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JCM 10 00426 v3
JCM 10 00426 v3
Clinical Medicine
Article
Oral Health-Related Quality of Life, Oral Conditions, and Risk
of Malnutrition in Older German People in Need of Care—A
Cross-Sectional Study
Gerhard Schmalz 1 , Clara Rosa Denkler 2 , Tanja Kottmann 3 , Sven Rinke 4,5 and Dirk Ziebolz 1, *
Abstract: Background: The present cross-sectional study assessed oral health, nutritional condition,
and oral health-related quality of life (OHRQoL) in older German people in need of care. Methods:
The participants were recruited from eight nursing homes (including three nursing homes with
assisted living) and one mobile nursing service. Oral health, including dental status (decayed, missing
and filled teeth (DMF-T), root caries), periodontal treatment needs, and prosthetic conditions, was
recorded. Nutritional status was assessed using the screening of the “Mini Nutritional Assessment”
(MNA). The OHRQoL was measured using the German short-form of the Oral Health Impact Profile
(OHIP-G14) and summarized as a total sum score as well as the four dimensions “oral function”,
“psychosocial impact”, “pain” and “orofacial appearance”. Statistics: Linear logistic regression
Citation: Schmalz, G.; Denkler, C.R.;
analyses. Results: A total of 151 participants (age: 84.17 ± 7.8 years) were included. Most participants
Kottmann, T.; Rinke, S.; Ziebolz, D.
Oral Health-Related Quality of Life, (60.3%) were nursing home residents. Nearly half of the individuals (47%) were edentulous and
Oral Conditions, and Risk of 75.4% of the dentate subjects required periodontal treatment. A total of 115 of the subjects had at least
Malnutrition in Older German People one denture. According to the MNA screening, 107 (70.9%) older people were at risk of malnutrition
in Need of Care—A Cross-Sectional or already suffered from malnutrition. The median OHIP-G14 sum score was 3 (mean 5.7 ± 7.67).
Study. J. Clin. Med. 2021, 10, 426. Regression analysis revealed MNA to be influenced by DMF-T, D-T, M-T and OHIP G14 sum score
https://doi.org/10.3390/jcm10030426 and root caries (pi < 0.01). Within the regression model, missing teeth (β: −11.9, CI95: −6.4–−1.9;
p < 0.01) were the strongest influential factor on MNA, followed by DMF-T (β: 5.1, CI95: 1.7–6.2;
Received: 24 November 2020
p < 0.01). Conclusions: Older people in nursing settings show a high prevalence of oral diseases, risk
Accepted: 21 January 2021
of malnutrition and nearly unimpaired OHRQoL. Dental care should be fostered in these individuals,
Published: 22 January 2021
whereby OHRQoL might be a further hint for increased risk of malnutrition.
1. Introduction
Geriatric dentistry is an emerging field. However, a recent systematic map of sys-
Copyright: © 2021 by the authors.
tematic reviews demonstrated an urgent need for further research in this field [1]. Older
Licensee MDPI, Basel, Switzerland.
people show a variety of oral health concerns, including caries, periodontitis, oral mucosal
This article is an open access article
diseases, edentulism, xerostomia, and temporomandibular joint disorders [1]. The high
distributed under the terms and prevalence of oral diseases and conditions in older people may be due to different reasons.
conditions of the Creative Commons Dynamics in the ecology of the oral cavity and aging-related changes of the tissues and im-
Attribution (CC BY) license (https:// mune response are potentially relevant [2,3]. A low priority of oral health issues in nursing
creativecommons.org/licenses/by/ home settings, comorbidities (e.g., diabetes and medication-associated dry mouth) and de-
4.0/). mentia/cognitive impairment are potential causative factors for oral health deficiencies in
older people [4,5]. Therefore, oral conditions in older people, especially if institutionalized,
are complex, and strategies to improve their oral care are deemed necessary [5].
Physical oral health, i.e., dental, periodontal and mucosal diseases, affect many aspects
of a patient’s life. For example, aspiration pneumonia, which is a frequent cause of death
in bed-bound care-dependent older people, can be associated to high oral bacterial load
related to dental plaque and oral diseases [6], which may be further complicated due
to dysphagia. In addition to the harmful associations between oral and general health
in older people, two crucial issues of potential clinical relevance must be mentioned:
nutritional status and oral health-related quality of life (OHRQoL). Poor oral health might
be related to a risk of malnutrition or malnourishment in older people, especially if they
are institutionalized [7–10]. This might be explained by oral complaints such as pain, tooth
loosening or extended tooth loss leading to the impairment of chewing and swallowing
food. However, a recent meta-analysis concluded that more research is necessary to clarify
the influence of oral conditions on the nutritional situation [9].
