. Saunders, 1974 in Conference on Cutaneous Communica-
tion Systems and Devices, pp. 20-26, reprinted by permission of Psychonomic
Society, Inc.)
a small fraction of a minute, a second drop during the first minute, and a
final gradual drop during the next 7 or 8 min.
~ 15
I
25
20 10
<-E
I B (left scale) a
::.
-C 15 <D
0
c:
...<D co
-g
::J
<.) a.
E
10 ." 5
...... ... ,
" ZT (right scale)
'-
5 ~----------------
o~~~--~~~~--~~~--~~~--~~~o
o 5 10 15
Duration of current (min.)
1.0,0.1, and 0.01 cm2 on each hand. Foot electrodes consisted of copper foil
inserted into the shoes.
Figure 2.13 illustrates example current and voltage waveforms at the
onset of a stimulus having a steady-state voltage and currene of 200V and
118mA, respectively (Biegelmeier, 1985a). Corresponding peak values
were 280V and 370mA. Total body impedance (ZT) and internal body
resistance (R B ) were determined by
ZT = VT (2.15)
IB
(2.16)
3When referring to sinusoidal voltage and current, cited magnitudes indicate rms
values, unless specifically stated otherwise. This convention applies throughout this
book.
Total Body Impedance: Low-Frequency and DC 33
where V T and IB are steady-state (rms) values of applied voltage and body
current; V TP and V BP are the peak values of voltage and current. In the
example of Fig. 2.13, ZT = 1.7kQ, and RB = O.7SkQ.
Figures 2.14 to 2.16 illustrate the relationship between impedance and the
applied voltage for large-area contacts and different electrode placements
(from Biegelmeier, 1985b). Figure 2.14 applies to hand-to-hand contacts
and indicates ZT and RB separately; ZT is further subdivided into wet and
dry contacts. Each measurement point is the average of six procedures with
a single subject. The dry-contact data are indicated by filled circles; the
error bars show the mean and extreme measurements. In Fig. 2.14, the
wet-contact conditions were obtained by soaking the bands in either tap
water or a saline solution prior to the measurement. The tap water
treatment lowers the impedance somewhat relative to the dry condition;
o 5 10 15 20
Elapsed time (ms)
FIGURE 2.13. Oscillograms of applied voltage (upper trace) and body current (lower
trace), with contact at the approximate peak of the voltage waveform; applied
voltage = 200Vrms. (From Biegelmeir, 1985a.)
34 2. Impedance and Current Distribution
5r---~---r--~r---~---r--~----.----r--~
4
I Average and range
Dry
)t" ....
Tap;-....
water
0.3% Saline
cr---o--~--~ __ ~
~-----------o
}
Zr
a
~
2
B
c:
C'II
~
E 1
A---~---n---n---b---A-_~---6RB
FIGURE 2.15. Impedance versus voltage for large-area hand-to-feet contacts. (From
Biegelmeier,1985b.)
Total Body Impedance: Low-Frequency and DC 35
3.---.----.---.,---.----.---.----.---.----,
FIGURE 2.16. Impedance versus voltage for large-area foot-to-foot contacts. (From
Biegelmeier,1985b.)
treatment with saline lowers the impedance much more. At 200V, there is
little difference between wet and dry electrodes.
Figures 2.14 and 2.15 also show internal body resistance, R B , for the
indicated paths. The value of RB drops only slightly as the applied voltage is
raised from 25 to 200 V, dropping to 650Q for the hand-to-hand path and to
550 Q for the hand-to-foot path. These values are reasonably close to the
value of approximately 500 Q determined for RB from high-frequency
measurements (refer to Sect. 2.4), and also with high-voltage capacitive
discharges (refer to Sect. 2.5).
The cited values of RB are similar to the resistance of a solution of NaCI
of physiological concentration and of geometric dimensions similar to that
of the body (Biegelmeier, 1986). If the resistivity of the NaCI solution is
taken to be 80Q cm, Eq. (2.1) indicates that the resistance of a cylindrical
cross-sectional area of 25cm2 and of length 150cm (for two arms in series)
is approximately 480 Q. This simple calculation correlates quite well with
measured values of R B •
Figure 2.17 illustrates further results of Biegelmeier's (1985a) experi-
ments showing the relationship between total impedance and applied
voltage for various contact areas. At 25V, impedance is nearly inversely
proportional to contact area. As the voltage is increased, impedance drops
rapidly, and area dependence is markedly reduced. At 225 V, total imped-
ance varies by only about 4: 1 for a change in electrode contact area of
8200:1.
Impedance-versus-voltage characteristics depend very much on the body
locus of skin contact. With tests on cadavers, Freiberger found impedance
36 2. Impedance and Current Distribution
a
~
Q)
0
c:::
ctI
-0
Q)
0.
.§
>.
-0
10
0
co
1 --------------
0.1~--~--~----~--~--~----L----L--~~--~--~
o 50 100 150 200 250
Voltage (V)
FIGURE 2.17. Total body impedance as a function of applied voltage for various
contact areas; dry hand-to-hand electrodes. The various curves are identified by the
contact area on each hand. (From Biegelmeier, 1985b.)
of dry contacts to drop precipitously for voltages above 200 V on the palmar
and plantar surfaces of the hands and feet. On the forearm, the point of
impedance breakdown was about 50V.
Figure 2.18 illustrates measurements of Freiberger (1934) showing im-
pedance values for large-area hand-to-hand or hand-to-foot contacts at
50Hz. The illustrated values are reasonably consistent with those of
Biegelmeier (Fig. 2.17) within the voltage range 25 to 200V. In Fig. 2.18,
impedance declines with voltage, reaching a minimum plateau somewhat
beyond 500V. Freiberger attributed the data in Fig. 2.18 to living persons,
although the measurements above 50 V were actually conducted on corpses,
and those below 50 V on living persons. He adjusted the measurements on
corpses to living persons using a correction procedure that will be described
presently.
Total Body Impedance: Low-Frequency and DC 37
6~--~~--~----~-----r-----r----'-----.-----'
Lower limit
FIGURE 2.18. Total body impedance attributed to living persons; large-area hand-to-
hand or hand-to-foot contacts. Measurements above SOY conducted on cadavers,
and corrected for living persons. (From Freiberger, 1934.)
passage of more than 60 years, we can still learn much from his remarkable
work. Much of Freiberger's research was conducted on cadavers. He deter-
mined the contribution of skin impedance by removing the cornium from
the electrode site using a process of inducing heat blisters on the skin. The
impedance after this treatment was called "body" impedance. Figure 2.20
illustrates the distribution of body impedance for various current paths. The
numbers indicate internal impedance for various electrode placements as a
percentage of the total hand-to-foot impedance. These data apply specifi-
cally to the internal component, analogous to RB in Fig. 2.8. Roughly 50%
of the internal impedance for hand-to-hand or hand-to-foot contacts resides
in the wrists or ankle; these high-impedance regions are dominated by
relatively poorly conducting bone and ligament. The impedance distribu-
tion of Fig. 2.20 is consistent with the investigations of Taylor (1985), who
used high-voltage capacitive discharges on living people (see Sect. 2.6). The
internal body impedance for hand-to-hand or hand-to-foot paths as mea-
sured by Freiberger averaged 1,000 Q for 60 corpses-male and female, of
10
100 em 2
5 10 15
Electrode separation (em)
FIGURE 2.19. Normalized current density in medium with resistivity of 1,860 Q cm;
l,rlle is current density in medium divided by average current density of electrode.
Indifferent electrode area is 400cm2• (From Roy et aI., 1986.)
Total Body Impedance: Low-Frequency and DC 39
\
\
\
\
I
I
I
various ages and body structure. This value is somewhat larger than the
previously discussed measurements (500--750Q) in living persons.
Figure 2.21 shows a simplified representation of body impedance for
evaluation of electrical accidents in which the current path is from one
extremity to another. If the contact area is large and if the skin is sweat-or
saline-soaked, the impedance to low-frequency currents is largely resis-
tive-a typical example value would use ZT = 1,000 Q. As a further approxi-
mation, we can consider the impedance in each extremity (ZTE) as being
equal, and the impedance of the body trunk (R BT) to be negligible in
comparison. The internal body impedance across both extremities lies in
the range 500 to 750 Q. If ZT = 1,000 Q, then the skin impedance at each
electrode must be 125 to 250 Q. Using the model of Fig. 2.21, the example
indicates that approximately 1,000 Q would be measured across any combi-
nation of two extremities. If a person were to grasp equipment with both
hands while sitting on a conductive floor, the impedance would be reduced
to 250 Q. For other current paths, calculation of total impedance can be
Rs
FIGURE 2.21. Simplified impedance model for current paths across extremities-wet
skin, large-area contacts. Example values: ZT = 1,OOOQ; ZTE = SOOQ; RBE = 2SO-
37SQ; Rs = 12S-2S0Q; RBT = SOQ.
Total Body Impedance: Low-Frequency and DC 41
Voltage (V) Number Avg. (kO) S.D. (kO) Avg. (kO) S.D. (kO)
25 100 3.52 1.40 0.78 0.11
15 50 3.72 1.12 0.64 0.10
cylindrical electrodes on dry skin. At 5V, the average impedance was about
4.8kQ for DC voltages and 3.8kQ for AC voltages. At 50V, the impedance
dropped to about 70% of the 5-V values. Maximum and minimum imped-
ances at DC were typically a factor of 2 and 0.5 times the averages. At AC,
the extremes were 1.5 and 0.53 times the averages. These extremes prob-
ably represent approximately the 5 and 95 percentile ranks of a cumulative
distribution. The mean DC impedance exceeded the AC value by a typical
factor of 1.25, although there was considerable overlap in the distributions.
Lower AC values are attributed to 50-Hz capacitive coupling through the
high-impedance corneal layer.
Statistical impedance data were developed by Underwriters Laboratories
(UL) for DC currents and low voltages (approximately 12V) (Whitaker,
1939). Figure 2.22 illustrates statistical distributions for 40 adults; Fig. 2.23
applies to 46 children. Table 2.7 summarizes the data of adults and children.
Adult weight ranged from 45.4 to 94.4kg (median = 62.2 kg), and age
ranged from 18 to 58 years (median = 30 years). For children, weight
ranged from 14.1 to 58.1kg (median = 31.8kg), and age ranged from 3 to 15
years (median = 10 years). Hand electrodes consisted of two No. 10 AWG
bare copper wires twisted together; the foot electrodes were large copper
plates. Under "wet" conditions, the hands and feet of subjects were initially
soaked in a 20% NaCI solution. Preliminary tests showed that resistance
was independent of measuring current in the range of 1 to 15 rnA, provided
a constant contact area and pressure were maintained and the subject's
hands were wetted in the solution before each measurement. The test
voltage was adjusted up to a maximum of 12 V to maintain a current of
44 2. Impedance and Current Distribution
99
2 hands! Hand!
98 ,2 feet
,i/',
2feet~ Hand! Hand!
Hand!
95 I ' Vhand 2 feet hand
I
I I ,
: I
, ,
90 I
,,, I, I
80
CD
~ I
'E
CD
60 , : I
,t
~
CD
a.
4I II'
,
CD
> I
~ 40
,,,
I
,I
I
"S I
E I
,,, ,4 ;,
20 I I
10 Dry skin
, I
I
----- Saline treated
5
,,
• J ./
I
f /
/
N =40
Weight = 64.5:!::10.9 kg
2 (mean:!::cr)
1
0.5 10 50
Resistance (k Q)
1 rnA with children and 5 rnA with adults, except when body resistance was
too great to allow these values.
The curves plotted in Figs. 2.22 and 2.23 are approximately straight lines,
which indicate the log-normal distribution on this plotting format. The
slopes of the distribution curves are substantially less for wet than for dry
conditions, and dry-skin slopes are greater for children than for adults. In
general, children's resistance is greater than that of adults. Apparently, the
shorter current paths of children is more than offset by their reduced
volume. This can be appreciated by a simple calculation treating the limbs
as conducting cylinders of length L and cross-sectional radius r. According
Impedance at Higher Frequencies 45
99
98 2 hands/-__-.~l ,
2 feet I I
I I
95 Handl ______ f " I
2 feet ~ I
90 I j II I
Handl~'
hand .,
/
II
Cll
CI
80
4
III (
,
E
ctI
I
I 'I l
I
Cll
~
60 I I I
Cll
Q. I I 4
Cll
> ,f #' II
~ 40
"'S
, f
,
I
I
E 4 , #
~ I I I
u I I I
20
I
f ~ I
'I
, I
''II
10
I
I
4
I,I Dry skin
----- Saline treated
5 , I I
N =47
# 4 I
I I I
4 J 4 Weight=32.3±11 kg
2 (mean±cr)
1
0.5 1 10 50
Resistance (k Q)
a
::.l- 3
N
§
co 2
IE
o~r~~~~~~~----~~~~~~~--~--~
FIGURE 2.24. Frequency dependence of impedance with large electrodes, dry hand-
to-hand current path. Applied voltage = 25Vrms. (From Beigelmier, 1986.)
5
- - Dry skin
~
---
Q)
()
- - - . Wet skin
c Hand/hand
CO
"0
Q)
a.
.§
>- 0.5
"0
0
.0
(ij
;§ /
2 hands/2 feet
Hand/2 feet
0.1
0.3 0.5 1 5 10 50 100
Frequency (kHz)
FIGURE 2.25. Total body impedance for large-area contacts in the frequency range
0.3-100kHz. (From Osypka, 1963.)
48 2. Impedance and Current Distribution
(2.17)
(2.18)
Impedance Through Foot Contact 49
Magnitude
§: 600
CD
'0
.a
'E
f6>
E 500
CD
g
CIS
-g
c.
£ 400
300
-14
-4
10 10 2
Frequency (kHz)
FIGURE 2.26. Magnitude and phase of impedance measured on 367 subjects, hand-
to-feet contact. Hand electrode: 3.5-cm rod; wet hand contacts; bare feet on plate.
Vertical bars show standard deviations: (From Chatterjee et aI., 1986 © 1986 IEEE.)
50 2. Impedance and Current Distribution
two feet are in series with a potential difference on the ground, as with so-
called "step potentials" that arise from current flow within the earth. The
contact resistance of two feet can be calculated by
(2.19)
(2.20)
where R Zfs and R zfp are the resistance of the two feet in series and parallel
respectively.
Table 2.10 lists resistivity of several surface materials (IEEE, 1986).
Contrary to common expectations, concrete can actually be a relatively
good conductor-being a hygroscopic material, it absorbs moisture if it is
in exposed to water, or is in contact with moist soil. Tables 2.11 and 2.12
show that temperature and especially water content can greatly affect
resistivity.
As an example, consider a foot print with area 200cm2 (equivalent radius
= 0.08m), and a separation distance between the two feet of O.Sm. Table
2.13 lists the series and parallel contact resistance of two feet for soil
resistivity (} = 10, 100, and 1,000Qm-attributed to wet-loamy soil, moist
soil, and dry soil respectively (IEEE, 1986).
Footwear can add significantly to the total path resistance, as illustrated
in Fig. 2.27 (Reilly, 1979b). This figure plots the distribution of DC resis-
tance of individuals standing on various surfaces, with a current pathway
from a large electrode held in the hand, to a nearby driven ground rod in the
soil. The measurement voltage was SOOV. In all cases, footwear was dry,
except for surface moisture on which the person stood. In general, leather
soles are much more conductive than rubber soles. If leather soles become
wet, their resistance can fall greatly. Grass blades that touch the sides of the
shoes can also significantly lower their resistance. The curves labeled
"damp grass" apply to individuals standing on short grass; in the "wet grass"
condition, subjects first stood briefly in 1 cm of water before stepping on the
grass. In tall grass (e.g., 8cm), we would expect to see much larger percent-
ages of low resistances.
100
80
--
>R..
0
ctS
(J)
(J)
'0 60
(J)
.0
ctS
-
V
(J)
cQ):
E 40
~
:::I
Dry grass (n =42)
(J)
ctS
Q)
:::?:
20
o
0.04 0.1 1 10 100 1000 2000
DC leakage resistance (Mil)
Cu rrent and {
voltage waveforms Energized
H.V. probe electrode
AC/DC select
Current
transformer
FIGURE 2.28. High-voltage stimulator schematic. (From Reilly and Larkin, 1983.)
54 2. Impedance and Current Distribution
1000 ::t:
6OOt....J 1.68 t
900
1.40 800 ~
' ) Vo" 686V _ 700 d) Vo=989V ~
'" c.. 1.12;;: ;:: 600 §
. 0.
- 400J I \ , 6.84
~
-ie ~II 400 :;3
> I \ • > 6.6 E ~
o , 6.56d iii'
" f t:l
-j~ V~ ~~ 4.2 5
()
...
> - "- 0.28 2.8
(1)
Plateau Voltage
In the example illustrated in Fig. 2.29, separate voltage plateaus can be seen
for the spark and the contact phases of the discharge. The contact plateau
is approximately 100V, and the spark plateau is approximately 450V.
These plateaus suggest that as the voltage declines, the impedance becomes
very large in both phases of the discharge. The presence of a voltage plateau
reveals that a charged capacitor cannot be totally discharged through a
spark to the skin. It also delineates a voltage level above which spark
discharges can occur.
The plateau voltage for a spark stimulus can be studied by bringing an
energized electrode slowly to the body to produce a spark discharge that is
not followed by a contact. Figure 2.30 illustrates four successive discharge
waveforms for a pencil-shaped probe (0.8-mm-diameter tip) that is brought
slowly to the same point on the finger pad. Discharge to the same point was
ensured by the use of a dielectric mask with a O.5-mm hole. The initial
voltage has been varied from 750 to 1,900V. In each case, a plateau voltage
in the range of 450 to 500 V is evident. The presence of this plateau indicates
that the spark component does not completely discharge the capacitor and
that the discharge impedance converges to a very large value in the region
where the discharge current approaches zero. When tested over various
subjects and body locations, the plateau voltage was found to range from
about 450 to 650V, with an average of 525V. Stripping away the corneal
700
CO" 800 pF
+ polarity 600
500
~
....'" «
'0 400 E
...o
> ...c:
;!:: OJ
(.) 300 "-
"-
'"
0-
to
::l
U
U
200
100
0
5 10 15 20 25
Time (I-ls)
FIGURE 2.30. Four successive discharges to the same point (second finger, point A),
with variable initial voltage. (From Reilly and Larkin, 1983.)
High-Voltage and Transient Properties 57
layer of skin on the forearm lowers the plateau voltage to about 330 V as
described below.
energy per spark cited above for skin erosion is similar to the energy
commonly encountered in carpet sparks.
In an alternating field, each half cycle of oscillation presents a new
opportunity for a spark. The maximum rate of sparking will increase as we
raise the frequency of the energizing field. At power frequencies, the spark
discharge phenomenon is very much like that for static discharges (see
Chapter 9). For frequencies substantially above 60 Hz, the breakdown volt-
age of air becomes lower as a result of the transit time of positive ions and
electrons with respect to the gap length and oscillation frequency (Craggs,
1978). At frequencies of several MHz, and small metallic electrode gaps
«1 mm), the reduction in breakdown voltage at atmospheric pressure is
approximately 15 to 20% compared with that at 60Hz. At much higher
frequencies in the GHz regime, breakdown voltages can be more signifi-
cantly reduced. Section 11.4 discusses standards for human exposure to
spark discharges induced by radio-frequency electromagnetic fields.
Discharge Impedance
The dynamic properties of discharge impedance are pertinent to transient
high-voltage shock exposure. With capacitive discharges, for example, the
impedance affects the time constant of the discharge. The time constant, in
turn, significantly affects the neural excitation potency of the discharge, as
discussed in Chapters 3 and 4. In other applications, knowledge about body
High-Voltage and Transient Properties 59
106
S
Q)
u
c
ctI 105
-0
Q)
a.
E
104
10 20
Time (tis)
FIGURE 2.31. Impedance versus time for four successive discharges to the same
point (second finger, point A) with variable initial voltage. Voltage and current
waveforms as shown in Fig. 2.30. (From Reilly et aI., 1982.)
60 2. Impedance and Current Distribution
than a metallic electrode. It does not seem possible to make a more direct
measurement of the arc impedance when the discharge terminates at the
human skin without significantly altering the skin's electrical response. If,
however, the arc voltage drop is similar to that when two metallic electrodes
are used, then the arc voltage drop must be small compared with that across
a human subject.
1200
Co = 800 pF
1000 + polarity
Point A
s;-
a>
01 800
.-
to
0
>
"-
0
600
.~
U
to
Q.
to 400
U
200 50
a
0 5 10 15 20
Time (j.Ls)
FIGURE 2.32. Waveforms for stimuli to four different points on the same fingertip
(second finger, points A-D); each point separated by 2mm. (From Reilly et aI.,
1982.)
High-Voltage and Transient Properties 61
Repeated discharges at similar energy levels on the dry skin of the calf on
the leg, however, eventually resulted in visible erosion of the corneum.
Polarity Effects
Positive-polarity current transients appear relatively smooth and repeat-
able, but negative-polarity waveforms often are bistable and have lower
initial impedance than the positive waveform, as illustrated in Fig. 2.33. In
this example, four cathodic spark discharges are applied to point A (also
used for the anodic discharges shown in Figs. 2.31-3.33).
The ionized discharge process may be responsible for these polarity
differences. Electrons move so rapidly that by the time the avalanche has
reached the anode, the newly created positive ions are virtually still in their
original positions, forming a positive space charge conically concentrated at
the anode, and tapering or decreasing toward the cathode as shown in Fig.
2.34a (Howatson, 1965). This distribution of positive ions modifies the field
near the anode as shown in Fig. 2.34b. The conical spreading of the plasma
discharge from the cathode to the anode results in a larger area of a spark
contact at the anode than at the cathode. The lower initial minimum imped-
ance for negative polarity may result from the greater ion contact area with
the body as an anode than as a cathode. The bistable character of negative
polarity discharges may result from an unstable space charge distribution
and its effective area of anodic contact.
1200
300
Co = 800 pF
1000 - polarity
250
800
200 «
E
...
600
150 e
...
:::!
U
400
100
200
50
o~~~~~~~~~~o
a 5 10 15 20 25
Time (ps)
FIGURE 2.33. Waveforms for successive discharges to the same point (second finger,
point A); negative polarity. (From Reilly et ai., 1982.)
62 2. Impedance and Current Distribution
Anode +
Field enhanced by
space charge
( Cathode -
a) Formation of a steamer
Electric field
Anode
T~~
Q,)
u
...
c::
ro
.!!!
Field enhanced by space charge
1
Cl
Cathode
b) Electric field
FIGURE 2.34. Spark discharge formation: (a) formation of a steamer; (b) electric
field. (Reprinted with permission from A. M. Howatson, An Introduction to Gas
Discharges, © 1965, Pergamon Press PLC.)
High-Voltage and Transient Properties 63
+ polarity
1:.,
c:
8.
E
8
t;
!l
c:
100 8
...c:
ra
t:
c:
.,8
'E..
.2
E 10
~
c.,
c:
8.
E
ou
-t:
II
Vl
FIGURE 2.35. Time constants for monophasic capacitor discharge stimulation of the
fingertip. Parameter shown is the capacitance in picofarads. (From W. D. Larkin
and J. P. Reilly, Perception and Psychophysics 36 (1): 68-78, 1984, reprinted by
permission of Psychonomic Society, Inc.)
4Adapted from the work of R.J. Taylor, as reported in Reilly et al. (1982,1983) and
Taylor (1985).
High-Voltage and Transient Properties 65
o Positive polarity
o Negative polarity
102L--L~~-----L----~--L-~
0.4 1 4 10
Initial applied voltage (kv)
FIGURE 2.36. Minimum impedance of leg (volar calf) versus voltage, for spark
discharges to skin; leg grounds. (From Reilly et aI., 1982)
5 Adapted from the work of R.I. Taylor, as reported in Reilly et aI. (1982, 1983) and
Taylor (1985).
66 2. Impedance and Current Distribution
800r-~~-.-------.-------'------~------~------~
...
CD
lij 600
X
E
Co = 800 pF capacitor
Vo = 500 V initial voltage
400~----~~----~~----~~----~------~------~
0.0 0.2 0.4 0.6
Elapsed time (~s)
was essentially complete during the interval illustrated in the figure. Data
point 1 is not considered meaningful because of the limited rise time of the
instrumentation (O.l.us). At data point 2, the impedance is 434Q (434 V and
1A current). Data point 2 is strongly influenced by the distributed capaci-
tance of the body to ground as shown in Figure 2.38; an initial current surge
is required to supply the body's surface charge in addition to the current
that passes internally. The impedance measurement at data point 2 changed
as much as 50% as the proximity between the body and grounded objects
was varied. The measurements at data point 3 changed only a little (about
10%) with variations in distributed capacitance. The measurements at data
point 3, termed "initial body impedance," were considered by Taylor to
represent the core body impedance.
Table 2.15 shows initial body impedance from various electrode
configurations (from Taylor, 1985). The treated skin had conductive elec-
trode paste applied to it. The impedance for dry and treated skin differs but
a little, thus supporting the hypothesis that skin impedance is negligible
with this measurement technique. The data in Table 2.15 agree well with
internal body impedance data determined by other methods (refer to
Sect. 2.3).
High-Voltage and Transient Properties 67
Voltage waveform
Current transformer
High
vottage
probe
/ I
-
...... ......
"- '\
/ I \
/ I \
/ I \
I \
:::;::; I I
Transformer I I I
coupling from
110 Vac I
I 1
'T'
I
I
~II I
I
I
!
I
I
-'-
I
I
I
'T'
. Coupling
I
capacitance I
/ I I
I I I
I I I
I I I
I I I
I I I
.-L --L -L
Discharge
• Discharge measurements
o Freiberger data
o 100
Percentage of total internal body impedance
FIGURE 2.39. Internal body impedance between sole of foot and various locations of
the active electrode along the body. Open points from Fig. 2.20. (From Taylor,
1985).
Figure 2.39 and 2.40 illustrate the internal body impedance for different
locations of the active electrode, measured as a percentage of the total
hand-to-hand and hand-to-foot internal impedance. The filled circles repre-
sent the transient discharge measurements, averaged over seven adult
individuals. The open circles are derived from the model of Freiberger
(Fig. 2.20). The agreement between the two experiments is apparent.
Discharge
• Discharge measurements
o Freiberger data
a 100
Percentage of total internal body impedance
FIGURE 2.40. Internal body impedance from one hand to various locations of the
active electrode along the arms. Open points from Fig. 2.20. (Adapted from Taylor,
1985.)
to a farm animal can result in unpleasant shock, which can lead to animal
handling problems and aversion to feed or water (Lefcourt, 1991). Con-
cern about stray voltage is particularly strong in the dairy industry, where
many researchers, consultants, and legal practitioners have focused on this
problem.
Potential differences of only a few volts can be disturbing to cows (see
Sect. 7.12) while being unnoticed by the farmer. The animal's sensitivity to
such low voltages does not mean that the cow is acutely sensitive to electri-
cal stimulation, but rather that her electrical impedance is typically much
lower than that of the farmer. This low impedance is a consequence of the
cow's size and weight, and the fact that she contacts surfaces that are wet
and contaminated with urine and manure. And like the human skin, cows'
hooves are good conductors when impregnated with such effluents.
The animal may access potential differences across various points on its
body-for instance, from a metal water or feed bowl to the feet, from foot
to foot, or from a shoulder contacting a stanchion to the feet. One can
determine impedance for various points of contact using the impedance
70 2. Impedance and Current Distribution
model of Fig. 2.41 (Reilly, 1994). The figure shows impedance components,
front and hind foot contact resistance (RCF and RcH ) and muzzle contact
resistance (RcM). Table 2.16 lists median values of cow impedance compo-
nents from the data of Norell et al. (1983). Foot contact impedance is listed
in Table 2.17 using Eqs. (2.19 and 2.20). The contact area of each hoof is
120cm2 (equiv. radius = 6.2cm); distance between right and left feet is
O.4m; distance between front and rear feet is 1.0m.
To illustrate cow impedance from the model of Fig. 2.41, consider moist
soil conditions (e = 100 Qm). With a muzzle to all feet pathway, the model
1st Phalanx
2nd Phalanx
3rd Phalanx
3.1 Introduction
This chapter begins with some basic electrical properties of biological cells
and then examines the function of a special class of cells that have electri-
cally excitable membranes. It shows how these properties are organized for
sensory and muscle function. This information will help explain how exter-
nally applied currents can modify or interfere with normal function.
Consider a familiar example that points out several pertinent electro-
physiological functions. You touch a hot object with your finger-after a
brief delay, you feel pain, and jerk your hand away. This sequence of events
involves a number of electrical functions of nerve and muscle. First, the
skin's temperature rise is converted to an electrical potential by a special-
ized transducer or receptor in the skin-an example of a pressure-sensitive
receptor is shown in Fig. 3.1. The receptor's voltage response, called a
generator potential, initiates a nerve impulse, called an action potential
(AP). The AP travels along an electrical cable known as a nerve axon,
which runs from the receptor to the spinal column, where connections,
called synapses, are made with additional nerve cells; some of these ulti-
mately carry information to the brain. The receptor, axon, and synaptic
terminus comprise a single nerve cell (also called a neuron). Bundles of
neurons are commonly called nerves. In our example, the length of
the nerve cell, from the fingertip's receptor to the spinal synapse, will be
approximately 1 m.
Thus far, we have discussed an afferent nerve cell, that is, one that carries
information from the body's sensory system to the spinal cord and then to
the brain. Our example sensory nerve cell is also a slowly conducting type
in which the conduction velocity may be only a few meters per second.
Because of the delay in the conduction and synaptic processes, a substantial
fraction of a second may pass before the brain is notified of the finger's
1For background material, see Kandel et al. (1991); Ruch et al. (1968); Stein (1980);
and Plonsey (1969).
Synapse
Pressure
stimulus
Receptor
Nucleus
Axon
. . . ..-_--Myelin--_
. _ _-.._"'-
)~ Node of - - - - . u l
Ranvier
III •
Muscle contraction
(a) (b)
FIGURE 3.1. Functional components of (a) motor and (b) sensory neurons. Arrows
indicate the direction of information flow. Signals are propagated across synapses
through chemical neurotransmitters and elsewhere by membrane depolarization.
Synapses are inside the spinal column. The sizes of the components are drawn on a
distorted scale to emphasize various features.
Myelin
Membrane
~ Na+
[Na+); = 12 [Na+]o = 145
[K+]i = 155 [K+]o = 4
[CI-]i = 4 [CI-]o = 120
V = 90 mV V=OV
- Na+
FIGURE 3.3. Schematic of a typical cell membrane. The channels allow the passage
of ions. Numerical values indicate approximate steady-state concentrations
(umoUcm 3 ) for typical mammalian muscle cells. An active metabolic pump drives
Na+ out of the cell and K+ into the cell. The interior potential is about -90mV
relative to the outside.
The plasm and interstitial fluids are composed largely of water containing
ions of different species. The concentration of ions inside and outside the
cell differs leading to the electrochemical forces across the cell membrane.
The membrane is said to be semipermeable; that is, it is basically a dielectric
insulator that allows some ionic interchange. Figure 3.3 represents a
membrane as a barrier, with channels that permit the passage of ions; the
individual channels may be very selective with respect to the ionic species
that are allowed to pass. Typical concentrations inside and outside a cell are
shown in Table 3.1 for Na +, K+, and Cl- ions. The concentrations indicated
in Table 3.1 are markedly different inside and outside the cell. The differ-
ences lead to two forces that tend to drive ions across the membrane: a
concentration gradient and a voltage gradient. In order to understand these
forces, first consider an environment where only one ionic species, sub-
stance S, is present.
=RTln[sl (3.1b)
[SL
where [Sl and [S]o represent the concentrations of S inside and outside the
cell, R is the gas constant, and T is absolute temperature. The product RT
has units of energy per mole.
If S is ionized, an electrical potential difference will occur between
the two regions of differing concentration. The electrical potential energy,
We> is
(3.2)
where Z is the valence of S, F is the Faraday constant (the number of
coulumbs per mole of charge), and Vm is the potential difference across the
membrane.
The total electrochemical potential difference is the sum of the concen-
tration and electrical potentials:
I:!W = We + We (3.3)
Substituting the quantities from Eqs. (3.1b) and (3.2) results in
v = RT In[sL (3.5)
m FZ [Sl
Equation (3.5) is known as the Nernst equation. It is a statement of the
membrane potential for an ionic substance in electrochemical equilibrium.
Using the values R = 8.3IJ/moIK, T = 310K (37°C), F = 96,500Clmol, and
Z = + 1 (for a monovalent cation), converting to the base 10 logarithm, and
expressing Vm in millivolts, we obtain:
(3.7)
(3.8)
One can get a feel for the changes in Vm during excitation by considering
the simplified circuit diagram in Fig. 3.4. The membrane permeability
is represented by conductances gNa and gK, and the electrochemical
gradients as potential sources ENa and E K • For an excitable membrane
in the resting state, gNa < < gK and the membrane potential approaches
the Nernst potential for K+, as indicated by Eq. (3.8). In the excited
state, gNa > gK' and the switches in Fig. 3.4 would be connected in the
alternate positions, forcing the membrane to move toward the Nernst
potential for Na+.
Consider the individual Nernst potentials for the ionic species listed in
the right-hand column of Table 3.1. The equilibrium potential for Na+
(66mV) is far removed from the membrane potential (-90mV), K+ is
slightly out of equilibrium, and Cl- is essentially in equilibrium. The magni-
Cellular Membranes 79
Outside of cell
Reference voltage (0 V)
Membrane
ENa Ek
(66 mV) (98 mV)
FIGURE 3.4. Circuit diagram representing membrane conductance for Na+ and K+
ions. In the resting condition, the inside of the cell is at a potential of -90mV. In the
excited state, the inside of the cell is at a potential of 20mV.
tudes and signs of the potentials show that a strong electrochemical force
tends to drive Na+ into the cell and a relatively weaker force tends to drive
K+ out of the cell. Given that the membrane is at least somewhat permeable
to the ions discussed here, these forces ought eventually to bring the species
into equilibrium. Clearly, another force is working to maintain dis-
equilibrium. The responsible force, is the so-called sodium pump, an active
system that pumps Na+ out of the cell and K+ into the cell. The energy
for the pump is derived from the cell's metabolism. A dead cell would
eventually reach equilibrium potential.
The electrical forces on the membrane are quite large. Considering the
membrane potential (=10- 1 V), and thickness (=10- S m), the electric field
developed across the membrane is about 107 Y/m. Conductivity properties
of the excitable membrane are intimately tied to the membrane electric
field; disturbances from the resting condition can lead to profound changes
in the membrane's electrical properties. These changes ultimately initiate
and sustain the functional responses of nerve and muscle.
80 3. Electrical Principles of Nerve and Muscle Function
120
>E
"iii
''::;
...c:
Ol
0
c-
Ol
c:
...co
.0
E 0
Ol
~
-40
0 0.1 0.2 0.3 0.4 0.5
Membrane response time (ms)
I m = C m ~~ + (INa + I K + I L) (3.9)
where gNa' gK' and gL are the ionic conductances, and V Na , V K, and V L are the
ionic Nernst potentials. The gL conductance is a linear conductance; the
other two conductances are more complex nonlinear functions of the form
gNa = gNa m3h (3.13)
- 4
gK =gKn (3.14)
where gNa and gK represent the maximum conductance values; and m, n, and
h are so-called activation and deactivation variables that modulate the
maximum conductances. The m, n, and h variables are governed by the first-
order differential equations:
Outside
Membrane
~7 = am (1 - m) - f3 m m (3.16)
~~ = a h (1 - h) - f3 h h (3.17)
The a and f3 terms in Eqs. (3.15) to (3.17) are functions of the membrane
voltage. At the experimental HH temperature of 6 ec, the a and f3 constants
are
0.01(10 - ~V)
(3.18)
an = -ex~p[(-,--1O..:....~---:V)---'-/1--=0]:-'---1
0.1(25 - ~V)
(3.20)
(3.21)
(3.24)
(3.25)
(3.26)
84 3. Electrical Principles of Nerve and Muscle Function
10 .........,r-------,.------,.-----, 1.0
en
.sE 0.5
~
where n(O) = no, and n(t ~ 00) = n",. Expressions similar to Eqs. (3.24) to
(3.26) are obtained for met) and h(t). The m, n, and h variables are con-
strained between 0 and 1, and can be regarded as the fraction of ion gates
open at anyone time. As indicated by Eqs. (3.13) and (3.14), these gates
modulate the maximum conductance of Na and K. The am, an> and 0h'
variables determine the rate at which the gates can open and close. The
asymptotic values of the m, n, and h variables, and the associated time
constants, are all functions of membrane depolarization voltage as illus-
trated in Fig. 3.8 (after Stein, 1980).
Depolarization of the membrane is necessary for excitation. Figure 3.9
illustrates the membrane events accompanying excitation of the HH
40
35 90
'" 30
.E 80 >E
~
0 70 -;
..c
E 25 60 ~
§.
20 50 g
B
c: 40 B
III 15 c:
0 e!
30 .J:J
:l
"0 10
c:
0
20 ~
()
5 10 ::::i!
0
0.5 1.5_ 2.0 2.5 3
Elasped time (ms)
1000
'"E 800
!
600
400
C 200
~
5(.) 0
~ -200
til
15 -400
E
~ -600
-800
0 0.5 1.5 2.0 2.5 3
Elasped time (ms)
FIGURE 3.9. Membrane events during propagating action potential. The top figure
shows the membrane voltage change (Ll V) and the conductances gNa and gk. The
bottom figure shows the sodium current (INa) potassium current (IK) and total ionic
current (IJ The positive axis indicates the ionic current influx. (Adapted from
Hodgkin and Huxley, 1952.)
86 3. Electrical Principles of Nerve and Muscle Function
membrane. The upper part shows the AP voltage waveform along with the
membrane conductance. The lower part shows membrane current-the
positive axis refers to ionic current influx. An initial surge of Na+ influx
serves to further depolarize the membrane; this influx is followed by K+
efflux, which repolarizes the membrane.
I =
_ hm 2 (EF2
P __
) [Na]0 - [Na]., exp(EF/RT) (3.28)
Na Na RT 1 - exp(EF/RT)
The refractory recovery period sets an upper limit on the number of APs
per second that the membrane can support. With externally applied electri-
cal stimuli, an AP rate cannot be produced beyond about 2,000 per second.
In natural conditions in the body, the repetition rate rarely exceeds 500
per second and is more typically in the range from 10 to 100 per second
(Brazier, 1977, Hoffmeister et at, 1991).
The AP velocity depends on the rate at which electrical charge is trans-
ferred from the locus of excitation to the region of membrane ahead of the
AP. The charge-transfer rate, in turn, depends on the membrane capacity
and the longitudinal resistance of the axon. Depending on the assumptions
o 3 6 9
Elapsed time t (ms)
FIGURE 3.11. Illustration of the refractory period in frog nerve. The initial stimulus
was applied at t = 0, resulting in response a. Subsequent stimuli were applied at
various time delays, resulting in responses b through g. (Adapted from B. Katz,
Nerve, Muscle, and Synapse, 1966, reproduced with permission of The McGraw-Hill
Companies. )
90 3. Electrical Principles of Nerve and Muscle Function
Muscle nerve
...
III C
Q)
~
AS
...
'0
Q)
.D
E
:J
Z
C Cutaneous nerve
o 2 4 6 8 10 12 14 16 18
Fiber diameter (11m)
50r-----~------~----~----~----~
:;-
.S-
iii
~ 0
~c.
Q)
c
...
III
.0
-50
E
Q)
E
-100
0 2.5
Elapsed time (5)
> 50
.s
(ij
'';:::;
...c:
0>
0
0
c.
~ -50
...
CtI
.0
E
~ -100 ~--~--~~~ __~~~__~__~__~L-__L-~
40 . .-----.----.-----r----,,-----.
:;-
S
]i o
C
0>
'0
c.
0>
c: -40
~
.0
E
0>
E
-80
o 2 3 4 5
Elapsed time (s)
temporal distribution of the stimulus. In the case of nerve cells, one can use
cable models, such as the SENN model described in Chapter 4. For cardiac
tissue, the bidomain model treats cardiac tissue as two coupled, continuous
domains, one for the intracellular space, and one for the interstitial space
(Henriquez, 1993).
2The following are useful references for this section: Kandel and Schwartz (1981);
Lamb et al. (1984); Ruth et al. (1968), Ruch and Patton (1979).
Sensory Transduction 95
Free
nerve
Dermis ending
Fatty
tissue
Intensity Coding
When a receptor is stimulated, it produces a voltage change called a genera-
tor potential at the terminal ending of its axonal connection. Unlike the all-
or-nothing response of the axon, the generator potential is graded: if you
squeeze a pacinian corpuscle, it produces a voltage at the axon terminus; if
you squeeze it harder, it produces a greater voltage.
The generator potential initiates one or more APs that propagate along
the axon. The AP repetition rate will depend, in part, on the intensity of the
stimulus. Figure 3.17 illustrates the response rate of a slowly adapting (Fig.
3.17a) and an intermediately adapting (Fig. 3.17b) receptor (from Schmidt,
1978). The slowly adapting receptor responds to a constant pressure stimu-
lus, although the AP rate is greatest at the onset of the stimulus. The
intermediately adapting receptor AP rate is more or less constant during a
constant-velocity pressure stimulus. For a rapidly adapting pacinian cor-
puscle, a single AP is produced at the onset or termination of a pressure
stimulus. However, for a vibratory stimulus, a train of APs is produced at
the rate of the vibration frequency. The intensity of the threshold amplitude
96 3. Electrical Principles of Nerve and Muscle Function
~!F a.
100
~ 20
--
"iii"
en
en
10
OS~s
Q)
J!l
~
c. .5
a.. 5
:§. 10 <
'0
Q)
...
iii ...
Q)
2
a.. .c
<
z
E
~ •
0.01 0.1 1.0 10.0 100 0.2 0.5 1 2 5 10
Stimulus force (N) Indentation rate (~m I ms)
(a) (b)
FIGURE 3.17. Response of (a) slowly adapting receptor and (b) intermediate adapt-
ing receptor to constant force stimulus. Part (a) shows AP rate of various time
delays (0) after onset of pressure stimulus. Part (b) indicates total number of APs
during O.5-s constant velocity stimulus. (Adapted from Schmidt, 1978.)
104~--~----~----~-----r------~----~----'
FIGURE 3.18. Threshold response for vibratory mechanical stimulus applied to the
skin. (Reprinted by permission of the publisher from Martin, 1991. © 1991 by
Elsevier Publishing Co. Inc.)
Muscle Function 97
60 60
en
('t)
Cl
c: 40 40
/
.;::
::J
'0
en
Q)
en
:; 20 20
c.
E
0 0
45 47 49 51 53 0 40 80 120
Stimulus temperature (Oc) Stimulus pressure (gm)
Terminal axon
branch
FIGURE 3.20. End-plate region of frog muscle fiber. (After Birks et aI., 1960.)
excited, the individual fibrils (shown in the lower part of the figure) slide
together resulting in muscle contraction. The muscle illustrated in Fig. 3.21
is called striated because of the microscopically visible striations that arise
from the arrangement of contractile elements. Striated muscle is found in
the skeletal system. Skeletal muscle is under voluntary control, and is
innervated by the somatic nervous system. Smooth muscle differs from
striated muscle in that the characteristic cross-striation pattern is absent.
Smooth muscle is involuntary, and is found in vessel artery walls, air pas-
sages of the lungs, and in various tissues of the intestines and reproductive
system.
An action potential launched along a motor neuron results in a single
contractile quantum called a twitch. When a succession of APs is produced
on the motor neuron, the individual twitch quanta fuse as illustrated in Fig.
3.22. In this example, maximum muscle tension is achieved at an AP rate of
about 80/s, leading to a condition of maximum fusion termed tetanus. Gra-
dation of muscle tension results from fusion of individual twitch quanta and
from recruitment (the excitation of additional neurons). Normally, the APs
in individual motor neurons are asynchronous, and muscle tension can be
finely graded. However, with stimulation by externally applied currents of
a repetitive or oscillatory nature, the twitch quanta of various muscle fibers
may be synchronized. Experimental data show that tetanus of the muscle
group occurs at current levels that are only moderately above the twitch
threshold value (Oester and Licht, 1971).
Externally applied electric currents can stimulate muscle by exciting
motor neurons, or the muscle fibers themselves (Fig. 8.3). Direct stimula-
tion of muscle fiber requires much higher currents than does stimulation of
enervated muscle (Harris, 1971; Walthard and Tchicaloff, 1971). As a re-
sult, stimulation of muscle by external electric currents will usually take
Muscle Function 99
place most efficiently through neural excitation. See Chapter 8 for details of
electrical stimulation of muscle and motor neurons.
The propagating excitation wave along the muscle, when recorded
through cutaneous electrodes, is called an electromyogram (EMG). The
EMG signal has been used in various experimental and clinical applications
Fiber
Fibril
c
o
-
·Ui
c
C1l
C1l
&i::::l
:2!:
FIGURE 3.22. Effects of AP rate on muscle tension. [Adapted from McNeal and
Bowman (1985a). Reprinted by permission from Neural Stimulation, vol. II CRC
Press Inc., Boca Raton, FL.]
