Competition Law 2018
Competition Law 2018
12 June 2018
CONTENTS
General Provisions............................................................................................... 5
Article 1Scope of governance............................................................................................ 5
Article 2Applicable entities................................................................................................ 5
Article 3Interpretation of terms......................................................................................... 5
Article 4Application of the law on competition..................................................................6
Article 5Right to compete and principles of competition in business................................6
Article 6State policies on competition...............................................................................6
Article 7Responsibility for State administration of competition.........................................6
Article 8Prohibited practices relating to competition.........................................................6
Relevant Market And Market Share.......................................................................7
Article 1Determination of relevant market........................................................................7
Article 2 Determination of market share and combined market share..............................7
Agreements In Restraint Of Competition [Anti-competitive Agreements]................7
Article 1Agreements in restraint of competition................................................................7
Article 2Prohibited agreements in restraint of competition...............................................8
Article 3Assessment of significant competition-restraining impact or ability to cause
significant competition-restraining impact of agreements in restraint of
competition..................................................................................................... 8
Article 4Exemptions for prohibited agreements in restraint of competition......................8
Article 5Submission of file requesting exemption for prohibited agreement in restraint of
competition..................................................................................................... 9
Article 6Acceptance of jurisdiction over file requesting exemption for prohibited
agreement in restraint of competition.............................................................9
Article 7Requirement to supplement information and documents requesting exemption
for prohibited agreement in restraint of competition.......................................9
Article 8Consultation during the process of consideration of file requesting exemption for
prohibited agreement in restraint of competition..........................................10
Article 9Withdrawal of file requesting exemption for prohibited agreement in restraint of
competition................................................................................................... 10
Article 10Authority and time-limit for issuance of decision on exemption for prohibited
agreement in restraint of competition...........................................................10
Article 11Decision permitting exemption for prohibited agreement in restraint of
competition................................................................................................... 10
Article 12Carrying out agreement in restraint of competition in cases exemption is
permitted...................................................................................................... 11
Article 13Cancellation of decision permitting exemption for prohibited agreement in
restraint of competition.................................................................................11
Abuse Of Dominant Market Position And Abuse Of Monopoly Position...................11
Article 1Enterprise and group of enterprises having dominant market position..............11
Article 2Enterprise having monopoly position.................................................................12
Article 3Determination of significant market force [power].............................................12
Article 4Prohibited acts of abuse of dominant market position or abuse of monopoly
position......................................................................................................... 12
Article 5Control of enterprises operating in State monopoly sectors...............................12
Economic Concentration.....................................................................................13
Article 1Forms of economic concentration......................................................................13
LAW ON COMPETITION
This Law regulates practices in restraint of competition and economic concentrations which have or may
have a competition-restraining impact on Vietnam’s market; unfair competitive practices; competition legal
proceedings; dealing with breaches of the law on competition; and State administration of competition.
1 Industry and professional associations consist of trade associations and professional associations.
2 Practices in restraint of competition [anti-competitive acts]1 means practices which cause or may
cause a competition-restraining impact [or an adverse effect on competition] including practices of
agreement in restraint of competition, abuse of dominant market position, and abuse of monopoly
position.
4 Agreement in restraint of competition means an act of agreement between parties in any form which
causes or may cause a competition-restraining impact.
5 Abuse of dominant market position or abuse of monopoly position means practices by an enterprise
holding a dominant market position or a monopoly position which cause or may cause a competition-
restraining impact.
6 Unfair competitive practices means practices by an enterprise which are contrary to the principles of
goodwill, honesty, commercial practice and other standards in business and which cause or may
cause loss and damage to the legitimate rights and interests of other enterprises.
7 Relevant market means a market of goods or services which are interchangeable in terms of
characteristics, use purpose and price in specific geographical areas with similar competitive
conditions and which [areas] are significantly different from neighbouring geographical areas.
8 Competition legal proceedings means activities of investigating and dealing with competition cases,
and resolving complaints against decisions dealing with competition cases in accordance with the
sequence and procedures stipulated in this Law.
9 Competition cases means cases with an indication of a breach of the law on competition which are
investigated and dealt with in accordance with the provisions of this Law, consisting of competition-
restraining cases, breaches of the provisions on economic concentration, and unfair competition
cases.
1 This Law regulates competitive relations generally. Investigation of and dealing with competition
cases, exemption for prohibited agreements in restraint of competition, and notification of economic
concentration must comply with the provisions of this Law.
2 If any other law regulating practices in restraint of competition, forms of economic concentration,
unfair competitive practices and dealing with unfair competitive practices is different from the
provisions of this Law then the provisions of such law shall apply.
1 Enterprises have the right to compete freely in accordance with law. The State guarantees the right
to compete lawfully in business.
2 Competition must be undertaken on the principles of honesty, fairness and wellbeing; and non-
infringement of the interests of the State, the public interest, and the lawful rights and interests of
enterprises and consumers.
1 To create and maintain a healthy, fair, equal and transparent competitive environment.
2 To promote competition and ensure the right of enterprises to compete freely in business in
accordance with law.
3 To enhance accessibility to the market, to improve economic efficiency and social welfare, and to
protect the interests of consumers.
4 To create favourable conditions for society and consumers to participate in the process of supervising
the implementation of the law on competition.
2 The Ministry of Industry and Trade [MOIT] is the co-ordinating agency which assists the Government
in exercising State administration of competition.
3 Ministries and ministerial equivalent agencies, within the scope of their respective duties and powers,
are responsible to co-ordinate with the MOIT in exercising State administration of competition.
4 Provincial people's committees, within the scope of their respective duties and powers, are
responsible to exercise State administration of competition.
1 State agencies perform the following acts which hinder competition in the market:
(a) Force, request or recommend that an enterprise, agency, organization or individual
conduct or not conduct production, purchase or sale of specific goods, or supply or use
of specific services, or purchase or sale of goods, or supply or use of services with a
specific enterprise, except for goods and services belonging to State monopoly sectors
or in cases of emergency as stipulated by law;
(b) Discriminate between enterprises;
(c) Force, request or recommend that industry or professional associations, other socio-
occupational organizations or enterprises associate with each other aimed at restricting
competition in the market;
(d) Abuse position or power to interfere illegally with competition.
2 Organizations and individuals provide information to, canvass, urge, force or organize for enterprises
to conduct practices in restraint of competition and unfair competitive practices.
1 Relevant market is determined based on relevant product market and relevant geographical market.
Relevant product market is a market of goods or services which are interchangeable in terms of
characteristics, use purpose and price.
Relevant geographical market means a specific geographical area in which interchangeable goods or
services are supplied on similar competitive conditions and which area is significantly different from
neighbouring geographical areas.
1 On the basis of the characteristics and nature of a relevant market, the market share of an enterprise
in the relevant market is determined by one of the following methods:
(a) The percentage of turnover from sales of such enterprise over the total turnover from
sales of all enterprises in the relevant market on a monthly, quarterly or annual basis;
(b) The percentage of turnover of inward purchases of such enterprise over the total
turnover of inward purchases of all enterprises in the relevant market on a monthly,
quarterly or annual basis;
(c) The percentage of quantity of units of goods or services sold by such enterprise over the
total quantity of units of goods or services sold by all enterprises in the relevant market
on a monthly, quarterly or annual basis;
(d) The percentage of quantity of units of goods or services purchased by such enterprise
over the total quantity of units of goods or services purchased by all enterprises in the
relevant market on a monthly, quarterly or annual basis.
2 Combined market share is the total market share in the relevant market of enterprises involved in
practices in restraint of competition or economic concentration.
4 If an enterprise has not operated for a full financial year, turnover, inward turnover or quantity of units
of goods or services sold or purchased to determine the market share prescribed in clause 1 above is
calculated from the time the enterprise commences its operation to the time the market share is
determined.
