DOE Et Al v. AUSTIN Et Al, Case Number 3 - 21-Cv-01211, 12 NOV 21, US District Court For The Northern District of Florida, Pages 12-15.cleaned

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Case 3:21-cv-01211-AW-HTC Document 47 Filed 11/12/21 Page 1 of 32
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IN THE UNITED STATES DISTRICT COURT FOR THE


NORTHERN DISTRICT OF FLORIDA
PENSACOLA DIVISION

JOHN DOE #1-#14 and JANE DOE


#1-#2,
Plaintiffs,
v. Case No. 3:21-cv-1211-AW-HTC
LLOYD AUSTIN, III, in his official
capacity as Secretary of Defense, et al.,
Defendants.
_______________________________/
ORDER DENYING PRELIMINARY INJUNCTION MOTIONS In

August, Secretary of Defense Lloyd Austin issued a mandate requiring all military

personnel to become vaccinated against COVID-19. Seven weeks later, sixteen

service members sued the Secretary and others, challenging the mandate. They

then filed two separate preliminary injunction motions, one raising statutory claims

and the other raising constitutional claims. ECF Nos. 3, 10. The government

defendants responded, the plaintiffs replied, and there was a telephonic hearing.

ECF Nos. 31, 33, 45. Having carefully considered all the arguments, I now deny

the motions.

It is worth saying at the outset what this case is not about. For one, it is not

about vaccine mandates generally. The plaintiffs argue that the military’s vaccine
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mandate should be viewed “as part of a larger effort by federal administrative

agencies and the Executive Branch to impose unconstitutional vaccination

mandates

1
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for essentially all Americans,” ECF No. 11 at 8; see also ECF No. 10 at 2-3

(requesting “that this Court address the larger questions raised by federal vaccine

mandates”); ECF No. 3-2 at 23, but challenges to other mandates in other contexts

are not at issue here.1 This case addresses only the Secretary’s mandate, which

relates only to the affected servicemembers. Second, this case is not about the

wisdom of the Secretary’s decision—or whether the Secretary should mandate

vaccines. The plaintiffs argue that the mandate is imprudent and unwise—even

contrary to national security interests. Although those arguments relate to certain

legal points (like arbitrariness under the APA), the issues presented here are not that

broad. Courts don’t serve to review the wisdom of the other branches’ policy

decisions. See Tenn. Valley Auth. v. Hill, 437 U.S. 153, 194 (1978) (explaining that

a court’s “individual appraisal of the wisdom or unwisdom” of a policy “is to be put

aside” and that “[o]nce the meaning of an enactment is discerned and its

constitutionality determined, the judicial process comes to an end”).

The issue in this case is whether the mandate fails based on the specific APA

or constitutional claims these plaintiffs present. And the issue at this early stage of
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1
For example, there is a recent OSHA requirement, see COVID-19
Vaccination and Testing, Emergency Temporary Standard, 86 Fed. Reg. 61,402
(Nov. 5, 2021) (to be codified at 29 C.F.R. pts. 1910, 1915, 1917, 1918, 1926, and
1928). That rule, which the Fifth Circuit stayed pending review, see BST Holdings,
LLC v. OSHA, No. 21-60845 (5th Cir. filed Nov. 6, 2021), is not at issue here.
2
Case 3:21-cv-01211-AW-HTC Document 47 Filed 11/12/21 Page 3 of 32

the case is whether the plaintiffs have shown they are entitled to preliminary

injunctive relief.

I.

A preliminary injunction is no small thing. It is “an extraordinary and drastic

remedy” and should never be granted unless the party seeking it “clearly

establishe[s]” entitlement. Siegel v. LePore, 234 F.3d 1163, 1176 (11th Cir. 2000)

(quoting McDonald’s Corp. v. Robertson, 147 F.3d 1301, 1306 (11th Cir. 1998));

see also Texas v. Seatrain Int’l, S.A., 518 F.2d 175, 179 (5th Cir. 1975) (“[W]e must

remember that granting a preliminary injunction is the exception rather than the

rule.”). To secure an injunction, the plaintiffs must clearly establish four factors: (1)

that they have “a substantial likelihood of success on the merits”; (2) that they will

suffer irreparable injury without an injunction; (3) that they face a threatened injury

that “outweighs whatever damage the proposed injunction may cause” the

government; and (4) that “the injunction would not be adverse to the public

interest.” Siegel, 234 F.3d at 1176. They must clearly establish all four; a failure on
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even one prong dooms their motion. ACLU of Fla., Inc. v. Miami-Dade Cty. Sch.

Bd., 557 F.3d 1177, 1198 (11th Cir. 2009).2

2
The plaintiffs also seek an administrative stay under the APA, 5 U.S.C. §
705. See ECF No. 3-2 at 40. A similar analysis applies for administrative stays and
preliminary injunctions. Nken v. Holder, 556 U.S. 418, 434 (2009).
3
Case 3:21-cv-01211-AW-HTC Document 47 Filed 11/12/21 Page 4 of 32

II.

I will first consider plaintiffs’ APA claims against the FDA3and DOD. In

plaintiffs’ view, those entities acted unlawfully—the FDA by approving the

vaccines, and the DOD by mandating their use. Before turning to those claims,

though, it is helpful to cover some relevant background.

The parties do not agree on all the facts, but neither side requested an

evidentiary hearing. Regardless, many of the pertinent facts are essentially

undisputed.

Pfizer developed a COVID-19 vaccine, for which the FDA issued an

Emergency Use Authorization (“EUA”). This allowed Pfizer to distribute the

vaccine starting in December 2020. ECF No. 1-6 at 2-3. An EUA is not a full FDA

license. It instead represents the FDA’s conclusion that a product may be effective

against a disease in a public health emergency where there is no “adequate,


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approved, and available alternative.” See generally 21 U.S.C. § 360bbb-3(a)-(c).

EUA drugs must include labeling and package inserts telling patients “of the option

to accept or refuse administration of the product.” Id. § 360bbb-3(e)(1)(A)(ii)(III).

