Theory Exploration Paper Elaine Lu
Theory Exploration Paper Elaine Lu
Elaine Lu
HED 722: College Student Development II
Tamara N. Hamilton, M.A., Doctoral Candidate
Theory Exploration Paper
March 4, 2022
Before reading this paper, it is important to acknowledge that the White majority has
historically been on top of the racial hierarchy. Till this day the White majority still has
possession of power and the highest level of privilege in American society. This racial hierarchy
causes oppression for minority groups and affects their identity development. Like other minority
The Asian American Identity Development (AAID) Model demonstrates how Asian
Americans develop their racial identity and resolve conflicts in a predominately White society.
Jean Kim (2001) found that Asian Americans view themselves as to how others view or think of
them. In this paper, I will explain the AAID Model along with how it connects to the system of
power, oppression, and privilege. As an Asian American, I will also be sharing my personal
experience and how I can utilize this theory to apply to my work with students as a higher
education practitioner.
Jean Kim was the first to introduce an Asian American Identity Development (AAID)
Model in 1981. She conducted a qualitative study on ten Japanese American women born in the
United States. The AAID Model has five stages that are sequential, and the process is not linear
or automatic (Kim, 2001). An individual can remain on a stage and never progress to the next.
The first stage of the AAID Model is Ethnic Awareness. The Asian American is mainly
interacting with family members or relatives. This happens before they enter the school system.
The child’s level of exposure to their Asian heritage plays a major role on their negative and
positive views of their cultural heritage (Museus, 2014). Being in a predominantly Asian
community will lead to more exposure to the cultural heritage and increase the child’s level of
pride. This can create a sense of security and positive ethnic awareness compared to a child who
The second stage is White Identification. This stage often begins when the Asian
American attends school. They are no longer surrounded by their family members, people who
share the same cultural values, or people who look like them. The individual begins to recognize
the difference between White people and themselves as well as racial prejudice (Museus, 2014).
“The Asian cultural tendency toward groups or collective orientation has taught them to attend to
the reactions of others in their social circle and try to fit in rather than stick out. The significance
of shame in Asian cultures may influence Asian Americans to try at all costs to fit into White
society to avoid publicly embarrassing themselves” (Kim, 2001). Because of their new social
environment and acknowledgement of the racial differences, they begin to experience self-blame,
adopt White values, and eliminated their Asian identity (Museus, 2014).
The third stage is Awakening to Social Political Consciousness. At this stage, Asian
Americans realize that they are not personally responsible for their experience with racism (Kim,
2001). They begin to acknowledge that they are a racial minority and White privilege exists.
These individuals also begin to develop an increased awareness of racial oppression and political
stage begin to embrace their Asian American heritage and develop a sense of pride for their
culture. They may also begin to develop anger towards the White majority as they begin to
realize that White oppression is the cause of their negative experience as an Asian American
(Museus, 2014).
The fifth stage is Incorporation. At this point, the individual can balance their own
identity and have appreciation for others. They begin to feel confidence in their own Asian
American identity and because of this, they can relate and appreciate other underrepresented
group’s identities. In a way, they no longer allow White culture to dictate their views and values.
(Kim, 2001).
Throughout Kim’s (1981) research, she utilized Erikson’s Identity Development theory
as a source to compare. She focused primarily on stages four and five of Erikson’s theory.
Erikson’s stage four focuses primarily on grade-schoolers and stage five focuses on adolescents.
She focuses on stage four because grade school is the period where a child notices the difference
between themselves and others. They are also more exposed to the dominate White culture.
