Transdel First Day Petitions

Case 11-10497-PB11
B1 (Official Form 1)(4/10)
Filed 06/26/11
Doc 1
Pg. 1 of 122
United States Bankruptcy Court

Southern District of California
} b k 1 { F o r m . V l u n t a y P e i
Voluntary Petition
Name of Debtor (if individual, enter Last, First, Middle):
Name of Joint Debtor (Spouse) (Last, First, Middle):
Transdel Pharmaceuticals, Inc.

All Other Names used by the Debtor in the last 8 years (include married, maiden, and trade names): All Other Names used by the Joint Debtor in the last 8 years (include married, maiden, and trade names):
Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN) No./Complete EIN
(if more than one, state all)
Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN) No./Complete EIN
(if more than one, state all)
45-0567010
Street Address of Debtor (No. and Street, City, and State): Street Address of Joint Debtor (No. and Street, City, and State):
4275 Executive Square, Suite 230 La Jolla, CA

ZIP Code ZIP Code
92037
County of Residence or of the Principal Place of Business: County of Residence or of the Principal Place of Business:
San Diego
Mailing Address of Debtor (if different from street address): Mailing Address of Joint Debtor (if different from street address):
ZIP Code
ZIP Code
Location of Principal Assets of Business Debtor (if different from street address above):
4275 Executive Square, Suite 230 La Jolla, CA 92037

Nature of Business
(Check one box)
Type of Debtor
(Form of Organization) (Check one box)
Chapter of Bankruptcy Code Under Which the Petition is Filed (Check one box) Chapter 7 Chapter 9 Chapter 11 Chapter 12 Chapter 13 Chapter 15 Petition for Recognition of a Foreign Main Proceeding Chapter 15 Petition for Recognition of a Foreign Nonmain Proceeding Nature of Debts
(Check one box) Debts are primarily consumer debts, defined in 11 U.S.C. 101(8) as "incurred by an individual primarily for a personal, family, or household purpose." Debts are primarily business debts.
Individual (includes Joint Debtors) See Exhibit D on page 2 of this form. Corporation (includes LLC and LLP) Partnership Other (If debtor is not one of the above entities,
check this box and state type of entity below.)
Health Care Business Single Asset Real Estate as defined in 11 U.S.C. 101 (51B) Railroad Stockbroker Commodity Broker Clearing Bank Other Tax-Exempt Entity
(Check box, if applicable)
Debtor is a tax-exempt organization under Title 26 of the United States Code (the Internal Revenue Code). Filing Fee (Check one box)
Full Filing Fee attached Filing Fee to be paid in installments (applicable to individuals only). Must attach signed application for the court's consideration certifying that the debtor is unable to pay fee except in installments. Rule 1006(b). See Official Form 3A. Filing Fee waiver requested (applicable to chapter 7 individuals only). Must attach signed application for the court's consideration. See Official Form 3B.
Chapter 11 Debtors Check one box: Debtor is a small business debtor as defined in 11 U.S.C. 101(51D). Debtor is not a small business debtor as defined in 11 U.S.C. 101(51D). Check if: Debtors aggregate noncontingent liquidated debts (excluding debts owed to insiders or affiliates) are less than $2,343,300 (amount subject to adjustment on 4/01/13 and every three years thereafter).
Check all applicable boxes: A plan is being filed with this petition. Acceptances of the plan were solicited prepetition from one or more classes of creditors, in accordance with 11 U.S.C. 1126(b). THIS SPACE IS FOR COURT USE ONLY
Statistical/Administrative Information Debtor estimates that funds will be available for distribution to unsecured creditors. Debtor estimates that, after any exempt property is excluded and administrative expenses paid, there will be no funds available for distribution to unsecured creditors. Estimated Number of Creditors
149 5099 100199 200999 1,0005,000 5,00110,000 10,00125,000 25,00150,000 50,001100,000 OVER 100,000
Estimated Assets
$0 to $50,000 $50,001 to $100,000 $100,001 to $500,000 $500,001 to $1 million $1,000,001 to $10 million $10,000,001 to $50 million $50,000,001 to $100 million $100,000,001 $500,000,001 More than to $500 to $1 billion $1 billion million
Estimated Liabilities
$0 to $50,000 $50,001 to $100,000 $100,001 to $500,000 $500,001 to $1 million $1,000,001 to $10 million $10,000,001 to $50 million $50,000,001 to $100 million $100,000,001 $500,000,001 More than to $500 to $1 billion $1 billion million
Case 11-10497-PB11
Filed 06/26/11
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Page 2
Voluntary Petition
(This page must be completed and filed in every case) Location Where Filed: - None Location Where Filed:
Name of Debtor(s): Transdel Pharmaceuticals, Inc.
All Prior Bankruptcy Cases Filed Within Last 8 Years (If more than two, attach additional sheet) Case Number: Date Filed: Case Number: Date Filed:
Pending Bankruptcy Case Filed by any Spouse, Partner, or Affiliate of this Debtor (If more than one, attach additional sheet) Name of Debtor: Case Number: Date Filed: - None District: Exhibit A (To be completed if debtor is required to file periodic reports (e.g., forms 10K and 10Q) with the Securities and Exchange Commission pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and is requesting relief under chapter 11.) Exhibit A is attached and made a part of this petition. Relationship: Judge: Exhibit B
(To be completed if debtor is an individual whose debts are primarily consumer debts.)
I, the attorney for the petitioner named in the foregoing petition, declare that I have informed the petitioner that [he or she] may proceed under chapter 7, 11, 12, or 13 of title 11, United States Code, and have explained the relief available under each such chapter. I further certify that I delivered to the debtor the notice required by 11 U.S.C. 342(b).
Signature of Attorney for Debtor(s)
(Date)
Exhibit C
Does the debtor own or have possession of any property that poses or is alleged to pose a threat of imminent and identifiable harm to public health or safety? Yes, and Exhibit C is attached and made a part of this petition. No.
Exhibit D (To be completed by every individual debtor. If a joint petition is filed, each spouse must complete and attach a separate Exhibit D.) Exhibit D completed and signed by the debtor is attached and made a part of this petition. If this is a joint petition: Exhibit D also completed and signed by the joint debtor is attached and made a part of this petition. Information Regarding the Debtor - Venue (Check any applicable box) Debtor has been domiciled or has had a residence, principal place of business, or principal assets in this District for 180 days immediately preceding the date of this petition or for a longer part of such 180 days than in any other District. There is a bankruptcy case concerning debtor's affiliate, general partner, or partnership pending in this District. Debtor is a debtor in a foreign proceeding and has its principal place of business or principal assets in the United States in this District, or has no principal place of business or assets in the United States but is a defendant in an action or proceeding [in a federal or state court] in this District, or the interests of the parties will be served in regard to the relief sought in this District. Certification by a Debtor Who Resides as a Tenant of Residential Property (Check all applicable boxes) Landlord has a judgment against the debtor for possession of debtor's residence. (If box checked, complete the following.)
(Name of landlord that obtained judgment)
(Address of landlord)
Debtor claims that under applicable nonbankruptcy law, there are circumstances under which the debtor would be permitted to cure the entire monetary default that gave rise to the judgment for possession, after the judgment for possession was entered, and Debtor has included in this petition the deposit with the court of any rent that would become due during the 30-day period after the filing of the petition. Debtor certifies that he/she has served the Landlord with this certification. (11 U.S.C. 362(l)).
Case 11-10497-PB11
Filed 06/26/11
Doc 1
Pg. 3 of 122
Page 3
Voluntary Petition
(This page must be completed and filed in every case)
Name of Debtor(s): Transdel Pharmaceuticals, Inc. Signatures
Signature(s) of Debtor(s) (Individual/Joint)

I declare under penalty of perjury that the information provided in this petition is true and correct. [If petitioner is an individual whose debts are primarily consumer debts and has chosen to file under chapter 7] I am aware that I may proceed under chapter 7, 11, 12, or 13 of title 11, United States Code, understand the relief available under each such chapter, and choose to proceed under chapter 7. [If no attorney represents me and no bankruptcy petition preparer signs the petition] I have obtained and read the notice required by 11 U.S.C. 342(b). I request relief in accordance with the chapter of title 11, United States Code, specified in this petition.
Signature of a Foreign Representative

I declare under penalty of perjury that the information provided in this petition is true and correct, that I am the foreign representative of a debtor in a foreign proceeding, and that I am authorized to file this petition.
(Check only one box.)
I request relief in accordance with chapter 15 of title 11. United States Code. Certified copies of the documents required by 11 U.S.C. 1515 are attached. Pursuant to 11 U.S.C. 1511, I request relief in accordance with the chapter of title 11 specified in this petition. A certified copy of the order granting recognition of the foreign main proceeding is attached.
X
Signature of Debtor
X
Signature of Foreign Representative Printed Name of Foreign Representative Signature of Joint Debtor Date Telephone Number (If not represented by attorney) Date Signature of Attorney* Signature of Non-Attorney Bankruptcy Petition Preparer
I declare under penalty of perjury that: (1) I am a bankruptcy petition preparer as defined in 11 U.S.C. 110; (2) I prepared this document for compensation and have provided the debtor with a copy of this document and the notices and information required under 11 U.S.C. 110(b), 110(h), and 342(b); and, (3) if rules or guidelines have been promulgated pursuant to 11 U.S.C. 110(h) setting a maximum fee for services chargeable by bankruptcy petition preparers, I have given the debtor notice of the maximum amount before preparing any document for filing for a debtor or accepting any fee from the debtor, as required in that section. Official Form 19 is attached.
/s/ Michael D. Breslauer Signature of Attorney for Debtor(s) Michael D. Breslauer 110259 Printed Name of Attorney for Debtor(s) Solomon Ward Seidenwurm & Smith LLP Firm Name 401 B Street, Suite 1200 San Diego, CA 92101-4295
Printed Name and title, if any, of Bankruptcy Petition Preparer Social-Security number (If the bankrutpcy petition preparer is not an individual, state the Social Security number of the officer, principal, responsible person or partner of the bankruptcy petition preparer.)(Required by 11 U.S.C. 110.)
Address Email: [email protected] 619-231-0303 Fax: 619-231-4755 Telephone Number June 23, 2011 Date
*In a case in which 707(b)(4)(D) applies, this signature also constitutes a certification that the attorney has no knowledge after an inquiry that the information in the schedules is incorrect.
Address
X
Date
Signature of Bankruptcy Petition Preparer or officer, principal, responsible person,or partner whose Social Security number is provided above. Names and Social-Security numbers of all other individuals who prepared or assisted in preparing this document unless the bankruptcy petition preparer is not an individual:
Signature of Debtor (Corporation/Partnership)

I declare under penalty of perjury that the information provided in this petition is true and correct, and that I have been authorized to file this petition on behalf of the debtor. The debtor requests relief in accordance with the chapter of title 11, United States Code, specified in this petition.
/s/ John Lomoro Signature of Authorized Individual John Lomoro Printed Name of Authorized Individual Chief Financial Officer Title of Authorized Individual June 23, 2011 Date
If more than one person prepared this document, attach additional sheets conforming to the appropriate official form for each person. A bankruptcy petition preparers failure to comply with the provisions of title 11 and the Federal Rules of Bankruptcy Procedure may result in fines or imprisonment or both 11 U.S.C. 110; 18 U.S.C. 156.
Case 11-10497-PB11
Filed 06/26/11
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B4 (Official Form 4) (12/07)

In re Transdel Pharmaceuticals, Inc. Debtor(s) Case No. Chapter 11
LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS

Following is the list of the debtor's creditors holding the 20 largest unsecured claims. The list is prepared in accordance with Fed. R. Bankr. P. 1007(d) for filing in this chapter 11 [or chapter 9] case. The list does not include (1) persons who come within the definition of "insider" set forth in 11 U.S.C. 101, or (2) secured creditors unless the value of the collateral is such that the unsecured deficiency places the creditor among the holders of the 20 largest unsecured claims. If a minor child is one of the creditors holding the 20 largest unsecured claims, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See 11 U.S.C. 112; Fed. R. Bankr. P. 1007(m). (1)
Name of creditor and complete mailing address including zip code
(2)
Name, telephone number and complete mailing address, including zip code, of employee, agent, or department of creditor familiar with claim who may be contacted Alexej Ladonnikov 13388 Surrey Lane Saratoga, CA 95070 DLA Piper LLP P.O. Box 64029 Baltimore, MD 21264-4029 Owens Pharma Research Center 720 Alamitos Avenue, Suite A Long Beach, CA 90813 DPT Laboratories, Ltd. 12637 Collections Center Drive Chicago, IL 60693 John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Clinical Trials Management 3901 Houma Blvd Medical Plaza II, Suite 405 Metairie, LA 70006 Orange County Clinical Trials 1801 West Romneya Dr. Ste 208 Anaheim, CA 92801 Regents Square La Jolla, LLC Dept. 6970 Los Angeles, CA 90084-6970 Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130 Ysabella Fernando 9352 Twin Trails Drive #201 San Diego, CA 92129 PPD Development LP 12937 Collections Center Drive Chicago, IL 60693
(3)
Nature of claim (trade debt, bank loan, government contract, etc.) convertible promissory note Legal services
(4)
Indicate if claim is contingent, unliquidated, disputed, or subject to setoff
(5)
Amount of claim [if secured, also state value of security]
Alexej Ladonnikov 13388 Surrey Lane Saratoga, CA 95070 DLA Piper LLP P.O. Box 64029 Baltimore, MD 21264-4029 Owens Pharma Research Center 720 Alamitos Avenue, Suite A Long Beach, CA 90813 DPT Laboratories, Ltd. 12637 Collections Center Drive Chicago, IL 60693 John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Clinical Trials Management 3901 Houma Blvd Medical Plaza II, Suite 405 Metairie, LA 70006 Orange County Clinical Trials 1801 West Romneya Dr. Ste 208 Anaheim, CA 92801 Regents Square La Jolla, LLC Dept. 6970 Los Angeles, CA 90084-6970 Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130 Ysabella Fernando 9352 Twin Trails Drive #201 San Diego, CA 92129 PPD Development LP 12937 Collections Center Drive Chicago, IL 60693
1,091,849.00
51,117.00
Trade debt
32,025.60
Trade debt
29,175.00
Accrued pay & vacation Trade debt
22,102.34
20,410.80
Trade debt
19,171.70
Office rent
15,723.50
Accrued pay & vacation Accrued pay & vacation Trade debt
13,826.22
13,036.76
12,092.75
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Best Case Bankruptcy
Case 11-10497-PB11
Filed 06/26/11
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Pg. 5 of 122
B4 (Official Form 4) (12/07) - Cont.
In re
Case No. Debtor(s)
LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS

(Continuation Sheet)
(1)
Name of creditor and complete mailing address including zip code
(2)
Name, telephone number and complete mailing address, including zip code, of employee, agent, or department of creditor familiar with claim who may be contacted Beckloff Associates 3203 Solutions Center Chicago, IL 60677-3002 Covance Central Lab Services 8211 SciCor Drive Indianapolis, IN 46214-2985 SD Sports Med & Family Health 6999 Alvarado Road Ste 2100 San Diego, CA 92120 KMJ Corbin & Co LLP 555 Anton Blvd, Suite 1000 Costa Mesa, CA 92626 Chubb Group Insurance 15 Mountain View Road Warren, NJ 07059 Clinical Pharmacology Study 26 Queen Street Worcester, MA 01610 Sanofi-Aventis LLC P.O. Box 848203 Dallas, TX 75284-8203 Sundance Clinical Research LLC 711 Old Ballas Road Suite 105 Saint Louis, MO 63141 Continental Stock Transfer 17 Battery Place New York, NY 10004
(3)
Nature of claim (trade debt, bank loan, government contract, etc.) Trade debt
(4)
Indicate if claim is contingent, unliquidated, disputed, or subject to setoff
(5)
Amount of claim [if secured, also state value of security]
Beckloff Associates 3203 Solutions Center Chicago, IL 60677-3002 Covance Central Lab Services 8211 SciCor Drive Indianapolis, IN 46214-2985 SD Sports Med & Family Health 6999 Alvarado Road Ste 2100 San Diego, CA 92120 KMJ Corbin & Co LLP 555 Anton Blvd, Suite 1000 Costa Mesa, CA 92626 Chubb Group Insurance 15 Mountain View Road Warren, NJ 07059 Clinical Pharmacology Study 26 Queen Street Worcester, MA 01610 Sanofi-Aventis LLC P.O. Box 848203 Dallas, TX 75284-8203 Sundance Clinical Research LLC 711 Old Ballas Road Suite 105 Saint Louis, MO 63141 Continental Stock Transfer 17 Battery Place New York, NY 10004
11,500.00
Trade debt
9,806.93
Trade debt
9,656.25
Trade debt
9,020.00
Trade debt
8,476.00
Trade debt
7,634.25
Trade debt
5,300.00
Trade debt
5,210.85
Trade debt
5,175.07
DECLARATION UNDER PENALTY OF PERJURY ON BEHALF OF A CORPORATION OR PARTNERSHIP

I, the Chief Financial Officer of the corporation named as the debtor in this case, declare under penalty of perjury that I have read the foregoing list and that it is true and correct to the best of my information and belief. Date June 23, 2011 Signature
/s/ John Lomoro John Lomoro Chief Financial Officer
Penalty for making a false statement or concealing property: Fine of up to $500,000 or imprisonment for up to 5 years or both. 18 U.S.C. 152 and 3571.
Case 11-10497-PB11
B6 Summary (Official Form 6 - Summary) (12/07)
Filed 06/26/11
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} b k 1 { F o r m 6 . S u a y f c h e d l s

In re
, Debtor
Case No. Chapter

11
SUMMARY OF SCHEDULES
Indicate as to each schedule whether that schedule is attached and state the number of pages in each. Report the totals from Schedules A, B, D, E, F, I, and J in the boxes provided. Add the amounts from Schedules A and B to determine the total amount of the debtors assets. Add the amounts of all claims from Schedules D, E, and F to determine the total amount of the debtors liabilities. Individual debtors must also complete the "Statistical Summary of Certain Liabilities and Related Data" if they file a case under chapter 7, 11, or 13.
NAME OF SCHEDULE A - Real Property B - Personal Property C - Property Claimed as Exempt D - Creditors Holding Secured Claims E - Creditors Holding Unsecured Priority Claims (Total of Claims on Schedule E) F - Creditors Holding Unsecured Nonpriority Claims G - Executory Contracts and Unexpired Leases H - Codebtors I - Current Income of Individual Debtor(s) J - Current Expenditures of Individual Debtor(s)
ATTACHED (YES/NO) Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
NO. OF SHEETS 1 3 1 1 2 10 2 1 1 1 23
ASSETS 0.00 1,771,392.27
LIABILITIES
OTHER
0.00 123,604.75 1,383,517.97
0.00 0.00
Total Number of Sheets of ALL Schedules
Total Assets
1,771,392.27 1,507,122.72
Total Liabilities
Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com
Case 11-10497-PB11
Form 6 - Statistical Summary (12/07)
Filed 06/26/11
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} e b k r { t 1 a i F n o L m 6 . l S s c d R u y D f C

In re
, Debtor
Case No. Chapter

11
STATISTICAL SUMMARY OF CERTAIN LIABILITIES AND RELATED DATA (28 U.S.C. 159)
If you are an individual debtor whose debts are primarily consumer debts, as defined in 101(8) of the Bankruptcy Code (11 U.S.C. 101(8)), filing a case under chapter 7, 11 or 13, you must report all information requested below. Check this box if you are an individual debtor whose debts are NOT primarily consumer debts. You are not required to report any information here. This information is for statistical purposes only under 28 U.S.C. 159. Summarize the following types of liabilities, as reported in the Schedules, and total them.
Type of Liability Domestic Support Obligations (from Schedule E) Taxes and Certain Other Debts Owed to Governmental Units (from Schedule E) Claims for Death or Personal Injury While Debtor Was Intoxicated (from Schedule E) (whether disputed or undisputed) Student Loan Obligations (from Schedule F) Domestic Support, Separation Agreement, and Divorce Decree Obligations Not Reported on Schedule E Obligations to Pension or Profit-Sharing, and Other Similar Obligations (from Schedule F) TOTAL
Amount
State the following: Average Income (from Schedule I, Line 16) Average Expenses (from Schedule J, Line 18) Current Monthly Income (from Form 22A Line 12; OR, Form 22B Line 11; OR, Form 22C Line 20 ) State the following: 1. Total from Schedule D, "UNSECURED PORTION, IF ANY" column 2. Total from Schedule E, "AMOUNT ENTITLED TO PRIORITY" column 3. Total from Schedule E, "AMOUNT NOT ENTITLED TO PRIORITY, IF ANY" column 4. Total from Schedule F 5. Total of non-priority unsecured debt (sum of 1, 3, and 4)
Case 11-10497-PB11
B6A (Official Form 6A) (12/07)
Filed 06/26/11
Doc 1
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} b k 1 { S c h e d u l A R a P r o p t y
In re
, Debtor
Case No.
SCHEDULE A - REAL PROPERTY

Except as directed below, list all real property in which the debtor has any legal, equitable, or future interest, including all property owned as a cotenant, community property, or in which the debtor has a life estate. Include any property in which the debtor holds rights and powers exercisable for the debtor's own benefit. If the debtor is married, state whether husband, wife, both, or the marital community own the property by placing an "H," "W," "J," or "C" in the column labeled "Husband, Wife, Joint, or Community." If the debtor holds no interest in real property, write "None" under "Description and Location of Property." Do not include interests in executory contracts and unexpired leases on this schedule. List them in Schedule G - Executory Contracts and Unexpired Leases. If an entity claims to have a lien or hold a secured interest in any property, state the amount of the secured claim. See Schedule D. If no entity claims to hold a secured interest in the property, write "None" in the column labeled "Amount of Secured Claim." If the debtor is an individual or if a joint petition is filed, state the amount of any exemption claimed in the property only in Schedule C - Property Claimed as Exempt. Current Value of Husband, Debtor's Interest in Wife, Property, without Joint, or Community Deducting any Secured Claim or Exemption
Description and Location of Property
Nature of Debtor's Interest in Property
Amount of Secured Claim
None
Sub-Total > Total > 0 continuation sheets attached to the Schedule of Real Property
0.00 0.00
(Total of this page)
(Report also on Summary of Schedules)

Case 11-10497-PB11
B6B (Official Form 6B) (12/07)
Filed 06/26/11
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} k b { 1 S c h e d u l B P r s o n a p t y
In re
, Debtor
Case No.
SCHEDULE B - PERSONAL PROPERTY

Except as directed below, list all personal property of the debtor of whatever kind. If the debtor has no property in one or more of the categories, place an "x" in the appropriate position in the column labeled "None." If additional space is needed in any category, attach a separate sheet properly identified with the case name, case number, and the number of the category. If the debtor is married, state whether husband, wife, both, or the marital community own the property by placing an "H," "W," "J," or "C" in the column labeled "Husband, Wife, Joint, or Community." If the debtor is an individual or a joint petition is filed, state the amount of any exemptions claimed only in Schedule C - Property Claimed as Exempt. Do not list interests in executory contracts and unexpired leases on this schedule. List them in Schedule G - Executory Contracts and Unexpired Leases. If the property is being held for the debtor by someone else, state that person's name and address under "Description and Location of Property." If the property is being held for a minor child, simply state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). Type of Property N O N E X Cash in checking account at Square 1 Bank, San Diego, CA 6,000.00 Description and Location of Property Husband, Current Value of Wife, Debtor's Interest in Property, Joint, or without Deducting any Community Secured Claim or Exemption
1. 2.
Cash on hand Checking, savings or other financial accounts, certificates of deposit, or shares in banks, savings and loan, thrift, building and loan, and homestead associations, or credit unions, brokerage houses, or cooperatives. Security deposits with public utilities, telephone companies, landlords, and others.
3.
Security deposit held by landlord, Regents Square, La Jolla, CA Security Deposit held by State Fund for Worker's Compensation Insurance
6,749.00 2,543.27 700.00
4.
Household goods and furnishings, including audio, video, and computer equipment. Books, pictures and other art objects, antiques, stamp, coin, record, tape, compact disc, and other collections or collectibles. Wearing apparel. Furs and jewelry. Firearms and sports, photographic, and other hobby equipment. Interests in insurance policies. Name insurance company of each policy and itemize surrender or refund value of each. X X
1 laptop computer, 1 desktop computer and 1 printer located in Debtor's office
5.
6. 7. 8. 9.
X X X Product liability insurance policy dated 4/1/11 to 4/1/12 Directors and officers insurance policy dated 9/17/10 to 9/17/11 (D&O policy) 10,000.00 0.00
10. Annuities. Itemize and name each issuer.
Sub-Total > (Total of this page) 2 continuation sheets attached to the Schedule of Personal Property
25,992.27
Case 11-10497-PB11
B6B (Official Form 6B) (12/07) - Cont.
Filed 06/26/11
Doc 1
Pg. 10 of 122
In re
, Debtor
Case No.