3.7 Synapses
General Properties
Excitable cells communicate with one another across junctions called syn-
apses. An action potential that has traveled along the presynaptic cell
affects the postsynaptic cell through the release of specialized chemicals
called neuro transmitters in the case of chemical synapses, or electrically
(ephaptic transmission) across gap junctions in the case of electrical syn-
apses. Chemical synapses are the more sensitive and common of these two
modes of intracellular communication. Figures 3.1 and 3.20 illustrate a
muscle synapse at the motor neuron end plate. Figure 3.1 also illustrates
central synapses at the dendrites within the CNS. The neurotransmitter that
is released from the chemical synapse flows across the gap, where it binds to
receptor sites in the postsynaptic cell and opens ionic channels that alter the
postsynaptic membrane potential. Through these means, a small presynap-
tic process which generates only a weak ionic current can depolarize a large
postsynaptic cell. If the postsynaptic potential is sufficiently depolarized, an
action potential will be launched.
Both temporal and spatial integration can contribute to the postsynaptic
potential (Dudel, 1989). With temporal integration, repeated action poten-
tials from the presynaptic neuron can have an additive effect on the
Synapses 101
50
-> 20
-E
cti
:;:;
10
-
c::
CD
0
5
a.
CD
~
.0.. 2
(/)
(.)
:;:; 1
a.
CO
c:: 0.5
-
>.
en
( /)
0 0.2
D..
0.1
25 50 75 100 125 150 175 200
Presynaptic spike potential (mV)
FIGURE 3.23. Example of relationship between pre- and postsynaptic potentials with
injected current (t = 1 ms). Length of synapse (d-e): O.8mm; (a) current electrode;
(b) pre-recording electrode; (c) post recording electrode. [Adapted from Katz &
Miledi (1967).]
t!1
('D
~
::to
n
e;.
'"C
::to
bipolar cell
5.
'E.
('D
ell
a
z
!:!l<:
('D
'"
8-
s;::
ell
=
f2.
('D
~
To {
optic a.
nerve 0
='
light
~ ~ ~
FIGURE 3.24. Structure of the retina showing various layers of neurons consisting of photoreceptors (rods and
cones), horizontal cells, bipolar cells, amarcrine cells, and ganglion cells. (Adapated from Tessier-Lavigne,
1991; Dowling and Boycott, 1966).
The Spinal Reflex 103
Sensory afferents
o ~
S ner ists
m~s~le {
efferents ~-A-n-ta-g-o-n-is-ts--------_../
FIGURE 3.25. Organizational features of reflex arc. Small circles represent receptors;
triangles represent synaptic terminals. Synaptic summation occurs at dendritic
processes within spinal column.
cate with muscle efferents through synaptic processes in the spinal column.
Intermediate neurons (interneurons) may also exist within the reflex arc.
Inputs from higher centers may also be included. These modify the reflex
action based on central processes-for example, we can deliberately inhibit
the reflex action to maintain contact with a hot object. The synaptic summa-
tion may combine inputs as either inhibitory or excitatory, such that the
presence of a synaptic output will depend on a weighted summation of
inputs, thus forming a computing system within the spinal column. The
output of this system consists of excitatory and inhibitory signals to muscle
groups to cause coordinated, patterned movement.
The knee-jerk reflex is a simple example of a monosynaptic type in that
it omits the interneurons such that the synapses of sensory inputs directly
activate motor neurons. The motor neurons, in turn, produce AP signals
that cause contraction in synergistic muscle groups, and inhibit AP signals
to cause relaxation in antagonistic muscle groups.
More complex reflex activity is conditioned by experience. Some reflex
actions are shared by individuals, regardless of prior experience, such as
deep tendon reflexes, the eye blink response, and startle reflexes. Section
7.11 discusses experimental data on startle reactions to electrical stimuli.
4
Excitation Models
4.1 Introduction
Variations in the stimulus waveform or in the electrode arrangement can
result in vastly different stimulation thresholds. To fully understand the
factors responsible for electrical stimulation, computational models must
connect features of the stimulus current with properties of excitable tissue
described in Chapter 3. However, a simpler approach based on a linear,
spatially limited membrane can provide insight into underlying electrical
processes, and also provide closed-form mathematical expressions for some
excitation relationships. This chapter begins with simple linear analysis
models, and proceeds to a more complex, spatially extended nonlinear
model.
The models treated here are essentially electrical cable representations
of single fibers. Clearly, electrical stimulation normally involves a much
more complex macroscopic system. Both sensory and motor responses
depend on the spatial and temporal patterns of stimulation; cardiac re-
sponses involve a three-dimensional dynamic system. Nevertheless, the
response due to large-scale excitation is a result of individual excitable
elements. As will become apparent in subsequent chapters, electrical
responses attributable to individual fibers can explain many observed
macroscopic responses. Thus, single-fiber excitation models provide power-
ful analytic tools for evaluating a wide range of electrical stimulation
properties.
i (t) ---+
c R
~
c
f((t)dt =
m
iR{t)R (4.2)
where i(t) is the total current, ic(t) is the capacitive displacement current,
and iR(t) is the current flowing in the resistance R. Consider that this simple
circuit is excited by a step current pulse having the form
i{t) = {Io t? 0
t< 0
(4.3)
where I is the peak current. Equations (4.1), (4.2), and (4.3), may be readily
solved (such as with Laplace transform methods) as
(4.4)
where Tm = rmCm; Tm is called the membrane time constant.
Assume that there is a single depolarization voltage, V r. needed for
excitation. This is a simplification, since the threshold depolarization volt-
age rises for very short pulses (e.g., <10,us) (Dean and Lawrence, 1983), or
Linear Strength-Duration Model 107
for biphasic stimuli (Reilly et at, 1985). For a pulse of duration t, the
maximum depolarization voltage is evaluated from Eq. (4.4). The threshold
current (IT) required to drive the transmembrane potential to V T can be
derived from Eq. (4.4) as
(4.5)
The threshold current attains a minimum value (10) for an infinitely long
pulse. As t ~ 00, I ~ 10 = VIR, and Eq. (4.5) may be expressed as
(4.6)
(4.7)
UJ
o
d
...:
i 10
.~
iii
E
o
z
1~~~~~~~~~~~~~~~~~~~~
0.01 0.1 10 100
Normalized stimulus duration (V1e)
stimuli (see Chapter 2). The solutions for normalized threshold current and
charge are
(4.13)
(4.14)
stimulus potency. For brief monophasic transients, the details of the wave-
shape are relatively unimportant both rectangular and exponential stimuli
converge to the same minimum threshold charge. For long-duration
monophasic currents, the peak current is the main determinant of electrical
thresholds. Stimulus energy alone is not a meaningful index of excitability,
as has been supposed by some in the past.
I = 1(1 + !L)
TOt
(4.15)
and
(4.16)
(4.17)
(4.20)
• Hyperbolic
o
s -0-- Exponential
E
~
:J
U
"0
o
.c
:ll 10
-5
1l
.~
(U
E
o
z
and stimulus current. The linear model does not account for the effects of
the spatial distribution of stimulus current, differential sensitivity to anodal
versus cathodal currents, response to biphasic currents, or response to
sequences of pulsed stimuli. To study these factors adequately, we need a
more complex model involving the spatial and temporal interrelationships
of the excitable membrane.
(4.21)
1 Unit length resistances are defined such that the internal and external resistance's
increase with length, L, in accordance with R; = r;L and R. = R.L, and leakage
resistance decreases with length as Rm = r,,/ L (Both R; and Rm have units
of ohms). The capacitance between inside and outside over the length L is given by
em = cmL.
Electrical Cable Representations 113
~Ie
~Ii
(4.22)
units of centimeters; "Ce has units of seconds. A. is also called the electrotonic
distance of the membrane; it defines the distance along the membrane that
a steady-state voltage disturbance due to point current injection will decay
to e- 1 of the value at the disturbed location. "Cm similarly defines the time
response of an isolated piece of membrane when a step voltage is applied.
In general, 'j > > 'e and it follows that A. = J'ml'j. Taking an example from
Jack et aI., (1983, pp. 23-24), for a 20-.um-diameter fiber with'j = 30MQ/cm
and'm = 1.6 MQ cm, the space constant is calculated to be 0.23 cm. Space
constants for invertebrate nerve are in the range 0.23 to 0.65 cm (RaIl,
1977).
Consider a cable of finite length 2L placed in a longitudinal static field
of strength E. The steady-state solution for membrane voltage in response
to a nonftuctuating field is given by (Sten-Knudsen, 1960)
1.0r---~---,----~--,---~==-..---~---r--~----'
0.8
~
LlJ
E 0.6
>
a>
0>
<0
"'"0>
Q)
c
e
.s:J
0.4
E
Q)
::2
2 3 4 5
Distance from center ( X = xIA. )
where X = 0 is taken as the center of the fiber, and the ends are at ±L.
Transient solutions of the membrane voltage are presented by Rall (1977).
Figure 4.5 illustrates Eq. (4.24) as a function of distance for several cable
lengths. Vm has odd-valued symmetry about X = 0, and only one-half of the
function is displayed in Fig. 4.5. The symmetrical property means that the
fiber is hyperpolarized along its anode-facing half, and is depolarized along
its cathode-facing half. The maximum membrane voltage is attained at the
ends of the fiber, and has the value
L
V
m
= -EA. tanh-
A. (4.25)
For very long cells (L ~ (0), the terminus membrane voltage is EA.. But even
for fibers of only modest length, that value is closely approached. For
example, with LIA. = 2 (total length = 4A.), the membrane voltage at the
two ends is ±0.964EA.. For an ideal nonconducting membrane, A. ~ 00, and
Eq. (4.25) reduces to Vm = EL, which is the maximum possible voltage
that can be developed across the membrane of an elongated cell of length
Electrical Cable Representations 115
: : :
: : :
FIGURE 4.6. Representation of current flow around elongated cell placed in a me-
dium having a uniform electric field (i.e., uniform current density). The membrane
is assumed to be semipermeable to current flow.
116 4. Excitation Models
Axon
(a) Longitudinal
(b) Transverse
Nonlinear Models
Various computational models have been used to study the excitation prop-
erties of nerve fibers. Excitation properties have been studied for a spatially
isolated segment of membrane, in which the current density crossing the
membrane is the driving force. In these models, the membrane conductance
is modeled by the Hodgkin-Huxley or Frankenhauser-Huxley equations
that were introduced in Chapter 3. Despite simplifications, isolated mem-
brane models have provided substantial insights into neuronal excitation
by externally applied currents (Btitikoffer and Lawrence, 1978; Dean and
Lawrence, 1983, 1985; Motz and Rattay, 1986).
More complete representations include assumptions about mutual inter-
actions among adjacent segments of the excitable membrane. One such
model, developed by Cooley and Dodge (1966), uses a discrete cable model
to represent an unmyelinated fiber, with stimulation by an intracellular
electrode. In this model, membrane conductance is governed by the
Hodgkin-Huxley equations. Myelinated fiber models studied by Fitzhugh
(1962) and Bostock (1983) include in a cable model the passive circuit role
of the myelin internode, in addition to the active FH conductance's at the
Myelinated Nerve Model 117
Current
Stimulating ,stimulus
"~~,_-
Etf~~~Y
~ Receptor
Myelin
sheaths Synaptic
or terminals
nerve
terminus 1 in spinal
column
Conducting
medium
(4.26)
Ve ,n-1
Outside
Inside Ra Ra
FIGURE 4.9. Equivalent circuit models for excitable membranes. The response near
the excitation threshold requires that the membrane conductance be described by a
set of nonlinear differential equations. (After McNeal, 1976.)
Myelinated Nerve Model 119
where d is the axon diameter at the node, (!j is the resistivity of the axo-
plasm, L is the internodal gap, gm is the subthreshold membrane conduc-
tance per unit area, Cm is the membrane capacitance per unit area, and W is
the nodal gap width.
In Equation (4.26), Vn is the voltage difference across the membrane:
(4.30)
where Vj,n and Ve,n are the internal and external nodal voltages, respectively,
with reference to a distant point within the conducting medium outside the
axon. Substituting Eq. (4.30) into Eq. (4.26) results in
d~n = d m
[Ga(Vn- 1 - 2Vn + Vn+1 + Ve,n-l - 2V.,n + V.,n+l) - Ij,n]
(4.31a)
Equation (4.31a) may be analogously expressed in continuous form as
7: av _ A2 a2 v + V = A2 a2 v. (4.31b)
maT ax 2 ax 2
where V and Ve are membrane voltage relative to the resting potential and
external voltage respectively at longitudinal position x. A form of Eq.
(4.31b), with the constants 7: and A explicitly expressed for a myelinated
fiber, has been presented by Basser and Roth (1991). The main way that Eq.
(4.31b) differs from the cable equation (4.23) is the inclusion of the right-
hand term, in which the external field within the biological medium acts as
a driving force on the membrane voltage.
Equation (4.3lb) can be derived from first principles, or can be obtained
from (4.31a) by substituting em = cmTCdtlx, G a = TCd2/(4{!jtlx), Gm = gmTCdtlx,
where d is the fiber diameter, ~x is the longitudinal increment, {!j is the
axoplasm resistivity (in ncm) internal to the fiber, Cm is capacitance per unit
area, and gm is conductance times unit area. Continuous and discrete spatial
derivatives are connected by iivlax2 = (Vn- 1 - 2Vn + Vn+l)ltlx2; a2v;ax2 =
(Ve,-l - 2Ve,n + V e,n+l)ltlx2; 7:m is the membrane time constant given by cmlgm ;
A is the membrane space constant given by A = (rmlry/2 = (d{!ml(4{!j»1I2, and
{!m is the membrane specific resistance (in ncm2). An additional relationship
is I~n = VIGm •
If one treats A as a constant, then (4.31b) describes the membrane
response only during its sub threshold (linear) phase. For membrane
depolarization approaching the threshold of excitation, membrane conduc-
tance of ionic constituents becomes highly nonlinear, leading to nerve
excitation.
One conclusion that can be drawn from Eqs. (4.31a) and (4.31b) is that a
second spatial derivative of voltage (or equivalently a first derivative of the
electric voltage) must exist along the long axis of an excitable fiber in order
to support excitation. The second spatial derivative of the external voltage
120 4. Excitation Models
(4.32a)
(4.32b)
Equation (4.32a) is a simple statement of Ohm's law for a linear conductor.
Equation (4.32b) applies to the nonlinear ionic current expressions for the
FH membrane given by Eqs. (3.28) to (3.31).
In Eq. (4.31a), the V.,n values are specified from knowledge about the
stimulus current distribution, and the Vn values are unknowns for which
solutions must be found. Procedures for evaluating Eq. (4.31a) typically
consider V•. n as being independent of the membrane currents, that is, the
current crossing the membrane is assumed not to perturb the voltages on
the exterior of the fiber. For subthresholid conditions this is a reasonable
assumption, but in an excited state, the membrane currents can be large
enough to perturb the external voltages. As a consequence, the model will
be less accurate in the excited state. Despite this limitation, the model
accurately reproduces a wide range of excitation phenomena.
The most accurate representation would treat all the nodes in the model
as nonlinear. However, such treatment can result in excessive computing
time, which can be reduced by limiting the number of nonlinear nodes. In
McNeal's original work, he studied an ll-node array with one central node
as nonlinear and all the others as linear. In his study, excitation current was
introduced via an electrode near the central nonlinear node. He defined
excitation as occurring when the nonlinear node reached a peak depolariza-
tion value of 80mV. For the range of stimuli studied by McNeal, this
arrangement was entirely satisfactory. However, for a more general range
of stimulus parameters, some modifications are required.
The model described in this chapter extends the McNeal model by in-
cluding FH nonlinearities at each of several adjacent nodes. Additional
modifications include a test for excitation based on AP propagation,z the
Source: McNeal,1976.
V(r) = ~
41U
(4.33)
where e is the resistivity of the medium. In the general case, I and V are
functions of time that follow the stimulus waveshape.
The examples presented in this section are for a point electrode stimulat-
ing a 20-,um-diameter fiber having an internodal spacing of 2 mm; the elec-
trode is assumed to be located one internodal distance (2,um) from the
fiber, and centered above the central node. For fibers smaller than 20,um,
excitation thresholds (at a given electrode distance) would be greater as
noted in Sect. 4.7. Section 4.5 presents additional results for excitation by a
uniform electric field within the conducting medium.
Threshold Criterion
The membrane response of the myelinated nerve model to a rectangular
current stimulus is illustrated in Fig. 4.10. The example is for a small
electrode that is 2mm radially distant from a 20-,um fiber. The transmem-
brane voltage, AV, is scaled relative to the resting potential. The solid
curves show the response at the node nearest the stimulating electrode.
122 4. Excitation Models
100
>
E
(1)
Cl
C
'"
.r:
u
(1)
Cl
~
"0
> 50
Q.l
C
'"
'"
.0
E
Q.l Stimulus magnitude
E (a) 0.8 IT
c'"
'"
~
(b) IT
(e) 1.2 IT
(d) - (f) IT
0
100
>
E
CIl
Cl
t:
CtI
.r:.
U
CIl
...
0
Cl
CtI
50
>
CIl
c
...
CtI (a) Stimulus peak = 9.1 mA
.D
E
CIl
E
---
CI)
...
t:
CtI
I- 0 ---------
(b) Stimulus peak = 8.5 mA
Time (msec)
FIGURE 4.11. Nerve model response to one cycle of a sinusoidal pulse with initial
cathodic phase and a period of 20.us. Stimulus (a) is suprathreshold, stimulus (b) is
subthreshold. (From Reilly et aI., 1985.)
6
en
.'=c
::::I
...> 4
.......
«I
:c...
~
...c 2
......
CII
::::I
Co)
Iii 0
"0
0
z
-2
0 5 10 15 20
Node position
FIGURE 4.12. Steady-state nodal current distribution for myelinated nerve model.
Stimulating electrode centered over node 11. For cathodic stimulation, positive
nodal current indicates anionic current efflux (cationic flux is in opposite direction).
Yo denotes distance between electrode and axon as a multiple of internodal distance.
(From Reilly et aI., 1985.)
one can minimize the number that are nonlinear, that is, those governed by
the FH equations. The necessary number of linear and nonlinear nodes
depends on the stimulus waveform, the electrode/neuron geometry, and the
extent to which AP propagation is modeled.
In previous work, McNeal (1976) evaluated a cathodic point electrode
placed one-half an internodal distance radially from the axon. Using one
nonlinear node closest to the electrode and five linear nodes on either
side, he found that the excitation threshold could be determined within
a percent or so relative to a much longer axon. However, this arrangement
is not acceptable for anodic or biphasic stimuli, or for more distant
electrodes.
To understand the number of nodes required in the model, consider the
distribution of membrane current resulting from a stimulus. Figure 4.12
shows a spatial pattern of nodal current in response to a cathodic stimulus.
The current distribution plotted here represents a steady-state condition,
that is, the convergent response to a long stimulus pulse. Current efflmc is
represented by the positive current axis, and current influx by the negative
3In this chapter, unless otherwise specified, "current" flow refers to anionic current
according to conventional engineering usage. Cationic current flow is, however, in
the opposite direction.
Myelinated Nerve Model 125
axis. For an anodic stimulus, the figure would be inverted. An action poten-
tial results only from the depolarizing effect of nodal current efflux, repre-
sented by the positive direction of the vertical axis.
In Fig. 4.12, maximum current efflux with cathodic stimulation occurs at
the node nearest the electrode. This point of maximum response is called
the excitation node, that is, the node where an AP would be initiated with
a threshold-level stimulus. By inverting Fig. 4.12, it can be seen that there
are two potential excitation nodes for an anodic stimulus; these move to
more distant locations along the axon as the electrode is positioned farther
away. In addition, the nodal current distribution becomes more gradual. In
modeling anodic stimulation, it is necessary to ensure that nonlinear nodes
are included at the excitation location.
Care must also be exercised in the selection of the total number of nodes.
The number needed for modeling anodic stimulation is greater than with
cathodic stimulation. If there are not enough nodes, the nodal current
distribution can be altered relative to a longer axon, and significant errors
can be induced. These distortions can be illustrated by calculating the
polarity sensitivity ratio (P), defined as the ratio of threshold current for
anodic to that for cathodic stimulation (absolute values). Figure 4.13 illus-
trates P as a function of the electrode placement Xo measured longitudinally
from the terminus of the node array, for various radial distances Yo from the
axon. The array is assumed to be terminated at a node. The parameters
Xo and Yo are expressed as multiples of the internodal spacing. With this
normalization, P is only weakly dependent on the ratio of nodal to axonal
resistivity (Rm and Ra in Fig. 4.9), and is otherwise independent of param-
eters related to fiber size. The pulsewidth is assumed to be long; this incurs
no loss of generality.
The value of Xo at which P oscillates about fixed limits can be interpreted
as the array length at which the axon model appears to be infinitely long.
This point occurs when Xo is 9, 13, and 37 nodes from the axon terminus
for values of Yo equal to 2, 4, and 8, respectively. Because these distances
represent one half the necessary extent of the axon model, we form the rule
of thumb that for general applications, the model should be at least nine
times longer than the radial distance to a longitudinally centered electrode.
For the computations reported in this chapter, the array length is at least 10
times Yo but not less than 21 nodes. To study AP propagation or related
phenomena (such as AP collision effects), the model requires nonlinear
nodes at least as far as propagation is to be simulated.
Suprathreshold Response
An assumption in the myelinated nerve model is that the voltages external
to the nodes are defined solely by the stimulus current. However, once the
nerve is excited, these external voltages will be perturbed by the nodal
current from the propagating AP, and these perturbations are not included
126 4. Excitation Models
,., ,.
./
".
".
Q. 8 ./
.Q ./
,-
T§ ./
>. ./
:t::
.::: ./
./
.~ ./
c: ./
Q)
\ ./
,-'"
rJj
>.
rn
."!::
aQ.
FIGURE 4.13. Ratio of anodic to cathodic threshold current when stimulating elec-
trode is near one terminus of a 91-node axon model. Yo denotes distance between
electrode and axon as a multiple of internodal distance. Computations were done at
multiples of half the internodal distance, resulting in a sawtooth pattern. (From
Reilly et aI., 1985.)
(4.9) for rectangular stimuli, and by Eqs. (4.13) and (4.14) for exponential
stimuli. The threshold charge reaches a minimum at small stimulus dura-
tions for both exponential and rectangular stimuli; for long-duration
stimuli, the peak current (equivalent to rheobasic current) is minimized.
The exponential and rectangular stimuli have the same minimum charge
threshold, indicating that, at brief durations, sensitivity is not affected by
the fine structure of the monophasic pulse waveform.
The shape of the S-D curve for a linear RC network model of a single
node can be characterized by the membrane's exponential time constant,
given by the product RmCm as noted in Sect. 4.2. The myelinated nerve
model also has a response time that depends on both linear and nonlinear
membrane properties and on the spatial distribution of the electric field
external to the axon. Consequently, no single linear circuit parameter speci-
fies the curves in Fig. 4.14. It is therefore useful to define an equivalent
strength-duration time constant ('t.) as the RC time constant of the linear
single-node model having an S-D curve shape that best matches the shape
of a given empirical curve. The value 't. = 92.3#s is obtained using a linear
least-squares fit of Eq. (4.6) to the rectangular current threshold curve in
10 , 100
,
/
\ - - - Cathodal rectangular /
---- Anodal rectangular /
\
, ,.........
Cathodal exponential /
/
.. ,, /
,
/
(}
.. «
.=: ,,
/
/
.. E
CI>
Cl
~
.. , /
/ 10
...c
<tI CI>
..c. ··...Current' "- / tharge./
...
~
tJ /
~
"- :::l
"0
"0 .. ... ..- ..-
....
>( tJ
...... ......
Fig. 4.14. This value differs from the simple product of membrane capaci-
tance and resistance in the subthreshold region of linear response, for which
the product RmCm is only 66f-ls. As suggested by Eq. (4.20), we can more
simply estimate 'te as the ratio Qoflo, which results in 'te = 92f-ls. This estimate
agrees quite well with the value obtained by a least-squares fit of the entire
S-D curve.
The value of 'te cited above applies to a point electrode whose radial
distance from the axon is equal to an internodal space. As noted in Sect. 4.3,
'te is expected to increase as the membrane current is distributed more
gradually along the axon. We would therefore expect 'te to be larger at
increased electrode distances. This expectation is verified with the model
results reported in Sect. 4.7. When the distance to a point electrode is varied
from 1/2 to 4 internodal spaces, the observed value of the 'te ranges from 56
to 128f-ls.
Values of 'te obtained with the myelinated model agree quite well with in-
vivo experimentation of animal nerve (Reilly et aI., 1985), and is within the
range of experimental time constants reported for electrocutaneous nerve
stimulation (see Table 7.1). Nevertheless, experimental time constants vary
over a large range, many being more than twice the values predicted with
the nerve model. It is hypothesized that electrocutaneous stimulation may
originate at neural end structures (receptors, free nerve endings, and motor
neuron end plates). We will further consider models for neural end
structures.
Polarity Sensitivity
The vertical separation between anodic and cathodic stimulation in Fig.
4.14 reflects the polarity sensitivity ratio (P) introduced in Fig. 4.13. In
Fig. 4.14, P ranges from 4.2 at a pulse duration of If-ls to 5.6 at a pulse dura-
tion of 10ms. As noted in Chapter 7, polarity ratios for electrocutaneous
stimulation are closer to 1.3.
It is difficult to reconcile P values from sensory experiments with those
obtained with the myelinated nerve model as long as the stimulating elec-
trode is positioned far from the end of the model axon. As seen in Fig. 4.13,
the minimum value of P is about 4.5 for a variety of electrode/neuron
geometries when the electrode is distant from an axon terminus. But as the
electrode moves closer to the terminus, the model predicts smaller polarity
ratios, and even predicts ratios less than unity in some cases.
Ranck (1975) discusses a qualitative model for stimulation near the ter-
minus of a CNS neuron and shows that it is possible for anodic excitation
to occur at lower stimulus levels than with cathodic excitation. I have not
encountered polarity ratios less than 1 in electrocutaneous experiments.
Nevertheless, Ranck's analysis and Fig. 4.13 suggest that the modest polar-
ity ratios found in electrocutaneous experiments may occur because the
principal sites of stimulation are near terminal structures (receptors, free
Response to Monophasic Stimulation 129
nerve endings). Figure 4.13 shows that P ranges from about 4.5 to less than
unity, depending on the electrode/ neuron configuration. With cutaneous
stimulation, there will be a mix of orientations of excitable structures in the
skin beneath the electrode with a spectrum of polarity ratios. The modest
ratios observed in sensory experiments may represent a macroscopic
average of this spectrum. A further analysis of this issue is presented in
Sect. 4.7.
the rheobase current and charge noted in Fig. 4.14 for a discrete current
stimulus. Although the in-situ electric field is the primary force governing
stimulation, current density is perhaps a more frequently cited stimulus
parameter. In Part B of the table, the thresholds are given as current density
values, assuming a bulk conductivity a = 0.2 S/m. For the simulations repre-
sented in Table 4.2, the S-D time constant was found to be 'te = 120.us, as
determined by a linear least square fit of the threshold data to Eq. 4.6. The
thresholds listed in Table 4.2 bracket experimentally determined values if
one properly accounts for waveform and geometric factors (see Table 9.7
and related discussion). In all cases, excitation was initiated at the terminus
facing the cathode of the electric field source.
We also determined minimum thresholds of excitation for a bent fiber.
For a 900 bend at node N, we applied a constant voltage to the first N nodes,
and incremented the voltage as in Eq. (4.34) at each successive node above
N. For a 1800 bend at node N, we first decremented the voltage at successive
nodes up to N, and then incremented the voltage for nodes above N. By this
method, it was possible to simulate a sharply bent fiber within a uniform E-
field. Table 4.3 lists threshold requirements associated with end and bend
Bend
Current Depolarization
---,.
~
"~, .-..-..'..'.-.:.~'....:::-
" ,ff....
::;~::::
Spatial
gradient
"---"V~-~~ '---"v,,-~-
Depolarization Hyperpolarization
Thresholds A.1 and B.1 apply to long pulses (t 2: 1 ms). Thresholds A.2 and B.2
apply to short pulses (t ~ 5#s). Current and charge density determined for
conductivity a = 0.2 S/m.
Source: From Reilly (1988).
modes of stimulation. The first column indicates the bend angle. The second
column lists the node at which the bend occurs. The first listed case with a
bend angle of 00 applies to a terminated fiber, which is the standard case
used to evaluate MRI excitation thresholds (see Sect. 9.7). The third col-
umn lists the rheobase excitation threshold. The last column lists the
strength duration time constant, as determined by the ratio (Et)minIEmin
obtained with short- and long-duration stimuli.
For the cases listed in Table 4.3, the lowest thresholds apply to a fiber
with a sharp 1800 bend at a location distant from the terminus. However,
such a condition would not be realistic for practical fiber trajectories. If we
examine the remaining cases, we see that the straight, terminated fiber
provides the lowest practical threshold. For the bent fiber cases, excitation
was initiated at the bend node. Note that gradual bends would necessitate
tp ..::I¥'./:
«
10 ..§.
0.01 '--...L-....1-L..L..L----'L-.L.-J...-'-'---'----L-L..JL..L..---L...--'-....L..L..L-....1---L....J....L.J O. 1
1 10 10 2 10 3 10 4 10 5
Stimulus phase duration, tp (~sec)
(Reilly, 1988). The vertical axis gives the threshold multiplier for a double
pulse relative to a single pulse. The portion of the figure above M = 1
applies to a biphasic pulse doublet, where the current reversal has the same
magnitude and duration as the initial pulse. The portion of Fig. 4.16 below
M = 1 is for a monophasic pulse doublet. Figure 4.17 applies if the initial
pulse is cathodic. Stimulation is also possible with an initial anodic pulse,
but the thresholds are elevated.
According to Figure 4.17, biphasic thresholds are elevated by an amount
that depends on the pulse duration and the time delay before current
reversal. Thresholds are most elevated when the pulse is short and the
current reversal immediately follows the initial pulse. If the phase reversal
is delayed by lOO,us or more, there is little detectable effect on the thresh-
old. An implication of the results shown in Figs. 4.16 and 4.17 is that the
membrane integrates the stimulus over a duration roughly equal to the S-D
134 4. Excitation Models
5
' "I " " I
4
-jlpr-
S}u-
2:
..:
.!!!
Jtil-
0.
E
:l
E
"C Biphasic doublet
"0
.r:
en
~
.r:
I-
200
100
50
20
0.5 Tp = 2.5 MS ~
Monophasic doublet
I , I , Ii' I , I , , , ,I I ,,
0 5 10 50 100 200
ti
00
FIGURE 4.17. Threshold multipliers for biphasic and monophasic pulse doublets:
Uniform field excitation of terminated axon. (From Reilly, 1988.)
Sinusoidal Stimuli
Figure 4.16 illustrates excitation thresholds for sinusoidal stimuli consisting
of a single cycle. The excitation threshold also depends on the number of
stimulus cycles. Figure 4.18 illustrates the response of the myelinated nerve
model to threshold-level sinusoidal stimuli at a frequency of 5 kHz (point
electrode 2mm distant from 20-,um fiber). The stimulus is composed of
a single cycle in example a, two cycles in b, and three cycles in c. The
threshold current requirement is reduced according to the data above the
figure as the number of stimulus cycles is varied from one to three.
Figure 4.19 illustrates the relationship between threshold and stimulus
duration for a sinusoidal current with frequency from 25 to 400 kHz; the
Response to Biphasic and Repetitive Stimuli 135
Frequency =5 kHz
100
>
E
C1>
Cl
C
(1)
.r::
u
C1>
...
Cl
(1)
o> 50
C1>
C
...
(1)
.D
E
C1>
E
'"c
...
(1)
I- o
-20~~--~--~--~~~~--~--~--~~
o 0.2 0.4 0.6 0.8 1.0
Time (msec)
400
~
.s 100
c:
~::J
0
"0
,, ,
(5
..c:
en
~
£
-"
III
(J)
10
a..
1
.1 10 100 1000
predicted from the nonlinear models described in Chapter 3 for both myeli-
nated and unmyelinated nerves.
Figure 4.20 illustrates the response of the myelinated nerve model to
continuous sinusoidal stimulation. The axon response is shown two nodes
distant from the excitation node in order to verify AP propagation. The
stimulus levels indicated are multiples of the single-cycle threshold. The AP
repetition rates are 100, 250, and 500 Hz for threshold multiples of 1.0, 1.2,
and 1.5, respectively. In each case, APs are synchronized with the stimulus.
Similar phase locking has been observed in the neural responses of sensory
systems to periodic stimulation (Kiang, 1965). Responses were also studied
with the myelinated nerve model for continuous sinusoidal stimulation at
5 kHz. The AP repetition rates were 320, 470, and 540 Hz at threshold
multiples of 1.0,1.2, and 1.5, respectively. At the 1.5 stimulus multiple, there
was a 4.4-ms refractory period after the first AP during which excitation did
not occur. After this initial refractory period, a steady AP rate of 540 Hz was
produced. At both frequencies there is a reduction in magnitude of the
AP spike as the AP repetition rate increases. The maximum AP rate and
100
> 50
E
Ql
Cl
c:
a
co
.r::.
u
Ql
Cl
100
....co
"0 50
>
Ql
c:
~
..0
a
E
Ql
E 100
'"c
...
co
I-
50
a
a 5 10 15 20
Time (msec)
FIGURE 4.20. Model response to continuous sinusoidal stimulation at 500 Hz. The
lower panel depicts the response to a stimulus current set at threshold level (IT) for
a single-cycle stimulus. Upper panels show response for stimulation 20% and 50%
above the single-cycle threshold. (From Reilly et ai., 1985.)
138 4. Excitation Models
/
/
Perception /
(Dalziel, 1972) ~ /
/
Perception /
10 (Anderson & /
Munson, 1951) ~/
-~ Muscle
tetanus
II
II /
,'"
(Dalziel, 1972) ............... / : / ..... /
/~/
"
------- - - -""
/"
1 .~-
0.1
10 1
Frequency (Hz)
FIGURE 4.21. Strength-frequency curves for sinusoidal current stimuli. Dashed
curves are from experimental data. Solid curves apply to myelinated nerve model.
Experimental curves have been shifted vertically to facilitate comparisons. (From
Reilly, 1988.)
Response to Biphasic and Repetitive Stimuli 139
(4.35)
10
where It is the threshold current, is the minimum threshold current, and
f.andfoare constants that determine the points of upturn in the S-F curve at
high and low frequencies, respectively. An upper limit on the low frequency
term (second bracket) of K DC is assumed in Eq. (4.35) to account for the fact
that excitation may be obtained with finite direct currents. Equation (4.35)
has the asymptotic form
r
and
Sinusoidal thresholds were obtained with the myelinated nerve model for
stimulation by a point electrode positioned 2mm radially distant from a
20-llm-diameter fiber. An empirical fit of Eq. (4.35) to the model thresholds
indicates b = 0.8, and that below 80kHz, a = 1.45 for single cycle stimula-
tion, and a = 0.9 for continuous stimulation. From 80 to 400kHz, a = 1.7 for
single cycle, and a = 1.0 for continuous stimulation. Frequency constants
for the nerve model were f. = 5,400Hz and fo = 10Hz. Experimentally
derived values off. and fo encompass wide range, as noted in Chapters 6 and
7. fo in the range 10 to 50Hz is observed for nerve stimulation, and around
10Hz for cardiac stimulation. Experimental geometric mean values off. are
about 500Hz for nerve excitation (Chap. 7), and about 115Hz for cardiac
excitation (Chap. 6). Differences in model an experimental values reflect
the dynamic membrane responses of the different types of tissue being
stimulated, as well as the distribution of stimulating current in an experi-
mental situation.
140 4. Excitation Models
(4.38)
1000
:J
C)
"0
(5
..c
C/)
10
~
:5
.::,t:.
ct!
Q)
Co
I
.::,t:.
ct!
Q)
a..
.1
.1 10 100 1000
Frequency (kHz)
FIGURE 4.22. Excitation thresholds with sinusoidal current, 100 Hz-1 MHz. Stimu-
lation via wire electrode contacting muscle or nerve. (Data from LaCourse et ai.,
1985).
Repetitive Stimuli
Repetitive stimuli can be more potent than a single stimulus through
threshold reduction or through response enhancement due to multiple AP
generation. In both cases an integration effect of the multiple pulses occurs.
In the first case, the integration takes place at the membrane level. In the
second case, response enhancement takes place at higher levels within the
central nervous system for neurosensory effects, and at the muscle level for
neuromuscular effects. The following considers membrane effects using
the myelinated nerve model. Other integration effects are described in
Chapters 7 and 8.
......
.j::>.
N
L500lls 500lls
",uu IlS
f>-
200lls 200lls 100 s tI1
~
100 Il.S ra·
I>l
50lls g.
100 Ilsi \\ "\. ::t
~ ~
,.: 50 IlS 0
.!!! 10 IlS Q.
g.
0. 0.6
:E 1 \\ \.. 1 I ~ '"
::l
50 IlS
E
:!:! 10 IlS
o
~ 0.4
Q) TP-tlt- 2 3 ... N
... 0=0
.s::.
r- n n I l . ... n.
~ol-
10 IlS
0.2
0=0
(a) Tp = 10 IlS (b) Tp = 50 IlS (c) Tp = 100 IlS
-
O~I----~----~----~----~----L---~
1 2 4 8 16 32 64 2 4 8 16 32 2 4 8 16 32
Number of pulses, Np Number of pulses, Np Number of pulses, Np
FIGURE 4.23. Threshold multiplier for repetitive pulse sequences-thresholds evaluated at Np = 1,2,4,8, 16, 32, and 64. Uniform field
excitation. (From Reilly, 1988).
Response to Biphasic and Repetitive Stimuli 143
300
200
150
f1mUUUI-
~1.oms-.1
0.2
20
5 10 20 40 80 100
Sinusoidal frequency (kHz)
300
200
150
E
~ 100
"C 90
"6 80
..c
In
~
70
-="ijj 60
"C
·0 50
In
:::I 40
r:::
en
30
20
5 10 20 40 80 100
Sinusoidal frequency (kHz)
Table 4.4 summarizes results from the parameter variation study. The
first row lists data for the base case in absolute units. The remaining entries
in the table are expressed as multiples of the base-case values. Part A lists
results for variations of fiber parameters that were set to one half or two
times the base case value. In varying D, we kept the electrode distance
equal to one internodal space. As a result, electrode separation, expressed
in absolute distance units, varied with D. Part B lists results for variations in
the radial distance (yo) between the electrode (positioned over the center
node) and the fiber; Yo is expressed as a multiple of internodal units and is
a unitless quantity. Part C lists results for variations in longitudinal distance
with respect to the truncated end of the axon; Xo = -1 means that the
electrode was positioned one internodal unit beyond the terminus; Xo = 2
and 5 means that the electrode was positioned above the second and fifth
nodes, respectively, from the end.
In Part A of Table 4.4, we see that P is quite insensitive to the choice of
membrane parameters. And except for em, the membrane parameter varia-
tions have only a modest effect on Le. In Part B, we see that the radial
separation of the electrode from a central node has a significant effect on Le.
The fact that Le falls with reduced distance is consistent with the theoretical
expectations discussed in Sec. 4.3. In Part C, we see that the value of P can
be significantly lowered when the electrode is placed near the truncated end
of the axon. The degree of this reduction places the model values of P much
more in conformance with experimental data from electro cutaneous sen-
sory experiments.
Only passive membrane parameters were varied in the study. Bostock
(1983) also examined the effects of variations in active membrane param-
eters. That study used a model for current injection at a single point on the
model axon, rather than excitation through an external electrode as in the
myelinated nerve model. As a result, it is difficult to compare Bostock's
results with the myelinated nerve model. Despite differences in model
assumptions, Bostock's results provide some guidance on the potential
sensitivity of Te to active membrane parameter variations. Of the param-
eters examined by Bostock, the sodium activation rate constant had the
greatest effect: for a factor of two reduction in the activation rate constant,
there resulted at most a 21 % increase in the value of Le.
Parameter Variation Effects 147
First row lists values in absolute units. Other table entries list values as a multiple of the
base-case datum. Xo and Yo are dimensionless quantities (normalized to node spacing).
D = 10,um for base case.
Source: From Reilly and Bauer (1987).
We note that stimulation near the end of the truncated model axon
results in values of P that are more nearly in line with experimental data.
A possible hypothesis for experimental observations is that the principal
site of transcutaneous sensory stimulation may be at or near neural end
structures.
5
Electrical Properties of the Heart
HERMANN ANTONI
148
J. P. Reilly, Applied Bioelectricity
© Springer-Verlag New York, Inc. 1998
Cardiovascular System: General Anatomical and Functional Aspects 149
for precise adjustment of the outputs of the two ventricles. Moreover, when
the resistances to flow in the systemic or pulmonary circulation increase-
for instance, because of extensive vasoconstriction-the ventricles quickly
adapt to the changed conditions by contracting more strongly and raising
the pressure sufficiently to propel the same volume of blood. Likewise,
changes in venous return and diastolic filling are compensated by adjust-
ment of the cardiac output. This astonishing adaptability of the heart arises
from both intracardial (auto-), and extracardial regulation.
The former is brought about by intrinsic properties of the myocardium,
mainly its ability to respond to increased extension (greater end-diastolic
volume) with the development of a higher contractile force or of a higher
stroke volume. The latter mechanism operates under the control of the
endocrine and autonomic nervous systems. It enables the heart either to
overcome a higher pressure or to eject a larger stroke volume without
increased muscular extension, that is, without increase in the end-diastolic
volume. Under normal conditions the autoregulation is brought into play
when changes in filling occur without a general increase in physical activity,
for instance because of changes in the position of the body that affect
venous return.
The energy the heart requires for its mechanical work comes primarily
from the oxidative decomposition of nutrients. In this regard cardiac and
skeletal muscle differ fundamentally, for the latter can obtain a large part of
the energy needed to meet short-term demands by anaerobic processes, and
the "oxygen debt" that is built up can be repaid later. This is not possible
with the heart, because it is exclusively dependent on oxidative energy
supply. Although the weight of the heart of an adult is only about 0.5% of
the total body weight, the O 2 demand of the heart is about 10% of the total
resting O 2 consumption. When the body is performing hard work, the O 2
consumption of the heart can rise to four times the resting level.
The coronary vessels, which supply the heart, are part of the systemic
circulation. There are two coronary arteries, both arising from the base of
the aortic root (Fig. 5.2). The right coronary artery supplies most of the
right ventricle; the rest of the heart is supplied by the left coronary artery.
Venous drainage is mainly through the coronary sinus, which flows into the
right atrium. At rest the total coronary blood flow amounts to about 250 to
300ml/min; this is about 5% of the cardiac output. During normal resting
activity the heart withdraws more oxygen from the blood than do the other
organs. Of the 20rnlldl of O 2 in the arterial blood, the heart extracts around
14 mlldl. Therefore, when the load on the heart increases and more oxygen
is required, it is essentially impossible to increase the rate of extraction.
Increased O 2 requirement must be met primarily by increased blood flow,
brought about by dilation of the vessels. The strongest stimulus to dilation
of the coronary vessels is O 2 deficiency.
Because cardiac metabolism relies so heavily on oxidative reactions to
provide energy, a sudden interruption of circulation (ischemia) results in
(a)
Pulmonary circulation
------~--
/'..
(b)
150
Origin and Spread of Excitation 151
FIGURE 5.2. Human heart in a frontal view with the main coronary arteries originat-
ing from the aortic root. Venous return occurs via the coronary sinus to the right
atrium.
FIGURE 5.1. (a) Simplified anatomy of the opened human heart in a frontal view.
(b) Schematic diagram of the connections of the two halves of the heart with
the pulmonary and systemic circulations. Ra = right atrium; La = left atrium; Rv =
right ventricle; Lv = left ventricle; Ao = aorta; Pa = pulmonary artery.
152 5. Electrical Properties of the Heart
Sino-atrial
node _ _+
Common bundle
Bundle branches ~-~~--E-----
and
Purkinje fibers
FIGURE 5.3. Arrangement of the pacemaker and conducting system of the human
heart as seen in frontal section.
Origin and Spread of Excitation 153
branches and their terminal network, the Purkinje fibers-so that the differ-
ent ventricular regions are excited in rapid succession. From the Purkinje
fibers, excitation spreads at a speed of about 1 mls over the ventricular
musculature.
-,--- - -i- -- - - - - - - - - - - - --
Initial peak (1)
::;-
.S-
ea
~~ t / Plateau (2)
+=0
c O-.-ea
~c.. ea E
Q)
E ~ Upstroke (0)
/ Repolarization (3)
c ~ c..
~ c.. §
..c -50
E ~ U
<c
Q)
E tiQ)
ex:
I 100 ms (4)
-100
(a) Action potential
5.0
1.0
I " "
,
0.5 "
. ...... ......
,~gca
0.1 ----
(b) conductivity of depolarizing currents
->.
'+=0>
0
5.0
::J
'ON
§ E
o~ 1.0 /
gk
I-- --
Q)C/) gk1
.. .. ............
c E
.... 0.5
--
CIS
..c
E
Q)
E 0.1 --- -- .-.
.-.-.-.-.-~.