Erikson’s stage five, which is Identity Confusion, aligns with Kim’s stage two White
Identification. At both stages, the individual’s primarily concern is “what they appear to be in the
eyes of others much more than what they feel inside themselves” (Kim, 1981). This may cause
Although Kim’s study focused on women and one ethnic group, many people claimed her
model to be applicable to the entire Asian population (Torres et al., 2003, as cited in Museus,
2014). Her model was utilized to create other models or frameworks catered to other Asian
identified groups such as Multiracial Asian American Identity Typology, South Asian Immigrant
Identity Model, Filipino American Identity Development Model, Southeast Asian American
The Chickering’s seven vectors for identity development include developing competence,
Kodama et al. (2002) found that Chickering’s identity theory does not take culture into account
Asian Americans face two different cultural values, which are the dominate Western
culture and the traditional Asian cultural values. The traditional Asian cultural values contradict
the dominate values of Western society. As the Asian cultures emphasizes on interdependence,
filial piety, and collectivism, the Western society focuses their values on independence and the
remember that the original student development theories were based on European Americans and
their values. A different level of understanding must be made when utilizing these models with
Stage 2-4 of the AAID Model explains how Asian Americans have trouble identifying
their identities and their views on themselves because of the two culture flux. An individual can
go through the seven vectors in any order and be in multiple stages at a time. Because Asian
Americans have trouble deciphering their identities from stages 2-4 of the AAID Model, this
Kodama et al. (2002) referenced Chickering’s seven vectors and made an alternative
model based on Asian American psychosocial development. They developed a model named
Asian American: Negotiating Identity and Developmental Tasks. They utilized Erikson’s seven
vectors but place them in a specific format. Identity and purpose are in a concentric circle at the
center, with identity being inside of purpose, because both vectors are closely connected. The
five remaining vectors, emotions, competency, interdependence, relationships, and integrity are
branched off outside of the concentric circle because those are closely connected to purpose and
identity. Kodama et al. (2002) noted that the purpose is identified by family/culture and identity
is identified by society. Family and culture include deferment to authority, guilt, shame, humility,
educational values, language, generational status, and gender roles, whereas society includes
(Kodama et al., 2002). As the purpose focuses more on the Eastern cultural values and the
identity is towards the Western cultural values, this shows that Asian Americans are in the
constant flux on how they view their own identity on what is right and wrong.
“Race tends to be seen in Black and White terms, and we are most familiar with racial
prejudices directed against Black Americans. We are less aware of the experiences of other
groups of color (Asian, Latino, and American Indian)” (Museus, 2014, p. 68). As a higher
education practitioner, it’s important to acknowledge the different sets of stereotypes each racial
Kodama et al. (2002) explains how Asian American’s are personally and socially
challenged with their identity with the combination of being exposed to their Asian family
heritage and the dominate White culture. Because of this stage and feeling of in between two
cultures, they often undergo processes of internal and external racism (Museus, 2014). These
individuals desire the feeling of acceptance which causes them to alter their identities in a way of
how they believe they would seek societal approval. As mentioned in the introduction, Kim
(2001) found that Asians Americans view themselves as to how others view or think of them.
Since the 1960s, the media begun utilizing the team “model minority” to express that
Asian Americans, a minority group, made it in American through hard efforts and with high
academic achievements as well as respectable wages (Kim, 2001). Although the term may seem
“positive,” it is not. This expectation can impair an individual’s development especially if they
are not able to fulfill the expectations that others have on them and what they have for
themselves. The positive stereotypes describe Asians as hard workers, technical nerds, proficient
in mathematics, etc. and the negative stereotypes are being a foreigner, lacking communication
Till this day, Asian Americans are still going through intense discriminations, denial of
citizenship, random acts of violence, forms of unfair treatment in employment or social settings,
etc. (Kim, 2001). As Museus (2014) stated, it is reasonable to assume that these individuals are
not aware of racial oppression and once they realize it, they may either become conformist
I was born and raised in Brooklyn, New York. I lived in a neighborhood named
Bensonhurst my whole life, until I moved to Buffalo, New York for my undergraduate degree.
