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DOE Et Al v. AUSTIN Et Al, Case Number 3 - 21-Cv-01211, 12 NOV 21, US District Court For The Northern District of Florida, Pages 12-15.cleaned
DOE Et Al v. AUSTIN Et Al, Case Number 3 - 21-Cv-01211, 12 NOV 21, US District Court For The Northern District of Florida, Pages 12-15.cleaned
DOE Et Al v. AUSTIN Et Al, Case Number 3 - 21-Cv-01211, 12 NOV 21, US District Court For The Northern District of Florida, Pages 12-15.cleaned
com/docket/florida/flndce/3:2021cv01211/409961
Case 3:21-cv-01211-AW-HTC Document 47 Filed 11/12/21 Page 1 of 32
[https://dockets.justia.com/docket/florida/flndce/3:2021cv01211/409961]
[https://defendingtherepublic.org/wp-content/uploads/2021/12/TRO_Denial-1.pdf]
August, Secretary of Defense Lloyd Austin issued a mandate requiring all military
service members sued the Secretary and others, challenging the mandate. They
then filed two separate preliminary injunction motions, one raising statutory claims
and the other raising constitutional claims. ECF Nos. 3, 10. The government
defendants responded, the plaintiffs replied, and there was a telephonic hearing.
ECF Nos. 31, 33, 45. Having carefully considered all the arguments, I now deny
the motions.
It is worth saying at the outset what this case is not about. For one, it is not
about vaccine mandates generally. The plaintiffs argue that the military’s vaccine
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mandate should be viewed “as part of a larger effort by federal administrative
mandates
1
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for essentially all Americans,” ECF No. 11 at 8; see also ECF No. 10 at 2-3
(requesting “that this Court address the larger questions raised by federal vaccine
mandates”); ECF No. 3-2 at 23, but challenges to other mandates in other contexts
are not at issue here.1 This case addresses only the Secretary’s mandate, which
relates only to the affected servicemembers. Second, this case is not about the
vaccines. The plaintiffs argue that the mandate is imprudent and unwise—even
legal points (like arbitrariness under the APA), the issues presented here are not that
broad. Courts don’t serve to review the wisdom of the other branches’ policy
decisions. See Tenn. Valley Auth. v. Hill, 437 U.S. 153, 194 (1978) (explaining that
aside” and that “[o]nce the meaning of an enactment is discerned and its
The issue in this case is whether the mandate fails based on the specific APA
or constitutional claims these plaintiffs present. And the issue at this early stage of
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1
For example, there is a recent OSHA requirement, see COVID-19
Vaccination and Testing, Emergency Temporary Standard, 86 Fed. Reg. 61,402
(Nov. 5, 2021) (to be codified at 29 C.F.R. pts. 1910, 1915, 1917, 1918, 1926, and
1928). That rule, which the Fifth Circuit stayed pending review, see BST Holdings,
LLC v. OSHA, No. 21-60845 (5th Cir. filed Nov. 6, 2021), is not at issue here.
2
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the case is whether the plaintiffs have shown they are entitled to preliminary
injunctive relief.
I.
remedy” and should never be granted unless the party seeking it “clearly
establishe[s]” entitlement. Siegel v. LePore, 234 F.3d 1163, 1176 (11th Cir. 2000)
(quoting McDonald’s Corp. v. Robertson, 147 F.3d 1301, 1306 (11th Cir. 1998));
see also Texas v. Seatrain Int’l, S.A., 518 F.2d 175, 179 (5th Cir. 1975) (“[W]e must
remember that granting a preliminary injunction is the exception rather than the
rule.”). To secure an injunction, the plaintiffs must clearly establish four factors: (1)
that they have “a substantial likelihood of success on the merits”; (2) that they will
suffer irreparable injury without an injunction; (3) that they face a threatened injury
that “outweighs whatever damage the proposed injunction may cause” the
government; and (4) that “the injunction would not be adverse to the public
interest.” Siegel, 234 F.3d at 1176. They must clearly establish all four; a failure on
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even one prong dooms their motion. ACLU of Fla., Inc. v. Miami-Dade Cty. Sch.
2
The plaintiffs also seek an administrative stay under the APA, 5 U.S.C. §
705. See ECF No. 3-2 at 40. A similar analysis applies for administrative stays and
preliminary injunctions. Nken v. Holder, 556 U.S. 418, 434 (2009).
3
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II.
I will first consider plaintiffs’ APA claims against the FDA3and DOD. In
vaccines, and the DOD by mandating their use. Before turning to those claims,
The parties do not agree on all the facts, but neither side requested an
undisputed.
vaccine starting in December 2020. ECF No. 1-6 at 2-3. An EUA is not a full FDA
license. It instead represents the FDA’s conclusion that a product may be effective
EUA drugs must include labeling and package inserts telling patients “of the option
3
The plaintiffs also include a claim against the Secretary of the Department
of Health and Human Services. ECF No. 3-2 at 14; see also ECF No. 1. But it is
unclear why HHS is an appropriate party. The FDA is part of HHS, but an order
against HHS is not necessary to effect the relief plaintiffs seek against the FDA.