3
The plaintiffs also include a claim against the Secretary of the Department
of Health and Human Services. ECF No. 3-2 at 14; see also ECF No. 1. But it is
unclear why HHS is an appropriate party. The FDA is part of HHS, but an order
against HHS is not necessary to effect the relief plaintiffs seek against the FDA.
4
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On August 23, 2021—roughly eight months after the EUA first became

effective—the FDA approved a Biologics License Application (“BLA”) and issued

a full FDA license to produce and distribute the vaccine and label it with its

proprietary name, “Comirnaty.” ECF No. 1-4 at 2-3. The BLA approval requires

that Pfizer produce Comirnaty only at approved locations, subject to specific

manufacturing, packaging, and labeling requirements. Id. at 2

During the administrative process, several scientists filed a Citizens’ Petition

challenging the approval on various grounds. See generally ECF No. 1-12. But the

FDA denied that petition, explaining why the FDA felt evidence justified

approving the Comirnaty BLA. See generally ECF No. 1-13.

In addition, the FDA concluded Comirnaty’s BLA approval did not eliminate
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the grounds for extending the vaccine’s EUA. ECF No. 1-6 at 3. The FDA

explained that the EUA allows some third doses and use in children under 16,

neither of which the BLA approval allows. Id. at 5-6. The FDA also concluded that

“there is not sufficient approved vaccine available for distribution to [the

approved] population in its entirety.” Id. at 6 n.9. Thus, Pfizer continues to produce

vials of vaccine that are labeled as an EUA drug with packaging material saying,

“This product has not been approved or licensed by the FDA . . . .” Id. at 12-13.

And there “remains . . . a significant amount of [Pfizer COVID-19 vaccine] that

was manufactured and labeled in accordance with [the EUA].” Id. at 12.

5
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In the Summary Basis for Regulatory Action regarding Pfizer’s BLA

approval, the FDA explained that some vials of EUA-labeled vaccine are still

considered BLA-compliant—and are thus essentially Comirnaty—because they

have the BLA-approved chemical composition and were produced at a BLA

approved facility. See ECF No. 1-5 at 28. For those lots, the FDA maintains that the

EUA informed-consent provision, 21 U.S.C. § 360bbb-3(e)(1)(A)(ii)(III), is

inapplicable for the BLA-approved use: the two-dose regimen for those over 16.

ECF No. 31-13 ¶ 13. (A batch produced in a non-BLA-approved facility can exist

as an EUA drug but is not BLA-compliant and cannot be labeled Comirnaty. ECF

No. 1-5 at 28.) To keep it all straight, FDA requires Pfizer to identify which lots it
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considers BLA compliant and list them on the Internet. ECF No. 1-5 at 28. 4

In short, what people think of as the Pfizer vaccine has two distinct FDA approval

statuses. It is licensed—that is, fully approved—for the two-dose application in

those 16 and older. But it is unlicensed and operating under an EUA— that is, an

emergency use authorization—for other applications, like for children under 16

and for certain third shots. Nonetheless, the FDA describes the two as the

4
See RE: Pfizer-BioNTech COVID-19 IMPORTANT PRODUCT
INFORMATION, Pfizer (Aug. 23, 2021), https://webfiles.pfizer.com/half-lot
number-letter-v3.
6
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“same formulation” and “interchangeabl[e]” for medical purposes. See ECF No. 1-

6 at 3 n.8.5

On August 9, two weeks before the FDA approved Pfizer’s Comirnaty BLA,

the Secretary of Defense issued a memorandum announcing his intent to require

vaccination against COVID-19 either “immediately” upon FDA licensure or “no

5
The plaintiffs question whether the two products are, in fact, chemically
identical. See, e.g., ECF No. 45 at 16:17-19. Indeed, the Summary Basis for
Regulatory Action lists a redacted excipient for BLA-approved Comirnaty that
does not appear on the ingredient list in the EUA letter. Compare ECF No. 1-5 at 9
(listing 11 components, including .450 ml per vial of a redacted excipient), with
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ECF No. 1- 6 at 7 (listing 10 components, all of which also appear on the Summary
Basis list). Excipients are “inactive” ingredients like “coatings, binders, and
capsules,” but they sometimes “may affect the safety and effectiveness of drug
products.” United States v. Generix Drug Corp., 460 U.S. 453, 454-55 (1983). In
Generix, the Supreme Court held that two products with the same active
ingredients were nonetheless not the same “drug” under the FDCA where the
district court had found that their different excipients created a reasonable
possibility that the unlicensed drug was “less safe and effective” than the licensed
one. Id. at 455-57. But the Court expressly declined to decide “whether two
demonstrably bioequivalent products, containing the same ingredients but different
excipients, might under some circumstances be the same ‘drug.’” Id. at 461.
Because an excipient is, by definition, an inactive ingredient— and because the
plaintiffs haven’t shown a “reasonable possibility” that excluding .450 ml of the
redacted excipient from a vial of the EUA vaccine makes it any “less safe and
effective” than Comirnaty, Generix, 460 U.S. at 455—I do not discount the FDA’s
conclusion that the two vaccines are medically interchangeable. See ECF No. 1-6
at 3 n.8; ECF No. 31-13 at ¶¶ 7-9. Of course, that does not mean the two vaccines
are legally indistinguishable—the FDA concedes they are not. See ECF No. 1-6 at
3 n.8. Still, EUA-labeled vials that Pfizer and the FDA “consider[] BLA
compliant,” ECF No. 1-5 at 28, presumably must include the redacted excipient to
meet Comirnaty’s licensing requirements. Cf. ECF No. 1-4 at 4 (“You must submit
information to your BLA for our review and written approval under 21 C.F.R.
601.12 for any changes in . . . the manufacturing [of Comirnaty].” (emphasis
added)).
7
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later than mid-September, . . . whichever [came] first.” ECF No. 31-1 at 2. Then,

the day after Comirnaty’s approval, the Secretary of Defense issued another

memorandum that announced the DOD-wide vaccination mandate. ECF No. 31-2

at 2. The memorandum advised Pentagon leadership that “[m]andatory vaccination

. . . will only use COVID-19 vaccines that receive full licensure from the Food and

Drug Administration (FDA), in accordance with FDA-approved labeling and

guidance.” Id.
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With that background in mind, I now turn to the plaintiffs’ specific statutory

claims.

A.