CHAPTER 3
Agreements In Restraint Of Competition [Anti-competitive Agreements]
Article 1 Agreements in restraint of competition
1 Agreements either directly or indirectly fixing the price of goods and services.
2 Agreements to share customers or to share consumer markets or sources of supply of goods and
services.
3 Agreements to restrain or control the quantity or volume of goods produced, purchased or sold and
services provided.
4 Agreements in order for one or more parties to the agreement to win a tender when participating in
tendering for supply of goods and services.
6 Agreements which exclude from the market other enterprises not parties to the agreement.
8 Agreements to impose on other enterprises conditions for signing contracts for purchase and sale of
goods or supply of services, or to force other enterprises to accept obligations which are not related
in a direct way to the subject matter of the contract.
10 Agreements to restrain the product sale market or sources of supply of goods and services of parties
not participating in the agreements.
1 Agreements in restraint of competition among enterprises in the same relevant market as prescribed
in clauses 1, 2 and 3 of article 11 of this Law.
3 Agreements in restraint of competition among enterprises in the same relevant market as prescribed
in clauses 7 to 11 of article 11 of this Law when such agreements cause or have the ability to cause
a significant competition-restraining impact in the market.
1 The NCC assesses significant competition-restraining impact or the ability to cause significant
competition-restraining impact of agreements in restraint of competition on the basis of some of [a
number of] the following factors:
(a) Market share ratio of enterprises participating in the agreement;
(b) Barriers to market access or expansion;
(c) Restriction of research, development and renovation of technologies, or restriction of
technological capacity;
(d) Reduction of the ability to access or possess essential infrastructure;
(dd) Increase of costs and time of customers in purchase of goods or services from
enterprises participating in the agreement or when changing to purchase other relevant
goods or services;
(e) Hindering competition in the market via the control of special factors in industries and
sectors relating to the enterprises to the agreement.
2 The Government provides detailed regulations on clause 1 of this article.
Article 5 Submission of file requesting exemption for prohibited agreement in restraint of competition
Article 6 Acceptance of jurisdiction over file requesting exemption for prohibited agreement in
restraint of competition
1 The NCC is responsible to accept jurisdiction over files requesting exemption for prohibited
agreements in restraint of competition.
2 Within seven working days from the date of receipt of a file requesting exemption, the NCC is
responsible to provide written notice to the party which submitted the file on the completeness and
validity of the file.
If a file is incomplete or invalid, the NCC is responsible to provide written notice of specific items
required to be amended or supplemented by the [relevant] parties within thirty (30) days from the
date of the notice.
If, upon expiry of the above period, the required party fails to amend or supplement or fails to amend
or supplement the file adequately as required, the NCC returns the file.
3 Upon receiving a notice stating that the file is complete and valid, the party which submitted the file
must pay a fee for evaluation of the file in accordance with the law on fees and charges.
4 The file is accepted from the time the party submitting the file fulfils the obligation to pay the fee for
evaluation of the file.
1 After accepting a file requesting exemption for a prohibited agreement in restraint of competition, the NCC
has the right to require that the party which submitted the file supplement other necessary
2 Where the required party fails to supplement or fails to supplement complete information and
documents as requested, the NCC considers and issues a decision on the basis of the available
information and documents.
Article 8 Consultation during the process of consideration of file requesting exemption for prohibited
agreement in restraint of competition
1 The NCC has the right to consult relevant agencies, organizations and individuals on the contents of
a prohibited agreement in restraint of competition for which exemption is requested.
2 Within fifteen (15) days from the date of receipt of a request from the NCC for consultation, the
agencies, organizations and individuals consulted are responsible to provide a written reply and
provide information and documents relating to the contents being consulted.
Article 9 Withdrawal of file requesting exemption for prohibited agreement in restraint of competition
1 An enterprise has the right to withdraw its file requesting exemption for a prohibited agreement in
restraint of competition. The request for withdrawal of the file must be made in writing and sent to the
NCC.
2 The fee for evaluation of a file requesting exemption is not refundable to the enterprise withdrawing
such file.
Article 10 Authority and time-limit for issuance of decision on exemption for prohibited agreement in
restraint of competition
1 The NCC issues a decision consenting or a decision not consenting to the parties' entitlement to an
exemption for a prohibited agreement in restraint of competition in accordance with this Law; in the
case of not so consenting, the reasons must be specified.
2 The time-limit for issuance of a decision on exemption is sixty (60) days from the date of acceptance of
jurisdiction over a file.
3 In complex cases, the NCC may extend the time-limit for issuing the decision stipulated in clause 2 of
this article, but not for more than thirty (30) days. The extension must be notified in writing to the
party which submitted the file no later than three working days prior to expiry of the time-limit for
issuance of a decision.
4 If the NCC commits a breach of the regulations on sequence, procedures and time-limit for issuance
of a decision on exemption, enterprises have the right to lodge a complaint or take legal action in
accordance with law.
1 A decision permitting exemption for a prohibited agreement in restraint of competition must contain
the following main particulars:
(a) Names and addresses of the parties to the agreement;
(b) Contents of the agreement to be carried out;
(c) Conditions on and obligations of the parties to the agreement;
(d) Duration of effectiveness of the exemption.
2 A decision permitting exemption for a prohibited agreement in restraint of competition must be sent to
the parties to such agreement within seven working days from the date of issuance of such decision.
3 The duration of effectiveness of an exemption as prescribed in clause 1(d) above does not exceed
five years from the date of issuance of the decision.
1 The parties participating in an agreement in restraint of competition which satisfy the conditions for
entitlement to an exemption as prescribed in article 14.1 of this Law may perform such agreement
only after they have a decision permitting exemption as stipulated in article 21 of this Law.
1 The NCC decides to cancel a decision permitting exemption in the following cases:
(a) The conditions for the exemption no longer exists;
(b) A fraud in the request for exemption is discovered;
(c) The enterprise entitled to the exemption commits a breach of the conditions and
obligations for entitlement to exemption in the decision permitting exemption;
(d) The decision permitting exemption relied on inaccurate information and documents
about the conditions for permitting exemption.
2 If the conditions for permitting exemption no longer exist, the party entitled to the exemption is
responsible to notify the NCC thereof in order for the latter to issue a decision cancelling the decision
permitting exemption.
3 The decision cancelling a decision permitting exemption must be sent to the parties to the agreement
within seven working days from the date of its issuance.
CHAPTER 4
Abuse Of Dominant Market Position And Abuse Of Monopoly Position
Article 1 Enterprise and group of enterprises having dominant market position
1 An enterprise is deemed to hold a dominant market position when it has significant market force as
determined in accordance with article 26 of this Law or has thirty per cent (30%) or more of the
market share in the relevant market.
2 A group of enterprises is deemed to hold a dominant market position when they act together to cause
a competition-restraining impact and have significant market force as determined in accordance with
article 26 of this Law or have aggregate market share falling into one of the following cases:
(a) Two enterprises have aggregate market share of fifty per cent (50%) or more in the
relevant market;
(b) Three enterprises have aggregate market share of sixty five per cent (65%) or more in
the relevant market;
(c) Four enterprises have aggregate market share of seventy five per cent (75%) or more in
the relevant market;
(d) Five enterprises or more have aggregate market share of eighty five per cent (85%) or
more in the relevant market.
3 A group of enterprises which hold a dominant market position as prescribed in clause 2 of this article
does not include enterprises which have a market share of less than 10% in the relevant market.
An enterprise is deemed to hold a monopoly position if no other enterprise competes with the goods or
services in which the first enterprise is doing business in the relevant market.
1 The significant market force [power] of an enterprise or a group of enterprises is determined on the
basis of some of the following factors:
(a) Correlation of market shares [market share ratio] among enterprises in the relevant
market;
(b) Financial strength and scale of the enterprise;
(c) Barriers to another enterprise to enter or expand the market;
(d) Ability to possess, access and control the market of distribution and/or consumption of
goods or services or supply sources of goods or services;
(dd) Advantages of technologies and technical infrastructure;
(e) Ownership and right to possess and access infrastructure;
(g) Ownership and right to use objects of intellectual property rights;
(h) Ability to switch to sources of supply and demand of other relevant goods or services;
(i) Special factors in the industry or sector in which the enterprise is conducting business.