4
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On August 23, 2021—roughly eight months after the EUA first became
a full FDA license to produce and distribute the vaccine and label it with its
proprietary name, “Comirnaty.” ECF No. 1-4 at 2-3. The BLA approval requires
challenging the approval on various grounds. See generally ECF No. 1-12. But the
FDA denied that petition, explaining why the FDA felt evidence justified
In addition, the FDA concluded Comirnaty’s BLA approval did not eliminate
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the grounds for extending the vaccine’s EUA. ECF No. 1-6 at 3. The FDA
explained that the EUA allows some third doses and use in children under 16,
neither of which the BLA approval allows. Id. at 5-6. The FDA also concluded that
approved] population in its entirety.” Id. at 6 n.9. Thus, Pfizer continues to produce
vials of vaccine that are labeled as an EUA drug with packaging material saying,
“This product has not been approved or licensed by the FDA . . . .” Id. at 12-13.
was manufactured and labeled in accordance with [the EUA].” Id. at 12.
5
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approval, the FDA explained that some vials of EUA-labeled vaccine are still
approved facility. See ECF No. 1-5 at 28. For those lots, the FDA maintains that the
inapplicable for the BLA-approved use: the two-dose regimen for those over 16.
ECF No. 31-13 ¶ 13. (A batch produced in a non-BLA-approved facility can exist
as an EUA drug but is not BLA-compliant and cannot be labeled Comirnaty. ECF
No. 1-5 at 28.) To keep it all straight, FDA requires Pfizer to identify which lots it
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considers BLA compliant and list them on the Internet. ECF No. 1-5 at 28. 4
In short, what people think of as the Pfizer vaccine has two distinct FDA approval
those 16 and older. But it is unlicensed and operating under an EUA— that is, an
and for certain third shots. Nonetheless, the FDA describes the two as the
4
See RE: Pfizer-BioNTech COVID-19 IMPORTANT PRODUCT
INFORMATION, Pfizer (Aug. 23, 2021), https://webfiles.pfizer.com/half-lot
number-letter-v3.
6
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“same formulation” and “interchangeabl[e]” for medical purposes. See ECF No. 1-
6 at 3 n.8.5
On August 9, two weeks before the FDA approved Pfizer’s Comirnaty BLA,
5
The plaintiffs question whether the two products are, in fact, chemically
identical. See, e.g., ECF No. 45 at 16:17-19. Indeed, the Summary Basis for
Regulatory Action lists a redacted excipient for BLA-approved Comirnaty that
does not appear on the ingredient list in the EUA letter. Compare ECF No. 1-5 at 9
(listing 11 components, including .450 ml per vial of a redacted excipient), with
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ECF No. 1- 6 at 7 (listing 10 components, all of which also appear on the Summary
Basis list). Excipients are “inactive” ingredients like “coatings, binders, and
capsules,” but they sometimes “may affect the safety and effectiveness of drug
products.” United States v. Generix Drug Corp., 460 U.S. 453, 454-55 (1983). In
Generix, the Supreme Court held that two products with the same active
ingredients were nonetheless not the same “drug” under the FDCA where the
district court had found that their different excipients created a reasonable
possibility that the unlicensed drug was “less safe and effective” than the licensed
one. Id. at 455-57. But the Court expressly declined to decide “whether two
demonstrably bioequivalent products, containing the same ingredients but different
excipients, might under some circumstances be the same ‘drug.’” Id. at 461.
Because an excipient is, by definition, an inactive ingredient— and because the
plaintiffs haven’t shown a “reasonable possibility” that excluding .450 ml of the
redacted excipient from a vial of the EUA vaccine makes it any “less safe and
effective” than Comirnaty, Generix, 460 U.S. at 455—I do not discount the FDA’s
conclusion that the two vaccines are medically interchangeable. See ECF No. 1-6
at 3 n.8; ECF No. 31-13 at ¶¶ 7-9. Of course, that does not mean the two vaccines
are legally indistinguishable—the FDA concedes they are not. See ECF No. 1-6 at
3 n.8. Still, EUA-labeled vials that Pfizer and the FDA “consider[] BLA
compliant,” ECF No. 1-5 at 28, presumably must include the redacted excipient to
meet Comirnaty’s licensing requirements. Cf. ECF No. 1-4 at 4 (“You must submit
information to your BLA for our review and written approval under 21 C.F.R.
601.12 for any changes in . . . the manufacturing [of Comirnaty].” (emphasis
added)).
7
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later than mid-September, . . . whichever [came] first.” ECF No. 31-1 at 2. Then,
the day after Comirnaty’s approval, the Secretary of Defense issued another
memorandum that announced the DOD-wide vaccination mandate. ECF No. 31-2
. . . will only use COVID-19 vaccines that receive full licensure from the Food and
guidance.” Id.