1. First, the plaintiffs contend the DOD mandate is invalid because it did not

go through notice-and-comment rulemaking. ECF No. 3-2 at 17. Long before the

DOD mandate issued, an existing regulation—Army Reg. 40-562—set out the

military’s vaccine policy. That regulation allows medical exemptions for, among

other things, a “medical contraindication relevant to a specific vaccine or other

medication.” Army Reg. 40-562 ¶ 2-6(a). As an example of what might justify a

medical exemption, it includes “[e]vidence of immunity based on serologic tests,

documented infection or similar circumstances,” id. ¶ 2-6(a)(1)(b), along with

many

8
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other “exemption codes,” see Army Reg. 40-562 app’x C-1.6 The new mandate,

notwithstanding Army Reg. 40-562, includes no exception for natural immunity.

Indeed, the DOD has explicitly stated that even those who already recovered from

COVID-19 must be vaccinated.


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The plaintiffs contend that because the mandate contradicts Army Reg. 40-

562, it essentially amends it. And, the plaintiffs argue, the Secretary cannot amend

Army Reg. 40-562 without notice-and-comment rulemaking. ECF No. 3-2 at

17-19; see also 5 U.S.C. § 553 (setting out notice-and-comment procedures for

rulemaking); Shalala v. Guernsey Mem’l Hosp., 514 U.S. 87, 100 (1995) (noting

that APA rulemaking is required when an agency “adopt[s] a new position

inconsistent with any of the Secretary’s existing regulations.”).

The problem for the plaintiffs is that the statute they rely on—5 U.S.C. §

553—is inapplicable “to the extent that there is involved . . . a military or foreign

affairs function of the United States.” Id. § 553(a)(1). The plaintiffs insist the

mandate is not really related to a “military function,” that the mandate is instead

“one piece in the larger federal administrative scheme to impose nearly universal

federal vaccine mandates (affecting 100 million Americans) as a condition of

6
The regulation also allows servicemembers to submit religious exemption
requests. See Army Reg. 40-562 ¶ 2-6(b)(3). The plaintiffs here do not present any
claims based on religion. See ECF No. 1 at 2 n.1.
9
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employment.” ECF No. 33 at 16. But regardless of any broader federal

administrative scheme, the military’s decision to inoculate servicemembers plainly

involves a military function. The Ninth Circuit’s decision in Independent Guard


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Association of Nevada, Local No. 1 v. O’Leary, on which plaintiffs rely, does not

suggest otherwise. ECF No. 33 at 15-16 (citing 57 F.3d 766 (9th Cir. 1995)). The

issue in that case was whether certain civilian contract guards were performing a

“military function.” O’Leary, 57 F.3d at 770. The military-function test is easily

satisfied here as to the plaintiffs, each of whom is an active-duty servicemember.

The plaintiffs have not shown a likelihood of success as to their notice-and

comment-rulemaking claim.7

2. The plaintiffs next argue that the mandate is arbitrary and capricious

because it lacks any legitimate basis. ECF No. 3-2 at 19-20. They point to the fact

that the mandate issued the day after the FDA’s Comirnaty approval, which they

say shows a lack of meaningful consideration of the mandate. They also contend

that DOD did not support its decision with substantial evidence, “as there is no

indication in the record that the DOD considered any evidence at all in deciding to

immediately impose the mandate for all service members on the day following

FDA approval,

7
In a footnote, the defendants argue a second statutory exception for
“matter[s] relating to agency management or personnel.” 5 U.S.C. § 553(a)(2)
(cited in ECF No. 31 at 23 n.9). Because the military-function exception applies, I
need not address this separate argument.
10
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without exemption of service members whit natural immunity or pregnancy.” ECF


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No. 3-2 at 20.

This argument is a difficult one because of the substantial deference afforded

to administrative decisions. See Dep’t of Com. v. New York, 139 S. Ct. 2551, 2569

(2019). There is substantial deference with most any agency decision, but this case

involves military affairs, where “the lack of competence on the part of the courts is

marked.” Rostker v. Goldberg, 453 U.S. 57, 65 (1981); accord id. at 66 (“The

operation of a healthy deference to legislative and executive judgments in the area

of military affairs is evident in several recent decisions of [the Supreme] Court.”).

Parties must show far more than that the agency made the wrong decision.

As noted at the outset, a federal court’s role is not to determine whether agencies

made the best or most prudent choice. The question is “whether the Secretary

examined the relevant data and articulated a satisfactory explanation for his

decision, including a rational connection between the facts found and the choice

made.” Dep’t of Com., 139 S. Ct. at 2569. At this stage, the plaintiffs have not

shown that they are likely to succeed on this point.

Next, to the extent plaintiffs rely on the administrative record to support their

claim (e.g., ECF No. 3-2 at 20 (“[T]here is no indication in the record . . . .”)), I

note that the administrative record is not before the court. Finally, the plaintiffs’

argument that the mandate is arbitrary and capricious because it “relied on facially

unlawful

11
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FDA actions” (ECF No. 3-2 at 20) cannot succeed because plaintiffs have not

shown those actions were facially unlawful. See infra. This is not to say that the

plaintiffs’ challenge cannot ultimately succeed, but at this stage, they have not

shown enough.

3. The plaintiffs next argue that the mandate violates their statutory right to

refuse an EUA vaccine. ECF No. 3-2 at 20-21. Under the EUA statute, recipients

of EUA drugs must be “informed . . . of the option to accept or refuse

administration of the product.” 21 U.S.C. § 360bbb-3(e)(1)(A)(ii)(III); see also 5

U.S.C. § 706(2)(C) (APA provision prohibiting agency action taken “in excess of

statutory jurisdiction, authority, or limitations, or short of statutory right”). And

under 10 U.S.C. § 1107a, “[i]n the case of the administration of [an EUA] product .

. . to members of the armed forces,” that statutory right to refuse “may be waived

only by the President only if the President determines, in writing, that complying

with such requirement is not in the interests of national security.” 10 U.S.C. §

1107a(a)(1). The DOD acknowledges that the President has not executed a wavier

under this section, ECF No. 45 at 52:8-9, so as things now stand, the DOD cannot

mandate vaccines that only have an EUA. 10 U.S.C. § 1107a(a)(1).