2 The Government provides detailed regulations on clause 1 of this article.
Article 4 Prohibited acts of abuse of dominant market position or abuse of monopoly position
1 Enterprises and groups of enterprises holding a dominant market position conduct the following acts:
(a) Selling goods or providing services below total prime cost, which results in or is capable
of resulting in excluding competitors;
(b) Imposing unreasonable purchase or selling prices for goods and services, or fixing
minimum re-selling prices which causes or is capable of causing loss to customers;
(c) Restraining production or distribution of goods or services, limiting the market, or
hindering technical and technological development, which causes or is capable of
causing loss to customers;
(d) Imposing different commercial conditions in similar transactions, which results in or is
capable of resulting in hindering other enterprises from participating in or expanding the
market or excluding other enterprises;
(dd) Imposing on other enterprises conditions for signing contracts for purchase and sale of
goods and services or requesting other enterprises or customers to accept obligations
which are unrelated in a direct way to the subject matter of the contract, which results in
or is capable of resulting in hindering other enterprises from participating in or
expanding the market or excluding other enterprises.
(e) Hindering the participation in or expansion of the market by other enterprises;
(g) Conducting acts of abusing the dominant market position which are prohibited by other
laws.
2 Enterprises holding a monopoly position conduct the following acts:
(a) Conducting the acts prescribed in sub-clauses (b) to (e) of clause 1 of this article;
(b) Imposing conditions to the disadvantage of customers;
(c) Abusing the monopoly position to unilaterally change or rescind signed contracts without
justifiable reasons;
(d) Conducting acts of abusing the monopoly position which are prohibited by other laws.
Article 5 Control of enterprises operating in State monopoly sectors
1 The State controls enterprises operating in State monopoly sectors by the following measures:
(a) Deciding the purchase and selling prices of goods and services in State monopoly
sectors;
(b) Deciding the quantity, volume and market scope of goods and services in State
monopoly sectors;
(c) Orienting [directing] and organizing markets relating to goods and services belonging to
State monopoly sectors in accordance with this Law and other provisions of relevant
laws.
CHAPTER 5
Economic Concentration
Article 1 Forms of economic concentration
3 Consolidation of enterprises means the transfer by two or more enterprises of all of their lawful
assets, rights, obligations and interests to form one new enterprise and, at the same time, the
termination of the business activities or the existence of the consolidating enterprises.
4 Acquisition of an enterprise means the purchase by one enterprise of all or part of the capital
contribution or assets of another enterprise sufficient to control or govern the acquired enterprise or
any of its trades or business lines.
5 Joint venture between enterprises means two or more enterprises together contribute a portion of
their lawful assets, rights, obligations and interests to form a new enterprise.
Enterprises carrying out an economic concentration which causes the effect or is capable of causing the
effect of significantly restricting competition in the market of Vietnam.
1 The NCC assesses significant competition-restraining impact or the ability to cause significant
competition-restraining impact of economic concentration on the basis of any of or a combination of
the following factors:
(a) Combined market share of enterprises participating in the economic concentration in the
relevant market;
(b) Extent of concentration in the relevant market before and after the economic
concentration;
(c) Relationship of the enterprises participating in the economic concentration in the chain
of production, distribution and supply of a certain type of goods or services or whose
business lines are mutual inputs or complementary to [assist] each other;
(d) Competitive advantages brought by the economic concentration in the relevant market;
(dd) Ability of an enterprise after economic concentration to significantly increase prices or
the rate of return on sales;
(e) Ability of an enterprise after economic concentration to exclude or hinder other
enterprises from entering or expanding the market;
(g) Special factors in the industry or sector in which the enterprises participating in the
economic concentration operate.
2 The Government provides detailed regulations on clause 1 of this article.
1 The NCC assesses positive impact of economic concentration on the basis of one or a combination
of the following factors:
(a) Positive impact on the development of industries, sectors, and science and technology in
accordance with the State strategies and master plans;
(b) Positive impact on the development of small and medium-sized enterprises;
(c) Enhancement of the competitiveness of Vietnamese enterprises in the international
market.
2 The Government provides detailed regulations on clause 1 of this article.
1 Enterprises which participate in an economic concentration must submit a file notifying the economic
concentration to the NCC as stipulated in article 34 of this Law prior to carrying out the economic
concentration if [such economic concentration] reaches the threshold requiring notification of
economic concentration.
2 The threshold requiring notification of economic concentration is determined on the basis of one of
the following criteria:
(a) Total assets in the market of Vietnam of the enterprises participating in the economic
concentration;
(b) Total turnover in the market of Vietnam of the enterprises participating in the economic
concentration;
(c) Transaction value of the economic concentration;
(d) Combined market share in the relevant market of the enterprises participating in the
economic concentration.
3 The Government provides detailed regulations on this article in line with the socio-economic
conditions in each period.
2 The NCC is responsible, within seven working days from the date of receipt of a file notifying an
economic concentration, to provide written notice to the party which submitted the file of the
completeness and validity of the file.
If the file is incomplete or invalid, then the NCC is responsible to provide written notice of the specific
contents required to be amended or supplemented in order for the [filing] parties to amend or
supplement the file within thirty (30) days from the date of notice.
If upon expiry of the above period, the requested party fails to amend or supplement the file or fails to
amend or supplement the file completely as requested, the NCC returns the file notifying an
economic concentration.
4 The Government provides detailed regulations on clause 1 of this article and criteria for determining
economic concentrations which must be subject to an official appraisal as stipulated in clause 2(b) of
this article.
1 The NCC conducts an official appraisal of an economic concentration within ninety (90) days from the
date of issuance of a notice of the results of preliminary appraisal with the content prescribed in
article 36.2(b) of this Law.
In complex cases, the NCC may extend the time-limit for official appraisal but not exceeding sixty
(60) days and sends a written notice to the enterprise which submitted the file notifying the economic
concentration.
1 During the process of official appraisal of an economic concentration, the NCC [may] request the
enterprise which submitted the file notifying the economic concentration to supplement information
and documents, but on not more than two occasions.
2 The enterprise which submitted the file is responsible to supplement information and documents
relating to the economic concentration, and is responsible for the completeness and accuracy of
supplemented information and documents as requested by the NCC.
3 If the requested party fails to supplement or fails to supplement completely information and
documents as requested, the NCC considers and makes a decision on the basis of the available
information and documents.
4 The period for supplementing information and documents as prescribed in clause 2 of this article is
not included in the time-limit for appraisal of the economic concentration stipulated in article 37.1 of
this Law.
1 During evaluation of an economic concentration, the NCC has the right to consult with the agencies
managing the industries or sectors in which enterprises participating in such economic concentration
are operating.
Within fifteen (15) days from the date of receipt of a written request for consultation from the NCC,
the agency being consulted is responsible to provide a written reply regarding the contents consulted.
2 During evaluation of an economic concentration, the NCC may consult with other related enterprises,
organizations and individuals.
Article 12 Responsibility for provision of information and documents by agencies, organizations and
individuals involved in evaluation of economic concentration
1 Relevant agencies, organizations and individuals are responsible to promptly provide complete and
accurately information and documents as requested by the NCC during evaluation of an economic
concentration, unless otherwise stipulated by law.
2 The NCC is responsible to keep confidential, in accordance with law, information and documents
provided.
1 Upon completion of an official appraisal of an economic concentration, the NCC, on the basis of the
contents of the official appraisal, makes a decision on one of the following contents:
(a) The economic concentration may be conducted;
(b) The economic concentration is subject to conditions as set out in article 42 of this Law;
(c) The economic concentration falls within the prohibited category.