Beside physical oral health, the OHRQoL provides insight into the patients’ perception
of their oral conditions and constitutes a patient-reported outcome of clinical importance.
OHRQoL in older people is associated with poor oral conditions and disease-specific
parameters, such as dementia, depression and dry mouth [11–15], as well as the nutritional
status [16]. Other studies demonstrated that low nutritional status was associated with
worse OHRQoL [17–19]. Thereby, the literature is quite heterogeneous, e.g., regarding
associations between dementia and OHRQoL [11]. The relationship between oral health,
OHRQoL, and the risk for malnutrition is of high practical relevance, and should be
considered to improve the dental care of patients.
To understand the value of the OHRQoL’s outcomes, the results may be interpreted in
four dimensions, including oral function, psychosocial impact, orofacial pain, and orofacial
appearance [20,21]. However, these dimensions were not considered in previous studies.
The purpose of the current cross-sectional study was to assess the relationship between oral
health, nutritional condition, and OHRQoL in older German people in need of care. The
hypothesis set for the current study was that the OHRQoL of elders would be associated
with poor oral health and a risk for malnutrition.
2. Methods
The current study was a multicenter cross-sectional study. The study received ethics
approval from the ethics committee of the medical faculty of the University of Leipzig (No.
079-16-14032016). A single dentist (CRD) previously informed eight nursing homes as well
as one mobile nursing service about the study. All of them agreed to participate and signed
their formal written informed consent. The participants and/or their legal guardians were
also informed (see below) and gave their written informed consent, too. The study was
conducted according to the guidelines formulated in the Declaration of Helsinki.
2.1. Patients
Participants were recruited from eight nursing homes (including three nursing homes
with assisted living) and one mobile nursing service that visited participants at home. All
of the institutions were localized in the county of Schwäbisch Hall, Baden-Wuerttemberg,
Germany. It was estimated, that about 500 older people would be in care in the respec-
tive institutions or mobile services. With regard to the in- and exclusion criteria and an
expected participation rate of 30%, a case number of 150 older people was estimated and
aspired towards. To inform the participants or legal guardians previously and ask for
their consent for participation, numerous individual methods were used—e.g., personal
information from the study dentist or written information about the study. Only subjects
who voluntarily agreed to participate (himself or herself or informed consent by the legal
guardian) were included. The following inclusion criteria were used for participation in
the study: resident in a nursing home or assisted living facility, or using a mobile nursing
J. Clin. Med. 2021, 10, 426 3 of 12
service, being female or male, and aged at least 60 years. Exclusion criteria were lack of
cooperation or the inability to undergo oral examinations.
• Code 2—pocket depth < 3.5 mm, bleeding on probing, and calculus is present;
• Code 3—pocket depth is 3.5–5.5 mm;
• Code 4—pocket depth is >5.5 mm.
The jaw was divided into sextants, each with three sections (one anterior and two
posterior tooth segments) in the upper and lower jaw. The highest score was determined
for each sextant. A PSR® /PSI score of 3 or 4 was interpreted as requiring periodontal
treatment [29,30].
Prosthodontic situation: Fixed dental prostheses (e.g., crowns) were recorded for
sufficiency within the DMF-T index (F-T component or D-T component if decayed). For
removable dental prostheses, whether it was a partial or total prosthesis was recorded for
each jaw separately. The dentures were classified into sufficient or insufficient following
clinical criteria (e.g., precise fit of the denture, condition of prosthetic teeth, and functional
parameters).
3. Results
3.1. Patients
In total, 462 older people were asked for their voluntary participation. Thereby,
170 gave their informed consent. Out of these patients, 19 were excluded from analysis
because of not meeting the in- and exclusion criteria (n = 7), withdrawal of consent (n = 4),
severe general disease (n = 7) or death (n = 1), respectively. Accordingly, 151 participants
(participation rate of 32.7%) with a mean age of 84.17 ± 7.8 years were included in this study.
Most participants (60.3%) were institutionalized (nursing home residents). Dementia was
prevalent in more than one-third of the participants (37.1%). Only 10 (6.6%) participants
had a normal resilience. Further participants’ characteristics are presented in Table 1.
Table 1. Cont.
Table 2. Results of the MNA (Mini Nutritional Assessment) screening of the participants (n = 151). Only the first part
(=screening) of the MNA was performed for the participants.
Table 2. Cont.
Table 3. Oral health of the participants and comparable data from the representative population in the fifth German Oral
Health Study (DMS V) [31].