One problem with this argument is that the DOD’s guidance documents

explicitly say only FDA-licensed COVID-19 vaccines are mandated. See, e.g., ECF

No. 1-3 at 2 (DOD mandate memorandum) (“Mandatory vaccination against


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COVID-19 will only use COVID-19 vaccines that receive full licensure from the

12
Case 3:21-cv-01211-AW-HTC Document 47 Filed 11/12/21 Page 13 of 32

[FDA] in accordance with FDA-approved labeling and guidance.”); and ECF No.

1- 7 at 11 (Air Force guidance) (“Only an FDA-licensed vaccine may be mandated

. . . .”). The plaintiffs present a facial challenge, ECF No. 33 at 10 (“Plaintiffs’

claims are facial challenges to a generally applicable military regulation . . . .”),

and on its face, the mandate does not require anyone to take an EUA vaccine.

Notably, though, the plaintiffs have shown that the DOD is requiring

injections from vials not labeled “Comirnaty.” Indeed, defense counsel could not

even say whether vaccines labeled “Comirnaty” exist at all. ECF No. 45 at 48:5-7.

(Although the DOD’s response said it had an adequate Comirnaty supply, it later

clarified that it was mandating vaccines from EUA-labeled vials. See id. at 46:22-

47:3.) In the DOD’s view, this is fine because the contents of EUA-labeled vials are

chemically identical to the contents of vials labeled “Comirnaty” (if there are any

such vials). According to the DOD’s argument, this means servicemembers are not

required to accept “a product authorized for emergency use.” 10 U.S.C. §

1107a(a)(1). Rather, the DOD argues that once the FDA licensed Comirnaty, all

EUA-labeled vials essentially became Comirnaty, even if not so labeled. ECF No.

45 at 60:1-3. Thus, the DOD argues, the “product” injected is a chemical

formulation
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13
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that has received full FDA licensure—not merely an EUA—so § 1107a does not

apply. Id. at 65:1-6.8

The DOD’s interpretation of § 1107a is unconvincing. For starters, FDA

licensure does not retroactively apply to vials shipped before BLA approval. See 21

U.S.C. § 355(a) (“No person shall introduce . . . into interstate commerce any new

drug, unless an approval of an application [for FDA licensure] is effective with

respect to such drug.” (emphasis added)). Thus, as a legal matter, vaccines sent

before August 23—and vaccines produced after August 23 in unapproved

facilities—remain “product[s] authorized for emergency use under section 564 of

the Federal Food, Drug, and Cosmetic Act.” § 1107a(a)(1).9 Section 1107a’s

explicit cross-reference to the EUA provisions suggests a concern that drugs

mandated for military personnel be actually BLA-approved, not merely chemically

similar to a BLA-approved drug. And the distinction is more than mere labeling: to

be BLA compliant, the drug must be produced at approved facilities, see ECF No.

1-4 at 2; 21 C.F.R. §§ 600.11, 600.20-.21, and there is no indication that all

EUA-labeled
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8
The plaintiffs also cite 10 U.S.C. § 1107, but the defendants correctly note
it does not apply. That statute covers “an investigational new drug or a drug
unapproved for its applied use,” and this vaccine (either under the EUA or the
BLA) is neither.
9
This distinction is the basis for the FDA’s comment that the BLA-compliant
vials and the EUA-compliant vials are “legally distinct,” even though their
chemical formulation is identical. See ECF No. 1-6 at 3 n.8. Thus, the DOD cannot
rely on the FDA to find that the two drugs are legally identical for § 1107a
purposes.
14
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vials are from BLA-approved facilities.10 Moreover, the DOD concedes that some

of its current vials are not BLA-compliant, and that there is no policy to ensure that

servicemembers get only BLA-compliant vaccines. See ECF No. 45 at 61:10-12. It

is difficult to see how vials that the DOD admits are not BLA-compliant—and thus

could only be EUA products—could fall outside § 1107a’s prohibition on

mandatory administration.

Notwithstanding all of this, the plaintiffs have not shown a substantial

likelihood of success on this APA claim. The FDA’s Summary Basis for Regulatory

Action approving Comirnaty explains that certain lots of EUA-labeled vials are

nonetheless “BLA-compliant,” and that healthcare providers may disregard the

EUA-specific labeling when administering doses from those vials. ECF No. 1-5 at

28. The DOD claims it possesses “hundreds of thousands of BLA-compliant

vaccine doses that are EUA-labeled, and is using them.” ECF No. 30-14 ¶ 18. If
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the DOD is, in fact, administering Comirnaty (albeit EUA-labeled Comirnaty), the

plaintiffs’ § 1107a issue disappears. Although there is apparently no DOD policy in

place to ensure that servicemembers receive BLA-compliant vaccines, see ECF

No. 45 at

10
The FDA’s Comirnaty approval letter redacts the approved manufacturing
locations, see ECF No. 1-4 at 2, and the EUA extension letter does not identify
which facilities were “identified and agreed upon” in Pfizer’s EUA application,
ECF No. 1- 6 at 8. The Summary Basis for Regulatory Action suggests that not all
Pfizer facilities are BLA compliant, because it contemplates that not all
EUA-labeled lots will contain BLA-compliant vials. See ECF No. 1-5 at 28.
15
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61:10-12, no plaintiff claims he or she was specifically denied a BLA-compliant

dose or offered only a dose from a non-BLA-compliant vial. Because the plaintiffs

have not shown they are (or will be) required to receive an EUA-labeled, non-BLA

compliant vaccine, the plaintiffs have not shown a likelihood of

success.11 B.