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With that background in mind, I now turn to the plaintiffs’ specific statutory
claims.
A.
1. First, the plaintiffs contend the DOD mandate is invalid because it did not
go through notice-and-comment rulemaking. ECF No. 3-2 at 17. Long before the
military’s vaccine policy. That regulation allows medical exemptions for, among
many
8
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other “exemption codes,” see Army Reg. 40-562 app’x C-1.6 The new mandate,
Indeed, the DOD has explicitly stated that even those who already recovered from
The plaintiffs contend that because the mandate contradicts Army Reg. 40-
562, it essentially amends it. And, the plaintiffs argue, the Secretary cannot amend
17-19; see also 5 U.S.C. § 553 (setting out notice-and-comment procedures for
rulemaking); Shalala v. Guernsey Mem’l Hosp., 514 U.S. 87, 100 (1995) (noting
The problem for the plaintiffs is that the statute they rely on—5 U.S.C. §
553—is inapplicable “to the extent that there is involved . . . a military or foreign
affairs function of the United States.” Id. § 553(a)(1). The plaintiffs insist the
mandate is not really related to a “military function,” that the mandate is instead
“one piece in the larger federal administrative scheme to impose nearly universal
6
The regulation also allows servicemembers to submit religious exemption
requests. See Army Reg. 40-562 ¶ 2-6(b)(3). The plaintiffs here do not present any
claims based on religion. See ECF No. 1 at 2 n.1.
9
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suggest otherwise. ECF No. 33 at 15-16 (citing 57 F.3d 766 (9th Cir. 1995)). The
issue in that case was whether certain civilian contract guards were performing a
comment-rulemaking claim.7
2. The plaintiffs next argue that the mandate is arbitrary and capricious
because it lacks any legitimate basis. ECF No. 3-2 at 19-20. They point to the fact
that the mandate issued the day after the FDA’s Comirnaty approval, which they
say shows a lack of meaningful consideration of the mandate. They also contend
that DOD did not support its decision with substantial evidence, “as there is no
indication in the record that the DOD considered any evidence at all in deciding to
immediately impose the mandate for all service members on the day following
FDA approval,
7
In a footnote, the defendants argue a second statutory exception for
“matter[s] relating to agency management or personnel.” 5 U.S.C. § 553(a)(2)
(cited in ECF No. 31 at 23 n.9). Because the military-function exception applies, I
need not address this separate argument.
10
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to administrative decisions. See Dep’t of Com. v. New York, 139 S. Ct. 2551, 2569
(2019). There is substantial deference with most any agency decision, but this case
involves military affairs, where “the lack of competence on the part of the courts is
marked.” Rostker v. Goldberg, 453 U.S. 57, 65 (1981); accord id. at 66 (“The
Parties must show far more than that the agency made the wrong decision.
As noted at the outset, a federal court’s role is not to determine whether agencies
made the best or most prudent choice. The question is “whether the Secretary
examined the relevant data and articulated a satisfactory explanation for his
decision, including a rational connection between the facts found and the choice
made.” Dep’t of Com., 139 S. Ct. at 2569. At this stage, the plaintiffs have not
Next, to the extent plaintiffs rely on the administrative record to support their
claim (e.g., ECF No. 3-2 at 20 (“[T]here is no indication in the record . . . .”)), I
note that the administrative record is not before the court. Finally, the plaintiffs’
argument that the mandate is arbitrary and capricious because it “relied on facially
unlawful
11
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FDA actions” (ECF No. 3-2 at 20) cannot succeed because plaintiffs have not
shown those actions were facially unlawful. See infra. This is not to say that the
plaintiffs’ challenge cannot ultimately succeed, but at this stage, they have not
shown enough.
3. The plaintiffs next argue that the mandate violates their statutory right to
refuse an EUA vaccine. ECF No. 3-2 at 20-21. Under the EUA statute, recipients
U.S.C. § 706(2)(C) (APA provision prohibiting agency action taken “in excess of
under 10 U.S.C. § 1107a, “[i]n the case of the administration of [an EUA] product .
. . to members of the armed forces,” that statutory right to refuse “may be waived
only by the President only if the President determines, in writing, that complying
1107a(a)(1). The DOD acknowledges that the President has not executed a wavier
under this section, ECF No. 45 at 52:8-9, so as things now stand, the DOD cannot
One problem with this argument is that the DOD’s guidance documents
explicitly say only FDA-licensed COVID-19 vaccines are mandated. See, e.g., ECF
12
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[FDA] in accordance with FDA-approved labeling and guidance.”); and ECF No.
and on its face, the mandate does not require anyone to take an EUA vaccine.
Notably, though, the plaintiffs have shown that the DOD is requiring
injections from vials not labeled “Comirnaty.” Indeed, defense counsel could not
even say whether vaccines labeled “Comirnaty” exist at all. ECF No. 45 at 48:5-7.