FIGURE 5.4. (a) General form of the cardiac action potential from a ventricular
myocardial cell. (b) Changes in the conductivity of depolarizing ionic currents
during the action potential. (c) Changes in the conductivity of repolarizing ionic
currents. The magnitude of the corresponding ionic currents further depends on the
difference between the membrane potential and the equilibrium potential of the
corresponding ion.
155
156 5. Electrical Properties of the Heart
Data taken from Noble (1984), Pelzer & Trautwein (1987), Sanguinetti & Jurkiewicz (1990),
Carmeliet (1992), Antoni (1996).
Mechanism of Contraction
While the excitatory processes take place at the surface membrane of the
cardiac muscle cell, the contractile machinery is located in the interior. The
Elementary Processes of Excitation and Contraction 157
,,
~
,,.....
~" ..
~
'>.'..... )
, Sarcomere
2.2J.1m
•• • •• • • •
·
•. · • · •• ·----A-Filaments----·
• • • •
.
• •·•· · · • • (Myosin) ••
• • •
· ·
• · •. · •· • . / Actin)
• ~"'~? I("Filaments
• • • •
• • • • • •
Actin -6(~~rXQ~~~~~~~
Cross-
Myosin -~--rr-4
bridges
10nm
FIGURE 5.5. Top: Electron micrograph of mammalian cardiac muscle representing
the functional unit of a myofibril. Middle: Banded structure of the myofibrils;
arrangement of the myosin and the actin filaments. Bottom: Actin filaments and
myosin filaments with cross-bridges.
158 5. Electrical Properties of the Heart
Excitation-Contraction Coupling
The transmission of an action potential from the excited cell membrane to
the myofibrils in the depths of the cell requires several sequential processes
in which calcium ions initiate contraction. This occurs when the concentra-
tion of intracellular free calcium rises above about 10- 7 mollI. Two intracel-
lular tubular systems are involved in this process: the transverse tubular
system (TTS) and the longitudinal system (sarcoplasmic reticulum (SPR),
see Fig. 5.6). The T system is formed by invagination of the outer mem-
brane and transmits the action potential to the interior of the cell. The
Ca"" 3Na'
SL=-===
z
.. .. z
FIGURE. 5.6. Interplay of calcium movements (black arrows = Ca2+ release; shaded
arrows = Ca2+ elimination) and contractile activation during the onset of contrac-
tion (left) and underlying relaxation (right). At the onset of contraction,
transsarcolemmal Ca2+ influx induces a calcium-triggered Ca2+ release from the
sarcoplasmic reticulum (Triggering). During relaxation, Ca2+ is partly eliminated
from the cell and partly stored in the sarcoplasmic reticulum (Refilling). A = actin;
M = myosin; SL = sarcolemma; SPR = sarcoplasmic reticulum; TIS = transverse
tubular system; Z = Z-line of the sarcomere.
Stimulation, Propagation, and Refractoriness 159
Cathodal make
: 1 \ Anodal break
! ! \
\ \ \
1
\ \ \
\
\
\
\
\
, 0
\,,~:~;0 mV
-100
FIGURE 5.7. The two types of pulsed DC stimulation; changes in membrane poten-
tial during cathodic make and during anodic break. Action potentials are elicited
when the membrane potential attains the threshold.
mV
Maximal rate of depolarization +20
'7
Vis o
200 -20
-60
100
...................
~
.... -100
o~~~--~~~~~ .. relative
-20
mV 1----------1I+--l .. total
Membrane potential 1 - - - - - - - 1 H · · .... effective
FIGURE 5.8. Left: Dependence of the maximal rate of depolarization of the action
potential (as an indirect measure of the availability of the fast sodium channels) on
the membrane potential prior to excitation. Right: Different types of refractoriness
as related to the cardiac action potential.
The term effective refractory period is used to define the phase from the
beginning of the excitatory cycle during which no propagated excitation can
be elicited. This period lasts slightly longer than the absolute refractory
period. When the threshold is not exactly determined, but instead stimuli of
a constant suprathreshold diastolic strength (for instance, twice diastolic
threshold) are used to determine the refractory period, its duration will
comprise the absolute and part of the relative refractory period, during
which the stimulus remains ineffective. This phase is usually called the
functional refractory period.
The chief cause of refractory behavior is the inactivation of the fast Na +
channels during prolonged depolarization. Not until the membrane has
repolarized to approximately -40mV do these channels begin to recover.
The duration of the refractory period is therefore, as a rule, closely related
to the duration of the action potential. When the action potential is short-
ened or lengthened, the refractory period changes accordingly. But drugs
that act as local anesthetics, inhibiting the initial Na+ influx or retarding its
recovery after inactivation, can prolong the refractory period without
affecting action potential duration. In the absence of drugs, a similar behav-
ior is observed in the A V nodal cells, which, after termination of an action
potential, remain nonexcitable for a short time. The refractory period of
these cells is thus not only voltage- but also time-dependent.
Another phenomenon that might be considered in this context is the
supernormal period. This appears as a transient decrease in threshold for
stimulation below its diastolic level immediately following the relative
Stimulation, Propagation, and Refractoriness 163
refractory period. This phase coincides with the terminal phase of repolar-
ization, when the membrane potential has not yet fully recovered. It can
explain the response to electrical stimuli at this instant which is otherwise
ineffective. The decrease in threshold (increase in excitability) during the
supernormal period can be attributed to the fact that the distance between
actual membrane potential and threshold potential is reduced because the
membrane retains moderate depolarization. This is more pronounced when
the time course of the terminal phase of repolarization is slow, and it
disappears if repolarization occurs abruptly.
The prolonged refractory period protects the musculature of the heart
from too-rapid reexcitation, which could impair its function as a pump. At
the same time, it prevents recycling of excitation in the muscular network of
the heart, which would interfere with its rhythmic activity. Because the
refractory period of the excited myocardial cells is normally longer than the
time taken for spread of excitation over the atria or ventricles, a wave of
excitation originating at the SA node or a heterotopic center can propagate
over the heart only once and must then die out, for it encounters refractory
tissue everywhere. Reentry (defined in Sect. 5.9) thus does not normally
occur.
An action potential triggered immediately following the relative refrac-
tory period of the preceding impulse is normal, as Fig. 5.8 shows, in
upstroke rate and amplitude. Its duration, however, is distinctly less than
that of the preceding action potential. In fact, there is a close relationship
between the duration of an action potential and the interval that preceded
it, and thus between duration and repetition rate. The main cause of this
phenomenon is an increase in the potassium conductance, which outlasts
the repolarization phase of the action potential and returns only gradually
to the basal level. When the interval between action potentials is short, the
increased K+ conductance accelerates repolarization of the next action
potential.
When cardiac muscle is exposed to 50- or 60-Hz alternating current, it
will respond in a way illustrated by Fig. 5.9. The first depolarizing AC half-
wave triggers an action potential and then remains ineffective until the end
of the corresponding (functional) refractory period, when a new action
potential starts. For the reasons mentioned above, the duration of the
second action potential is shorter, and so is its refractory period. Thus, 60-
Hz AC, when applied to cardiac muscle, leads to a rhythmic response, but
at a frequency increased in inverse proportion to the refractory period.
+
, t
! Il
0
,
I
--.I
1s -100
mV
FIGURE5.9. Electrical response of a single myocardial cell to stimulation with 50-Hz
AC for 1.3 s. Microelectrode recording from isolated myocardium of rhesus
monkey.
0+---~r----3~-------.--+-~~--~-------+--~~~~
20
40
60
Changes in frequency
due to influence on :
~
Cathodal polarization
-.-J L
m{_~~~l
-100 I 15
FIGURE 5.11. Induction of automatic activity in a cell of working myocardium
(cat ventricle) by cathodic polarization.
Therefore, the membrane potential reaches relatively high levels just after
the action potential, which permits extensive recovery of the rapid Na+
system. The subsequent diastolic depolarizations involve a special ionic
channel that does not operate in the SA node.
Ectopic Pacemakers
The capacity for spontaneous excitation is a primitive function of myocar-
dial tissue. In the early embryonic stage, all the cells in the heart are
spontaneously active. As fetal differentiation proceeds, the fibers of the
prospective atrial and ventricular myocardium lose their autorhythmicity
and develop a stable, high resting potential. But the stability of the resting
potential can be lost under various conditions associated with partial depo-
larization of the membrane (catelectrotonus, stretching, hypokalemia, Ba2 +
ions) (see Fig. 5.11). Then the affected fibers can develop diastolic depolar-
izations like those of natural pacemaker cells and, in some circumstances,
can interfere with the rhythm of the heartbeat. On the other hand, depolar-
ization due to elevated K+ does not produce autorhythmicity, because a
concomitant rise in K+ conductance inhibits spontaneous activity. A center
of autorhythmicity apart from the regular pacemaker tissue is called an
ectopic center or ectopic focus.
Atropin treatment
80
(sympathetic effect)
~ 60
>. 40
(.)
c:
Gl
:::I
-...
c-
Gl
CI
c:
100
:;:; Time after stimulation (s)
IV 2
Gl
..Q
.S 40
Gl
CI
c:
IV
60
.s::. Reserpine treatment
0
80 (vagal effect)
100
FIGURE 5.12. Changes in beating frequency of isolated right atrium (guinea pig)
following 50-Hz field stimulation, 10V/cm, 1 s. Dotted line: uninfluenced atria (con-
trols). Vagal effects are derived from the difference between controls and atropine
treatment, sympathetic effects from the difference between controls and reserpine
treatment.
TABLE 5.2. Main action of several influences on the electrical and mechanical
activity of the heart.
Atrial and ventricular
AVnode Purkinje system myocardium
SA node Vm" and Vm"and AP Contraction
PA CV CV PA duration Force
Warming ++ ++ + +
Cooling ++ +
Acidosis 0 0 +
Alkalosis + 0 0 + +
Ke increase
Ke decrease 0 0 0 ++ 0 +
Sympathetic ++ ++ 0 + + ++
(noradrenaline)
Parasympathetic 0 (- ) In atrium In atrium
(acetylcholine)
O 2 deficiency 0
briefly for the surgical procedures (cardioplegic solutions). While the heart
is inactive, circulation is maintained by an extracorporeal pump (heart-lung
machine). Impairment of cardiac function due to increased blood K+ during
extreme muscular effort or in pathological conditions can be largely com-
pensated by sympathetic activity.
Under normal conditions, changes in extracellular Ca2 + are of limited
interest for the function of the heart, because the neuromuscular excit-
ability is much more sensitive to such influences. Under experimental con-
ditions, changes in the extracellular Ca2+ concentration rapidly affect the
force of cardiac contraction. Complete excitation-contraction uncoupling
can be achieved by the experimental withdrawal of extracellular Ca2 +.
Table 5.2 summarizes the most important physical and chemical influ-
ences on excitation and contraction of the heart; only the dominant effects
are considered.
5.7 Electrocardiogram
As excitation spreads over the heart, an electric field is produced that can
be sensed on the surface of the body. The changes in magnitUde and
direction of this field in time are reflected in alterations of potential differ-
ences measurable between various sites on the body surface. The electro-
cardiogram (ECG) represents such potential differences as a function of
time. It is thus an indicator of cardiac excitation-not contraction!
Because the directly measured potentials usually amount to less than
ImV, commercially available ECG recorders incorporate electronic ampli-
fiers; these contain high-pass filters with a cutoff frequency near 0.1 Hz (a
time constant of 2s). Therefore, DC components and very slow changes of
the potentials at the metal recording electrodes do not appear at the output.
All electrocardiographs have a built-in means of monitoring amplitude in
the form of a 1-mV calibration pulse set to cause a deflection of 1 cm.
h -
c
CI.I
)(
CI.I
Q.. -
c
iii
CI.I
c
0
-
CI.I E E
CI.I CI.I > .-
> C) 0
E >
CII
CII !II
~ ~
-g
CII C)
CI.I U CI.I ~
~ !II (/) !II ::J
I-
r 11. a
11.
a:
a
I-
(/)
Calibr.
1 mvn R
I I
I I
I I
I I
I I
I I
T
I I
I I
+ I I
0-' \".,.,
P
Q
V
S
FIGURE 5.13. Normal form of the ECG with bipolar recording in the direction of the
long axis of the heart. The times below the ECG curve are important limiting values
for the duration of distinct parts of the curve.
Origin of EeG
As a wave of excitation passes over a cardiac muscle fiber, a potential
gradient dVldx is generated, the magnitude of which depends on the
momentary phase of excitation. At the front of the wave, there is a steep
gradient corresponding to the amplitude of the action potential. During the
repolarization phase, there appear much smaller gradients in the opposite
direction. To a first approximation, the excited myocardial fiber behaves in
the physical sense as a variable dipole, the magnitude and direction of which
are symbolized by an arrow (vector). By definition, the dipole vector points
from minus to plus; that is, from the excited to the unexcited region; an
excited site, as seen from the outside, is effectively electronegative as com-
pared with an unexcited site. At every moment during the excitatory pro-
cess, dipole fields across the surface of the heart sum to an integral vector.
As this occurs, a large fraction of the vectors will neutralize one another,
as observed from outside the system, because they exert equal effects in
opposite directions.
When excitation spreads over the atria (P wave), the predominant direc-
tion of spread is from top to bottom; that is, most of the individual depolar-
ization vectors generate an integral vector pointing toward the apex. When
the atria are excited as a whole, the potential differences disappear tran-
siently, for all the atrial fibers are in the plateau phase of the action poten-
tial (PQ segment). Only when the excitation moves into the ventricular
myocardium do demonstrable potential gradients reappear. Spread of exci-
tation over the ventricles begins on the left side of the ventricular septum
and generates an integral vector pointing toward the base of the heart
(beginning of QRS). Shortly thereafter, spread toward the apex predomi-
nates (largest QRS vector). During this phase, excitation moves through the
ventricular wall from inside to outside. Spread through the ventricles is
completed with the excitation of a basal region of the right ventricle, at
which time the integral vector points toward the right and up (end of QRS).
While the excitation was spreading over the ventricles (QRS), it died out in
the atria. When the ventricles are totally excited (ST segment), the poten-
174 5. Electrical Properties of the Heart
tial differences disappear briefly, as they did during atrial excitation (PQ
segment).
If repolarization of the ventricles took place in the same sequence as
depolarization and at the same rate, the behavior of the integral vector
during recovery would be approximately the opposite of that during the
spread of excitation. This is not the case because the process of repolariza-
tion is fundamentally slower than that of depolarization and rates of
repolarization are not the same in the different parts of the ventricles.
Repolarization occurs sooner at the apex than at the base and sooner in the
subepicardial than in the subendocardial layers of the ventricles. Thus,
during the ventricular recovery phase (T wave), the direction of the integral
vector hardly changes; it points to the left. The different curve forms
obtained with the arrangement of leads ordinarily used, on extremities
and chest wall, are basically projections of the momentary integral vectors
onto certain lead axes.
ECG Recording
In bipolar recordings, two recording electrodes are placed at defined sites
on the body surface, and the potential difference between these electrodes
is monitored. In unipolar recordings, only one recording electrode is placed
at a defined site, and the potential is measured with respect to a reference
electrode. This electrode can be thought of as positioned at the null point
of the dipole, between positive and negative charge. In clinical practice,
the following recording arrangements are the most commonly used today
(Fig. 5.14).
Limb leads:
Bipolar: standard Einthoven's triangle (leads I, II, III)
Unipolar: Goldberger's augmented limb leads (aVR, aVL, aVF)
Chest leads:
Bipolar: so-called small chest triangle of Nehb (D, A, I), not shown
in Fig. 5.14
Unipolar: Wilson's precordial leads (V1-V6)
Einthoven's Triangle
Because in bipolar recording from the limbs by the method of Einthoven
the arms and legs act as extended electrodes, the actual recording sites are
at the junction between limbs and trunk. These three points lie approxi-
mately on the corners of an equilateral triangle, and the sides of the triangle
represent the lead axes. Figure 5.15 illustrates the way in which the relative
amplitudes of the various ECG deflections in the three recordings are
derived from the projection of the frontal plane vector onto the associated
lead axes.
Electrocardiogram 175
-------
III
'--+l-.......J
Einthoven's leads
~
aVF
Goldberger's leads
~
~
~
V4
---L---
~
V6
Wilson's leads
r"'l 100 ms
FIGURE 5.14. Arrangement of ECG leads in common use. Right: Typical curves
recorded from a healthy subject.
aVL
aVF
FIGURE 5.15. Top: Einthoven's triangle. The recording sites at the extremities are
represented as the corners of an equilateral triangle, and the sites of the triangle
correspond to the lead axes. Angle a of the QRS electrical axis indicated on the
outer circle. The projection of an integral vector with angle a + 58° on the three
axes is shown, and the magnitude of the various deflections in each axis is indicated
by the customary curves. Bottom: Summary of axis orientations with the unipolar
(Goldberger) and bipolar (Einthoven) limb leads.
Einthoven triangle (Fig. 5.15). The axes for aVL and aVF are found in an
analogous way.
a rule give only tentative indications that a pathological state may exist.
Whether an ECG is to be regarded as pathological or not can often be
decided only on the basis of the total clinical picture. In no case, can one
come to a final decision as to the cause of the observed deviations by
examination of the ECG alone.
FIGURE 5.16. Top: Illustration of the spread of excitation. The rhythmic discharge of
the SA node is symbolized in the bar SA. The successive stages in the spread of
excitation are shown from top to bottom, with the absolute refractory periods of the
atria (A) and ventricles (V) indicated along the abscissa. A V summarizes the total
atrioventricular conduction. Below: Normal time course of cardiac excitation (a)
and of various disturbances (b-g): (b) Excitation generated at various parts of the
AV junctional region. (c) Excitation originating in the ventricles spreads more
slowly, and the QRS complex is severely deformed. (d) Interpolated ventricular
extrasystoles of different origins. (e) Ventricular extrasystole with fully compensa-
tory pause; S = normal SA interval. (f) Supraventricular extrasystole with incom-
plete compensatory pause. (g) Complete (third-degree) AV block.
Abnormalities in Cardiac Rhythm as Reflected in the ECG 179
180 5. Electrical Properties of the Heart
Extrasystoles
Beats that fall outside the basic rhythm and temporarily change it are called
extrasystoles. These may be supraventricular (SA node, atria, A V node) or
ventricular in origin. In the simplest case, an extrasystole can be inter-
polated halfway between two normal beats and does not disturb the basic
rhythm (Fig. 5.16d). Interpolated extrasystoles are rare, since the basic
rhythm must be slow enough that the interval between excited phases is
longer than an entire beat. When the basic heart rate is higher, a ventricular
extrasystole is ordinarily followed by a so-called compensatory pause.
As shown in Fig. 5.16e, the next regular excitation of the ventricles is
prevented because they are still in the absolute refractory period of the
extrasystole when the excitatory impulse from the SA node arrives. By
the time the next impulse arrives, the ventricles have recovered, so that
the first postextrasystolic beat occurs in the normal rhythm. But with
supraventricular extrasystoles or ventricular extrasystoles that penetrate
back to the SA node, the basic rhythm is shifted (Fig. 5.16f). The excitation
conducted backward to the SA node interrupts the diastolic depolarization
that has begun there, and a new cycle is initiated.
Defibrillation
f 11 A
~~~ 120 mm Hg
300 ms 80
~:
Blood pressure
FIGURE 5.17. (a-d) ECG changes during flutter and fibrillation. (a) Atrial flutter
with sawtooth-shaped flutter waves and 4: 1 A V conduction. (b) Atrial fibrillation
resulting in absolute arrhythmia of the ventricles. (c) Ventricular flutter. (d) Ven-
tricular fibrillation. Time scale in f valid for all curves. (e, f) Induction and termina-
tion of ventricular fibrillation by electric current.
182 5. Electrical Properties of the Heart
• l[
excitation across such tissue will be determined by the local circuit current
that causes a depolarization in the excitable tissue beyond the inexcitable
zone. A depolarization of sufficient amplitude may elicit an action potential
in the distal tissue, although with marked delay. Such an electrotonically
mediated conduction delay can result in conduction velocity less than
0.01 mls and thus may allow reentry along circuit pathways only approxi-
mately 2 to 3mm in length (Antzelevitch and Moe, 1981). Moreover, if the
conduction delay across an inexcitable gap outlasts the refractory period of
the tissue proximal to the gap, the excitation of the tissue beyond the gap
can reexcite the proximal tissue by electrotonic transmission.
Conduction velocity also depends on the direction of propagation as
related to the fiber orientation: propagation is slower in the direction trans-
verse to the long cell axis than in the direction of this axis. Measurements of
the axial resistance exhibit considerably higher values in the direction trans-
verse to the long cell axis than in the longitudinal direction (Clerc, 1976;
Spach et aI., 1981). A possible explanation for the increased transverse axial
resistance may be given by the fact that a substantial part of the resistance
is located in the cell-to-cell junctions. Because the current in the transverse
direction must pass through a junction every cell width, there are more cell
junctions per unit length in the transverse direction, and hence the effective
axial resistance will be greater.
R
Vulnerable period
~
FiGURE 5.19. Diagram to explain the vulnerable period of the ventricles. The
triangle-shaped figures below the ECG curve symbolize (as in Fig. 5.18) the
branched network of the conducting system of the myocardium. In the vulnerable
period, the conduction pathway is still partially refractory, so the wave of excitation
generated by stimulation can propagate in only one direction and induce reentry in
the same way as illustrated in Fig. 5.18. The ventricles would still be nonexcitable if
they were stimulated earlier; at a later time, reentry is no longer possible because
normal spread of excitation again takes place.
- - small electrodes
- - - - large electrodes
the threshold for stimulation with pulsed DC is clearly below the value
obtained with AC (Fig. 5.21). This result can be explained by the higher
slope of the rising phase of the DC pulses compared with the sinusoidal AC
waves. By contrast, the fibrillation threshold for DC is considerably higher
than for AC (Hohnloser et aI., 1982). Clearly, this result must be explained
by causes other than the stimulatory efficacy of the two kinds of current.
These causes can be derived from Fig. 5.9. The single fiber responded to 50-
Hz AC with a series of action potentials at a frequency that depended on
the duration of its refractory period and on the current strength. When the
isolated heart is stimulated under comparable conditions, it shows a series
of extrasystoles. A DC pulse exerts its stimulating effect only during the
make-or-break phase of the current (Fig. 5.7). However, under the influ-
ence of long-lasting suprathreshold DC, the single fiber shows an additional
effect; namely, the development of spontaneous activity (Fig. 5.11). The
myocardial fiber then behaves like a pacemaker cell, exhibiting diastolic
depolarizations and rhythmic firing. The frequency of these spontaneous
action potentials, however, is much lower than during AC flow of compa-
rable strength. Similarly, the frequency of extrasystoles of the whole heart
[mAl
40 Threshold for stimulation Threshold for fibrillation
D de pulse
30 • ae (50 Hz)
20
10
o
FIGURE 5.21. Right: Comparison of fibrillation thresholds for AC (50Hz) and pulsed
DC at a duration of 1 s. Mean values ± SD from guinea pig heart (n = 5). Left:
Corresponding thresholds for stimulation. Size of electrodes was 0.05 cm 2 in all
experiments.
192 5. Electrical Properties of the Heart
6.1 Introduction
It is important to understand the relationships between cardiac excitability
and stimulus features such as duration, frequency, repetition pattern, wave-
shape, electrode configuration, current density, and current pathway. Much
of our knowledge of these effects is derived from studies directed toward
therapeutic uses of cardiac stimulation, such as cardiac pacing and defi-
brillation. We can better evaluate cardiac hazards if we understand the
principles of cardiac electrophysiology presented in Chapter 5. The reviews
in Chapters 3 and 4, concerning principles of excitable membranes, will also
be referred to in this chapter.
to initiate a new AP process, no matter how strong the stimulus. The period
labeled "RRP" is the relative refractory period-this is the repolarization
phase of the AP process, during which the membrane may be reexcited
by a sufficiently strong stimulus. Following the relative refractory period
is the diastolic period, during which the tissue is most sensitive to excita-
tion. The refractory behavior of cardiac tissue is largely a result of the
deactivation variable of the cellular membrane during the AP process (refer
to Sect. 3.2).
The excitation curves shown in Fig. 6.1 reflect the refractory condition of
the excitable cardiac membrane, showing a threshold that declines sharply
during the RRP to a minimum plateau that is sustained until the next
cardiac cycle. Ventricular fibrillation (VF), however, can be induced only in
200
100
\
~
co 50 VwntricUlar fibrillation
Gl
Q.
ci:
ll
.§ 20
OJ
c 10
~
:; 5 Excitation
u
"'0
~"~O.5""
"0
.r:; 2
...
1/1
Gl
.r:;
I- 1.0
0.5 5.0
(%QT Interval)
Membrane Potential
Ventricular
fibrillation
20
\ Cathode
\
\ Excitation
\
\
,
Anode
°0~--~----2~0-0----L----4~00----~----~600
Elapsed time from Q-wave (ms)
(6.1)
Electrode Size
Irnich (1980) reports that 7:e increases monotonically with electrode size, as
in Fig. 6.3. The Irnich data can be fitted by a relationship of the form 7:e =
KA 0.56, where A is the electrode area and K is a scaling constant. The
direction of this relationship follows that observed with cardiac models
(Roth, 1995) and for neural excitation (Pfeiffer, 1968), although it has not
been observed by others (Talen, 1975). Smyth et aI.'s data (1976) corre-
spond closely to the Irnich relationship. For instance, for an electrode area
of either 32 or 8mm2 , the values of 7:, indicated by Smyth et ai. are 2.3 and
1.7ms, respectively-values that correspond very closely to the Irnich data.
Theoretical considerations (Jack et aI., 1983, pp. 275, 418) predict that the
S-D time constant should increase with the size ofthe area stimulated. With
a small electrode, charge is applied rapidly to the membrane in a concen-
trated area, but more slowly to distant parts of the membrane. Conse-
quently, with a small electrode, the membrane becomes more efficiently
depolarized, and also acquires a local voltage gradient. These factors con-
tribute to lower excitation thresholds and to shorter S-D time constants. On
the other hand, if a larger area of membrane is excited, the time required
for depolarization increases, and, because the depolarization is more
diffuse, larger stimulus intensities are required for excitation. Jack et aI.,
(1983, p. 418) reported that the size of the stimulated area affects the time
constants much more in muscle than in nerve tissue.
Polarity
With cathodic stimulation, the site of depolarization is concentrated near
the electrode; with anodic stimulation, it is spread more gradually over
distant areas [see Sect. 4.4 and Reilly et aI., (1985)]. As explained above,
both excitation thresholds and S-D time constants are expected to be re-
duced as the area of stimulation is reduced. Consequently, cathodic stimu-
lation should result in shorter time constants and lower excitation
thresholds than anodic stimulation. Thalen et ai. (1975) found that cathodic
excitation thresholds were indeed below anodic thresholds by a factor of
2.6, in agreement with theoretical expectations; however, the observed S-D
time constants with anodic stimulation were smaller than with cathodic
stimulation by a factor of 2.5, a result not in conformance with the above
arguments. Further work is needed to reconcile these experimental obser-
vations with theoretical expectations.
~
0
TABLE 6.2. Strength-duration data for cardiac stimulation by square-wave current waveforms. ?'
(""l
T, (ms) Species Preparation Stimulus locus Electrode Notes Reference ~
....
0..
A. Thresholds of excitation iii·
n
3.6 Rabbit Isolated tissue Papillary muscle Large (E-fie1d) Knisley et al. (1992) en
3.8 Guinea pig Isolated tissue Papillary muscle Small Weirich et al. (1985) 0
~
1.75 Rabbit Isolated heart Left ventricle lcm2 Roy et al. (1985) f!J.
::to
2.86:!:: 0.99 Dog In vivo Trans-chest 8.1 em diam. Voorhes et al. (1983) ~.
2.14:!:: 0.97 Dog In vivo Ventricle Small Pearce et al. (1982) ~
7.31 :!:: 2.22 Turtle In vivo Ventricle Small Pearce et al. (1982)
....0
0.68 to 3.94 * * * 4-94mm2 (a) Irnich (1980) t!l
0
0.206 Dog In vivo Myocardium See note (b) Jones and Geddes (1977) n
....
1.1 Human In vivo * 12mm2 Fozzard and Schoenberg (1972) ~.
2.1 Dog In vivo Ventricle Loop-and- (c) Thalen et al. (1975) ~
catheter en
cathode
§.
0.73 Dog In vivo Ventricle Loop-and- (c) Thalen et al. (1975) E..
~
catheter anode
....
o·
~
3.75 :!:: 0.50 Sheep Long (>8mm) Near end Pointlike (d) Fozzard and Schoenberg (1972)
Purkinje fiber
29.3 Sheep Short Purkinje fiber Near end Pointlike (d) Fozzard and Schoenberg (1972)
2.63 :!:: 0.91 Dog In vivo Trans-thoraz 4.1cm dia. Voorhees et al. (1992)
2.6:!:: 0.88 Sheep Purkinje fiber Near end Pipette (d) Dominguez and Fozzard (1970)
2.3 Human In vivo * 0.32cm2 (e) Smyth et al. (1976)
1.7 Human In vivo * 0.18cm2 (e) Smyth et al. (1976)
1.49 Dog In vivo Myocardium 7.9mm2 Mouchawar et al. (1989)
B. Thresholds of fibrillation
r/l
7.7 Guinea pig Isolated heart Whole heart * Weirich et al. (1985)
(-36.0) Guinea pig Isolated heart * * (f) Hohnloser et al. (1982) §
1.70 Dog In vivo Myocardium See note (b) Jones and Geddes (1977) qs.
::r
C. Thresholds of defibrillation 6
3.90 Dog Isolated heart Whole heart Uniform field (g) Geddes et al. (1985)
2.76 Dog Isolated heart Right ventricle Catheter (g) Wessale et al. (1980)
4.01 Dog In vivo Trans-chest (g) Bourland et al. (1978) t:l
2.98 Pony In vivo Trans-chest (g) Bourland et al. (1978)
i·
:;0
g.
6.50 Dog In vivo Ventricle * Koning et al. (1975)
~.
* Information sketchy or not available. ~
(a) T, monotonically increasing with electrode size. g
(b) Electrode pair (I-em separation) wrapped around 2-mm-OD tube and sutured to myocardium.
(c) Average of loop and catheter electrode time constants.
e
2.
(d) T, strongly dependent on length of excised fiber, intracellular electrode. 9:
(e) Data from 21-month electrode implant. (;l
(f) Fibrillation induced by anodic break during vulnerable period of extrasystole; stimulus duration 30 to lOOms. Time constant not indicative of single ~.
excitation (see text).
(g) Trapezoidal pulses with slopes not exceeding 15%.
a
~a
'"
~
......
202 6. Cardiac Sensitivity to Electrical Stimulation
E
gj'"
8
OJ
.§
Cl
(jj
10 100
Area (mm 2 )
FIGURE 6.3. Relationship between S-D time constant and electrode area for cardiac
excitation. (Data from Irnich, 1980).
constant, the fibrillation threshold may continue to drop due to the effects
of multiple excitations (see Sect. 6.4). If we attempt to fit such data to the
S-D formula, we may obtain time constants that appear to exceed that
of mycardial excitation. The data presented by Hohnloser et al. (1982),
for example, display an unusually long value of 7:e• The S.D. curve for
these experiments declined steadily with stimulus duration, out to 60ms,
after which an increase in threshold was seen. According to the authors, the
fact that fibrillation could be initiated either by cathodic make or anodic
break accounted for the observed S-D relationship. The timing of
these events with respect to the cardiac cycle is of major importance,
according to the authors. Knickerbocker (1973) also observed fibrillation
thresholds that declined steadily with prolonged stimulation out to 2 s-
the maximum period of stimulation in his experiment (refer to Sect. 6.8 and
Fig. 6.11).
Consistency of Data
There is a wide spread of reported 7:e values, with a medium of about 2.6ms.
The thresholds of fibrillation listed in Table 6.2 demonstrate a particularly
wide variance in comparison with the other categories, although it is diffi-
cult to judge the extent to which this is simply a consequence of relatively
few data points. In general, it is more difficult to establish minimum
fibrillation thresholds than excitation thresholds, because the former de-
pend more critically on the on and off times of the stimulus current with
respect to the cardiac cycle, as well as on the number of prior extrasystolic
excitations (refer to Sect. 6.5).
~
206 6. Cardiac Sensitivity to Electrical Stimulation
1000
• Weirich '85
0
A , J:.
Weirich '83
e,o Kugelberg '76
_,0 Geddes '71
E
~
:s 100
0
"0
(5
.c
<Jl
~
.c
I-
ID
>
'cii
Q5 10
a:
• Continuous
t>
1
1 10 100 1000 10000
Frequency (Hz)
Excitation Sensitivity
The cancellation effect of a biphasic reversal has been observed for cardiac
stimulation. Figure 6.5 (adapted from Green et aI., 1985) shows the ven-
tricular fibrillation threshold versus the duration of a 50-Hz sine wave
Duration Sensitivity for Oscillatory Stimuli 207
6
enc.
E 5
~'"
'" 4
(l)
E:
~
0
.L: 3
en
e
...
.L:
u.
2
>
00 5 10 15 20
Stimulus duration (ms)
Fibrillation Sensitivity
As with nerve stimulation (Fig 4.20), oscillatory stimuli can produce a
sequence of excitations in the heart-an effect that can significantly
enhance the biological response that might otherwise result from a single
excitation (see Sect. 5.10). This phenomenon has important safety conse-
quences, because the fibrillation threshold falls steadily with increasing
number of extrasystolic excitations. Figure 6.6 illustrates this effect with
experimental data from in-vivo excitation of dog hearts (from Sugimoto et
aI., 1967)-the vertical axis gives the VF threshold to a 60-Hz current; the
horizontal axis gives the number of prior ventricular responses produced by
a conditioning 60-Hz current with variable duration. The duration of cur-
rent for six responses was about 1 s. Over the range of one to six ventricular
responses, the average VF threshold drops by a factor of 30. When the
conditioning current was changed to a train of unidirectional rectangular
pulses and the VF stimulus was a single DC pulse, a response curve nearly
identical to that shown in Fig. 6.6 was obtained. Clearly, the ability of a
Number of responses
40
30
III
. 20
~
Q)
.0
VF threshold
E
:J
Z
10
°0~----------~~----------2~0~------3~0
Current magnitude (rnA)
FIGURE 6.7. Relationship between current strength and number of extrasystoles for
DC and 50-Hz AC stimulation of 3-s duration. Terminal values represent ventricu-
lar fibrillation thresholds. Perfused guinea pig hearts; ring electrode at apex of heart.
(From Hohnloser et aI., 1982.)
Duration Sensitivity for Oscillatory Stimuli 211
200
-c: 100
I Fibrillation threshold
Co /
« / /
E ,~ / /
t:20'"
Q)
t
'7'
' ... 8'" / /
/ /
/;/
5 10 100 1000
Frequency (Hz)
(6.2)
200~-'-'''''",-''-'-''nTrr-.-.-OT''''
100
~
'"
OJ
Q.
0:<:
E 10
....c
~
:::J
U
"0
0
.r:
Vl
~
.r:
J-
Number of 60 Hz cycles
FIGURE 6.9. Relationship between VF threshold and number of 60-Hz cycles. Sepa-
rate curves apply to area of catheter electrodes inserted into right ventricle. Mean
and S.D. values shown for 50 dogs. (From Roy et aI., 1977, © 1977 IEEE.)
200
.--.....•
100
~-~
80 5 Hz '"
" .
0--=:"::'::':8 •
\~\200H'
<t
E 60
"0
(5
.
or: 40
II>
...
~
o ,,~
,,
~n
or:
u.
> ,
...
20 50 Hz ... 6:-::.!=~::'
0
"--0-0-0-
10
2000
Duration of current (ms)
FIGURE 6.10. Fibrillation threshold versus duration of current for three frequencies.
Data from isolated perfused guinea pig hearts. (Adapted from Antoni, 1985.)
and by analogy with neural membrane properties (see Chapter 4). For
intermediate cases of biphasic asymmetry, the threshold would fall in be-
tween the two curves. In region (2), the stimulus duration is longer than the
S-D time constant (indicated as to in Fig. 6.12), and the threshold curve
converges to a constant-current relationship. In region (3), the stimulus
consists of more than one AC cycle, leading to multiple extrasystoles. The
VF threshold drops with each successive excitation, reaching a minimum
plateau in region (4).
The ratio, R, of the plateau thresholds in regions (2) and (4) and the
transition duration, t1 and t2, vary with the experimental conditions, includ-
ing the tested species. Table 6.7 summarizes empirical values of R, t 1, and t2
applying to 50/60-Hz exposure to the whole heart or through a large-area
cardiac contact electrode.
In applying animal data to humans, Biegelmeier and Lee (1980) argue
that differences in heart beat rate between humans and animals should be
taken into account, such that the ratio R and upper transition duration t2
would be increased in a human relative to an animal with a much faster beat
rate. This idea is bolstered by the data in Table 6.7 for guinea pigs-the
transition time t2 and the ratio R are both quite short with respect to the data
for larger animals having longer cardiac cycles. Biegelmeier proposes
human VF thresholds as indicated in the lower section of Table 6.7. The
2000~----~~--~------~~--~~----~
~ 1000
§
«
.E.
Q)
...
"C
::J
C.
E
...c'"
...::J~
U
100
50L-L-----L-----L-----__L-____L-____ ~
FIGURE 6.11. VF thresholds versus duration for DC and 20-Hz AC currents; in-vivo
stimulation of dogs (n = 10-25). Error bars show 95% confidence limits. (From
Knickerbocker, 1973, © 1973 IEEE.)
216 6. Cardiac Sensitivity to Electrical Stimulation
Constant
energy
criterion
10
Duration of 60 Hz stimulus (s)
o Experimental minima
• Extrapolated 0.5% value
o Z-curve
~--,,-------o-~~
,, 0
\
~\
,
0.01 0.1 10
Shock duration (5)
Daiziel based the time relationship in Eq. (6.3) on his analysis of the 50/
60-Hz fibrillation data from dogs developed by Ferris et a1. (1936) and
Kiselev (1963). Figure 6.13, for example, shows one of Daiziel's curve fits to
Ferris's and Kiseiev's combined data involving 45 dogs. The open points
represent the minimum fibrillation thresholds obtained at each tested dura-
tion. The closed points represent Dalziel's estimates of the 0.5 percentile
rank values, obtained by extrapolating the statistical distribution of VF
thresholds pertaining to each tested value of t. The solid line shows Daiziel's
energy fit to the extrapolated points; the broken indicates a Z-curve inter-
pretation of the same data. Except for one extrapolated point at 0.083 s, the
minimum experimental points and the extrapolated points both appear to
fit a Z curve.
It was not unreasonable for Dalziel to have postulated a constant energy
fit to the empirical data available to him. For one thing, the C I12 relationship
does provide a reasonable fit to the data when viewed over the range of
durations from 0.08 to 5 s, as indicated in Figs. 6.12 and 6.13. Also, an energy
criterion has a certain intuitive appeal to many engineers. Furthermore, the
role of extrasystolic excitations in lowering VF thresholds was not widely
known at the time that Dalziel published his work.
Although the electrocution equation may not correspond strictly to theo-
retical expectations, it does give a reasonable fit to the VF threshold/time
Energy Criteria and Impulse Currents 219
the discharge circuit (Reilly and Larkin, 1985b). To account for the overall
effect of added inductance, we would have to consider the initial displaced
charge and the frequency and decay time constant of the oscillatory current
waveform. The interrelationship among these factors has not presently
been defined.
400
o Sheep o
+ Pig ,
~ Calf o
320 o Dog
+
LL
> 160 +
80
o 20 40 60 80 100
Body weight (kg)
FIGURE 6.14. Ventricular fibrillation thresholds for several species of animal, plotted
against body weight. Large symbols indicate average values. Current path, left fore
limb to right hind limb; duration, 3s. (From Ferris et al., 1936, © 1936 AlEE.)
fibrillating criterion of Dalziel has been widely used for safety analysis in
North America (see Sect. 11.8 for additional details).
The body-weight relationship was also examined by Geddes and col-
leagues (1973). Using data from 104 animals of several species (rabbits,
puppies, one monkey, dogs, goats, and ponies), regression fits were ob-
tained as a power law of the form:
(6.7)
Table 6.9 lists Geddes' regression coefficients for several electrode arrange-
ments. Although these coefficients were obtained with a stimulus duration
of 5 s, it would not be unreasonable to apply the same values over the range
2 to 5 s, since little threshold variation was observed over that range. Varia-
tions in the coefficient K indicate a sensitivity to the current pathway, which
is discussed in some detail in Sect. 6.10.
Table 6.9 indicates that the VF threshold is nearly proportional to the
square root of body weight, rather than the linear relationship given by Eq.
222 6. Cardiac Sensitivity to Electrical Stimulation
400~--~--~--~~--~--~------~
,
,/
Calves /
l,LRegression line
300 Sheep /
1,/
.t
Pigs
~/
,/
,,
Cii
.
E
« 200
.g /
II) /
5 0.5% min .
...!:- fibrillating
.~Q)-
i l1,/
• A ,,/
VI
01 ,
~
100
lI
i' current
x
o 100
Body weight (kg)
FIGURE 6.15. Relationship between fibrillating current and body weight for 3-s
shocks of 60Hz (from Dalziel, 1968, © 1968 IEEE).
Scaling Arguments
As shown in Sect. 4.3, the electric field aligned with the long axis of an
excitable cell is responsible for the depolarizing force on the cell's mem-
brane. Current density is, however, a more commonly cited variable in
analyses of electric shock. For a given quantity of current injected through
the limbs, current density in the heart will generally diminish as the size of
the animal is increased. The direction of this effect corresponds to the body-
weight formulas mentioned above. On the other hand, fibrillation requires
not just excitation at some locus, but a critical mass of excited tissue. One
might argue that in the larger heart, the mass of the heart would tend to
counterbalance its reduced current density. If the fibrillation threshold were
related to the fraction of body current intercepted by the heart, as suggested
by Bridges (1985), then we would conclude that the fibrillation threshold
ought to be about the same for animals of nearly similar geometries but of
different sizes and weights.
Under the reentry theory for electrically introduced fibrillation (see
Chapter 5), below some critical size, a small heart ought to be more difficult
to fibrillate than a large heart. This could occur if the reentry paths were too
small to simultaneously support states that were excited, partially refrac-
tory, and resting. Experimental evidence indeed shows that the heart of a
small animal tends to revert spontaneously from a fibrillated to a normal
state (Zipes, 1975). This observation, however, says little about the thresh-
old of fibrillation.
Gross anatomical features can complicate the scaling of data from
animal to human. Most experimental data have been derived from
quadrupeds and applied to a bipedal human. The geometry of the heart and
thorax is considerably different between a quadruped and a human, and
it is likely that considerations other than body weight are important to
the scaling question (Lee, 1966). A further complication concerns the
position of the animal during experimentation, because the heart shifts
significantly within the thorax, depending on the position of the animal
(Bridges, 1985). Such shifts could cause the heart to alter its position with
Statistical Distribution of Thresholds 225
95
90
80
70
.:.!
c: 50
~
~
.p
c:
Q)
30
~
Q)
Q..
20
10
0.5
0.2~--~----~~--~~~~----~--~
20 100 200
Fibrillating current (rnA)
FIGURE 6.16. Statistical distribution of VF threshold for dogs; 3-s shocks applied
front-to-hind limb. (Combined data from Ferris et aI., 1936 and Kiselev, 1963, as
summarized by Dalziel, 1968).
pacing electrodes placed on the apex of the right ventricle. Figure 6.17
illustrates the distribution of fibrillating current. The original data of
Watson et al. have been replotted on coordinates on which a straight line
would conform to a log-normal distribution. The ratio of the 10 percentile
rank to the median VF current for Watson et al. 's data averaged 0.42 for the
three electrode arrangements; the 90 percentile rank was above the median
value by an average multiple of 2.54. These values indicate a significantly
broader statistical spread than with the animal data summarized in Table
6.11. It is difficult to determine whether the greater spread in human open-
Combined AC and DC Stimuli 227
90
Endocardial Intra-myocardial
80 electrodes
pacemaker
70 electrodes 26 gauge x 1 cm
~ 60
!!-
~
c: 50
~
40
.5l1
""§ 30
OJ
12
OJ
a. 20
Epicardial disc
10 electrodes
(1.8 cm dial
5
0.090.1 0.5 1 5 10
Fibrillating current (mA rms)
50",-----.------.------.------.-----,
0-
I
0-
<l: 20
E
10
l' I I I I I {
100 75 50 25 0
Waveform balance (% cathodal)
FIGURE 6.18. Effects of waveform bias on stimulation by 1-kHz sine wave. Isolated
rabbit hearts, 1-cm2 active electrode on left ventricle. Horizontal axis indicates
degree of DC offset. Brackets indicate ± S.D. (Adapted from Roy et aI., 1985.)
Combined AC and DC Stimuli 229
included. The effects of DC bias are illustrated in Fig. 6.18 for a sinusoidal
stimulus at 1 kHz, with a duration of either 1 or 10 cycles (Roy et aI., 1985).