The plaintiffs’ APA claims against the FDA do not fare better. These claims

break down into three categories. First, plaintiffs contend the FDA’s Comirnaty

approval is invalid because the FDA did not follow the Food, Drug & Cosmetic Act

(FDCA) and the Public Health Service Act (PHSA). Second, the plaintiffs argue

that the FDA wrongfully determined that EUA drugs and Comirnaty are

interchangeable.
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11
The plaintiffs argue that the FDA cannot allow BLA-compliant vaccine
doses to bear an EUA label. ECF No. 33 at 24-25. But they cite no legal authority
for this proposition, and they do not dispute that the FDA’s Summary Basis for
Regulatory Action specifically included certain EUA-labeled lots under the BLA
approval. Regardless, the plaintiffs do not present this claim against the FDA.
Still, the statutes leave unclear what FDA labeling decisions are
discretionary. The FDA’s Comirnaty approval letter says that the labeling on
Comirnaty vials “must be identical” to what Pfizer submitted in its application,
ECF No. 1-4 at 4, but this label does not appear to be identical to an EUA label,
see ECF No. 1-5 at 28. And federal regulations require the FDA commissioner to
initiate license revocation proceedings if he determines that a licensed product is
“misbranded with respect to any [of its intended uses]” or “fails to conform to the
applicable standards established in the license . . . designed to ensure the continued
safety, purity, and potency” of the product. 21 C.F.R. § 601.5(b)(1)(iv), (vi). These
provisions could be read to prohibit distributing a fully licensed drug with an
EUA-specific label and package insert rather than those its BLA approval require.
16
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Third, the plaintiffs argue that the FDA illegally extended the EUA for the vaccine

while simultaneously licensing the same product as Comirnaty.12 1. First, the

government’s papers argued with some force that plaintiffs lacked standing to

challenge the FDA’s approval. ECF No. 31 at 32-33. The plaintiffs would have

standing only if relief against the FDA would redress their injury, and the

government argued that any injury was “not caused by FDA’s actions, but by

DoD’s independent decision to require vaccination.” ECF No. 31 at 32-33. In fact,

the government argued, the DOD was going to impose a vaccine requirement with
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or without Comirnaty’s full licensure. Id. at 33. But at the hearing, the

government’s counsel acknowledged that if the FDA’s licensure were set aside, that

would (at least for now) redress plaintiffs’ injuries because the DOD could not

mandate an unapproved drug absent a Presidential approval, see 10 U.S.C. §

1107a(a)(1), which has not happened. Thus, at this stage, the plaintiffs have shown

enough as to standing. But they still have not shown enough for preliminary

injunctive relief.

12
Although based on alleged FDCA and PHSA violations, the plaintiffs’
claims are APA claims. The plaintiffs have not identified a private cause of action
under the FDCA or PHSA. Cf. Ellis v. C.R. Bard, Inc., 311 F.3d 1272, 1284 n.10
(11th Cir. 2002). But the APA provides that a court may set aside agency action that
is “in excess of statutory jurisdiction, authority, or limitations, or short of statutory
right.” 5 U.S.C. § 706(2)(C); see also ECF No. 1 ¶¶ 126, 131. Here, the plaintiffs
have not shown a likelihood of success on their APA claim because they have not
shown a likelihood the FDA violated the FDCA or PHSA.
17
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For one thing, there are procedural hurdles the plaintiffs have not overcome.

There is the “record rule,” which generally provides that courts reviewing agency

action should limit their review to “the administrative record already in existence,

not some new record made initially in the reviewing court.” Camp v. Pitts, 411 U.S.

138, 142 (1973); accord Pres. Endangered Areas of Cobb’s History, Inc. v. U.S.

Army Corps of Engineers, 87 F.3d 1242, 1246 (11th Cir. 1996) (“The role of the

court is not to conduct its own investigation and substitute its own judgment for the
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administrative agency’s decision. Rather, the task of the reviewing court is to apply

the appropriate standard of review to the agency decision based on the record the

agency presents to the reviewing court.” (cleaned up)); see also Dep’t of Com. v.

New York, 139 S. Ct. 2551, 2573 (2019) (“In reviewing agency action, a court is

ordinarily limited to evaluating the agency’s contemporaneous explanation in light

of the existing administrative record. That principle reflects the recognition that

further judicial inquiry into executive motivation represents a substantial intrusion

into the workings of another branch of Government and should normally be

avoided.” (cleaned up)). Yet plaintiffs rely on extra-record evidence, including

expert affidavits.

The plaintiffs’ extra-record evidence does not appear to fall within the

narrow exceptions to the record rule. While the FDA’s decisions ordinarily may be

challenged “solely on the basis of the administrative record,” citizens who “wish[]

18
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to rely on information or views not included in the administrative record” may

submit a citizen petition asking the FDA “Commissioner . . . to modify the action.”

21 C.F.R. § 10.45(f). In their filings, the plaintiffs introduce materials that the FDA

did not receive for consideration as part of the citizen petition challenging

Comirnaty’s licensure. See generally ECF No. 1-12 (citizen petition that does not

incorporate the rest of plaintiffs’ exhibits). Thus, the plaintiffs have not pursued an
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available administrative route available to force the FDA to consider the materials

they submit here. As the defendants point out, ECF No. 31 at 36, “[u]nder ordinary

principles of administrative law, a reviewing court will not consider arguments that

a party failed to raise in a timely fashion before an administrative agency.” Mahon

v. USDA, 485 F.3d 1247, 1254-55 (11th Cir. 2007) (quoting Sims v. Apfel, 530 U.S.

103, 114 (2000) (Breyer, J., dissenting)). The plaintiffs respond by assuring the

court that their experts are well-qualified, see ECF No. 33 at 26-27, but they do not

explain how they can clear the procedural hurdles to challenge FDA action on the

basis of this expert testimony or their other exhibits.

On the merits, the plaintiffs haven’t made a substantial showing that the FDA

acted without a reasonable scientific basis. The FDA is entitled to substantial

deference because drug licensing decisions involve “scientific determination[s]”

within the FDA’s “area of special expertise.” Balt. Gas & Elec. Co. v. Nat. Res. Def.

Council, Inc., 462 U.S. 87, 103 (1983). Thus, even if the plaintiffs’ expert

19
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declarations were properly before the court, they would need to overcome “an

extreme degree of deference” to the FDA. Nat’l Mining Ass’n v. Sec’y, U.S. Dep’t

of Lab., 812 F.3d 843, 866 (11th Cir. 2016) (quoting Kennecott Greens Creek

Mining Co. v. Mine Safety & Health Admin., 476 F.3d 946, 954 (D.C. Cir. 2007)).

The defendants have submitted their own expert declaration contesting many of the
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plaintiffs’ scientific claims, ECF No. 31-13 ¶ 25, and the FDA also responded in

detail to the citizen petition challenging Comirnaty’s licensure, see ECF No. 1-13.

At most, the plaintiffs have shown that some experts disagree with the FDA’s

conclusions about Comirnaty’s safety and efficacy. But that does not create a

substantial likelihood of success on their APA claim. See Marsh v. Oregon Nat.