(Although the DOD’s response said it had an adequate Comirnaty supply, it later
clarified that it was mandating vaccines from EUA-labeled vials. See id. at 46:22-
47:3.) In the DOD’s view, this is fine because the contents of EUA-labeled vials are
chemically identical to the contents of vials labeled “Comirnaty” (if there are any
such vials). According to the DOD’s argument, this means servicemembers are not
1107a(a)(1). Rather, the DOD argues that once the FDA licensed Comirnaty, all
EUA-labeled vials essentially became Comirnaty, even if not so labeled. ECF No.
formulation
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13
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that has received full FDA licensure—not merely an EUA—so § 1107a does not
licensure does not retroactively apply to vials shipped before BLA approval. See 21
U.S.C. § 355(a) (“No person shall introduce . . . into interstate commerce any new
respect to such drug.” (emphasis added)). Thus, as a legal matter, vaccines sent
the Federal Food, Drug, and Cosmetic Act.” § 1107a(a)(1).9 Section 1107a’s
similar to a BLA-approved drug. And the distinction is more than mere labeling: to
be BLA compliant, the drug must be produced at approved facilities, see ECF No.
EUA-labeled
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8
The plaintiffs also cite 10 U.S.C. § 1107, but the defendants correctly note
it does not apply. That statute covers “an investigational new drug or a drug
unapproved for its applied use,” and this vaccine (either under the EUA or the
BLA) is neither.
9
This distinction is the basis for the FDA’s comment that the BLA-compliant
vials and the EUA-compliant vials are “legally distinct,” even though their
chemical formulation is identical. See ECF No. 1-6 at 3 n.8. Thus, the DOD cannot
rely on the FDA to find that the two drugs are legally identical for § 1107a
purposes.
14
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vials are from BLA-approved facilities.10 Moreover, the DOD concedes that some
of its current vials are not BLA-compliant, and that there is no policy to ensure that
is difficult to see how vials that the DOD admits are not BLA-compliant—and thus
mandatory administration.
likelihood of success on this APA claim. The FDA’s Summary Basis for Regulatory
Action approving Comirnaty explains that certain lots of EUA-labeled vials are
EUA-specific labeling when administering doses from those vials. ECF No. 1-5 at
vaccine doses that are EUA-labeled, and is using them.” ECF No. 30-14 ¶ 18. If
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the DOD is, in fact, administering Comirnaty (albeit EUA-labeled Comirnaty), the
No. 45 at
10
The FDA’s Comirnaty approval letter redacts the approved manufacturing
locations, see ECF No. 1-4 at 2, and the EUA extension letter does not identify
which facilities were “identified and agreed upon” in Pfizer’s EUA application,
ECF No. 1- 6 at 8. The Summary Basis for Regulatory Action suggests that not all
Pfizer facilities are BLA compliant, because it contemplates that not all
EUA-labeled lots will contain BLA-compliant vials. See ECF No. 1-5 at 28.
15
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dose or offered only a dose from a non-BLA-compliant vial. Because the plaintiffs
have not shown they are (or will be) required to receive an EUA-labeled, non-BLA
success.11 B.
The plaintiffs’ APA claims against the FDA do not fare better. These claims
break down into three categories. First, plaintiffs contend the FDA’s Comirnaty
approval is invalid because the FDA did not follow the Food, Drug & Cosmetic Act
(FDCA) and the Public Health Service Act (PHSA). Second, the plaintiffs argue
that the FDA wrongfully determined that EUA drugs and Comirnaty are
interchangeable.
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11
The plaintiffs argue that the FDA cannot allow BLA-compliant vaccine
doses to bear an EUA label. ECF No. 33 at 24-25. But they cite no legal authority
for this proposition, and they do not dispute that the FDA’s Summary Basis for
Regulatory Action specifically included certain EUA-labeled lots under the BLA
approval. Regardless, the plaintiffs do not present this claim against the FDA.
Still, the statutes leave unclear what FDA labeling decisions are
discretionary. The FDA’s Comirnaty approval letter says that the labeling on
Comirnaty vials “must be identical” to what Pfizer submitted in its application,
ECF No. 1-4 at 4, but this label does not appear to be identical to an EUA label,
see ECF No. 1-5 at 28. And federal regulations require the FDA commissioner to
initiate license revocation proceedings if he determines that a licensed product is
“misbranded with respect to any [of its intended uses]” or “fails to conform to the
applicable standards established in the license . . . designed to ensure the continued
safety, purity, and potency” of the product. 21 C.F.R. § 601.5(b)(1)(iv), (vi). These
provisions could be read to prohibit distributing a fully licensed drug with an
EUA-specific label and package insert rather than those its BLA approval require.