For these data, stimuli were provided to isolated rabbit hearts with a l-cm
electrode attached to the left ventricle and an indifferent electrode at a
distant location. The vertical axis in Fig. 6.18 indicates the excitation thresh-
old for cardiac pacing; the horizontal axis indicates the degree of DC bias as
a percentage of the peak of the AC component. At the extremes of the
horizontal axis, stimulus current was either fully cathodic or fully anodic;
in between are intermediate cases of DC bias, with a symmetric biphasic
wave represented at the center. Thresholds for symmetric sine waves are
significantly above the purely anodic or purely cathodic waveforms, reflect-
ing the cancellation effects of current reversal (see Sects. 6.4 and 6.5).
Thresholds for the monophasic currents are considerably below those for
the balanced biphasic current. The cathodic threshold is lower than the
anodic threshold by factors of 1.8 and 1.4 for the l-cycle and 10-cycle
stimuli, respectively.
Figure 6.19 illustrates cardiac excitation thresholds for various mono-
phasic waveforms applying to the previously described experiments of Roy
100~--~------~----~--~~----~----~~
50
20
10
2~----L-----~~----L---~------~----~~
et al. In this case, the DC bias was such that the sinusoidal current was
unidirectional. Stimuli consisted of biased sine waves with frequencies of
0.5, 1, 10, 50, 500, and 1,000kHz and with durations ranging from 0.2 to
10ms, as indicated on the horizontal axis of the figure. An additional
stimulus waveform consisted of a rectangular pulse of the indicated dura-
tion. Thresholds are expressed on the vertical axis in units of transferred
charge. The brackets shown on the curves encompass the mean excitation
thresholds over the entire set of stimulus waveforms. When measured in
charge units, thresholds among the various waveforms all followed the
strength-duration curve of a rectangular monophasic pulse. Cathodic
thresholds in Fig. 6.19 are consistently lower than anodic thresholds by an
average ratio of 1.8 ± 0.2. This polarity sensitivity difference agrees with
data reported by Thalen et al. (1975) and Cranfield et al. (1975). Similar
polarity differences have also been seen with peripheral nerve stimulation
(Sect. 4.4).
Effects of waveform bias illustrated in Figs. 6.18 and 6.19 apply to excita-
tion thresholds with waveforms oflimited duration (up to 1Oms). It is much
more complex to determine VF thresholds for biased waveforms, particu-
larly when the stimulus duration is sufficiently prolonged that mUltiple
excitations may be produced. The experiments of Knickerbocker (1973) are
valuable in assessing VF thresholds for mixed waveforms of prolonged
duration. These experiments were carried out on anesthetized dogs, with
electrodes attached from the left foreleg to the right hind leg. The stimuli
consisted of DC or 20-Hz AC administered either singly or in combination;
durations ranged from 0.2 to 2s. Figure 6.20 gives a rough summary of the
mean VF thresholds. The mix of AC and DC components is plotted on
Cartesian coordinates, with the points on the axes corresponding to pure
DC (vertical axis) or pure AC (horizontal axis). The single-component
thresholds correspond to the data of Fig. 6.11.
A biased AC waveform will be purely monophasic when the DC compo-
nent is at least lilAc. where lAC is the rms AC current. This relationship is
represented by the diagonal line in Fig. 6.20, above which the waveforms
are purely monophasic and below which they are biphasic with varying
degrees of asymmetry. At all the durations studied, the pure AC thresholds
were lower than the pure DC thresholds. The threshold contours for the
mixed waveforms form patterns that depend not only on the excitatory
power of the stimuli but also on the associated excitation rate.
500
I
/
Monophasic /
waveforms I
400
/
I Biphasic
I waveforms
~ 300 I
....c: /
/
Q)
c:
o
c. /
E
o
~ 200
o
100
1000 o
n
I'l
C\~J-'
8-
s;.
(")
E (/)
("J)
~ ...........- average values ::l
100 --().-. minimum ~.
~ •
·iii 0.. 0 3:
c:: ". q
Q)
"0 ~""'~ ....o
C '0. 0 • tTi
~
ct-. • CD
.... ......... "'0
::J 2t
(S.
U o -----0 0
10 -'0 ___________ 0 e:..
Q)
(/)
Ol
o 0 0----_____ 0- §'.
~
Q) o
S
I'l
~ ....
o·
::l
1
10-3 10-2 10- 1 10 102 103
FIGURE 6.21. Average and minimum current density for VF thresholds with 60-Hz stimulating current of at
least 2-s duration. Data points apply to a variety of different experiments. (Adapted from Roy, 1980.)
Electrodes and Current Density 233
Pulse duration = 2ms. In vivo stimulation of dog hearts (n = 20). Active electrode
implanted into myocardium.
Source: Data from Chen et al. (1975).
Current Density
The foregoing discussion has dealt with current density thresholds inferred
from experiments in which an electrode was held in contact with cardiac
tissue. Current may also be introduced less directly, such as with electrodes
applied to the body at locations distant from the heart, or with current
induced by exposure to time-varying magnetic fields. In these cases, current
may be applied more or less uniformly to the whole heart rather than in a
concentrated locus beneath a contact electrode.
Stimulation thresholds for whole-heart exposure are traditionally evalu-
ated in terms of current density. Nevertheless, the electric field within the
biological medium may be a more relevant parameter, as suggested by
Starmer and Whalen (1973), who observed that VF thresholds are better
correlated with spatial potential differences than with current density. This
observation is consistent with theoretical and experimental studies with
nerve fibers (Sect. 4.4), which show that the relevant excitation parameter
is the electric field longitudinal to the fiber rather than the current density
per se. The electric field (E) and the current density (J) are simply related
by the conductivity (a) of the medium by J = Ea. Although current density
is often cited as an experimental parameter, conductivity is not always given
in published descriptions of experimental data. For that reason, the electric
field may be difficult to ascertain.
Current density is most commonly determined by dividing stimulus
current by the area of the electrode, as with the data in Fig. 6.21 and Tables
6.13 and 6.14. Current density determined this way will correctly give the
average value beneath the electrode, but may understate the maximum
density because current tends to concentrate at the edges of a contact
electrode (see Fig. 2.9).
Considering the possibility of nonuniform current distribution at the
interface between an electrode and biological tissue, the values plotted in
Fig. 6.21 probably provide conservative estimates of the maximum current
density. With this caveat in mind, the current density of 0.5 mA/cm2 shown
for the largest exlectrodes in Fig. 6.21 estimates the average current density
threshold for VF by whole-heart exposure to prolonged (>2s) 60-Hz
currents; 0.25 mA/cm is a more conservative estimate of a 1 percentile
experimental value. Table 6.4 indicates that excitation thresholds are about
40% of the 60-Hz fibrillation value for prolonged (t > 2s) 60-Hz and also
for monophasic pulse stimulation (t = 10ms). Applying this factor to the VF
current density results in an estimated average threshold of 0.2mA/cm2 for
excitation by either prolonged 60-Hz or single DC pulses and a 1 percentile
threshold of 0.1 mA!cm2. That minimum value is quite close to the value of
0.12 mA/cm2 calculated as a median threshold for excitation oflarge (20,um)
peripheral nerves (Table 4.2). The current densities cited above have been
obtained in experiments with healthy animals. It is not known whether
these values are representative of the human heart when it is in a pathologi-
cal state (see Sect. 6.8).
The current density required for defibrillation is much greater than that
required for excitation, or fibrillation. To achieve defibrillation, one must
ensure that a critical mass of cardiac tissue distant from a defibrillation
electrode is uniformly excited. To achieve defibrillation, it is estimated that
236 6. Cardiac Sensitivity to Electrical Stimulation
Aorta
Left
Right
ventricle 4--+-Left ventricle
Apex
FIGURE 6.22. Diagram of pig's heart showing position of 1-cm2 electrodes numbered
in order of increasing average VF thresholds. (From Roy et a1., 1987.)
threshold as a listing of 1.0 in another column. The If data in the first three
columns apply to experiments with animals (Ferris et ai., 1936; Geddes et
ai., 1973; Roy et ai., 1986); the values in the last column are criteria recom-
mended in Europe by the IEC for evaluation of electrical hazards (IEC,
1982).
The relative current thresholds listed in the table are a result of several
factors, including the following:
1. Current density. The current density in the vicinity of the heart will
vary with the placement of external electrodes. In experiments with dogs,
it has been reported that 7% of the applied current flows through the
heart with a forelimb-to-hind limb path, whereas only 3% is intercepted by
the heart for current applied across the forelimbs (Kouwenhoven et ai.,
1932).
2. Excitable fiber orientation. We have seen in Chapter 4 that current
aligned with the long axis of an excitable fiber is much more effective in
producing excitation than current flow in a transverse direction.
3. Exposure of sensitive region. As suggested by Table 6.15, we may
expect a 2: 1 difference in sensitivity for stimulation to different regions of
238 6. Cardiac Sensitivity to Electrical Stimulation
References: (1) Ferris et al. (1936); (2) Geddes et al. (1973); (3) Roy et al. (1986); (4)
IEC (1982).
Foot-to-Foot Paths
Available data indicate that current applied from one foot to another is
very unlikely to result in VF. Ferris et ai. (1936) found that current applied
from foot to foot failed to produce VF at a current level that was 50 times
greater than the VF threshold for hand-to-foot contacts. The relatively high
thresholds for foot-to-foot contact results because relatively little current
reaches the heart when it is introduced through the legs or hind limbs.
Chest Electrodes
When one of the electrodes is placed on the chest, the VF threshold de-
pends critically on its precise placement with respect to anatomical features
of the heart. The lowest threshold for a chest electrode is obtained when it
is placed directly over the apex of the heart (Geddes et aI., 1973)-a finding
consistent with open-heart tests (Roy et aI., 1987). With large-area
(300cm2) electrodes on the chest, VF thresholds have been found to be 1.4
times lower when the current path was from the chest to the back of the
animal than with a transverse (side-to side) orientation (Roy et aI., 1986).
Thresholds of stimulation with a large area chest electrode were measured
typically between 40 and 70mA with a minimum value of 20mA in tests of
humans (Zoll et aI., 1985). The 60-Hz fibrillation thresholds for 200-mm2
chest electrodes on dogs averaged 68mA (Roy et aI., 1986).
DC Stimulation
As with AC stimulation, a longitudinal orientation of DC is associated with
significantly lower thresholds than with transverse current flow. Fatal acci-
dents in Europe involving DC exposure have been reported to occur only
with a longitudinal current path (Biegelmeier, 1987). Additionally, the
polarity of the DC electrodes significantly affects VF thresholds, with posi-
tive foot electrodes being the most hazardous. In early experiments (Ferris
et aI., 1936), it was found that the VF threshold was about 36% lower when
the feet were at a positive potential relative to a hand electrode as com-
pared with the opposite polarity. Biegelmeier (1987) reports that VF
thresholds with positive foot and negative hand electrodes are about one-
half the thresholds pertaining to the opposite direction of current flow.
7
Sensory Responses to Electrical
Stimulation
7.1 Introduction
Sensory sensitivity to electrical stimulation depends on a host of factors
associated with the stimulus waveform, its method of delivery, and subjec-
tive variables. In most situations involving electrical safety or acceptability,
current is applied to the body by cutaneous electrodes. There are also
practical applications in which electric current may be applied subcutane-
ously or induced internally by external electromagnetic fields. Although
the emphasis in this chapter is on electrocutaneous stimulation, many of the
principles discussed may be applied to other modes of stimulation. The
reader is directed to Chapter 9 for additional discussion of peripheral nerve
stimulation by time-varying magnetic field effects or by induced shock
within intense electric field environments. In addition to sensory effects
described in this chapter, stimulation by electric current and electromag-
netic fields can also elicit visual and auditory sensations. These will be
treated in Sect. 9.8.
(7.1)
corneum would not normally be sensed. But when tlJe skin is moved along
the charged surface, there is a vibratory frictional force on the finger that is
maximized on each half-cycle of the alternating voltage. This vibrational
force stimulates mechanoreceptors and is responsible for the detection
of microampere currents. Grimnes estimates that the minimum voltage
contributing to a detectable vibration is about 1.5V at 50Hz.
The detection of microampere currents through mechanical vibration is,
for most purposes, of passing interest, although it may be important for a
researcher to know about it when designing perception tests. Of greater
significance is the mode of detection when the current level is raised to
roughly 0.1 mA or above. At that point, perception can be initiated by the
electrical excitation of neural structures, according to the mechanisms
discussed in Chapters 3 and 4.
Exactly what is excited with electro cutaneous stimulation, and what is
the specific site of initiation? At the lowest levels of stimulation, it is likely
that peripheral structures are involved, because these are closest to the
surface electrode. Among fiber classes, the larger-diameter myelinated
fibers have the lowest electrical thresholds, and circumstantial evidence
presented in this chapter points to the involvement of one or another class
of mechanoreceptor. The precise site of cutaneous electrical stimulation is
unknown; whether stimulation is initiated at the axon proper, at the site of
the generator potential of sensory receptors, or along free nerve endings
has not been demonstrated. Some evidence, however, exists, as noted in
Chapter 4, that the site of initiation is near neural end structures, including
receptors or free nerve endings. Electrocutaneous perception is a local
phenomenon; subjects typically report sensation occurring locally at the
electrode site rather than remotely as might be supposed if the excitation
occurred on the axons of deeper-lying nerves. It is only when the current is
raised substantially above the perception level that distributed sensations
are felt.
If the current is raised sufficiently above the threshold of perception,
excitation of unmyelinated nociceptors becomes possible. Because of their
higher electrical thresholds and generally deeper sites, these structures are
not likely to be involved at perception threshold levels. At still higher
current levels (some tens of milliamperes for long-duration stimuli),
thermal detection due to tissue heating becomes possible. Neuroelectric
thresholds may exceed thermal thresholds if the waveform of the electric
current is inefficient for electrical stimulation, such as with sinusoidal
currents of very high frequency (> 105 Hz).
The electrical stimulus is nonspecific as to the receptor class that might be
stimulated. Nevertheless, there is some degree of selectivity on the basis of
electrical properties-thresholds tend to be lower as the neuron is closer to
the corneum, as the fiber diameter is increased, and as its orientation is
aligned with the internally generated electric field (i.e., direction of current
flow). At suprathreshold levels, an array of different fiber types will be
242 7. Sensory Responses to Electrical Stimulation
o L--L__ L-~~~-L~~~~____~____L--L__L-L-~~
1.0
0.8
c
0
.~ t = 100 ms
0.6
Qi
"0
15 0.08
>-
:E:
:0 0.4
III
~
c..
0.2
0.0
0.1 0.2 0.4 0.6 0.8 1.0 2.0
Stimulus current (rnA)
\ ...........
,......
~ 100
.s
'E
~
u
::J Tolerance
u Pain
(5
.s::.
...
Ul
Q)
.s::.
I-
10
Motor
100
Tolerance
Pain
U 10 "
..::; ..~~....."
./
Q)
e'
co
.s::. Perception
u
:g
0
.s::.
Ul
~ /,,'
.s::. ......./.
I-
..............
...••.....~
Linear
model
0.1
1 10 100 1000 10000
Stimulation duration (Ils)
FIGURE 7.3. Strength-duration curves for sensory and motor reactions to square-
wave pulses; forearm stimulation, 4-cm2 electrode. (Data from Alon et aI., 1983.)
245
TABLE 7.1. Strength-duration data for nerve stimulation.
T, 1., tv
Q" +>-
Subject N Stimulus locus Electrode Reaction (us) (mA) (,lie) Reference 0\
A. Human subjects
Human 6 Forearm 4-cm 2 carbon sponge Perception 138 3.5 0.48 Alon et al. (1983) ;-J
Human 6 Motor 127 8.5 1.08 Alon et al. (1983) [fJ
Human 6 Pain 70 24.5 1.72 Alon et al. (1983) ~
i:l
Human 6 Tolerance 142 33.8 4.80 Alon et al. (1983) f/>
0
Human 4 2-mmdiam. Pain 760 0.5 0.38 Notermans (1966)
'<
"'
Human 3 Finger (Cap. discharge) 1.1-mm diam. Perception 200-900 0.12 Larkin and Reilly (1984)
~
Human Ulnar nerve. forearm 0.5-cm' elect. paste Perception 480 0.25 0.12 Rollman (1975) ~
Human Finger pad OA-cm 2 Perception 217 0.69 0.15 Hahn (1958) "0
'"
Human Forehead; forearm O.lmm' 0
Perception 189 1.8 0.34 Girvin et al. (1982) i:l
Human 6 Ulnar nerve AP <260 2.0 <0.52 Heckmann (1972) ~
'"
Human 6 Ulnar nerve Muscle twitch 275 3.2 0.88 Heckmann (1972) '"
Human Denervated muscle Muscle twitch 8333 6.0 50 Heckmann (1972) 8"
Human Enervated muscle Muscle twitch 30-700 Harris (1971) tTI
(D
Human Denervated muscle Muscle twitch >4300 Harris (1971)
~
Human 2 Forearm 3.9-cm' elect. paste Muscle twitch 140 9.9 1.39 Crago et al. (1974) ",.
Human 12 Foot 8mm dia. Perception 295 1.1 0.32 Friedli & Meyer (1984)
"'
Human 8 Finger 8mm dia. Perception 383 0.5 0.19 Friedli & Meyer (1984)
r=..
[fJ
....
B. Animal. in-vitro nerve preparation S·
Rat. cat 12 Tibialis ant. musc. lOmm, intra. muse. Muscle twitch 85 5.2 0.44 Crago et al. (1974) E-
Rat. cat 12 Peroneal nerve 0.021 Crago et al. (1974) ~
AP 55 0.38 ....
Rabbit 2 Tibial nerve O.l-mm diam., in vivo AP 80-100 Reilly et al. (1985) o·
i:l
(4-13,um diam.) (subcutaneous)
Cat Ap fiber In virto AP 30 Li and Bak (1976)
Cat A, fiber In vitro AP 650 Li and Bak (1974)
Toad Myelinated nerve In vitro AP 148 Tasaki and Sato (1951)
Dog 4 Back Magnetic coil Muscle twitch 148 Bourland et al. (1990)
Dog 4 Chest 2.5cm dia. Inspiration 245 49.4 Voorhees et al. (1992)
C. Theoretical model
SENN model Myelinated nerve Point elect. AP 92-128 Reilly and Bauer (1987)
SENNmodel Myelinated nerve Uniform field AP 120 Reilly and Bauer (1987)
Capacitor Discharges l
Exposure to transient electric shock is a common occurrence. We have all
experienced shocks when we walked across a carpet on a dry day and then
touched a grounded object. In such cases, our body acts as a capacitor that
stores electric charges at levels of several thousand volts. Then, when we
come sufficiently close to a grounded object, the stored charge is suddenly
discharged at some discrete body location through a spark that may be felt,
seen, and heard. The peak current of a carpet spark can be very large-
typically more than an ampere-a level that could be lethal if sustained.
Fortunately, the event is very brief, in the submicrosecond range. As a
result, the shock is well below lethal intensity, but nonetheless can be
annoying to many people.
Capacitor discharges may be used beneficially in biomedical applications.
One research application takes advantage of the fact that a capacitor dis-
charge has a sudden current onset, but a gradual decay (Accornero et aI,
1977). This produces a stimulus that is effective on its leading edge, while
avoiding the possibility of excitation on the current break as with a square-
wave stimulus.
Various cutaneous sensations are possible with capacitor discharges.
Near threshold, the sensations commonly resemble touch or mild pinprick.
Above threshold, the pinprick may be followed by a burning sensation akin
to the delayed pain related to C-fiber activity. Bishop (1943) reported other
sense qualities as well and suggested that a punctuate "spark" from a
capacitor could be used selectively on the skin to excite discrete neural
channels. The capacitor discharge stimulus is monophasic (current flows in
only one direction) and can be made brief in relation to the depolarization
process in neural tissue. In these two respects, capacitor discharges re-
semble the short-duration, constant-current pulses often used in sensory
and electrophysiological research.
In two other respects, capacitor discharge stimuli may differ from the
current pulses commonly in use. First, the discharge waveform can have
both a very high initial voltage and a very high current peak, even at
threshold levels of stimulation. Furthermore, while constant-current stimu-
1Portions of this section have been adapted from Larkin and Reilly (1984) and
Reilly and Larkin (1984).
Perception of Transient Monophasic Currents 249
V(t) = 10(1 - e- t/ T
) (7.3)
where Vo is the initial voltage on the capacitor, 10 = VoiR, and i is the
discharge time constant given by the product RC. The amount of stored
charge that may be released in the stimulus is
Q = evo (7.4)
Although Eqs. (7.2) and (7.3) represent an ideal case, discharges to biologi-
cal materials, including human skin, exhibit additional complexities such as
nonlinear impedance (see Chapter 2). Despite these complexities, the ca-
pacitor discharge waveform is typically very close to Eqs. (7.2) and (7.3), so
that an exponential approximation is sufficient. While the time course of the
discharge current may be expected to follow the exponential form [Eq.
(7.2)], discharges to intact skin are highly dependent on the initial voltage as
well as the capacitance, as indicated by Figs. 2.29 and 2.35.
We have systematically explored the sensory and biophysical aspects of
capacitor stimuli. As an example of this work, Fig. 7.4 illustrates mean
perception thresholds for anodic capacitor discharges (Reilly and Larkin,
1987). Thresholds are shown for delivery of the stimulus by: (a) the finger
tapping an energized electrode; (b) discharge to a large (1.27-cm-diameter)
circular electrode held against the fingertip; (c) discharge to a small (0.11-
cm-diameter) electrode held against the fingertip; and (d) discharge to a
needle piercing the corneum of the forearm. The curve shapes and their
relative displacements are based on intensive study of six expert subjects
(Reilly and Larkin, 1985a), but their absolute positions have been slightly
adjusted along the vertical axis to reflect measurements with a sample of
124 subjects (see Sect. 7.10). In Fig. 7.4, threshold charge at 100pF is 0.25.uC
for procedure (a); 0.19.uC for procedure (b); O.l1.uC for procedure (c); and
0.07.uC for procedure (d).
250 7. Sensory Responses to Electrical Stimulation
4.0 r---.....-----,r---r-..--.----..--r---r--r.....
...'"
0
Ol
>
"0
0
..r::.
'"...QJ 0.1
..r::.
f-
(d) Subcutaneous
needle electrode
0.01 '--_~_---'-_.L..-J.......L-=--_....L.-_-J,.._'--L......I
10 2 103 104
Discharge capacitance (pF)
FIGURE 7.4. Threshold sensitivity contours for four methods of stimulation using
capacitor discharges of positive polarity. (Measured data slightly adjusted to con-
form to large-sample results-see text.) (From Reilly and Larkin, 1987.)
Two of the curves in Fig. 7.4 follow straight lines representing constant
charge; that is, CV = constant. The other two curves depart significantly
from a constant-charge contour at the larger capacitances. Besides differ-
ences in curve shapes, there are significant vertical displacements among
the curves. The contour shapes of Fig. 7.4 can be understood with reference
to S-D relationships for capacitor discharges, as seen in theoretical models
[Fig. 4.14 and Eq. (4.14)], as well as experimental perception data (Wessale
et aI., 1992). Figure 7.5 illustrates S-D data from the author's experiments
for capacitor discharge stimuli (Larkin and Reilly, 1984), plotted in terms of
normalized charge units against the measured discharge time constant, i.
The vertical axis has been normalized by the minimum threshold charge
corresponding to the smallest values of i (obtained with a lOOpF capacitor
discharge). The curve in Fig. 7.5 is an analytic S-D expression according to
Eq. (4.14), with the parameter ie = O.6ms. The figure demonstrates that, for
monophasic current pulses that are brief relative to i" thresholds converge
Perception of Transient Monophasic Currents 251
10
8 I
0 A ,
a
(; 6 o I
oj
~
ell
.c
o 0' I
0 4 ')'-
"0
o/..
Q)
(;
Vi A--...
"0
Q) A / It> Linear model
.~ /
'l-. 't e =0.6ms
Cii 2
E 0/-
<5 /
z A
--
_..... ./ ....
.
10 50 100 500 1000 4000
Stimulus time constant (j.J.s)
10 1
U
3
Q)
e>
<0
..c:
()
10 0
8
6
4
10. 1
10 0 10 1 10 2
Voltage (V)
FIGURE 7.6. Perception thresholds for capacitor discharges. Curves a-d from Swiss
measurement; curves e and f from Austrian measurements. (From Biegelmeier,
1986.)
1000~----r-----~--r-~~-----r----~---r--~
/
/
/
/
/
/
/
10 100
Physical intensity (arbitrary units)
FIGURE 7.7. Psychophysical power function slopes for electrical, thermal, and
mechanical stimulation. Solid lines represent spark discharges at negative (-) or
positive (+) polarity. (Dashed lines from Stevens et ai., 1958, 1974.) The relative
positions of the functions are arbitrary on these coordinates. Slope values are given
at upper right for each function. (From Reilly et ai., 1982.)
Categorical Scaling
Suprathreshold reactions may also be tested using categorical ratings in
which subjects choose from a list of affective (how unpleasant) or intensive
(how strong) descriptors. Although it might be thought that affective and
Suprathreshold Responses 255
intensive scales would be unfailingly linked, this is not always the case.
Indeed, with the administration of narcotic analgesia, it is possible to reduce
significantly the intensive aspects of painful electrical stimulation without
affecting its unpleasantness (Gracely et aI., 1979).
Figure 7.8 provides an example of suprathreshold measurements includ-
ing both subjective magnitude scaling and intensive descriptors (Reilly and
Larkin, 1984). In these experiments, subjects were remarkably consistent in
their use of the two scales even though they were derived in separate
procedures. As a result, it is possible to display both on a single graph.
These data show that the growth of sensation magnitude is much greater
than that of stimulus magnitude. When fitted by a power function, per-
ceived magnitude grows at about the 2.5 power of stimulus magnitude for
stimulation of the finger, the 1.6 power for the arm, and the 1.4 power for
the leg. This range of exponents corresponds well with values reported in
past studies using pulsed electrocutaneous stimulation (Sternbach and
100
Very strong
Strong
Moderate
Q)
10
'0
::J
.~ Weak
Ol
<0
E Very weak
~
0
en
c:
Q)
en
800 pF
On finger On leg On arm
+ Polarity • .•
- Polarity 0 A 0
0.1
0.1 0.2 0.4 0.6 1.0 0.2 0.4 0.6
Discharge voltage (kV)
FIGURE 7.8. Growth of sensory magnitude for capacitor dischargers to three stimu-
lation sites on the body. Vertical coordinate shows numerical magnitude judgments
and ranges of adjectival rating categories. Composite data for eight subjects. (From
Reilly and Larkin, 1984.)
256 7. Sensory Responses to Electrical Stimulation
Tursky, 1965; Rollman, 1974; Sachs et aI., 1980; Higashiyama and Rollman,
1991).
The faster growth of sensation magnitude for the fingertip may be a
consequence of its small volume relative to the arm or leg. Because of the
volume constraint, current density becomes uniform along the finger
beyond the stimulation point. This appears to result in a more spatially
extensive sensory excitation: at suprathreshold levels, subjects report ex-
tended sensations along the finger.
In Fig. 7.8, sensation magnitude tends to progress along a reduced slope
at the larger stimulus levels. A similar description of a two-limbed power
curve has been noted by others (Rosner & Goff, 1967). The reason for the
deceleration may be explained by a general theory of interaction between
excitatory and inhibitory neural processes, in which inhibition increases
faster with stimulus level than does excitation (Atkinson, 1982). It is equally
plausible, however, that the change in slope reflects a shift among popula-
tions of excitable neurons. The group of polymodal nociceptive fibers, for
example, would respond only when their relatively high excitation thresh-
olds are reached. Other groups of neurons may respond at various thresh-
olds of the electrical stimulus. Because electrical stimulation has no
specialized transduction mechanism, it is likely that the psychophysical
function reflects a mixture of neural populations. The finding that both A
and C fibers can participate in the process of pain transduction (Meyer and
Campbell, 1981; Campbell et aI., 1979) tends to support this hypothesis.
Stimulation levels corresponding to specific affective or intensive adjec-
tives may be conveniently reported as multiples of perception thresholds.
Suprathreshold multiples, if properly determined, are relatively consistent,
despite wide variations in absolute thresholds due to factors such as
electrode size or intersubjective sensitivity variations. Table 7.2 lists
suprathreshold responses as multiples of the mean perception threshold as
reported by investigators who used single monophasic pulse stimuli. In the
data of Larkin and Reilly, for example, "tolerance thresholds" were deter-
mined by presenting the subjects with pairs of stimuli in an ascending
sequence. The tolerance limit was reached when subjects indicated an
unwillingness to accept a second stimulus or to proceed to the next higher
level. Tolerance limits determined in this manner are highly dependent on
the context of the experimental procedure.
AC or Repetitive Stimuli
A brief electrical stimulus will elicit a single action potential (AP) on
excited sensory neurons. The growth of sensory magnitude with increasing
strength of a brief stimulus can be accounted for by the corresponding
increase in recruitment of sensory neurons, including less-sensitive nocice-
ptive fibers residing in deep subcutaneous strata. An additional factor,
however, is involved in the growth of sensation for continued AC or repeti-
Suprathreshold Responses 257
tive pulse stimulation: sensory magnitude will also grow because of the
higher CNS responses to repetitive APs (see Chapter 3). As the magnitude
of an alternating current or pulse train is increased above the threshold
level, there is a corresponding increase in the rate of AP production. As a
result, continued AC or repetitively pulsed stimulation may be judged to be
more intense than a single brief electrical stimulus of equal magnitude.
Table 7.3 lists suprathreshold multiples for AC or repetitive stimuli based
on reported experimental data. Although it is clear that AC or repetitive
stimuli produce a dynamic range from perception to pain that is much less
than with single pulsed stimuli (Table 7.2), there is much more variance in
the multiples for the reported data. The pain multiples of Budinger and of
Bourland are small in comparison to the other experiments. In these experi-
ments, stimulation was induced by exposure of the torso to bursts of
sinusoidal magnetic fields, and excitation was typically felt at the buttocks,
lower back, or flank. It is not clear whether the relatively small multiples
applying to these experiments were the result of the relatively extended
spatial distribution of excitation or to some other unique feature associated
with magnetic stimulation. The multiples of Higgins appear to be particu-
larly great. In this case, stimulation was provided by a small concentric
electrode arrangement on the forearm. The relatively large multiples in
Higgins' experiments might be explained by the restricted depth and lateral
extent of excitation associated with the particular electrode arrangement.
From these observations, one might suspect that painful sensations would
be enhanced as the spatial extent of electrical excitation is made greater,
although experimental verification of this conjecture is lacking.
258 7. Sensory Responses to Electrical Stimulation
The ordering of tolerance values on the finger, arm, and leg has been
found to be consistent among subjects who may differ widely in absolute
threshold levels (Reilly et aI., 1982). Overall, the fingertip is more sensitive
than the leg by nearly a factor of 2, and the arm takes a midway position.
This ordering contrasts with measurements taken at the perception thresh-
old (see Sect. 7.7), in which electrical stimulation is more easily detected on
the forearm than on the fingertip. One factor that may account for this
difference is that current flow through the finger is more volume limited
than in the arm or leg. Consequently, at points distant from the introduction
of current, current density may be higher in the finger than at equivalent
distances on the arm or leg. Subjects experience supra threshold stimulation
100
n = 30 3
50
"0
(])
30
::l
.t::
c:
Ol
<1l 20
E
(])
·u>(])
E 10
::l
(J)
(])
.~
iii
a:;
a: 5
2 3 5 10 20 30 50
Current (rnA)
FIGURE 7.9. Sensory power functions for train of pulses (width = 0.1 ms), delivered
at 60-Hz rate; n indicates number of pulses in train; f3 indicates power function
exponent. (Adapted from Rollman, 1974, in Conference on Cutaneous Commu-
nication Systems and Devices, pp. 38-51, reprinted by permission of Psycho nomic
Society, Inc.)
260 7. Sensory Responses to Electrical Stimulation
as "radiating" through the finger and hand. This indicates that current
density remains relatively high over a broad region and that more than one
population of afferent neurons may be involved. On the leg or arm, in
contrast, the sensation appears to be more limited spatially.
There is a wide variation among individual tolerance limits. Although
part of this variation may reflect individual differences in sensitivity, it is
clear that "tolerance" is not simply a sensory limitation. Subjects with high
tolerance limits may have a detached attitude about the possibility of injury,
whereas those with low limits may be more cautious or fearful. This varia-
tion does not seem tied to an individual's experience or familiarity with
electrical shocks. Indeed, the author has encountered subjects who had no
experience, but were willing to accept levels substantially higher than those
set by the highly experienced investigators. The acceptance of a large
stimulus does not necessarily imply a lack of cutaneous sensitivity. Individu-
als who tend to have very nearly the same thresholds and give numerical
magnitude estimates in the same range may have markedly different
tolerance levels.
In view of the preceding comments, the tolerance limits in Tables 7.2 and
7.3 cannot be taken as absolute limits on an individual's capacity for painful
stimulation. The concept of tolerance has empirical application only as a
relative, context-dependent measure. Implied demand, or social expecta-
tions, influence a person's willingness to cooperate in a scientific endeavor.
For some individuals, neither pain nor the potential for skin injury deters
their voluntary exposure to electric shock if they believe that there is some
benefit to be gained.
Biphasic Stimuli
As noted in Sect. 4.6, the current reversal of a biphasic pulse can suppress
a developing AP that was elicited by the initial phase. To compensate for
the reversal, a biphasic pulse must present a higher initial current. When
thresholds are measured in terms of the initial current, the biphasic pulse
Repetitive Stimuli
We have seen in Chapter 4 that the threshold for exciting a single AP by a
sequence of pulses may be lower than the threshold for a single stimulus
pulse. Repetitive stimuli can also enhance sensory (and motor) response if
multiple APs are generated. In either case, there is an integration effect of
the multiple pulses. In the first case, the integration takes place at the
membrane level. In the second case, response enhancement takes place at
262 7. Sensory Responses to Electrical Stimulation
the CNS level for neurosensory effects and at the muscle level for neuro-
muscular effects (see Chapters 3 and 8).
Multiple pulse threshold effects predicted by a neuroelectric model are
illustrated for two pulses in the lower section (M < 1) of Fig. 4.17. The
effects are most pronounced for short pulses and short interpulse delays.
The neuroelectric model also predicts that thresholds consistently fall as the
pulse number is increased until a minimum plateau is reached. Figure 4.23
suggests a temporal summation process that effectively sums repetitive
pulses, with an integration time that is roughly four times the S-D time
constant. At a delay of 500.us, the neuroelectric model shows no measurable
integration effect. Similar results with neuroelectric models have been
reported by others (Biitikofer and Lawrence, 1979).
Tasaki and Sato (1951) experimented with myelinated toad nerve to
examine the shift in threshold of a stimulus pulse caused by a previous
conditioning pulse of either the same or the opposite polarity. The duration
of the two pulses was lO.us, and the interpulse delay varied from 0 to 200.us.
Results from these experiments are shown in Table 7.5; tabulated values
express the threshold of a pulse doublet as a multiple of a single-pulse
threshold. Also shown are theoretical predictions taken from Fig. 4.17; the
experimental data and theoretical prediction agree quite well. Even for
pulse delays as long as 5 ms, cutaneous perception threshold reductions on
the order of 7 to 8% have been reported for continuous pulse trains with
pulse durations from 100 to 400.us (Hahn, 1958).
The thresholds of perception as well as supra threshold reactions both
decline with increasing number of pulses in a stimulus train. Figure 7.10
illustrates data of Gibson (1968) obtained with monophasic pulses individu-
ally having durations of 0.5 ms and delivered at a rate of 100Hz. The vertical
axis indicates the threshold normalized by the value obtained with n= l.
The plotted curves represent averages of thresholds obtained for stimula-
tion at two different groups of body loci, which appeared to have different
functional dependencies with pulse number. Group I applies to the
,
\,
\\
0.8
\\\\
Perception, group I
'0
:g
Ul
~
£ 0.6
.~
'lii
Qj
a:
Perception, group II
.•......,
"\. ""'. Pain, group I
0.4
' .......
". Pain, group II
FIGURE 7.10. Relative thresholds versus number of stimulus pulses at 100-Hz rate;
pulse width = 0.5 ms. Designations I and II refer to averages for two different
groups of body loci. (Data extracted from Gibson, 1968.)
fingertip, lip, and ear; group II applies to the forearm and back. The coef-
ficient of variation of the data represented in the figure was typically 0.1.
Notermans (1966) related the threshold of pain to the number of pulses,
each having a width of 5ms and delivered at a rate of 100Hz. His results,
when plotted on a format similar to that in Fig. 7.10, nearly coincide with
the pain data of Gibson.
We have seen, in connection with Fig. 4.22, that a theoretical neuron
model effectively sums pulsed stimuli over a duration roughly four times
the S-D time constant. The data of both Gibson and Notermans demon-
strate thresholds that continue to decline with increasing n, out to the
maximum duration of the pulse train (about 200ms). This observation
indicates a temporal integration time constant of roughly 50ms. It is difficult
to justify a time constant that long solely from the properties of a single
neuron, whose S-D time constants are typically a fraction of a millisecond
(see Table 7.1). The precise mechanism of temporal integration in electrical
perception remains poorly understood.
264 7. Sensory Responses to Electrical Stimulation
Pain
20
Unpleasant
10
8
6
Neutral
Ql
"0
:J
.<::
c
4 ,
Cl
""
0
';; 2 7
'"C
VI
Ql
Cf)
1.0
0.8
1 2 4 8 16 32
Number of stimulus one-half cycles
FIGURE 7.11. Effect of the number of stimulus cycles on sensation magnitude for
60-Hz AC electrical field-inducted stimuli, discharge capacitance = 100pF. (From
Reilly and Larkin, 1987.)
Stimulus Waveform Factors 265
9.4. The horizontal axis gives the number of stimuli, and the vertical axis
gives the perceived magnitude (an arbitrary, but consistent, scale assigned
by subjects). Also shown are regions of subjects' qualitative descriptors.
In this experiment, sensory magnitude grows at about the 0.8 power of
the number of stimuli. Notice that a stimulus that is perceptible, but
qualitatively "neutral," can become highly unpleasant when presented as a
repetitive train.
Rollman (1974) found that sensory magnitude scaled approximately as
the 0.5 power of the number of pulses up to N = 30 (pulse width = 0.1 ms,
repetition interval = 16ms; see Fig. 7.9). Experiments with biphasic pulse
trains (Sachs et al., 1980) found that sensory magnitude scaled with N to the
0.8 power; these results were likely a combination of membrane integration
and multiple AP effects, because the experimental repetition interval
(50,us) was much too small to support an AP on each pUlse.
Sinusoidal Stimuli
The sinusoidal stimulus is a special case biphasic waveform, which has been
discussed in Chapter 4 and also in Sect. 7.4. We have seen that the current
reversal of a biphasic waveform can reverse the development of membrane
excitation caused by the initial phase of the stimulus and elevate excitation
thresholds. The degree of desensitization caused by the biphasic current
reversal is increased as the duration of the stimulus is reduced. This
phenomenon partially accounts for the high-frequency upturn noted in
strength-frequency (S-F) curves for neural excitation (Fig. 4.21). The S-F
curve reaches a minimum plateau as the frequency is reduced. If the
frequency is reduced further, the threshold begins to rise again as the time
rate of change of the sinusoidal stimulus becomes small.
The overall shape of the frequency sensitivity curve has been developed
in Chapter 4 using a neuroelectric model for myelinated nerve. A math-
ematical fit to the thresholds determined from the model expressed by Eq.
(4.35) is based on an analogy to the exponential S-D expression for
monophasic stimulation. The expression includes terms to account for the
threshold rise at high and low frequencies. By analogy with the S-D expres-
sion, a high-frequency parameter Ie specifies the frequency at which the
threshold upturn occurs; a similar term fo applies to the low-frequency
upturn. The low-frequency term is constrained to a maximum value to
account for the fact that stimulation is possible with direct current. A
maximum value of KL ::5 4.6 may be inferred from the ratio of the percep-
tion threshold for continuous DC to that for 60-Hz AC (Dalziel and
Mansfield, 1950b).
Although we can suggest a functional form of an S-F curve from theoreti-
cal principles, the parameters of this functional relationship need to be
determined experimentally. Table 7.6 summarizes experimental S-F data
determined from neurosensory and neuromuscular responses to sinusoidal
266 7. Sensory Responses to Electrical Stimulation
Males
Females
10 5 10 6
Frequency (Hz)
thresholds were 45, 50, 80, 86, and 97mA at frequencies of 2,5,10, 15, and
20MHz, respectively, for stimulation on the back of the finger. Discomfort
thresholds at those frequencies were 150, 173, 183, 190, and 206mA. The
ratio of discomfort to pain ranged from 3.3 at 2 MHz, to 2.1 at 20 MHz; these
ratios are not unlike those for electrical stimulation at much lower frequen-
cies (Table 7.3). Fingertip thresholds were approximately a factor of 2
higher than those on the back of the finger. With a grasping contact, current
of 500mA or more could be conducted for short periods without
discomfort.
The reason for the gradually rising thresholds with frequency was not
addressed by Rogers but might be explained by the impedance properties
of the skin. As the frequency is increased, capacitive coupling of the skin
would increasingly bypass resistive elements (see Sect. 2.2). Accordingly,
PR energy would tend to be dissipated in deeper tissue rather than in a
concentrated locus within the skin as the frequency is increased.
Figure 7.13 illustrates S-F curves from several of the references listed in
Table 7.6. Also drawn is a theoretical curve defined by Eq. (4.35), using the
empirical constants Ie = 500 Hz and 10 = 30 Hz. In general, the analytic
expression provides a good fit to the functional form of the S-F curves,
provided that the constants Ie and 10 are properly selected.
30r-------------------------------------~
10 100 10000
Frequency (Hz)
Polarity Effects
Measurements taken under a wide variety of experimental conditions dem-
onstrate lower thresholds for monophasic stimuli of negative polarity than
with positive polarity. In our experiments perception thresholds for nega-
tive polarity stimuli averaged 23 % lower than those for positive polarity
(Reilly and Larkin, 1983). We found similar polarity differences (about
30%) when the discharges were applied to corneum-piercing needles,
demonstrating that polarity-sensitive mechanisms do not depend on the
properties of the corneum.
Similar polarity sensitivity has been found by others (Higashiyama and
Rollman, 1991). Gibson (1968), for example, reported cathodic perception
thresholds to be approximately 50 to 75 % of those for anodic pulses. Girvin
and colleagues (1982) tested perception thresholds for monophasic pulses
having durations ranging from 63 to 1,000.us. At the shorter durations, the
ratio of cathodic to anodic thresholds was 0.77; at the longer durations,
the ratio was 0.63. Polarity sensitivity similar to that found for sensory
excitation has also been noted for simulation of cardiac tissue (refer to
Chapter 6).
We have seen in Chapter 4 that polarity sensitivity is predicted from
theoretical considerations of neural excitation. With anodic stimulation, the
distribution of current influx and efflux along the axon dictates that the
nerve may be excited by current from an external electrode of either polar-
ity, but that a cathodic electrode should be significantly more effective (Fig.
4.12). A model for excitation near the terminal structures of nerves also
demonstrates that cathodic thresholds are lower than anodic thresholds and
270 7. Sensory Responses to Electrical Stimulation
that the magnitude of the polarity effect is similar to that noted in sensory
experiments (Fig. 4.13).
Biphasic stimuli may also exhibit a sensitivity to the polarity of the initial
phase, but the polarity effects are generally less than with single
monophasic pulses. The neuroelectric model described in Chapter 4, for
example, shows that with short-duration biphasic pulse doublets, the
threshold of excitation is lower if the initial phase is cathodic rather than
anodic.
Cutaneous Electrodes
The relationship between electrode area and perception sensitivity was
determined for capacitor discharges to contacts of different sizes (Reilly
and Larkin, 1984; Reilly et aI., 1983). To avoid artifacts of electrode place-
ment, the precise point of contact was varied from one trial to the next,
within a perimeter defined by the largest electrode. A low capacitance
(100pF) was used in these tests so that stimulus discharges would have time
constants within the charge-dependent region of the S-D relationship
regardless of the electrode size. The electrode was either dry or treated
with electrode paste.
Results for untreated skin (Fig. 7.14) show that electrode size is a critical
parameter only for diameters greater than about 1 mm. Below this point,
sensitivity is nearly constant. We hypothesize that for dry skin, current is
conducted through discrete channels beneath a contact electrode, so that
effective current density depends on the number and size of these channels
and not simply on the electrode size. This hypothesis is consistent with the
observation that current concentration is not homogeneous in the corneal
layer of skin (Mueller et aI., 1953; Panescu et aI., 1993). As discussed in Sect.
2.2, tests with electroplating on the skin surface suggest a density of about
one channel per square millimeter (Saunders, 1974). This estimate corre-
sponds very well with the plateau in Fig. 7.14. For electrodes smaller than
1 mm2 , a single channel of excitation may be produced in dry skin. For larger
Electrodes and Current Density 271
CD (a) Paste-treated
e>
<0
fingertip
.c
o
32 0.1
o
.c
Ul (b) Fingertip
~
.c
~
(c) Forearm
100 pF
+ polarity
0.01 L------'_--L---"---'-..L-_'-----'----'--'---L.-_.L-----''--'--'-'
0.1 1.0 10 100
Electrode diameter (mm)
FIGURE 7.14. Effect of electrode contact size on perception of discharge from 100-
pF capacitor. Curve (a) applies to paste-treated skin; the others apply to dry skin.