German General
Current German General German General
Population
Study (Mean Population Population
Parameter (DMS V) Age
± SD) (DMS V) Age (DMS V) Age
75–100 Years in
(Median) 65–74 Years 75–100 Years
Need of Care
26.41 ± 3.04
DMF-T index 17.7 21.6 24.5
(28)
decayed teeth 1.06 ± 2.30 (0) 0.5 0.6 0.7
22.52 ± 7.20
missing teeth 11.1 17.8 22.4
All participants (27)
(n = 151) filled teeth 2.84 ± 4.39 (0) 6.1 3.2 1.4
0.41 ± 1.07
root caries 28% 26% 18%
(0); 19.2%
residual roots 0.45 ± 1.70 (0) - - -
edentulous 71 (47.0%) 12.4% 32.8% 62.1%
periodontal treatment need 52 (75.4%) 75.4% 80.6% 70%
Dentate
participants Score 1 1 (1.4%)
who underwent 24.6% * 19.4% * 30% *
Score 2 16 (23.2%)
periodontal PSI/PSR max
probing Score 3 34 (49.3%) 50.8% * 50.5% * 35.1% *
(n = 69) Score 4 18 (26.1%) 24.6% * 30.1% * 34.9% *
edentulous without dentures 2 (1.3%) Prosthesis upper
and lower jaw: Prosthesis upper Prosthesis upper
total prosthesis upper jaw 88 (58.3%)
28.7% and lower jaw: and lower jaw:
partial prosthesis upper jaw 24 (15.9%) Prosthesis upper 55.5% 73%
jaw: Prosthesis upper Prosthesis upper
prosthesis upper jaw
Prosthodontic 59 (52.7%) 10.9% jaw: 12.4% jaw: 9.7%
insufficient
care situation Prosthesis lower Prosthesis lower Prosthesis lower
total prosthesis lower jaw 51 (33.8%) jaw: jaw: jaw:
partial prosthesis lower jaw 44 (29.1%) 6.2% 3.9% 3.0%
Thereof total Thereof total Thereof total
prosthesis lower jaw prosthesis: prosthesis: 58.8% prosthesis: 67.6%
70 (73.7%)
insufficient 43.1%
SD: standard deviation, PSI: periodontal screening index, PSR: periodontal screening record. * instead of PSI/PSR, the community
periodontal index (CPI) was used in the DMS V.
J. Clin. Med. 2021, 10, 426 7 of 12
Table 4. Oral health-related quality of life of the participants as assessed using the OHIP-G14. Some of the participants
(especially with severe dementia) were not able to complete the questionnaire and were handled as missing values (see n).
OHIP-G14 Scores
OHIP-G14 Dimensions/Questions Total
0 1 2 3 4
Mean ± SD (Median)
Oral Function
Total oral function - 3.01 ± 3.47 (2.0)
Trouble pronouncing words
103 11 11 5 3 0.45 ± 0.95 (0)
(n = 133)
Sense of taste worsened
116 0 7 1 3 0.23 ± 0.79 (0)
(n = 127)
Interrupt meals
102 11 12 5 2 0.44 ± 0.92 (0)
(n = 132)
Uncomfortable eating
49 25 34 12 14 1.38 ± 1.33 (1)
(n = 134)
Diet unsatisfactory
95 12 6 10 5 0.58 ± 1.13 (0)
(n = 128)
Psychosocial Impact
Total psychosocial impact - 1.52 ± 3.45 (0)
Life less satisfying
96 9 16 2 4 0.50 ± 0.99 (0)
(n = 127)
Difficulty relaxing
110 4 8 2 3 0.30 ± 0.85 (0)
(n = 127)
Felt tense
111 7 5 1 3 0.25 ± 0.77 (0]
(n = 127)
Irritable with other people
121 3 2 1 0 0.08 ± 0.39 (0)
(n = 127)
Difficulty doing usual jobs
118 2 4 2 0 0.13 ± 0.52 (0)
(n = 126)
Unable to function
123 1 1 1 0 0.05 ± 0.33 (0)
(n = 126)
Been embarrassed
114 3 4 3 5 0.31 ± 0.94 (0)
(n = 129)
Oral Pain
Painful aching in mouth
90 10 20 6 10 0.8 ± 1.27 (0)
(n = 136)
Orofacial Appearance
Felt self-conscious
109 6 7 2 6 0.38 ± 0.99 (0)
(n = 130)
OHIP-G14 Sum Score
Sum score - 5.7 ± 7.67 (3.0)
SD: standard deviation; some participants did not answer all the questions; for each question, the number of patients who answered this
question is provided.