Res. Council, 490 US. 360, 378 (1989) (“When specialists express conflicting

views, an agency must have discretion to rely on the reasonable opinions of its

own qualified experts even if, as an original matter, a court might find contrary

views more persuasive.”).

The plaintiffs also argue that the FDA had improper motivations in

approving Comirnaty as quickly as it did. ECF No. 3-2 at 30-32. Normally, “a

court may not reject an agency’s stated reasons for acting simply because the

agency might also have had other unstated reasons,” including “political

considerations” or “an Administration’s priorities.” Dep’t of Com., 139 S. Ct. at

2573. To get around this principle, the plaintiffs must provide a “strong showing of

bad faith or improper

20
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behavior,” id. (quoting Citizens to Pres. Overton Park v. Volpe, 401 U.S. 402, 420

(1971)). They rely on the FDA’s short timeframe, and they claim the license was a

pretext to allow for vaccine mandates. ECF No. 3-2 at 30-31. But the timeframe is
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of course susceptible to other explanations, and it is not itself evidence of bad

faith— even if it shows that “political considerations” influenced the approval,

Dep’t of Com., 139 S. Ct. at 2573. And the claims of pretext are supported at this

stage only by conjecture.

2. The plaintiffs also argue that the FDA acted unlawfully when it issued

guidance saying Pfizer’s EUA vaccine may be used “interchangeably” with

Comirnaty “to provide the vaccination series without presenting any safety or

effectiveness concerns.” ECF No. 1-6 at 3 n.8; see also ECF No. 3-2 at 36. In the

plaintiffs’ view, the FDA determined that the two were “interchangeable” under 42

U.S.C. § 262(i)(3) without requiring Pfizer to go through the proper channels. ECF

No. 3-2 at 36. In their view, the EUA letter was an “attempt to retroactively license

the EUA vaccine, solely for the purpose of enabling the mandate.” Id. at 38.

The plaintiffs have serious standing issues challenging the interchangeability

determination. If the FDA’s goal were to “retroactively license” the EUA vaccine, it

had an odd way of doing so—in the same footnote describing the EUA vaccine and

Comirnaty as “interchangeabl[e],” the FDA clarifies that the two products are

“legally distinct.” ECF No. 1-6 at 3 n.8. More to the point, the FDA nowhere

claims

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that EUA vaccine had been licensed as “interchangeable” with Comirnaty, the
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process described in the statute the plaintiffs rely on. See 42 U.S.C. § 262(k)(4);

ECF No. 3-2 at 37. And because the DOD hasn’t mandated that the plaintiffs

receive anything other than “COVID-19 vaccines that receive full licensure from

the Food and Drug Administration,” ECF No. 1-3 at 2, the plaintiffs cannot show

that they are harmed by an interchangeability determination that does not purport

to grant formal licensure to the EUA vaccines.

Even if the plaintiffs could show injury from the FDA’s interchangeability

determination, they still have not shown a substantial likelihood that the FDA acted

unlawfully. The plaintiffs insist that the FDA “must be presumed” to have used the

word “interchangeably” in the sense that 41 U.S.C. § 262(i)(3) defines it. ECF No.

3- 2 at 37. But, the plaintiffs argue, the FDA may only make a statutory

interchangeability determination after a drug manufacturer submits an application

for licensure on the basis that its drug is “biosimilar” to an already-licensed drug.

See id. n. 14 (citing 41 U.S.C. § 262(k)(4)).

What the plaintiffs overlook is that the FDA used the word

“interchangeably” in a practical sense, not a legal one. The EUA letter explains

that the EUA drug and Comirnaty “can be used interchangeably . . . without

presenting any safety or effectiveness concerns,” but clarifies that they are “legally

distinct.” ECF No. 1-6 at 3 n.8. That is most plausibly interpreted as a factual,

medical claim rather than a

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regulatory claim.13 The best evidence of this is that, as noted above, the FDA was

not considering whether to grant full approval to the EUA product on the basis that

it was “interchangeable” with Comirnaty in the statutory sense. Rather, the FDA

was extending an EUA authorization, a completely different regulatory

classification, that expressly requires Pfizer to indicate that EUA vaccines “ha[ve]

not been approved or licensed by the FDA.” ECF No. 1-6 at 13.

3. In addition, the plaintiffs contend it is unlawful for the FDA Secretary to

issue an EUA for a drug that is chemically identical to a drug with full FDA

approval (like Comirnaty), because the existence of an approved drug entails the

existence of an “available alternative” to the EUA drug. ECF No. 3-2 at 27. But the

plaintiffs have not shown at this stage that EUA decisions are even reviewable. Cf.

Ass’n of Am. Physicians & Surgeons v. USDA, 2020 WL 5745974, at *3 (6th Cir.

13
At any rate, the PHSA’s definition of “interchangeable” describes a drug
that can be substituted for a licensed “reference product without the intervention of
the healthcare provider who prescribed the reference product,” 42 U.S.C. §
262(i)(3), because it is “biosimilar” and “can be expected to produce the same
clinical result as the reference product,” 42 U.S.C. § 262(k)(4). For example, a
pharmacy might fill a doctor’s prescription for a name-brand drug with an
alternative the FDA has determined is “interchangeable,” even though the
pharmacy does not seek reapproval from the prescribing physician. Cf., e.g.,
Greentech, Inc. v. Immunex R.H. Corp., 964 F.3d 1109 (Fed Cir. 2020) (addressing
dispute between cancer treatment manufacturer and competitor who submitted a
biosimilar product for licensure under § 262). But because healthcare providers
administer COVID-19 vaccines directly, there is no scenario in which a patient
would receive an EUA vaccine as substitute to Comirnaty without his healthcare
provider’s intervention or approval.
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Sept. 24, 2020) (“[E]mergency-use authorizations are exempt from review under

the APA.”); and compare 5 U.S.C. § 701(a)(2) (APA does not apply to agency

actions “committed to agency discretion by law”) with 21 U.S.C. § 360bbb-3(i)

(establishing EUA framework) (“Actions under the authority of this section . . . are

committed to agency discretion.”). The plaintiffs argue that 5 U.S.C. § 701(a)(2)

doesn’t apply because the FDCA provides “meaningful standards of review” for

EUA approvals. ECF No. 34 at 13 (citing Weyerhauser Co. v. U.S. Fish & Wildlife

Servs., 139 S. Ct. 361, 370 (2018)). But the statute at issue here—unlike the statute

in Weyerhauser— explicitly says that EUA decisions “are committed to agency

discretion.” 21 U.S.C. § 360bbb-3(i).