(Continuation Sheet) N O N E X Husband, Current Value of Wife, Debtor's Interest in Property, Joint, or without Deducting any Community Secured Claim or Exemption
Type of Property
Description and Location of Property
11. Interests in an education IRA as defined in 26 U.S.C. 530(b)(1) or under a qualified State tuition plan as defined in 26 U.S.C. 529(b)(1). Give particulars. (File separately the record(s) of any such interest(s). 11 U.S.C. 521(c).) 12. Interests in IRA, ERISA, Keogh, or other pension or profit sharing plans. Give particulars. 13. Stock and interests in incorporated and unincorporated businesses. Itemize. 14. Interests in partnerships or joint ventures. Itemize. 15. Government and corporate bonds and other negotiable and nonnegotiable instruments. 16. Accounts receivable. 17. Alimony, maintenance, support, and property settlements to which the debtor is or may be entitled. Give particulars.
X X
X X
18. Other liquidated debts owed to debtor X including tax refunds. Give particulars. 19. Equitable or future interests, life estates, and rights or powers exercisable for the benefit of the debtor other than those listed in Schedule A - Real Property. 20. Contingent and noncontingent interests in estate of a decedent, death benefit plan, life insurance policy, or trust. 21. Other contingent and unliquidated claims of every nature, including tax refunds, counterclaims of the debtor, and rights to setoff claims. Give estimated value of each. X
Sub-Total > (Total of this page) Sheet 1 of 2 continuation sheets attached to the Schedule of Personal Property
0.00
Case 11-10497-PB11
B6B (Official Form 6B) (12/07) - Cont.
Filed 06/26/11
Doc 1
Pg. 11 of 122
In re
, Debtor
Case No.

(Continuation Sheet) N O N E Husband, Current Value of Wife, Debtor's Interest in Property, Joint, or without Deducting any Community Secured Claim or Exemption 1,740,000.00
Type of Property
Description and Location of Property 1 issued patent, 1 provisional patent, 1 approved patent (in Canada) to be issued and 3 trademark names (estimated value based on proposed sale transaction at least $1,740,000.)
22. Patents, copyrights, and other intellectual property. Give particulars. 23. Licenses, franchises, and other general intangibles. Give particulars. 24. Customer lists or other compilations containing personally identifiable information (as defined in 11 U.S.C. 101(41A)) provided to the debtor by individuals in connection with obtaining a product or service from the debtor primarily for personal, family, or household purposes. 25. Automobiles, trucks, trailers, and other vehicles and accessories. 26. Boats, motors, and accessories. 27. Aircraft and accessories. 28. Office equipment, furnishings, and supplies. 29. Machinery, fixtures, equipment, and supplies used in business. 30. Inventory. 31. Animals. 32. Crops - growing or harvested. Give particulars. 33. Farming equipment and implements. 34. Farm supplies, chemicals, and feed. 35. Other personal property of any kind not already listed. Itemize. X X X X X X X
X X X Filing cabinets and office supplies located in Debtor's office 100.00
Ketoprofen, an active pharmaceutical ingredient held at DPT Laboratories, San Antonio TX
5,300.00
Sheet 2 of 2 continuation sheets attached to the Schedule of Personal Property

Sub-Total > (Total of this page) Total >
1,745,400.00 1,771,392.27
(Report also on Summary of Schedules)

Case 11-10497-PB11
B6C (Official Form 6C) (4/10)
Filed 06/26/11
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E } x b e k m 1 p { t S c h d u l C P r o y a i s
In re
, Debtor
Case No.
SCHEDULE C - PROPERTY CLAIMED AS EXEMPT

Debtor claims the exemptions to which debtor is entitled under: (Check one box) 11 U.S.C. 522(b)(2) 11 U.S.C. 522(b)(3) Description of Property Check if debtor claims a homestead exemption that exceeds $146,450. (Amount subject to adjustment on 4/1/13, and every three years thereafter
with respect to cases commenced on or after the date of adjustment.)
Specify Law Providing Each Exemption
Value of Claimed Exemption
Current Value of Property Without Deducting Exemption
NONE.
continuation sheets attached to Schedule of Property Claimed as Exempt

Case 11-10497-PB11
B6D (Official Form 6D) (12/07)
Filed 06/26/11
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Case No.
SCHEDULE D - CREDITORS HOLDING SECURED CLAIMS

State the name, mailing address, including zip code, and last four digits of any account number of all entities holding claims secured by property of the debtor as of the date of filing of the petition. The complete account number of any account the debtor has with the creditor is useful to the trustee and the creditor and may be provided if the debtor chooses to do so. List creditors holding all types of secured interests such as judgment liens, garnishments, statutory liens, mortgages, deeds of trust, and other security interests. List creditors in alphabetical order to the extent practicable. If a minor child is a creditor, the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). If all secured creditors will not fit on this page, use the continuation sheet provided. If any entity other than a spouse in a joint case may be jointly liable on a claim, place an "X" in the column labeled "Codebtor" ,include the entity on the appropriate schedule of creditors, and complete Schedule H - Codebtors. If a joint petition is filed, state whether the husband, wife, both of them, or the marital community may be liable on each claim by placing an "H", "W", "J", or "C" in the column labeled "Husband, Wife, Joint, or Community". If the claim is contingent, place an "X" in the column labeled "Contingent". If the claim is unliquidated, place an "X" in the column labeled "Unliquidated". If the claim is disputed, place an "X" in the column labeled "Disputed". (You may need to place an "X" in more than one of these three columns.) Total the columns labeled "Amount of Claim Without Deducting Value of Collateral" and "Unsecured Portion, if Any" in the boxes labeled "Total(s)" on the last sheet of the completed schedule. Report the total from the column labeled "Amount of Claim" also on the Summary of Schedules and, if the debtor is an individual with primarily consumer debts, report the total from the column labeled "Unsecured Portion" on the Statistical Summary of Certain Liabilities and Related Data. Check this box if debtor has no creditors holding secured claims to report on this Schedule D.
CREDITOR'S NAME AND MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No.
C O D E B T O R
Husband, Wife, Joint, or Community H W J C
DATE CLAIM WAS INCURRED, NATURE OF LIEN, AND DESCRIPTION AND VALUE OF PROPERTY SUBJECT TO LIEN
C O N T I N G E N T
U N L I Q U I D A T E D
D I S P U T E D
AMOUNT OF CLAIM WITHOUT DEDUCTING VALUE OF COLLATERAL
UNSECURED PORTION, IF ANY
Value $ Account No.
Value $ Account No.
Value $ Account No.
Value $ 0 _____ continuation sheets attached Subtotal (Total of this page) Total (Report on Summary of Schedules)
0.00
0.00
Case 11-10497-PB11
B6E (Official Form 6E) (4/10)
Filed 06/26/11
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Pg. 14 of 122
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Case No.
SCHEDULE E - CREDITORS HOLDING UNSECURED PRIORITY CLAIMS

A complete list of claims entitled to priority, listed separately by type of priority, is to be set forth on the sheets provided. Only holders of unsecured claims entitled to priority should be listed in this schedule. In the boxes provided on the attached sheets, state the name, mailing address, including zip code, and last four digits of the account number, if any, of all entities holding priority claims against the debtor or the property of the debtor, as of the date of the filing of the petition. Use a separate continuation sheet for each type of priority and label each with the type of priority. The complete account number of any account the debtor has with the creditor is useful to the trustee and the creditor and may be provided if the debtor chooses to do so. If a minor child is a creditor, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). If any entity other than a spouse in a joint case may be jointly liable on a claim, place an "X" in the column labeled "Codebtor," include the entity on the appropriate schedule of creditors, and complete Schedule H-Codebtors. If a joint petition is filed, state whether the husband, wife, both of them, or the marital community may be liable on each claim by placing an "H," "W," "J," or "C" in the column labeled "Husband, Wife, Joint, or Community." If the claim is contingent, place an "X" in the column labeled "Contingent." If the claim is unliquidated, place an "X" in the column labeled "Unliquidated." If the claim is disputed, place an "X" in the column labeled "Disputed." (You may need to place an "X" in more than one of these three columns.) Report the total of claims listed on each sheet in the box labeled "Subtotals" on each sheet. Report the total of all claims listed on this Schedule E in the box labeled "Total" on the last sheet of the completed schedule. Report this total also on the Summary of Schedules. Report the total of amounts entitled to priority listed on each sheet in the box labeled "Subtotals" on each sheet. Report the total of all amounts entitled to priority listed on this Schedule E in the box labeled "Totals" on the last sheet of the completed schedule. Individual debtors with primarily consumer debts report this total also on the Statistical Summary of Certain Liabilities and Related Data. Report the total of amounts not entitled to priority listed on each sheet in the box labeled "Subtotals" on each sheet. Report the total of all amounts not entitled to priority listed on this Schedule E in the box labeled "Totals" on the last sheet of the completed schedule. Individual debtors with primarily consumer debts report this total also on the Statistical Summary of Certain Liabilities and Related Data. Check this box if debtor has no creditors holding unsecured priority claims to report on this Schedule E.
TYPES OF PRIORITY CLAIMS (Check the appropriate box(es) below if claims in that category are listed on the attached sheets) Domestic support obligations
Claims for domestic support that are owed to or recoverable by a spouse, former spouse, or child of the debtor, or the parent, legal guardian, or responsible relative of such a child, or a governmental unit to whom such a domestic support claim has been assigned to the extent provided in 11 U.S.C. 507(a)(1).
Extensions of credit in an involuntary case

Claims arising in the ordinary course of the debtor's business or financial affairs after the commencement of the case but before the earlier of the appointment of a trustee or the order for relief. 11 U.S.C. 507(a)(3).
Wages, salaries, and commissions

Wages, salaries, and commissions, including vacation, severance, and sick leave pay owing to employees and commissions owing to qualifying independent sales representatives up to $11,725* per person earned within 180 days immediately preceding the filing of the original petition, or the cessation of business, whichever occurred first, to the extent provided in 11 U.S.C. 507(a)(4).
Contributions to employee benefit plans

Money owed to employee benefit plans for services rendered within 180 days immediately preceding the filing of the original petition, or the cessation of business, whichever occurred first, to the extent provided in 11 U.S.C. 507(a)(5).
Certain farmers and fishermen

Claims of certain farmers and fishermen, up to $5,775* per farmer or fisherman, against the debtor, as provided in 11 U.S.C. 507(a)(6).
Deposits by individuals
Claims of individuals up to $2,600* for deposits for the purchase, lease, or rental of property or services for personal, family, or household use, that were not delivered or provided. 11 U.S.C. 507(a)(7).
Taxes and certain other debts owed to governmental units

Taxes, customs duties, and penalties owing to federal, state, and local governmental units as set forth in 11 U.S.C. 507(a)(8).
Commitments to maintain the capital of an insured depository institution

Claims based on commitments to the FDIC, RTC, Director of the Office of Thrift Supervision, Comptroller of the Currency, or Board of Governors of the Federal Reserve System, or their predecessors or successors, to maintain the capital of an insured depository institution. 11 U.S.C. 507 (a)(9).
Claims for death or personal injury while debtor was intoxicated

Claims for death or personal injury resulting from the operation of a motor vehicle or vessel while the debtor was intoxicated from using alcohol, a drug, or another substance. 11 U.S.C. 507(a)(10).
* Amount subject to adjustment on 4/01/13, and every three years thereafter with respect to cases commenced on or after the date of adjustment.
1
continuation sheets attached

Case 11-10497-PB11
B6E (Official Form 6E) (4/10) - Cont.
Filed 06/26/11
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In re
, Debtor
Case No.
SCHEDULE E - CREDITORS HOLDING UNSECURED PRIORITY CLAIMS

(Continuation Sheet) Wages, salaries, and commissions TYPE OF PRIORITY CREDITOR'S NAME, AND MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions.) Account No. Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130
C O D E B T O R Husband, Wife, Joint, or Community H W J C C O N T I N G E N T U N L I Q U I D A T E D D I S P U T E D
DATE CLAIM WAS INCURRED AND CONSIDERATION FOR CLAIM
AMOUNT OF CLAIM
AMOUNT NOT ENTITLED TO PRIORITY, IF ANY AMOUNT ENTITLED TO PRIORITY
3/11 Accrued pay & vacation
4,973.20 13,826.22 8,853.02
Account No. John Bonfiglio 125 Edgewood Drive Durham, NC 27713
1/11 Accrued pay & vacation 10,377.34 22,102.34 11,725.00
Account No. John Lomoro 997 McCain Valley Court Chula Vista, CA 91913
Account No. Terry Nida 342 Snowman Road Coudersport, PA 16915
Account No. Ysabella Fernando 9352 Twin Trails Drive #201 San Diego, CA 92129
3/11 Accrued pay & vacation 9,041.34 13,036.76 3,995.42 75,581.31 123,604.75 123,604.75 48,023.44 75,581.31 48,023.44
1 1 Sheet _____ of _____ continuation sheets attached to Schedule of Creditors Holding Unsecured Priority Claims
Subtotal (Total of this page) Total (Report on Summary of Schedules)
Case 11-10497-PB11
B6F (Official Form 6F) (12/07)
Filed 06/26/11
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SCHEDULE F - CREDITORS HOLDING UNSECURED NONPRIORITY CLAIMS

State the name, mailing address, including zip code, and last four digits of any account number, of all entities holding unsecured claims without priority against the debtor or the property of the debtor, as of the date of filing of the petition. The complete account number of any account the debtor has with the creditor is useful to the trustee and the creditor and may be provided if the debtor chooses to do so. If a minor child is a creditor, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). Do not include claims listed in Schedules D and E. If all creditors will not fit on this page, use the continuation sheet provided. If any entity other than a spouse in a joint case may be jointly liable on a claim, place an "X" in the column labeled "Codebtor," include the entity on the appropriate schedule of creditors, and complete Schedule H - Codebtors. If a joint petition is filed, state whether the husband, wife, both of them, or the marital community may be liable on each claim by placing an "H," "W," "J," or "C" in the column labeled "Husband, Wife, Joint, or Community." If the claim is contingent, place an "X" in the column labeled "Contingent." If the claim is unliquidated, place an "X" in the column labeled "Unliquidated." If the claim is disputed, place an "X" in the column labeled "Disputed." (You may need to place an "X" in more than one of these three columns.) Report the total of all claims listed on this schedule in the box labeled "Total" on the last sheet of the completed schedule. Report this total also on the Summary of Schedules and, if the debtor is an individual with primarily consumer debts, report this total also on the Statistical Summary of Certain Liabilities and Related Data. Check this box if debtor has no creditors holding unsecured claims to report on this Schedule F.
CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. ACE Parking Management Inc. 4225 Executive Square, Ste 400 La Jolla, CA 92037
C O D E B T O R
DATE CLAIM WAS INCURRED AND CONSIDERATION FOR CLAIM. IF CLAIM IS SUBJECT TO SETOFF, SO STATE. 5/11 Trade debt
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
400.00 Account No. Alexej Ladonnikov 13388 Surrey Lane Saratoga, CA 95070 4/10 convertible promissory note -
1,091,849.00 Account No. AT&T P.O. Box 5025 Carol Stream, IL 60197-5025 3/11 Trade debt -
1,302.55 Account No. Barney & Barney 9171 Towne Centre Dr Ste 500 San Diego, CA 92122 Trade debt
0.00 _____ continuation sheets attached 9 Subtotal (Total of this page) 1,093,551.55
S/N:28101-101118
Case 11-10497-PB11
B6F (Official Form 6F) (12/07) - Cont.
Filed 06/26/11
Doc 1
Pg. 17 of 122
In re
, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Beckloff Associates 3203 Solutions Center Chicago, IL 60677-3002
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
11,500.00 Account No. Bozeman Urgent Care 1006 West Main Bozeman, MT 59715 9/09 Trade debt -
2,200.00 Account No. Carr & Ferrell LLP 120 Constitution Drive Menlo Park, CA 94025 11/10 Legal services -
504.70 Account No. Celerion 75 Remittance Drive Ste 6210 Chicago, IL 60675-6210 10/10 Trade debt -
1,344.00 Account No. Chubb Group Insurance 15 Mountain View Road Warren, NJ 07059 1/11 Trade debt -
8,476.00 Sheet no. _____ of _____ sheets attached to Schedule of 1 9 Creditors Holding Unsecured Nonpriority Claims Subtotal (Total of this page) 24,024.70
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Clinical Pharmacology Study 26 Queen Street Worcester, MA 01610
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
7,634.25 Account No. Clinical Trials Management 3901 Houma Blvd Medical Plaza II, Suite 405 Metairie, LA 70006 Account No. Continental Stock Transfer 17 Battery Place New York, NY 10004 9/09 Trade debt -
20,410.80 11/10 Trade debt -
5,175.07 Account No. Covance Central Lab Services 8211 SciCor Drive Indianapolis, IN 46214-2985 9/08 Trade debt -
9,806.93 Account No. DLA Piper LLP P.O. Box 64029 Baltimore, MD 21264-4029 12/10 Legal services -
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Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. DPT Laboratories, Ltd. 12637 Collections Center Drive Chicago, IL 60693
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
29,175.00 Account No. FedEx P.O. Box 7221 Pasadena, CA 91109-7321 1/11 Trade debt -
406.22 Account No. Great Lakes Research Group 200 S Wenona Street, Ste 170 Bay City, MI 48706 9/09 Trade debt -
750.00 Account No. J&S Studies, Inc. 1710 Crescent Point Pkwy College Station, TX 77845 6/09 Trade debt -
3,299.95 Account No. Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130 3/11 Reimbursement of business expenses -
126.33 Sheet no. _____ of _____ sheets attached to Schedule of 3 9 Creditors Holding Unsecured Nonpriority Claims Subtotal (Total of this page) 33,757.50
Case 11-10497-PB11
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. John Bonfiglio 125 Edgewood Drive Durham, NC 27713
C O D E B T O R
DATE CLAIM WAS INCURRED AND CONSIDERATION FOR CLAIM. IF CLAIM IS SUBJECT TO SETOFF, SO STATE. 1/11 Reimbursement of business expenses
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
1,174.04 Account No. KMJ Corbin & Co LLP 555 Anton Blvd, Suite 1000 Costa Mesa, CA 92626 1/11 Trade debt -
9,020.00 Account No. National Corporate Research 10 E 40th Street, 10th Floor New York, NY 10016 1/11 Trade debt -
1,168.00 Account No. Nationwide Retire Consulting Dept 3248 Columbus, OH 43271-3248 10/10 Credit Debt -
662.50 Account No. Office Depot P.O. Box 70025 Los Angeles, CA 90074-0025 7/09 Trade debt -
385.64 Sheet no. _____ of _____ sheets attached to Schedule of 4 9 Creditors Holding Unsecured Nonpriority Claims Subtotal (Total of this page) 12,410.18
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Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Orange County Clinical Trials 1801 West Romneya Dr. Ste 208 Anaheim, CA 92801
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
19,171.70 Account No. Ormond Medical Arts Pharmaceut 77 West Granada Blvd Altamonte Springs, FL 32714 9/09 Trade debt -
1,740.26 Account No. Owens Pharma Research Center 720 Alamitos Avenue, Suite A Long Beach, CA 90813 9/09 Trade debt -
32,025.60 Account No. PPD Development LP 12937 Collections Center Drive Chicago, IL 60693 7/10 Trade debt -
12,092.75 Account No. PR Newswire Association LLC GPO Box 5897 New York, NY 10087-5897 11/10 Trade debt -
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. PSAdams, Inc. 3525 Del Mar Heights Road #589 San Diego, CA 92130
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
1,672.61 Account No. Pure Compliance P.O. Box 951839 Dallas, TX 75395-1839 11/10 Trade debt -
2,584.00 Account No. Regents Square La Jolla, LLC Dept. 6970 Los Angeles, CA 90084-6970 03/11 Office rent -
15,723.50 Account No. Ricoh Americas P.O. Box 4245 Carol Stream, IL 60197-4245 12/10 Credit Debt -
704.89 Account No. 256455 Ricoh Americas Corp. P.O. Box 41602 Philadelphia, PA 19101-1602 1/11 Trade debt -
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Robert W. Levin, MD 646 Virginia Street, 4th Floor Dunedin, FL 34698
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
2,599.20 Account No. San Diego Managed Care Group 11777 Bernardo Plaza Ct #105 San Diego, CA 92128 9/09 Trade debt -
550.00 Account No. Sanofi-Aventis LLC P.O. Box 848203 Dallas, TX 75284-8203 1/11 Trade debt -
5,300.00 Account No. SD Sports Med & Family Health 6999 Alvarado Road Ste 2100 San Diego, CA 92120 9/09 Trade debt -
9,656.25 Account No. SFM Clinical Trials 3730 Scotland Road Scotland, PA 17254 9/09 Trade debt -
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Southern Orthopaedic Sports 1718 St Julian Place Columbia, SC 29204
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
550.00 Account No. State Worker's Insurance Fund 100 Lackawanna Ave P.O. Box 5100 Scranton, PA 18505-5100 Account No. Sundance Clinical Research LLC 711 Old Ballas Road Suite 105 Saint Louis, MO 63141 3/11 Trade debt -
653.00 9-09 Trade debt -
5,210.85 Account No. Triad Clinical Trials, LLC 1400 Battleground Ave Ste 150B Greensboro, NC 27408 9/09 Trade debt -
3,909.20 Account No. University Orthopedics Center 101 Regent Court State College, PA 16801 9/09 Trade debt -
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, Debtor
Case No.