16
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Third, the plaintiffs argue that the FDA illegally extended the EUA for the vaccine
government’s papers argued with some force that plaintiffs lacked standing to
challenge the FDA’s approval. ECF No. 31 at 32-33. The plaintiffs would have
standing only if relief against the FDA would redress their injury, and the
government argued that any injury was “not caused by FDA’s actions, but by
the government argued, the DOD was going to impose a vaccine requirement with
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or without Comirnaty’s full licensure. Id. at 33. But at the hearing, the
government’s counsel acknowledged that if the FDA’s licensure were set aside, that
would (at least for now) redress plaintiffs’ injuries because the DOD could not
1107a(a)(1), which has not happened. Thus, at this stage, the plaintiffs have shown
enough as to standing. But they still have not shown enough for preliminary
injunctive relief.
12
Although based on alleged FDCA and PHSA violations, the plaintiffs’
claims are APA claims. The plaintiffs have not identified a private cause of action
under the FDCA or PHSA. Cf. Ellis v. C.R. Bard, Inc., 311 F.3d 1272, 1284 n.10
(11th Cir. 2002). But the APA provides that a court may set aside agency action that
is “in excess of statutory jurisdiction, authority, or limitations, or short of statutory
right.” 5 U.S.C. § 706(2)(C); see also ECF No. 1 ¶¶ 126, 131. Here, the plaintiffs
have not shown a likelihood of success on their APA claim because they have not
shown a likelihood the FDA violated the FDCA or PHSA.
17
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For one thing, there are procedural hurdles the plaintiffs have not overcome.
There is the “record rule,” which generally provides that courts reviewing agency
action should limit their review to “the administrative record already in existence,
not some new record made initially in the reviewing court.” Camp v. Pitts, 411 U.S.
138, 142 (1973); accord Pres. Endangered Areas of Cobb’s History, Inc. v. U.S.
Army Corps of Engineers, 87 F.3d 1242, 1246 (11th Cir. 1996) (“The role of the
court is not to conduct its own investigation and substitute its own judgment for the
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administrative agency’s decision. Rather, the task of the reviewing court is to apply
the appropriate standard of review to the agency decision based on the record the
agency presents to the reviewing court.” (cleaned up)); see also Dep’t of Com. v.
New York, 139 S. Ct. 2551, 2573 (2019) (“In reviewing agency action, a court is
of the existing administrative record. That principle reflects the recognition that
expert affidavits.
The plaintiffs’ extra-record evidence does not appear to fall within the
narrow exceptions to the record rule. While the FDA’s decisions ordinarily may be
challenged “solely on the basis of the administrative record,” citizens who “wish[]
18
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submit a citizen petition asking the FDA “Commissioner . . . to modify the action.”
21 C.F.R. § 10.45(f). In their filings, the plaintiffs introduce materials that the FDA
did not receive for consideration as part of the citizen petition challenging
Comirnaty’s licensure. See generally ECF No. 1-12 (citizen petition that does not
incorporate the rest of plaintiffs’ exhibits). Thus, the plaintiffs have not pursued an
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available administrative route available to force the FDA to consider the materials
they submit here. As the defendants point out, ECF No. 31 at 36, “[u]nder ordinary
principles of administrative law, a reviewing court will not consider arguments that
v. USDA, 485 F.3d 1247, 1254-55 (11th Cir. 2007) (quoting Sims v. Apfel, 530 U.S.
103, 114 (2000) (Breyer, J., dissenting)). The plaintiffs respond by assuring the
court that their experts are well-qualified, see ECF No. 33 at 26-27, but they do not
explain how they can clear the procedural hurdles to challenge FDA action on the
On the merits, the plaintiffs haven’t made a substantial showing that the FDA
within the FDA’s “area of special expertise.” Balt. Gas & Elec. Co. v. Nat. Res. Def.
Council, Inc., 462 U.S. 87, 103 (1983). Thus, even if the plaintiffs’ expert
19
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declarations were properly before the court, they would need to overcome “an
extreme degree of deference” to the FDA. Nat’l Mining Ass’n v. Sec’y, U.S. Dep’t
of Lab., 812 F.3d 843, 866 (11th Cir. 2016) (quoting Kennecott Greens Creek
Mining Co. v. Mine Safety & Health Admin., 476 F.3d 946, 954 (D.C. Cir. 2007)).
The defendants have submitted their own expert declaration contesting many of the
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plaintiffs’ scientific claims, ECF No. 31-13 ¶ 25, and the FDA also responded in
detail to the citizen petition challenging Comirnaty’s licensure, see ECF No. 1-13.
At most, the plaintiffs have shown that some experts disagree with the FDA’s
conclusions about Comirnaty’s safety and efficacy. But that does not create a
substantial likelihood of success on their APA claim. See Marsh v. Oregon Nat.