Regardless, even if the EUA decision were reviewable, the plaintiffs have

not shown a substantial likelihood of success on this claim. For one, they are not

required to take an EUA-only drug, so even without the EUA determination, the

Comirnaty decision would survive. Second, given the applicable deference and the

absence of the full administrative record here, they have not shown a likelihood of

success on the merits anyway. Finally, the plaintiffs have not shown that the FDCA

itself envisions “availability” as a binary category. In fact, patients receiving EUA

drugs must be informed “of alternatives to the product that are available.” 21

U.S.C. § 360bbb-3(e)(1)(A)(ii)(III), suggesting that mere existence of some


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alternative does not mandate immediate withdrawal of EUA determinations.

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***

The plaintiffs have not shown a likelihood of success on any of their

statutory claims.

III.

Beyond their statutory arguments, the plaintiffs present three constitutional

claims: Substantive Due Process, the unconstitutional conditions doctrine, and

Equal Protection. ECF No. 11 at 21, 26, 27 . (The constitutional claims are against

the military defendants only, not the FDA.) But they have not shown a substantial

likelihood of success on any of them.

A.

The parties contest the applicable standard of review. The plaintiffs want

strict scrutiny, ECF No. 11 at 24-25, while the DOD urges rational-basis review,

ECF No. 31 at 48. To justify strict scrutiny, the plaintiffs must show that the case

involves a suspect class or some fundamental right. Panama City Med. Diagnostic,

Ltd. v. Williams, 13 F.3d 1541, 1545 (11th Cir. 1994) (considering equal protection

claim); see also Doe v. Moore, 410 F.3d 1337, 1343 (11th Cir. 2005) (explaining

that substantive due process challenges merit strict scrutiny only if the plaintiff

identifies
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a fundamental right). There is no suspect class here,14 so the question is whether

there is a fundamental right at stake.

To allege a successful substantive due process claim, a plaintiff must give a

“careful description of the fundamental interest at issue” and show that the interest

is “deeply rooted in this Nation’s history and tradition, and implicit in the concept

of ordered liberty, such that neither liberty nor justice would exist if [it] were

sacrificed.” Doe v. Moore, 410 F.3d 1337, 1344 (11th Cir. 2005) (quoting Williams

v. King, 543 U.S. 1152, 1239 (2005)). Because substantive due process involves

unenumerated rights, courts must be “reluctant to expand the concept.” Washington

v. Glucksberg, 521 U.S. 702, 720 (1997) (quoting Collins v. City of Harker Heights,

503 U.S. 115, 125 (1992)).

14
The plaintiffs claim that mandating vaccines for servicemembers but not
for illegal immigrants constitutes alienage-based discrimination, ECF No. 11 at 28,
but they do not get far with this argument. Equal Protection “keeps governmental
decisionmakers from treating differently persons who are in all relevant respects
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alike.” Nordlinger v. Hahn, 505 U.S. 1, 10 (1992). (The Fourteenth Amendment’s
Equal Protection Clause refers only to the States, but it “has been ‘reverse
incorporated’ into the Fifth Amendment’s Due Process Clause” to apply against the
federal government too. Nat’l Parks Conservation Ass’n v. Norton, 324 F.3d 1229,
1241 n.4 (11th Cir. 2003) (citing Bolling v. Sharpe, 347 U.S. 497, 499-500
(1954)).) It is true that alienage can trigger strict scrutiny in an Equal Protection
analysis. See Graham v. Richardson, 403 U.S. 365, 376 (1971). But the DOD
mandate—the only policy at issue in this case—doesn’t differentiate based on
alienage. It applies to all servicemembers, regardless of alienage.
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Here, the plaintiffs struggle to identify the specific fundamental interest at

issue. They explicitly disclaim any general constitutional right to refuse

vaccinations or other medications.15 ECF No. 11 at 23. And although they point to

end-of-life and assisted-suicide cases, id. at 21-22 (citing Cruzan v. Dir., Mo. Dep’t

of Health, 197 U.S. 261, 278 (1990), and Glucksberg, 521 U.S. at 722 n.17), they

have not asserted the specific rights identified in those inapposite decisions. The

plaintiffs’ best effort at specificity is their argument that the Constitution protects

military personnel from being forced to accept “an unwanted, unnecessary, and

unproven experimental vaccine.” ECF No. 45 at 69:17-18. But they have not

pointed to any legal authority showing that such a right is “deeply rooted in this

Nation’s history and tradition.” Glucksberg, 521 U.S. at 721 (quoting Moore v City

of E. Cleveland, 431 U.S. 494, 503 (1977) (plurality op.)). Even if they had, now

that Comirnaty is FDA-approved, it is not “experimental” in any legally relevant

sense. And—Comirnaty’s approval aside—if Pfizer’s vaccines existed only under


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an EUA, there would only be a procedural barrier preventing the mandate. See 10

U.S.C. § 1107a(a)(1).16 (The plaintiffs have not asserted that § 1107a(a)(1) is

unconstitutional.)

15
That framing distinguishes the legal issues here from Jacobson v.
Massachusetts, 197 U.S. 11, 28 (1905) (holding that state smallpox vaccine
mandate did not violate constitutional liberty interests).
16
Once a drug receives an EUA, it is no longer considered under “clinical
investigation” under the PHSA or the FDCA. 21 U.S.C. § 360bbb-3(k). The

27
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As to whether Comirnaty is “unnecessary,” ECF No. 45 at 69:18, that is a

policy question left for the military to decide as a personnel matter, not for a court

to declare as a matter of fundamental right. Cf Gilligan v. Morgan, 413 U.S. 1, 10

(1973) (“It would be difficult to think of a clearer example [than military affairs] of

the type of governmental action that was intended by the Constitution to be left to

the political branches . . . [or one] in which the courts have less competence.”).