(From Reilly and Larkin, 1985a.)
electrodes, the discharge current may pass through the dry epidermis in
more than one place. If so, current density would be constant for any
electrode smaller than about 1 mm2 and would decrease only when the
electrode is made to cover at least two current channels.
If current density is a critical parameter for human sensitivity, then
thresholds eventually must rise as electrode area is increased. This effect is
expected whether the current is uniformly distributed or is concentrated in
small current channels. For the data shown in Fig. 7.14, thresholds above
I-mm diameter increase as the one-third power of area on the forearm
and leg and as the one-sixth power on the fingertip. Slopes falling between
the one-sixth and one-third powers are evident in the data of previous
investigators who used 60-Hz stimulation, as shown in Fig. 7.15 (Jackson
and Riess, 1934; Forbes and Bernstein, 1935; Nethken and Bulot, 1967;
Dalziel, 1954).
Although cutaneous sensory thresholds rise as the electrode size is
increased, the rate of rise is much less than would be expected if thresholds
were simply inversely proportional to electrode area. The lack of area
proportionally is most likely related to the nonuniform conduction of cur-
rent beneath a cutaneous electrode. While electrode paste treatment or
skin hydration would be expected to reduce this effect, the current distribu-
tion beneath even a treated electrode is not uniformly distributed (refer to
Sect. 2.2). Furthermore, the presence of conduction "hot spots" in treated
skin cannot be ruled out.
When the skin is treated with electrode paste, the area relationship is
markedly altered. In Fig. 7.14, for example, thresholds on the paste-treated
272 7. Sensory Responses to Electrical Stimulation
, ",I , , , I , , .I , ",I
0.1 10 100
Contact diameter (mm)
FIGURE 7.15. Sensory thresholds for 60-Hz stimulation versus area of contact.
Data of Jackson and Reiss apply to pain threshold; other data apply to perception
threshold.
TABLE 7.7. Calculated sensory thresholds for single monophasic stimuli to finger
or hand (threshold in p,C for short-duration currents).
Electrode Finger, hand threshold CuC) Forearm threshold (flC) area
area (cm2) Percept. Annoy. Pain. To!. Percept. Annoy. Pain. To!.
0.01 0.11 0.25 0.39 0.78 0.09 0.31 0.48 0.97
0.1 0.16 0.37 0.56 1.14 0.19 0.66 1.04 2.08
1.0 0.23 0.53 0.81 1.63 0.41 1.43 2.24 4.49
10.0 0.34 0.78 1.19 2.41 0.88 3.08 4.84 9.68
100.0 0.51 1.17 1.79 3.62 1.89 6.62 10.40 20.79
Notes: Median threshold for adults. Contact to finger or hand. Brief-duration «20flS)
currents. Area power law = 116 for finger/hand; 113 for arm. Suprathreshold multiples from
Table 7.2.
274 7. Sensory Responses to Electrical Stimulation
rn"~;;~k~~d
Upper lip Index finger Upper lip
Thumb Nose
___ Ring finger Middle finger
Belly Little finger Ring finger
Back
~~"iP Little finger
Ch~l
Shoulder Thumb
Little finger Nose Cheek
Ring finger Palm Hallux
Upper arm Hallux
[Fo~;h~ad P;'j
Forehead
---]
Middle finger
Forearm Sole Sole
Thumb Belly Belly
Breast Breast Shoulder
Thj
Index finger Forearm Forearm
Shoulder Calf
Palm Back Breast
SOI~ Back
Hallux Calf Thigh
FIGURE 7.16. Rank-order of tactile sensitivity across various body parts, for three
measures of sensitivity. (From Weinstein, in D. R. Kenshalo, ed., The Skin Senses
1968. Courtesy of Charles C Thomas, Springfield, 11.)
---I--- - ....
.... ...
,,
~ 3 :,
, '-, , Females
... ...
... ", -- , I
,,
.....
-I---
I
ci , -,
g ,,
,,
,
....... -
.... ... I
I
I
I
:2 2 ,, , I
I
'-,
.EVl ,
,,
I
I
~ ,, ,,, .'
,,,
,,,
-=c: ,,, ,,,
,,
,
IV
,,, , ,,,
,,, ,, ,
I ::
CP
~
,, ,
,, ,,, ,, :~ , ,,
,, ,, .I"
J
x D I • ..,.
.2.9!
~c51 'Iii
0
i:
.S!'
F-
~
eZ j ~l
Vl:::l
~§'
Q.
:N ....
i:
i!=-::-I: I: I:
, Fi~~
0
FIGURE 7.17. Pressure sensitivity for males and females (Adapted from Weinstein,
in D. R. Kenshalo, ed., The Skin Senses, 1968. Courtesy of Charles C Thomas,
Springfield II.)
a.
--eCP
4.0 0
•• EMP}
WDL •
VTF Individual subjects
•• 8•
~
Cl
2.0
•
•
LGH 0__
,
:/
LBK
.9 0 Geometric Means
CP
>
~
~ 1.0 o • ...___0 0
.
:g
0
..c:
0.8 ~--j •
0
... ~/.
II)
CP 0.6
..c:
I-
fi •
0.4 •
0.2 •
Cheek Forehead Forearm Fingertip Thenar Calf Ankle
eminence
Body locus
FIGURE 7.18. Threshold data for seven body loci, normalized to the threshold for the
fingertip, flush-tip contact electrode, 200-pF capacitance. (From Reilly and Larkin,
1984.)
276
Skin Temperature 277
3Portions at this section have been adapted from Larkin and Reilly (1986) and from
Reilly and Larkin (1985a).
278 7. Sensory Responses to Electrical Stimulation
0.7
~ Cooling Heating~
'C
0.6 2.0 .~
~ ~
~0.5 l"0
~o 1.5 :g
:g
o ~
"£i
~
0.4 -=~
.c ::J
t- en
en
~
a.
a.
0.3 1.0 t:
(JJ
Cl
c:
• Fingertip
u::
o Forearm
A Stevens (1980)
FIGURE 7.19. Effect of skin temperature on cutaneous thresholds. Solid lines with
circles show detectability of electrical pulse on fingertip and forearm. Broken line
shows punctuate-pressure sensitivity on fingertip. (From Stevens, 1980, Fig. 1.)
Reference lines of constant slope are shown for QIO = 1.3 and 2.0. (From Larkin and
Reilly, 1986.)
Warming the skin affects sensitivity very little in either case, but there is a
drastic effect with cooling. The somewhat higher rate of climb for the
fingertip at low temperatures is consistent with its relatively lower priority
in thermoregulation compared with the forearm. Figure 7.19 also shows
normalized punctuate-pressure thresholds adapted from a study of tem-
perature effects on pressure thresholds (Stevens et aI., 1977; Stevens, 1980).
The temperature dependence of pressure and electrical thresholds is simi-
lar: Pressure sensitivity degrades if the skin is cooled, but shows very little
dependence on warming, up to 43°C.
In a suprathreshold procedure, subjects adjusted a stimulus on the cooled
or heated right hand to match the perceived intensity of a capacitor dis-
charge stimulus delivered to the left hand that was maintained at room
temperature. The stimuli presented to the left hand ranged from just per-
ceptible levels to the threshold of pain. Results of the sensation-matching
procedure are given in Fig. 7.20. The horizontal axis plots the charge deliv-
Skin Temperature 279
ered to the left fingertip. The vertical axis shows the stimulus needed on
thermally treated skin to achieve an equivalent level of sensation. The most
striking aspect of these data is that the matching charge falls along straight
lines parallel to the diagonal. Thus, the change in sensitivity is uniform over
the range of stimuli tested and can be represented by a multiplicative
constant for each temperature. The multipliers for the matching experiment
are listed on Fig. 7.20. They indicate that, for example, charge must be
raised by about 60% to reach the same sensation magnitude on the skin at
lOoe, compared with skin at normal temperature (30°C). These multipliers
fall very close to similar numbers derived from the threshold data in
Fig. 7.19. Thus, skin temperature affects perception sensitivity and
suprathreshold sensitivity nearly identically.
The fact that heating or cooling affects electrical sensitivity differently is
not surprising in view of the body's more efficient thermoregulation against
heat than against cold. The tolerance of pain to skin temperature occurs
around 45°C, at which point tissue damage begins to occur with prolonged
0.8
0.6
0.5
0.4
0.3 Multipliers:
40° 0.98
30° 1.00
20° 1.16
10° 1.60
0.2
0.2 0.3 0.4 0.5 0.6 0.8 1.0
Charge (Ilc) applied to skin at 30° C
FIGURE 7.20. Effect of heating and cooling the skin on suprathreshold sensation
levels. Measurements for capacitor discharges at 200pF to the fingertip. (From
Larkin and Reilly, 1986.)
280 7. Sensory Responses to Electrical Stimulation
4.0 + Polarity
2.0
:;-
e.-
O>
OJ
(1) 1.0
0:::
0
> 0.8
:g
0
.c
...
<Il
0>
.c
0.6
I-
0.4 3200 pF
o 10 20 30 40 50
Tap force (dB re minimum force)
FIGURE 7.21. Effect of tap force on detection threshold for single-spark discharges
into the fingertip. Each symbol represents an individual subject. Except where
noted, a I-mm raised-tip electrode was used. (From Reilly and Larkin, 1985a.)
another. The middle set of curves represents results for four subjects using
a tip electrode (i-mm-diameter tip, elevated 0.5 mm above an insulating
holder) at 600pF. The threshold voltage at the highest tap force, 50dB, is
approximately double the voltage at the minimum tap force. A second set
of experiments was performed with capacitor discharges at 200 and
3,200pF. Results for one individual are plotted in the top and bottom of Fig.
7.21. The data represent trials using a variety of electrodes of different
shapes and sizes. Two general conclusions were made from these experi-
ments. First, the electrode size and shape have almost no effect in the
tapping procedure. Second, the masking effect of tap force is greater for
electrical stimuli with shorter durations. The masking of electrical thresh-
olds by touch can be large and should not be discounted in any assessment
of human sensitivity. Accordingly, tap force should be monitored or con-
trolled in any test involving active touching.
282 7. Sensory Responses to Electrical Stimulation
4Portions of this section have been adapted from Larkin and Reilly (1984).
Individual Differences in Electrical Sensitivity 283
Distribution of Sensitivity
We studied electrical sensitivity of 124 subjects (Larkin et aI., 1986). Rather
than make an extensive study of people chosen completely at random-a
practical impossibility in any case-the study focused on specific subgroups
whose sensitivity might be expected to be either high or low. Subgroups
consisted of college students (25 women and 24 men), 25 female office
workers, and 50 men engaged in skilled trades (electricians, carpenters,
plumbers, and sheet-metal workers). The sampling strategy allowed direct
comparisons between men and women and between occupational groups.
Among the groups, there was a wide distribution of ages and body sizes, so
that a statistical estimate could be made of their relationship to electrical
sensitivity. A variety of physical attributes was quantified; namely, age,
284 7. Sensory Responses to Electrical Stimulation
TABLE 7.8. Geometric averages and ratios of thresholds from the large sample
study.
Perception thresholds Annoyance levels
(A) (B) (C) (D)
Arm-contact Fingertip Fingertip Fingertip
electrode tapping tapping tapping Ratios
Group N 200pF 200pF 200pF 6,400pF BIA ClB CID
Female 25 0.083 0.252 0.576 1.91 3.0 2.3 9.7
students
Male 24 0.107 0.277 0.664 2.14 2.6 2.4 9.9
students
Female 25 0.074 0.266 0.648 1.95 3.6 2.4 10.7
office
workers
Male 50 0.113 0.314 0.924 2.94 2.8 2.9 10.0
maintenance
workers
Total 124 0.097 0.284 0.734 2.33 2.9 2.6 10.1
sample
Notes: Data given in #C of charge for positive-polarity stimulation; values of capacitance are
listed at heads of columns.
Individual Differences in Electrical Sensitivity 285
0.98
Ul
::J
"S 0.95 (b)
E
(a) I fingertip /
oel
.~
,
Ul o
....
Q)
I
Ul
(ij 0.40 F~ M
~
F/
f J
::J
If 0/
0,'
"C
:~ (c)
"C
/ Annoyance
, ..
.!: 0.20
I
"0
k F/ fingertip
.~ 0.10 J ""
of /0 •
1:
o
g. 0.05 I I /o
a: o •
0.02 '--_.L.---L.--'---'---'-.L....L-'--_--'----'_ _.L.---L.---'---'--'-...J
0.2 2.0 4.0 6.0 8.0
Stimulus voltage (kV)
ample, one may wish to select a criterion of exposure that protects some
percentile rank of sensitive individuals. Table 7.10 indicates thresholds for
a representative log-normal model, based on the author's measurements.
The data listed under (M + F) apply to a group of adults, with males and
females in equal proportion. The "weight-adjusted" data apply to calcu-
lated thresholds, using body-weight regression formula. The data in
this table have been normalized by the median values of the respective
subgroups.
Correlates of Sensitivity
The cumulative distributions plotted in Fig. 7.22 show an unmistakable
difference between the two sexes. For a homogeneous group of students,
for example, the forearm thresholds for males is 1.3 times that for females
(column A of Table 7.8). The direction of this difference is not surprising in
view of the research literature on sex differences in cutaneous sensitivity.
Women reportedly are more sensitive than men to pressure (see Sect. 7.7),
to vibratory stimulation (Verillo, 1979), and to pain (Notermans and
Tophoff, 1975). Women are also reported to be more sensitive to a variety
of electrical stimuli, including pulse trains (Rollman and Harris, 1987),
60-Hz currents (Dalziel, 1972), and sinusoidal currents of frequency from
104 to 107 Hz (Chatterjee et aI., 1986). The reported ratio of the thresholds
for males versus females is typically consistent with our findings (about
1.3:1).
To my knowledge, no physiological hypothesis has ever been advanced to
account for these differences, although there have been suggestions that
cultural and social factors may account for them-especially in the case of
pain tolerance. Our data do not support a cultural explanation, since detec-
tion thresholds were determined in a manner that effectively eliminates all
288 7. Sensory Responses to Electrical Stimulation
Equation (7.7) provided a better overall fit (greatest r) to the data than
the other two-parameter functions. However, from theoretical consider-
ations (Schmidt-Nielsen, 1984), one might expect a power function of body
weight. In this case we can represent the data by
V= cW (7.8)
where c and d are empirical parameters. The least-squares fit of Eq. (7.7)
was only marginally better than that of Eq. (7.8). The estimated parameter
values that apply to discharges to the fingertip, from a tapped 200-pF
capacitor, were for perception and annoyance, respectively: c = 204, 121;
and d = 0.386,0.678. With 200-pF discharges to a 0.5-cm-diameter electrode
held against the arm, perception parameter values were c = 13.8 and d =
0.702.
Table 7.11 illustrates weight-dependent fingertip thresholds for dis-
charges of 200pF based on Eqs. (7.7) and (7.8). The two formulations
closely agree over the weight range ofthe test subjects (41 to 128kg). Note
that the dynamic range of sensitivity, represented by the perception-to-
annoyance multiple, increases from low to high body weights.
Downward extrapolation of Eqs. (7.7) and (7.8) yields rather different
estimates of sensitivity at the lower body weights. A representative weight
for children (23kg) is included in Table 7.11. In this case, the power func-
tion gives a value 16% lower for perception and 26% lower for annoyance,
compared with the exponential function. Without further testing, it is not
possible to make a secure choice between these alternatives nor to be
confident that extrapolation to children is valid.
The regression formulas presented above used body weight as a matter of
convenience. Other relationships with body size (e.g., forearm diameter)
yield equally valid correlates of sensitivity, since various measures of body
size are strongly correlated with one another. Based on these findings, it
6Because of body impedance, conducted current was on the average 0.72 times the
available short-circuit current.
292 7. Sensory Responses to Electrical Stimulation
A voidance Thresholds
6H muzzle/4 feet Suppress 30 plate [a] h
presses
session 1 1.53
session 2 2.85
session 3 3.63
7J rt front teatl4 Suppress 25 plate 7.1 [e] h, i
hooves presses
4 teats/4 hooves Suppress 25 plate 5.6
presses
rump/4 hooves Suppress 25 plate 6.1
presses
chest/4 hooves Suppress 25 plate 4.0
presses
Notes:
(a) Number of subjects; H = Holstein; G = Guernsey; J = Jersey.
(b) 10 and 50 percentiles given where available; otherwise, mean substituted for 50%.
(c) Experimental percentile adjusted for null response.
(d) Current duration t = 0.17, 18.
(e) EKG electrodes + electrode gel on shaved leg.
(f) Shoulder electrode = 60 cm2 with EKG gel.
(g) 50% estimated by extrapolation.
(h) 30 (or 25) plate presses required for food treat-each plate press causes shock.
(i) 50-Hz current used.
(D Transient thresholds adjusted for continuous 60Hz, rms.
References:
[a] Norell et al. (1983); [b] Gustafson et al. (1985); [c] Currence et al. (1990)
[d] Lefcourt (1982); [e] Whittleson et al. (1975); [f] Reinemann et al. (1997).
294 7. Sensory Responses to Electrical Stimulation
even greater current levels to other body parts for the privilege of a food
treat.
104
Monophasic
Sinusoid Biphasic Sinusoid
103
~
.s ~D
c:
...~
::::J
0
"'C 102
/-
"0
..r:: Monophasic
Ul
~ Square
-=
~
I'll
Q)
a.. 10
FIGURE 7.23. Strength-duration data for reaction thresholds of dairy cows. Curve
applies to single sinusoidal cycle; points apply to monophasic stimuli. (From
Reinemann et aI., 1996).
Electrical Stimulation of Domestic Animals 295
.0
.........
=
...,.n.·······
.' .' .'
.' .'
.... c···· multi cylce
0··········
10 10 3
Stimulus frequency (Hz)
FIGURE 7.24. Strength-frequency data for reaction thresholds of dairy cows. Curves
apply to single or multiple cycle sinusoidal currents. (From Reinemann et aI., 1996.)
shown in Fig. 4.21, except that the experimental curve is shifted to lower
frequency values as compared with the theoretical model. This frequency
shift is a consequence of the temporal shift in the strength-duration curve as
noted above.
99.99
99.9
99
95
90
Cl
c 80
'6
c 70
0
Cl.
(J)
~ 50
'E
II)
e
II)
30
a. 20
10
5
.1
.01
10 30
Threshold current (rnA - pk)
FIGURE 7.25. Cumulative frequency distribution for reaction threshold of 120 diary
cows for single-cycle, 60-Hz transient current. Threshold current refers to the peak
of the stimulus waveform where an animal responded.
8.1 Introduction
In the eighteenth and nineteenth centuries, many seminal investigations
into the basic properties of electricity were electrophysiological in nature
and focused on neuromuscular phenomena. In Galvani's commentary
(1791), a frog nerve-muscle preparation was used to propose a theory of
"animal electricity" in which muscle fibers were thought to store charge.
Volta (1800) later demonstrated that the bimetallic electrodes used by
Galvani were a source of electrical stimulation current rather than a path-
way for discharge of animal electricity. In modern society, electrical stimu-
lation of skeletal muscle may occur unintentionally as one possible effect of
an accidental electric shock or intentionally in medical devices for artifi-
cially induced muscle exercise or control.
This chapter presents the fundamental principles and effects of electrical
stimulation of skeletal muscle. We first introduce the principles of skeletal
muscle electrical stimulation in general and then focus on electrically in-
duced skeletal muscle responses that may occur during intentional stimula-
tion or electric shock. To achieve an understanding of the skeletal muscle
responses that may be elicited by any form of electrical stimulation, it is
necessary to consider the basic structure and function of muscle and the
nerves that innervate muscle.
FIGURE 8.1. Microanatomy of a peripheral nerve trunk and its components. (a)
Fascicles surrounded by a multilaminated perineurium (p) are embedded in a loose
connective tissue, the epineurium (epi). The outer layers of the epineurium are
condensed into a sheath. (b) and (c) illustrate the appearance of unmyelinated
axons and myelinated nerve fibers, respectively. Schw, Schwann cell; my, myelin
sheath; ax, axon; nR, node of Ranvier (components not to scale). (From Lundborg,
1988, p. 33.)
TABLE 8.1. Correlation of skeletal muscle major fiber type physiological, ultra-
structural, and metabolic properties.
Fiber type lIB, FG IIAB IIA,FOG I, SO
Corresponding motor unit type FF FI FR S
Myofibrillar ATPase, pH 9.4 High High High Low
Glycogen High High High Low
Phosphorylase High High High Low
Neutral fat Low Medium High
Capillary supply Sparse Rich Rich
Aerobic metabolism capacity Low Medium Medium-High High
Anaerobic metabolism capacity High High High Low
Source: Adapted from Burke, 1981, p. 349 with permission from Oxford University Press.
304 8. Skeletal Muscle Response to Electrical Stimulation
also exists in some muscles (type IIAB or FI, fast intermediate resistance to
fatigue).
Slow-twitch skeletal muscle fibers are optimized for maintenance of rela-
tively low force levels, at relatively low speeds, but for prolonged periods of
time. Fast-twitch fibers are optimized for quick production of relatively
high force levels for briefer time intervals. We see from Table 8.1 that the
physiological, ultrastructural, and metabolic properties of the major skel-
etal muscle fiber types reflect a trade-off between the ability to produce
force quickly and powerfully, or slowly and steadily. Type I fibers generate
force relatively slowly (myofibrillar ATPase activity at high pH is relatively
low), yet can maintain force well through a relatively high aerobic meta-
bolic capacity (high neutral fat content, rich capillary supply, etc.). In the
other extreme case, type lIB fibers can generate force quickly (myofibrillar
ATPase activity is relatively high) via the use of anaerobic metabolic
mechanisms (high glycogen storage, high phosphorylase). However, musc1!~
force fatigue occurs relatively rapidly in these fibers. Type IIAB and IIA
fibers represent varying degrees of compromise between the design
requirements of force generation, speed/power, and fatigue resistance.
units (see Burke, 1968, 1981). This seems sensible in that twitches generated
by slow motor units start to fuse at approximately 5 to 10Hz and reach a
tetanic state by 25 to 30Hz, while fast motor units may require 80 to 100Hz
to reach total fusion (see Burke, 1981; Wuerker et aI., 1965). In typical
physiological use, however, motor units rarely exhibit sustained firing fre-
quencies that even approach these tetanic fusion limits. For example, in the
human extensor digitorum communis muscle, Monster and Chan (1977)
observed that virtually all motor units began firing at about 8Hz regardless
of functional threshold (i.e., motor unit type) and increased their firing rates
to a maximum of 16 to 24Hz at maximal voluntary force levels.
Burke (1986) has suggested that recruitment patterns that fit the size
principle probably meet the normal functional demands placed on muscles
well while maintaining an acceptable metabolic cost. In instances where
recruitment deviates from the "orderly" pattern dictated by the size prin-
ciple, metabolic cost is sacrificed to achieve less frequently needed fast
and/or powerful motor demands.
secondary to reductions in the rates of calcium uptake and release via the
sarcoplasmic reticulum (see Williams and Klug, 1995). Force development
is obviously also dependent upon metabolic processes and products. At the
motor unit level, a clear correlation between aerobic (oxidative) metabolic
capacity and resistance to fatigue exists. As mentioned above, the fatigue-
resistant fiber types S (SO) and FR (FOG) can be associated with the high
aerobic capacity I and IIA categories; while easily fatigued type FF (FG)
units are associated with type IIB low aerobic capacity (high anaerobic
capacity). Longer-lasting fatigue may be due to depletion of metabolic
energy stores (such as glycogen) or excitation-contraction coupling impair-
ment (Le., "low frequency fatigue" (Edwards et aI., 1977».
In normal physiological use, motor unit firing patterns appear to be
adaptable to match fatigue levels. Bigland-Ritchie et ai. (1983) have
reported that, in a series of brief maximal voluntary contractions of the
human pollicis muscle, the average firing rate of more than 200 motor units
(from five subjects) dropped from 29.8 Hz (±6.4) to 18.8Hz (±4.6) between
30 and 60s after contraction onset, and to 14.3Hz (±4.4) after 60 to 90s. In
the same study, twitch contraction times before and immediately after a 60s
maximal voluntary contraction were not significantly different. However,
twitch relaxation times were prolonged by approximately 50%. This has the
effect of lowering the firing frequency needed to achieve fused tetanic
contractions. Thus, firing frequency decreases during fatigue may in part
occur because higher rates are unnecessary to achieve fused force output.
120
Normal Nerve Denervated Muscle
100 Muscle
Undergoing \ ..
~
"0
Q)
80 ·
Denervation
• ""0
..,
:E ", ..........
c.
«
"3
E
Q)
III
60
..................»~::~.......--"-..
0..
40
...........
" ........... ..
20
0
0.01 0.1 10 100
Pulse Duration (ms)
constant values for intact muscle and large myelinated nerve stimulation
would be similar. Indeed, for mammalian peripheral myelinated nerve
fibers, experimentally obtained values from 29#s to over 800#s can be
determined (Ranck, 1975; Li and Bak, 1976).
We have seen in Chapter 4 that 1'e is a property not just of the excitable
membrane, but also of the method of excitation. In general, Te becomes
greater as the stimulus current crossing the cell membrane becomes more
gradually distributed along the longitudinal dimension. The absolute mini-
mum values of Te for neural and direct muscle monophasic rectangular
stimulation are the actual membrane time constants (Tm) for a-motor neu-
ron nodes of Ranvier and skeletal muscle sarcolemma.1 Based on data
obtained from rabbit peripheral myelinated axons by Chiu and colleagues
(Chiu et aI., 1979; Chiu and Ritchie, 1981), the author has estimated that
I This situation occurs, for example, when a regulated current stimulus is applied
directly across a small patch of excitable membrane. The S-D time constant 0e then
becomes equal to the membrane time constant Om [i.e., Eq. (4.4) simplifies to Eq.
(4.5)].
Fundamental Principles of Skeletal Muscle Electrical Stimulation 309
40
30
«
g
Q)
"0
.a
=a 20 Curarized Muscle
E
<
Q)
rJ)
"3
a.
10
o
0.01 0.1 10 100
Pulse Duration (ms)
FIGURE 8.3. Strength-duration curves for cat skeletal muscle stimulation with an
intramuscular electrode. In these experiments, evoked muscle response was held
constant at a small fraction of total possible muscle force. The left-hand curve
represents data for direct nerve stimulation. The right-hand curve represents data
for direct muscle fiber stimulation (following administration of curare). (Adapted
from Mortimer, 1981, p. 170 with permission from Oxford University Press.)
Biphasic Stimulation
Balanced-charge biphasic (BCB) regulated-current stimuli are used with
many implantable electrode neuromuscular stimulation systems (see Sect.
8.4 below). With such waveforms, a cathodic rectangular pulse is followed
by an anodic phase of equal charge (either rectangular in shape or with the
form of a capacitive discharge) (see Robblee and Rose, 1990). While the
"primary" cathodic phase serves to stimulate excitable tissue(s), the "sec-
ondary" anodic phase performs charge balancing mainly for electrochemi-
cal reasons. Without some form of electrochemical reversal, deleterious
cathodic reactions such as alkaline pH swings, hydrogen gas evolution, and
oxidizing agent(s) formation can occur at the electrode-tissue interface [see
Sect. 8.4 and Robblee and Rose, (1990)]. However, although the intent of
BCB stimulation is to minimize adverse electrochemical reactions, we have
seen in Sect. 4.6 that the anodic current reversal of a biphasic stimulus can
act to abolish an action potential developing in response to the cathodic
phase. This physiological effect has been studied in vitro on isolated
Xenopus Laevis myelinated nerve fibers and in vivo using a cat nerve-
muscle preparation (van den Honert and Mortimer, 1979a). It was found
that a delay between the primary and secondary phases of approximately
loo,us effectively prevented this effect from occurring. Modeling of myeli-
nated nerve BCB electrical stimulation also predicts this result (see Fig.
4.16). Gorman and Mortimer (1983) found that the effect could be used
potentially to advantage for separating the stimulation thresholds of differ-
ing diameter a-motor neuron axons.
endplate, and MAP propagation failure all may contribute to this effect.
Bigland-Ritchie et al. (1986) feel that high-frequency fatigue is avoided in
normal physiological use because motor neuron firing rates remain below
the frequencies needed for propagation failure.
Bowman and McNeal (1986) studied in vivo the response characteristics
of single a-motor neuron axons of cat sciatic nerves when very high-
frequency trains (lOO-lO,OooHz) of balanced-charge biphasic stimuli were
applied. At frequencies of 100 to 1,000 Hz, axonal firing rates were generally
equal to or were subharmonics of the stimulation frequency. Over a 3-min
stimulation period, an axon often typically initially fired at the same rate as
the stimulus train for a very brief time, shifted to firing with every other
stimulus, gradually shifted to firing with every third stimulus, and some-
times then shifted to every fourth. Increased stimulus amplitudes tended to
delay the downward shift in firing frequency with time. Axonal firing
frequencies in this range tend to rapidly deplete supplies of ACH at the
neuromuscular junction. This type of "junction fatigue," first studied by
Wedensky (1884) and Waller in 1885 (see Bowman and McNeal, 1986),
rapidly results in contractile force loss (see McNeal et aI., 1973; Solomonow
et aI., 1983).
At stimulation frequencies of 2,000 to 1O,000Hz, Bowman and MeNeal
found that axons would briefly respond with firing rates of several hundred
Hertz, but stopped firing completely within seconds after stimulation initia-
tion. This type of "electrical conduction block" could be maintained for
periods up to 20 min. with recovery following stimulation termination
occurring within 1 s. The mechanism involved in this type of very high-
frequency conduction block, which has also been studied by a number of
other investigators using rectangular stimuli or AC sinusoidal trains (e.g.,
Cattell and Gerard, 1935; Katz, 1939; Tasaki and Sato, 1951; Tanner, 1962),
is not completely known. Polarization buildup at nodes of Ranvier due to
differing conductivities for inward and outward currents (see Sect. 4.6) may
act to depolarize excitable membranes to the point where strong sodium
channel inactivation results.
20
o
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
Pulse Duration (ms)
30
25
<
g 20
Q)
"0
.a
aE 15
c(
Q)
U)
:;
a.. 10
5
zero ft-Ibs
o
o 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
Pulse Duration (ms)
c:
0
c::: 8.5
l!
(,)
Q)
15
E 8
.g
E
~
'E
·s 7.5
a.
...
~
~ 7
0
c::: •
N
.3
6.5
6
15 30 45 60 75 90
Elbow Angle (degrees)
FIGURE 8.6. Location of the motor point of the medial head of the triceps muscle
versus elbow angle for surface stimulation using a 1-in.-diameter electrode (pulse
amplitude = 15mA; pulse duration = O.2ms; frequency = 50Hz; subject "W.C.")
(Adapted from Crochetiere et aI., 1967.)
Charge (flC)
o 0.1 0.2 0.3
1.0
0.8
Q)
~
0 0.6
LL
"0
Q) Modulation
.~
til
E 0.4 o Amplitude
0 o
z Pulse Width
0.2
o 2 3
amplitude (rnA)
o 20 40 60 80 100
pulse width (flS)
FIGURE 8.7. A comparison of isometric force recruitment by pulse width and ampli-
tude modulation. Circles: normalized force as a function of pulsewidth (zero to
lOOfts) at a fixed stimulus amplitude (2.7mA); squares: normalized force as a
function of stimulus amplitude (zero to 2.7mA) at a fixed pulse width (lOOfts).
Abscissa also gives the total charge per stimulus (top scale) for either modulation
scheme. Data are for 10-Hz intramuscular stimulation of a cat soleus muscle.
(Adapted from Crago et aI., © 1980 IEEE.)
diameter. These terms occur in Eq. (4.31) only as ratios. As pointed out by
McNeal (1976), the only effect of changing fiber diameter is therefore in the
calculation of the extracellular potential terms. Because internodal length is
proportional to fiber diameter, the extracellular potentials at the nodes will
change with fiber diameter. In one idealized situation where an extracellu-
lar potential distribution rises linearly along a fiber, peaks over a node of
Ranvier, and then declines linearly, Eq. (4.31) predicts that fiber excitation
threshold will be exactly inversely proportional to fiber diameter. This
theoretical dependence of excitability given a linear field along a nerve
matches the experimental results of Tasaki (1953) for studies on single
myelinated fibers from frog sciatic nerve. In that the focalized electric fields
Functional Neuromuscular Stimulation Systems 321
cies that, ideally, are bound at the electrode surface and can be quantita-
tively reversed by alternately passing equal and opposite amounts of
charge. Examples of such reactions are oxide layer formation/depletion and
hydrogen atom plating. Balanced-charge biphasic (BCB) regulated-current
stimuli (see Sect. 8.3) can therefore use reversible conductive reactions for
electrical stimulation without introducing new electrochemical species into
the tissue. "Irreversible" conductive reactions necessitate formation of new
species and in general may elicit variable amounts of tissue damage depend-
ing on the body's ability to buffer or suppress deleterious effects. Examples
of such processes are electrode corrosion, oxidation of chloride ions, and
the electrolysis of water. Such reactions can bring about the formation of
biologically toxic products and may generate large swings of pH near the
electrode-tissue interface.
Although electrical stimulation ofaxons within their normal physiologi-
cal range does not in general elicit any damage, Agnew et al. (1989) have
reported that prolonged BCB electrical stimulation (in which only revers-
ible conductive reactions were presumably utilized) of cat peripheral nerve
could elicit damage in a fraction of large myelinated nerve fibers. This result
depended on the stimulus parameters (current, pulsewidth, and frequency)
and the total duration of stimulation. For the peroneal nerve trunk,
supramaximal stimulation of Aa nerves for 8 h or more at 50 Hz consistently
produced this early axonal degeneration (EAD) in some fibers. Depending
on the stimulation parameters, damage could sometimes be found with
frequencies as low as 20Hz. In a recent series of experiments, Agnew and
colleagues (see McCreery and Agnew, 1990) found that local anesthetic
applied to peroneal nerves near the stimulation site prevented EAD. This
complete abolition of damage by local anesthesia (which will prevent elec-
trical excitation of the nerve fibers) strongly suggests that hyperactivity of
axons may be at least partially responsible for EAD generation.
2Much of the material in this section is extended from an excellent review of 60-Hz
contact current safety levels by Banks and Vinh (1984).
324 8. Skeletal Muscle Response to Electrical Stimulation
NR = not reported.
...o·
"First series. Eo
bSecond series. (")
>
(")
Source: Adapted from Banks and Vinh, © 1984, IEEE. 0:
(1l
::l
rl
en
\.;.)
N
Ul
326 8. Skeletal Muscle Response to Electrical Stimulation
average values for humans fell within a fairly reasonable range of about 8 to
15mArms.
From 1941 to 1956, Dalziel and his colleagues reported in a series of
papers on human let-go currents and voltages. Despite some experimental
and statistical methods that would not be acceptable by today's standards
(Banks and Vinh, 1984), these reports still form the foundation of our
knowledge about the let-go phenomenon and have had great impact in
setting safety standards for line-frequency contact currents (see Chapter
11). The adult experimental subjects in these studies were predominantly
healthy, young, male volunteers aged 21 to 25 years (with an upper age
tested of 46 years). A smaller number of female subjects in their "late teens
to the early 20's" were also tested (Dalziel and Massoglia, 1956). Dalziel
described his female subjects as probably representing a fairly sedentary
population. A small number of children were also tested. In all experiments,
"an individual's let-go current [was] defined as the maximum current he
[could] tolerate when holding a copper conductor by using muscles directly
affected by that current" (Dalziel et aI., 1943). A No.6 or No.7 A WG
polished copper wire was grasped as the active electrode in most studies.
Dalziel and colleagues felt that conductor size and shape did not have a
large effect on threshold measurements. The hands of the subjects were
kept moist with a "weak salt" solution, and any of three indifferent
electrode sites/types were used (usually a brass plate under the opposite
hand, but sometimes a plate under one or both feet, or a conducting
band around the upper arm), apparently without strongly affecting the
results. After allowing each subject to become accustomed to the sensations
that would be encountered, the current was raised slowly to a certain
value, at which point, the subject was commanded to drop the electrode. If
he or she succeeded, the current values were increased by steps until
the subject was no longer able to let go of the wire; if the subject failed, the
test was repeated at a lower value. It is important to note that, at the let-
go threshold current value, "failure to interrupt promptly the current is
accompanied by a rapid decrease in muscular strength caused by pain
and the fatigue associated with the severer involuntary muscular contrac-
tions" (Dalziel and Massoglia, 1956). The end point of experiments
was checked by several trials thought to be insufficient in number to fatigue
the individual but enough to determine the let-go value accurately (Dalziel
et aI., 1941). This process was undoubtedly quite unpleasant (see Fig. 8.8).
Dalziel and colleagues recognized that psychological state and motiva-
tion levels certainly affected results. "Psychological factors, especially
fear and competitive spirit, were the most important causes for the varia-
tions" (Dalziel et aI., 1943). Table 8.3 and Figure 8.9 summarize results
obtained for the 60-Hz let-go currents of 134 men and 28 women. The
99.5 percentile rank levels (9mArms for men, 6mArms for women) were
considered to represent a reasonable criterion for safety (Dalziel and
Massoglia, 1956).
Skeletal Muscle Stimulation in Electrical Accidents 327
99.99
99
2"
c: 95
as
II: 90
~
80
"E 70
Q)
~
Q)
50
~
Q) 30
0>
20
~
Q) 10
~
Q) 5
a.
.1
.01
6 8 10 12 14 16 18 20 22 24
Let-Go Current (in rnA rrns)
FIGURE 8.9. Let-go current percentile rank distribution curves for adult males and
females given hand contact with a 60-Hz AC source. Average value for 134 males =
lS.9mArms; extrapolated 0.5 percentile value = 9mArms. Average value for 28
females = 1O.SmArms; extrapolated 0.5 percentile value = 6mArms. (Adapted
from Dalziel, © 1972 IEEE.)
Great interest existed at this time in also establishing 60-Hz safety levels
for small children. In general, Dalziel and colleagues found that obtaining
let-go currents for young children was extremely difficult. In addition to the
reluctance of parents to permit experimentation on their children, Dalziel's
limited experiences with children indicated that children were likely to "just
cry at the higher values" (Dalziel, 1972). Despite these problems, results
were reported for three small boys (Table 8.4), and Dalziel recommended
a "reasonably safe" current level for children as 50% of the 99.5 percentile
value for normal adult males-namely, 4.5mArms.
fj)
I
<:
E
C
~
::J
U
0
Ol
Percentile curves
i; 40
...J
' \ 99.5
20
~~ 0.5
Frequency (Hz)
FIGURE 8.lD. The effect of stimulus frequency on the let-go current threshold for
adult males. Values on the left-hand axis are for DC. (Adapted from Dalziel, © 1972
IEEE, using some additional data from Dalziel et aI., 1943.)
FIGURE 8.11. Anterior aspect of the left forearm showing deep muscles. (Adapted
from H. Gray, Gray's Anatomy, 30th ed., C.D. Clemente (ed.), Lea & Febiger, 1985,
p.533.)
Brachioradialis
Flexor digitorum
Radial artery superflcialis
Abductor
pollicis longus
Extensor pollicis
Extensor digitorum and Extensor carpi longus
extensor digiti minimi ulnaris
Flexor
digitorum
FIGURE 8.12. Transverse cross section through middle of left forearm (upper) and
wrist (lower.) [Adapted from Gray, 1989, p. 620 (upper) and p. 625 (lower.)]
through these areas (e.g., Fig. 8.12) reveal that relatively poorly conducting
bone, tendon, fat, and ligament dominate. Current densities in these regions
should be highest in the existing higher conductivity soft tissues (nerve
trunks) and blood vessels. We would therefore expect that in hand-contact
electrical accidents, current density will be very focused directly beneath
the electrode in the muscle and nerve of the palm and within the median
and ulnar nerve trunks in the wrist.
Analysis of the Let-Go Phenomenon 333
"Estimates of Dalziel for adult males and females (Dalziel and Massoglia, 1956); single study
on a 5-year-old boy as reported by Dalziel (1943).
Note: I is an arbitrary hand-contact current in milliamperes.
99.99
~-~-~~~;~~~;:~j~~~~-~:i~=:¥~~=
~
c: 95
ttl ..............."\" .......................
a: 90
l!!
80
~ 70
CD
f::!
CD
e:.. 50 ·. ··1··
CD 30
Cl
20 ·············t················
~CD 10 ···········t·················· ................+·····················t·········
f::! 5
CD
a. 1
-_·······t--_···
.1
.01
6 8 10 12 14 16 18 20 22 24
Let-Go Current (in rnA rrns)
FIGURE 8.13. Theoretical let-go current percentile rank distribution curves for 134
adult males and 28 adult females. Linear regression lines are those of Dalziel and are
the same as those in Fig. 8.9. (Adapted from Sweeney, © 1993 IEEE.)
9.1 Introduction
Electromagnetic (E-M) fields are ubiquitous in modern society. Radio fre-
quency fields, for example, are produced by a variety of communications
devices. Extremely low-frequency fields are produced by power transmis-
sion and distribution lines, as well as by home wiring and appliances. Some
environmental exposures can result in measurable short-term reactions.
The electric fields from high-voltage transmission lines, for example, can
provide the opportunity for electric shock under some circumstances. The
new generation of magnetic resonance imagers press the limits where per-
ceptible effects might be caused by their time-varying gradient fields. Nu-
merous research efforts have focused on biological effects associated with
both short-term and chronic exposure to low-level E-M fields. Although
chronic exposure issues are beyond the intended scope of this book, bio-
physical mechanisms proposed to account for chronic effects are treated
briefly in Chapter II.
This chapter concentrates on short-term human reactions to electric and
magnetic fields whose wavelengths are long in comparison with the dimen-
sions of the human body. By concentrating on long-wavelength phenom-
ena, it is possible to treat electric and magnetic field effects separately. This
approach differs from the study of high-frequency electromagnetic radia-
tion, where the electric and magnetic components are intimately connected.
In the long-wavelength regime, the term "electromagnetic field" is often
replaced by "electric and magnetic fields."
Induction Mechanisms
Consider a conducting object situated above a ground plane in a vertically
oriented electric field. If the object is electrically connected to ground, it will
acquire a net charge, which, for simple geometric shapes (flat plate, hori-
zontal cylinder, sphere), can be expressed by (Deno, 1975a, 1975b).
Q = VsCo (9.1)
where Co is the capacitance between the object and ground, and Vs is the
space potential that would be present at the centroid location of the object
if it were not present. In a low-frequency alternating field where the electri-
cal wavelength is much greater than the dimensions of the object, one can
ignore propagation effects and resort to the so-called quasistatic solution
(Kaune, 1981). In that case, the induced alternating current is given by the
time derivative dQldt, which, for a sinusoidal field, is
(9.2)
where f is the frequency of the field, and j is the complex phaser operator
(indicating 90° phase shift with respect to the E-field). In a uniform field, an
equivalent expression for Eq. (9.2) is obtained by noting that Vs = Eh:
Is = j2nfEhCo (9.3)
where E is the electric field strength, and h is the height above the ground
plane at the electrical centroid of the object. The terms in Eq. (9.3) can be
conveniently regrouped as
(9.4)
where Co is the permittivity of free space (8.85 x lO- 12 F/m). The phasor
operator j has been dropped, because we will be dealing with magnitudes.
The second term in Eq. (9.4) expresses the area of a parallel-plate capacitor
with small separation and having capacitance Co (see Eq. 2.4). This leads to
the equivalent-area concept for describing induced current (Deno, 1975b):
(9.5)
For irregularly shaped objects, Ae is the area of a flat plate that would
result in the equivalent induced current. Methods for evaluating Eq. (9.5)
Electric Field Induction Principles 343
have been determined for a variety of objects and shapes (Deno, 1975a,
1975b; Deno and Zafanella, 1982; Reilly, 1979a, 1979b, 1982; Reilly and
Cwicklewski,1981).
Another parameter of interest is the open-circuit voltage V o, i.e., the
voltage that would be measured between the object and the ground plane in
the absence of current conduction to ground. Vo can be determined from
the short-circuit current by
(9.6)
where Zo is the impedance measured between the induction object and
ground. For an object that is perfectly insulated from ground, Zo is deter-
mined by its coupling capacitance to ground. In this case, Vo achieves its
maximum possible value, given by
We can gain some insight into the induction on a person by using the
theoretical expression for short-circuit current in an upright cylinder
(Reilly, 1978a):
(9.8)
where h is the length of the cylinder, r is its radius, d is the distance from the
bottom of the cylinder to the ground plane, f is the frequency of the field,
and E is the strength of a vertically oriented E-field. [Units in Eq. (9.8) are
amperes, Hertz, meters, and volts/meter]. We have verified Eq. (9.8) with
measurements on cylinders placed on a ground plane within a 60-Hz elec-
tric field (Reilly, 1978a).
If we model a person as an upright cylinder with a height-to-radius ratio
of 12 and standing on a ground plane (d = 0), then Eq. (9.8) predicts a value
of short-circuit current given by:
(9.9)
When evaluated at 60Hz, Eq. (9.9) is identical to the empirical formula
determined by Bracken (1976) for people within transmission-line electric
fields.