CREDITOR'S NAME, MAILING ADDRESS INCLUDING ZIP CODE, AND ACCOUNT NUMBER (See instructions above.) Account No. Zacks Investment Research 111 north Canal St, Ste 1101 Chicago, IL 60606-7204
C O D E B T O R
C O N T I N G E N T
D I S P U T E D
AMOUNT OF CLAIM
3,000.00 Account No.
Account No.
Account No.
Account No.
Sheet no. _____ of _____ sheets attached to Schedule of 9 9 Creditors Holding Unsecured Nonpriority Claims
Subtotal (Total of this page) Total (Report on Summary of Schedules)
3,000.00
1,383,517.97
Case 11-10497-PB11
B6G (Official Form 6G) (12/07)
Filed 06/26/11
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Pg. 26 of 122
a } n b d k 1 U { S e c x h p i r u l L G s E t o y C
In re
, Debtor
Case No.
SCHEDULE G - EXECUTORY CONTRACTS AND UNEXPIRED LEASES

Describe all executory contracts of any nature and all unexpired leases of real or personal property. Include any timeshare interests. State nature of debtor's interest in contract, i.e., "Purchaser", "Agent", etc. State whether debtor is the lessor or lessee of a lease. Provide the names and complete mailing addresses of all other parties to each lease or contract described. If a minor child is a party to one of the leases or contracts, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). Check this box if debtor has no executory contracts or unexpired leases. Name and Mailing Address, Including Zip Code, of Other Parties to Lease or Contract American Med-Tech Equity Advis 708 Third Avenue, 5th Floor New York, NY 10017 CNA 915 Wilshire Blvd Los Angeles, CA 90017 DPT Laboratories, Ltd. 307 E. Josephine San Antonio, TX 78215 ERisk Services 227 US Highway 206, Ste 302 Flanders, NJ 07836-9174 ESC Advisors/KEMA Partners 327 Central Park West Suite 8E New York, NY 10025 Ironshore Insurance Services One State Street Plaza, 7th Fl New York, NY 10004 Jan Marini Skin Research, Inc. 6951 Via del Oro San Jose, CA 95119 JH Direct, LLC 2387 La Mirada Drive Vista, CA 92081 Liberty Insurance Company 353 Sacramento Street 6th Fl San Francisco, CA 94111 Monitor Liability Managers LLC 2850 West Golf Road, Suite 800 Rolling Meadows, IL 60008-4039 Regents Square La Jolla, LLC 4225 Executive Square La Jolla, CA 92037 Ricoh Americas Corp. P.O. Box 41602 Philadelphia, PA 19101-1602 Description of Contract or Lease and Nature of Debtor's Interest. State whether lease is for nonresidential real property. State contract number of any government contract. Letter agreement re financial advise and investment banking Directors and Officers insurance policy
Research and development agreement dated October 11, 2007 through May 2012 Employers practices liability insurance through September 17, 2011 Letter agreement for financial advise and investment banking Products liability insurance through April 1, 2012
License Agreement for anti-cellulite formulation dated June 14, 2010 through July 2016 License agreement for anti-cellulite formulation dated May 20, 2009 through May 31, 2013 Directors & Officers insurance policy through September 17, 2011 Directors & Officers insurance policy
Furnished office space lease agreement expires June 30, 2011 Copies lease agreement expires July 31, 2011
1 continuation sheets attached to Schedule of Executory Contracts and Unexpired Leases

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Case 11-10497-PB11
Filed 06/26/11
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, Debtor
Case No.
SCHEDULE G - EXECUTORY CONTRACTS AND UNEXPIRED LEASES

(Continuation Sheet) Description of Contract or Lease and Nature of Debtor's Interest. State whether lease is for nonresidential real property. State contract number of any government contract. Consulting Agreement dated August 25, 2008 and Letter agreement dated June 12, 2011 through August 12, 2011 Workers compensation insurance through September 1, 2011 Property, crime liability, auto and umbrella commercial insurance policy through July 9, 2011
Name and Mailing Address, Including Zip Code, of Other Parties to Lease or Contract Riley-Nacht, LLC 1630A 30th Street #461 Boulder, CO 80301 State Compensation Ins Fund 10105 Pacific Heights Blvd San Diego, CA 92121 Travelers Insurance Company 333 City Blvd West, Ste 1100 Orange, CA 92868
Sheet
of 1
continuation sheets attached to the Schedule of Executory Contracts and Unexpired Leases
Case 11-10497-PB11
B6H (Official Form 6H) (12/07)
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, Debtor
Case No.
SCHEDULE H - CODEBTORS
Provide the information requested concerning any person or entity, other than a spouse in a joint case, that is also liable on any debts listed by debtor in the schedules of creditors. Include all guarantors and co-signers. If the debtor resides or resided in a community property state, commonwealth, or territory (including Alaska, Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas, Washington, or Wisconsin) within the eight year period immediately preceding the commencement of the case, identify the name of the debtor's spouse and of any former spouse who resides or resided with the debtor in the community property state, commonwealth, or territory. Include all names used by the nondebtor spouse during the eight years immediately preceding the commencement of this case. If a minor child is a codebtor or a creditor, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m). Check this box if debtor has no codebtors. NAME AND ADDRESS OF CODEBTOR NAME AND ADDRESS OF CREDITOR
0 continuation sheets attached to Schedule of Codebtors

Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com Best Case Bankruptcy
Case 11-10497-PB11
B6I (Official Form 6I) (12/07)
Filed 06/26/11
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In re
Transdel Pharmaceuticals, Inc. Debtor(s)
Case No.
SCHEDULE I - CURRENT INCOME OF INDIVIDUAL DEBTOR(S)

The column labeled "Spouse" must be completed in all cases filed by joint debtors and by every married debtor, whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed. Do not state the name of any minor child. The average monthly income calculated on this form may differ from the current monthly income calculated on Form 22A, 22B, or 22C. Debtor's Marital Status:
RELATIONSHIP(S): DEPENDENTS OF DEBTOR AND SPOUSE AGE(S):
None. Employment: Occupation Name of Employer How long employed Address of Employer DEBTOR SPOUSE
INCOME: (Estimate of average or projected monthly income at time case filed) 1. Monthly gross wages, salary, and commissions (Prorate if not paid monthly) 2. Estimate monthly overtime 3. SUBTOTAL 4. LESS PAYROLL DEDUCTIONS a. Payroll taxes and social security b. Insurance c. Union dues d. Other (Specify):
$ $ $
DEBTOR 0.00 0.00 0.00
$ $ $
SPOUSE 0.00 0.00 0.00
$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 0.00
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
5. SUBTOTAL OF PAYROLL DEDUCTIONS 6. TOTAL NET MONTHLY TAKE HOME PAY 7. Regular income from operation of business or profession or farm (Attach detailed statement) 8. Income from real property 9. Interest and dividends 10. Alimony, maintenance or support payments payable to the debtor for the debtor's use or that of dependents listed above 11. Social security or government assistance (Specify): 12. Pension or retirement income 13. Other monthly income (Specify):
14. SUBTOTAL OF LINES 7 THROUGH 13 15. AVERAGE MONTHLY INCOME (Add amounts shown on lines 6 and 14) 16. COMBINED AVERAGE MONTHLY INCOME: (Combine column totals from line 15)
(Report also on Summary of Schedules and, if applicable, on Statistical Summary of Certain Liabilities and Related Data) 17. Describe any increase or decrease in income reasonably anticipated to occur within the year following the filing of this document:
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B6J (Official Form 6J) (12/07)
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In re
Transdel Pharmaceuticals, Inc. Debtor(s)
Case No.
SCHEDULE J - CURRENT EXPENDITURES OF INDIVIDUAL DEBTOR(S)

Complete this schedule by estimating the average or projected monthly expenses of the debtor and the debtor's family at time case filed. Prorate any payments made bi-weekly, quarterly, semi-annually, or annually to show monthly rate. The average monthly expenses calculated on this form may differ from the deductions from income allowed on Form 22A or 22C. Check this box if a joint petition is filed and debtor's spouse maintains a separate household. Complete a separate schedule of expenditures labeled "Spouse." 1. Rent or home mortgage payment (include lot rented for mobile home) a. Are real estate taxes included? Yes No X b. Is property insurance included? Yes No X 2. Utilities: a. Electricity and heating fuel b. Water and sewer c. Telephone d. Other 3. Home maintenance (repairs and upkeep) 4. Food 5. Clothing 6. Laundry and dry cleaning 7. Medical and dental expenses 8. Transportation (not including car payments) 9. Recreation, clubs and entertainment, newspapers, magazines, etc. 10. Charitable contributions 11. Insurance (not deducted from wages or included in home mortgage payments) a. Homeowner's or renter's b. Life c. Health d. Auto e. Other 12. Taxes (not deducted from wages or included in home mortgage payments) (Specify) 13. Installment payments: (In chapter 11, 12, and 13 cases, do not list payments to be included in the plan) a. Auto b. Other c. Other 14. Alimony, maintenance, and support paid to others 15. Payments for support of additional dependents not living at your home 16. Regular expenses from operation of business, profession, or farm (attach detailed statement) 17. Other Other 18. AVERAGE MONTHLY EXPENSES (Total lines 1-17. Report also on Summary of Schedules and, if applicable, on the Statistical Summary of Certain Liabilities and Related Data.) 19. Describe any increase or decrease in expenditures reasonably anticipated to occur within the year following the filing of this document: 20. STATEMENT OF MONTHLY NET INCOME a. Average monthly income from Line 15 of Schedule I b. Average monthly expenses from Line 18 above c. Monthly net income (a. minus b.) $
0.00
$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
$ $ $ $ $ $ $ $ $
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
$ $ $
0.00 0.00 0.00
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B6 Declaration (Official Form 6 - Declaration). (12/07)
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DECLARATION CONCERNING DEBTOR'S SCHEDULES

DECLARATION UNDER PENALTY OF PERJURY ON BEHALF OF CORPORATION OR PARTNERSHIP
I, the Chief Financial Officer of the corporation named as debtor in this case, declare under penalty of perjury that I have read the foregoing summary and schedules, consisting of 25 sheets, and that they are true and correct to the best of my knowledge, information, and belief.
Date June 23, 2011
Signature
Penalty for making a false statement or concealing property: Fine of up to $500,000 or imprisonment for up to 5 years or both. 18 U.S.C. 152 and 3571.
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B7 (Official Form 7) (04/10)
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STATEMENT OF FINANCIAL AFFAIRS

This statement is to be completed by every debtor. Spouses filing a joint petition may file a single statement on which the information for both spouses is combined. If the case is filed under chapter 12 or chapter 13, a married debtor must furnish information for both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed. An individual debtor engaged in business as a sole proprietor, partner, family farmer, or self-employed professional, should provide the information requested on this statement concerning all such activities as well as the individual's personal affairs. To indicate payments, transfers and the like to minor children, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child's name. See, 11 U.S.C. 112; Fed. R. Bankr. P. 1007(m). Questions 1 - 18 are to be completed by all debtors. Debtors that are or have been in business, as defined below, also must complete Questions 19 - 25. If the answer to an applicable question is "None," mark the box labeled "None." If additional space is needed for the answer to any question, use and attach a separate sheet properly identified with the case name, case number (if known), and the number of the question. DEFINITIONS "In business." A debtor is "in business" for the purpose of this form if the debtor is a corporation or partnership. An individual debtor is "in business" for the purpose of this form if the debtor is or has been, within six years immediately preceding the filing of this bankruptcy case, any of the following: an officer, director, managing executive, or owner of 5 percent or more of the voting or equity securities of a corporation; a partner, other than a limited partner, of a partnership; a sole proprietor or self-employed full-time or part-time. An individual debtor also may be "in business" for the purpose of this form if the debtor engages in a trade, business, or other activity, other than as an employee, to supplement income from the debtor's primary employment. "Insider." The term "insider" includes but is not limited to: relatives of the debtor; general partners of the debtor and their relatives; corporations of which the debtor is an officer, director, or person in control; officers, directors, and any owner of 5 percent or more of the voting or equity securities of a corporate debtor and their relatives; affiliates of the debtor and insiders of such affiliates; any managing agent of the debtor. 11 U.S.C. 101.
1. Income from employment or operation of business

None
State the gross amount of income the debtor has received from employment, trade, or profession, or from operation of the debtor's business, including part-time activities either as an employee or in independent trade or business, from the beginning of this calendar year to the date this case was commenced. State also the gross amounts received during the two years immediately preceding this calendar year. (A debtor that maintains, or has maintained, financial records on the basis of a fiscal rather than a calendar year may report fiscal year income. Identify the beginning and ending dates of the debtor's fiscal year.) If a joint petition is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income of both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) AMOUNT $0.00 $242,000.00 $0.00 SOURCE 2011 2010 - Grant revenue from Qualifying Therapeutic Grant Program awarded by IRS 2009
2. Income other than from employment or operation of business

None
State the amount of income received by the debtor other than from employment, trade, profession, or operation of the debtor's business during the two years immediately preceding the commencement of this case. Give particulars. If a joint petition is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income for each spouse whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) AMOUNT SOURCE
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3. Payments to creditors
None
Complete a. or b., as appropriate, and c. a. Individual or joint debtor(s) with primarily consumer debts. List all payments on loans, installment purchases of goods or services, and other debts to any creditor made within 90 days immediately preceding the commencement of this case unless the aggregate value of all property that constitutes or is affected by such transfer is less than $600. Indicate with an (*) any payments that were made to a creditor on account of a domestic support obligation or as part of an alternative repayment schedule under a plan by an approved nonprofit budgeting and credit counseling agency. (Married debtors filing under chapter 12 or chapter 13 must include payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
NAME AND ADDRESS OF CREDITOR

None
DATES OF PAYMENTS
AMOUNT PAID
AMOUNT STILL OWING
b. Debtor whose debts are not primarily consumer debts: List each payment or other transfer to any creditor made within 90 days immediately preceding the commencement of the case unless the aggregate value of all property that constitutes or is affected by such transfer is less than $5,850*. If the debtor is an individual, indicate with an asterisk (*) any payments that were made to a creditor on account of a domestic support obligation or as part of an alternative repayment schedule under a plan by an approved nonprofit budgeting and credit counseling agency. (Married debtors filing under chapter 12 or chapter 13 must include payments and other transfers by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATES OF PAYMENTS/ TRANSFERS 5/6/11 through 6/14/11 AMOUNT PAID OR VALUE OF TRANSFERS $1,050.00
NAME AND ADDRESS OF CREDITOR AT&T P.O. Box 5025 Carol Stream, IL 60197-5025 Blue Cross of California P.O. Box 54630 Los Angeles, CA 90054 Delaware Divisions of Corporations 401 Federal Street, Suite 4 Dover, DE 19901 Intercare Insurance Solutions 5375 Mira Sorrento Place #550 San Diego, CA 92121 John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Louis C. Paul & Associates One Sutton Place North 420 East 61st Street 8E New York, NY 10065 PSAdams, Inc. 3525 Del Mar Heights Road #589 San Diego, CA 92130 Pure Compliance P.O. Box 951839 Dallas, TX 75395-1839 Solomon Ward Seidenwurm Smith 401 B St., Ste. 1200 San Diego, CA 92101 State Compensation Insurance P.O. Box 997432 Sacramento, CA 95899-7432
*
AMOUNT STILL OWING $1,302.55
3/31/11
$8,414.00
$0.00
4/28/11
$899.75
$0.00
4/19/11
$20,650.00
$0.00
3/31/11, 4/8/11
$668.74
$23,276.35
6/14/11
$1,000.00
$0.00
3/31/11, 4/28/11, 5/18/11
$1,417.75
$1,672.61
5/18/11
$607.00
$1,672.61
5/3/11, 6/14/11
$8,611.50
$0.00
3/31/11
$1,168.75
$0.00
Amount subject to adjustment on 4/01/13, and every three years thereafter with respect to cases commenced on or after the date of adjustment.
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NAME AND ADDRESS OF CREDITOR Viavid Broadcasting P.O. Box 92055 West Vancouver, BC Canada
None
DATES OF PAYMENTS/ TRANSFERS 03/25/11, 5/18/11
AMOUNT PAID OR VALUE OF TRANSFERS $1,794.00
AMOUNT STILL OWING $0.00
c. All debtors: List all payments made within one year immediately preceding the commencement of this case to or for the benefit of creditors who are or were insiders. (Married debtors filing under chapter 12 or chapter 13 must include payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE OF PAYMENT 8 payments from 6/2/10 to 12/28/10 AMOUNT PAID $2,290.68 AMOUNT STILL OWING $0.00
NAME AND ADDRESS OF CREDITOR AND RELATIONSHIP TO DEBTOR Jeffrey Abrams, MD 4275 Executive Square, Ste 230 La Jolla, CA 92037 Chairman of the Board John Lomoro 997 McCain Valley Court Chula Vista, CA 91913 Chief Financial Officer Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130 Former Chief Medical Officer Terry Nida 342 Snowman Road Coudersport, PA 16915 Chief Business Officer John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Former Chief Executive Officer Juliet Singh Former Chief Executive Officer
14 payments from 6/8/10 to 3/31/11
$15,845.66
$26,247.94
$6,638.52
$13,952.55
$14,109.33
$48,391.49
$12,899.76
$23,276.38
Payments in accordance with Separation Agreement 6/15/10 to 2/17/11
$165,000.00
$0.00
4. Suits and administrative proceedings, executions, garnishments and attachments

None
a. List all suits and administrative proceedings to which the debtor is or was a party within one year immediately preceding the filing of this bankruptcy case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) NATURE OF PROCEEDING COURT OR AGENCY AND LOCATION STATUS OR DISPOSITION
CAPTION OF SUIT AND CASE NUMBER

None
b. Describe all property that has been attached, garnished or seized under any legal or equitable process within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE OF SEIZURE DESCRIPTION AND VALUE OF PROPERTY
NAME AND ADDRESS OF PERSON FOR WHOSE BENEFIT PROPERTY WAS SEIZED
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5. Repossessions, foreclosures and returns

None
List all property that has been repossessed by a creditor, sold at a foreclosure sale, transferred through a deed in lieu of foreclosure or returned to the seller, within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE OF REPOSSESSION, FORECLOSURE SALE, TRANSFER OR RETURN DESCRIPTION AND VALUE OF PROPERTY
NAME AND ADDRESS OF CREDITOR OR SELLER 6. Assignments and receiverships

None
a. Describe any assignment of property for the benefit of creditors made within 120 days immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include any assignment by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE OF ASSIGNMENT TERMS OF ASSIGNMENT OR SETTLEMENT
NAME AND ADDRESS OF ASSIGNEE

None
b. List all property which has been in the hands of a custodian, receiver, or court-appointed official within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) NAME AND LOCATION OF COURT CASE TITLE & NUMBER DATE OF ORDER DESCRIPTION AND VALUE OF PROPERTY
NAME AND ADDRESS OF CUSTODIAN 7. Gifts

None
List all gifts or charitable contributions made within one year immediately preceding the commencement of this case except ordinary and usual gifts to family members aggregating less than $200 in value per individual family member and charitable contributions aggregating less than $100 per recipient. (Married debtors filing under chapter 12 or chapter 13 must include gifts or contributions by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) RELATIONSHIP TO DEBTOR, IF ANY DATE OF GIFT DESCRIPTION AND VALUE OF GIFT
NAME AND ADDRESS OF PERSON OR ORGANIZATION 8. Losses

None
List all losses from fire, theft, other casualty or gambling within one year immediately preceding the commencement of this case or since the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include losses by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DESCRIPTION OF CIRCUMSTANCES AND, IF LOSS WAS COVERED IN WHOLE OR IN PART BY INSURANCE, GIVE PARTICULARS
DESCRIPTION AND VALUE OF PROPERTY
DATE OF LOSS
9. Payments related to debt counseling or bankruptcy

None
List all payments made or property transferred by or on behalf of the debtor to any persons, including attorneys, for consultation concerning debt consolidation, relief under the bankruptcy law or preparation of the petition in bankruptcy within one year immediately preceding the commencement of this case. DATE OF PAYMENT, NAME OF PAYOR IF OTHER THAN DEBTOR 5/3/11 AMOUNT OF MONEY OR DESCRIPTION AND VALUE OF PROPERTY 2,000.00
NAME AND ADDRESS OF PAYEE Solomon Ward Seidenwurm Smith 401 B St., Ste. 1200 San Diego, CA 92101
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NAME AND ADDRESS OF PAYEE Solomon Ward Seidenwurm Smith 401 B St., Ste. 1200 San Diego, CA 92101 Solomon Ward Seidenwurm Smith 401 B St., Ste. 1200 San Diego, CA 92101 10. Other transfers
None
DATE OF PAYMENT, NAME OF PAYOR IF OTHER THAN DEBTOR 6/14/11
AMOUNT OF MONEY OR DESCRIPTION AND VALUE OF PROPERTY 6,611.50
6/23/11
$15,660.50
a. List all other property, other than property transferred in the ordinary course of the business or financial affairs of the debtor, transferred either absolutely or as security within two years immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include transfers by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE DESCRIBE PROPERTY TRANSFERRED AND VALUE RECEIVED
NAME AND ADDRESS OF TRANSFEREE, RELATIONSHIP TO DEBTOR

None
b. List all property transferred by the debtor within ten years immediately preceding the commencement of this case to a self-settled trust or similar device of which the debtor is a beneficiary. AMOUNT OF MONEY OR DESCRIPTION AND VALUE OF PROPERTY OR DEBTOR'S INTEREST IN PROPERTY
NAME OF TRUST OR OTHER DEVICE
DATE(S) OF TRANSFER(S)
11. Closed financial accounts

None
List all financial accounts and instruments held in the name of the debtor or for the benefit of the debtor which were closed, sold, or otherwise transferred within one year immediately preceding the commencement of this case. Include checking, savings, or other financial accounts, certificates of deposit, or other instruments; shares and share accounts held in banks, credit unions, pension funds, cooperatives, associations, brokerage houses and other financial institutions. (Married debtors filing under chapter 12 or chapter 13 must include information concerning accounts or instruments held by or for either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) TYPE OF ACCOUNT, LAST FOUR DIGITS OF ACCOUNT NUMBER, AND AMOUNT OF FINAL BALANCE AMOUNT AND DATE OF SALE OR CLOSING
NAME AND ADDRESS OF INSTITUTION 12. Safe deposit boxes

None
List each safe deposit or other box or depository in which the debtor has or had securities, cash, or other valuables within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include boxes or depositories of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) NAMES AND ADDRESSES OF THOSE WITH ACCESS TO BOX OR DEPOSITORY DESCRIPTION OF CONTENTS DATE OF TRANSFER OR SURRENDER, IF ANY
NAME AND ADDRESS OF BANK OR OTHER DEPOSITORY 13. Setoffs