My family still lives in the same house till this day, and we were one of the first Asian families to
move to Bensonhurst. It is now known as one of the most heavily populated Asian communities
in Brooklyn, but before that, it was known as Little Italy due to its large Italian American
population.
members when I was growing up. My dad and two of his siblings decided that they wanted to
stay close after they got married and had their own children, so they decided to buy properties
close to each other. His oldest sister lives next door to us with her family. The house that my
parents live in is a multifamily residential. My dad’s younger brother and his family lives on the
second floor while my family lives on the first floor. My grandparents, who raised me while my
parents were at work, lived in the back end of the house. Although I went to a predominantly
white elementary school as a child, I was still exposed heavily to my family’s cultural heritage
ethnically aware of my Asian heritage as a child. While my parents were away for work, I spent a
lot of time with my grandparents. I remember smelling my grandparent’s stir-fry dishes, listening
and watching the Chinese Opera singers on television with them, and playing with my older
brother.
I entered stage two, White Identification, of the AAID Model when I started elementary
school. In kindergarten, I sat in a table with two Caucasian boys. I remember watching them pull
their eyes and saying they’re Chinese while laughing. As a six-year-old, I did not know how to
respond or what to say so I kept it to myself but that was the first time I did not feel comfortable
being Chinese. Throughout my elementary school experience, I was relieved to have access to
school lunch because I did not have to bring what I ate at home to school. If I had to bring food
from home, I would always plan and beg my parents to buy me “Lunchables,” because all my
classmate had them. I also felt pressure to exceed in mathematics because I was not the best at
reading or writing. My parents were not able to practice reading and writing with me, at the time,
because they did not know English. They were only able to help me with mathematics.
My junior high school experience felt different from elementary school because there
were more Asian Americans in my school. I didn’t feel pressured to fit in as much because there
were probably at least 3-6 Asian American students in each class. It was the first time I felt more
comfortable and had the ability to relate my Asian heritage with my peers. I remember I had a
classmate, named Joey, who was the exact opposite of the “Model Minority Myth.” She was
never afraid to speak about what was on her mind, be ashamed of speaking in Cantonese across
the cafeteria to communicate to another peer and bring Asian snacks to school to share with
everyone in our classes. Joey was one of my first friends in junior high school and becoming
friends with her made me realize that not all Asian Americans are under the “Model Minority”
umbrella. She also made me realize that it’s okay to speak up for yourself. This myth does harm
on how Asian American identifies themselves. Because of her, I was able to enter stage three of
consciousness in junior high school, I do not think I fully embraced my Asian American identity
till recently. I remember in undergrad and while I was working at Amazon, people always asked
me where I was from, and my first response was always Brooklyn or New York City. I was also
always quick to say, “I am American” instead of, “I am American born Chinese.” I believe my
which is stage four of the AAID Model. He was born in Germany and moved to New York when
he was four. Silas loves food and learning about different cultures. Because of his adventurous
personality and open-mindedness, he wanted me to introduce him to all the foods that I grew up
eating and other Asian cultural foods that I grew to love throughout the years. His enthusiasm for
the Asian culture made me prouder of my ethnic and racial background. I think it’s the fact that
he’s not of Asian descent and his enthusiasm for my culture or any other Asian culture is what
current courses within Master’s in Higher Education program puts me in the fifth stage of the
AAID Model, which is Incorporation. Being exposed to literature, research, and engaging in
and the theories that connects to it gives me the opportunity to reflect on my own personal
identity development. This reflection helped me understand the different dynamics of identity
development one may or may not have depending on their level of exposure to their ethnic or
racial background, how oppression may impair one’s behavior, and how one begins to embrace
their ethnic or racial identity. These topics are beneficial and valuable to me as I am bringing
what I am learning to the diverse group of students who I work with. I have a better sense of
their identity development and I can even challenge them to see which stage of development they
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ancestry.
Kim, J. (2001). Asian American identity development theory. In C. L. Wijeyesinghe & Jackson,
Kodama, C., McEwen, M. K., Liang, C. T. H., & Lee, S. (2002). An asian american perspective
Museus, S. D. (2014). Asian American identity in college (pp. 70-90) In Asian American students