Whereas Eq. (9.9) expresses the short-circuit current at the point of
ground contact, an investigator may wish to know the current density in a
person who is immersed in an alternating E-field. Experimentors, using
conducting models of the human body, have mapped the distribution of
internally generated currents for both grounded and ungrounded humans
standing within vertically oriented 60-Hz E-fields (Deno, 1977; Kaune and
Forsythe, 1985). Calculations over a wider frequency range and for more
complex field environments have also been carried out (Takemoto-
Hambleton et aI., 1988; Hart, 1992; Gandhi and Chen, 1992). Consider, for
example, a person standing within a vertically oriented alternating E-field
and grounded through the feet. In this case, the amount of current passing
through any given horizontal cross section of the body increases as the
cross-section is moved from the head toward the feet, with the greatest
current passing through the feet as illustrated in Fig. 9.1 (adapted from
Deno, 1977). The horizontal axis expresses the fraction of maximum cur-
rent, given by Eq. (9.9), passing through a cross-section at the indicated
height. The outermost curve applies to a person grounded through the feet;
the other curve applies to an ungrounded person standing 13 cm above a
ground plane. The maximum current in the grounded person flows through
the feet. For an ungrounded person, maximum induced current flows
through the midsection of the body.
The current density in a homogeneous model is the induced current
divided by the cross-sectional area. One can infer from Eq. (9.9) that the
Electric Field Induction Principles 345
Person
grounded
through feet
.8
1:
.2>
Q)
.r:;
.6
>-
B
'0
c
.2
U
~ .4
u..
1.0
Fraction of Is
current density induced in the upright body would not depend on a person's
height, as long as the ratio hlr is held constant. This inference can be drawn
by noting that the induced current and cross-sectional area of the model
cylinder both grow in proportion to the square of height.
by the direction of the flux lines, and its intensity by their density (not drawn
to scale in the figure). The flux lines are normal to the surface of the body.
The lines drawn within the body roughly represent the internally induced
current.
As suggested by the figure, the E-field on the surface of the body will be
enhanced in certain regions, particularly on the upper body, and reduced in
other regions. The average field, E a, over the entire body is related to the
short-circuit current by (Kaune, 1981)
(9.10)
Electric Field Induction Principles 347
where Ab is the body surface area. Notice the similarity of Eqs. (9.5) and
(9.10).
Ea will be exceeded at particular regions of the body, particularly at
elongated surfaces on the uppermost body. Table 9.2 expresses field-
enhancement factors applying to the average, or to the topmost region of
humans and animals. The table also includes normalized values of short-
circuit current, applicable to 60-Hz fields. The enhancement factor indicates
the value of the incident field as a ratio of the undisturbed field. For
example, the field at the top of a person's head will be 18 times the undis-
turbed field measured in the absence of the person. If the person were to
raise one hand above the head, the electric field on the raised hand would
be enhanced even further.
Table 9.2 applies to the situation where the source of the E-field is several
body dimensions distant from the sUbjects. If, instead, the source were close
to the subject, there would exist a further enhancement of the incident field
because of the interaction of the charges on the body surface, and the
charges on the conducting object.
1 Portions of this section have been adapted from Reilly and Larkin (1987).
348 9. Stimulation via Electric and Magnetic Fields
High-voltage
source
Charging object
(e.g., vehicle, fence)
Discharging object
(e.g., person)
voltage, the discharge occurs only at the moment of physical contact with
the electrode.
Both the capacitor discharge voltage and the sinusoidal contact current
are important components of the AC field-induced stimulus. These quanti-
ties are related in a well-defined way:
= Zo Va (9.11)
Is
where Zo is the impedance of the charging object. For many cases of
interest, Cs « Co and Eq. (9.11) can be written:
(a) Vo = 1000 V.
-2.0 0
100
Elapsed time (ms)
4.0 I
.1 '
I
I
!
2.0
>
.>.!
I
Q)
0 ,
...'"'"
(5
\
I I
> I
I
-2.0 \ i , I
1 J "I
\ i \1'
(b) Vo = 2000 V. U
-4.0
0 100
Elapsed time (ms)
FIGURE 9.4. Example waveforms for AC field-induced stimuli, with tapped finger
contact of energized electrode Co = 200pF.
350 9. Stimulation via Electric and Magnetic Fields
(9.12)
VoI-= 21CfC
II: 1
o
(9.13)
In many practical cases, however, Romay be small enough that the induced
voltage is substantially below its theoretical maximum (Reilly, 1979b). In
such cases, the ratio Volls, given in Eq. (9.12), becomes smaller than its
theoretical maximum (i.e., the open-circuit voltage becomes less promi-
nent). From a sensory point of view, the sinusoidal current in the contact
phase of the stimulus may take on greater significance than the capacitive
discharge component.
In this chapter, the effects of leakage resistance are expressed in terms of
the factor k = IVollsl(21CfCo). A functional expression for k can be obtained
by mUltiplying Eq. (9.12) by 21CfCo:
k = [1 + ------:-1]-1/2 (9.14)
(21C fRoCot
For a well-insulated object, k = 1, which is the value attained as Ro ~ 00. The
value k = 112, for example, implies that leakage resistance reduces the
induced voltage to one-half that of a well-insulated object.
A very slow approach to an AC-charged source provides conditions in
which a sequence of spark discharges can occur. Both the average number
of discharges and the average voltage at which they occur will increase as
the approach velocity is reduced and as the peak sinusoidal voltage is
increased. Figure 9.5 illustrates typical discharge patterns associated with
very slow approaches using a device that could move an electrode toward a
stationary fingertip with a fixed, controllable velocity. In each example, the
charging voltage is 1,900Vrms, and the capacitance is 100pF. Each discon-
tinuity in the waveform represents a single spark discharge. Notice that the
discharges tend to occur at lower voltages in successive cycles of the sinusoi-
dal waveform, but that nearly all of the discharges extinguish at a minimum
voltage of about 600 V associated with the spark plateau described in Sect.
2.5. The number of discharges is greatest at the slowest approach. In each
Electric Field Induction Principles 351
,~
II
2.0 ,ii 2.0
:>
!r' :~
I'
= :>
, I.
/~
=
' I
i II I . ,"-,
!l, 0 0
e i !l,
"0
>
, I
Il
. I
i,~
j\ i \1
.i
Jl 0,15 e
"0
>
0.15
-2,0 I'
I,}
1 \/ -2.0
'J
FIGURE 9.5. Examples of stimulus patterns for various electrode approach veloci-
ties. Energizing voltage is 1.9kV rms. Horizontal axis is elapsed time; Co = lOOpF.
(a) Velocity = 2mm/s. (b) Velocity = 8mm/s. (c) Velocity = 16mm/s. (From Reilly
and Larkin, 1987.)
Note: Electrode tapped with the fingertip, using light tap force.
Source: Reilly and Larkin (1987).
discharges for a small electrode than for a large one. There is little depen-
dence on electrode size in the approach stage. (4) When multiple discharges
occur, they cluster within individual quarter-cycles of the sinusoidal
waveform.
For very slow approach velocities (less than 20 mm!s) , and adequate
voltage (>SOOV peak), a series of spark discharges may be obtained on
individual half-cycles of the alternating induced voltage function. Table 9.4
lists statistical data on the number of discharges for voltages from 1.09 to
95
90 • • Raised hands
• • Tingling
80 0----0 Head hair
70
g>
60
=g
8. 50
...
(/)
Q)
Q) 40
a.
0
Q) 30
Co
15 20
1:
e
Q)
Q) 10
Co.
0.5
1 2 3 4 5 6 7 8 910 15 20 30
Electric field intensity at 1-m height (kV/m)
FIGURE 9.6. Response thresholds of men to the direct effects of 60-Hz electric field.
Temperature = 50-65 F, both dry and wet conditions included. (From Reilly, 1978.)
0
Direct Perception of ELF Electric Fields 355
-- -----_.
------ --
15 -----~---------
" ...
/,I'
Tingling (25th percentile)
,./,
,. Head-hair
Raised hands
thresholds were found to be 2SkV/m with the hands at the sides, and
12.SkV/m with one raised hand. The fact that these thresholds are higher
than those for outdoor tests (Fig. 9.6) might be explained by a less humid
climate in the indoor facility, although relevant climatological data were not
published for the indoor tests.
Figure 9.7 illustrates the connection between the electric field frequency
and perception levels (from Deno and Zaffanella, 1982). Perception thresh-
olds were least at the lowest tested frequency (30Hz), with a gradual loss
of sensitivity as the frequency was increased. For the data represented in
Fig. 9.7, the rate of hair vibration was not reported; as noted earlier, it could
be either at the frequency of the applied field, or twice the frequency,
depending on the degree of hair hydration.
Cutaneous vibration sensitivity has a frequency response counter to that
indicated for E-field sensitivity. Hair receptors are examples of rapidly
adapting mechanoreceptors that are responsible for detection of vibration
356 9. Stimulation via Electric and Magnetic Fields
Ql
> 3
.!l!
c
0
'"@
en
c
(J)
(f) 2
-20 o 20 40
DC Electric field (kV/m)
FIGURE 9.8. Reaction levels for exposure to mixed DC and 60-Hz AC electric fields;
stimulation of head hair while standing in field. Indicated field levels apply to
undisturbed field. Horizontal axis applies to DC field strength; curve parameters
apply to AC field strength. (From Clairmont et ai., ©1989, IEEE.)
Direct Perception of ELF Electric Fields 357
such an explanation appears plausible, note that even a pure static field is
perceptible. Detection of a static field may also be the result of hair vibra-
tion, which has been reportedly observed beneath a DC high-voltage trans-
mission line. Such hair movement is not clearly understood but may be
associated with corona on the tips of the hair shafts. Laboratory studies by
Kato and colleagues (1986) failed to detect hair movement within a static
field. Differences between laboratory and environmental observations
might be associated with the density of ambient air ions, and relative
humidity.
In other laboratory experiments, Kato and colleagues (1989) exposed the
hairy arm and the palm of the human hand to SO-Hz electric fields. The
median perception threshold was SOkV/m on days that the relative humid-
ity ranged from 6S% to 78%. On dry days with humidity ranging from 22%
to 33%, nearly all subjects failed to perceive fields up to l1SkV/m, although
one exceptional subject detected a field at l1SkV/m. In all cases, perception
was associated with hair movement. When the hairless hand was exposed,
the field could not be detected up to the maximum level used in the
experiments (l1SkV/m).
The field levels cited in Kato's experiments may seem large in com-
parison with those indicated in Figs. 9.6 to 9.8, but may be accounted for by
differences in the definition of exposure levels. In Kato's laboratory experi-
ments, the reported fields are those on the surface of the skin; in the
environmental measurements (Figs. 9.6 to 9.8), the reported levels apply to
the undisturbed field (i.e., the rms value of the field in the absence of a
person). The difference between these two definitions is significant, as
suggested by Table 9.2.
Various studies have examined detection of ELF fields by laboratory
mammals (Stern et aI., 1983; Stern and Laties, 1985; Sagan et aI., 1987;
Weigel et aI., 1987). Weigel's experiments with cats provide significant
insight into mechanisms of transduction in E-field perception. In these
experiments, both normal and hairless cats' paws were exposed to strong
60-Hz E-fields. Thresholds as low as 160kV/m were noted, where the field
value applies to a measurement directly on the surface of the exposed body
part. That threshold value is similar to the perception threshold noted in
Fig. 9.S for human detection, if one accounts for the field enhancement on
local body parts.
Weigel and colleagues isolated receptor types and their receptive fields in
the cat's hind limb by monitoring action potential activity from the spinal
dorsal roots that supply those regions. They concluded that the most sensi-
tive mode of transduction was via rapidly adapting receptors. It was thought
that hair vibration could activate hair follicle receptors directly, or could
vibrate the skin and activate other types of nearby receptors, such as
pacinian corpuscles. In some cases, the later mode appeared to be the more
sensitive mechanism for transduction. But even in the hairless paw, electric
field stimulation was still noted, although at somewhat increased threshold
358 9. Stimulation via Electric and Magnetic Fields
Perception Thresholds
The sinusoidal contact component of the AC stimulus has a peak amplitude
that is considerably below the peak of the capacitive discharge current.
Nevertheless, the contact component can be perceptually potent-experi-
mentally, we find that 60-Hz sinusoidal currents can be detected with large-
area fingertip contact at an average current of about 0.2S rnA (Reilly et aI.,
1983). This value is consistent with 60-Hz touched-contact thresholds noted
in other studies (see Chapter 7).
2Parts of this section have been adapted from Reilly and Larkin (1987).
Human Reactions to AC Electric Field-Induced Shock 359
4. a r----r----r---r---r--r---.-------r-....,....---.----.
1.0
Vi
E
>
.>.!
III
0'>
co
~
0
>
I~; I
"0
0
~ 0.1 k = w Co
'"~
~
I-
10 3 104
Discharge capacitance (pF)
FIGURE 9.9. Perception threshold for 60-Hz AC field-induced stimuli. Tapped elec-
trode. Curves for k = 1/2 and 1/4 indicate effect of leakage resistance. (From Reilly
and Larkin, 1987.)
360 9. Stimulation via Electric and Magnetic Fields
capacitance, and with decreasing leakage resistance. [See Eq. (9.14) for a
definition of the leakage-resistance parameter k.] The resistance effect
stems from the greater sensory contribution of the sinusoidal contact cur-
rent component as leakage resistance is reduced. The fact that thresholds
are lower with reduced leakage resistance does not mean that reduced
resistance makes the shock exposure worse. If the induction E-field is held
constant, decreased leakage resistance reduces the induced voltage even
more than it does the threshold. For example, comparing k = 1/4 with k = 1,
the induced voltage is reduced by the multiple 0.25, but the perception
threshold at C = 3,200pF is reduced by the multiple 0.52 (see Fig. 9.9).
Superthreshold Effects
Suprathreshold reactions were tested for alternating E-field induction
stimuli in a manner similar to that described in Chapter 7 for single capaci-
tive discharges. In the magnitude-estimation procedure, perceived magni-
tude for 60-Hz E-field stimuli on the fingertip was found to grow at the 2.7
power of induced stimulus voltage at 6,400pF, and at the 2.2 and 2.8 powers
at 800 and 200pF, respectively. These exponents are not very different from
those observed for single-discharge stimuli (Chapter 7).
Table 9.5 lists, for six subjects, the mean affective response category
thresholds as multipliers of individual perception thresholds. The multiples
are for 60-Hz field-induced stimulation of the fingertip in active electrode
touching. Compared with the corresponding multiples for single discharges
(Table 7.2), 60-Hz stimuli reach the "unpleasant" category at approxi-
mately the same multiple; however, "pain" and "tolerance" categories are
reached with generally lower multiples.
Multiple Discharges
When a person grazes a metallic object that is energized by an alternating
E-field, there is a possibility for multiple discrete discharges. As demon-
upward shift of 50-Hz thresholds, but the shift should not exceed 8.3% of
the values plotted in Fig. 9.9.
If the induction frequency is increased beyond 60 Hz, the sinusoidal
contact current takes on increasingly greater sensory importance in com-
parison with the capacitive discharge component, and, for sufficiently high
frequencies, will become the dominant sensory factor. Above 1 kHz, per-
ception thresholds for sinusoidal currents rise approximately in proportion
to frequency (Sects. 4.6 and 7.5), reaching a plateau at about 100kHz where
heating effects predominate (Fig. 7.12). Since the current induced by the
alternating electric field also rises in proportion to frequency, the E-field
level for perception of induced contact current should be nearly constant
between about 1 and 100kHz.
The opportunity for multiple discharges can increase with the induction
frequency. When individual capacitive discharges can be perceived, mul-
tiple discharges can greatly increase sensory potency, as noted in Fig. 7.11.
Sensory effects with multiple discharges may be intensified at frequencies
somewhat above 60 Hz because, sensory magnitude is encoded in part
through the action potential repetition frequency (see Chapter 3), but this
effect would be expected to saturate at an AP rate on the order of 200/s.
(9.15)
The first integral is taken over a closed path, and ds is the element of area
normal to the direction of B. Each bold-face term is a vector quantity;
elsewhere in this chapter the standard fonts are used to represent scalar
quantities. If B is uniform over the region inside a closed path of radius r,
the induced electric field strength calculated from Eq. (9.15) is
E = -!... dB (9.16)
2 dt
where the direction of the induced E-field is along the circumference of
the circle. In some applications the magnetic field varies sinusoidally as
B = Bosin2njt, and Eq. (9.16) becomes
E = (rnJBo)cos2njt (9.17)
where the term in parentheses is the peak induced E-field during the sinu-
soidal cycle, and Bo is the peak magnetic field. Frequently, calculations for
sinusoidal magnetic fields express only the magnitude term in Eq. (9.17),
leaving off the cosine term. For induction in a concentric ring model, such
as that shown in Fig. 9.1Oa, Eq. (9.16) suggests that the outermost rings
would have the greatest E-field strengths. According to this simple model,
364 9. Stimulation via Electric and Magnetic Fields
Magnetic field
0000
Magnetic field
Bz
z
JJ.z
a
b
~----~y ~-----I-=-- Y
B~
x x E =37.7 VIm
(a) field perpendicular to long axis (b) Field parallel to long axis
FIGURE 9.11. Prolate spheroid model of uniform magnetic field induction. Bold
arrows indicate direction of induced electric field at outer boundaries axis a = 0.4 m
and semiminor axis b = 0.2 m.
366 9. Stimulation via Electric and Magnetic Fields
operator (indicating 90° phase shift with respect to the sinusoidal phase of
the B field). Equations (9.18) to (9.20) define spatial vector components
of the induced electric field in terms of the magnitude of the sinusoidal
variation [the term in parentheses in Eq. (9.17)]. The vector magnitude
in Eq. (9.20) is identical to the amplitude term of Eq. (9.17) because r =
(~ + lil2 along a circular path.
A general expression for pulsed fields of arbitrary waveshape can be
derived from Eqs. (9.18) to (9.20) using arguments based on Fourier synthe-
sis. Designating An as the magnitude of the nth Fourier component of flux
density, its derivative is j2n!"An- It follows that the electric field induced in
an elliptical cross-sectional area is
E = - dBw [a ua
2
v - b2 va 1
u
(9.21)
dt a2 + b2
where au and a. are unit vectors along the minor and major axes respec-
tively, (u, v) is the location within the area, and Bw is the magnetic flux
density in a direction perpendicular to the elliptical cross section. For a
circular area, a = b = r, and Eq. (9.21) is equivalent to Eq. (9.16) on the
perimeter of the circle.
Consider, for example, a spheroidal representation of the torso of a large
person with a = OAm and b = O.2m, and a uniform 60-Hz magnetic field of
strength 1 T. If the field is oriented along the z axis, then Eq. (9.20) specifies
that the induced electric field at the equator of the ellipsoid is 37.7 Vim. For
orientation along the x axis, Eq. (9.18) specifies that the field is 30.2V/m at
the upper extreme of the spheroid, and 60.3 Vim at the lateral extreme. The
induced E-field components for this example are illustrated by bold arrows
in Fig. 9.11.
The internally induced electric fields result in circulating eddy currents.
The current density, J, is related to the induced E-field by the conductivity
of the medium, a, in accordance with J = Ea. For induction in living
subjects, calculation of the current distribution is complicated by the widely
differing conductivities of various body components (muscle, bone, blood
vessels, fat, etc.). The model used in this chapter treats the body as if it were
of homogeneous conductivity. The force responsible for stimulation is
taken to be the induced E-field within the biological medium (Chapter 4),
and the actual current density is of secondary interest.
In some applications, a knowledge of the current density is essential. One
such application concerns the distribution of internal heating caused by E-
M field exposure. Here, the distribution of current density must be known
in order to determine the patterns of power deposition within the body.
Gandhi and colleagues (1984) evaluated the distribution of power deposi-
tion resulting from magnetic field exposure by modeling the body as a series
of rectangular current loops, as illustrated in Fig. 9.12. Each loop incorpo-
rates the complex impedance appropriate to the tissue in a particular loca-
Time-Varying Magnetic Field Induction 367
~ ~
Z2.S
G:
~ Z4,S
~ ZS.8
ZS.6
G:
FIGURE 9.12. Impedance mesh model for calculating magnetically induced currents
in nonhomogeneous medium. For simplicity of notation, only nine magnetic loops
are indicated. Induced electromotive force in each loop is calculated according to
Eq. (9.15). (Adapted from Gandhi et aI., 1984, © 1984 IEEE.)
tion of the body. The induced electric field in each loop can be calculated in
accordance with Eq. (9.15); the current value is thereby inferred using the
complex conductivity (including anisotropic properties) of the elements
in the loop. By simultaneously solving the loop equations for the entire
matrix, one can determine the overall current distribution.
Figure 9.13 illustrates the power deposition, calculated with the above
method, through a cross section containing the liver cut in a plane perpen-
dicular to the long axis of the body. The magnetic field is assumed to be
perpendicular to the cross section (as in Fig. 9.lOa), and to have a sinusoidal
variation at either 27.1 or 13.6MHz. The figure indicates that power depo-
sition generally rises when the measurement location moves from the
center of the body to its outer perimeter. This overall behavior is a con-
sequence of the radial dependency of the induced field, indicated in Eq.
(9.16). For a perfectly homogeneous medium, the power absorption would
vary as r (since power is proportional to the square of current). In Fig. 9.13,
deviations from an r dependency arise from variations in conductivity. The
368 9. Stimulation via Electric and Magnetic Fields
25r-----~----~-----r----~----~------r---~
Cl 15
.::£
~
Q)
"§
c
.Q
.e
0(/)
10
.0
~
sudden drop near the edge of the body (r = 12cm) results from a sudden
decrease in conductivity at the outer layers comprising fat and skin.
areas of the body, using pulsed fields from small magnetic coils. Applica-
tions of local magnetic stimulation are treated in Sect. 9.9.
0~d~~'~ ~
dB/dt waveforms
Anatomical Considerations
Body geometry is illustrated in Fig. 9.15 for a large man. Body dimensions
in applied situations may differ from this example, and calculations
would vary accordingly. Furthermore, the location of the heart within the
torso will vary as the body position is changed from prone to erect, and
also will move during the cardiac pumping cycle. Calculated E-fields
have been carried out by representing body cross sections as ellipses, as
indicated in Fig. 9.15. Numbered points indicate positions where the
E-field (shown in Vim) has been calculated according to Eq. (9.21) with
dBldt = 100 Tis.
Calculated E-fields generally increase as the location is moved toward the
perimeter of the body, and are especially great along the minor axis of the
ellipse. Points of maximum E-field on the perimeter of the body are points
14,9, and 3 in the three cross sections; the maximum E-field on the heart
occurs at points 10, 6, and 1.
An underlying assumption in the above is that the incident magnetic field
is constant in both magnitude and phase over the torso cross-section. A
somewhat more conservative calculation can be made by assuming the
entire body is uniformly exposed to the B field by using an equivalent body
ellipse equal to the height of the person. A calculation for sagittal exposure
was made, using semimajor and semiminor axes of 0.9 and 0.17m respec-
tively. In this case, the calculated E-field was somewhat elevated relative to
the case where only the torso was exposed. The increase was 11 % at point
(10), and 14% at point (14).
v v
W
-..J
tv
;.0
Internal organs
CIl
~
a· Heart 3'
b • liver s::
c· Stomach 6J
d . Diaphragm c.
e • Large intestine o
f • Small intestine ::s
g. Vertebra $.
h· Ribs ~
i . Pectoral muscle and pleura
~
(1l
(7) 5.4 2t
n'
~
::s
0-
h s:::
~
::s
(1l
~
·v
n'
~
(1l
5:
rJl
(1)87
(a) Sagittal cross section (b) Frontal cross section (C) Longitudinal cross section
(a = 0.4, b = 0.17) (a 0.4, b 0.2)
= = (a = 0.2, b = 0.17)
FIGURE 9.15. Example of position of the heart within three cross sections of the body; a and b
are semimajor and minor axes of equivalent cross-section ellipsoids. Numbered locations are identified
with calculated electric field intensity (Vim) for magnetic exposure within the ellipse of dBldt = lOOT/s.
Direction of field is perpendicular to the cross-section. View of internal organs shows conductive paths
through the heart
Principles of Excitation by Time-Varying Magnetic Fields 373
Calculations are for human geometry of Fig. 9.19. Minimum dBldt thresholds based on
E = 6.2 VIm for long-duration pulses. Minimum B thresholds determined by Bo = Eo re for
short-duration pulses, with re = 0.12ms (nerve), and 3ms (heart); Eo is the minimum dBldt
threshold.
374 9. Stimulation via Electric and Magnetic Fields
for short pulses, using Bo = Eo 7:., where Eo is the rheobase dBldt threshold;
7:e= 0.12 and 3.0ms for nerve and heart respectively. In the case of sagittal
exposure, an additional conservative calculation is shown for exposure to
an elliptical representation of the entire body.
Figure 9.16 illustrates dBidt and B thresholds as strength-duration curves
for a magnetic field normal to the sagittal cross section of the human body;
the S-D time constant Te is shown as a parametric variable. The curves apply
,$'
, "...
--- ,
-------------------- - _... - ... ..., ,~
,
"
~
, ...
2
-------------------- ... -" ',"
10~-----~
4 ~_L~-L~~_~~~~~~~~~~~~~~~~~
.01 .1 10 100
Pulse duration (ms)
30
.01 .1 10 100
Pulse duration (ms)
FIGURE 9.16. Calculated excitation thresholds (E = 6.2 VIm) for sagittal exposure of
torso to pulsed magnetic field. Curve parameter ie applies to strength-duration time
constant of excitable tissue. Upper panel: peak flux density; lower panel: peak
dB/dt. (From Reilly, 1992.)
Principles of Excitation by Time-Varying Magnetic Fields 375
to the most sensitive loci on the heart or peripheral nerve, namely points
10 and 14 on Fig. 9.15. At long durations, dBldt thresholds (lower panel)
converge to a minimum value (rheobase) independent of Te. At short
durations, B thresholds (upper panel) converge to a minimum value that is
directly proportional to Te. Consequently, choosing a small value of Te
provides a conservatively low estimate of the B-threshold.
As a general rule, the more central position of the heart within the torso
in comparison with the more eccentric position of peripheral nerves
requires a greater magnetic field to achieve a given induced E-field. The
relative geometric advantage of the heart depends on the direction of the
incident field with respect to the body. Nerve and cardiac thresholds are
predicted to be most disparate when the incident field is perpendicular to
the frontal cross-section of the body, and least disparate when the field is
perpendicular to the sagittal cross-section. The lowest absolute thresholds
are predicted for peripheral nerves with frontal exposure, and for the heart
with sagittal exposure.
A further separation of cardiac and nerve excitation thresholds can be
realized by taking advantage of the relatively longer excitation time con-
stants of cardiac tissue. Cardiac and nerve tissue thresholds become more
disparate as the stimulus phase duration is made shorter than the S-D time
constant of the heart (about 3ms).
~~
---. ---.
---. ---.
fa =50 Hz
100
~~~ ------
~-~
~---~--___ 100
I='
.E-
~~- ----------
---. ---
~~-
---
200
~~-
m
..I<:
-----
ra
Q)
Q.
- - Nerve 500
10 - - - - Heart
,
,, ,, ,,,
2000
, ,
1000 - - Nerve
, ,, ,, ,, ,
,
- - - - Heart ,, ,, ,,
, , 100 200
e.
(j)
fa =?O Hz, , , ,
,
~ , ,, ,, ,,,
,, ,,, ,,
"'C
..I<:
,, , ,,
ra
,, ,,, ,,,
Q)
Q.
100 ,, , , ,
... "
'~---... :: ... " "
30
10 102 103 104 105
Frequency (Hz)
FIGURE 9.17. Calculated excitation thresholds for sagittal exposure of torso to sinu-
soidal magnetic field. Curve parameter !e applies to upper frequency constant of
excitable tissue; lower frequency constant!o = 10Hz. Upper panel: peak flux den-
sity; lower panel: peak dBldt. (From Reilly, 1992.)
on body weight. Note that the induced E-field is directly proportional to the
dimensions of the ellipse (i.e., if we halve the ellipse dimensions, the maxi-
mum induced E-field will be halved as well). Further, note that body weight
varies as the cube of the linear dimensions of the subject. Therefore, assum-
378 9. Stimulation via Electric and Magnetic Fields
1000
Longitudinal
Exposure
100
30
1000
Frontal
Exposure
~
~
-c
100
30
1000
Sagittal
Exposure
100
30
.01 .1 10 100
Stimulus duration (ms)
FIGURE 9.18. Calculated thresholds for dBldt exposure of human torso, with
induced E-field of 6.2 Vim as a criterion; reference points identified in Fig. 9.15.
ing that subjects have a similar body shape, we can scale B-field thresholds
from one subject size to another by using a body weight scaling factor
K B-- (WO J
-
1/3
(9.22)
W
where Wo is a reference body weight for which the threshold is known, and
W is the weight of another subject. For the subject depicted in Fig. 9.15, one
may ascribe a body weight of about 90kg. If we apply the body weight
Experimental Investigations of Magnetic Excitation 379
Damped 1,190 Human 20 z Torso, Sensation 75 (45) Bourland et aI., 1990 3'
-
sine, 1 ~ extremities S
~
Pulse 200 Human 13 x Torso Sensation 99.7 ::':: 13.5 Schaefer et aI., 1994 o·
-
i:l
Y 86.7::':: 15.9 -<
z 101.8 ::':: 12.3 SO'
tI1
Pulse 368 Human 11 y Torso Sensation 63.7 ::':: 13.5 Schaefer et aI., 1995 (;
n
z 94.9::':: 22.4 ....
(;'
-
Sine,4.7ms 394 Human 10 z Abdomen Sensation 60::':: 6.0 Budinger et aI., 1991 ~
i:l
Sine, 46ms 238 Human 2 z Torso Sensation, 61.0 Cohen et aI., 1990 0-
twitch ~
~
(JCj
Sine, 32 ~ 400 Human y Head Sensation 71.0 Yamagata et aI., 1991 i:l
(1)
Pulse 1,000 Human 52 y Torso Sensation 14.4* Bourland et aI., 1997 -( ;'
Damped 572 Dog x Torso Twitch 92 Nyenhuis et aI., 1990 "I1
(P'
sine, 1 ~ Y 114 0:
z 179 '"
Pulse 560 Dog, 12 z Torso Twitch 370 ::':: 357 Bourland et aI., 1991a
17-32 kg
Pulse 530 Dog z Torso Inspiration 1,000 (450) Bourland et aI., 1991b
50% vol.
Pulse 450 Dog, 21kg 1 z Phrenic Inspiration 450 Mouchawar et aI., 1991
nerve
Notes: First dBldt value indicates mean or median; ::':: indicates standard deviation; ( ) indicates minimum; - indicates information not supplied.
Phase duration is maximum used in experiment. Direction: x = sagittal; y = frontal; z = longitudinal. * Revised metric (see text).
Experimental Investigations of Magnetic Excitation 381
respiratory effects are, as expected, greater than those for peripheral nerve
excitation because of the more central anatomical location of the stimulated
organs.
To compare the experimental data with theoretical predictions, we must
account for several factors, including the waveshape and the size of the
subject or of the exposure area. Consider, for instance, the second row of
data from the experiments of Schaefer and colleagues (1994). If we consider
the S-D time constant 7:e = 120,us as suggested by the theoretical model,
then by applying the S-D law (Eq. 4.6), we expect that rheobase dBldt
would be a factor of 1.23 below the listed threshold values, namely 80.8,
70.3, and 82.5T/s for x, y, and z exposure directions respectively. If we
assume that 7:e = 150,us as indicated by experimental data (described
below), the multiple would be 1.36, and we would estimate rheobase thresh-
olds as 73.4, 63.9, and 75.0T/s for x, y, and z directions respectively. Com-
pare those values with the theoretical rheobase predictions in Table 9.6 of
48.8,38.8, and 62.6T/s for a large man and for a monophasic square-wave
dBldt pulse. Further adjustments for body size and waveform factors would
suggest even closer correspondence of theory and experiment.
As a second example, consider the row of data applying to Nyenhuis and
colleagues (1990). Using an estimated body weight of 20 kg for the canine
subject, the scaling factor to a 90-kg man (Eq. 9.22) would be 1.65. Applica-
tion of that scaling factor to the canine dBldt thresholds results in thresh-
olds of 55.7,69.1, and 108T/s for application to a human.
The experimental conditions applying to Table 9.7 do not exactly corre-
spond to the assumptions in the theoretical models. For instance, the theo-
retical model assumes a monophasic square wave dBldt pulse, and constant
value of the peak flux density and its phase over the exposure area. Experi-
mental deviations from those assumptions would tend to produce higher
experimental thresholds. Furthermore, the theoretical model assumes a
large person of homogeneous conductivity, whereas actual subjects vary in
size, and internal conductivities are not homogeneous. Experimental devia-
tions from those assumptions would produce lower or higher experimental
thresholds. Nevertheless, even a rough interpretation of the experimental
data shows that the predicted thresholds do not differ greatly from experi-
mental findings.
The most recent data from Bourland and colleagues (1997) indicate a
much lower dBldt rheobase than previous data from the same laboratory.
This results from a change in the exposure metric used by the investigators
(Nyenhuis et aI., 1997). In earlier studies, the investigators reported the
peak field, whereas in recent studies they reported a spatial average.
Of course, the relevant exposure metric is the E-field induced within the
subject. Under conditions where the induced E-field could be effectively
determined, the rheobase E-field for stimulation of the forearm was found
to be 5.9 Vim (Havel et aI., 1997)-a value that is quite close to the theoreti-
cal minimum value of 6.2 Vim.
382 9. Stimulation via Electric and Magnetic Fields
~
00
~
384 9. Stimulation via Electric and Magnetic Fields
r-----r-----r-----r-----r-----~----~----r130
16
15 120
14
110 ~
t=' 13 f = 1270 Hz t:..
§. "'C
"'C
12 100 "0
"0 .r:
.r: CJl
CJl ~
~ 11 90 £;
£; subject 1, Y gradient ....
III 10 :!2
III
80 "'C
9 subject 1 and 2, z gradient
8 70
7 60
0 10 20 30 40 50 60
number of oscillations
majority of fe values do not differ greatly from the value of 120.us derived
with the SENN model. However, the data of Nyenhuis and of Havel (both
with the same laboratory) indicate larger fe values for reasons that remain
unexplained. fe determined by Yamaguchi and colleagues for cardiac exci-
tation is close to the value used in the theoretical models.
Another aspect of duration sensitivity was studied by Budinger and col-
leagues (1991). In their experiments, 10 healthy men were positioned with
the pelvic region in the maximum field of a z-gradient coil. A sinusoidal
magnetic waveform could be varied in frequency as 600, 960, 1,270, and
1,950Hz; also varied were the number of cycles of duration. The variation
of perception thresholds with the number of stimulus cycles, illustrated in
Fig. 9.19, shows characteristics of the theoretical SENN model as in Fig.
4.19-the threshold is maximum with one cycle of stimulation and gradually
diminishes to a minimum plateau as the number of cycles is increased.
Similar dependency on the number of cycles of sinusoidal stimulation has
been reported by Schmitt and colleagues (1994), who demonstrated a mini-
mum plateau at 25 cycles of stimulation at a frequency of 1.0-1.3 kHz, and
by Yamagata and associates (1991), who reported a minimum plateau at 30
cycles of stimulation at 1,250Hz.
Budinger and colleagues also evaluated the variation in perception
threshold with the frequency of stimulation. For a field in the y direction,
the threshold expressed in B units diminished with increasing frequency,
reaching a minimum plateau at high frequencies (=1,950Hz) as expected
by the theoretical models discussed above. However, for fields in the x
386 9. Stimulation via Electric and Magnetic Fields
Visual Sensations
A particularly sensitive mode of detecting magnetic fields occurs through
the perception ofphosphenes, which are perceived light patterns induced by
nonphotic stimuli, such as pressure on the eyeballs, or electric energy. They
are often referred to as electro- and magnetophosphenes when induced by
electric currents or by magnetic stimulation, respectively. In an interesting
historical account, Marg (1991) reports the initial discovery of electro-
phosphenes in 1755 through the discharge of static electricity from a
Leyden jar, but the first report of magnetophosphenes was not made until
the late 1900s by d' Arsonvai.
A unique feature of electric phosphenes is their low excitation threshold
and sharply defined frequency sensitivity as compared with other forms
of neural stimulation. Figure 9.20 compares thresholds for magneto- and
electrophosphenes from the experiments of Lovsund et ai. (1980a, 1980b).
Magnetophosphenes were elicited in individuals with the head placed
between the poles of a large electromagnet (temple to temple), and
electrophosphenes from current through electrodes placed on the temples.
Magnetophosphenes are shown in Fig. 9.20 on an absolute scale (Lovsund
et aI., 1980b); electrophosphenes are shown on a relative scale (Lovsund et
aI., 1980a). Somewhat lower magnetophosphene thresholds have been re-
ported by Silny (1986). The threshold of phosphenes depends on the level
of background illumination (Barlow et aI., 1947b), and this parameter must
be controlled in experimental procedures.
A third curve in Fig. 9.20 shows electrical thresholds divided by the
frequency; this display facilitates a comparison of the curve shapes of
magneto- and electrophosphenes. A rationale for this representation is that
the induced E-field (and current density) is directly proportional to the
frequency of the magnetic field, as suggested by Eq. (9.17). Electrical
thresholds, modified in this manner, ought to conform to the curve shape
for magnetic thresholds. The two curves do, in fact, appear quite similar,
suggesting that the magnetic effect is the result of induced current, rather
than a direct action of the magnetic field.
As shown in Fig. 9.21 electrophosphene thresholds tested by Adrian
r,
(1977) increase as with n = 3.5, in contrast to n = 1 for peripheral nerve
excitation (Chapter 4); the figure also shows thresholds for auditory effects,
which will be discussed presently. Adrian also used stimuli consisting of two
frequencies. Phosphenes were produced as long as the difference frequency
was near the most sensitive single frequency (=20Hz), even though the
individual frequencies would have been ineffective if presented singly. This
388 9. Stimulation via Electric and Magnetic Fields
70 7
Magneto Phosphenes (left axis)
Electrophenes (right axis)
60 Electrophosphene+ frequency ,. 6
I
,, "
50 , , /" 5
f='
,,
/'
g ::2
,, 0
. ,,
>. .t::
<Il
.~
c
40 4 ~
I .;;
CIJ
,,.1
,,,
"0 "iii
x u
:E
u
.~
30 ,
I 3 ~
Qi
c I CIJ
I
Cl I .~
~'" \
\ /
I
..
iii
m
.. ....
'
20 \
\
\
I 2 a:
I
\ , '
......
I
:-"....' .'
~ .'
10
00 0
30 40 50
Frequency (Hz)
FIGURE 9.20. Comparison of phosphene thresholds for magnetic and electric excita-
tion. Magnetic threshold on absolute scale (left vertical axis); electric threshold on
relative scale (right vertical axis). Background illumination at 3cd/m2 • (Adapted
from Lovsund et ai., 1980b.)
calculated field is 0.053 V/m, which is consistent with the current density
threshold of 0.008A/m2 at the retina determined for electrophosphenes
(Lovsund et aI., 1980b), assuming that the conductivity of the brain is
0.15S/m (Table 2.1).
A somewhat greater E-field threshold was determined in experiments by
Carstensen and associates (1985), in which sinusoidal current was intro-
duced into the eye through a saline-filled cup electrode held against the
eyeball. Carstensen calculated the E-fields within the head using a 3-D finite
element model of the head and diverse tissues. At the most sensitive fre-
quency tested (25Hz), the current threshold was 0.04mA, which corre-
sponded to an E-field at the retina of 0.2V/m.
Phosphene thresholds are quite unlike those for peripheral nerve excita-
tion. For one thing, the internal E-field corresponding to phosphene per-
ception at the optimum frequency is a factor of 100 or so below minimum
1.0
/
/
i 10< f3.~/
./ i / ,/
. /'
// Io<f
10 Frequency (Hz)
FIGURE 9.21. Perceptual thresholds for auditory and visual sensations from
trans cranial stimulation by electric current. Electrode placement (1.75cm dia.) as
indicated. Insert showsr slopes with n = 1 and n = 3.5. (From Adrian, 1977.)
390 9. Stimulation via Electric and Magnetic Fields
1000
,,
,,
500 , 1: = 14 ms
'r e
200
<'
.;;
Q)
"C
100
~
.c:
C)
as 50
E 36 ms
If)
::l
"3
E 20
~
10
5
0.5 2 5 10 20 50 100
and are about lO times greater than those applying to excitation of cardiac
and skeletal muscle (Chapters 6 and 8). The relatively large values of 7:e for
visual responses are consistent with strength-frequency data for phos-
phenes, which show an upper transition frequency ([. = 20Hz) that is much
lower than that for nerve (=1,000Hz) or cardiac (=100Hz) excitation.
Phosphenes were tested in five human subjects by Budinger and col-
leagues (1984) using a pulsed magnetic field having a biphasic dBldt wave-
form with a phase duration of lOms. The threshold dBldt was found to be
1.3T/s for younger subjects, and 1.9T/s for older men; subjects were most
sensitive to a repetition rate of 15 per second. These dBldt thresholds are
roughly a factor of two higher than those obtained by Lovsund with sinusoi-
dal magnetic fields having a similar phase duration. If the S-D time constant
is assumed to be 14ms (the lower value obtained by Knighton), one would
conclude that Budinger's thresholds are a factor of 2.0 above a presumed
rheobase for the same subjects.
One should distinguish between the stimulation of the retina and of the
visual cortex, both of which can elicit phosphenes. Phosphenes induced
through stimulation of the visual cortex have 7:e values typical of nerve
excitation (i.e., on the order of O.2ms) (Ronner, 1990). In addition,
rheobase thresholds for visual cortex stimulation are typical of direct
neural stimulation, in contrast to the much lower thresholds with retinal
stimulation.
Electrical phosphenes persist beyond the duration of the applied stimu-
lus, in contrast to neural or cardiac action potentials, whose duration are
on the order of 1 and 200ms respectively. The duration of phosphene
persistence increases with the level of the both electric and magnetic
stimuli (Barlow, 1947). At threshold levels, phosphenes persist less than 1s;
if the stimulus is increased by a factor of 4, durations may exceed 16s.
Following the cessation of phosphenes, there is a refractory period in which
thresholds for subsequent stimulation is increased. With the application of
strong stimuli, refractory periods up to 60s have been observed (Barlow,
1947).
Auditory Sensations
The ability to electrically stimulate auditory nerves within the cochlea
has lead to a well-developed technology of cochlear implants for hearing
impaired individuals (Leake et aI., 1990). It is also possible to stimulate
auditory sensations with less invasive electrical means, which will be
reviewed here.
15
Ul
Ul
Q)
c:
'0
::I
0 10
..J
Q)
>
~
"'ij)
II:
5
O-fooooo:=:......J---JL....L..L..L..LLLL_.....L.......L.....L...L....L..LJLLL..._...L......L...JL...I....L.U.U
10 100 1000
Pulse width (I1S)
(9.23)
Where '1 is the sum of the series resistances of the coil, capacitor, thyristor,
and cabling. This equation is valid for the time interval from t = 0 (when the
thyristor is triggered) until t = ts when the diode begins to conduct, where
ts is given by
tan-l1[2L~1/ LC - (1i/2L f ]1
(1i - 2'2)
(9.24)
ts = --O.~r1/=;=L=C=_=(r,=1/2=L=f~-"-
where '2 is the sum of the parasitic resistances to the right of the diode. A
four-quadrant arctangent function must be used for Eq. (9.24). The time ts
is slightly later than the time at which the current is maximal. After tS' the
current circulates through the diode, thyristor, and coil and is governed by
a series RL circuit equation:
(9.25)
Where Is is the coil current at the time that the diode begins to conduct and
is given by
398 9. Stimulation via Electric and Magnetic Fields
+
+
c D L
Thyristor
Derivative
150 5
.-.. 120 4
'"
~ 90 3
8
~ 60 2
;g
""0 30
o 0
-30 -1
100 200 300 400 500
Time (microseconds)
Derivative
150 5
120 4 ~ ~ Coil current
90 3
60 2
30
o
~
-;:;- 0 - i ' " - - - r - - " " . . - - - - , - - - - - ' ' r - - - - - - -
-30 -:::: .. 1
25 125
-60 -2
-90 -3
-120 -4 Time (microseconds)
(9.26)
Figure 9.24 shows the shape of the coil current as well as its derivative. The
scales are for a hypothetical circuit having C = 200,uF, Vc = 750V, L =
5,uH, and r 1 = 50mQ. These are realistic circuit parameters, although far
different values are possible. The coil current rises rapidly, followed by a
long decay period. The induced electric field in the tissue, proportional to
dlldt, is biphasic; such is always the case with magnetic stimulation because
the coil current always returns to zero. With the circuit of Fig. 9.24, the
stimulus is a short-duration, high-amplitude pulse. The energy stored in the
capacitor is dissipated primarily as heat in the coil resistance. The diode
prevents reverse charging of the capacitor.
If the diode in Fig. 9.24 is removed, the coil current will be governed by
Eq. (9.23) alone, which is valid since the thyristor will allow current to flow
in only one direction. If the diode is removed from the circuit in Fig. 9.24,
the thyristor switch discharges the capacitor through the coil, which then
recharges the capacitor in the opposite polarity. Using this technique, much
of the energy originally stored in the capacitor is returned to it, and less heat
is dissipated in the coil. Figure 9.24 also shows the waveform of coil current
and its derivative when the diode is deleted from the circuit. The stimulus
and repolarization pulses are of roughly equal amplitude and duration.