None
List all setoffs made by any creditor, including a bank, against a debt or deposit of the debtor within 90 days preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.) DATE OF SETOFF AMOUNT OF SETOFF
NAME AND ADDRESS OF CREDITOR 14. Property held for another person
None
List all property owned by another person that the debtor holds or controls.
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NAME AND ADDRESS OF OWNER 15. Prior address of debtor

None
DESCRIPTION AND VALUE OF PROPERTY
LOCATION OF PROPERTY
If the debtor has moved within three years immediately preceding the commencement of this case, list all premises which the debtor occupied during that period and vacated prior to the commencement of this case. If a joint petition is filed, report also any separate address of either spouse. NAME USED same DATES OF OCCUPANCY July 2007-June 2010
ADDRESS 4225 Executive Square, Suite 460 La Jolla, CA 92037 16. Spouses and Former Spouses
None
If the debtor resides or resided in a community property state, commonwealth, or territory (including Alaska, Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas, Washington, or Wisconsin) within eight years immediately preceding the commencement of the case, identify the name of the debtors spouse and of any former spouse who resides or resided with the debtor in the community property state.
NAME 17. Environmental Information. For the purpose of this question, the following definitions apply: "Environmental Law" means any federal, state, or local statute or regulation regulating pollution, contamination, releases of hazardous or toxic substances, wastes or material into the air, land, soil, surface water, groundwater, or other medium, including, but not limited to, statutes or regulations regulating the cleanup of these substances, wastes, or material. "Site" means any location, facility, or property as defined under any Environmental Law, whether or not presently or formerly owned or operated by the debtor, including, but not limited to, disposal sites. "Hazardous Material" means anything defined as a hazardous waste, hazardous substance, toxic substance, hazardous material, pollutant, or contaminant or similar term under an Environmental Law
None
a. List the name and address of every site for which the debtor has received notice in writing by a governmental unit that it may be liable or potentially liable under or in violation of an Environmental Law. Indicate the governmental unit, the date of the notice, and, if known, the Environmental Law: NAME AND ADDRESS OF GOVERNMENTAL UNIT DATE OF NOTICE ENVIRONMENTAL LAW
SITE NAME AND ADDRESS

None
b. List the name and address of every site for which the debtor provided notice to a governmental unit of a release of Hazardous Material. Indicate the governmental unit to which the notice was sent and the date of the notice. NAME AND ADDRESS OF GOVERNMENTAL UNIT DATE OF NOTICE ENVIRONMENTAL LAW
SITE NAME AND ADDRESS

None
c. List all judicial or administrative proceedings, including settlements or orders, under any Environmental Law with respect to which the debtor is or was a party. Indicate the name and address of the governmental unit that is or was a party to the proceeding, and the docket number. DOCKET NUMBER STATUS OR DISPOSITION
NAME AND ADDRESS OF GOVERNMENTAL UNIT
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18 . Nature, location and name of business

None
a. If the debtor is an individual, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was an officer, director, partner, or managing executive of a corporation, partner in a partnership, sole proprietor, or was self-employed in a trade, profession, or other activity either full- or part-time within six years immediately preceding the commencement of this case, or in which the debtor owned 5 percent or more of the voting or equity securities within six years immediately preceding the commencement of this case. If the debtor is a partnership, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of the voting or equity securities, within six years immediately preceding the commencement of this case. If the debtor is a corporation, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of the voting or equity securities within six years immediately preceding the commencement of this case. LAST FOUR DIGITS OF SOCIAL-SECURITY OR OTHER INDIVIDUAL TAXPAYER-I.D. NO. (ITIN)/ COMPLETE EIN 88-0427210
NAME Transdel Pharmaceuticals Holdings, Inc.
ADDRESS 4275 Executive Square Ste 230 La Jolla, CA 92037
NATURE OF BUSINESS Specialty pharmaceutical company focused on development of topically administered products
BEGINNING AND ENDING DATES July 24, 1998 to present
None
b. Identify any business listed in response to subdivision a., above, that is "single asset real estate" as defined in 11 U.S.C. 101.
NAME
ADDRESS
The following questions are to be completed by every debtor that is a corporation or partnership and by any individual debtor who is or has been, within six years immediately preceding the commencement of this case, any of the following: an officer, director, managing executive, or owner of more than 5 percent of the voting or equity securities of a corporation; a partner, other than a limited partner, of a partnership, a sole proprietor, or self-employed in a trade, profession, or other activity, either full- or part-time. (An individual or joint debtor should complete this portion of the statement only if the debtor is or has been in business, as defined above, within six years immediately preceding the commencement of this case. A debtor who has not been in business within those six years should go directly to the signature page.) 19. Books, records and financial statements
None
a. List all bookkeepers and accountants who within two years immediately preceding the filing of this bankruptcy case kept or supervised the keeping of books of account and records of the debtor. DATES SERVICES RENDERED
NAME AND ADDRESS

None
b. List all firms or individuals who within the two years immediately preceding the filing of this bankruptcy case have audited the books of account and records, or prepared a financial statement of the debtor. ADDRESS 555 Anton Blvd, Suite 1000 Costa Mesa, CA 92626 DATES SERVICES RENDERED May 2007-January 2011
NAME KMJ Corbin & Co LLP
None
c. List all firms or individuals who at the time of the commencement of this case were in possession of the books of account and records of the debtor. If any of the books of account and records are not available, explain. ADDRESS d. List all financial institutions, creditors and other parties, including mercantile and trade agencies, to whom a financial statement was issued by the debtor within two years immediately preceding the commencement of this case.
NAME
None
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NAME AND ADDRESS 20. Inventories

None
DATE ISSUED
a. List the dates of the last two inventories taken of your property, the name of the person who supervised the taking of each inventory, and the dollar amount and basis of each inventory. INVENTORY SUPERVISOR DOLLAR AMOUNT OF INVENTORY (Specify cost, market or other basis)
DATE OF INVENTORY
None
b. List the name and address of the person having possession of the records of each of the two inventories reported in a., above.
DATE OF INVENTORY
NAME AND ADDRESSES OF CUSTODIAN OF INVENTORY RECORDS
21 . Current Partners, Officers, Directors and Shareholders

None
a. If the debtor is a partnership, list the nature and percentage of partnership interest of each member of the partnership.
NAME AND ADDRESS

None
NATURE OF INTEREST
PERCENTAGE OF INTEREST
b. If the debtor is a corporation, list all officers and directors of the corporation, and each stockholder who directly or indirectly owns, controls, or holds 5 percent or more of the voting or equity securities of the corporation. TITLE CFO, Secretary and Principal Executive Officer Chief Business Officer NATURE AND PERCENTAGE OF STOCK OWNERSHIP 0%
NAME AND ADDRESS John Lomoro 997 McCain Valley Court Chula Vista, CA 91913 Terry Nida 342 Snowman Road Coudersport, PA 16915 Jeffrey Abrams, MD 4275 Executive Square, Ste 230 La Jolla, CA 92037 Anthony Thornley 4275 Executive Square, Ste 230 La Jolla, CA 92037 John Grasela Joseph Grasela Juliet Singh
0%
Chairman of the Board
9.8%
Director
.4%
Shareholder Shareholder Shareholder
7.4% 7.4% 12.3%
22 . Former partners, officers, directors and shareholders

None
a. If the debtor is a partnership, list each member who withdrew from the partnership within one year immediately preceding the commencement of this case. ADDRESS DATE OF WITHDRAWAL
NAME
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9 None
b. If the debtor is a corporation, list all officers, or directors whose relationship with the corporation terminated within one year immediately preceding the commencement of this case. TITLE Chief Executive Officer DATE OF TERMINATION 5/13/11
NAME AND ADDRESS John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130 Lynn Swann
Chief Medical Officer
4/30/11
Board Member
4/14/11
23 . Withdrawals from a partnership or distributions by a corporation

None
If the debtor is a partnership or corporation, list all withdrawals or distributions credited or given to an insider, including compensation in any form, bonuses, loans, stock redemptions, options exercised and any other perquisite during one year immediately preceding the commencement of this case. DATE AND PURPOSE OF WITHDRAWAL 10/18/10 AMOUNT OF MONEY OR DESCRIPTION AND VALUE OF PROPERTY From October 18, 2010 through resignation May 13, 2011 vested in and effectively recieved 18,750 shares of Debtor's common stock. As of June 13, 2011 the value of this stock is $3,375.
NAME & ADDRESS OF RECIPIENT, RELATIONSHIP TO DEBTOR John Bonfiglio 125 Edgewood Drive Durham, NC 27713 Former CEO
24. Tax Consolidation Group.

None
If the debtor is a corporation, list the name and federal taxpayer identification number of the parent corporation of any consolidated group for tax purposes of which the debtor has been a member at any time within six years immediately preceding the commencement of the case. TAXPAYER IDENTIFICATION NUMBER (EIN)
NAME OF PARENT CORPORATION 25. Pension Funds.

None
If the debtor is not an individual, list the name and federal taxpayer-identification number of any pension fund to which the debtor, as an employer, has been responsible for contributing at any time within six years immediately preceding the commencement of the case. TAXPAYER IDENTIFICATION NUMBER (EIN)
NAME OF PENSION FUND

I declare under penalty of perjury that I have read the answers contained in the foregoing statement of financial affairs and any attachments thereto and that they are true and correct to the best of my knowledge, information and belief.
Date June 23, 2011
Signature
[An individual signing on behalf of a partnership or corporation must indicate position or relationship to debtor.]
Penalty for making a false statement: Fine of up to $500,000 or imprisonment for up to 5 years, or both. 18 U.S.C. 152 and 3571
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DISCLOSURE OF COMPENSATION OF ATTORNEY FOR DEBTOR(S)

1. Pursuant to 11 U.S.C. 329(a) and Bankruptcy Rule 2016(b), I certify that I am the attorney for the above-named debtor and that compensation paid to me within one year before the filing of the petition in bankruptcy, or agreed to be paid to me, for services rendered or to be rendered on behalf of the debtor(s) in contemplation of or in connection with the bankruptcy case is as follows: For legal services, I have agreed to accept Prior to the filing of this statement I have received Balance Due 2. 3. $ 1,039.00 of the filing fee has been paid. $ $ $ 24,272.00 24,272.00 0.00
The source of the compensation paid to me was: Debtor Other (specify):
4.
The source of compensation to be paid to me is: Debtor Other (specify):
5.
I have not agreed to share the above-disclosed compensation with any other person unless they are members and associates of my law firm. I have agreed to share the above-disclosed compensation with a person or persons who are not members or associates of my law firm. A copy of the agreement, together with a list of the names of the people sharing in the compensation is attached.
6.
In return for the above-disclosed fee, I have agreed to render legal service for all aspects of the bankruptcy case, including: a. b. c. d. Analysis of the debtor's financial situation, and rendering advice to the debtor in determining whether to file a petition in bankruptcy; Preparation and filing of any petition, schedules, statement of affairs and plan which may be required; Representation of the debtor at the meeting of creditors and confirmation hearing, and any adjourned hearings thereof; [Other provisions as needed] Negotiations with secured creditors to reduce to market value; exemption planning; preparation and filing of reaffirmation agreements and applications as needed; preparation and filing of motions pursuant to 11 USC 522(f)(2)(A) for avoidance of liens on household goods.
7.
By agreement with the debtor(s), the above-disclosed fee does not include the following service: Representation of the debtors in any dischargeability actions, judicial lien avoidances, relief from stay actions or any other adversary proceeding. CERTIFICATION
I certify that the foregoing is a complete statement of any agreement or arrangement for payment to me for representation of the debtor(s) in this bankruptcy proceeding. Dated: June 23, 2011 /s/ Michael D. Breslauer Michael D. Breslauer 110259 Solomon Ward Seidenwurm & Smith LLP 401 B Street, Suite 1200 San Diego, CA 92101-4295 619-231-0303 Fax: 619-231-4755 [email protected]
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} b k { 1 L i s t o f E q u y S e c r H l d

In re
, Debtor
Case No. Chapter

11
LIST OF EQUITY SECURITY HOLDERS

Following is the list of the Debtor's equity security holders which is prepared in accordance with Rule 1007(a)(3) for filing in this chapter 11 case. Name and last known address or place of business of holder ADREN COOPER 7746 DONNYBROOK CT APT 106 ANNANDALE, VA 22003 AJIT SINGH 1108 U STREET FRESNO, CA 93721 AKSHAY SATEESH IRA R/O ETRADE CUSTODIAN 6204 BYRNWOOD CT SAN DIEGO, CA 92120 AKSHAY SATEESH EXP. STATION E301/203 RT. 141 & HENRY CLAY WILMINGTON DE, DE 19803 ALAN J STOFFER 2904 LOCUST ST WDM, IA 50265 ALEXEJ LADONNIKOV 13388 SURREY LANE SARATOGA, CA 95070 ALFRED G GLADSTONE 45 OLD OAK RD WEST HARTFORD, CT 06117 ALFRED GLADSTONE 45 OLD OAK ROAD WEST HARTFORD, CT 06117 ALONZO TAMEZ & CARMAN Q TAMEZ JT TEN 12452 S SUNNYSIDE AVE SELMA, CA 93662 ALPCO 440 E 400 SOUTH SALT LAKE CITY, UT 84111 Security Class Common Number of Securities 1,200 Kind of Interest Common
Common
5,000
Common
Common
11,465
Common
Common
1,370
Common
Common
500
Common
Common
638,545
Common
Common
20,403
Common
Common
12,500
Common
Common
1,000
Common
Common
1,019
Common
29
continuation sheets attached to List of Equity Security Holders

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In re
, Debtor
Case No.

Name and last known address or place of business of holder ALVIN GRANCELL TR TTEE U/A DTD 01/24/1989 2633 LEISURE WORLD MESA, AZ 85206 AMERICAN ENTERPRISE INVESTMENT UNIT 682 CERTIFICATE CUSTIDY 682 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS, MN 55474 AMY WANG GREGORY HORWITZ JTWROS 16720 MONTE HERMOSO DR PACIFIC PALISADES, CA 90272 ANDREW B FRIEDENBERG P.O. BOX 900363 SAN DIEGO, CA 92190 ANDREW S CORWIN 515 W END AVE NEW YORK NY, NY 10024 ANDREW S CORWIN C/F ALEXANDER D CORWIN UTMA/NY 515 W END AVE NEW YORK, NY 10024 ANNE L HUO AND ROBERT Y HUO JTWROS 16211 PINE LAKE FOREST CT LINDEN, MI 48451 ANNUPPENIE P SINGH CHARLES SCHWAB & CO INC CUST 2833 LOCHGREEN WAY DUBLIN, CA 94568 ANTHONY S THORNLEY 17405 VIA DE FORTUNA RANCHO SANTE FE, CA 92067 ARTHUR A BIRKBY TTEE MARY H BIRKBY TTEE 1885 LEXINGTON CIRCLE SE SALEM, OR 97306 AURACANA LLC 127 NORTH ST LEXINGTON, MA 02420
Security Class Common
Number of Securities 1,415
Kind of Interest Common
Common
50
Common
Common
300
Common
Common
500
Common
Common
165,596
Common
Common
37,200
Common
Common
100
Common
Common
2,520
Common
Common
50,000
Common
Common
1,000
Common
Common
10,432
Common
Sheet 1
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29 continuation sheets attached to the List of Equity Security Holders

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In re
, Debtor
Case No.

Name and last known address or place of business of holder AVA LIGH & PETER LIGH JT TEN 825 8TH AVE NEW YORK, NY 10019 BALBIR S BRAR TTEE BY BRAR FAMILY TRUST 26261 GLEN CANYON DR LAGUNA HILLS, CA 92653 BARBARA C WILSON ROLLOVER IRA TD AMERITRADE CLEARING CUSTODIAN 2328 SCHILLINGS CT HENDERSON, NV 89074 BARRETTO PACIFIC CORPORATION ATTN: LANDON BARRETTO 1916 PIKE PL STE 12 UNIT 8 SEATTLE, WA 98101 BARRY EHRMANN 76 CHANDON NEWPORT COAST, CA 92657 BEAR STERNS SECURITIES CORP ONE METROTECH CENTER BROOKLYN, NY 11201 BEVERLY PINNAS 2901 COLUMBUS BLVD CORAL GABLES, FL 33134 BHARATH C Y MADDEPURI TOD APT 203 SRI SATYA SAI SADAN PLOT 48 AND 49 KPHB VI PHASE ANDHRA HYDERABAD 500072 INDIA BRETT ANTONIO 319 VILLAGE LOOP DRIVE APEX, NC 27502 BROOKE R SATEESH ROTH IRA E*TRADE CUSTODIAN 6204 BYRNWOOD CT SAN DIEGO, CA 92120 BRUCE HODGSON 2763 WEST 10TH AVENUE VANCOUVER BC V6N 2T5
Common
133,734
Common
Common
250
Common
Common
32
Common
Common
10
Common
Common
1,800
Common
Common
5,000
Common
Common
500
Common
Common
100
Common
Common
29,169
Common
Common
462
Common
Sheet 2
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In re
, Debtor
Case No.

Name and last known address or place of business of holder CAROLINE A DEL PIANO 282 W 23RD ST DEER PARK, NY 11729 CHARLES DUPONT JR 13740 NOB AVE DEL MAR CA, CA 92014 CHARLES E BATES 111 ROBIN GLEN LN OVILLA, TX 75154 CHARLES E DUPONT JR 13740 NOB AVE DEL MAR CA, CA 92014 CHARLES SCHWAB & CO INC ATTN: SECURITIES OPERATION 2423 E LINCOLN DR PHOENIX AZ, AZ 85016 CHARLES W GRIFFIN AND JUDY R GRIFFIN JTWROS 3077 KALMIA ST SAN DIEGO, CA 92104 CHOCOLATE CHIP INVESTMENTS 1645 VILLAGE CENTER CIRCLE #1NO LAS VEGAS, NV 89134 CHOCOLATE CHIP INVESTMENTS LP 1645 VILLAGE CENTER CIR #170 LAS VEGAS, NV 89134 CHRIS ALAN WALKER 16 COMSTOCK WAY SOUTH WALPOLE, MA 02071 CHRISTOS AGOURIDIS & KATHELINE R AGOURIDIS JTWROS 6699 PARK MILL DR DUBLIN, OH 43016 CHUN-YAN MI 412 PALMTREE DRIVE GAITHERSBURG, MD 20878 CITIGROUP GLOBAL MARKETS INC 333 W 34TH ST 3RF FL NEW YORK NY, NY 10001
Number of Securities 11
Common
32,281
Common
Common
100
Common
Common
198,313
Common
Common
2,600
Common
Common
2,500
Common
Common
76,007
Common
Common
20,000
Common
Common
5,800
Common
Common
125
Common
Common
200
Common
Common
3,875
Common
Sheet 3
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In re
, Debtor
Case No.

Name and last known address or place of business of holder CLIFTON COX 1808 PENNYPACKER LANE DURHAM, NC 27703 CLINTON EDWARD CURTIS CHARLES SCHWAB & CO INC.CUST 305 ODELL FARM LN OAK HILL, WV 25901 CONRAD R ODDEN TOD 4814 MILLIKEN CLOSE WILSON, NC 27896 CRT CAPITAL GROUP LLC 262 HARBOR DR STAMFORD, CT 06902 CUST FPO ANDREW S CORWIN IRRA 515 W END AVE NEW YORK, NY 10024 CUST FPO ANDREW S CORWIN RRA 515 W END AVE NEW YORK, NY 10024 DACANAY VENTURES INC DEFINED BENEFIT PLAN 14478 SOUTHERN HILLS LANE POWAY, CA 92064 DAKE M SCHWARTE 10502 SW 52ND TER MIAMI, FL 33165 DANIEL J WALSH 112 TWIN OAKS ROAD KINGS PARK, NY 11754 DANIEL STANFORD 1494 UNION ST UNIT 107 SAN DIEGO, CA 92101 DARRIN MROZ 1438 BERMUDA LANE EL CAJON, CA 92021 DAVID ERIC MOORHEAD 1919 14TH ST #440 BOULDER, CO 80302
Common
500
Common
Common
5,000
Common
Common
75,000
Common
Common
30,600
Common
Common
24,549
Common
Common
25,000
Common
Common
700
Common
Common
32,000
Common
Common
31,250
Common
Common
1,663
Common
Common
2,000
Common
Sheet 4
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In re
, Debtor
Case No.

Name and last known address or place of business of holder DAVID ERIC MOORHEAD SEP IRA TD AMERITRADE CLEARING CUSTODIAN 1919 14TH ST #440 BOULDER, CO 80302 DAVID HUNT BARNARD 1874 MARCI WAY FALLBROOK, CA 92028 DAVID HUNT BARNARD TTEE DORIS BARNARD 06 CHARIT UNITRU 1874 MARCI WAY FALLBROOK, CA 92028 DAVID MELVIN KANE 9505 CHATHAM ST MANASSAS, VA 20110 DAVID MELVIN KANE CUST FOR NICHOLAS DALTON KANE UMDUTMA 9505 CHATHAM ST MANASSAS, VA 20110 DAVID MELVIN KANE CUST FOR BENJAMIN THOMAS KANE UMDUTMA 9505 CHATHAM ST MANASSAS, VA 20110 DAVID THOMPSON 1086 LORI LN SUN PRAIRIE, WI 53590 DEAN J MUELLER 2215 CEDAR SPRINGS RD APT 1612 DALLAS TX, TX 75201 DENISE M LARKIN IRA E*TRADE CUSTODIAN 1874 MARCI WAY FALLBROOK, CA 92028 DENNIS NORMAN PRIEBE & SHU QING ZHOU PO BOX 840 VASHON, WA 98070 DENNIS P MCELLIGOTT 95 MELROSE AVE SAN FRANCISCO, CA 94131
Common
22,000
Common
Common
22,500
Common
Common
500
Common
Common
200
Common
Common
200
Common
Common
40
Common
Common
25
Common
Common
17,600
Common
Common
1,000
Common
Common
3,000
Common
Sheet 5
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In re
, Debtor
Case No.

Name and last known address or place of business of holder DEVIN LEISHMAN 52 E SUMMIT AVE MIDLAND PARK, NJ 07432 DIAN GRIESEL 231 ROMFORD RD WASHINGTON DT, CT 06794 DIAN GRIESEL 11 STONE STREET 3RD FL NEW YORK, NY 10004 DMITRI GORDEI 1015 CONTINENTALS WAY APT 107 BELMONT, CA 94002 DOMESTIC SECURITES INVENTORY #29 160 SUMMIT AVE 160 SUMMIT AVE MONTVALE, NJ 07645 DON I SINGH 8042 E CLARKSON AVE SELMA, CA 93662 DONALD P MILONI 1425 E GREENWOOD LN GREENWOOD VLG, CO 80121 DUSTIN SHANE MYERS 3748 E PARADISE AVE VISALIA, CA 93292 EAMES HENRY KOLAR 1112 1/2 ECHO PARK AVE. LOS ANGELES, CA 90026 EDWINA J JOHNSON CUST FOR BUILDING 2 SUITE 215 3000 SAND HILL ROAD MENLO PARK, CA 94025 ELANA S RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD CT SAN DIEGO CA, CA 92120 ELINOR C GANZ - IRA ROLLOVER 1000 ISLAND BLVD PH 3 WILLIAMS ISLAND, FL 33160
Common
57,000
Common
Common
31,877
Common
Common
2,000
Common
Common
580
Common
Common
1,750
Common
Common
60,000
Common
Common
302
Common
Common
5,200
Common
Common
100
Common
Common
21,730
Common
Common
25,432
Common
Sheet 6
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In re
, Debtor
Case No.