2 The decision on an economic concentration as prescribed in clause 1 of this article must be sent to
the enterprises participating in the economic concentration within five working days from the date of
issuance of the decision.
3 If the NCC does not issue a decision within the stipulated time-limit, thereby causing loss and
damage to the enterprise, it must pay compensation in accordance with law.
Economic concentration subject to conditions means an economic concentration which may be conducted
but must satisfy one or more of the following conditions:
2 Controlling content related to the purchase or selling price of goods, services or other transaction
conditions in contracts of the enterprise formed after the economic concentration;
3 Other measures for overcoming the ability to cause the effect of restricting competition in the market;
4 Other measures for enhancing the positive impact of the economic concentration.
1 An enterprise which implements an economic concentration as set out in clauses 2(a) and 3 of article
36 and clauses (a) and (b) of article 41.1 of this Law is permitted to carry out economic concentration
procedures in accordance with the law on enterprises and other provisions of relevant laws.
2 An enterprise which participates in an economic concentration and falls into the category set out in
article 41.1(b) of this Law must fully implement the conditions on economic concentration in
accordance with a decision of the NCC on economic concentration, both before and after
implementing the economic concentration.
3 Enterprises falling into the category requiring official appraisal of the economic concentration and
implementing the economic concentration when the NCC has not yet issued a decision as prescribed
in article 41 of this Law.
4 Enterprises failing to perform or failing to perform fully the conditions set out in the decision on
economic concentration as prescribed in article 41.1(b) of this Law.
5 Enterprises implementing an economic concentration in the case prescribed in article 41.1(c) of this
Law.
CHAPTER 6
Prohibited Unfair Competitive Practices [Acts]
Article 1 Prohibited unfair competitive practices
3 Providing untruthful information about another enterprise by way of directly or indirectly spreading
untruthful information about [such other] enterprise which adversely impacts on the reputation,
financial position or business activities of such other enterprise.
4 Causing disruption to the business activities of another enterprise by way of directly or indirectly
hindering or interrupting the lawful business activities of such other enterprise.
CHAPTER 7
National Competition Committee
Article 1 National Competition Committee [NCC]
1 The NCC is an agency under the MOIT and consists of a Chairman, Deputy Chairmen and members.
The Competition Investigation Agency and other functional agencies are the assisting apparatus of
the NCC.
The Chairman of the NCC shall be the head who is legally responsible for organization of operation of the
NCC.
1 Members of the NCC perform duties of participating in councils for dealing with competition-
restraining cases and/or councils for resolving complaints against decisions dealing with cases of
restraint of competition in accordance with the sequence and procedures of competition legal
proceedings in this Law.
2 The number of members of the NCC is no more than fifteen (15), comprising: the chairman of the
NCC and other members. Members of the NCC are officials of the Ministry of Industry and Trade and
of relevant ministries and branches, and experts and scientists.
3 Members of the NCC are appointed and removed by the Prime Minister at the request of the Minister
of Industry and Trade.
4 The term of office of a member of the NCC shall be five years and such member may be re-
appointed.
1 Being a Vietnamese citizen, having good ethics, and being incorruptible and honest.
1 The Competition Investigation Agency is under the NCC with the function of investigating breaches
prescribed in this Law.
2 The Competition Investigation Agency has the following duties and powers:
(a) Collecting and receiving information for the purpose of detecting acts with indications of
breaches of the law on competition;
(b) Organizing investigation into competition cases;
(c) Proposing application, change or cancellation of preventive measures and ensuring
resolution of administrative breaches during investigation and resolution of competition
cases;
(d) Conducting professional measures for investigating during investigation in compliance
with law;
(dd) Other duties as assigned by the Chairman of the NCC.
Article 6 Head of the Competition Investigation Agency
1 The Head of the Competition Investigation Agency is appointed and removed by the Chairman of the
NCC.
2 The Head of the Competition Investigation Agency is responsible to organize the operation of the
Competition Investigation Agency in order to perform the functions, duties and powers stipulated in
article 50 of this Law.
1 Investigators of competition cases are appointed and removed by the Chairman of the NCC.
2 Investigators of competition cases conduct investigation into competition cases as assigned by the
Head of the Competition Investigation Agency.
1 Being a Vietnamese citizen, having good ethics, and being incorruptible and honest.
4 Having at least a total of five years of working experience in one or more of the sectors stipulated in
clause 3 of this article.
5 Having undertaken training and refresher training in investigation professional and technical skills.
CHAPTER 8
Competition Legal Proceedings
Section 1
General Provisions
2 The agency and persons carrying out the competition legal proceedings, and participants in
competition legal proceedings must, within the scope of their respective responsibilities, powers and
obligations, maintain the confidentiality of information relating to competition cases and business
secrets of enterprises in accordance with law.
3 To respect the lawful rights and interests of the enterprises, organizations and individuals concerned
in competition legal proceedings.
The written and spoken language used in competition legal proceedings is Vietnamese. Persons
participating in competition legal proceedings have the right to use their native written and spoken
language, and in such case an interpreter shall be required.
Article 3 Evidence
1 Evidence means anything which is true and is used as grounds for determining whether or not a
practice is in breach of the law on competition, whether or not an enterprise is in breach and other
meaningful elements2 in resolution of a competition case.
1 Competent agencies and authorized persons3 are, within the scope of their respective functions,
duties and powers, responsible for coordinating and supporting the investigation process and
handling of competition cases as requested by the NCC, the Competition Investigation Agency and/or
councils for dealing with competition-restraining cases.
Article 5 Agencies conducting competition legal proceedings and persons conducting competition
legal proceedings
1 To make a decision establishing a council for dealing with a competition-restraining case to resolve
such case, and to appoint a secretary of the investigative hearing from among the officials of the
NCC.
2 To make decisions replacing members of a council for dealing with a competition-restraining case
and/or a secretary to an investigative hearing.
3 To establish a council for resolving complaints against a decision dealing with a competition-
restraining case and to act concurrently as the chairman of such council.
4 To resolve complaints against decisions dealing with breaches of the provisions on economic
concentration or unfair competition.
5 To request competent agencies to apply, change or cancel preventive measures and ensure
settlement of administrative breaches during investigation and resolution of competition cases in
accordance with the law on dealing with administrative breaches.
3 Allens footnote: This terminology usually refers to State agencies and State employees.
1 A council for dealing with a competition-restraining case is established under a decision of the
Chairman of the NCC to deal with a specific case of restraint of competition. The council terminates
its operation and dissolves itself upon fulfilment of its duties. The council operates independently and
complies with law only.
3 A council for dealing with a competition-restraining case deals with such case on a collective basis
and adopts decisions by majority.
Article 8 Duties and powers of council for dealing with a competition-restraining case, and of
chairman and members of the council
1 A council for dealing with a competition-restraining case has the following duties and powers:
(a) To decide to open an investigative hearing;
(b) To summons persons to participate in the investigative hearing;
(c) To summons witnesses at the request of parties;
(d) To decide to seek an expert evaluation; to decide to change an evaluation expert or
interpreter;
(dd) To request that the Competition Investigation Agency conduct further investigation;
(e) To decide to stay resolution of the competition-restraining case;
(g) To decide to deal with the competition-restraining case;
(h) To request the Chairman of the NCC perform the duties and powers prescribed in clauses
2 and 5 of article 59 of this Law;
(i) Other duties and powers as stipulated in this Law.
2 The chairman of a council for dealing with a competition-restraining case has the following duties and
powers:
(a) To organize dealing with the competition-restraining case;
(b) To convene and chair meetings of the council;
(c) To sign documents of the council;
(d) Other duties and powers as stipulated in this Law.
3 Members of a council for dealing with a competition-restraining case have the following duties and
powers:
(a) To attend all meetings of the council;
(b) To discuss and vote on matters within the scope of duties and powers of the council.