Res. Council, 490 US. 360, 378 (1989) (“When specialists express conflicting
views, an agency must have discretion to rely on the reasonable opinions of its
own qualified experts even if, as an original matter, a court might find contrary
The plaintiffs also argue that the FDA had improper motivations in
court may not reject an agency’s stated reasons for acting simply because the
agency might also have had other unstated reasons,” including “political
2573. To get around this principle, the plaintiffs must provide a “strong showing of
20
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behavior,” id. (quoting Citizens to Pres. Overton Park v. Volpe, 401 U.S. 402, 420
(1971)). They rely on the FDA’s short timeframe, and they claim the license was a
pretext to allow for vaccine mandates. ECF No. 3-2 at 30-31. But the timeframe is
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of course susceptible to other explanations, and it is not itself evidence of bad
Dep’t of Com., 139 S. Ct. at 2573. And the claims of pretext are supported at this
2. The plaintiffs also argue that the FDA acted unlawfully when it issued
Comirnaty “to provide the vaccination series without presenting any safety or
effectiveness concerns.” ECF No. 1-6 at 3 n.8; see also ECF No. 3-2 at 36. In the
plaintiffs’ view, the FDA determined that the two were “interchangeable” under 42
U.S.C. § 262(i)(3) without requiring Pfizer to go through the proper channels. ECF
No. 3-2 at 36. In their view, the EUA letter was an “attempt to retroactively license
the EUA vaccine, solely for the purpose of enabling the mandate.” Id. at 38.
determination. If the FDA’s goal were to “retroactively license” the EUA vaccine, it
had an odd way of doing so—in the same footnote describing the EUA vaccine and
Comirnaty as “interchangeabl[e],” the FDA clarifies that the two products are
“legally distinct.” ECF No. 1-6 at 3 n.8. More to the point, the FDA nowhere
claims
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that EUA vaccine had been licensed as “interchangeable” with Comirnaty, the
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process described in the statute the plaintiffs rely on. See 42 U.S.C. § 262(k)(4);
ECF No. 3-2 at 37. And because the DOD hasn’t mandated that the plaintiffs
receive anything other than “COVID-19 vaccines that receive full licensure from
the Food and Drug Administration,” ECF No. 1-3 at 2, the plaintiffs cannot show
that they are harmed by an interchangeability determination that does not purport
Even if the plaintiffs could show injury from the FDA’s interchangeability
determination, they still have not shown a substantial likelihood that the FDA acted
unlawfully. The plaintiffs insist that the FDA “must be presumed” to have used the
word “interchangeably” in the sense that 41 U.S.C. § 262(i)(3) defines it. ECF No.
3- 2 at 37. But, the plaintiffs argue, the FDA may only make a statutory
for licensure on the basis that its drug is “biosimilar” to an already-licensed drug.
What the plaintiffs overlook is that the FDA used the word
“interchangeably” in a practical sense, not a legal one. The EUA letter explains
that the EUA drug and Comirnaty “can be used interchangeably . . . without
presenting any safety or effectiveness concerns,” but clarifies that they are “legally
distinct.” ECF No. 1-6 at 3 n.8. That is most plausibly interpreted as a factual,
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regulatory claim.13 The best evidence of this is that, as noted above, the FDA was
not considering whether to grant full approval to the EUA product on the basis that
it was “interchangeable” with Comirnaty in the statutory sense. Rather, the FDA
classification, that expressly requires Pfizer to indicate that EUA vaccines “ha[ve]
not been approved or licensed by the FDA.” ECF No. 1-6 at 13.
issue an EUA for a drug that is chemically identical to a drug with full FDA
approval (like Comirnaty), because the existence of an approved drug entails the
existence of an “available alternative” to the EUA drug. ECF No. 3-2 at 27. But the
plaintiffs have not shown at this stage that EUA decisions are even reviewable. Cf.
Ass’n of Am. Physicians & Surgeons v. USDA, 2020 WL 5745974, at *3 (6th Cir.
13
At any rate, the PHSA’s definition of “interchangeable” describes a drug
that can be substituted for a licensed “reference product without the intervention of
the healthcare provider who prescribed the reference product,” 42 U.S.C. §
262(i)(3), because it is “biosimilar” and “can be expected to produce the same
clinical result as the reference product,” 42 U.S.C. § 262(k)(4). For example, a
pharmacy might fill a doctor’s prescription for a name-brand drug with an
alternative the FDA has determined is “interchangeable,” even though the
pharmacy does not seek reapproval from the prescribing physician. Cf., e.g.,
Greentech, Inc. v. Immunex R.H. Corp., 964 F.3d 1109 (Fed Cir. 2020) (addressing
dispute between cancer treatment manufacturer and competitor who submitted a
biosimilar product for licensure under § 262). But because healthcare providers
administer COVID-19 vaccines directly, there is no scenario in which a patient
would receive an EUA vaccine as substitute to Comirnaty without his healthcare
provider’s intervention or approval.