Name and last known address or place of business of holder ERNEST DAHL 13450 BALSAM CRESCENT SURREY BC V4P 1W2 ERNEST PELLEGRINO 35 JOHANNA LANE STATEN ISLAND, NY 10309 FIRST CLEARING LLC P O BOX 6570 GLEN ALLEN, VA 23058 FMT CO CUST IRA FBO JOSEPH E GRASELA 4767 OCEAN BLVD APT 1001 SAN DIEGO, CA 92109 FMT CO CUST IRA FBO GARY D LEVINE 21804 MARIGOT DR BOCA RATON, FL 33428 FMT CO CUST IRA FBO MYLES M SPICER 4734 COVENTRY RD E MINNETONKA, MN 55345 FMT CO CUST IRA FBO SOCORRO RODRIGUEZ BROCKMAN 7005 ROCK CANYON DR EL PASO, TX 79912 FMT CO CUST IRA ROLLOVER FBO AKIRA NAKAZATO 12607 PASEO FLORES SARATOGA, CA 95070 FMT CO CUST IRA ROLLOVER FBO RICHARD S HUNTER 17761 SW BELTON ROAD SHERWOOD, OR 97140 FMT CO CUST IRA ROLLOVER FBO PATRICIA J HAND 3 GREEN BLADE LN THE WOODLANDS, TX 77380 FMT CO CUST IRA ROLLOVER FBO DAVID N STERNLICHT 3 LODER ST RYE, NY 10580
Common
32,000
Common
Common
83
Common
Common
5,000
Common
Common
1,000
Common
Common
500
Common
Common
100
Common
Common
8,950
Common
Common
2,000
Common
Common
1,260
Common
Common
500
Common
Sheet 7
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In re
, Debtor
Case No.

Name and last known address or place of business of holder FMT CO CUST IRA ROLLOVER FBO WILLIAM E AGLINSKY 6765 PRAIRE VIEW DR MAINEVILLE, OH 45039 FMT CO CUST IRA ROLLOVER FBO DUANE A TRUMAN 2214 E 48TH ST DAVENPORT, IA 52807 FMT CO CUST IRA ROLLOVER FBO SCOTT P MURRAY 59 ORANGE ST # 2 WALTHAM, MA 02453 FMT CO CUST IRA ROLLOVER FBO PHILIP D CONLEY 2217 NORTHRIDGE RD FINDLAY, OH 45840 FMT CO CUST IRA ROLLOVER FBO EMILIA C ARAGON 10383 COMANCHE AVE RIVERSIDE, CA 92503 FMT CO CUST IRA SEPP FBO DAVID BORDEN FELDMAN 468 SANDHURST DR HIGHLAND HGTS, OH 44143 FMTC CUSTODIAN - IRA BDA NSPS AMBER ELIZABETH CAMERON 920 W TAYLOR ST SAN JOSE, CA 95126 FMTC CUSTODIAN - IRA BDA NSPS NAENA M GRISSETT 22435 LOST CREEK RD KATY, TX 77450 FMTC CUSTODIAN - ROTH IRA FBO JEREMY S PETERSON 21 VALERIE DR VERNON ROCKVL, CT 06066 FRANK SINIBALDI GWEN SINIBALDI JT TEN 4749 DANFORTH RESERVE STOW, OH 44224
Common
500
Common
Common
200
Common
Common
200
Common
Common
47
Common
Common
100
Common
Common
70
Common
Common
70
Common
Common
150
Common
Common
500
Common
Sheet 8
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In re
, Debtor
Case No.

Name and last known address or place of business of holder FREDERIC LEE PATTERSON TTEE NOREEN J HERNANDEZ TTEE PO BOX 69 CHLORIDE, AZ 86431 GARDEN STATE SECURITIES INC 328 NEWMAN SPRINGS ROAD 3RD FL RED BANK, NJ 07707 GARY L TESKEY & JOYCE LEON TESKEY JT/TIC 1346 E. TAYLOR STREET SAN JOSE, CA 95133 GARY YOCOM JR 266 ORIENTA PT DR ALTAMONTE SPRINGS, FL 32701 GEORGE D RIKOS 251 NORTH RIOS SOLANA BEACH, CA 92075 GEORGE J WYHINNY TTEE GEORGE J WYHINNY REV TRUST 8 COREY DR S BARRINGTON, IL 60010 GEORGE RUCKER 5311 BAY ST RD PALMETTO FL, FL 34221 GOLDMAN SACHS EXECUTION & CLEARING LP 30 HUDSON ST JERSEY CITY, NJ 07302 GORDON L DAVIS TTEE GORDON L DAVIS REV LIV TRUST 331 COUNTY RD 29 LAKE PLACID, FL 33852 GUY NICOLETTE 6731 NW 38TH TERRACE GAINESVILLE, FL 32653 HARPREET B BAINS 925 WOODRIDGE CT YUBA CITY, CA 95993 HITOSHI TAGAMI 15829 S DENKER AVE APT 19 GARDENA, CA 90247
Common
16,000
Common
Common
500
Common
Common
2,078
Common
Common
10
Common
Common
1,000
Common
Common
12,500
Common
Common
3,000
Common
Common
1,000
Common
Common
900
Common
Common
3,520
Common
Common
4,400
Common
Sheet 9
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In re
, Debtor
Case No.

Name and last known address or place of business of holder HOWARD M SIMON WFBNA CUSTODIAN TRAD IRA 2436 PALM DRIVE HERMOSA BEACH, CA 90254 HUGH N CONSIDINE & CAROLINE M DELANEY JT TEN 369A 11TH AVE SAN FRANCISCO, CA 94118 ILYA LIPOVICH 260 KING ST APT 1405 SAN FRANCISCO, CA 94107 ING DIRECT INVESTING INC. --OMNIBUS ACCOUNT-83 SOUTH KING STREET STE 700 SEATTLE, WA 98104 IRA FBO DARIN M RING PERSHING LLC AS CUSTODIAN 6819 TOWNSEND LN NE BREMERTON, WA 98311 IRA FBO LAURIE A STERLE PERSHING LLC AS CUSTODIAN 626 DEWITT DR HIGHLAND HGTS, OH 44143 IRAKLI MEZVRISHVILI 555 JOHN MUIR DR APT B416 SAN FRANCISCO, CA 94132 JACQELINE MORGAN 432 LAIRD AVE HUEYTOWN, AL 35023 JAIRO ANTONIO FLORES AMANDA FLORES 13226 AZORES AVE SYLMAR, CA 91342 JAMAINE J WILLIAMS 12694 ANGELINA DR PEYTON, CO 80831 JAMES E MESSICK JR TTEE JAMES E MESSICK JR REV TR 25202 MARY ROAD GEORGETOWN, DE 19947
Common
600
Common
Common
1,300
Common
Common
570
Common
Common
100
Common
Common
1,500
Common
Common
35,550
Common
Common
50
Common
Common
200
Common
Common
400
Common
Common
5,000
Common
Sheet 10
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In re
, Debtor
Case No.

Name and last known address or place of business of holder JAMES RICHARD AULT 13367 GRANDVIA PT SAN DIEGO, CA 92130 JAMES RICHARD AULT IRA 13367 GRANDVIA PT SAN DIEGO, CA 92130 JANOS PALKO 1535 E ELM AVE EL SEGUNDO, CA 90245 JEANNE RUDOLPH 1010 LEHIGH ST. BOULDER, CO 80305 JEFCO HARBORSIDE FINANCIAL CENTER 705 PLAZA 3 JERSEY CITY, NJ 07303 JENNIFER ALLEN 12016 NE 351ST ST LA CENTER, WA 98629 JEROME KURTZ CHARLES SCHWAB & CO INC CUST 11520 WOODBRIDGE ST STUDIO CITY, CA 91604 JESSICA A CHACIN CALLE EL COMERCIO QUINTA VICTORIA PRADOS DEL ESTE CARACAS 110 VENEZUELA JFS INVESTMENTS C/O JOSEPH M SALVANI 35 CREST LOOP STATEN ISLAND, NY 10312 JFS INVESTMENTS 35 CREST LOOP STATEN ISLAND, NY 10312 JOAN T STEIN 54 PALMA CIR AUSTIN, TX 78744 JOE GRASELA TRUST 2877 PARADISE RD #2005 LAS VEGAS, NV 89109
Common
2,600
Common
Common
355
Common
Common
2,500
Common
Common
74
Common
Common
500
Common
Common
2,000
Common
Common
1,000
Common
Common
200
Common
Common
120,000
Common
Common
150
Common
Common
1,171,875
Common
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In re
, Debtor
Case No.

Name and last known address or place of business of holder JOHN C PAXSON AND FRANCINE PAXSON JT TEN PO BOX 1449 REDONDO BEACH, CA 90278 JOHN F SALIB 12083 EDDLESTON DR NORTHRIDGE, CA 91326 JOHN GRASELA TRUST 2877 PARADISE RD #2005 LAS VEGAS, NV 89109 JOHN J CONNORS 3 AARON ROAD LEXINGTON, MA 02421 JOHN M TRIPP TTEE JUDY L TRIPP TTEE 6550 VIEWPOINT DR LAS VEGAS, NV 89156 JOHN P TANSEY TRUST 2646 N DAYTON CHICAGO, IL 60614 JOHN R LAMB 12674 CARMEL COUNTRY RD UNIT 3 SAN DIEGO, CA 92130 JOHN S POINDEXTER III 1221 HYDE LANE RICHMOND, VA 23229 JOHN TANSEY & SUSAN CIELAK TANSEY JTWROS 2646 N DAYTON CHICAGO, IL 60614 JOHN W AUFDERMAUER TR AUFDERMAUER ENTERPRISES 3233 WHIPPLE RD UNION CITY, CA 94587 JOHN W DWYER CHARLES SCHWAB & CO INC CUST 33838 HUNTERS POINTE DRIVE FARMINGTON HILLS, MI 48331
Common
2,500
Common
Common
1,171,875
Common
Common
8,800
Common
Common
1,000
Common
Common
1,500
Common
Common
135
Common
Common
1,000
Common
Common
2,000
Common
Common
2,000
Common
Common
200
Common
Sheet 12
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In re
, Debtor
Case No.

Name and last known address or place of business of holder JORGE A RAMIREZ & MINERBA ORTIZ JT WROS 10969 SAINT RAFAEL ST LAS VEGAS, NV 89141 JOSEPH J & KATHLEEN L MCCLOSKEY 1167 COPPERWOOD DR BLOOMFIELD, MI 48302 JOSEPH M SALVANI 35 CREST LOOP STATEN ISLAND, NY 10312 JOSEPH R JURAK POB #611 MORRISON, CO 80465 JOSEPH TIBBETTS 54 HILLSIDE RD APT 2 ORONO, ME 04473 JULIE SPENCE PRINE & PHILIP JOHN PRINE JT TEN 1091 COPPER HILL COURT LOUISVILLE, CO 80027 JULIET SINGH PO BOX 2191 RCHO SANTA FE, CA 92067 JUN SUK LEE ROLLOVER IRA TD AMERITRADE INC CUSTODIAN 11916 RIDING LOOP TER GAITHERSBURG, MD 20878 JUSTIN M TARSHIS 360 E 72ND ST APT A403 NEW YORK, NY 10021 JUSTIN T BURNETT IRA R/O ETRADE CUSTODIAN 180 E ALEGRIA SIERRA MADRE CA, CA 91024 KENNETH J WOOLCOTT TTEE KENNETH J WOOLCOTT TRUST 2000 FIRST AVENUE #2304 SEATTLE, WA 98121
Common
623,969
Common
Common
20,000
Common
Common
2,500
Common
Common
100
Common
Common
25
Common
Common
1,952,125
Common
Common
1,500
Common
Common
30
Common
Common
300
Common
Common
50,000
Common
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In re
, Debtor
Case No.

Name and last known address or place of business of holder KENT BONNER & EUGENIE BONNER COMMUNITY PROPERTY 2000 POST OAK BLVD STE 100 HOUSTON, TX 77056 KERI RESH KRAFT ROTH IRA ETRADE CUSTODIAN 2312 CHERYL PL LOS ANGELES, CA 90049 KIRAN YADALLA 32 IMPERIAL COURT MONROE, NJ 08831 KONI TAMRATZI 2944 W 5TH ST APT 17-D BROOKLYN, NY 10014 KRAFT FAMILY TRUST ALON KRAFT & KERI RESH KRAFT TTEES 2312 CHERYL PL LOS ANGELES, CA 90049 KYLE GEORGE KOWALL 358 VILLAGE DRIVE NORTHLAKE, IL 60164 L SWIRYN & M SWIRYN TTEE MONTY E & LAURIE WEIL SWIRYN T 719 EL GRANADA BLVD HALF MOON BAY, CA 94019 LACUNA HEDGE FUND LLLP 1100 SPRUCE STE 202 BOULDER, CO 80302 LAURA BOROVIK 1271 N STREAMWOOD LN VERNON HILLS, IL 60061 LAWRENCE C LONGO JR IRA TD AMERITRADE INC CUSTODIAN 38 LETTERY CIR SUDBURY, MA 01776 LEANNE MCCRACKEN ROBERT SCOTT MCCRACKEN JT TEN 2813 WOODLAWN DR MOORE, OK 73160 0307
Common
8,625
Common
Common
12,500
Common
Common
7,500
Common
Common
1,600
Common
Common
1,600
Common
Common
1,000
Common
Common
112,743
Common
Common
2,800
Common
Common
5,000
Common
Common
1,600
Common
Sheet 14
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In re
, Debtor
Case No.

Name and last known address or place of business of holder LEI SHAO 45 MADISON DR PLAINSBORO, NJ 08536 LIBERN SHIPS CORP MPP PLAN 26300 ALEXANDER PLACE LOS ALTOS HILLS, CA 94022 LINDA HODGSON 2763 WEST 37TH AVENUE VANCOUVER BC V7E 6J7 LINDA J BUSBY IRA R/O ETRADE CUSTODIAN 3950 OLD SHELL ROAD MOBILE, AL 36608 LINDA JANE SPEAKE 8562 DORTHA CT SANTEE, CA 92071 LION BROTHERS INC 10246 REISTERSTOWN RD OWINGS MILLS, MD 21117 LYNN C SWANN MADHUSUDHAN G NUNNA 10 REBECCA CT RANDOLPH, NJ 07869 MAGID & CO C/O HILL THOMPSON MAGID & CO INC 15 EXCHANGE PL STE 800 JERSEY CITY, NJ 07032 MAHENDRA M PRAJAPATI 24621 ARCH ST NEWHALL, CA 91321 MARCIA CORWIN 370 RIVERSIDE DR APT 3B NEW YORK, NY 10025 MARK DEVIN LARSON CHARLES SCHWAB & CO INC CUST 1986 JASMINE ST EL CAJON, CA 92021
Common
1,000
Common
Common
462
Common
Common
100
Common
Common
200
Common
Common
5,000
Common
Common
25,000
Common
Common
200
Common
Common
1,200
Common
Common
600
Common
Common
42,000
Common
Common
500
Common
Sheet 15
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, Debtor
Case No.

Name and last known address or place of business of holder MARKET MAKER PBXP-INVENTORY - THOMAS MATCHETT 677 WASHINGTON BLVD STAMFORD, CT 06901 MARSHALL & ILSLEY TRUST CO NA CUST FBO EDWIN W COLMAN CHILDRES TRUST 800 LAUREL OAK DR STE 101 NAPLES FL, FL 34108 MAUREEN C VOONG & JIANXUN YU JT TEN 726 ELM ST APT D SAN CARLOS, CA 94070 MAX LAZZARI 2615 TANGLEWOOD DR SARASOTA, FL 34239 MAXIM LADONNIKOV CHARLES SCHWAB & CO INC CUST 13388 SURREY LN SARATOGA, CA 95070 MAXIM LADONNIKOV 13388 SURREY LN SARATOGA, CA 95070 MEIR MANOR 2 AMNON VETAMAR STR. HERTZLIYA 46417 ISRAEL MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 101 HUDSON ST JERSEY CITY, NJ 07302 MICHAEL & SANDRA IRUSALIMSKY 2000 TRUST 652 VILLA CENTRE WAY SAN JOSE, CA 95128 MICHAEL BRAUSER & BETSY BRAUSER TEN ENT 3164 NE 31ST AVE LIGHTHOUSE POINT, FL 33064 MICHAEL CORAGGIO 132 BLOOMFIELD ST APT 3 HOBOKEN, NJ 07030
Common
125,000
Common
Common
1,000
Common
Common
200
Common
Common
80,700
Common
Common
48,500
Common
Common
2,000
Common
Common
8,185
Common
Common
83,500
Common
Common
2,014
Common
Common
3,054
Common
Sheet 16
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In re
, Debtor
Case No.

Name and last known address or place of business of holder MICHAEL CORWIN 15 SHASTA LANE MENLO PARK, CA 94025 MICHAEL CORWIN & MERLYN A CORWIN JT TEN 15 SHASTA LANE MENLO PARK, CA 94025 MICHAEL D KURTZ & ROSARIO R KURTZ JTWROS 3335 SEACREST DRIVE CARLSBAD, CA 92008 MICHAEL IRUSALIMSKY 652 VILLA CENTRE WAY SAN JOSE, CA 95128 MICHAEL LIPOVICH IRA E*TRADE CUSTODIAN 26300 ALEXANDER PLACE LOS ALTOS HILLS, CA 94022 MICKEY ACKERMAN 1948 BLAKE STREET DENVER, CO 80202 MIKE SOHAN SINGH & SURINDER P K SINGH JT TEN 4740 CINDY CT LIVERMORE, CA 94550 MO CO LLC ATTN: DAVID MOORHEAD 7313 OLD POST RD BOULDER, CO 80301 MOHAMMAD N RAHMAN 133 BELLINGHAM DRIVE MADISON, AL 35758 MORGAN STANLEY INC C/O DTC 55 WATER ST NEW YORK, NY 10041 MOSHE KRIKEB 19 TRUMPELDOR ST KIRYAT-ONO 55295 ISRAEL
Common
183,498
Common
Common
500
Common
Common
27,300
Common
Common
24,000
Common
Common
5,000
Common
Common
3,000
Common
Common
2,500
Common
Common
500
Common
Common
1,000
Common
Common
49,000
Common
Sheet 17
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In re
, Debtor
Case No.

Name and last known address or place of business of holder MR SUKHMINDER SOHI 803 14TH STREET NEW WESTMINSTER BC V3M 4P5 MR TYLER SCOTT EUVERMAN 171-15236 36 AVE SURREY BC V3S 2B3 MR. AMARDIP GILL 31650 NORTHDALE CRT ABBOTSFORD BC V2T 6S2 MR. DONNY DIAL C/O DONNY DIAL 34886 ACKERMAN CRT ABBOTSFORD BC V2S 8J9 MR. ERIC YIN-LOK WONG 13703 81 AVE NW EDMONTON AB T5R 3N9 MR. JAWAHAR BHATIA 1475 EMERSON LANE MISSISSAUGA ON L5V 1L6 MR. MARK ROBERTS SUITE 512 3181 BAYVIEW AVE NORTH YORK ON M2K 2Y2 MR. ROBERT BASSI 30459 HERITAGE DR ABBOTSFORD BC V2T 6X9 MRS. BALJIT K MANGAT 31494 UPPER MACLURE RD ABBOTSFORD BC V2T 5P1 NATALIA RAZHEVA 50 PARKRIDGE DR APT 8 SAN FRANCISCO, CA 94131 NATIONAL FINANCIAL SRVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK, NY 10281 NAYAN B SHAH PO BOX 823 SHRUB OAK, NY 10588
Common
368
Common
Common
10,000
Common
Common
90
Common
Common
400
Common
Common
12,000
Common
Common
1,000
Common
Common
6,150
Common
Common
11,000
Common
Common
12,480
Common
Common
4,800
Common
Common
200
Common
Sheet 18
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In re
, Debtor
Case No.

Name and last known address or place of business of holder NFS/FMTC SEP IRA FBO DANIEL LLOYD KENNEDY 6813 44TH ST CT WEST UNIVERSITY PLACE, WA 98466 NOAH RUCKER-TRIPLETT 1080 WOODRIDGE RD PLACERVILLE, CA 95667 ODL SECURITIES LIMITED SEGREGATED CLIENT MONIES A/C EIGHT FLOOR 10 LOWER THAMES STREET EC3R 6AD LONDON UNITED KINGDOM OVIDIU DUMITRESCU & CAMELIA DUMITRESCU JT TEN 1075 BAKER ST SAN FRANCISCO, CA 94115 PAMELA S D'ARC 515 W END AVE NEW YORK, NY 10024 PATRICIA B LONGO IRA TD AMERITRADE INC CUSTODIAN 38 LETTERY CIR SUDBURY, MA 01776 PATRICK N CATALANO ELIZABETH K CATALANO JT TEN 6206 CONTOUR DR DALLAS, TX 75248 PAUL DAVID GOODSON DESIGNATED BENE PLAN/TOD 415 ALCARAS CT OCEANSIDE, CA 92057 PAUL EDWIN STEPHENS IRA R/O ETRADE CUSTODIAN 2706 SABINAL TRAIL CEDAR PARK, TX 78613 PAUL J ELBERSE LIEJA 6881 MONTEVIDEO CP 11.500 URUGUAY PAVEL KHROMCHENKO 11 HEDGEROW LANE MANALAPAN, NJ 07226
Common
770
Common
Common
100
Common
Common
6,000
Common
Common
47,474
Common
Common
2,200
Common
Common
200
Common
Common
8,000
Common
Common
180
Common
Common
500
Common
Common
50,000
Common
Sheet 19
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, Debtor
Case No.