Article 9 Duties and powers of the Head of the Competition Investigation Agency when conducting
competition legal proceedings
1 The Head of the Competition Investigation Agency has the following duties and powers:
(a) To make decisions to investigate competition cases on the basis of an approval by the
Chairman of the NCC;
(b) To make decisions assigning investigators of competition cases;
(c) To request agencies, organizations and individuals to provide documents, information,
material and explanatory statements relevant to the facts of a case as requested by an
investigator of a competition case;
(d) To make decisions replacing the investigator of a competition case;
(dd) To make decisions calling for expert evaluation; to make decisions changing evaluation
experts or interpreters during the process of investigation;
(e) To make decisions summonsing witnesses at the request of parties;
(g) To make decisions extending time-limits for investigation, and to make decisions staying
investigation of competition cases upon approval of the Chairman of the NCC;
(h) To propose that the Chairman of the NCC request competent agencies to apply, change
or cancel preventive measures and ensure settlement of administrative breaches during
investigation;
(i) To conclude investigation of competition cases;
Article 10 Duties and powers of investigator of a competition case when conducting competition legal
proceedings
1 To conduct the investigation into the competition case as allocated by the Head of the Competition
Investigation Agency;
4 To be responsible before the Head of the Competition Investigation Agency and before the law for the
exercise of his/her duties and powers.
7 To recommend that the Head of the Competition Investigation Agency make decisions on extension,
stay and conclusion of investigation into the competition case, and to seek an expert's assessment,
or replacement of an expert or interpreter during investigation;
8 To make a report to the Head of the Competition Investigation Agency in order to recommend that the
Chairman of the NCC require application of measures by competent agencies to prevent and ensure
settlement of administrative breaches during investigation.
10 To prepare the necessary technical matters prior to the opening of the investigative hearing;
12 To report to the council for dealing with a competition-restraining case on who is in attendance and
who is not in attendance amongst the persons summonsed to attend;
14 To undertake other tasks assigned by the chairman of the council for dealing with the competition-
restraining case.
Section 3
Participants in Competition Legal Proceedings
18 Complainants.
19 Defendants.
20 Investigated parties.
22 Persons protecting lawful rights and interests of complainants, defendants, investigated parties or
persons with related interests and obligations.
23 Witnesses.
24 Evaluation experts.
25 Interpreters.
26 A complainant being any organization or individual whose complaint file prescribed in article 77 of this
Law has been received and considered by the NCC for investigation in accordance with article 78 of
this Law has the following rights:
(a) The rights prescribed in clause 3 of this article;
(b) To recommend that the Chairman of the NCC apply measures to prevent and ensure
resolution of administrative breaches during investigation and resolution of the
competition case.
27 A defendant being any organization which or an individual who is the subject of a complaint regarding
an act in breach of the law on competition has the following rights:
(c) To be informed about the fact that it/he/she is the subject of a complaint;
(d) To explain the contents of the complaint.
28 An investigated party being any organization or individual whom the NCC decides to investigate in
the circumstances set out in article 80 of this Law has the following rights:
(e) To participate in the stages of the competition legal proceedings;
(f) To provide information, documents and material to protect its/his/her legal rights and
interests;
(g) To be informed about information, documents and material presented by the
complainant or the Competition Investigation Agency;
(h) To study the documents in the competition case file and to record and photocopy
necessary documents in such file in order to protect its/his/her legal rights and interests,
except for documents or evidence which must not be made public pursuant to law;
(dd) To participate in and present opinions at the hearing sessions;
(i) To request that a witness be summonsed;
(g) To request an expert evaluation;
(h) To recommend replacement of the persons conducting or the persons participating in the
competition legal proceedings;
30 A person protecting the lawful rights and interests of a complainant, defendant, investigated party or
person with related interests and obligations means the person who participates in competition legal
proceedings at the written request of such complainant, defendant, investigated party or person with
related interests and obligations, in order to protect their lawful rights and interests.
31 Any of the following persons is permitted to act as the person protecting the lawful rights and
interests of a complainant, defendant, investigated party or person with related interests and
obligations:
(a) A lawyer in accordance with the law on lawyers;
(b) A Vietnamese national having full capacity for civil acts, having knowledge of law, not
currently subject to criminal prosecution and not having a police record.
32 A person protecting the lawful rights and interests of a complainant, defendant, investigated party or
person with related interests and obligations may protect the lawful rights and interests of multiple
parties in the same case if such parties do not have opposing lawful rights and interests. Multiple
persons protecting lawful rights and interests may jointly protect the lawful rights and interests of one
party in the case.
33 When carrying out the procedures for registration of persons protecting lawful rights and interests of
complainants, defendants, investigated parties or persons with related interests and obligations, the
registering persons must produce a written request for protection of related interests and obligations
of such complainants, defendants, investigated parties or persons with related interests and
obligations.
34 When participating in competition legal proceedings, persons protecting lawful rights and interests of
complainants, defendants, investigated parties or persons with related interests and obligations have
the following rights and obligations:
(c) To participate in the various stages of competition legal proceedings;
(d) To verify and collate information or evidence and to provide information or evidence in
order to protect the lawful rights and interests of their represented party;
(e) To study the documents in the competition case file and to record or photocopy
necessary documents in such file in order to take action to protect the lawful rights and
interests of their represented party;
(f) To recommend, on behalf of their represented party, the replacement of a person
conducting or persons participating in the competition legal proceedings;
(dd) To respect the truth and the law; and not to bribe, compel or entice others to give false
evidence or to provide false documents;
(e) To present themselves in accordance with an invitation letter or a summons from the
NCC, the Competition Investigation Agency or the council for dealing with the
35 A person with knowledge of circumstances relating to the contents of a competition case may be
summonsed as a witness by the Competition Investigation Agency or the council for dealing with the
competition-restraining case. A person lacking civil capacity may not act as a witness.
38 An evaluation expert means a person who has the necessary understanding and knowledge about a
sector in which expert evaluation is required and who is sought by the Head of the Competition
Investigation Agency or the council for dealing with a competition-restraining case, or who is
recommended by the concerned parties for his/her expert evaluation in cases where the Head of the
Competition Investigation Agency or the council for dealing with the competition-restraining case
refuses to seek an expert evaluation.
41 An evaluation expert must refuse to participate in competition legal proceedings or must be replaced
in the following cases:
(e) He or she is the complainant, investigated party, person with related interests and
obligations or relative of a complainant, investigated party, person with related interests
and obligations;
(f) He or she has already participated in the same competition legal proceedings as a
person protecting the lawful rights and interests, or as a witness or an interpreter;
(g) There are clear grounds to demonstrate that he or she may not be impartial in the
exercise of his or her duties
Article 18 Interpreters
42 An interpreter means a person with the ability to translate into the Vietnamese language from another
language and vice versa if a participant in the competition legal proceedings is unable to speak
Vietnamese. An interpreter may be required by the Competition Investigation Agency or the council for
dealing with a competition-restraining case for interpretation or selected by the complainant, the
defendant, investigated party or person with related interests and obligations or selected as agreed by the
parties but must be approved by the Competition Investigation Agency or the council for dealing with the
competition-restraining case.
46 Person with related interests and obligations means a person who does not make a complaint about
the competition case and is not an investigated party; however, the resolution of the competition case
involves his/her interests and obligations, so the participation of such person in the legal proceedings
in the capacity of a person with related interests and obligations may be requested by himself/herself,
or by the complainant or investigated party, and accepted by the Competition Investigation Agency
and/or the council for dealing with the competition-restraining case; or the Competition Investigation
Agency and/or the council for dealing with such case may include such person in the legal
proceedings in the capacity of a person with related interests and obligations.
47 Persons with related interests and obligations may make an independent request or participate in
competition legal proceedings with [on the same side as] the complainant or the investigated party.
The procedures for persons with related interests and obligations to make an independent request
are carried out in accordance with the procedures for complaints about competition cases.