Because the plaintiffs have identified no clearly defined fundamental right “deeply

rooted in this Nation’s history and tradition,” they have not triggered heightened

scrutiny. Moore, 410 F.3d at 1134. Nor have they cited a single case applying strict

scrutiny to a vaccine mandate. See contra Klassen v. Tr. of Ind. Univ., 7 F.4th 592,

593 (7th Cir. 2021), emergency application for relief denied, No. 21A15 (Barrett,

J., in chambers) (Aug. 12, 2021) (applying rational-basis review to university


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vaccine mandate)).17

B.

Because strict scrutiny doesn’t apply, we are left with rational-basis review.

This is a “highly deferential” review, under which plaintiffs have the burden of

plaintiffs have offered no other judicially manageable way to determine whether a


drug is “experimental” under their asserted substantive due process right.
17
The plaintiffs cite Roman Catholic Diocese of Brooklyn v. Cuomo, 141 S.
Ct. 63, 67 (2020), which they contend shows strict scrutiny applies. That case did
apply strict scrutiny to a COVID-19 restriction, but it did so in the context of a Free
Exercise claim. Id. There is no such claim here.
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“negat[ing] every conceivable basis that might support [the DOD mandate], even if

that basis has no foundation in the record.” Leib v. Hillsborough Cnty. Pub. Transp.

Comm’n, 558 F.3d 1301, 1306 (11th Cir. 2009). In other words, there must be no

“reasonably conceivable state of facts that could provide a rational basis for the”

mandate. Williams v. Pryor, 240 F.3d 944, 948 (11th Cir. 2001) (quoting FCC v.

Beach Commc’ns, Inc., 508 U.S. 307, 314 (1993)) (cleaned up). And “[a] statute

survives rational basis review even if it seems unwise or if the rationale for it seems

tenuous.” Locke v. Shore, 634 F.3d 1185, 1196 (11th Cir. 2011) (quoting Romer v.

Evans, 517 U.S. 620, 632 (1996)) (cleaned up).

The plaintiffs have not met their extraordinary burden of showing the
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mandate lacks any rationality. They note the absence of certain vaccine

justifications in the record, but the defendants have no evidentiary burden in this

regard; they can base their mandate “on rational speculation unsupported by

evidence or empirical data.” Beach Commc’ns, 508 U.S. at 315. And it matters not

that the defendant’s decision may be the wrong one, so long as there is at least

some arguable basis for it.

The plaintiffs also argue that “[t]he DOD mandate also violates equal

protection insofar as it singles out, and discriminates against, Plaintiffs based on

their medical history, disabilities and/or medical conditions.” ECF No. 11 at 22.

They do not fully develop this argument, but it apparently relates to their

complaint that military personnel previously infected with COVID-19 will not

receive exemptions

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from the vaccine mandate. See ECF No. 11 at 18, ECF No. 3-2 at 10-11. To the

extent they argue that the mandate is irrational because it treats servicemembers

with natural immunity the same as those without—it requires vaccination even for

those who have recovered from a COVID-19 infection—plaintiffs could not

succeed because this is a facial challenge. They have to show more than an

unconstitutional application as to some; they “must demonstrate that no possible

application” of the mandate is constitutional. Doe v. Sullivan, 938 F.2d 1370, 1383
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(D.C. Cir. 1991). So although the plaintiffs point to the medical consensus that

natural immunity provides greater protection than vaccination alone, that is

insufficient to sustain their facial challenge. Relatedly, policies survive this

standard even when they are “significantly over-inclusive or under-inclusive,” so

long as they bear some rational connection to the policy’s goal. Williams, 240 F.3d

at 948.

At bottom, the plaintiffs have not met the heavy burden of showing facial

irrationality.

C.

Finally, the plaintiffs have not shown any likelihood of success on their

unconstitutional conditions claim. It is true that “the government may not deny a

benefit to a person because he exercises a constitutional right.” Koontz v. St. Johns

Water Mgmt. Dist., 570 U.S. 595, 604 (2013) (quoting Regan v. Tax’n With

Representation of Wash., 461 U.S. 540, 545 (1983)). But there is no conditioned

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benefit in this case; the whole basis of the plaintiffs’ lawsuit is that the DOD

requires them to be vaccinated, not that the DOD is “coercing [the plaintiffs] into

giving [] up” a constitutional right in exchange for extra benefits. Id. Even if

continued employment in the military were a conditional benefit for the purposes

of the doctrine, the plaintiffs would still fail because a “condition cannot be
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unconstitutional if it could be constitutionally imposed directly,” Rumsfeld v. F. for

Acad. & Inst. Rts., Inc., 547 U.S. 47, 59-60 (2006). As discussed above, plaintiffs

have not shown a likelihood of success on their claim that the DOD mandate cannot

constitutionally be imposed directly.

IV.

In conclusion, the plaintiffs have not shown they are entitled to the

preliminary injunctive relief they seek.18 Because they have not shown a likelihood

18
The defendants have raised certain alternative arguments that need not be
addressed. Their ripeness argument is jurisdictional, but in denying preliminary
injunctive relief, I have not determined that the court does have jurisdiction. It is
plaintiffs’ burden to show the court has jurisdiction, and the nature of their burden
depends on the stage of the proceedings. Lujan v. Defs. of Wildlife, 504 U.S. 555,
561 (1992). Because we are still at the pleading stage, and because the complaint
itself does not show any lack of ripeness, I have proceeded to consider the motion.
Cf. id. Of course, if the plaintiffs could not establish a likelihood that their claims
are ripe, they could not show a likelihood of success on the merits. Cf. Food &
Water Watch, Inc. v. Vilsack, 808 F.3d 905, 913 (D.C. Cir. 2015) (“[A] party who
seeks a preliminary injunction must show a substantial likelihood of standing.”).
But if they did not, that would only be a basis for denying preliminary injunctive
relief—not dismissing the case at this stage. And because I am denying
preliminary injunctive relief on other grounds, I have not further addressed
ripeness.
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of success on the merits, I need not evaluate the other preliminary injunction

factors. The motions (ECF Nos. 3, 10) are DENIED.

An initial scheduling order and an order addressing the plaintiffs request to


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proceed anonymously (ECF No. 4) will issue separately.

SO ORDERED on November 12, 2021.

s/ Allen Winsor
United States District Judge

32

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