Name and last known address or place of business of holder PAVEL LADONNIKOV 2279 SUN GLORY LANE #A SAN JOSE, CA 95124 PEDDLE PARTNERS LLP 2445 NW 24TH COURT BOCA RATON, FL 33431 PEMBINA ASSET MANAGEMENT INC. ATTN: HAROLD NAPRAWA PO BOX 1819 STN DEL.CENTRE YORKTON SK S3N 3R2 PENSON FINANCIAL SERVICES 1700 PACIFIC AVE STE 1400 DALLAS, TX 75201 PERSHING LLC P O BOX 2050 JERSEY CITY, NJ 07303 PETER M SKANAVIS 6768 MAPLE TER WAUWATOSA, WI 53213 PFSI FBO ABRAHAM PERUMPLATH ROTH IRA ABRAHAM PERUMPLATH 86-16 RANGE STREET BELLEROSE, NY 11427 PFSI FBO WILLIAM J HERLIHY IRA WILLIAM J HERLIHY 15 HARWOOD DRIVE VOORHEES, NJ 08043 PHILIP CHU 879 LANSDOWN CT SUNNYVALE, CA 94087 PHYLLIS ULREICH 24 FARMSTEAD LANE WEST HARTFORD, CT 06117 POH S TAN & VIVIEN TAN JT WROS 12475 CAVALLO ST SAN DIEGO, CA 92130 PRAKOB SAE-JAO & JENNY CHIN LEE JT TEN 18 WOODSIDE AVE DALY CITY, CA 94015
Common
37,970
Common
Common
2,000
Common
Common
3,010
Common
Common
58,192
Common
Common
1,000
Common
Common
943
Common
Common
1,500
Common
Common
25,000
Common
Common
32,500
Common
Common
3,500
Common
Common
2,000
Common
Sheet 20
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In re
, Debtor
Case No.

Name and last known address or place of business of holder QING LI & XIAOJING LOU JTWROS 7466 PARK VILLAGE ROAD SAN DIEGO CA, CA 92129 R LONDON & H LONDON TTEE LONDON FAMILY TRUST PO BOX 5232 SANTA BARBARA, CA 93150 R P DUBRULE CHARLES SCHWAB & CO INC CUST 2503 TERRELLA PL ESCONDIDO, CA 92025 RAE GOULD POLIS TTEE ROBERT NATHAN POLIS TTEE 382 ALPINE WAY BOULDER, CO 80304 RAHUL RAJAN & RANJINI RAMACHANDER JT WROS 1660 GILDER CT NEWBURY PARK, CA 91320 RAJ MAHESHWARI SARITA SINGH TTEE 312 W 104TH ST NEW YORK, NY 10025 RANDOLPH C DOUGLAS P.O. BOW 150495 ST. LOUIS, MO 63115 RANDY JAMES SAVONA 9920 WESTCLIFF PKWY APT 1733 WESTMINSTER, CO 80021 RAY DAMREL 28632 LAKESIDE GREEN MAGNOLIA, TX 77355 RAYMOND JAMES & ASSOCIATES INC 880 CARILLON PKWY P O BOX 12749 ST PETERSBURG, FL 33733 RBC CAPITAL MARKETS CORP 510 MARQUETTE AVE S 510 MARQUETTE AVE S MINNEAPOLIS, MN 55402
Common
228,691
Common
Common
431,042
Common
Common
5,000
Common
Common
200
Common
Common
5,000
Common
Common
20
Common
Common
2,500
Common
Common
2,000
Common
Common
1,000
Common
Common
5,000
Common
Sheet 21
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In re
, Debtor
Case No.

Name and last known address or place of business of holder RCHER FINANCIAL LLC 11595 W. 6TH AVE LAKEWOOD, CO 80215 RENEE MROZ-JONES 8425 EL PASO ST LA MESA, CA 91942 RICHARD MICHAEL O'LEARY CUST EMMA KATHERINE O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304 RICHARD MICHAEL O'LEARY CUST ABILGAIL P O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304 RICHARD MICHAEL O'LEARY CUST LUCY ANN O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304 RICKI GROSSMAN 2 FOX HOLLOW COURT DIX HILLS, NY 11746 RIDGE CLEARING & OUTSOURCING SOLUTIONS INC 1981 MARCUS AVE 1ST FL LAKE CITY NY, NY 10042 RISA JOHNSON KIAM IRA TD AMERITRADE CLEARING CUSTODIAN 14609 LUCY DR DELRAY BEACH, FL 33484 ROBERT BENNETT PRAG TTEE DEL MAR CONSULTING GROUP INC R 2455 EL AMIGO RD DEL MAR, CA 92014 ROBERT BENNETT PRAG TTEE DEL MAR CONSULTING GROUP INC R 2455 EL AMIGO RD DEL MAR, CA 92014 ROBERT F KIBBLE LIVING TRUST U/A 12/28/90 P O BOX 918 RANCHO SANTE FE, CA 92067
Common
800
Common
Common
2,000
Common
Common
2,000
Common
Common
2,000
Common
Common
6,130
Common
Common
200
Common
Common
550
Common
Common
50,000
Common
Common
10,000
Common
Common
25,000
Common
Sheet 22
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In re
, Debtor
Case No.

Name and last known address or place of business of holder ROBERT H THIBAULT & CARMEN L THIBAULT JT WROS 8866 CORMORANT DR BLAINE WA, WA 98230 ROBERT MARK JUBENVILLE KATHLEEN R JUBENVILLE TTEE 31483 BOBRICH ST LIVONIA, MI 48152 ROBERT S COLMAN TTEE ROBERT S COLMAN TRUST PO BOX 7370 KETCHUM, ID 83340 ROBERT WAYNE CASADY BARBARA CASADY TTEE 14047 PAMLICO ROAD APPLE VALLEY, CA 92307 RONALD L ZIMMERMAN PATRICIA M ZIMMERMAN 2811 ROLLINS DR ALLISON PARK, PA 15101 RUSSELL JAY BURNEY CHARLES SCHWAB & CO INC CUST 5809 E CLINTON AVE FRESNO CA, CA 93727 RYAN P. ROUHANA 2009 PALMER AVENUE NEW ORLEANS, LA 70118 SALVADOR ZAVALA 1191 COUNTY ROAD 481 BRAZORIA, TX 77422 SAM GOLDBERG 209 LAKE BLUFF DR COLUMBUS, OH 43235 SAN KIT CHENG 130-06 60 AVE FLUSHING, NY 11355 SAN-YIU CHENG 51-73 CODWISE PLACE ELMHURST, NY 11373
Common
500,000
Common
Common
294,027
Common
Common
1,000
Common
Common
9,300
Common
Common
100
Common
Common
1,000
Common
Common
50
Common
Common
800
Common
Common
10,500
Common
Common
12,980
Common
Sheet 23
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In re
, Debtor
Case No.

Name and last known address or place of business of holder SANDOR CAPITAL MASTER FUND LP 2828 ROUTH STREET Ste 500 DALLAS, TX 75201 SANFORD ROTH 6831 N 58TH PL PARADISE VALLEY, AZ 85253 SATYA BOBBILI 315 BUCKEYE LANE WEST CHESTER, PA 19382 SCOTT TREADWAY CHARLES SCHWAB & CO INC CUST 5815 SE FEDERAL HWY # 41 STUART, FL 34997 SCOTTRADE INC P O BOX 31759 ST LOUIS MO, MO 63131 SCOTTRADE INC CUST FBO STANLEY A TERMAN ROLLOVER IRA 2730 ARGONAUTA ST CARLSBAD, CA 92009 SCOTTRADE INC CUST FBO DROR YAHALOM ROTH IRA 7705 MEADOWHAVEN DR DALLAS, TX 75254 SCOTTRADE INC CUST FBO JOHN TODD LISLE ROTH IRA 44570 FOREST RUN RD RACINE, OH 45771 SCOTTRADE INC CUST FBO JOSEF BRUCE SCHAFF ROLLOVER IR 38448 GREEN GABLES CT MECHANICSVILLE, MD 20659 SCOTTRADE INC CUST FBO ROBERT MARK COLKER SEP IRA 13945 ASHTON WOODS CIRCLE AUSTIN, TX 78727 SCOTTRADE INC CUST FBO NANCY HART IRA 8317 ROLLING RD MANASSAS, VA 20110
Common
7,812
Common
Common
100
Common
Common
200
Common
Common
700
Common
Common
5,000
Common
Common
2,500
Common
Common
1,700
Common
Common
1,200
Common
Common
1,000
Common
Common
1,000
Common
Sheet 24
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In re
, Debtor
Case No.

Name and last known address or place of business of holder SCOTTRADE INC CUST FBO STANLEY TERMAN ROTH IRA 2730 ARGONAUTA ST CARLSBAD, CA 92009 SCOTTRADE INC CUST FBO WILLIAM JACK COSTELLO IRA PO BOX 2270 KIHEI, HI 96753 SCOTTRADE INC CUST FBO JAY LEONARD STORY ROLLOVER IRA 23 FAIRFAX DR SAINT PETERS, MO 63376 SCOTTRADE INC CUST FBO WILLIAM H LOUIS ROTH IRA 761 BROADWAY ST APT D EIELSON AFB, AK 99702 SCOTTRADE INC CUST FBO ERIN RASMUSSEN ROTH IRA 4100 SIERRA PL AMARILLO, TX 79118 SCOTTRADE INC CUST FBO SUE ANNE EDWARDS ROTH IRA 9245 OAKES RD ARCANUM, OH 45304 SCOTTRADE INC CUST FBO NOAH RUCKER-TRIPLETT ROTH IRA 1080 WOODRIDGE RD PLACERVILLE, CA 95667 SCOTTRADE INC CUST FBO RONALD JOESPH SHAY IRA 15915 E TOMBSTONE TRL FOUNTAIN HILLS, AZ 85268 SCOTTRADE INC CUST FBO NOAH RUCKER-TRIPLETT IRA 1080 WOODRIDGE RD PLACERVILLE, CA 95667 SERGEY SABLIN 167 SKYVIEW WAY SAN FRANCISCO, CA 94131
Common
500
Common
Common
253
Common
Common
200
Common
Common
100
Common
Common
100
Common
Common
42
Common
Common
37
Common
Common
33
Common
Common
1,034,090
Common
Sheet 25
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In re
, Debtor
Case No.

Name and last known address or place of business of holder SHERRY RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD CT SAN DIEGO, CA 92120 SHIRLEY ANN HAMPTON 10680 COLOMA RD APT 175 RANCHO CORDOVA, CA 95670 SHIRLEY L POOLE 50 W. 97TH STREET APT 6C NEW YORK NY, NY 10025 SIVAKUMAR CHINNADORAI 18124 COACHMANS RD GERMANTOWN, MD 20874 STEPHANIE K HONEYCUTT 310 N ELM ST LITTLE ROCK, AR 72205 STEPHEN D MOCK IRA TD AMERITRADE CLEARING CUSTODIAN 359 HENDERSON RD MACON, GA 31217 STERNE AGEE & LEACH INC 813 SHADES CREEK PKWY STE 100B BIRMINGHAM, AL 35209 SUGARMAN INVESTMENT LC 120 JUDGES LANE TOWSON, MD 21204 SUGARMAN INVESTMENTS LP 120 JUDGES LANE TOWSON, MD 21204 SUSAN E SAXTON 7083 RAIN FOREST DR BOCA RATON, FL 33434 SUSAN GANZ 11103 VALLEY HEIGHTS DR OWINGS MILLS, MD 21117 SUSAN J GANZ 11103 VALLEY HEIGHTS DR OWINGS MILLS, MD 21117
Common
100
Common
Common
300
Common
Common
100
Common
Common
50
Common
Common
250
Common
Common
1,300
Common
Common
20,000
Common
Common
25,000
Common
Common
22,500
Common
Common
10,000
Common
Common
1,000
Common
Sheet 26
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In re
, Debtor
Case No.

Name and last known address or place of business of holder SUZETTE M. FAILLE & DARRIN LEVY JT TEN PO BOX 508 EVERETT, WA 98206 TD AMERITRADE CLEARING INC P O BOX 2226 OMAHA NE, NE 68103 THE ABRAMS FAMILY TRUST 3395 WILLARD ST SAN DIEGO, CA 92122 THE ARLYNNE I SIEGEL TRUST ARLYNNE I SIEGEL TTEE 3191 MORITZ DR HUNTINGTN BCH, CA 92649 THE BANK OF NEW YORK MELLON TTEE AT&T SAVINGS PLAN 12705 MORNINGPARK CIR ALPHARETTA, GA 30004 THE COMMONWEALTH GROUP INC. 551 N.W. 77TH STREET STE 101 BOCA RATON, FL 33487 THE ROBERT J KAMMER REVOC LIV TRUST 6790 INDIAN TRAIL BOULDER CO, CO 80301 THOMAS LOVING 201 E TEXAS AVE 201 E TEXAS AVE PALACIOS, TX 77465 THOMAS M SCHMIDT ROTH IRA ETRADE CUSTODIAN 256 PENNSYLVANIA AVENUE TUCKAHOE, NY 10707 THOMAS MARTIN MALONEY PO BOX 11231 BOULDER, CO 80301 THOR F HAUFF 1723 MEADOW DR CHEYENNE, WY 82001
Common
981
Common
Common
1,562,500
Common
Common
5,000
Common
Common
1,000
Common
Common
1,000
Common
Common
50,000
Common
Common
3,000
Common
Common
200
Common
Common
13,675
Common
Common
325
Common
Sheet 27
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In re
, Debtor
Case No.

Name and last known address or place of business of holder TIM HEWITT 170 WOOD ST APT 3 SAN FRANCISCO, CA 94118 TIMOTHY H HUTTON 124 KINGS TRAIL WILLIAMSVILLE, NY 14221 TIMOTHY J HOLT & PAULA B HOLT JT TEN 16 LAKE SHORE DR MONTVILLE, NJ 07045 TIMOTHY J HOLT ROLLOVER IRA TD AMERITRADE CLEARING CUSTODIAN 16 LAKE SHORE DR MONTVILLE, NJ 07045 TOM M SCHIEBELHUT 2175 E PINEHURST AVE FRESNO, CA 93730 TONY PARMAR 1 WAKEFIELD AVE PORT WASHINGTON, NY 11050 UBS SECURITIES LLC 480 WASHINGTON BLVD 12TH FL JERSEY CITY, NJ 07310 USAA FED SVGS BANK C/F SDIRA CHARLES W GRIFFIN 3077 KALMIA ST SAN DIEGO, CA 92104 VALENTIN BALTER 1045 LASSEN DR MENLO PARK, CA 94025 VANDA SAVCHENKOVA & VITALIY SAVCHENKOV COMM PROP 2648 TYRONE COURT S SAN FRAN, CA 94080 VIJAYA KODALI 92 FULBRIGHT LN SCHAUMBURG, IL 60194 VIOLA ANDRESEN 1066 SALEM VALLEY RD RINGGOLD, GA 30736
Common
500
Common
Common
10,000
Common
Common
15,000
Common
Common
750
Common
Common
3,000
Common
Common
458,219
Common
Common
2,500
Common
Common
50,000
Common
Common
16,057
Common
Common
500
Common
Common
12
Common
Sheet 28
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In re
, Debtor
Case No.

Name and last known address or place of business of holder VLADIMIR DETINICH APT 84 61 UL. SVOBODY 125364 MOSCOW RUSSIA VLADIMIR I ZADOROGNUK 2648 TYRONE CT S SAN FRAN, CA 94080 VLADIMIR ZADOROGNUK 2648 TYRONE COURT 2648 TYRONE COURT SOUTH SAN FRANCISCO, CA 94080 VU NGO 890 SCOTT CT CAMPBELL, CA 95008 VYACHESLAV ZADOROGNUK & TETYANA ZADOROGNUK JT WROS 884 RIDGE CT APT 34 S SAN FRAN, CA 94080 VYACHESLAV ZADOROGNUK 884 RIDGE COURT #34 S SAN FRAN, CA 94080 WELLS FARGO INVESTMENTS 625 MARGQUETTE AVE MINNEAPOLIS, MN 55402 WILLIAM F RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD COURT SAN DIEGO, CA 92120 WILLIAM K DORR 9405 FARMINGDALE AVE WALKERSVILLE, MD 21793 WILLIAM S RUTHERFORD 8216 COUNTY ROAD 678 ROYSE CITY, TX 75189 YURY DUBROVSKY 2315 E 13TH ST #3B BROOKLYN, NY 11229
Common
7,089
Common
Common
36,800
Common
Common
900
Common
Common
15,450
Common
Common
3,200
Common
Common
12,400
Common
Common
44,696
Common
Common
12,300
Common
Common
25
Common
Common
37,500
Common
Sheet 29
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In re
, Debtor
Case No.

I, the Chief Financial Officer of the corporation named as the debtor in this case, declare under penalty of perjury that I have read the foregoing List of Equity Security Holders and that it is true and correct to the best of my information and belief. Date
June 23, 2011
Signature /s/ John Lomoro

John Lomoro Chief Financial Officer
Penalty for making a false statement or concealing property: Fine of up to $500,000 or imprisonment for up to 5 years or both.
18 U.S.C 152 and 3571.
Case 11-10497-PB11
CSD 1008 [08/21/00]
Name, Address, Telephone No. & I.D. No.
Filed 06/26/11
Doc 1
Pg. 73 of 122
Michael D. Breslauer 110259 401 B Street, Suite 1200 San Diego, CA 92101-4295 619-231-0303 110259
UNITED STATES BANKRUPTCY COURT

SOUTHERN DISTRICT OF CALIFORNIA 325 West "F" Street, San Diego, California 92101-6991
In Re
BANKRUPTCY NO.
Debtor.
VERIFICATION OF CREDITOR MATRIX

PART I (check and complete one): New petition filed. Creditor diskette required. Conversion filed on . See instructions on reverse side. Former Chapter 13 converting. Creditor diskette required. Post-petition creditors added. Scannable matrix required. There are no post-petition creditors. No matrix required. TOTAL NO. OF CREDITORS: 400
TOTAL NO. OF CREDITORS:
Amendment or Balance of Schedules filed concurrently with this original scannable matrix affecting Schedule of Debts and/or Schedule of Equity Security Holders. See instructions on reverse side. Names and addresses are being ADDED. Names and addresses are being DELETED. Names and addresses are being CORRECTED. PART II (check one): The above-named Debtor(s) hereby verifies that the list of creditors is true and correct to the best of my (our) knowledge. The above-named Debtor(s) hereby verifies that there are no post-petition creditors affected by the filing of the conversion of this case and that the filing of a matrix is not required.
Date:
June 23, 2011
/s/ John Lomoro John Lomoro/Chief Financial Officer
Signer/Title
REFER TO INSTRUCTIONS ON REVERSE SIDE CSD 1008

