The Nonlinear Dynamics of Ships in Broaching Kostas J. Spyrou
The Nonlinear Dynamics of Ships in Broaching Kostas J. Spyrou
The Nonlinear Dynamics of Ships in Broaching Kostas J. Spyrou
1
Department of Naval Architecture and Marine Engineering,
Ship Design Laboratory, National Technical University of Athens,
9 Iroon Polytechniou, Zographou, Athens 157 73, Greece. Fig. 1: A typical example of broaching behaviour
2. BACKGROUND understood by observing the motions of a scaled model and
by analysing their time-series. Very notable were the
2.1 The international regulatory regime experiments of Nicholson [27], Fuwa [28], Marshfield [29]
The stability regulations which non-military vessels need to and more recently of Umeda [30] and DeKat & Thomas
satisfy are usually agreed at the International Maritime [31]. Perhaps the most complete investigation of broaching
Organisation (a United Nations Agency usually referred-to took place at the Ship Research Institute of Tokyo in the
as IMO) and then enforced by the Governments of the early eighties. It combined tests on a radio-controlled
Member States. Currently there exist two sets of criteria: model of a fishing boat, independent measurements of
The first rely on a statistical analysis of accidents that was hydrodynamic forces, comparisons with data obtained from
carried out in the thirties and involved only the static roll the real, full-size, boat and theoretical analysis [24, 28].
characteristics. They are supplemented by a second set, Several important issues came out of all these studies;
providing some simplistic account of the roll dynamics due like for example that the instability should occur when a
to side wind and waves (“weather criterion”) [14]. ship lies on the down-slope of the wave and the stern is
Broaching remains basically unaccounted although two “resting” on a crest. Also, that in a broaching situation the
requirements are of some relevance: The limit of a ship is overpowered by an excessive wave yaw moment
maximum 100 heel, due to a prescribed heeling moment which cannot be counterbalanced by the maximum moment
associated with a ship turn on the horizontal plane produced by the rudder. Some suggested also that the
(applicable to passenger ships); and the requirement of a reduced effectiveness of the rudder on the wave’s down-
minimun acceptable turning rate of the rudder (the slope might be an important factor [21] while others
prescribed minimum is rather too low for preventing considered this to be a secondary effect [24].
broaching however) that appears in SOLAS, the IMO
Convention for ship safety [15]. Notable is also a recently
developed at IMO guidance for the ship Master which is
intended to help him to avoid dangerous situations. It is
based on a combination of theoretical considerations with
extensive experimental results and is assumed to cover,
albeit in an empirical way, wave environments where
broaching is likely to occur.
12
ty (m/s
not approach smoothly 5 outcomes when a ship escapes from surf-riding. The ship is
4 -1 0 1
the condition of zero assumed to be lying initially at a fixed point with its
relative position on the wave, cos(2πx/λ)
frequency of encounter nominal Froude number, Fn , ‘tuned’ on the wave celerity.
but it jumps to it as 0.20 The desired heading, ψ r is taken in the range where stable
soon as a certain speed 0.18
0.16 surf-riding can exist. These control settings determine
threshold is exceeded. If 0.14
uniquely an initial (surf-riding) condition. Then, Fn is
heading (rad)
angle relatively to the 0.06 behaviour is noted. The procedure is repeated until the
direction of the waves,
0.04
0.02
control plane [ψ r , Fnlow ] is covered with sufficient
0.00
this dynamic effect is 11 resolution. Surf-riding is seen to occupy the high Fn
/s)
10
locity (m
5
ship passes from a 4 -1 0 1
broaching. At higher headings broaching and surf-riding
trough, where it should relative position on the wave, cos(2πx/λ) tend to interface directly. Most notable is how the broaching
experience a tendency domain becomes ‘eroded’ by capsize [4].
to turn because around Fig. 7: Simulation of broaching.