J. Clin. Med. 2021, 10, 426 8 of 12
Table 5. Regression analysis of MNA as dependent variable for different independent parameters.
4. Discussion
To interpret the oral health findings of the current study, the Fifth German Oral Health
Study (DMS V) was used as a population-representative cohort for comparison in the
absence of a healthy control group [31]. A previous study by some authors of this working
group also found increased caries prevalence, periodontal treatment need, and a fairly
similar number of edentulous individuals (48% vs. 47%) compared to the current study [7].
As presented in a recent systematic review, the international literature showed the number
of decayed teeth between 1.2 and 3.5, which is slightly higher than that in the current study,
of 1.06 [4]. The need for periodontal treatment is high in dentate older people (DMS V).
This result is consistent with the findings of the current study [4]. However, it needs to
be mentioned that periodontal examination was only possible in 69 older people (45.7%),
which is a potential bias in favor of compliant, healthy and non-demented participants. A
Belgian study that also used the PSI score found a need for periodontal treatment of 73%,
which was comparable with the current study [32]. In the institutionalized older people,
a range of 20.4% to 62% for edentulism was reported [4]. A total of 47% of edentulous
individuals are within this range, and this seems consistent with the international literature.
Overall, the oral health findings of the cohort in the current study were similar to the
available German and international findings.
Older people have an increased risk of malnutrition, and screening for this issue
is reasonable in these individuals [33]. Age and level of care are important factors that
heighten the risk, especially for protein-energy malnutrition [34]. Therefore, the high risk
in the current study is consistent with the literature—more than 70% of the individuals in
the current study were at risk for malnutrition or already malnourished according to the
MNA. The previous study found a lower prevalence for the risk of malnutrition in nursing
home residents (52%), but a comparable mean value for the MNA screening points [7]. As
influential factors on MNA, being edentulous and dementia were the risk indicators in the
previous study [7]. Missing teeth were the strongest influential factor for malnutrition in the
regression analysis within the current study, and dementia only tended to influence MNA.
The results of a systematic review with meta-analysis confirmed that the number of teeth
J. Clin. Med. 2021, 10, 426 9 of 12
was associated with nutritional status in older people [9]. Recent studies also reported that
caries and/or toothache while chewing increased the risk of malnutrition in this patient
group [35–37]. This result appears consistent with the findings of the current study, which
found that decayed teeth and root caries were influential factors for MNA. Therefore, it
must be recognized that the influence of root caries on MNA was just small. Dementia
increases the risk for malnutrition in older people [38,39], and it is somewhat surprising
that dementia only tended to be a risk indicator for malnutrition in the current study.
The current study used OHIP-G14, which is a validated instrument for the assessment
of OHRQoL [26]. Whether the Geriatric/General Oral Health Assessment Index (GOHAI)
would have been more appropriate for the cohort of the current study is debatable because
it is necessary to choose the appropriate instrument for older people [40]. However, OHIP-
G14 was chosen in the present study because the questions are easily assigned to the four
dimensions, according to John et al. [20]. OHIP-14 and GOHAI are strongly correlated
with each other [40,41]. Reference values are available for OHIP-G14, which may be used
in the absence of a healthy control group [42]. The scale for the reference depends on
the dentition range between 0 (fully dentate) and 6 points (edentulous, wearing total
prostheses) [42]. Considering that nearly half of the participants in the current study were
edentulous, the study population had a sum score within this range (median 3, mean
5.7). Therefore, the OHRQoL as assessed with OHIP-G14 in the current study appeared
comparable to the German general population. Regression analysis was omitted from the
OHIP G14 findings in the absence of significance in ANOVA for the chosen parameters.
These findings are not consistent with recent studies that found a compromised OHRQoL
in the older people, which was predicted by dental problems and/or missing teeth [12–14].
However, these studies regularly used GOHAI. This result suggests a more appropriate
correlation of this measurement in the older people cohort compared to the OHIP-G14
that was used in the present study. The hypothesis set for the current study was that
the OHRQoL of older people would be associated with poor oral health and a risk for
malnutrition. It has been repeatedly reported that poor oral conditions, especially tooth
complaints, tooth wear, missing teeth and denture wearing, as well as sufficiency of
dentures, are important influential factors for OHRQoL [43–46]. Therefore, the first part
of the hypothesis appears reasonable. The findings of the current study primarily found
an effect in the dimension of oral function of OHRQoL in older people. This finding
suggests an influence of physical oral conditions on the OHRQoL of the individuals in
the present study. However, multivariate analysis was not able to confirm this in the
current study. A missing influence of the physical oral parameters on OHRQoL might
be caused by the choice of inappropriate oral complaints for analysis, e.g., xerostomia or
burning mouth syndrome, which are influential factors on the OHRQoL in older people [40].