Software Copyright (c) 1996-2010 Best Case Solutions - Evanston, IL - www.bestcase.com Best Case Bankruptcy
Case 11-10497-PB11
CSD 1008 (Page 2) [08/21/00]
Filed 06/26/11
INSTRUCTIONS
Doc 1
Pg. 74 of 122
1) 2)
Full compliance with Special Requirements for Mailing Addresses (CSD 1007) is required. A creditors matrix with Verification is required whenever the following occurs: a) b) c) A new petition is filed. Diskette required. A case is converted on or after SEPTEMBER 1, 2000. (See paragraph 4b concerning post-petition creditors.) An amendment to a case on or after SEPTEMBER 1, 2000, which adds, deletes or changes creditor address information on the debtor's Schedule of Debts and/or Schedule of Equity Security Holders. Scannable matrix format required.
3) 4)
The scannable matrix must be originally typed or printed. It may not be a copy. CONVERSIONS: a) When converting a Chapter 13 case filed before SEPTEMBER 1, 2000, to another chapter, ALL creditors must be listed on the mailing matrix at the time of filing and accompanied by a Verification. Diskette required. For Chapter 7, 11, or 12 cases converted on or after SEPTEMBER 1, 2000, only post-petition creditors need be listed on the mailing matrix. The matrix and Verification must be filed with the post-petition schedule of debts and/or schedule of equity security holders. If there are no post-petition creditors, only the verification form is required. Scannable matrix format required.
b)
5)
AMENDMENTS AND BALANCE OF SCHEDULES: a) b) Scannable matrix format required. The matrix with Verification is a document separate from the amended schedules and may not be used to substitute for any portion of the schedules. IT MUST BE SUBMITTED WITH THE AMENDMENT/BALANCE OF SCHEDULES. Prepare a separate page for each type of change required: ADDED, DELETED, or CORRECTED. On the REVERSE side of each matrix page, indicate which category that particular page belongs in. Creditors falling in the same category should be placed on the same page in alphabetical order.
c)
6)
Please refer to CSD 1007 for additional information on how to avoid matrix-related problems.
CSD 1008
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ACE Parking Management Inc. 4225 Executive Square, Ste 400 La Jolla, CA 92037
ADREN COOPER 7746 DONNYBROOK CT APT 106 ANNANDALE, VA 22003
AJIT SINGH 1108 U STREET FRESNO, CA 93721
AKSHAY SATEESH IRA R/O ETRADE CUSTODIAN 6204 BYRNWOOD CT SAN DIEGO, CA 92120
AKSHAY SATEESH EXP. STATION E301/203 RT. 141 & HENRY CLAY WILMINGTON DE, DE 19803
ALAN J STOFFER 2904 LOCUST ST WDM, IA 50265
Alexej Ladonnikov 13388 Surrey Lane Saratoga, CA 95070
ALFRED G GLADSTONE 45 OLD OAK RD WEST HARTFORD, CT 06117
ALFRED GLADSTONE 45 OLD OAK ROAD WEST HARTFORD, CT 06117
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ALONZO TAMEZ & CARMAN Q TAMEZ JT TEN 12452 S SUNNYSIDE AVE SELMA, CA 93662
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AMERICAN ENTERPRISE INVESTMENT UNIT 682 CERTIFICATE CUSTIDY 682 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS, MN 55474
American Med-Tech Equity Advis 708 Third Avenue, 5th Floor New York, NY 10017
AMY WANG GREGORY HORWITZ JTWROS 16720 MONTE HERMOSO DR PACIFIC PALISADES, CA 90272
ANDREW B FRIEDENBERG P.O. BOX 900363 SAN DIEGO, CA 92190
ANDREW S CORWIN 515 W END AVE NEW YORK NY, NY 10024
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ANDREW S CORWIN C/F ALEXANDER D CORWIN UTMA/NY 515 W END AVE NEW YORK, NY 10024
ANNE L HUO AND ROBERT Y HUO JTWROS 16211 PINE LAKE FOREST CT LINDEN, MI 48451
ANNUPPENIE P SINGH CHARLES SCHWAB & CO INC CUST 2833 LOCHGREEN WAY DUBLIN, CA 94568
ANTHONY S THORNLEY 17405 VIA DE FORTUNA RANCHO SANTE FE, CA 92067
ARTHUR A BIRKBY TTEE MARY H BIRKBY TTEE 1885 LEXINGTON CIRCLE SE SALEM, OR 97306
AT&T P.O. Box 5025 Carol Stream, IL 60197-5025
AURACANA LLC 127 NORTH ST LEXINGTON, MA 02420
AVA LIGH & PETER LIGH JT TEN 825 8TH AVE NEW YORK, NY 10019
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BALBIR S BRAR TTEE BY BRAR FAMILY TRUST 26261 GLEN CANYON DR LAGUNA HILLS, CA 92653
BARBARA C WILSON ROLLOVER IRA TD AMERITRADE CLEARING CUSTODIAN 2328 SCHILLINGS CT HENDERSON, NV 89074
Barney & Barney 9171 Towne Centre Dr Ste 500 San Diego, CA 92122
BARRETTO PACIFIC CORPORATION ATTN: LANDON BARRETTO 1916 PIKE PL STE 12 UNIT 8 SEATTLE, WA 98101
BARRY EHRMANN 76 CHANDON NEWPORT COAST, CA 92657
BEAR STERNS SECURITIES CORP ONE METROTECH CENTER BROOKLYN, NY 11201
Beckloff Associates 3203 Solutions Center Chicago, IL 60677-3002
BEVERLY PINNAS 2901 COLUMBUS BLVD CORAL GABLES, FL 33134
BHARATH C Y MADDEPURI TOD APT 203 SRI SATYA SAI SADAN PLOT 48 AND 49 KPHB VI PHASE ANDHRA HYDERABAD 500072 INDIA
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Bozeman Urgent Care 1006 West Main Bozeman, MT 59715
BRETT ANTONIO 319 VILLAGE LOOP DRIVE APEX, NC 27502
BROOKE R SATEESH ROTH IRA E*TRADE CUSTODIAN 6204 BYRNWOOD CT SAN DIEGO, CA 92120
BRUCE HODGSON 2763 WEST 10TH AVENUE VANCOUVER BC V6N 2T5
CAROLINE A DEL PIANO 282 W 23RD ST DEER PARK, NY 11729
Carr & Ferrell LLP 120 Constitution Drive Menlo Park, CA 94025
Celerion 75 Remittance Drive Ste 6210 Chicago, IL 60675-6210
CHARLES DUPONT JR 13740 NOB AVE DEL MAR CA, CA 92014
CHARLES E BATES 111 ROBIN GLEN LN OVILLA, TX 75154
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CHARLES E DUPONT JR 13740 NOB AVE DEL MAR CA, CA 92014
CHARLES SCHWAB & CO INC ATTN: SECURITIES OPERATION 2423 E LINCOLN DR PHOENIX AZ, AZ 85016
CHARLES W GRIFFIN AND JUDY R GRIFFIN JTWROS 3077 KALMIA ST SAN DIEGO, CA 92104
CHOCOLATE CHIP INVESTMENTS 1645 VILLAGE CENTER CIRCLE #1NO LAS VEGAS, NV 89134
CHOCOLATE CHIP INVESTMENTS LP 1645 VILLAGE CENTER CIR #170 LAS VEGAS, NV 89134
CHRIS ALAN WALKER 16 COMSTOCK WAY SOUTH WALPOLE, MA 02071
CHRISTOS AGOURIDIS & KATHELINE R AGOURIDIS JTWROS 6699 PARK MILL DR DUBLIN, OH 43016
Chubb Group Insurance 15 Mountain View Road Warren, NJ 07059
CHUN-YAN MI 412 PALMTREE DRIVE GAITHERSBURG, MD 20878
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CITIGROUP GLOBAL MARKETS INC 333 W 34TH ST 3RF FL NEW YORK NY, NY 10001
CLIFTON COX 1808 PENNYPACKER LANE DURHAM, NC 27703
Clinical Pharmacology Study 26 Queen Street Worcester, MA 01610
Clinical Trials Management 3901 Houma Blvd Medical Plaza II, Suite 405 Metairie, LA 70006
CLINTON EDWARD CURTIS CHARLES SCHWAB & CO INC.CUST 305 ODELL FARM LN OAK HILL, WV 25901
CNA 915 Wilshire Blvd Los Angeles, CA 90017
CONRAD R ODDEN TOD 4814 MILLIKEN CLOSE WILSON, NC 27896
Continental Stock Transfer 17 Battery Place New York, NY 10004
Covance Central Lab Services 8211 SciCor Drive Indianapolis, IN 46214-2985
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CRT CAPITAL GROUP LLC 262 HARBOR DR STAMFORD, CT 06902
CUST FPO ANDREW S CORWIN IRRA 515 W END AVE NEW YORK, NY 10024
CUST FPO ANDREW S CORWIN RRA 515 W END AVE NEW YORK, NY 10024
DACANAY VENTURES INC DEFINED BENEFIT PLAN 14478 SOUTHERN HILLS LANE POWAY, CA 92064
DAKE M SCHWARTE 10502 SW 52ND TER MIAMI, FL 33165
DANIEL J WALSH 112 TWIN OAKS ROAD KINGS PARK, NY 11754
DANIEL STANFORD 1494 UNION ST UNIT 107 SAN DIEGO, CA 92101
DARRIN MROZ 1438 BERMUDA LANE EL CAJON, CA 92021
DAVID ERIC MOORHEAD 1919 14TH ST #440 BOULDER, CO 80302
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DAVID ERIC MOORHEAD SEP IRA TD AMERITRADE CLEARING CUSTODIAN 1919 14TH ST #440 BOULDER, CO 80302
DAVID HUNT BARNARD 1874 MARCI WAY FALLBROOK, CA 92028
DAVID HUNT BARNARD TTEE DORIS BARNARD 06 CHARIT UNITRU 1874 MARCI WAY FALLBROOK, CA 92028
DAVID MELVIN KANE 9505 CHATHAM ST MANASSAS, VA 20110
DAVID MELVIN KANE CUST FOR NICHOLAS DALTON KANE UMDUTMA 9505 CHATHAM ST MANASSAS, VA 20110
DAVID MELVIN KANE CUST FOR BENJAMIN THOMAS KANE UMDUTMA 9505 CHATHAM ST MANASSAS, VA 20110
DAVID THOMPSON 1086 LORI LN SUN PRAIRIE, WI 53590
DEAN J MUELLER 2215 CEDAR SPRINGS RD APT 1612 DALLAS TX, TX 75201
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DENISE M LARKIN IRA E*TRADE CUSTODIAN 1874 MARCI WAY FALLBROOK, CA 92028
DENNIS NORMAN PRIEBE & SHU QING ZHOU PO BOX 840 VASHON, WA 98070
DENNIS P MCELLIGOTT 95 MELROSE AVE SAN FRANCISCO, CA 94131
DEVIN LEISHMAN 52 E SUMMIT AVE MIDLAND PARK, NJ 07432
DIAN GRIESEL 231 ROMFORD RD WASHINGTON DT, CT 06794
DIAN GRIESEL 11 STONE STREET 3RD FL NEW YORK, NY 10004
DIAN GRIESEL 11 STONE ST 3RD FL NEW YORK, NY 10004
DLA Piper LLP P.O. Box 64029 Baltimore, MD 21264-4029
DMITRI GORDEI 1015 CONTINENTALS WAY APT 107 BELMONT, CA 94002
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DOMESTIC SECURITES INVENTORY #29 160 SUMMIT AVE 160 SUMMIT AVE MONTVALE, NJ 07645
DON I SINGH 8042 E CLARKSON AVE SELMA, CA 93662
DONALD P MILONI 1425 E GREENWOOD LN GREENWOOD VLG, CO 80121
DPT Laboratories, Ltd. 12637 Collections Center Drive Chicago, IL 60693
DPT Laboratories, Ltd. 307 E. Josephine San Antonio, TX 78215
DUSTIN SHANE MYERS 3748 E PARADISE AVE VISALIA, CA 93292
EAMES HENRY KOLAR 1112 1/2 ECHO PARK AVE. LOS ANGELES, CA 90026
EDWINA J JOHNSON CUST FOR BUILDING 2 SUITE 215 3000 SAND HILL ROAD MENLO PARK, CA 94025
ELANA S RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD CT SAN DIEGO CA, CA 92120
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ELINOR C GANZ - IRA ROLLOVER 1000 ISLAND BLVD PH 3 WILLIAMS ISLAND, FL 33160
ERisk Services 227 US Highway 206, Ste 302 Flanders, NJ 07836-9174
ERNEST DAHL 13450 BALSAM CRESCENT SURREY BC V4P 1W2
ERNEST PELLEGRINO 35 JOHANNA LANE STATEN ISLAND, NY 10309
ESC Advisors/KEMA Partners 327 Central Park West Suite 8E New York, NY 10025
FedEx P.O. Box 7221 Pasadena, CA 91109-7321
FIRST CLEARING LLC P O BOX 6570 GLEN ALLEN, VA 23058
FMT CO CUST IRA FBO JOSEPH E GRASELA 4767 OCEAN BLVD APT 1001 SAN DIEGO, CA 92109
FMT CO CUST IRA FBO GARY D LEVINE 21804 MARIGOT DR BOCA RATON, FL 33428
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FMT CO CUST IRA FBO MYLES M SPICER 4734 COVENTRY RD E MINNETONKA, MN 55345
FMT CO CUST IRA FBO SOCORRO RODRIGUEZ BROCKMAN 7005 ROCK CANYON DR EL PASO, TX 79912
FMT CO CUST IRA ROLLOVER FBO AKIRA NAKAZATO 12607 PASEO FLORES SARATOGA, CA 95070
FMT CO CUST IRA ROLLOVER FBO RICHARD S HUNTER 17761 SW BELTON ROAD SHERWOOD, OR 97140
FMT CO CUST IRA ROLLOVER FBO PATRICIA J HAND 3 GREEN BLADE LN THE WOODLANDS, TX 77380
FMT CO CUST IRA ROLLOVER FBO DAVID N STERNLICHT 3 LODER ST RYE, NY 10580
FMT CO CUST IRA ROLLOVER FBO WILLIAM E AGLINSKY 6765 PRAIRE VIEW DR MAINEVILLE, OH 45039
FMT CO CUST IRA ROLLOVER FBO DUANE A TRUMAN 2214 E 48TH ST DAVENPORT, IA 52807
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FMT CO CUST IRA ROLLOVER FBO SCOTT P MURRAY 59 ORANGE ST # 2 WALTHAM, MA 02453
FMT CO CUST IRA ROLLOVER FBO PHILIP D CONLEY 2217 NORTHRIDGE RD FINDLAY, OH 45840
FMT CO CUST IRA ROLLOVER FBO EMILIA C ARAGON 10383 COMANCHE AVE RIVERSIDE, CA 92503
FMT CO CUST IRA SEPP FBO DAVID BORDEN FELDMAN 468 SANDHURST DR HIGHLAND HGTS, OH 44143
FMTC CUSTODIAN - IRA BDA NSPS AMBER ELIZABETH CAMERON 920 W TAYLOR ST SAN JOSE, CA 95126
FMTC CUSTODIAN - IRA BDA NSPS NAENA M GRISSETT 22435 LOST CREEK RD KATY, TX 77450
FMTC CUSTODIAN - ROTH IRA FBO JEREMY S PETERSON 21 VALERIE DR VERNON ROCKVL, CT 06066
FRANK SINIBALDI GWEN SINIBALDI JT TEN 4749 DANFORTH RESERVE STOW, OH 44224
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FREDERIC LEE PATTERSON TTEE NOREEN J HERNANDEZ TTEE PO BOX 69 CHLORIDE, AZ 86431
GARDEN STATE SECURITIES INC 328 NEWMAN SPRINGS ROAD 3RD FL RED BANK, NJ 07707
GARY L TESKEY & JOYCE LEON TESKEY JT/TIC 1346 E. TAYLOR STREET SAN JOSE, CA 95133
GARY YOCOM JR 266 ORIENTA PT DR ALTAMONTE SPRINGS, FL 32701
GEORGE D RIKOS 251 NORTH RIOS SOLANA BEACH, CA 92075
GEORGE J WYHINNY TTEE GEORGE J WYHINNY REV TRUST 8 COREY DR S BARRINGTON, IL 60010
GEORGE RUCKER 5311 BAY ST RD PALMETTO FL, FL 34221
GOLDMAN SACHS EXECUTION & CLEARING LP 30 HUDSON ST JERSEY CITY, NJ 07302
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GORDON L DAVIS TTEE GORDON L DAVIS REV LIV TRUST 331 COUNTY RD 29 LAKE PLACID, FL 33852
Great Lakes Research Group 200 S Wenona Street, Ste 170 Bay City, MI 48706
GUY NICOLETTE 6731 NW 38TH TERRACE GAINESVILLE, FL 32653
HARPREET B BAINS 925 WOODRIDGE CT YUBA CITY, CA 95993
HITOSHI TAGAMI 15829 S DENKER AVE APT 19 GARDENA, CA 90247
HOWARD M SIMON WFBNA CUSTODIAN TRAD IRA 2436 PALM DRIVE HERMOSA BEACH, CA 90254
HUGH N CONSIDINE & CAROLINE M DELANEY JT TEN 369A 11TH AVE SAN FRANCISCO, CA 94118
ILYA LIPOVICH 260 KING ST APT 1405 SAN FRANCISCO, CA 94107
ING DIRECT INVESTING INC. --OMNIBUS ACCOUNT-83 SOUTH KING STREET STE 700 SEATTLE, WA 98104
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Intercare Insurance Solutions 5375 Mira Sorrento Place #550 San Diego, CA 92121
IRA FBO DARIN M RING PERSHING LLC AS CUSTODIAN 6819 TOWNSEND LN NE BREMERTON, WA 98311
IRA FBO LAURIE A STERLE PERSHING LLC AS CUSTODIAN 626 DEWITT DR HIGHLAND HGTS, OH 44143
IRAKLI MEZVRISHVILI 555 JOHN MUIR DR APT B416 SAN FRANCISCO, CA 94132
Ironshore Insurance Services One State Street Plaza, 7th Fl New York, NY 10004
J&S Studies, Inc. 1710 Crescent Point Pkwy College Station, TX 77845
JACQELINE MORGAN 432 LAIRD AVE HUEYTOWN, AL 35023
JAIRO ANTONIO FLORES AMANDA FLORES 13226 AZORES AVE SYLMAR, CA 91342
JAMAINE J WILLIAMS 12694 ANGELINA DR PEYTON, CO 80831
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JAMES E MESSICK JR TTEE JAMES E MESSICK JR REV TR 25202 MARY ROAD GEORGETOWN, DE 19947
JAMES RICHARD AULT 13367 GRANDVIA PT SAN DIEGO, CA 92130
JAMES RICHARD AULT IRA 13367 GRANDVIA PT SAN DIEGO, CA 92130
Jan Marini Skin Research, Inc. 6951 Via del Oro San Jose, CA 95119
JANOS PALKO 1535 E ELM AVE EL SEGUNDO, CA 90245
JEANNE RUDOLPH 1010 LEHIGH ST. BOULDER, CO 80305
JEFCO HARBORSIDE FINANCIAL CENTER 705 PLAZA 3 JERSEY CITY, NJ 07303
JENNIFER ALLEN 12016 NE 351ST ST LA CENTER, WA 98629
JEROME KURTZ CHARLES SCHWAB & CO INC CUST 11520 WOODBRIDGE ST STUDIO CITY, CA 91604
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JESSICA A CHACIN CALLE EL COMERCIO QUINTA VICTORIA PRADOS DEL ESTE CARACAS 110 VENEZUELA
JFS INVESTMENTS C/O JOSEPH M SALVANI 35 CREST LOOP STATEN ISLAND, NY 10312
JFS INVESTMENTS 35 CREST LOOP STATEN ISLAND, NY 10312
JH Direct, LLC 2387 La Mirada Drive Vista, CA 92081
Joachim Schupp 5804 Blazing Star Lane San Diego, CA 92130
JOAN T STEIN 54 PALMA CIR AUSTIN, TX 78744
JOE GRASELA TRUST 2877 PARADISE RD #2005 LAS VEGAS, NV 89109
John Bonfiglio 125 Edgewood Drive Durham, NC 27713
JOHN C PAXSON AND FRANCINE PAXSON JT TEN PO BOX 1449 REDONDO BEACH, CA 90278
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JOHN F SALIB 12083 EDDLESTON DR NORTHRIDGE, CA 91326
JOHN GRASELA TRUST 2877 PARADISE RD #2005 LAS VEGAS, NV 89109
JOHN J CONNORS 3 AARON ROAD LEXINGTON, MA 02421
John Lomoro 997 McCain Valley Court Chula Vista, CA 91913
JOHN M TRIPP TTEE JUDY L TRIPP TTEE 6550 VIEWPOINT DR LAS VEGAS, NV 89156
JOHN P TANSEY TRUST 2646 N DAYTON CHICAGO, IL 60614
JOHN R LAMB 12674 CARMEL COUNTRY RD UNIT 3 SAN DIEGO, CA 92130
JOHN S POINDEXTER III 1221 HYDE LANE RICHMOND, VA 23229
JOHN TANSEY & SUSAN CIELAK TANSEY JTWROS 2646 N DAYTON CHICAGO, IL 60614
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JOHN W AUFDERMAUER TR AUFDERMAUER ENTERPRISES 3233 WHIPPLE RD UNION CITY, CA 94587
JOHN W DWYER CHARLES SCHWAB & CO INC CUST 33838 HUNTERS POINTE DRIVE FARMINGTON HILLS, MI 48331
JORGE A RAMIREZ & MINERBA ORTIZ JT WROS 10969 SAINT RAFAEL ST LAS VEGAS, NV 89141
JOSEPH J & KATHLEEN L MCCLOSKEY 1167 COPPERWOOD DR BLOOMFIELD, MI 48302
JOSEPH M SALVANI 35 CREST LOOP STATEN ISLAND, NY 10312
JOSEPH R JURAK POB #611 MORRISON, CO 80465
JOSEPH TIBBETTS 54 HILLSIDE RD APT 2 ORONO, ME 04473
JULIE SPENCE PRINE & PHILIP JOHN PRINE JT TEN 1091 COPPER HILL COURT LOUISVILLE, CO 80027
JULIET SINGH PO BOX 2191 RCHO SANTA FE, CA 92067
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JULIET SINGH P O BOX 2191 RANCHO SANTA FE, CA 92067
JUN SUK LEE ROLLOVER IRA TD AMERITRADE INC CUSTODIAN 11916 RIDING LOOP TER GAITHERSBURG, MD 20878
JUSTIN M TARSHIS 360 E 72ND ST APT A403 NEW YORK, NY 10021
JUSTIN T BURNETT IRA R/O ETRADE CUSTODIAN 180 E ALEGRIA SIERRA MADRE CA, CA 91024
KENNETH J WOOLCOTT TTEE KENNETH J WOOLCOTT TRUST 2000 FIRST AVENUE #2304 SEATTLE, WA 98121
KENT BONNER & EUGENIE BONNER COMMUNITY PROPERTY 2000 POST OAK BLVD STE 100 HOUSTON, TX 77056
KERI RESH KRAFT ROTH IRA ETRADE CUSTODIAN 2312 CHERYL PL LOS ANGELES, CA 90049
KIRAN YADALLA 32 IMPERIAL COURT MONROE, NJ 08831
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KMJ Corbin & Co LLP 555 Anton Blvd, Suite 1000 Costa Mesa, CA 92626
KONI TAMRATZI 2944 W 5TH ST APT 17-D BROOKLYN, NY 10014
KRAFT FAMILY TRUST ALON KRAFT & KERI RESH KRAFT TTEES 2312 CHERYL PL LOS ANGELES, CA 90049
KYLE GEORGE KOWALL 358 VILLAGE DRIVE NORTHLAKE, IL 60164
L SWIRYN & M SWIRYN TTEE MONTY E & LAURIE WEIL SWIRYN T 719 EL GRANADA BLVD HALF MOON BAY, CA 94019
LACUNA HEDGE FUND LLLP 1100 SPRUCE STE 202 BOULDER, CO 80302
0307
LAURA BOROVIK 1271 N STREAMWOOD LN VERNON HILLS, IL 60061
LAWRENCE C LONGO JR IRA TD AMERITRADE INC CUSTODIAN 38 LETTERY CIR SUDBURY, MA 01776
LEANNE MCCRACKEN ROBERT SCOTT MCCRACKEN JT TEN 2813 WOODLAWN DR MOORE, OK 73160
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LEI SHAO 45 MADISON DR PLAINSBORO, NJ 08536
LIBERN SHIPS CORP MPP PLAN 26300 ALEXANDER PLACE LOS ALTOS HILLS, CA 94022
Liberty Insurance Company 353 Sacramento Street 6th Fl San Francisco, CA 94111
LINDA HODGSON 2763 WEST 37TH AVENUE VANCOUVER BC V7E 6J7
LINDA J BUSBY IRA R/O ETRADE CUSTODIAN 3950 OLD SHELL ROAD MOBILE, AL 36608
LINDA JANE SPEAKE 8562 DORTHA CT SANTEE, CA 92071
LION BROTHERS INC 10246 REISTERSTOWN RD OWINGS MILLS, MD 21117
LYNN C SWANN -
MADHUSUDHAN G NUNNA 10 REBECCA CT RANDOLPH, NJ 07869
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MAGID & CO C/O HILL THOMPSON MAGID & CO INC 15 EXCHANGE PL STE 800 JERSEY CITY, NJ 07032
MAHENDRA M PRAJAPATI 24621 ARCH ST NEWHALL, CA 91321
MARCIA CORWIN 370 RIVERSIDE DR APT 3B NEW YORK, NY 10025
MARK DEVIN LARSON CHARLES SCHWAB & CO INC CUST 1986 JASMINE ST EL CAJON, CA 92021
MARKET MAKER PBXP-INVENTORY - THOMAS MATCHETT 677 WASHINGTON BLVD STAMFORD, CT 06901
MARSHALL & ILSLEY TRUST CO NA CUST FBO EDWIN W COLMAN CHILDRES TRUST 800 LAUREL OAK DR STE 101 NAPLES FL, FL 34108
MAUREEN C VOONG & JIANXUN YU JT TEN 726 ELM ST APT D SAN CARLOS, CA 94070
MAX LAZZARI 2615 TANGLEWOOD DR SARASOTA, FL 34239
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MAXIM LADONNIKOV CHARLES SCHWAB & CO INC CUST 13388 SURREY LN SARATOGA, CA 95070
MAXIM LADONNIKOV 13388 SURREY LN SARATOGA, CA 95070
MEIR MANOR 2 AMNON VETAMAR STR. HERTZLIYA 46417 ISRAEL
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MICHAEL & SANDRA IRUSALIMSKY 2000 TRUST 652 VILLA CENTRE WAY SAN JOSE, CA 95128
MICHAEL BRAUSER & BETSY BRAUSER TEN ENT 3164 NE 31ST AVE LIGHTHOUSE POINT, FL 33064
MICHAEL CORAGGIO 132 BLOOMFIELD ST APT 3 HOBOKEN, NJ 07030
MICHAEL CORWIN 15 SHASTA LANE MENLO PARK, CA 94025
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MICHAEL CORWIN & MERLYN A CORWIN JT TEN 15 SHASTA LANE MENLO PARK, CA 94025
MICHAEL D KURTZ & ROSARIO R KURTZ JTWROS 3335 SEACREST DRIVE CARLSBAD, CA 92008
MICHAEL IRUSALIMSKY 652 VILLA CENTRE WAY SAN JOSE, CA 95128
MICHAEL LIPOVICH IRA E*TRADE CUSTODIAN 26300 ALEXANDER PLACE LOS ALTOS HILLS, CA 94022
MICKEY ACKERMAN 1948 BLAKE STREET DENVER, CO 80202
MIKE SOHAN SINGH & SURINDER P K SINGH JT TEN 4740 CINDY CT LIVERMORE, CA 94550
MO CO LLC ATTN: DAVID MOORHEAD 7313 OLD POST RD BOULDER, CO 80301
MOHAMMAD N RAHMAN 133 BELLINGHAM DRIVE MADISON, AL 35758
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Monitor Liability Managers LLC 2850 West Golf Road, Suite 800 Rolling Meadows, IL 60008-4039
MORGAN STANLEY INC C/O DTC 55 WATER ST NEW YORK, NY 10041
MOSHE KRIKEB 19 TRUMPELDOR ST KIRYAT-ONO 55295
ISRAEL
MR TYLER SCOTT EUVERMAN 171-15236 36 AVE SURREY BC V3S 2B3
MR. AMARDIP GILL 31650 NORTHDALE CRT ABBOTSFORD BC V2T 6S2
MR. DONNY DIAL C/O DONNY DIAL 34886 ACKERMAN CRT ABBOTSFORD BC V2S 8J9
MR. ERIC YIN-LOK WONG 13703 81 AVE NW EDMONTON AB T5R 3N9
MR. JAWAHAR BHATIA 1475 EMERSON LANE MISSISSAUGA ON L5V 1L6
MR. MARK ROBERTS SUITE 512 3181 BAYVIEW AVE NORTH YORK ON M2K 2Y2
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MR. ROBERT BASSI 30459 HERITAGE DR ABBOTSFORD BC V2T 6X9
MRS. BALJIT K MANGAT 31494 UPPER MACLURE RD ABBOTSFORD BC V2T 5P1
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National Corporate Research 10 E 40th Street, 10th Floor New York, NY 10016
NATIONAL FINANCIAL SRVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK, NY 10281
Nationwide Retire Consulting Dept 3248 Columbus, OH 43271-3248
NAYAN B SHAH PO BOX 823 SHRUB OAK, NY 10588
NFS/FMTC SEP IRA FBO DANIEL LLOYD KENNEDY 6813 44TH ST CT WEST UNIVERSITY PLACE, WA 98466
NOAH RUCKER-TRIPLETT 1080 WOODRIDGE RD PLACERVILLE, CA 95667
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ODL SECURITIES LIMITED SEGREGATED CLIENT MONIES A/C EIGHT FLOOR 10 LOWER THAMES STREET EC3R 6AD LONDON UNITED KINGDOM
Office Depot P.O. Box 70025 Los Angeles, CA 90074-0025
Orange County Clinical Trials 1801 West Romneya Dr. Ste 208 Anaheim, CA 92801
Ormond Medical Arts Pharmaceut 77 West Granada Blvd Altamonte Springs, FL 32714
OVIDIU DUMITRESCU & CAMELIA DUMITRESCU JT TEN 1075 BAKER ST SAN FRANCISCO, CA 94115
Owens Pharma Research Center 720 Alamitos Avenue, Suite A Long Beach, CA 90813
PAMELA S D'ARC 515 W END AVE NEW YORK, NY 10024
PATRICIA B LONGO IRA TD AMERITRADE INC CUSTODIAN 38 LETTERY CIR SUDBURY, MA 01776
PATRICK N CATALANO ELIZABETH K CATALANO JT TEN 6206 CONTOUR DR DALLAS, TX 75248
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PAUL DAVID GOODSON DESIGNATED BENE PLAN/TOD 415 ALCARAS CT OCEANSIDE, CA 92057
PAUL EDWIN STEPHENS IRA R/O ETRADE CUSTODIAN 2706 SABINAL TRAIL CEDAR PARK, TX 78613
PAUL J ELBERSE LIEJA 6881 MONTEVIDEO CP 11.500 URUGUAY
PAVEL KHROMCHENKO 11 HEDGEROW LANE MANALAPAN, NJ 07226
PAVEL LADONNIKOV 2279 SUN GLORY LANE #A SAN JOSE, CA 95124
PEDDLE PARTNERS LLP 2445 NW 24TH COURT BOCA RATON, FL 33431
PEMBINA ASSET MANAGEMENT INC. ATTN: HAROLD NAPRAWA PO BOX 1819 STN DEL.CENTRE YORKTON SK S3N 3R2
PENSON FINANCIAL SERVICES 1700 PACIFIC AVE STE 1400 DALLAS, TX 75201
PERSHING LLC P O BOX 2050 JERSEY CITY, NJ 07303
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PETER M SKANAVIS 6768 MAPLE TER WAUWATOSA, WI 53213
PFSI FBO ABRAHAM PERUMPLATH ROTH IRA ABRAHAM PERUMPLATH 86-16 RANGE STREET BELLEROSE, NY 11427
PFSI FBO WILLIAM J HERLIHY IRA WILLIAM J HERLIHY 15 HARWOOD DRIVE VOORHEES, NJ 08043
PHILIP CHU 879 LANSDOWN CT SUNNYVALE, CA 94087
PHYLLIS ULREICH 24 FARMSTEAD LANE WEST HARTFORD, CT 06117
POH S TAN & VIVIEN TAN JT WROS 12475 CAVALLO ST SAN DIEGO, CA 92130
PPD Development LP 12937 Collections Center Drive Chicago, IL 60693
PR Newswire Association LLC GPO Box 5897 New York, NY 10087-5897
PRAKOB SAE-JAO & JENNY CHIN LEE JT TEN 18 WOODSIDE AVE DALY CITY, CA 94015
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PSAdams, Inc. 3525 Del Mar Heights Road #589 San Diego, CA 92130
Pure Compliance P.O. Box 951839 Dallas, TX 75395-1839
QING LI & XIAOJING LOU JTWROS 7466 PARK VILLAGE ROAD SAN DIEGO CA, CA 92129
R LONDON & H LONDON TTEE LONDON FAMILY TRUST PO BOX 5232 SANTA BARBARA, CA 93150
R P DUBRULE CHARLES SCHWAB & CO INC CUST 2503 TERRELLA PL ESCONDIDO, CA 92025
RAE GOULD POLIS TTEE ROBERT NATHAN POLIS TTEE 382 ALPINE WAY BOULDER, CO 80304
RAHUL RAJAN & RANJINI RAMACHANDER JT WROS 1660 GILDER CT NEWBURY PARK, CA 91320
RAJ MAHESHWARI SARITA SINGH TTEE 312 W 104TH ST NEW YORK, NY 10025
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RANDOLPH C DOUGLAS P.O. BOW 150495 ST. LOUIS, MO 63115
RANDY JAMES SAVONA 9920 WESTCLIFF PKWY APT 1733 WESTMINSTER, CO 80021
RAY DAMREL 28632 LAKESIDE GREEN MAGNOLIA, TX 77355
RAYMOND JAMES & ASSOCIATES INC 880 CARILLON PKWY P O BOX 12749 ST PETERSBURG, FL 33733
RBC CAPITAL MARKETS CORP 510 MARQUETTE AVE S 510 MARQUETTE AVE S MINNEAPOLIS, MN 55402
RCHER FINANCIAL LLC 11595 W. 6TH AVE LAKEWOOD, CO 80215
Regents Square La Jolla, LLC Dept. 6970 Los Angeles, CA 90084-6970
Regents Square La Jolla, LLC 4225 Executive Square La Jolla, CA 92037
RENEE MROZ-JONES 8425 EL PASO ST LA MESA, CA 91942
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RICHARD MICHAEL O'LEARY CUST EMMA KATHERINE O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304
RICHARD MICHAEL O'LEARY CUST ABILGAIL P O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304
RICHARD MICHAEL O'LEARY CUST LUCY ANN O'LEARY UTMA CO 2819 4TH ST BOULDER, CO 80304
RICKI GROSSMAN 2 FOX HOLLOW COURT DIX HILLS, NY 11746
Ricoh Americas P.O. Box 4245 Carol Stream, IL 60197-4245
Ricoh Americas Corp. P.O. Box 41602 Philadelphia, PA 19101-1602
RIDGE CLEARING & OUTSOURCING SOLUTIONS INC 1981 MARCUS AVE 1ST FL LAKE CITY NY, NY 10042
Riley-Nacht, LLC 1630A 30th Street #461 Boulder, CO 80301
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RISA JOHNSON KIAM IRA TD AMERITRADE CLEARING CUSTODIAN 14609 LUCY DR DELRAY BEACH, FL 33484
ROBERT BENNETT PRAG TTEE DEL MAR CONSULTING GROUP INC R 2455 EL AMIGO RD DEL MAR, CA 92014
ROBERT F KIBBLE LIVING TRUST U/A 12/28/90 P O BOX 918 RANCHO SANTE FE, CA 92067
ROBERT H THIBAULT & CARMEN L THIBAULT JT WROS 8866 CORMORANT DR BLAINE WA, WA 98230
ROBERT MARK JUBENVILLE KATHLEEN R JUBENVILLE TTEE 31483 BOBRICH ST LIVONIA, MI 48152
ROBERT S COLMAN TTEE ROBERT S COLMAN TRUST PO BOX 7370 KETCHUM, ID 83340
Robert W. Levin, MD 646 Virginia Street, 4th Floor Dunedin, FL 34698
ROBERT WAYNE CASADY BARBARA CASADY TTEE 14047 PAMLICO ROAD APPLE VALLEY, CA 92307
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RONALD L ZIMMERMAN PATRICIA M ZIMMERMAN 2811 ROLLINS DR ALLISON PARK, PA 15101
RUSSELL JAY BURNEY CHARLES SCHWAB & CO INC CUST 5809 E CLINTON AVE FRESNO CA, CA 93727
RYAN P. ROUHANA 2009 PALMER AVENUE NEW ORLEANS, LA 70118
SALVADOR ZAVALA 1191 COUNTY ROAD 481 BRAZORIA, TX 77422
SAM GOLDBERG 209 LAKE BLUFF DR COLUMBUS, OH 43235
San Diego Managed Care Group 11777 Bernardo Plaza Ct #105 San Diego, CA 92128
SAN KIT CHENG 130-06 60 AVE FLUSHING, NY 11355
SAN-YIU CHENG 51-73 CODWISE PLACE ELMHURST, NY 11373
SANDOR CAPITAL MASTER FUND LP 2828 ROUTH STREET Ste 500 DALLAS, TX 75201
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SANFORD ROTH 6831 N 58TH PL PARADISE VALLEY, AZ 85253
Sanofi-Aventis LLC P.O. Box 848203 Dallas, TX 75284-8203
SATYA BOBBILI 315 BUCKEYE LANE WEST CHESTER, PA 19382
SCOTT TREADWAY CHARLES SCHWAB & CO INC CUST 5815 SE FEDERAL HWY # 41 STUART, FL 34997
SCOTTRADE INC P O BOX 31759 ST LOUIS MO, MO 63131
SCOTTRADE INC CUST FBO STANLEY A TERMAN ROLLOVER IRA 2730 ARGONAUTA ST CARLSBAD, CA 92009
SCOTTRADE INC CUST FBO DROR YAHALOM ROTH IRA 7705 MEADOWHAVEN DR DALLAS, TX 75254
SCOTTRADE INC CUST FBO JOHN TODD LISLE ROTH IRA 44570 FOREST RUN RD RACINE, OH 45771
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SCOTTRADE INC CUST FBO JOSEF BRUCE SCHAFF ROLLOVER IR 38448 GREEN GABLES CT MECHANICSVILLE, MD 20659
SCOTTRADE INC CUST FBO ROBERT MARK COLKER SEP IRA 13945 ASHTON WOODS CIRCLE AUSTIN, TX 78727
SCOTTRADE INC CUST FBO NANCY HART IRA 8317 ROLLING RD MANASSAS, VA 20110
SCOTTRADE INC CUST FBO STANLEY TERMAN ROTH IRA 2730 ARGONAUTA ST CARLSBAD, CA 92009
SCOTTRADE INC CUST FBO WILLIAM JACK COSTELLO IRA PO BOX 2270 KIHEI, HI 96753
SCOTTRADE INC CUST FBO JAY LEONARD STORY ROLLOVER IRA 23 FAIRFAX DR SAINT PETERS, MO 63376
SCOTTRADE INC CUST FBO WILLIAM H LOUIS ROTH IRA 761 BROADWAY ST APT D EIELSON AFB, AK 99702
SCOTTRADE INC CUST FBO ERIN RASMUSSEN ROTH IRA 4100 SIERRA PL AMARILLO, TX 79118
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SCOTTRADE INC CUST FBO SUE ANNE EDWARDS ROTH IRA 9245 OAKES RD ARCANUM, OH 45304
SCOTTRADE INC CUST FBO NOAH RUCKER-TRIPLETT ROTH IRA 1080 WOODRIDGE RD PLACERVILLE, CA 95667
SCOTTRADE INC CUST FBO RONALD JOESPH SHAY IRA 15915 E TOMBSTONE TRL FOUNTAIN HILLS, AZ 85268
SCOTTRADE INC CUST FBO NOAH RUCKER-TRIPLETT IRA 1080 WOODRIDGE RD PLACERVILLE, CA 95667
SD Sports Med & Family Health 6999 Alvarado Road Ste 2100 San Diego, CA 92120
SERGEY SABLIN 167 SKYVIEW WAY SAN FRANCISCO, CA 94131
SFM Clinical Trials 3730 Scotland Road Scotland, PA 17254
SHERRY RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD CT SAN DIEGO, CA 92120
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SHIRLEY ANN HAMPTON 10680 COLOMA RD APT 175 RANCHO CORDOVA, CA 95670
SHIRLEY L POOLE 50 W. 97TH STREET APT 6C NEW YORK NY, NY 10025
SIVAKUMAR CHINNADORAI 18124 COACHMANS RD GERMANTOWN, MD 20874
Southern Orthopaedic Sports 1718 St Julian Place Columbia, SC 29204
State Compensation Ins Fund 10105 Pacific Heights Blvd San Diego, CA 92121
State Worker's Insurance Fund 100 Lackawanna Ave P.O. Box 5100 Scranton, PA 18505-5100
STEPHANIE K HONEYCUTT 310 N ELM ST LITTLE ROCK, AR 72205
STEPHEN D MOCK IRA TD AMERITRADE CLEARING CUSTODIAN 359 HENDERSON RD MACON, GA 31217
STERNE AGEE & LEACH INC 813 SHADES CREEK PKWY STE 100B BIRMINGHAM, AL 35209
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SUGARMAN INVESTMENT LC 120 JUDGES LANE TOWSON, MD 21204
SUGARMAN INVESTMENTS LP 120 JUDGES LANE TOWSON, MD 21204
SUKHMINDER SOHI 803 14TH STREET NEW WESTMINSTER BC
V3M 4P5
Sundance Clinical Research LLC 711 Old Ballas Road Suite 105 Saint Louis, MO 63141
SUSAN E SAXTON 7083 RAIN FOREST DR BOCA RATON, FL 33434
SUSAN GANZ 11103 VALLEY HEIGHTS DR OWINGS MILLS, MD 21117
SUSAN J GANZ 11103 VALLEY HEIGHTS DR OWINGS MILLS, MD 21117
SUZETTE M. FAILLE & DARRIN LEVY JT TEN PO BOX 508 EVERETT, WA 98206
TD AMERITRADE CLEARING INC P O BOX 2226 OMAHA NE, NE 68103
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Terry Nida 342 Snowman Road Coudersport, PA 16915
THE ABRAMS FAMILY TRUST 3395 WILLARD ST SAN DIEGO, CA 92122
THE ARLYNNE I SIEGEL TRUST ARLYNNE I SIEGEL TTEE 3191 MORITZ DR HUNTINGTN BCH, CA 92649
THE BANK OF NEW YORK MELLON TTEE AT&T SAVINGS PLAN 12705 MORNINGPARK CIR ALPHARETTA, GA 30004
THE COMMONWEALTH GROUP INC. 551 N.W. 77TH STREET STE 101 BOCA RATON, FL 33487
THE ROBERT J KAMMER REVOC LIV TRUST 6790 INDIAN TRAIL BOULDER CO, CO 80301
THOMAS LOVING 201 E TEXAS AVE 201 E TEXAS AVE PALACIOS, TX 77465
THOMAS M SCHMIDT ROTH IRA ETRADE CUSTODIAN 256 PENNSYLVANIA AVENUE TUCKAHOE, NY 10707
THOMAS MARTIN MALONEY PO BOX 11231 BOULDER, CO 80301
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THOR F HAUFF 1723 MEADOW DR CHEYENNE, WY 82001
TIM 170 APT SAN
HEWITT WOOD ST 3 FRANCISCO, CA 94118
TIMOTHY H HUTTON 124 KINGS TRAIL WILLIAMSVILLE, NY 14221
TIMOTHY J HOLT & PAULA B HOLT JT TEN 16 LAKE SHORE DR MONTVILLE, NJ 07045
TIMOTHY J HOLT ROLLOVER IRA TD AMERITRADE CLEARING CUSTODIAN 16 LAKE SHORE DR MONTVILLE, NJ 07045
TOM M SCHIEBELHUT 2175 E PINEHURST AVE FRESNO, CA 93730
TONY PARMAR 1 WAKEFIELD AVE PORT WASHINGTON, NY 11050
Travelers Insurance Company 333 City Blvd West, Ste 1100 Orange, CA 92868
Triad Clinical Trials, LLC 1400 Battleground Ave Ste 150B Greensboro, NC 27408
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UBS SECURITIES LLC 480 WASHINGTON BLVD 12TH FL JERSEY CITY, NJ 07310
University Orthopedics Center 101 Regent Court State College, PA 16801
USAA FED SVGS BANK C/F SDIRA CHARLES W GRIFFIN 3077 KALMIA ST SAN DIEGO, CA 92104
VALENTIN BALTER 1045 LASSEN DR MENLO PARK, CA 94025
VANDA SAVCHENKOVA & VITALIY SAVCHENKOV COMM PROP 2648 TYRONE COURT S SAN FRAN, CA 94080
VIJAYA KODALI 92 FULBRIGHT LN SCHAUMBURG, IL 60194
VIOLA ANDRESEN 1066 SALEM VALLEY RD RINGGOLD, GA 30736
VLADIMIR DETINICH APT 84 61 UL. SVOBODY 125364 MOSCOW RUSSIA
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VLADIMIR ZADOROGNUK 2648 TYRONE COURT 2648 TYRONE COURT SOUTH SAN FRANCISCO, CA 94080
VU NGO 890 SCOTT CT CAMPBELL, CA 95008
VYACHESLAV ZADOROGNUK & TETYANA ZADOROGNUK JT WROS 884 RIDGE CT APT 34 S SAN FRAN, CA 94080
VYACHESLAV ZADOROGNUK 884 RIDGE COURT #34 S SAN FRAN, CA 94080
WELLS FARGO INVESTMENTS 625 MARGQUETTE AVE MINNEAPOLIS, MN 55402
WILLIAM F RESH ROTH IRA ETRADE CUSTODIAN 6204 BRYNWOOD COURT SAN DIEGO, CA 92120
WILLIAM K DORR 9405 FARMINGDALE AVE WALKERSVILLE, MD 21793
WILLIAM S RUTHERFORD 8216 COUNTY ROAD 678 ROYSE CITY, TX 75189
Ysabella Fernando 9352 Twin Trails Drive #201 San Diego, CA 92129
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YURY DUBROVSKY 2315 E 13TH ST #3B BROOKLYN, NY 11229
Zacks Investment Research 111 north Canal St, Ste 1101 Chicago, IL 60606-7204
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CORPORATE OWNERSHIP STATEMENT (RULE 7007.1) Pursuant to Federal Rule of Bankruptcy Procedure 7007.1 and to enable the Judges to evaluate possible disqualification or recusal, the undersigned counsel for Transdel Pharmaceuticals, Inc. in the above captioned action, certifies that the following is a (are) corporation(s), other than the debtor or a governmental unit, that directly or indirectly own(s) 10% or more of any class of the corporation's(s') equity interests, or states that there are no entities to report under FRBP 7007.1:
None [Check if applicable]
June 23, 2011
Date
/s/ Michael D. Breslauer Michael D. Breslauer 110259
Signature of Attorney or Litigant Counsel for Transdel Pharmaceuticals, Inc.