48 A person with related interests and obligations who makes independent claims or who participates in
competition legal proceedings with [on the same side as] the complainant or who only has interests,
has the rights and obligations set out in clauses 1 and 4 of article 67 of this Law.
49 A person with related interests and obligations who participates in competition legal proceedings with
[on the same side as] the investigated party or who only has obligations, has the rights and
obligations set out in clauses 3 and 4 of article 67 of this Law.
Article 20 Refusal to act as an evaluation expert or interpreter and request for replacement of
evaluation expert or interpreter
Any refusal to act as an evaluation expert or interpreter or any request for replacement of an evaluation
expert or interpreter must be made in writing, specifying the reasons therefor.
50 The replacement of an evaluation expert or interpreter is decided by the Head of the Competition
Investigation Agency, except for the cases prescribed in clause 2 of this article.
51 During resolution of a competition restraint case, the council for dealing with the competition-
restraining case makes a decision replacing an evaluation expert or interpreter.
If an evaluation expert or interpreter must be replaced during at a hearing session, the council for
dealing with such case issues a decision adjourning the hearing session. Seeking another evaluation
expert or appointing another interpreter complies with articles 70 and 71 of this Law.
Section 4
Sequence and Procedures for Investigation of and Dealing with Competition Cases
52 Any organization which or individual who discovers a practice showing an indication of a breach of
the law on competition is responsible to notify and provide the NCC with information and/or evidence.
53 Organizations and individuals are responsible for providing truthful information and evidence
provided to the NCC.
55 The NCC is responsible to receive, verify and evaluate information and/or evidence provided by
organizations and individuals of practices showing indications of a breach of the law on competition.
56 The NCC has the right to request the organizations and individuals prescribed in article 75.1 of this
Law to provide additional information or evidence to clarify the practice in breach.
57 Organizations and individuals who consider that their lawful rights and interests have been infringed
as a result of a breach of the provisions of the law on competition have the right to lodge a complaint
with the NCC about a competition case.
58 The limitation period for lodging a complaint is three years from the date on which the act indicating a
breach of the law on competition was conducted.
61 The NCC, within seven working days from the date of receipt of a complaint file, is responsible to
consider the completeness and validity of the file; if the file is complete and valid, the NCC shall notify
the complainant of the receipt of the file and at the same time, notify the defendant.
62 The NCC, within fifteen (15) days from the date of notification to the parties concerned as prescribed
in clause 1 above, considers the complaint file; if the complaint file fails to satisfy the requirement in
article 77.3 of this Law, the NCC notifies the complainant in writing thereof for the complainant to
supplement the file.
The time-limit for supplementing the complaint file is no more than thirty (30) days from the date of
receipt of the notice requesting addition to the complaint file. The NCC may extend the period for
supplementing the file once for no more than fifteen (15) days at the request of the complainant.
63 Within the time-limit prescribed in clauses 1 and 2 above, the complainant has the right to withdraw
the complaint file and the NCC then ceases its consideration of the complaint file.
The NCC returns a complaint file about a competition case in the following cases:
65 The complaint does not fall within the scope of authority of the NCC.
66 The complainant fails to fully supplement the file as prescribed in article 78.2 of this Law.
The Head of the Competition Investigation Agency makes a decision on investigation of a competition case
in the following cases:
69 The NCC discovers a practice showing signs of a breach of the law on competition within three years
from the date on which the practice showing signs of a breach of the law on competition was
conducted.
70 The time-limit for investigating a case of restraint of competition is nine months from the date of the
decision to conduct an investigation and may be extended once for no more than three months in
complex cases.
71 The time-limit for investigating a breach of the provisions on economic concentration is ninety (90)
days from the date of the decision to conduct an investigation and may be extended once for no
more than sixty (60) days in complex cases.
72 The time-limit for investigating an unfair competitive case is sixty (60) days from the date of the
decision to conduct an investigation and may be extended once for no more than forty five (45) days
in complex cases.
73 Any extension of the time-limit for an investigation must be notified to the investigated party and all
parties concerned at least seven working days prior to expiry of the time-limit for investigation.
74 During investigation and resolution of a competition case, the Chairman of the NCC, within the scope
of his/her duties and powers, requires that competent agencies apply the following preventive
measures and ensure resolution of administrative breaches in accordance with the law on dealing
with administrative breaches:
(a) Temporary detention of material evidence and facilities in breach, licence or practising
certificate;
(b) Search of vehicles and other objects;
(c) Search of places for hiding material evidence and facilities in breach.
75 The Government provides regulations on the sequence and procedures for applying preventive
measures and measures to ensure resolution of administrative breaches during investigation and
resolution of competition cases.
76 Investigators of competition cases take evidence from complainants, investigated parties, persons
with related interests and obligations, witnesses and other related organizations and individuals to
collect and verify information and/or evidence required to resolve the competition case.
77 The taking of evidence stipulated in clause 1 of the article is implemented at the headquarters of the
NCC, but in necessary cases may be implemented outside such headquarters.
78 Minutes of evidence must be re-read by, or re-read to, the declarant who must then sign or make a
fingerprint on each page of the minutes. The declarant has the right to require that the minutes record
any amendments of or additions to the evidence, which the declarant verifies by signing or making a
fingerprint. Minutes must also bear the signatures on each page of the person taking the evidence
and of the person writing the minutes.
79 Where the person providing the evidence refuses to sign or to make a fingerprint on the minutes, the
investigator of a competition case taking evidence must record the refusal in the minutes and specify
the reason therefor.
80 During the process of an investigation, the parties have the right to request that the Competition
Investigation Agency summons witnesses. The party requesting summons of a witness is obliged to
present the reasons why it is necessary to invite such witness in order that the Competition
Investigation Agency may make a decision.
81 The taking of evidence from the witness must be minuted in accordance with the provisions of article
83 of this Law.
Article 32 Transfer of files in the case of discovery of acts with indications of a criminal offence
82 If indications of a criminal offence are identified during investigation, the investigator of a competition
case must make a report to the head of the Competition Investigation Agency for consideration and
recommendation to the Chairman of the NCC in order to transfer part or all of the file relevant to such
indications of a criminal offence to the competent State agency for resolution in accordance with law.
83 Where it is determined that there are no grounds for instituting a criminal prosecution or the institution
of a criminal prosecution is not conducted in relation to breach of the provisions on competition, the
competent State agency returns the file to the NCC to continue the investigation in accordance with
this Law. The time-limit for an investigation is calculated from the date of receipt of the returned file
by the NCC.
The head of the Competition Investigation Agency issues a decision staying investigation of a competition
case in the following circumstances:
84 If during investigation it is impossible to collect any proof to prove a practice in breach in accordance
with the provisions of this Law.
85 The complainant has withdrawn the complaint file and the investigated party undertakes to terminate
the practice subject to investigation and to take measures to remedy the consequences, and the
Competition Investigation Agency so approves.
86 In the case of an investigation conducted in accordance with article 80.2 of this Law, the investigated
party undertakes to terminate the practice subject to investigation and to take measures to remedy
the consequences, and the Competition Investigation Agency so approves.
87 The head of the Competition Investigation Agency, by himself/herself or at the request of the
Chairman of the NCC or at the request of related parties, resumes an investigation in the following
circumstances:
(a) The investigated party fails to implement or fails to implement correctly or completely
the undertaking prescribed in clauses 2 or 3 of article 86 of this Law;
(b) The decision approving the undertaking of the investigated party was based on
incomplete, incorrect or misleading information provided by parties.
88 The time-limit for an investigation after the decision resuming investigation is made, is four months.
91 The Chairman of the NCC must, within thirty (30) days from the date of receipt of a file on a case, an
investigation report and conclusions of an investigation, issue one of the following decisions:
(a) Dealing with the breaches of the provisions on economic concentration;.