During broaching a ship is subjected to combined ζ is the damping ratio of the steered ship in yaw which
excitations which include: a direct roll moment from the receives relatively large values unless there is no differential
waves, an ‘internal’ forcing caused by a time-varying roll gain in the autopilot;
stiffness, and a moment due to hydrodynamic reaction τ , Ω are scaled
arising from the sway and yaw motions. We proposed the with respect to the
following simplified roll model for broaching [10]: natural frequency in
d 2ϕ dϕ
+ (1 + ε cos Ωτ )(ϕ − ϕ 3 ) = f p cos Ωτ + f c (v, r )
yaw. The amplitude
+ 2ζ h of the parametric
dτ 2
dτ
ϕ is a scaled roll angle; ζ is the damping ratio; τ , Ω are, forcing is the ratio of
the wave yaw
scaled time and encounter frequency; ε , f p are the
excitation to the
amplitudes of ‘internal’ and direct moment due to the wave ship’s own static
(both depend on heading); and f c is the roll moment due to gain3. The bias
the sway, v , and yaw, r , velocities. parameter a plays
the role of a constant
external excitation Fig. 9: Jump to resonant yaw.
that depends on the
angle between the desired course and the wave propagation
direction. It is increased with the proportional gain of the
autopilot, with the desired heading and with the ship’s static
gain (a characteristic of a hull). On the other hand, it is
reduced if a hull is not very responsive to the rudder. As the
yaw equation is Mathieu type, parametric instability should
be expected. Due to the large damping however, the internal
forcing required is much higher (i.e. steeper waves) than
that at zero encounter frequency.
We considered this instability further on the basis of the
mathematical model outlined in Section 4. We found that
there is a critical desired heading (given the ship and the
wave) where a bifurcation occurs creating a stable
subharmonic response (Fig. 9). Further increase of the
desired heading caused a rapid increase of the amplitude of
yaw oscillation, leading shortly to a turn backwards of the
Fig. 8: Possible outcomes of an escape from surf-riding steady yaw response curve. This precipitated a sudden and
dangerous jump to resonant yaw. The transient behaviour
was a growing oscillatory yaw which corresponds closely to
8. BROACHING AT LOW SPEED [8] what has been described as cumulative-type broaching.
In a review by Conolly [32] of broaching incidents, those
9. CONCLUDING REMARKS
that had happened at speeds much lower than the wave
celerity were distinguished from the more classical high- In this review article were summarised the most important
speed events. At low to moderate speeds, surf-riding is of our findings regarding the basic nature of the broaching
rather unlikely to happen, unless the water is very shallow. instability of ships. Recently, we have widened the scope of
Therefore, if broaching has occurred in that speed range, our research by considering also other, single or combined,
there should be a different mechanism in action which does types of dynamic instability. Our long term objective is to
not involve surf-riding. develop a rigorous technical basis for the assessment of ship
We considered whether in that case the instability could stability in a seaway with full account of the large-
be an intrinsic feature of the yaw motion of a ship overtaken amplitude ship dynamics. This could lead to more rational
by very large waves. Assuming a nearly following sea and stability regulations, improved design and a better guidance
an autopilot capable to limit large oscillatory course for Masters on how to cope with adverse weather.
deviations, the fundamentals of yaw motion is captured by
ACKNOWLEDGEMENTS
the following equation [8]:
The EU grants with contract no: ERBFMBICT982963
d 2ψ dψ
+ 2ζ + (1 − h cos Ω τ )ψ = a (TMR) and ERBCHBGCT930427 (HCM) are gratefully
dτ 2
dτ acknowledged. Similarly is acknowledged the award of a
3
Proportionality constant between steady yaw and rudder angle.
STA Fellowship (ID no 193065) offered by the Japanese 23. H. Eda (1972) Directional stability and control of ships in
Government for which the author was proposed to the waves. J. Ship Res., 16/3.
Japanese authorities by the EU. 24. S. Motora, M. Fujino, M. Koyonagi, S. Ishida, K. Shimada &
T. Maki (1981) A consideration on the mechanism of
occurrence of broaching-to phenomena. JSNA, 150.
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