Solomon Ward Seidenwurm & Smith LLP 401 B Street, Suite 1200 San Diego, CA 92101-4295 619-231-0303 Fax:619-231-4755 [email protected]
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Transdel First Day Petitions

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Case 11-10497-PB11

B1 (Official Form 1)(4/10)

United States Bankruptcy Court

Name of Debtor (if individual, enter Last, First, Middle):

Name of Joint Debtor (Spouse) (Last, First, Middle):

Transdel Pharmaceuticals, Inc.

4275 Executive Square, Suite 230 La Jolla, CA

4275 Executive Square, Suite 230 La Jolla, CA 92037

Name of Debtor(s): Transdel Pharmaceuticals, Inc.

Signature of Attorney for Debtor(s)

Name of Debtor(s): Transdel Pharmaceuticals, Inc. Signatures

Signature(s) of Debtor(s) (Individual/Joint)

Signature of a Foreign Representative

Signature of Debtor (Corporation/Partnership)

B4 (Official Form 4) (12/07)

United States Bankruptcy Court

LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS

Accrued pay & vacation Trade debt

Software Copyright (c) 1996-2010 Best Case Solutions - Evanston, IL - bestcase.com

Best Case Bankruptcy

B4 (Official Form 4) (12/07) - Cont.

Transdel Pharmaceuticals, Inc.

Case No. Debtor(s)

LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS

DECLARATION UNDER PENALTY OF PERJURY ON BEHALF OF A CORPORATION OR PARTNERSHIP

Software Copyright (c) 1996-2010 Best Case Solutions - Evanston, IL - bestcase.com

Best Case Bankruptcy

United States Bankruptcy Court

Case No. Chapter

ASSETS 0.00 1,771,392.27

0.00 123,604.75 1,383,517.97

Total Number of Sheets of ALL Schedules

Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com

Best Case Bankruptcy

United States Bankruptcy Court

Case No. Chapter

Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com

Best Case Bankruptcy

Transdel Pharmaceuticals, Inc.

SCHEDULE A - REAL PROPERTY

Description and Location of Property

Nature of Debtor's Interest in Property

Amount of Secured Claim

(Total of this page)

(Report also on Summary of Schedules)

Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com

Transdel Pharmaceuticals, Inc.

SCHEDULE B - PERSONAL PROPERTY

6,749.00 2,543.27 700.00

1 laptop computer, 1 desktop computer and 1 printer located in Debtor's office

10. Annuities. Itemize and name each issuer.

Software Copyright (c) 1996-2010 - Best Case Solutions - Evanston, IL - www.bestcase.com

Best Case Bankruptcy

Transdel Pharmaceuticals, Inc.

SCHEDULE B - PERSONAL PROPERTY

Description and Location of Property

Best Case Bankruptcy

Transdel Pharmaceuticals, Inc.

SCHEDULE B - PERSONAL PROPERTY

X X X Filing cabinets and office supplies located in Debtor's office 100.00

Ketoprofen, an active pharmaceutical ingredient held at DPT Laboratories, San Antonio TX

Sheet 2 of 2 continuation sheets attached to the Schedule of Personal Property

Sub-Total > (Total of this page) Total >