The influence of OHRQoL on MNA may be clinically relevant and confirms the study
hypothesis. However, the magnitude of the influence of OHIP-G14’s findings on MNA
was small within the model, which needs to be considered in the interpretation of the
findings and makes the practical importance a little questionable. Appropriate nutrition is
positively associated with OHRQoL, and a low nutritional status would be related to worse
OHRQoL [16–18]. A randomized controlled trial showed that dietary advice and prosthetic
treatment improved nutrition and OHRQoL in older people [19]. Therefore, a strong
relationship between nutrition and OHRQoL seems conceivable for these individuals,
which was confirmed in the present study, although the effect size in the present study was
relatively small (β −0.2). Overall, these findings indicate that older people in a nursing
setting need improved oral care, and patients with chewing problems and/or discomfort
while eating should receive increased attention to decrease their risk for malnutrition.
sample size seemed appropriate. However, the group was quite heterogeneous (different
nursing settings, mental status, oral conditions). Several methodological issues must be
addressed. Overall, the GOHAI could have been performed additionally to ensure that
the OHIP-G14 provided appropriate information on the OHRQoL of the participants. The
study design was very extensive, because of the examination and the surveys. Thus, a
further questionnaire such as GOHAI would have placed too much strain or burden on
the participants and possibly led to confusion. The OHIP G14 was chosen for several rea-
sons: first, the four dimensions as presented by John et al. [20] can be analyzed separately,
which helps us to interpret the OHRQoL of the participants. Second, reference values for
the general population are available, making a comparison to these values with general
population possible. Third, the OHIP G14 has been shown to be an appropriate tool for
research questions of many different populations [21]. The absence of a comparison group
may be considered as a limitation. However, reference values for oral health (DMS V, [21])
and OHIP-G14 [42] are available and were discussed accordingly. Information with a high
relevance for OHRQoL and nutritional condition, e.g., xerostomia, dysphagia, burning
mouth, etc., were not assessed and should be considered in future studies. Generally, the
consideration of oral health parameters in the current study is limited, because, especially
in older people, a variety of intra- and extra-oral symptoms and complaints, including tooth
wear, temporomandibular diseases, mucosal diseases or functional problems might be of
relevance. Furthermore, several parameters, including age, level of care and denture status
(fixed dental prosthesis, removable denture, total denture) might be further influential
parameters on the study’s results. To strengthen the power of the analysis in this current
study, these parameters were not included in the regression model. This must be recog-
nized as a limitation of the study. The cross-sectional design did not allow an interpretation
of risk predictors. A causative relationship could only be assessed in a prospective setting.
Although the MNA is a valid questionnaire to assess risk of malnutrition in older people,
its significance is limited in patients with cognitive impairment [43]. Therefore, the results
for the demented study participants are limited by this fact. Altogether, the current study
provides some findings of clinical relevance. However, the value of these results for the
improvement of dental care in the older people must be confirmed in further studies.
5. Conclusions
Older people in nursing settings show a high prevalence of oral diseases, need for
periodontal treatment, and risk of malnutrition. The OHRQoL was nearly unimpaired,
but influenced the risk of malnutrition, alongside physical oral health, whereby missing
teeth were the strongest influential factor. Therefore, oral care should be fostered in
these individuals to reduce the risk for malnutrition. Thereby, a perceived impairment in
OHRQoL could be a further hint for an increased risk of malnutrition. Particular attention
should be paid to patients with complaints while eating to ensure their nutritional condition
and OHRQoL.
Author Contributions: G.S. participated in the analysis and interpretation of the data and wrote
the manuscript. C.R.D. performed data curation and revised the manuscript. T.K. performed
statistical analysis and revised the manuscript. S.R. participated in data interpretation and revised
the manuscript. D.Z. was head of the study, participated in data interpretation and revised the
manuscript. All authors meet the conditions established by the International Committee of Medical
Journal Editors (ICMJE). All authors gave final approval for the manuscript. The authors have no
conflicts of interests and no commercial relationships that are relevant regarding the publication of
this manuscript. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted according to the guidelines of
the Declaration of Helsinki, and approved by the ethics committee of the medical faculty of the
University of Leipzig (No. 079-16-14032016).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
J. Clin. Med. 2021, 10, 426 11 of 12
Data Availability Statement: The data presented in this study are available on request from the
corresponding author.
Acknowledgments: The authors acknowledge support from the German Research Foundation (DFG)
and Leipzig University within the program of Open Access Publishing.
Conflicts of Interest: The authors declare no conflict of interest.
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