(b) Requesting that the Competition Investigation Agency conduct an additional
investigation in cases where it is realized that the collected evidence is insufficient to
determine a practice in breach of the law on competition. The time-limit for an
additional investigation is thirty (30) days from the date of issuing the decision;
(c) Staying resolution of the case in breach of the provisions on economic concentration.
92 The time-limit for resolution of a breach of the provisions on economic concentration in the case of an
additional investigation is twenty (20) days from the date of receipt of the file, the investigation report
and the conclusion of the additional investigation.
93 The Chairman of the NCC must, within fifteen (15) days from the date of receipt of a file on a case,
an investigation report and conclusions of an investigation, issue one of the following decisions:
(a) Dealing with the unfair competition case;
(b) Requesting that the Competition Investigation Agency conduct an additional
investigation in cases where it is realized that the collected evidence is insufficient to
determine a practice in breach of the law on competition. The time-limit for an
additional investigation is thirty (30) days from the date of issuing the decision;
(c) Staying resolution of the unfair competition case.
94 The time-limit for resolution of an unfair competition case in the case of an additional investigation is
ten (10) days from the date of receipt of the file, an investigation report and conclusions of an
additional investigation
95 The Chairman of the NCC must, within fifteen (15) days from the date of receipt of a file on a case,
an investigation report and conclusions of an investigation, issue a decision establishing a council for
dealing with a competition-restraining case in order to deal with such case.
96 The council for dealing with a competition-restraining case may, within thirty (30) days from the date
of establishment, require that the Competition Investigation Agency conduct an additional
investigation in cases where it is realized that the collected evidence is insufficient to determine a
practice in breach of the law on competition. The time-limit for an additional investigation is sixty (60)
days from the date of requirement
97 The council for dealing with a competition-restraining case must , within sixty (60) days from the date
of establishment or the date of receipt of an investigation report and conclusions of an additional
investigation, issue a decision staying resolution of the competition case in accordance with article 92
of this Law or issue a decision dealing with the competition case in accordance with article 94 of this
Law.
98 Before issuing the decision dealing with the case of restraint of competition, the council for dealing
with such case must open an investigative hearing in accordance with article 93 of this Law.
99 The council for dealing with the competition-restraining case issues a decision dealing with such case
on the basis of discussions, secret ballot and decision by majority.
100 The Chairman of the NCC considers [issuing] a decision staying resolution of a case in breach of the
provisions on economic concentration or an unfair competition case in the following circumstances:
(a) The complainant has withdrawn the complaint and the investigated party undertakes to
terminate the practice subject to investigation and/or undertakes to implement
measures for remedying the consequences;
(b) In the case of an investigation conducted in accordance with article 80.2 of this Law, the
investigated party undertakes to terminate the practice subject to investigation and/or
undertakes to implement measures for remedying the consequences.
101 The council for dealing with a competition-restraining case considers deciding to stay resolution of a
case of restraint of competition in the following circumstances:
(c) The complainant has withdrawn the complaint and the investigated party undertakes to
terminate the practice subject to investigation and/or undertakes to implement
measures for remedying the consequences;
(d) In the case of an investigation conducted in accordance with article 80.2 of this Law, the
investigated party undertakes to terminate the practice subject to investigation and/or
undertakes to implement measures for remedying the consequences.
102 The decision staying resolution of a competition case must be sent to the complainant and the
investigated party, and must be published.
103 The council for dealing with a competition-restraining case must, no later than fifteen (15) days prior
to the expiry of the time-limit prescribed in article 91.3 of this Law, open an investigative hearing.
104 An investigative hearing is conducted in public. If the matters investigated concern State secret or
business secrets, the investigative hearing is conducted in camera.
105 The decision opening an investigative hearing and a summons to the investigative hearing must be
sent to the complainant, the investigated party and related organizations and individuals no later than
five working days prior to opening the investigative hearing; If [any of them] is absent without a
legitimate reason from a hearing session after being summonsed by the council for dealing with the
competition-restraining case or is still absent from a hearing session after being properly summonsed
for the second time, the council for dealing with such case still proceeds with the resolution of the
case in accordance with regulations.
108 The decision resolving a competition case contains the following main particulars:
(a) Summary of the case;
(b) Analysis of the case;
(c) Conclusion on resolution of the case.
110 The service of a decision resolving a competition case must be conducted by one or more of the
following methods:
(d) Directly;
(c)4 Via an authorised third person.
111 If the service is unable to be conducted by one of the methods prescribed in clause 3 above, the
decision resolving the competition case must be displayed publicly or notified on the mass media.
A decision resolving a competition case shall be legally effective from the date of expiry of the time-limit for
a complaint prescribed in article 96 of this Law, except for the case prescribed in article 99.2 of this Law.
Section 5
Dealing With Complaints Against Decisions Resolving Competition Cases
Within a time-limit of thirty (30) days from the date of receipt of a decision resolving a competition case, any
organization which or individual who disagrees with part or the whole of the decision dealing with the
competition case has the right to lodge a complaint with the Chairman of the NCC.
112 A complaint against a decision resolving a competition case must contain the following main
particulars:
(a) Full date of the complaint;
(b) Name and address of the complainant;
(c) Number and full date of the decision resolving the competition case which is the subject
of complaint;
(d) Reasons for the complaint and requests of the complainant;
(dd) Signature and seal (if any) of the complainant.
113 A complaint against a decision resolving a competition case must be accompanied by additional
evidence or information (if any) proving that there are grounds for the complaint and that the
complaint is legal.
Article 45 Acceptance of jurisdiction over complaint against decision resolving a competition case
Within a time-limit of ten days from the date of receipt of a complaint, the Chairman of the NCC is
responsible to accept jurisdiction and notify the complainant and the parties concerned in writing of the
content of the complaint; and in the case of non-acceptance of jurisdiction, must respond in writing and
specify the reasons therefor.
114 A decision resolving a competition case which is the subject of complaint shall remain enforceable
except in the case stipulated in clause 2 of this article.
115 If during the process of resolving a complaint, the Chairman of the NCC considers that the
enforcement of part or the whole of the decision resolving the competition case which is subject to
complaint will cause consequences which are difficult to remedy, the Chairman of the NCC issues a
decision to temporarily suspend such enforcement in accordance with law. The decision on
temporary suspension made by the Chairman of the NCC shall expire from the date on which the
decision resolving the complaint against a decision resolving a competition case is legally
enforceable.
Article 48 Decision resolving complaint against decision dealing with a competition case
121 To revoke the original decision resolving the competition case for re-resolution in the following cases:
(a) The composition of the council for dealing with the competition-restraining case did not
comply with the provisions of this Law;
(b) There was a serious breach of competition legal proceedings;
(c) There is a new circumstance which is likely to lead to a fundamental change of the
decision dealing with the competition case and which could not have been known
previously during the investigation or resolution of the competition case.
122 If the decision dealing with the competition case is revoked in accordance with clause 3 above, the
Chairman of the NCC returns the file to the Competition Investigation Agency or establishes a council
for dealing with the competition-restraining case in accordance with this Law. Any member of the
council for dealing with the competition-restraining case or investigator in breach in the cases
prescribed in sub-clauses 3(a) and 3(b) above may not continue to participate in investigation or
dealing with such case.
123 A decision resolving a complaint against a decision resolving a competition case is legally effective
as from the date of its signing.
124 Within a time-limit of five working days from the date of signing, the decision resolving a complaint
against a decision resolving a competition case must be sent to any organization or individual
concerned for execution.
125 In the case of disagreement with a decision resolving a complaint, an organization or individual has
the right to institute proceedings against a part or the whole of such decision at a court having
jurisdiction in accordance with the Law on Administrative Proceedings, within thirty (30) days from the
date of receiving such decision.
126 The following decisions must be publicly announced, except for the contents prescribed in article 105
of this Law:
(a) Decisions permitting exemption for prohibited agreements in restraint of competition;
(b) Decisions on economic concentrations;
(c) Decisions dealing with competition cases;
(d) Decisions staying resolution of competition cases;
(dd) Decisions resolving complaints against decisions dealing with competition cases.