For a practical circuit, the capacitor may be several hundred ,uF, and may
be charged to over 1kV. The inductor may range from a few,uH to hun-
dreds of ,uH, depending on the coil arrangement. Peak current of several
kA is typical. Special care must be taken to keep the inherent series resis-
tances of all components to a minimum (usually under 0.1 Q), so that the
LC circuit is as underdamped as possible. Stray inductance in the cabling
connecting the circuit must be kept as small as possible, especially in the
(typically long) cable between the stimulator electronics and the coil. The
ringing frequency of the RLC circuit is usually in the 1- to lO-kHz range.
Considerations of the S-D curve of the target tissue aid in choosing the
optimal ringing frequency (see Sect. 9.6). Because this frequency is gov-
erned only by the values of r, L, and C, it is difficult to adjust the stimulus
duration while maintaining a constant stimulus amplitude. Usually, a single
fixed duration is used, in which case the amplitude of the stimulus is easily
adjusted by changing the initial voltage on the capacitor.
A large amount of energy is stored in the capacitor before each discharge.
Most circuits used to recharge the capacitor build up this charge slowly,
resulting in a long interpulse period (typically a few seconds). Considerable
heating of the stimulating coil results after delivery of many pulses, and coil
temperature is usually monitored on commercial magnetic stimulators.
Multiple action potentials are difficult to produce. One or more seconds are
typically required to recharge the energy storage capacitor, which prevents
400 9. Stimulation via Electric and Magnetic Fields
Cranial bone
matter
FIGURE 9.25. Anatomical structures and induced E-Field with magnetic stimulation
of the brain. Neurons have diverse orientations with respect to tangential E-field
because of convolutions of the cortex.
Local Magnetic Stimulation 401
E = -flo
di
dt L
Oil
dI
4nR - VV (9.27)
where R is the distance between the current filament and the point in the
medium where E is being computed, i is the instantaneous current, and dl is
an element of the current-carrying conductor. The current is assumed to be
confined to a thin filament centered on the coil wire. The term VV arises
from the charge density appearing on the boundaries between different
tissues, or other inhomogeneities. In this analysis, induced currents in the
tissue are assumed to have a negligible contribution to the total magnetic
field, a quite realistic assumption for biological materials. In a homoge-
neous, isotropic medium, either of infinite extent or having appropriately
symmetric boundaries for the coil under consideration, the charge density
will be zero and, consequently, only the integral term above contributes to
the electric field. Several investigators have examined the induced electric
fields for the special case of zero charge density for different coil arrange-
ments. Much work in the area concerns producing a focal region of high
electric field (Maccabee et aI., 1988a; RosIer et aI., 1989).
The boundary conditions are found from the following expression:
Equation (9.27) can be used to predict the induced electric field inside the
body for nearly any practical coil arrangement. The closed line integral is
performed along the path of the coil winding. For the case of a circular coil,
there is no closed-form solution to the integral, but it can be represented in
terms of the complete elliptic integrals (Jackson, 1962). If simple body
models are used, the determination of the V-field is not difficult. The finite-
element approach has been used for simple-body models (Ueno et aI.,
1988), and can be applied to more complicated problems as well.
30
£l
·2 X
::I
~ 20
e
:1:
-e
~
"0
ai
~
"0
<D
10
0
::I
"0
.E
0
-10 -5 0 5 10
40
dual 5-cm coils Y
£l
·2
30 ,
alongY _ _ ,'
::I
, X
,,
~
~
:e~ 20 ,
"0
ai
along X ---f-.
~ I
I
"0
<D
0
::I
10
"0
.E
o
-10 -5 o 5 10
Distance along cortex (cm)
FIGURE 9.26. Magnitude of peak E-field along cortex of brain 2cm beneath stimulat-
ing coils. Upper: single 6-cm coil; lower: dualS-cm coils. Vertical axis is on relative
scale that depends on coil dJ/dt.
404 9. Stimulation via Electric and Magnetic Fields
7 x 10-4
..-, 6 x 10-4
~
..-,
5 x 10-4
'S
'0 -+--++-+fi--il--..... x
.c
CIl
~ 4 x 10-4
;;
@
'E 3 x 10-4
~
::;
2 x 10-4
()
'0
()
.:i.
~ 10-4
,,
0
-10 -5 0 5 10
y y y y
coil size
coil 1 (cm) 6 5 6
coil 2 (cm) 5 2.5 2.5
waveform
coil 1 0.2 ms ramp 0.2 ms ramp 0.2 ms ramp
coil 2 0.2 ms ramp 80kHz, t=1 ms 80kHz, t=1 ms
I- Seizures (ECT)
100 -
10 - 1000 I-
100 mT
- VEP alteration
1 I-
0.11- 10 -
- Phosphenes, synaptic activity
alteration
10mT
0.1 I-
1-
0.11-
1000 100ilT
FIGURE 9.28. Human responses to power frequency magnetic exposure of the adult
human head; spacially uniform magnetic flux density. Reaction thresholds are
approximate rms values for median response.
head can alter visual evoked potentials (VEP) at flux densities of 60mT-
somewhat above the phosphene threshold, but well below neural excitation
thresholds. Silny also reported that his experimental subjects experienced
headaches and "indisposition" with 60mT exposure at a frequency of 50Hz.
Other evidence for CNS effects with sub-threshold electrical stimulation
has been developed with experiments using in-vitro animal brain prepara-
tions (Wachtel, 1979; Bawin et aI., 1984, 1986). Those studies demonstrated
that an in-situ E-field below the threshold of neural excitation is capable of
altering the excitability of brain neurons.
The next threshold shown in Fig. 9.28 applies to stimulation of neurons
having an axon diameter of lO,um, for which the rheobase rms E-field
threshold is 8.8 Vim (12.4 Vim peak) according to the myelinated nerve
model described in Chapter 4. The excited fiber is assumed to reside in the
cortex, where the induced E-field would be greatest within the brain. The
assumed fiber diameter is a relatively large one among the distribution of
fibers to be found in the brain, although a small minority of fibers as large
as 20,um have been reportedly found in the human pyramidal tract (Sect.
3.4). Excitation thresholds are inversely proportional to fiber diameter in
accord with nerve excitation models (Sect. 4.5).
The highest threshold shown in Fig. 9.27 applies to the induction of
seizures. Although I am not aware of any reports of seizures from magnetic
stimulation, I have estimated the seizure threshold based on experience
with surface electrodes used in electro convulsive therapy (ECT). For this
purpose, I estimated the E-field threshold within the brain using the current
density distribution data derived from models of surface electrodes on the
head (Rush and Driscoll, 1968; Weaver and Rush, 1976), along with the
applied current thresholds reported for ECT (Sackeim et aI., 1987).
The resulting magnetic threshold is a conservative estimate. Indeed, mag-
netic stimulation of the brain without untoward results has been demon-
strated by many researchers (Deno, 1994a), as described in Sect. 9.9.
While ECT has been useful in treating depression, the treatment has
some significant side effects. As an alternative, repetitive trans cranial mag-
netic stimulation (rTMS) has been explored for treatment of depression
without the inducement of seizures (George et aI., 1995). The authors
reported significant improvements in some drug-resistant patients when
rTMS was applied to the left prefrontal cortex of the brain using an F8 coil
(see Sect. 9.9). The level of stimulation was 80% of the threshold needed to
evoke a motor twitch of the abductor pollicis brevis muscle when the
stimulator was placed over the motor cortex. Twenty-minute treatments
were performed daily over several weeks. The main side effect, observed
in two patients (n = 6), was the development of mild headaches that
responded to aspirin or acetaminophen.
In principle, it is possible to create measurable short-term thermal effects
within the brain with magnetic field exposure. For instance, consider the
current density of 45 A/m2 at the seizure threshold shown in Fig. 9.28. The
corresponding specific absorption rate (SAR) is 12 Wlkg in accord with Eq.
Magnetic Forces on Moving Charges 409
Ion Resonance
An unrestricted ion traveling within a magnetic field will travel in a circular
path because of the Lorentz force. If a static field is combined with an
alternating field, a resonant condition will exist when the alternating field
has a frequency
(9.32)
10.1 Introduction
Injuries resulting from electrical accidents can include tissue destruction,
cellular excitation, and trauma secondary to the passage of current.
Thermal injuries in the extremities can lead to amputation because of the
deep nature of the burn. Cell lysis can also destroy tissue if there is a
sufficient electric potential across the cell membrane. The effects of lysis are
sometimes delayed. Cellular excitation of muscle and nerve can lead to
cardiac fibrillation or transient neural dysfunction. Secondary injuries result
from flash burns, falling, or gross contraction of muscles.
Electrical accidents result in nearly 1,100 deaths per year in the United
States, 10% of which are caused by lightning. One-third of these deaths are
caused by voltages below 1,000 V occurring in the home and workplace.
Low voltages account for more than half of the industrial deaths (Dalziel,
1978), High-voltage deaths are typically from industrial accidents. About
2% of low-voltage accidents and 10% of high-voltage accidents are fatal.
The number of accidents resulting in survivable injury are not consis-
tently documented, because victims are not admitted to the same critical-
care areas within a given facility, and those not surviving at the scene are
not admitted. Victims of severe burns are, of course, admitted to burn-care
units, whereas those afflicted only with cardiac maladies are not. Typical
injury reports include only the burn victims. The evaluation of the burn's
extent is very difficult and may require multiple procedures. Electric burn
injuries account for 4% to 6% of all admissions to burn-care facilities
(Hammond and Ward, 1988; Hunt et aI., 1980; Rosenberg and Nelson,
1988). These burns cover an average of 12% of the body surface area
(BSA), but result in limb amputation for 50% to 70% of the cases. The
This research was supported in part by NIH research grant GM34856 and the
1
Department of Veterans Affairs Medical Center Research Center Research Funds,
Milwaukee, Wisconsin.
412
Thermal Injury
Thermal injury is caused by heating of tissue from the passage of current.
The amount of heat generated in the tissue depends on spatial and temporal
patterns of current density and tissue resistivity. The current density and
resistivity are, in turn, affected by the heat generated in the tissue. Conse-
quently, thermal injury involves a feedback process.
Heat generated in the tissue is given in terms of energy density:
(10.1)
where Qj is the thermal energy density (J/cm3), J is current density (A/cm2),
Q is the resistivity (Qcm), and t is the duration of current. In its simplest
form the thermal energy density can be related to the change in tempera-
ture in the following manner:
(10.2)
where p is the tissue density (g/cm3), c is the specific heat of tissue (J/g0e),
and liT is the temperature change (0e). Equation (10.2) assumes that there
are no thermal losses by conduction to blood and adjacent media, or by
convection or radiation into air. In other words, all boundaries of the
specific volume are adiabatic, and there are no internal heat sinks or sources
in the volume. By solving for the change in temperature using Eqs. (10.1)
and (10.2),
liT = Qj = J2 Qt (10.3)
pc pc
414 10. High-Voltage and High-Current Injuries
conductivity for skin, fat, and muscle of human and hog tissues. These
values have been used in thermal models. Values for the thermal conductiv-
ity of water are included for comparison. The thermal conductivity of blood
used by Song et ai. (1988) was S.O X 103 W/cm 0c. Other parameter values
used were Pb = LOS g/cm3 and Cb = 3.8J/g°C. The value for w is 2 to 12(ml
blood)/(ml tissue )/s for dermal perfusion.
Lee and Kolodney (1987b) developed a unidimensional, axisymmetric
model for the heating resulting from a high-voltage electrical contact in the
upper limb. The limb was modeled as a coaxial cylinder having a lO-cm
diameter and included layers to represent bone, muscle, fat, and skin of
1.0-, 3.S-, 0.3-, and 0.2-cm thicknesses, respectively. The bioheat equation
used for this model included the term for electrical heating while neglecting
metabolic heat. Lee and Kolodney show that tissue perfusion is critical for
the removal of heat in the tissue, but does not significantly modify the
heating process during the application of current.
Thermal injury depends on the current path, which is determined by the
contact points on the body (sometimes termed entry and exit sites). Inside
the body, current distribution is determined by tissue resistivity. Early
perceptions of current in the body stated that it would flow equally through
all tissues or that it would flow along the path of least resistance (in the
vessels and nerves). Both are wrong, but are still referred to in clinical
reports. Experimental evaluation of the current path through the body has
shown that the resistivity of each tissue in a given cross-section determines
the current distribution through the cross section (Chilbert et aI., 1983,
1985b, 1988, 1989; Sances et aI., 1981a, 1983).
Tissue resistivity may be anisotropic; that is, the resistivity can vary
with current direction (Sect. 2.1). For example, muscle has a lower re-
sistivity along its fibers than across them, and skin has a high resistivity
across its layers and a lower resistivity along its layers. Some tissues can
be considered isotropic. The implications of anisotropic resistivity in
thermal burns is that the direction of current through a given tissue may
explain selective tissue trauma seen away from the contact site. This selec-
tive tissue destruction is well documented and is seen in muscle tissue near
the bone (Artz, 1974, 1979; Hammond and Ward, 1988; Luce et aI., 1978;
Moncrief and Pruittion, 1971; Pontionen et aI., 1970; Rosenberg and
Nelson, 1988; Sances et aI., 1979; Wang et aI., 1984, 1985, 1987; ZeIt et aI.,
1988).
Selective thermal trauma can also be related to tissue resistivity changes
with temperature and events at the contact site. As the tissue temperature
increases, the resistivity decreases, altering the current distribution and
subsequent temperature changes in the tissue. Contact site events that
change the current distribution are desiccation and arcing. Desiccation of
skin at the contact will cause the total current to decrease rapidly. This
limits the contact time at voltages below 1,000V and the trauma is usually
limited to the contact region. With higher voltages, arcing can occur over
the desiccated tissue and can alter the current path.
416 10. High-Voltage and High-Current Injuries
Electroporation
When the electric field strength across the cell membrane is sufficiently
large, the cell membrane will rupture and cause cell lysis (Lee and
Kolodney, 1987a; Lee, 1992; Weaver, 1992). The process is called
electroporation, which is an increase in membrane permeability as a result
of development of aqueous pores in the membrane (Lee et aI., 1988).
Electroporation of the cell membrane leads to rupture when the pore size
becomes large enough or when fusion of several pores occurs. Calculation
of the membrane potential uses cable theory, which is discussed in Chapter
4, and depends on the cell length, cell diameter, the internal fluid conductiv-
ity, the membrane conductivity, and the thickness of the cell membrane,
and has been derived for electrical injury situations by Gaylor et al. (1988).
The membrane potential causes the pore size to increase proportionately
until an irreversible state is reached. This occurs when the pore size reaches
a diameter of one-half the thickness of the membrane. The membrane
potential causing rupture is in the range of 800 to 1,000 mV. Reversible
electroporation has been noted to occur below a 200-mV membrane poten-
tial. The incidence of pores has been evidenced by experimentally observed
increases in membrane permeability, but the exact mechanism of electrical
membrane failure has not been determined, although it is thought to be
initiated as molecular defects in the bilayer component of the cellular
membrane (Lee and Kolodney, 1987a; Lee et aI., 1988).
Electroporation can be detected in culture as a sudden reduction of
impedance across the cellular membrane. The membrane voltage required
for electroporation depends on the duration of the stimulus, as illustrated in
Fig.lO.l. In this example, a minimum breakdown potential signaling revers-
ible electroporation is achieved in a giant algal cell for stimulus durations
in excess of about 100 fts; breakdown can occur with shorter stimulus
durations in accordance with a strength-duration (S-D) law not unlike
that observed for neural excitation effects (Chapter 4). Reversible
electroporation has applications in cellular biology research (Neuman et aI.,
1989; Teissie and Rols, 1994), as it can provide a means for inserting
chemicals into the interior of a cell, while otherwise leaving the cell intact.
The role of electroporation in electrical injury is related to the electric
field strength in the biological medium. Studies of muscle cells in culture by
Lee et al. (1988) have shown that an electric field strength between 50 and
300 V/cm can disrupt cells of 1 rom length. This is consistent with values
of the membrane potential of his earlier study (Lee and Kolodney, 1987a).
For smaller cells, such as fibroblasts of lO-ftm diameter, the electric field
strength that causes rupture exceeds 1,000V/cm. The relation of this data to
accident victims is given in Sect. 10.5. For small cells, the membrane poten-
tial depends on the cell length, cell diameter, and membrane thickness
(Gaylor et aI., 1988); for long cells, the membrane potential depends on the
length constant and the electrical field strength (see Chapter 4). Muscle
Modes of Injury 417
3
T= 18°C
Giant Algal cell
~
CD
Cl 2
If
f fI
.l!!
"0
>
c:
fd+ f
;:
0
~
as
~
co
! I
'" !--f-! t
0
0.5 10 100 1000
Stimulus duration (J.IS)
Fibrillation
The effects of electricity on the heart are treated in Chapter 6. This chapter
will focus on short-duration, high-voltage, and high-current applications.
Power-line accidents typically result in severe burns, whereas household
voltages result in fibrillation (Sances et aI., 1979). Most deaths at power-line
voltages are attributed to burns or to secondary trauma such as falling.
Severe burns or complications arising from them are the causes of death in
the hospital. Rarely is instantaneous death attributed to fibrillation at high
voltages, yet several case reports of latent cardiac anomalies have been
published (Ahrenholz et aI., 1988; Dixon, 1983; Guinard et aI., 1987;
Hammond and Ward, 1988; Rouse and Dimick, 1978; Wilson et aI., 1988).
However, fibrillation can occur at high current levels with very short appli-
cation times, suggesting that these levels are not constant and may vary in
a similar fashion to the minimum fibrillation level.
Ferris et al. (1936) published a comprehensive study on fibrillation from
currents up to 17 A for a duration of O.3s. Until recently, most studies of
fibrillation have used current levels below lOA to delineate minimum elec-
trical thresholds for the cardiovascular system. Kouwenhoven (1964) re-
ported that fibrillation does not occur above 7.5A when the contact lasts
418 10. High-Voltage and High-Current Injuries
longer than 1 s. Since 1980, this author and coworkers have been involved
with the study of electrical injuries and current pathways associated with
high voltages and currents (Chilbert et aI., 1983, 1985a, 1985b, 1988; Prieto
et aI., 1985; Sances et aI., 1979, 1981a, 1981b, 1981c, 1983). It was noted that
fibrillation often occurred at current levels above lOA; one study investi-
gated high-current fibrillation in hogs (Chilbert et aI., 1989).
In the high-current fibrillation studies of the author and coworkers, the
current delivery system supplied 1.5 to 200 cycles of 60-Hz currents between
1 and 51A at voltages between 500 and 6,000V. The current was applied
during the preselected cardiac cycle through a triggering circuit synchro-
nized with the cardiac waveform (Chilbert et aI., 1988) as indicted in Fig.
10.2. Nineteen fibrillations occurred in 67 runs performed on 20 animals.
Results show that 18 out of 32 short-duration runs involving the T wave
caused fibrillation; 9 fibrillations out of 14 runs occurred below lOA and 9
out of 18 occurred above lOA. As the current increases, the likelihood of
defibrillation increases (see Chapter 6). This also indicates that the likeli-
hood of fibrillation decreases with current amplitude and has been noted
by others (Daiziel, 1968, 1972; Geddes et aI., 1986). The short-duration
applications used here were always less than one complete cardiac cycle
(excluding the run of 200 cycles).
The work of Ferris et ai. (1936) has shown that, for current durations of
30ms (about 2 cycles at 60Hz) during the sensitive intervals, fibrillation can
be induced by 15-A, 60-Hz currents in sheep. They also noted that the high-
voltage, short-duration shocks do not show a cumulative effect (i.e., in-
crease fibrillation's rate of occurrence), and that normal cardiac rhythm
returned within 5 min in the nonfibrillating runs. Of 913 runs in 132 sheep,
only 100 resulted in fibrillation. They recorded 11 fibrillations out of 16 runs
at 4A, 6 fibrillations out of 17 runs at 12A, and one fibrillation out of 51
runs at 24A. This shows a decrease in the likelihood of fibrillation as the
current level increases; the occurrence at 25 A is about 10 times less than
that at 5 A. This is consistent with the hog data above. For currents of 4 to
14A applied for 30ms during the other intervals of the cardiac cycle, no
fibrillations were recorded; however, 4-A currents applied for 150ms to
260ms did cause occasional fibrillations.
Ferris tabulated body weight and heart size of sheep, hogs, dogs, and
calves. One important aspect of body weight and heart size is the ratio
between the two (Table 10.2). For similar body weights, the hog heart is
closest in size to the human heart, because the body weight and the ratio are
very similar. The thoracic circumference of hogs and humans is also compa-
rable for specimens of the same weight, although the cross-sectional ar-
rangement of organs and other tissues is different. The similarities of ratio
and circumference suggest that the hog is an excellent model for fibrillation
in humans. Also, the results of Ferris et ai. (1936) show that hogs tend to
fibrillate at lower-than-average current levels, thus making the hog a con-
servative model for ventricular fibrillation.
, CRS
T P
~ r'\ ~
~ ~
-
5 CYCLES
current
-
..
.... "'.........".
.".,,"'- 3
.,................
4
5
......'i:<l.................
......... !o.................,................
6
7
." 10
11
- 12
13
...........................""... ............,......,...
15
- - ............
19
20
.............. "'...,.....
.........., ................ 22
......."".................. 23
...
....."'i·.'..'......·
27
.- 35
- --- 40
44
..................,"'"' 47
.""'--
:00,.............., ....""'.........
51
FIGURE 10.2. Occurrence of fibrillation during specific periods of the cardiac cycle.
Current applications causing fibrillation all are associated with the T-wave period.
Fibrillation occurs less frequently at higher current levels. All currents involve the
cardiac cycle shown if normal cardiac rhythm is extrapolated past the onset of
current. (From Chilbert et aI., © 1989 IEEE.)
419
420 10. High-Voltage and High-Current Injuries
.....c::
~ 2
:::J
()
10 20 30 40 50
Time (5)
FIGURE 10.3. Relationship of current to time for a 5-cm disk in contact with the skin
of a hog at different voltages. Note that an increasing voltage results in a decrease
in the effective application time. Each trace shows the triphasic characteristics for
current, which are the initial phase (1), middle phase (2), and final phase (3), as
described in the text.
Impedance Considerations and Current Distribution in the Body 421
25
20
~
15
C
....
0)
.... 1 0
:J
()
2 4 6 8 10 12 14 16
Time (s)
FIGURE 10.4. Current versus duration for limb transection at 7.2kV. Arrow indi-
cates point of soft tissue removal; remaining time is needed to transect the bone.
The contact was between a wire contact on the hindlimb and a large plate under the
other hindlimb. [From Sances et al. (1981b), © 1981 IEEE.]
50
40
~
-c:
....
0)
....
30
:J 20
()
220Q
234Q
10 250Q
470Q
2 4 6 8 10 12 14 16
Voltage (kV)
FIGURE 10.5. Current versus voltage for first contact in the hog. P-H is large plate
electrode-to-hindlimb wire configuration, P-F is large plate electrode-to-forelimb
wire, H-H is hindlimb-to-hindlimb wire contacts, and H-F is hindlimb-to-forelimb
wire contacts. The plate was located under the hindlimb opposite the wire contacts.
Total body impedances are shown for each measurement point and were deter-
mined from the average current for each run. [From Sances et al. (1981b), © 1981
IEEE.]
Impedance Considerations and Current Distribution in the Body 423
TABLE 10.4. Total body resistance (Q) for band electrodes located on the hind-
limb and analogously on the forelimb (8-cm disk electrode values d included for
comparison).
38
37/ 24.7
23 24.1
AREA (em 2 ) 30 33 34 35.4
Perimeter (em) 19.5 21.5 22.1
V
6
f-- - f..--
,......-
v- - r-- r-- t--- t----'
AA
-
1 2 3 4 5 6 KILOVOLTS
880 (d) 0.5
0 d
10 102 103
Applied Voltage (V)
600
500
• -
g •
Q)
u
c: 400 -
t'l •
'w
Q)
0: 300 I-
• -
]g
~
200 I- (b) Short duration contacts • •
100
102 103
Applied Voltage (V)
FiGURE 10.6. Minimum total body resistances for voltages applied between the
hindlimb and a large plate on the opposite hindquarter. (a) Voltages applied
for long time periods (through the third phase of the current-time waveform).
(b) Voltages applied for short time periods (the first phase of the current-time
waveform).
Impedance Considerations and Current Distribution in the Body 425
indicates less tissue heating at higher voltages (Table 10.3). For short
periods of time (t < 1 s), the impedance depends on the initial phase of the
current waveform (Fig. 10.3). The short-duration impedance at low voltages
will therefore decrease as the voltage increases, which is evident in Fig.
10.6b. High-voltage impedance changes are similar to those of low-voltage
changes. Short-duration contacts occurring in the first phase are typically
less than lOOms, and long-duration contacts would be denoted by the onset
of arcing.
Body impedance varies with voltage, duration, and contact parameters.
Increasing the voltage increases the current and decreases the total imped-
ance for short application times. The longer application times increased the
peak current at lower voltages, because the tissue resistivity decreases with
increasing temperature near the electrode sites. The electrode contact site
on the limbs determined the contact area and the perimeter for the band
electrodes (Table 10.4), and this affects the total current flow as well. In
general, increasing the area and perimeter increases the current for a given
voltage; consequently, the largest parts of the limbs had a greater contact
area and perimeter and allowed greater current passage with the band
electrodes. Also, the location of the contact on the body will affect the total
body impedance, since different current paths have different impedances.
sk'In
fat -
_r / contact electrode muscle I
z I
j
V
/
/
,/
/V
_v
l...--v"""
L--
contact are shown in Fig. 10.8a and 1O.8b. The thermal gradient emanates
from the edge of the disk and proceeds somewhat concentrically into
deeper tissue. Surface temperatures indicate a peak value at the edge of the
disk (Fig. 10.9), showing the effect at the edge. The electrode edge effect of
increased temperature has been shown experimentally by Sances et ai.
(1981) in saline and in the hog using a thermographic camera. The total
current entering the tissue through the disk electrode is shown in Fig. 10.10.
The model compensates for changes in skin that exceed 100°C by rapidly
increasing the resistivity, resulting in a drop in the current after 9s. This
simulates desiccation of the skin comparable to experimental observations
of Prieto et ai. (1985). The analysis shows that the greatest current density
and temperature increase occurs under the edge of the disk. More than 50%
of the current entering the tissue enters in the outer 15% of the disk radius
or in the outer 28% of the total area. These results indicate the importance
of the circumference to the level of current that will flow into the body. Disk
electrodes at high voltages of similar size to those used previously at house-
hold voltage levels show similar changes due to contact area and edge
length, indicating that the results of the finite-element analysis are valid at
high voltages as well (Chilbert et aI., 1989; Prieto et aI., 1985). Theoretical
studies by Caruso and colleagues (1979) showed that current is concen-
trated at the edge of an electrode to a degree that depends on the conduc-
tivity layers beneath the electrode (see Fig. 2.9).
428 10. High-Voltage and High-Current Injuries
r
fat
0.2Sa
muscle
FIGURE 10.8. Results of the finite-element analysis showing thermal isoclines at (a)
5 sand (b) 9 s. Isocline increment is 10 DC per contour. The disk potential was 100 V,
and the model continued until tissue temperatures exceeded 100 DC. Current density
levels under the disk are very similar to the thermal isoclines.
30~~1--~1~_~1~1~_~1~1--_~1~1~_~1~1~~1--~
10 20 30 40 50 60 70 80 90 100 110
% of Disk Radius
FIGURE 10.9. Temperature along the surface of the skin during the first lOs of
current flow. The graph approximates the transient temperature distribution for an
isopotential disk of 100V contacting a nonhomogeneous, semiinfinite medium. The
peak temperature at the disk's edge is given for each second of contact.
4.0
3.0
~
c: 2.0
......
Q)
::l
U
1.0
2 3 4 5 6 7 8 9 10
Time (min)
FIGURE 10.10. Total current flowing into the tissue from the 2.S-cm disk at 100 V for
a 10-s contact. The current falls off after 9s because the skin temperature would
exceed 100°C, when tissue desiccation would occur.
429
430 10. High-Voltage and High-Current Injuries
head
neck
biceps
/ / forearm
25
hand
···foot
FIGURE 10.11. Segmental body resistances for the human body. Numbers indicate
the percentage of the total internal hand-to-hand resistance between each of the
designated parts of the body. Figure derived from Figs. 2.39 and 2.40 and from
Biegelmeier (1985).
densities have been measured in the tissues of the limbs in hogs using a
constant-current source (Chilbert et aI., 1985a, 1985b, 1989; Sances et aI.,
1981a, 1983). Figure 10.12 gives the limb current densities for given applied
currents between to the hind limbs measured in the region of the hindlimb
shown in Fig. 10.13. Table 10.6 lists values of current density and resistivity
at specific applied current levels between the hindlimbs. The listed voltage
values are initial values, because the voltage drops with time when the
current is held constant. Table 10.7 gives tissue resistance, resistivity,
current, current density, and energy density for one current application of
0.9 A with an initial voltage of 400 V. This table shows how the current is
distributed through the cross-section of Fig. 10.13 before tissue trauma and
heating alters the current path. Current density in the limbs is more likely
to change at high current levels than in the body because significant heating
occurs almost exclusively in the limbs and at the contacts.
Current density measured in the body structures is given in Table 10.8,
along with the corresponding resistivities. Linear extrapolation of current
densities (as in Fig. 10.12) in the body for higher levels of current is accu-
rate, because the tissue temperature in the body changes minimally. The
largest current densities are in the back region. The back muscle at the level
of the upper lumbar region has a current density of 0.223mA/cm2 , and the
spinal cord current density is approximately 0.280mA/cm 2 for the same
E 80
<.)
~.
<t
g
.?:-
'iii
c
<l)
20
Cl
E
<l)
l:;;
::>
(.)
10
0.2 0,4 0,6 0,8 1,0 1.2 1,4 1.6 1.8 2,0
Total Applied Current (A)
FIGURE 10.12. Current density versus current in the hindlimb of the hog measured
approximately 7-cm proximal to the ankle joint; electrodes applied across the
hindlimbs. The average line represents the average current density in all the tissues
at that level.
ANTERIQR
LATERAL
skin
copper
tendon electrode
POSTERIOR
b
FIGURE 10.13. (a) Cross section of the hog hindlimb where current densities were
measured. (b) Hindlimb location of measurement region shown with isopotential
percentage lines of the applied voltage for electrodes placed on the hindlimbs.
TABLE 10.6. Tissue current density and resistivity in the limb versus applied current
from hind limb to hindlimb in the hog.
Constant Initial
applied applied
current voltage Artery Nerve Muscle
(rnA) (V) J Q J Q h Qr. QT
Bone Bone
Fat marrow cortex
(rnA) (V) J Q J Q J Q
432
Impedance Considerations and Current Distribution in the Body 433
TABLE 10.7. Typical values measured in the hindlimb cross-section of the hog.
Tissue Tissue Current Tissue Tissue Energy
resistivity resistance density current area density
Tissue (Qcm) (Q) (mA/cm2) (rnA) (cm2 ) (J/cm 3 )
Vessel 155 911.76 51.61 8.77 0.17 412.90
Nerve 200 1,666.67 40.00 4.80 0.12 320.00
Muscle (L) 290 19.24 27.59 415.72 15.07 220.69
(T) 650
Fat 380 31.77 21.05 251.79 11.96 168.42
Bone marrow 550 495.50 14.55 16.15 1.11 116.36
Bone cortex 1,850 898.06 4.32 8.91 2.06 34.59
Tendon 398 196.19 20.09 40.78 2.03 160.70
Dermal layers 432 50.94 18.52 157.04 8.48 148.15
Average/total 363 8.85 22.05 903.95 41.00 176.3
Note: Applied voltage = 400 V between the hindlimbs, current = 0.9 A. Electric field strength
= 8V/cm. Resistivity and current density were measured experimentally. Cross-sectional
tissue resistance = (resistivity) (tissue area)/(length = 1 cm), tissue current = (current density)
(tissue area), tissue energy = (current density)' (resistivity) (time = 1 s). Cross-sectional areas
were determined by digitization of a limb section taken through the measurement region.
Averaged values are resistivity, current density, and energy density. Total values are resis-
tance, current, and area. Total resistance determined by adding conductances of individual
tissue elements.
TABLE 10.8. Current density and resistivity in the hog for lOOmA applied from left
forelimb to right hindlimb.
J Q
n (mA/cm2) S.D. (Qcm) S.D.
Ventral intestine 4 0.071 0.077 511 43.1
Dorsal intestine 4 0.077 0.049 610 96.9
Back muscle:
Neck 1 0.021
Upper thoracic 0.061
Middle thoracic 1 0.141 270(L)
Upper lumbar 4 0.223 0.079 1,006(T) 58.6
Lumbosacral 0.055
Kidney 4 0.097 447 61.2
Liver 4 0.065 570 37.5
Lung 4 0.058 0.033 1,605 42.8
Heart (transverse to axis) 4 0.073 0.044 800
Abdomen, midline (skin, 4 0.065 0.032 547 28.6
fat, muscle layers)
Abdomen, side (skin, 4 0.076 0.028 560 42.0
fat, muscle layers)
Note: Current density in back muscle as measured in the longitudinal direction. L = longitu-
dinal; T = transverse resistivity.
Source: From Sances et al. (1983).
434 10. High-Voltage and High-Current Injuries
region when a current of 100mA is applied from the forelimb too the
opposite hindlimb. Various current density levels in the spinal cord are
reported in Table 10.9 for three different contact orientations. High current
levels in the spinal cord can lead to latent neural dysfunction (Sances et aI.,
1979). At a level of lOA applied for 30s, the spinal-cord temperature was
elevated only 1.5 DC, showing that temperature in the cord is not an impor-
tant factor in its trauma (Sances et aI., 1983). The cross-sectional area of the
spinal cord is 0.07% of the body cross section, but the cord carries 0.12 to
0.15% of the total current.
Current distribution in the limb changes with time and temperature and
is shown by the change in tissue current densities given in Table 10.10.
Initial values of resistivity and current density are also shown in Table 10.7
for all tissues. Current shifts from artery, nerve, tendon, and dermal layers
to muscle and fat because of increased temperature and tissue degradation.
The decrease of current in the other tissues is the result of an increase in
resistivity or a slower decrease in resistivity. Nerve and vessel resistivities
increase with temperature once tissue damage occurs, whereas muscle resis-
tivity decreases with tissue damage. The ultimate distribution of tissue
trauma is related to the peak temperature in the tissue, which is determined
from the energy density as affected by the resistivity and current distribu-
tion. However, the resistivity changes with temperature, thus altering the
rate of temperature change. For muscle, where the resistivity decreases with
temperature, the tissue damage occurs more selectively, as different parts of
the muscle become damaged at different rates and enhance the current flow
through the damaged regions. This phenomenon is the likely cause for
selective muscle groups that are completely burned being next to groups
having only minor trauma.
Hemorrhage and
Thrombosis - - -
Ischemia - - -
Dessicated
and Blistered
Charring at the
Contact Edge
FIGURE 10.14. Superficial burn resulting from a circular contact at 100V. There are
three distinct regions of trauma: a desiccated region adjacent to the electrode having
erupted blisters, an ischemic region that maintains its fluid content, and a hemor-
rhagic region darkened by thrombosis. Also shown is a ring of charring that occurs
at the electrode edge.
charring at the
/ contact edge ~
hemorrhage
and thrombosis
FIGURE 10.15. Dermal cross section beneath a circular contact at 100V. The
resultant injury is a full-thickness dermal burn. The three regions of Fig. 10.14 are
present. Desiccated tissue extends deeper into the tissue at the electrode edge than
at the center.
Thermal Trauma 437
Henriques (1947) and Henriques and Moritz (1947) have investigated the
thermal tissue response in terms of the time-temperature relationship. As
seen in Fig. 11.12, the time necessary for trauma decreases exponentially
with peak temperature. Skin will burn at 45°C after an hour but at 60°C
only a few seconds are required. Experimentally measured temperatures
are given in Fig. 10.16 for a circular electrode of 5-cm diameter having a
100-V potential and applied through the third phase of the current-time
waveform (Fig. 10.3). The measured temperatures corresponds well with
the finite-element model results of Fig. 10.8. In general, the peak tempera-
ture delay from the time of peak current increased primarily with distance
from the edge of the electrode (Fig. 10.17). A secondary effect increasing
the time delay of peak temperature is the depth from the skin surface, and
regions without blood flow (ischemic regions of Figs. 10.14 and 10.15) also
had longer delays. The secondary effects are the result of heat radiation and
convection at the surface and to slower heat conduction in ischemic tissue.
Tissue perfusion by blood is an important factor in the generation of
electrical burns. Comparing the above in-vitro studies to studies in situ, the
results show significant variations in the total applied energy, contact time,
and rate of tissue cooling. The parameters of voltage, electrode size,
average power, and minimum total resistance were the same. The total
energy applied was 24 % less in situ than in vivo, the contact time was 21 %
less in situ that in vivo, and the rate of tissue cooling was 50 to 75% less in
situ than in vivo. This factor is important to the evolution of electrical burn
trauma, since the data indicate that blood flow helps lessen the severity of
the trauma in short-duration contacts.
electrode
107+ +73 54+
96+ + +
57 43 _
0.5 +
+ 94 9+0 +42
84 77
E
~ 1.0 ;'7 +67 -
a.
L:.
+
0
Q)
1.5 75 -
2.0 I-
+
54
I I I I
2 4 6 8
Radial Distance (cm)
110
100
90
0
U
80
~
::l
"§ 70
(J)
0.
E 60
(J)
I-
50
40
30
2 3 4 5 6 7 8 9 10
Time (min)
FIGURE 10.17. Plots of tissue temperatures beneath the electrode at different depths
(cm) with time, 100V contact. Peak temperatures do not occur simultaneously, but
at times related to depth below the electrode edge following the current falloff of
phase 3, as indicated by arrows. Broken line indicates current cessation.
more important when one considers that a large change in impedance could
be indicative of bum severity.
Studies performed by the author (Chilbert et aI., 1985a 1985b) indicate
that tissue temperature, resistivity, and the severity of trauma can be corre-
lated in muscle tissue. Figure 10.18 shows the measurement sites in the dog
gracilis muscle for temperature and resistivity. Electric bum trauma was
induced by passing 1-A currents at 60Hz until the distal measurement site
reached a temperature of 60°C. Peak temperatures along the muscle de-
creased proximally as the limb cross-section increased (Fig. 10.19). Regions
1 and 2 exceeded 50°C, while the remaining regions remained below 47°C.
Severe trauma was noted in regions 1 and 2, while regions 6 and 7 had
edema with minimal structural changes. Regions 3, 4, and 5 were in a
transition zone between viable and nonviable tissue. The resistivity in-
creased proximally, but all values were less than control values (Fig. 10.20).
The initial resistivities at the onset of the I-A current increased 35%
because of muscular contraction; they then declined with increasing tem-
perature. The resistivities continued to decline even as the tissue cooled,
indicating further progression of tissue injury.
Thermal trauma to peripheral nerves is also related to the maximum
temperature reached. The temperature in a nerve depends on the tempera-
ture of the surrounding tissue. The peak temperature of nerve in Table
10.10 shows that it is only 2°C less than the tissue in which it was measured
(i.e., fat). Neural activity (indicated by averaged evoked response)
gracilis
.....+--muscle
current
·<4f---electrode
FIGURE 10.18. Measurement sites in the gracilis muscle of the hindlimb of a dog.
Temperature and resistivity were measured at each site. Site 1 is the most distal and
site 7 is the most proximal.
440 10. High-Voltage and High-Current Injuries
60
t current off
0
G" 50
~
::J
iii
Q;
c..
E
Q)
40
I-
30
15 30 45 60
Time (min)
FIGURE 10.19. Temperature increase caused by the flow of a I-A current with time.
Current was applied for 15 min. Temperatures at regions 1 and 2 were elevated above
50°C, while the other regions were between 40 and 46 °C and are grouped together.
cant direct heating and protects the marrow as well. Table 10.10 shows that
bone has the lowest temperature in cross-section. Muscle tissue near the
bone is often burned, while muscle tissue away from the bone is not
affected. Some clinicians have erroneously attributed this phenomenon
to heating of the bone, but it is the result of higher current densities in
the muscle near the bone (Sances et ai., 1983) because heating is more
dependent on current than resistance.
In cross-section, the joints have a large quantity of bone compared to
other more conductive tissues. This creates very high current densities in
the more conductive tissue, consequently causing severe trauma at the joint
while leaving tissues by the long bones viable (Sances et ai., 1983; Zeit et ai.,
1988). Also, the joint capsules have been known to disrupt explosively from
the buildup of steam (Sances et aI., 1981b, 1983). However, if the victim
were to flex the joint during electrical contact, the current will have an
alternate path through the skin surfaces above and below the joint, thus
preserving the joint. This has been noted clinically around the elbow, where
burn marks appear on the skin proximally and distally.
140
120
~ 100
> 7
.~
en 80 6
(I)
c: 5
~
0 60 4
3
40 2
20
5 10 15 20 25 30
Time (min)
FIGURE 10.20. Changes in resistivity measured during and following the application
of a I-A current. Resistivities of muscle were measured in the transverse direction
and perpendicular to the direction of current flow and are given in percent of control
values. Initial increase of resistivity is due to the contraction of the muscle by
stimulation from the current. Initial resistivity is for contracted muscle at time =
omin. Muscle resistivity continues to decrease with decreasing temperature after
current is turned off at t = 15min in region 1.
442 10. High-Voltage and High-Current Injuries
100
90
80 T1lK1
Ql
"t:l
70 LV~
.~
a. 60
E
ex:
ec 50
0
<.)
40
a
~
0
30
20
10
a
35 40 45 50 55 60
Temperature (0C)
FIGURE 10.21. Changes in the evoked response of the tibial nerve in the hog with
temperature. The reductions in the peak amplitudes were permanent. The first
component of the evoked response is denoted by A, and the second is denoted by
B. Numbers on curves indicate time in minutes after the temperature increase was
started. Amplitude is given in percent of normal evoked response amplitude.
From Table 10.9 one notes that a maximum current density of 0.3 mA/cm2
results when a current of 100mA is applied from the forelimb to the
hindlimb and the spinal cord has a resistivity of 214 Qcm. Since the electric
field strength should be above 100V/cm, the current density in the cord
needed to cause irreversible electroporation would have to be 500mA/cm2 •
To obtain this current density in the spinal cord, an applied current of
167 A between forelimb and hindlimb is needed. To estimate the voltage
level for 167 A, refer to Table 10.4: At electrode location 4, nearly 20A will
flow at 6kV. A simple extrapolation of the voltage-current ratio (6 kV-20 A)
shows that 50kV is needed to generate 167 A in the body. However, resis-
tance decreases with increasing voltage, therefore using the values of7.2kV
and 25A from Fig. 10.3 and extrapolating to the 167-A level, the applied
voltage needed is 35kV. The value for humans may be lower, since reports
in the clinical literature have cited spinal cord dysfunction at 25kV
(Kanitkar and Roberts, 1988).
and speech (Critchley, 1934). Often amnesia occurs with lightning insults
(Strasser et aI., 1977; Taussig, 1968). Hypertension is normally observed,
with anxiety and, at times, neurotic behavior. These symptoms usually
vanish within a week (Strasser et aI., 1977).
Secondary effects appear within the first few days after the accident.
Except for an occasional change in the electrocardiogram or trauma to
internal organs, all secondary effects are neurologically oriented, consisting
of paralysis (usually of the legs), muscle pain throughout the body,
photophobia from the intense light, and various autonomic disturbances.
These effects normally vanish within a week. Latent effects (seen after 5
days) usually are resolved within a month after the accident. Neurologic
symptoms are thought to be associated mainly with the progression of
vascular disease or dysfunction. Neurologic symptoms in this stage are also
common to high-voltage power-line injuries, which will be discussed later
(Silversides, 1964).
Soft tissue lesions are found more frequently with lightning accidents than
in high-voltage accidents (Massello, 1988; Sharma and Smith, 1978). Neuro-
logic lesions often occur where there is an interface between regions of
different resistivities. In lightning accidents one commonly sees splitting of
the cortical layers of the brain and petechial and subarachnoid hemorrhage
(Critchley, 1934; Silversides, 1964). Several explanations of the lesions
have been suggested, but all lack supportive evidence. One hypothesis
suggests that the lesions are caused by the heating effects, which produce
pockets of gas or steam. This is not generally accepted as a good explanation,
because the heat generated is probably insufficient to cause boiling of the
tissue. Fluid electrolysis has also been suggested; however, the time involved
and current necessary may exclude this as a possibility. The most acceptable
theory is electroporation causing cellular lysis at or near the tissue inter-
faces. The lesions have been seen more often at tissue interfaces, where
charge accumulation can occur (Critchley, 1934; Strasser et aI., 1977).
aspects of electric bums (Artz, 1974; Butler and Gant, 1978; Rosenberg and
Nelson, 1988; Rouse and Dimick, 1978).
The various forms of trauma seen with electrical injury are the same as
those seen in thermal bums with the addition of others unique to electrical
injury. Some aspects of electrical injuries are similar to crush injuries.