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Sept. 24, 2020) (“[E]mergency-use authorizations are exempt from review under
the APA.”); and compare 5 U.S.C. § 701(a)(2) (APA does not apply to agency
(establishing EUA framework) (“Actions under the authority of this section . . . are
doesn’t apply because the FDCA provides “meaningful standards of review” for
EUA approvals. ECF No. 34 at 13 (citing Weyerhauser Co. v. U.S. Fish & Wildlife
Servs., 139 S. Ct. 361, 370 (2018)). But the statute at issue here—unlike the statute
Regardless, even if the EUA decision were reviewable, the plaintiffs have
not shown a substantial likelihood of success on this claim. For one, they are not
required to take an EUA-only drug, so even without the EUA determination, the
Comirnaty decision would survive. Second, given the applicable deference and the
absence of the full administrative record here, they have not shown a likelihood of
success on the merits anyway. Finally, the plaintiffs have not shown that the FDCA
drugs must be informed “of alternatives to the product that are available.” 21
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***
statutory claims.
III.
Equal Protection. ECF No. 11 at 21, 26, 27 . (The constitutional claims are against
the military defendants only, not the FDA.) But they have not shown a substantial
A.
The parties contest the applicable standard of review. The plaintiffs want
strict scrutiny, ECF No. 11 at 24-25, while the DOD urges rational-basis review,
ECF No. 31 at 48. To justify strict scrutiny, the plaintiffs must show that the case
involves a suspect class or some fundamental right. Panama City Med. Diagnostic,
Ltd. v. Williams, 13 F.3d 1541, 1545 (11th Cir. 1994) (considering equal protection
claim); see also Doe v. Moore, 410 F.3d 1337, 1343 (11th Cir. 2005) (explaining
that substantive due process challenges merit strict scrutiny only if the plaintiff
identifies
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“careful description of the fundamental interest at issue” and show that the interest
is “deeply rooted in this Nation’s history and tradition, and implicit in the concept
of ordered liberty, such that neither liberty nor justice would exist if [it] were
sacrificed.” Doe v. Moore, 410 F.3d 1337, 1344 (11th Cir. 2005) (quoting Williams
v. King, 543 U.S. 1152, 1239 (2005)). Because substantive due process involves
v. Glucksberg, 521 U.S. 702, 720 (1997) (quoting Collins v. City of Harker Heights,
14
The plaintiffs claim that mandating vaccines for servicemembers but not
for illegal immigrants constitutes alienage-based discrimination, ECF No. 11 at 28,
but they do not get far with this argument. Equal Protection “keeps governmental
decisionmakers from treating differently persons who are in all relevant respects
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alike.” Nordlinger v. Hahn, 505 U.S. 1, 10 (1992). (The Fourteenth Amendment’s
Equal Protection Clause refers only to the States, but it “has been ‘reverse
incorporated’ into the Fifth Amendment’s Due Process Clause” to apply against the
federal government too. Nat’l Parks Conservation Ass’n v. Norton, 324 F.3d 1229,
1241 n.4 (11th Cir. 2003) (citing Bolling v. Sharpe, 347 U.S. 497, 499-500
(1954)).) It is true that alienage can trigger strict scrutiny in an Equal Protection
analysis. See Graham v. Richardson, 403 U.S. 365, 376 (1971). But the DOD
mandate—the only policy at issue in this case—doesn’t differentiate based on
alienage. It applies to all servicemembers, regardless of alienage.
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vaccinations or other medications.15 ECF No. 11 at 23. And although they point to
end-of-life and assisted-suicide cases, id. at 21-22 (citing Cruzan v. Dir., Mo. Dep’t
of Health, 197 U.S. 261, 278 (1990), and Glucksberg, 521 U.S. at 722 n.17), they
have not asserted the specific rights identified in those inapposite decisions. The
plaintiffs’ best effort at specificity is their argument that the Constitution protects
military personnel from being forced to accept “an unwanted, unnecessary, and
unproven experimental vaccine.” ECF No. 45 at 69:17-18. But they have not
pointed to any legal authority showing that such a right is “deeply rooted in this
Nation’s history and tradition.” Glucksberg, 521 U.S. at 721 (quoting Moore v City
of E. Cleveland, 431 U.S. 494, 503 (1977) (plurality op.)). Even if they had, now
unconstitutional.)
15
That framing distinguishes the legal issues here from Jacobson v.
Massachusetts, 197 U.S. 11, 28 (1905) (holding that state smallpox vaccine
mandate did not violate constitutional liberty interests).
16
Once a drug receives an EUA, it is no longer considered under “clinical
investigation” under the PHSA or the FDCA. 21 U.S.C. § 360bbb-3(k). The
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policy question left for the military to decide as a personnel matter, not for a court
(1973) (“It would be difficult to think of a clearer example [than military affairs] of
the type of governmental action that was intended by the Constitution to be left to
the political branches . . . [or one] in which the courts have less competence.”).