127 The NCC publicly announces the decisions prescribed in clause 1 above after such decisions have
taken legal effect.
The Chairman of the NCC decides not to announce any content relating to State secrets and trade secrets
of enterprises in the decisions prescribed in article 104.1 of this Law.
The contents permitted to be announced in the decisions prescribed in article 104.1 of this Law must be
published on the website of the NCC for a duration of ninety (90) consecutive days from the effective date
of such decisions.
Article 54 Announcement and publication of annual reports on operational results of the NCC
The NCC announces and publishes its annual reports on operational results on its website.
Section 7
International Co-operation in Competition Legal Proceedings
128 The NCC carries out activities of co-operation with foreign competition agencies in competition legal
proceedings in order to promptly discover, investigate and deal with any practice showing signs of
breach of the law on competition.
129 The scope of international co-operation in competition legal proceedings includes consultation,
exchange of information, documents, or other appropriate activities of international co-operation in
accordance with the law of Vietnam and international treaties of which the Socialist Republic of
Vietnam is a member.
131 Where the Socialist Republic of Vietnam has not signed or acceded to a relevant international treaty,
international co-operation in competition legal proceedings is implemented on the principles of
reciprocity without conflict with the Constitution or the law of Vietnam, and in compliance with
international law and international custom.
1 Any organization which or individual who commits a breach of the law on competition is, depending
on the nature and seriousness of the breach, disciplined, subject to an administrative penalty, or
prosecuted for criminal liability; if loss and damage is caused to the interests of the State or to the
lawful rights and interests of [other] organizations or individuals, compensation must be paid for such
loss and damage in accordance with law.
2 For each practice in breach of the law on competition, the individual or organization in breach must
be subject to one of the following main forms of penalty:
(a) A warning;
(b) A fine.
3 Depending on the nature and seriousness of the breach, one or more of the following additional
forms of penalty may also be applied to an individual or organization in breach of the law on
competition:
(c) Withdrawal of enterprise registration certificate or equivalent document; deprivation of
the right to use a licence or practising certificate;
(d) Confiscation of exhibits and facilities used to commit the breach of the law on
competition;
(e) Confiscation of proceeds from conducting the breach.
4 In addition to the forms of penalty stipulated in clauses 2 and 3 of this article, one or more of the
following measures for remedying consequences may also be applied to an individual or organization
in breach of the law on competition:
(f) Restructure of an enterprise which abuses its dominant market position or abuses its
monopoly position;
(g) Removal of illegal terms and conditions from a contract, agreement or business
transaction;
(h) Division, separation or sale of part or all of capital contribution or assets of an enterprise
which is formed after economic concentration;
(i) Being subject to the control of the competent State agency in terms of the purchase
prices or selling prices of goods and services or other trading conditions in the contracts
of an enterprise which is formed after economic concentration;
(dd) Public correction;
(j) Other measures necessary to remedy the effects of the practice in breach.
5 The Government provides detailed regulations on forms of penalties and measures for remedying
consequences applicable to each practice in breach of the provisions of the law on competition.
6 A fine for breach of the provisions on agreements in restraint of competition or abuse of dominant
market position or monopoly position shall be no more than ten per cent (10%) of the total turnover of
the enterprise conducting the practice in breach in the relevant market in the financial year
immediately preceding the year in which the prohibited practice or act took place, but shall be lower
than the lowest level of fines applicable to the practices in breach prescribed in the Criminal Code.
7 A fine for breach of the provisions on economic concentration shall be no more than five per cent
(5%) of the total turnover of the enterprise in breach in the relevant market in the financial year
immediately preceding the year in which the prohibited practice took place.
8 A fine for breach of the provisions on unfair competition shall be no more than 2,000,000,000 dong.
9 A fine for other breaches stipulated in this Law shall be no more than 200,000,000 dong.
11 The Government provides detailed regulations on amounts of fines for breaches of the provisions of
this Law.
12 An enterprise voluntarily declaring to help the NCC discover, investigate and deal with a practice
[being] an agreement in restraint of competition prohibited by article 12 of this Law may be entitled to
exemption or reduction of the level of penalty in accordance with the leniency policy.
13 The Chairman of the NCC makes a decision exempting or reducing the level of penalty in
accordance with the leniency policy.
14 The exemption or reduction of the level of penalty as prescribed in clause 1 of this article is
implemented on the basis of satisfaction of all the following conditions:
(a) Having participated or currently participating as a party to an agreement in restraint of
competition prescribed in article 11 of this Law;
(b) Voluntarily declaring the act in breach before the competent agency issues a decision on
investigation;
(c) Declaring honestly and providing all available information and evidence on the act in
breach which is significantly valuable [helpful] for the discovery, investigation and
resolution of the act in breach;
(d) Co-operating fully with the competent agency during investigation and resolution of the
act in breach.
15 The provisions in clause 1 above do not apply to enterprises which play the role of forcing or
organizing other enterprises to participate in the agreement.
16 The leniency policy applies to no more than the first three enterprises submitting an application for
leniency to the NCC and satisfying the conditions prescribed in clause 3 of this article.
19 Where a State agency conducts a practice prescribed in article 8.1 of this Law, the NCC is
responsible to require that such State agency terminate its practice in breach and remedy the
consequences. Such State agency must terminate the practice in breach, remedy consequences
and compensate for loss and damage in accordance with the law.
20 Where an organization or individual conducts a practice prescribed in article 8.2 of this Law, the
Chairman of the NCC or the council for dealing with the competition-restraining case has the
following authorities:
(a) Issue a warning;
(b) Impose a fine as prescribed in article 111.4 of this Law;
(c) Apply the measures stipulated in sub-clause (b) and (c) of clause 3 and sub-clauses (dd)
and (e) of article 110.4 of this Law;
(d) Request the competent State agency to apply the measures stipulated in article
25 After fifteen (15) days from the effective date of a decision resolving a competition case, if the
judgement debtor fails to voluntarily implement the decision, the judgment creditor or the NCC has
the right to request that a competent State agency enforce the decision.
26 If the decision resolving the competition case relates to assets of a judgment debtor, the NCC
requests that the competent civil judgment enforcement office enforce the decision.
27 After fifteen (15) days from the effective date of a decision resolving a complaint against a decision
resolving a competition case, if the judgment debtor fails to voluntarily implement the decision or has
not instituted court proceedings pursuant to article 103 of this Law, the judgment creditor or the NCC
has the right to request that a competent State agency enforce the decision.
28 If the decision resolving the complaint against a decision resolving the competition case relates to
assets of a judgment debtor, the NCC has the right to request that the competent civil judgment
enforcement office enforce the decision.
3 Paragraph 4.1 of sub-clause 4 of Section II of Part A of Appendix 1 to the Law on Charges and Fees
97/2015/QH13 is repealed.
Article 64 Effectiveness
5 The Law on Competition 27-2004-QH11 shall no longer be effective as from the effective date of this
Law.
From the effective date of this Law, practices in breach of the law on competition as prescribed by the Law
on Competition No. 27-2004-QH11 continue to be considered and resolved as follows:
6 [If] Any practice in breach being investigated or dealt with is determined as not being in breach of the
provisions of this Law, the investigation or resolution [of such breach] shall be stayed.
7 If any practice in breach which is being investigated or dealt with or for which a complaint against the
decision dealing with the competition case is being resolved is determined as being in breach of the
provisions of this Law, such breach shall continue to be investigated or dealt with or the complaint
continue to be resolved in accordance with this Law. If the form of penalty or the level of fines
applicable to the practice in breach prescribed in this Law are higher than those prescribed in the
Law on Competition No. 27-2004-QH11, the provisions of the Law on Competition No. 27-2004-
QH11 shall apply.
This Law was passed by Legislature XIV of the National Assembly of the Socialist Republic of Vietnam at
its fifth Session on 12 June 2018.