Clinical reports and reviews present observations in the general areas of
bums, lesions, neurologic effects, and cardiovascular effects. The reports
and reviews usually focus on one of the areas, while the patients may
present symptoms from all areas.
Electrical Burns
The pattern of electrical bums can vary greatly from those seen in thermal
injuries (Artz, 1979). Electrical bums follow the current path, whereas
thermal bums start at the surface from one location and radiate into the
surrounding tissue (Janzekovic, 1975; Luce et aI., 1978; Ponten et aI., 1970;
Sances et aI., 1979). Deep tissue necrosis is often evident. Although tissue
may appear viable, it may be damaged and require secondary procedures.
The transformation of visibly viable tissue to necrotic tissue has been
termed progressive necrosis, but experimental studies indicate that the
visible viable tissue is actually necrotic from onset of the trauma (ZeIt et aI.,
1988). Artz (1979) has reviewed and presented the various aspects of elec-
trical injury, especially those associated with electric bums. Also, reference
is made to internal lesions and renal sequelae. The following is a summary
of bum wound observations:
Contact-site wounds usually signify deep tissue destruction locally. The
contact sites can be defined in terms of the primary site, which is the contact
with the energized source, and the secondary site, which is the contact with
the ground or neutral source. The primary wound is usually charred and
depressed. The secondary wound is dry, depressed, and has the appearance
of the current exploding outward. Massive swelling is evidence of extensive
tissue damage caused by heat and electroporation.
Skin injury varies from small circular spots to large areas of charring.
Adjacent to the charred tissue is a whitish-yellow ischemic region. Sur-
rounding the ischemic skin is an area darkened by vascular hemorrhage
and thrombosis. All three regions are relatively cold and without sensory
perception.
Vessel damage may extend beyond the general area of injury. Thrombosis
has been noted away from the bum injury. Typically, extreme vascular
spasms, thrombosis, and necrosis of vessel walls are observed. In non-
thrombotic, damaged vascularization, hemorrhaging may result and lead
to serious complications.
Muscular trauma is caused by the direct heating of current or by occlusion
of the arterioles supplying the muscle. Damage to the muscle is usually
uneven, affecting groups of fibers while not affecting adjacent areas.
446 10. High-Voltage and High-Current Injuries
Uneven damage is characteristic away from the contact sites and may not
be noticed initially (ZeIt et aI., 1988).
Burns caused by arcing imply high temperatures at the contact site and
extensive deep tissue destruction. Traumatic limb amputation has been
documented (Sances et aI., 1979). Cursory burns are caused when arcing
ignites the victim's clothing.
Renal failure is more common in electrical injuries than in thermal burns.
Renal damage is caused by direct electric involvement of the kidneys and/
or renal vessels, or more often by the abnormal breakdown of protein from
other injured tissues. Devitalized muscle in electrical injury causes renal
complications similar to those seen in severe crush injury (Artz, 1974).
There is also a greater occurrence of hemoglobinurea and hematinuria in
the electrically injured patient. One critical complication is acute tubular
necrosis, probably caused by myoglobin breakdown.
Oral burns are most often seen in children and cause severe burns to the
lips, tongue, and dentition. This form of electrical burn has been reported
extensively particularly in recent years, because of the special treatment
needed (Barker and Chiaviello, 1989; Donly and Nowak, 1988; Palin et aI.,
1987; Sandove et aI., 1988; Silverglade, 1983). Of particular concern is tissue
contraction of the lips and cheeks, which is prevented by special splints
(Sandove et aI., 1988).
Most pediatric electrical injuries admitted to the hospital occur to the
mouth (35-60%) and most victims of oral burns are under the age of 4
(Baker and Chiaviello, 1989; Palin et aI., 1987). Oral burns account for
almost all severe burns. Electrical trauma in children usually results from
defective equipment. Nearly all injuries occurring to children are prevent-
able, especially with routine equipment maintenance.
Tissue Lesions
Tissue lesions are evident at the tissue interfaces and are commonly associ-
ated with neural dysfunction and abdominal complications. Autopsy upon
electrical accident victims often reveals submucosal hemorrhages dispersed
throughout the gastrointestinal tract. Abdominal lesions are associated
with a high mortality rate. They are difficult to detect and treat. Delayed
fatality is usually associated with abdominal lesions of the gastrointestinal
tract (Artz, 1979). Typically the patient is comatose, and vital signs degrade
over several days until death occurs.
Lesions have the most significance in neural tissues. Once a nerve has
been severed, its function seldom returns. Lesions may also be responsible
for latent neural dysfunctions that appear up to 3 years after the injury
(Sances et aI., 1979; Silversides, 1964). When lesions are noted in the spinal
cord, they are seldom complete transections. Clinical signs of these lesions
are spastic paresis with little or no sensory deficit. The lesions usually are
not suspected until the onset of patient ambulation (Baxter, 1970). These
Clinical Observations 447
afflictions, like many associated with the nervous system, are not well
understood.
Neurologic Sequelae
Neurologic sequelae are manifest at all levels of the nervous system and are
either permanent or transient. Permanent effects are the result of thermal
trauma or lesions, while transient disorders can disappear within days or
last for months (Hooshmand et aI., 1989).
Damage to peripheral nerve can be caused by electroporation (lesions)
or excessive heating of the tissue. The ulnar, radial, and femoral nerves
have the highest incidence of injury due to heating. Occasionally lesions are
formed in the peripheral nerves, causing sensory or motor deficits. Some
cases have been reported as progressive with time, the victim slowly losing
sensation in the limbs and other clinical abnormalities developing
(Kinnunen et aI., 1988). Injury to the peripheral nerves, as stated above, is
permanent, and recovery is minimal. Peripheral nerve damage is usually
associated with adjacent tissue injury.
Transient disorders often seen are neurovascular, neuromuscular, and
sensory. The neurovascular disorders include vascular constriction and
spasmodic reactions, both of which reduce blood flow and vascular dilation
(Christiansen et aI., 1980; Hooshmand et aI., 1989). Vascular spasms cause
a reduction of blood flow in an area, usually associated with tingling, numb-
ness, and, at times, paralysis. Vasodilation is believed to be the cause of
fainting spells sometimes encountered after electrical injuries. Neuro-
muscular disorders are paresis, paralysis, hypertension, and muscular pain.
Current having a magnitude great enough to affect the spinal cord or
nerve roots has a transthoracic path, most commonly hand to hand, or hand
to foot. Head-to-extremity paths, although not very common, will also
affect the spinal cord. With hand-to-hand contact, current is greatest in the
cervical region (Table 10.9). Hand-to-opposite-foot current paths mostly
affect the heart and thoracic spinal cord. Head-to-extremity current paths
affect the upper brain centers and cervical spinal cord (Butler and Gant,
1978; Sances et aI., 1979; Solem et aI., 1977).
Permanent damage to the spinal cord may be caused by vertebral dis-
placement secondary to falling, by muscular contractions, or by lesions in
the cord or nerve roots. Skeletal fractures in electrical injury are normally
attributed to falling or being thrown by muscular contraction. Lesions in the
spinal cord account for many of the permanent disabilities of motor func-
tion. Lesions are seen mainly in cases of power-line contact above 11 ,000 V
(Butler and Gant, 1978). The magnitude of the lesions in the spinal cord
is not readily apparent until the onset of ambulation (Baxter, 1970; Solem
et aI., 1977).
Transient effects of current on the spinal cord appear at all stages of
recovery: immediate, secondary, or latent. The immediate effects are loss of
448 10. High-Voltage and High-Current Injuries
relates well with hemiplegia and aphasia resulting from electrical accidents.
Posthemiplegic Parkinson's disease has been known to develop, either the
unilateral or the asymmetric bilateral form (Silversides, 1964). The initial
convulsion in a developed epileptic condition may have started during the
current flowing in the body. If the current path includes the head, the
formation of an epileptic focus is likely. Actual lesions are rare, leaving a
diffuse focus as the cause. Victims who developed epilepsy respond well to
drug therapy, which usually is withdrawn over a period of time.
Cardiovascular Effects
Electrical accidents have also produced latent cardiovascular disorders that
are usually transient. Some of these affects may be associated with fibrilla-
tion and defibrillation of the victim (Wilson et aI., 1988) or with severe
burns. Because these effects are usually less life-threatening than the
complications of burn, they are seldom reported. However, the occurrence
of cardiovascular complications is frequent (Guinard et aI., 1987). High
current levels flowing through the chest can cause cardiac arrest, which is
then followed by a somewhat normal cardiac rhythm. Most cardiovascular
effects follow high-voltage electrical injuries. Latent effects include atrial
fibrillation, premature ventricular contractions, bradycardia, tachicardia,
ventrical and atrial ectopic foci, conduction branch block, and nonspecific
S-T interval and T-wave changes (Butler and Gant, 1977; Jones et aI., 1983;
Skoog, 1970; Solem et aI., 1977).
The causes of latent cardiac effects and delayed arrhythmias is unknown.
Some suggested causes include the residual effects of fibrillation, enzymal
reactions with the cardiac tissue, neural dysfunction, or coronary artery
spasms. The fibrillation of the heart or a sustained myocardial contraction
by the current may alter the metabolic activity of the heart and result in
altered cardiac rhythm (Solem et aI., 1977). Certain enzymes are released
from necrotic muscle tissue, such as various forms of creatine kinase, which
can alter the function of the cardiac cells or mitochondria and again alter
the cardiac rhythm (Ahrenedolz et aI., 1988). Because various forms of
transient neural anomalies have been noted in other areas of the nervous
system, neural alterations in the inervation of the heart may also occur
(Skoog, 1970). Similarly, the vascular spasms noted in the periphery may
also occur in the coronary arteries and lead to altered cardiac rhythm (Luce
and Gottlieb, 1984; Skoog, 1970). Fortunately, these disturbances are
usually transient and disappear within a week (Jones et aI., 1983; Luce and
Gottlieb, 1984).
Latent vascular effects, such as spasms or peripheral coldness, have
been attributed to neural disturbances (Kinnunen et aI., 1988). Similarly,
transient neural disturbances have been attributed to vascular spasms
(Silversides, 1974; Skoog, 1970). Some latent effects are attributed to loss of
endothelial cells and elasticity in the vessel wall, which leads to vascular
450 10. High-Voltage and High-Current Injuries
impairment (Wang and Zoh, 1983). Also, the vasculature may be impaired
by arachidonic acid metabolites, such as thromboxane, that cause vasocon-
striction. The latent effects are often a result of the initial trauma, but
appear as healing occurs.
20 40 60 80 100 120
Resistance (0)
FIGURE 10.22. Impedance and relaxation frequency changes seen in muscle tissue
with electric burn. The proximal tissue impedance curve corresponds to tissue that
is only mildly edematous, the transition tissue impedance curve corresponds to
tissue showing greater edema and some loss of cell structure, and the distal tissue
impedance curve corresponds to tissue that shows gross destruction of cell structure
and extensive damage.
11.1 Introduction
The previous chapters provide an account of electrical forces that can exert
measurable influences on biological systems. Although the bioelectric
mechanisms treated in this book can be used in a controlled fashion to exert
a beneficial effect, the same forces, when presented in an uncontrolled
fashion, can sometimes be detrimental. For that reason, various agencies
have developed protective standards and guidelines.
There are many such agencies whose purposes are often directed to
specialized environments, applications, or user groups. This chapter re-
views standards and guidelines concerning electromagnetic radiation expo-
sure to the general populace, to individuals in occupational settings, and to
patients undergoing magnetic resonance imaging. We also review standards
and protective measures developed to protect individuals from electric
shock in consumer products. The rationale for these standards and related
bioelectric mechanisms will be discussed.
454
J(
0.2
0.1
10 10 2
Frequency (MHz)
FIGURE 11.1. Power densities that limit human whole-body SAR to 0.4 W/kg
compared to ANSI standard of 1982. (From Durney et al. 1985.)
We can relate electric and magnetic field intensities to the incident power
density using the relationships for a propagating electromagnetic wave:
z = Ii = 3770. (11.1)
H
S = E2 = H2Z (11.2)
Z
where E is the electric field (Vim), H is the magnetic field (Aim), S is the
power density (W/m2), and Z is the impedance of the propagation medium
(0.). In "free space" (a vacuum), Z = 3770. which is the assumption used in
the radiation standards; the impedance of air is essentially the same as that
of free space. The relationships expressed in Eqs. (11.1) and (11.2) apply to
a propagating wave in the "far field" many wavelengths distant from the
source of energy.
In many applications, standards are quoted with respect to the magnetic
flux density, B (units: Tesla, T), rather than magnetic field intensity, H
(units: Amperes per meter, Nm). These two quantities are related by
B = fiH (11.3)
where fi is the permeability of the medium. In free space or air, fi = 4n X
1O- 7 H/m, and we have the relationship that lNm corresponds to 1.257 fiT.
E
~
"0
Qj 10
±
0 H-field
E 2
~ 10 mW/cm
"0
Qj controlled environment \
~ uncontrolled environment
,
,
(fJ \
::!: \
a: \
\
.1 \
0.073 Aim
FIGURE 11.2. Maximum permissible exposure to electric and magnetic fields accord-
ing to IEEE C95.1 (1991).
durations of 6 minutes or less. The lower limit was intended to protect the
general public who might have chronic exposure when living near EMF
sources. The factor one-fifth was derived from the presumed ratio of maxi-
mum occupational weekly exposure (40hr/wk) to that for the chronically
exposed public (168hr/wk). The two-tier Massachusetts limits were essen-
tially adopted by the National Council on Radiation Protection and
Measurements (NCRP, 1986).
One criterion applied to the 1991 standard was the resonance curve for
SAR = 0.4 (Fig. 11.1). In conformance with existing NCRP practice, the
IEEE committee included an additional safety factor in the minimum reso-
nance region for uncontrolled environments, resulting in a minimum SAR
of 0.08W/kg. Based on studies of absorption of electromagnetic energy in
humans, it was concluded that the electric field component coupled energy
into the biological medium more efficiently than did the magnetic field
(Gandhi, 1988). Consequently, the electric field limits were selected accord-
ing to Eq. (11.2), with incident power density limited by the solid line of Fig.
11.1; the magnetic field limits were selected to permit greater exposure at
frequencies below 100 MHz, in recognition of the less efficient coupling of
the magnetic field in this frequency regime. For instance, in a controlled
Electromagnetic Field Exposure Standards 459
environment, the E- and H-fields in the minimum plateau region are consis-
tent with an incident power density of 1 m WIcm2(= 10 W1m2), namely E =
61.4 Vim and H = 0.163 Aim, as calculated by Eq. (11.2). In an uncontrolled
environment, the allowed power density in the resonance region is O.2mWI
cm2 • At frequencies above lSGHz, the standards have a cap of lOmW/cm2
for both controlled and uncontrolled environments. By observing both the
electric and magnetic field limits, one ensures that an average SAR value of
0.4 W/kg will not be exceeded at any frequency, whether the exposure is in
the near or far field of the source. Note that the SAR limits contained in
C9S.1 apply only at frequencies between 0.1 MHz and 6GHz.
Although average whole-body SAR limits may be so limited, individual
regions within the body will exhibit absorption rates above and below
the average rates. Implicit in these limits is the assumption that peak
SAR within limited regions of the body may exceed the average. Accord-
ingly, IEEE C9S.1 provides that SAR limits may be relaxed in any 1 g
of tissue to 8 W Ikg, except for the hands, wrists, and feet, where the
SAR limit is limited to 20W/kg as averaged over any 109 of tissue in
the controlled environment and one-fifth of that value in uncontrolled
environments.
The averaging time applicable to IEEE C9S.1 is 6 minutes for frequencies
below 15 GHz; at higher frequencies, the averaging time goes down to a low
of 10 seconds in controlled environments. For pulsed fields, IEEE C9S.1
specifies additional criteria which would limit the peak exposure (see Sect.
11.3). Averaging time rules are specified in uncontrolled environments for
frequencies in the resonance region (30-100MHz) in which the averaging
time is 6min. at and below 30MHz, and 30min. at 100MHz and above.
Considerations involved in averaging time are addressed by Osepchuk
(1989).
Uncontrolled environment
Both feet 900/ 90
Each foot 450/ 45
Contact 450/ 45
Even if we use the worst case assumption of the parameter Ie in Fig. 9.17, we
see that the C95.1 magnetic field limit is well below the threshold for
peripheral nerve excitation.
The C95.1 standard also imposes limitations on induced currents as noted
in Table 11.1, which were intended to limit the severity of induced electric
shock or burns. The intent of the Standards Committee was to limit the
possibility of perceptible contact current with a grasping contact. However,
these limits would allow perceptible current with a touch contact under
some conditions. Consider, for instance, the limits on contact current.
At a frequency of 10kHz, the standard would allow a contact current of
lOrnA in the controlled environment, and 4.5mA in the uncontrolled
environment. At a frequency of 100kHz, the standards would allow 100mA
in the controlled environment and 45 rnA in the uncontrolled environment.
Comparing these values with the reaction thresholds in Fig. 7.12, we con-
clude that the standards below 100kHz would allow perceptible shock
in the uncontrolled environment and painful shock in the controlled envi-
ronment, particularly for small individuals, if subjects were to access the
current through a touch contact with an energized conductor. Above
100kHz, the standards would permit sensations of heating that could be
perceptible with a touch contact in the uncontrolled environment and pain-
ful in the controlled environment. For small subjects or children, even
stronger sensations might occur across the range of frequencies shown in
Table 11.1 (see Sect. 7.10). The perceived reactions would be reduced
relative to a touch contact if the subject were to contact the energized
conductor with a large area, such with by grasping with the whole hand
(refer to Fig. 7.15, and Chatterjee et aI., 1986), as was assumed in the C95.1
standard.
Electromagnetic Field Exposure Standards 461
1000
(a) CENELEC (workers)
(b) CENELEC (public)
(c) NRPS
100
(d) ACGIH
(e) Mechanisms-based
10
c
.1
:
~..:.,.~ ..~...~ ..~ .. ..~.
a
.01
.1 10 100 1000 10000
Frequency (Hz)
FIGURE 11.3. B-field limits at very low frequencies: whole body exposure, extended
durations (e.g., whole work day). Curves (a)-(d): existing standards. Curve (e):
hypothetical mechanisms-based standard for short-term exposure in uncontrolled
environments.
Figure 11.3 includes curve (e), which is a hypothetical standard for short-
term exposure in uncontrolled environments. Curve (e) is based on estab-
lished mechanisms for reactions to short-term magnetic field exposure as
developed in Sect. 11.7.
The E-field limits shown in Fig. 11.4, however, are sufficiently great that
they would not preclude significant reactions from induced shock, spark
discharges, and corona. For instance, with fields in the range 20 to 30kV/m,
corona discharges could easily be produced from body surfaces, and severe
spark discharges could easily occur with ordinary activity in which a person
touches grounded objects (see Sects. 9.2-9.4). It is difficult to see how one
could function in such a high field environment without taking special
precautions to avoid these effects. In recognition of the difficulties in high
E-field environments, ACGIH recommends that workers avoid situations
where spark discharges may be produced in fields above 5kV/m and recom-
mends the use of protective clothing in fields above 15kV/m.
Considering the significant public debate about health effects from power
frequency fields, it is useful to focus on EMF limits at 50/60Hz, which are
listed in Table 11.3. Table 11.3 also includes limits of the International
Commission on Non-ionizing Radiation Protection (ICNIRP, 1998). In the
a
.....................................................................................-..
c, d ,,
,
..........................................
,,
b ' \,
10
,,
,,
(a) CENELEC (workers) ,,
(b) CENELEC (public) ,,
(c) NRPB ,,
(d) ACGIH
.. -
\~ ~':'
\ ........ ~.... .
.1
.1 10 100 1000 10000
Frequency (Hz)
FIGURE 11.4. E-field limits at very low frequencies: whole body exposure, extended
durations (e.g., whole work day).
466 11. Standards and Rationale
Notes: (a) Limits are stated as rms quantities; (b) exposure duration (hr) :s 80/E.
(c) Exceedance of ICNIRP limits requires analysis to test for compliance with current
density restrictions.
frequency range below 1 kHz, the ICNIRP magnetic field limits are
intended to provide an adequate safety margin below an induced current
density of 100 mNm2 , which was taken as a threshold for acute changes
in central nervous system excitability or visual evoked potentials. Safety
factors of 10 and 50 were provided for occupational groups and the
general public, respectively, thus providing basic restrictions of 10 and
2mNm2.
Additional power frequency guidelines have been developed for applica-
tion to electric power transmission and distribution lines, as shown in Table
11.4 (after Goellner et aI., 1993). Note that the B-field units in Table 11.4
are in.uT, rather than in mT, as in Table 11.3. While there are no applicable
federal standards in the United States, a number of states and local regula-
tory bodies have specified limits of exposure to the general public from
power lines. Table 11.4 also lists power line environmental limits adopted in
other countries. The power frequency magnetic field limits of state and local
agencies in the United States are well below corresponding limits in other
countries, and well below the international limits listed in Table 11.3. One
should distinguish between an environmental limit and a standard. An
exposure standard generally specifies the area of the body being exposed,
the allowed level, the duration, as well as other exposure conditions. An
environmental limit or a product performance standard would generally
not specify such conditions, although they might include considerations
other than human exposure (e.g., product interference).
Electromagnetic Field Exposure Standards 467
TABLE 11.4. Power frequency exposure standards for transmission and distribution
lines.
E-field (kV/m) B-field (uT)
Agency In ROW Edge ROW In ROW Edge ROW
US State/local
California (Irvine) 0.4
Fiorida(a)
:s;230kV 8 3 15
500kV, single 10 2 20
500 kV, double 10 2 25
Minnesota 8
Montana(b) 1
New Jersey 3
New York PSC 1.6 20
North Dakota 9
Oregon 9 0.4
Tennessee 0.4
Outside US(d)
Australia(e)
occupational 2 500
general public 10 2 100
Germany 5000
Italy
extended exposure 5 100
limited exposure 10 1000
Notes: (a) More stringent standards apply to Lake Tarpon line; (b) 2:69kV; (c) limits are
stated as rms quantities; (d) 50 Hz; and (e) whole day exposure;
Source: Goellner et al. (1993).
468 11. Standards and Rationale
Notes: (a) Limits may be extended to 4 T under specially controlled conditions; (b) Warnings
expressed below 0.5 mT for individuals with implanted pacemakers. See also ICNIRP (1998).
, " ",
,~ .....
10
1 10 100 1000 10,000
Duration of Change of Magnetic Flux Density ij.ls)
FIGURE 11.5. lEe criteria and anticipated reactions to pulsed magnetic field-
whole-body exposure of large adult. (a) Upper limit of lEe uncontrolled exposure
zone; (b) threshold of nerve stimulation; (c) threshold of discomfort or pain; (d)
upper limit of lEe first controlled operating zone; (e) one-percentile threshold for
cardiac excitation; (f) 50-percentile threshold for cardiac excitation. Limit criteria
from lEe (1995); reaction threshold from Reilly (1992).
1997). Curves (e) and (f) are one- and 50-percentile thresholds for cardiac
excitation (see Chapter 9). The upper limits on curves (a) and (d) were
intended to limit whole-body heating effects.
The curves appearing in Fig. 11.5 are asymptotic expressions of the
strength-duration (S-D) relationships for neural and cardiac excitation by
rectangular, monophasic dB/dt pulses (as in Fig. 4.2). The S-D time con-
stant, T" which defines the corner of the lower asymptote, is taken as 120,us
for nerve stimulation as determined by a myelinated nerve model for a
terminated or sharply bent axon (see Sect. 4.5); a time constant of 3ms has
been chosen for cardiac stimulation, which is considered applicable to
stimulation over a large area of the myocardium (see Sect. 6.3). Although
these curves specifically apply to rectangular monophasic dBldt pulses, they
also represent conservative lower limits to excitation thresholds for pulsed
or continuous sinusoidal stimuli, provided that one interprets the horizontal
axis as the duration of a half-cycle of the sinusoidal waveform (Reilly,
1989).
472 11. Standards and Rationale
The lower plateaus of the curves in Fig. 11.5 represent the minimum
excitation thresholds for long duration stimuli (tp > lOie)' For short dura-
tion stimuli, (tp < 0.1 ie) theoretical thresholds are inversely proportional to
duration even into the sub microsecond range. Indeed, experimental data
supports this interpretation for durations down to a small fraction of a
microsecond (see Chapter 7). However, curves (a) and (d) are limited to
upper plateaus in order to avoid unacceptable tissue heating associated with
eddy currents from high dB/dt values. The placement of the upper plateau
depends on the temperature rise one is willing to accept, and the duty factor
one assumes for the pulsed stimulus.
The standards discussed here do not consider the possibility of patient
implants. For a treatment of that subject, see (Reilly and Diamant, 1997;
Buechler et ai., 1997).
B Be (11.4)
o = d l/2
f
where df is the fractional duration of the on time during the repetition
period (assuming an integer number of half-cycles of the sinusoidal varia-
tion). Equation (11.4) is a criterion based on constant energy.
To avoid nerve stimulation from pulsed fields, it is necessary to impose a
constraint on the peak value of the allowable field. Since pulsed field limits
have already been specified for MRI exposure, we proposed the application
of MRI criteria to IEEE/ANSI standards (Reilly, 1998).
As seen in Fig. 11.5, MRI exposure criteria are stated in terms of the
duration of dB/dt. In order to make a connection with sinusoidal fields, we
need to define the relationship between the peak field and its time deriva-
tive. For a pulsed field consisting of a linear increase over the pulse duration
(trapezoidal pulse), the relationship is:
where B)s the value of dB/dt during the pulse, and ip is the phase duration,
defined as the pulse duration for a rectangular pulse, or the half-cycle time
Pulsed Electromagnetic Fields 473
for a sine wave (see insert of Fig. 4.15). For a sinusoidal field, the relation-
ship is
1 .
Bo = - Bot p (sinusoidal field) (11.6)
7r
104 102
(i) Bo=
{80 tp (Pulse)
.
.§.O tp (sine-wave)
n
-- -tp
t:.
0
~ 1t
C}~
-co Q>~6 10 I='
<Ii' 10 3
>
~
"~.
~i'
.s0
> co
.~
-0
.;!-
'Ci5
Q) c
:§ 0
Q)
Z' x
:J
'iii
c 102 =- (c) u:
Q)
-0 -"
ell
x
:J
Q)
0...
;;:::
-"
ell
Q) Bo=20T/s
0...
10 10- 1
10 102 103 104
Phase duration tp (l1s)
FIGURE 11.6. Magnetic field exposure criteria-adapted from MRI exposure limits
for switched gradient fields. (a) = lEe criteria on B (MRI); (b) = curve (a) limits on
B for pulsed dBldt; (c) = curve (a) limits on B for continuous sine dB/dt. (From
Reilly, 1998.)
474 11. Standards and Rationale
10S
102c---~--,--------,--------,--------,------~
E
I I
~
-flr 0
::r:
t='
.§.
ID
0
10
.rvvv-
dB/dt waveforms
10 £
c;,
&::
~
U5
~
rn
"0
CD
&::
<D iI
"0 0
><
::::J
Nerve
Stimulation 103
:a;
;;:::: &::
..I<:
1.0 Limit 01
co
co
<D ~
0.. ..I<:
co
C9S.1 @ 100% d.f. <D
0..
0.1L--------L--------~------~------~--~--~
102
10 100 1K 10K 100K 1M
1/(2 tp) = f (Hz)
FIGURE 11.7. Magnetic field exposure criteria that avoids peripheral nerve stimula-
tion (including safety margin) for pulsed sinusoidal fields. Nerve stimulation limit has
safety factor of 2X below threshold for pulsed or CW sine wave. (From Reilly, 1998.)
1
f=- (11.7)
2tp
For frequencies above 3kHz, Bo = 0.76mT, or equivalently, Ho = 605 AIm
according to the MRI-based limits. The peak value of Ho from C9S.1 with
df = 1.0 is 231A/m. It can be seen from Eq. (11.4) that the IEEE/ANSI
rms limits would exceed the peak MRI-based limits for df ::5 0.15.
One might question whether the avoidance of peripheral nerve stimula-
tion with exposure to pulsed magnetic fields is a proper criterion for stan-
dards that are intended to avoid hazardous conditions, not merely
perceptual ones. Although a reaction at the threshold of perception is
unlikely to be hazardous, most would agree that unpleasant or painful
stimuli could be hazardous under many conditions. Since the threshold
multiple from perception to painful reactions is about 1.4 (Sect. 9.7), the
multiple implicit it the proposed peak limits is about 2.7 for a large subject
with frontal exposure of the torso and 4.4 with longitudinal exposure (refer
to Table 9.6). For comparison, an acceptability margin of 10 or more has
been incorporated into the SAR limits that underlie existing C9S.1 stan-
dards. Note, however, that since SAR is an energy metric, it is proportional
to the square of the field (Eqs. 11.2; 11.9). Therefore, a margin of 10 in SAR
corresponds to a margin of 3.16 in the associated field.
Pulsed Electromagnetic Fields 475
Limits of Applicability
For stimulation by sinusoidal currents, thresholds of excitation rise approxi-
mately in proportion to frequency beyond a critical frequency (a few kHz
for neurosensory or neuromuscular stimulation), provided that the stimulus
consists of multiple sinusoidal cycles (see Sect. 4.6). This fact is responsible
for the lower plateau of nerve excitation threshold beyond a few kHz when
expressed in magnetic flux density units as in Fig. 11.7-as we increase
frequency, the threshold increases in proportion to frequency, as does
dBldt (and consequently, current density). The two effects compensate one
another, resulting in a constant magnetic flux threshold of excitation versus
frequency.
As we increase frequency, the current density for nerve excitation
increases proportionately and can become so great that electrical excita-
tion thresholds will exceed requirements for perception due to heating.
For sinusoidal currents that are at least a significant fraction of a second
in duration, the cross-over between electrical and thermal perception
thresholds occurs at about 100kHz (Sect. 7.5). The thermal cross-over
accounts for the diminishing limits beyond 100kHz in the C9S.1 standard,
as seen by the lower curve in Fig. 11.7-the indicated limit ensures that
the current density within the medium is maintained to a constant value
that does not exceed thermal perception thresholds. However, for pulsed
sinusoidal waveforms, it is possible to electrically excite sensory neurons
without thermally exciting thermal receptors. This statement can be under-
stood in terms of excitation models presented in previous chapters.
For instance, we have seen that in Fig. 4.19 that the perception threshold
to a high-frequency sinusoidal stimulus reaches a plateau at durations
beyond a millisecond or so. Consequently, by reducing the duration of a
continuous sinusoidal stimulus to a millisecond, for example, one signifi-
cantly reduces its rms value (i.e., heat producing capacity) without signifi-
cantly reducing the sensory perception threshold associated with that
stimulus.
The question arises: how high in frequency can we extend the nerve
stimulation plateau shown in Fig. 11.7? As noted in Sect. 7.5, human per-
ception experiments with relatively long duration sinusoidal currents dem-
onstrate the proportionality between electrical thresholds and frequency to
100 kHz, at which point thermal perception thresholds dominate, suggesting
a frequency limit to at least 100kHz. Experiments with anesthetized rats,
which allowed significant tissue heating, demonstrated neuromuscular
stimulation with approximate frequency-proportional thresholds to
1 MHz-the highest frequency tested (Fig. 4.22). From this observation, it
would appear reasonable to extend the plateau of Fig. 11.7 to at least
1 MHz. And from human sensory experiments with brief conducted current
pulses, one could infer experimental correspondence to perhaps 10 MHz.
This statement is based on the fact that human electro cutaneous perception
476 11. Standards and Rationale
the wavelength of the field and is several object dimensions distant from the
source of the electric field. The last column of Table 11.6 lists the minimum
undisturbed E-field (i.e., the field in the absence of the discharging object)
needed to support a spark discharge. Except for the fence wire, the mini-
mum E-field required for spark discharges exceed the low-frequency E-
field limits of IEEE/ANSI C9S.1, except as time-averaging permits higher
peak fields with pulsed EMF.
It is important to recognize the potential hazards from burns to personnel
who contact metallic objects in fields produced by radio frequency (r-f)
transmitters. An example would be on an aircraft carrier, where a commu-
nications antenna may be placed near an aircraft that is standing on a
metallic deck. A voltage may be induced on the aircraft relative to the deck
that is sufficient to cause a skin burn when an individual touches the air-
craft. Note that there may be significantly different voltages developed at
various points on the aircraft if the wavelength of the energizing field is less
than the dimensions of the induction object (a typical situation). The U.S.
Navy uses a voltage criterion of 140V-rms in r-f fields to define a potentially
hazardous situation that could cause a person pain, visible skin damage, or
could cause an involuntary reaction (NA VSEA, 1982). The navy recognizes
that because of the many variables involved, it is not uncommon to encoun-
ter significantly higher voltages that do not result in a burn problem. In tests
conducted near a 1kW transmitting antenna operating in the S to 10MHz
range, I experienced very small skin lesions on the fingertip and knuckle
when touching a fighter aircraft having an open circuit voltage of 140V-rms
at the point of contact. The contacts were attended by a stinging sensation,
and lesions appeared as localized white spots on the corneum.
The navy voltage criterion amounts to a peak voltage of 198V, which is
substantially below the spark discharge criterion of 330 to SOOV mentioned
above for ELF potentials. If we reduce ELF breakdown potentials by 20%
for application to r-f, one would infer a peak breakdown potential in the
478 11. Standards and Rationale
range 233 to 354 V based on the spark discharge data-still well above the
navy burn criterion. It is possible that the r-f burns observed at 140V-rms
do not involve air breakdown, but rather corneal breakdown when direct
contact is actually made. The result might be essentially the same from the
point of view of skin damage-a very small area of current conduction
would be involved in either case. While an open-circuit voltage criterion of
140V-rms might be protective of r-f burns for most cases, it is likely to be
overly conservative in situations where the current conducted by an indi-
vidual is small. A criterion combining open-circuit voltage and conducted
current is probably needed to adequately address r-f burn hazards.
where E; is the rms in-situ electric field, J is rms current density, 0 is tissue
conductivity, (2 = 110 is the tissue resistivity, and p is tissue density. Tradi-
tionally, SAR is specified in units of Watts per kilogram.
We can relate SAR to tissue temperature rise using the heat equation (see
Eq. 10.3), with the following result
l1T SAR
(11.10)
pc
where 11.T is the temperature rise (oq, t is the duration of exposure, p is
tissue density (gm- 3 ), c is tissue specific heat (Jg-1C- 1), and SAR is in units
(Wig). If we express SAR in W/kg, and use c = 3.8 and p = 1.05 X 106 for
muscle tissue (see Table 10.5), the relationship is
(11.11)
Equation (11.11) is a worst-case expression in which there are no thermal
losses from the tissue, thereby implying that the temperature would rise
indefinitely as long as the energy input were provided. In reality, thermal
Absorbed Energy and Thermal Considerations in EMF Standards 479
losses will occur locally through conduction to adjacent tissue and vascular
cooling, and will occur over the body through thermal radiation from exter-
nal body surfaces, respiration, and evaporative processes. As an illustration
of temperature rise, Eq. (11.11) states that with SAR = 1 W/kg, a tempera-
ture rise of 1 °C would require 4,000s (1.1 hr) of continuous exposure under
worst-case conditions.
The value of SAR expressed by Eqs. (11.8) and (11.9) will vary with
frequency for a given in-situ E-field due to the variation of tissue conductiv-
ity (a) with frequency. For instance, at frequencies of 103 ,108 , and 109 Hz, a
(parallel) for muscle tissue is approximately 0.5, 0.9, and 1.4S/m respec-
tively (see Table 2.1). Consequently, if we calculate the value of Ei associ-
ated with SAR = 1 W/kg in muscle tissue, we obtain values of 45, 35, and
27V/m at frequencies of 103 , 108 , and 109 Hz respectively.
(11.12)
where R is the resistance across which the voltage is measured, k is
Boltzman's constant (1.8 X 10- 23 JK- 1), T is absolute temperature, and I'l.f
is the noise bandwidth.
In the case of electromagnetic field interactions, it is widely believed that
the site of interaction is at the cellular membrane, where we will consider
the application of Eq. (11.12). The noise bandwidth of the membrane is
related to its time constant i m, by I'l.f = 1I(4im), where im = RC, R is the
membrane resistance, and C is its capacitance. For a circular cell of radius
r and membrane thickness d, C = 47rc o crr 2Id, where Co is the dielectric
permittivity of free space (8.85 X 1O- 12 Fm- 1), and Cr is the relative permit-
tivity of the membrane. We therefore can write Eq. (11.12) as
480 11. Standards and Rationale
(11.13)
the most conservative thermal noise limits discussed above. Many experi-
menters report biological effects in which ELF in-situ fields are below
lOmV/m, and in some cases are as low as lO,uV/m (i.e., less than presumed
thermal noise limits) (Weaver and Astumian, 1990; Polk, 1993; Tenforde,
1993).
It has been argued that thermal noise limitations cannot be overcome by
any known biophysical mechanism, and therefore that biological effects
from weak environmental fields are impossible (Adair, 1991). What then
are we to make of the many reports of experimentally determined biologi-
cal effects that result from induced fields below calculated thermal noise
limits? Should we dismiss all such reports as violating thermal limits, and
ipso-facto flawed as some have suggested? Or is it possible that other
biophysical mechanisms might be responsible for overcoming thermallimi-
tations? In order to address these questions, the next section discusses
established and proposed mechanisms that may be involved in biophysical
reactions.
Notes: Ea: ambient electric field; elm: charge-to-mass ratio of resonant ion; Bd/Bac: steadyl
alternating magnetic field.
which are necessary to attain the rheobase threshold. The last column refers
to book sections where the mechanism is treated in some detail.
Table 11.8 lists proposed mechanisms of human interaction with electric
and magnetic fields. In this table, the action of the mechanism is classified as
being mediated by the in-situ electric or magnetic field, as indicated by a
check in the appropriate column. A numerical value for human reaction is
not provided in Table 11.8 because of the lack of sufficient knowledge
concerning the mechanism. However, an attempt has been made to indicate
exposure conditions where the mechanism is thought to be active, where
such information can be determined. The last column of Table 11.8 refers
the reader to a few citations where the mechanism is defined. The listing is
not meant to be a comprehensive bibliography, as that would require an
inordinate amount of space.
The following paragraphs give a brief description of each mechanism.
The references that are included in the descriptions are intended to provide
minimal background on the particular mechanism.
484 11. Standards and Rationale
in the range 100 to 200.us typically applies to S-D curves for nerve excita-
tion. A minimum threshold of about 6V/m is found for the largest myeli-
nated nerves (=20.um diameter), with a long duration (=2ms) monophasic
E-field pulse (see Chapter 4).
and through the membrane, thereby supplying energy for chemical events
within the cell. These processes are thought to be affected by the electric
field external to the cell.
Threshold Criteria
Figure 11.8 illustrates asymptotic limits to S-D curves for pulsed magnetic
fields derived from principles and measurements discussed in previous
chapters. The rheobase dBldt and the S-D time constant for each curve is
given in Table 11.9. Curve (a) is based on excitation of a 10-.um nerve fiber
in the cortex of the brain, using a rheobase E-field of 12.3 Vim (Table 4.2),
along with the assumption that the brain can be represented by a sphere of
ll-cm diameter. In this case, the threshold dBldt is calculated according to
Eq. (9.16). The assumed diameter of IO.um is a rather large one within the
distribution of fibers to be found in the human brain, although a small
fraction of brain neurons may exceed this diameter (Sect. 3.3). Curve (b)
applies to the median cardiac excitation threshold and is obtained by mul-
tiplying the one-percentile threshold in Table 9.6 by a factor of2. Curve (c)
represents the threshold of a 20-.um peripheral nerve fiber as listed in Table
9.6. Curve (d) is a median threshold limit for phosphenes, which has been
derived from the sinusoidal thresholds shown in Fig. (9.20), using the
principles described below.
The pulsed field thresholds of Fig. 11.8 can be converted to sinusoidal
thresholds by applying principles and assumptions that have developed
previously. One assumption is that at the excitation threshold, the peak of
a pulsed stimulus is equivalent to the peak of a sinusoidal stimulus having a
duration of many cycles (Sect. 4.6 and Fig. 4.19). Another assumption is that
the S-D time constant, i" and the strength-frequency constant, fe, are
490 11. Standards and Rationale
104 ....
103
.. .
....... :~".,,'.
.- .. - .. - .. - .. - .. - .. - .. - .. - ..
.. ~
<al 10-.m fibe,. bm;c
(j)
t:- ..
:eco . .. .••.•.•...••.•.•. (b) 50% cardiac excitation
.................................................................................
"'C
102
. ,----- ___ ~l~~~~@~~ ________ _
"'C peripheral nerve
(5
r. 10
rn
~
r.
f-- (d) phosphenes
.1 ~~~~~~~~~~~~~~~~~~~-u~
.01 .1 10
phase duration, tp (ms)
Limit Criteria
The thresholds depicted in Fig. 11.9 are intended to represent approximate
median values among a population of healthy individuals. To derive protec-
r=- 102
.S-
III
:?3-
·w 10 . ..
c
Q) ...
. ,------------
""0
X
:::J
;;:::
C9S.1
.1
.01
.1 10
frequency (Hz)
the acceptance curve has been merged with the C95.1 curve by extrapolat-
ing the C95.1 low frequency plateau on a slope inversely proportional to
frequency below 3kHz. With this procedure, the C95.1 plateau is a factor of
5.0 below curve (c) in the region 3 to 100kHz; below 3kHz, it is a factor 10
below curve (d). The acceptance curve below 0.2Hz has been capped at
100mT-rms (141 mT-peak). This limit is a factor of 10 below a peak field of
1.41 T, in consideration of human reactions (vertigo, taste sensations, car-
diac rate changes) reported at similar intensities of a static field (Sect. 9.10).
Table 11.11 provides a numerical description of curve (e).
The purpose of a standard is to protect against a detrimental effect, not
just a perceptible one. Consider first the peripheral nerve excitation thresh-
old curve (c) from that perspective. Although nerve stimulation is not a
disturbing experience at the threshold of perception, unpleasant or painful
sensations are experienced with magnetic stimuli that exceed the peripheral
nerve perception threshold by only 40% or so (Sect. 9.7). Consequently,
curve (e) at frequencies above 615Hz is approximately a factor of 7 below
a detrimental effect. Curve (d) is based on phosphene perception. While
this phenomenon has not been reported to be disturbing in a laboratory
setting, it is not clear whether this would be the case for affected individuals
in an uncontrolled environment. Consequently, induction of phosphenes
is assumed to be a situation that should be avoided in an uncontrolled
environment.
Notes: (a) IEe thresholds for 15-100 Hz, per publication IEe
479; (b) UL limits for 60Hz; (c) applies to portable appliances;
(d) applies to fixed appliances.
10 3
;;(
.s
"E
~
:;
()
10 2
Duration (5)
FIGURE 11.10. Ventricular Fibrillation criteria of UL and lEe. For durations above
approx. 20ms, criteria apply to SO/60Hz AC waveforms. Below 20ms, criteria apply
to biphasic or monophasic nonrepetitive currents.
Standards in Consumer Products and Installations 497
Ventricular
Fibrillation
100
,
« 10 --------
5
Startle Reaction
lEG Threshold - - - -
UL Limit
0.1
10
Frequency (HZ)
FIGURE 11.11. Safety criteria of IEC and UL as a function of frequency. (After IEC,
1984; UL, 1988.)
70
65
i
::J
(j) 50
45
2 4 10 20 30 60 2 4 10 20 30 60 2 4 8
, '---v-------'
Sec;nds Min~tes Hours
FIGURE 11.12. Surface temperature thresholds for human or porcine skin injury.
(From Moritz & Henriques, 1947.)
10 4
>
(])
OJ
~
~
~
10 3 -
.8
·13
ca
0.
ca
()
10 2
10
Capacitance, C (IlF)
A~--f---..I
Grounded Conductor
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554 Index
T U
Tactile discs, 94 Underwriters Laboratories, Inc. (UL)
Tactile masking, 280-282 body current limit of, 495
Taste sensations, 410, 486 and ground-fault circuit interrupter,
Temperature effects on perception, 501
277-280 leakage-current limits of, 495
Temporal summation, 261-265, 303 let-go criteria, 495, 497
Terminated fibers, 124-126, 129-132 ventricular fibrillation limit, 495-
Tetanus, 98, 311-312, 433, 497 497
See also Let-go phenomenon
Thermal conductivity, 413-415 V
Thermal noise limits, 479-480 Vagal tone of heart, 169
Thermal, impedance effects of, 41-42, Ventricular fibrillation. See Fibrillation
430,438 Vertigo effects, 410, 486
Thermal perception, 8, 241, 267, 365, Vibratory stimulus, 95-97
394,460,475 Video display terminal emissions, 467
Thermal tissue heating, 428, 435 Visual effects. See Phosphenes
Threshold of excitation. See Excitation Visual evoked potential, 393
threshold Vulnerable period of heart, 187-188
Time constant
and current distribution, 128 z
experimental, 128 Z relationship
membrane, 106 electrode area effects on, 212
spark discharge, 63-64 experimental, 212
strength-duration, 109-110 formula for, 215-216
Tolerance, 259-260 lEe criteria for, 216-217, 496