Because the plaintiffs have identified no clearly defined fundamental right “deeply
rooted in this Nation’s history and tradition,” they have not triggered heightened
scrutiny. Moore, 410 F.3d at 1134. Nor have they cited a single case applying strict
scrutiny to a vaccine mandate. See contra Klassen v. Tr. of Ind. Univ., 7 F.4th 592,
593 (7th Cir. 2021), emergency application for relief denied, No. 21A15 (Barrett,
B.
Because strict scrutiny doesn’t apply, we are left with rational-basis review.
This is a “highly deferential” review, under which plaintiffs have the burden of
“negat[ing] every conceivable basis that might support [the DOD mandate], even if
that basis has no foundation in the record.” Leib v. Hillsborough Cnty. Pub. Transp.
Comm’n, 558 F.3d 1301, 1306 (11th Cir. 2009). In other words, there must be no
“reasonably conceivable state of facts that could provide a rational basis for the”
mandate. Williams v. Pryor, 240 F.3d 944, 948 (11th Cir. 2001) (quoting FCC v.
Beach Commc’ns, Inc., 508 U.S. 307, 314 (1993)) (cleaned up). And “[a] statute
survives rational basis review even if it seems unwise or if the rationale for it seems
tenuous.” Locke v. Shore, 634 F.3d 1185, 1196 (11th Cir. 2011) (quoting Romer v.
The plaintiffs have not met their extraordinary burden of showing the
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mandate lacks any rationality. They note the absence of certain vaccine
justifications in the record, but the defendants have no evidentiary burden in this
regard; they can base their mandate “on rational speculation unsupported by
evidence or empirical data.” Beach Commc’ns, 508 U.S. at 315. And it matters not
that the defendant’s decision may be the wrong one, so long as there is at least
The plaintiffs also argue that “[t]he DOD mandate also violates equal
their medical history, disabilities and/or medical conditions.” ECF No. 11 at 22.
They do not fully develop this argument, but it apparently relates to their
complaint that military personnel previously infected with COVID-19 will not
receive exemptions
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from the vaccine mandate. See ECF No. 11 at 18, ECF No. 3-2 at 10-11. To the
extent they argue that the mandate is irrational because it treats servicemembers
with natural immunity the same as those without—it requires vaccination even for
succeed because this is a facial challenge. They have to show more than an
application” of the mandate is constitutional. Doe v. Sullivan, 938 F.2d 1370, 1383
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(D.C. Cir. 1991). So although the plaintiffs point to the medical consensus that
long as they bear some rational connection to the policy’s goal. Williams, 240 F.3d
at 948.
At bottom, the plaintiffs have not met the heavy burden of showing facial
irrationality.
C.
Finally, the plaintiffs have not shown any likelihood of success on their
unconstitutional conditions claim. It is true that “the government may not deny a
Water Mgmt. Dist., 570 U.S. 595, 604 (2013) (quoting Regan v. Tax’n With
Representation of Wash., 461 U.S. 540, 545 (1983)). But there is no conditioned
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benefit in this case; the whole basis of the plaintiffs’ lawsuit is that the DOD
requires them to be vaccinated, not that the DOD is “coercing [the plaintiffs] into
giving [] up” a constitutional right in exchange for extra benefits. Id. Even if
continued employment in the military were a conditional benefit for the purposes
of the doctrine, the plaintiffs would still fail because a “condition cannot be
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unconstitutional if it could be constitutionally imposed directly,” Rumsfeld v. F. for
Acad. & Inst. Rts., Inc., 547 U.S. 47, 59-60 (2006). As discussed above, plaintiffs
have not shown a likelihood of success on their claim that the DOD mandate cannot
IV.
In conclusion, the plaintiffs have not shown they are entitled to the
preliminary injunctive relief they seek.18 Because they have not shown a likelihood
18
The defendants have raised certain alternative arguments that need not be
addressed. Their ripeness argument is jurisdictional, but in denying preliminary
injunctive relief, I have not determined that the court does have jurisdiction. It is
plaintiffs’ burden to show the court has jurisdiction, and the nature of their burden
depends on the stage of the proceedings. Lujan v. Defs. of Wildlife, 504 U.S. 555,
561 (1992). Because we are still at the pleading stage, and because the complaint
itself does not show any lack of ripeness, I have proceeded to consider the motion.
Cf. id. Of course, if the plaintiffs could not establish a likelihood that their claims
are ripe, they could not show a likelihood of success on the merits. Cf. Food &
Water Watch, Inc. v. Vilsack, 808 F.3d 905, 913 (D.C. Cir. 2015) (“[A] party who
seeks a preliminary injunction must show a substantial likelihood of standing.”).
But if they did not, that would only be a basis for denying preliminary injunctive
relief—not dismissing the case at this stage. And because I am denying
preliminary injunctive relief on other grounds, I have not further addressed
ripeness.
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of success on the merits, I need not evaluate the other preliminary injunction
s/ Allen Winsor
United States District Judge
32