PP v. Capuno
PP v. Capuno
DECISION
BRION, J.:
We review the May 27, 2008 decision[1] of the Court of Appeals (CA) in CA-G.R. CR No.
30215, affirming with modification the April 3, 2006 decision[2] of the Regional Trial
Court (RTC), Branch 75, San Mateo, Rizal. The RTC decision found Erlinda
Capuno y Tison (appellant) guilty beyond reasonable doubt of illegal sale of shabu,
under Section 5, Article II of Republic Act (R.A.) No. 9165 or the Comprehensive
Dangerous Drugs Act of 2002. cralawlibrary
ANTECEDENT FACTS
The prosecution charged the appellant with violation of Section 5, Article II of R.A. No.
9165 before the RTC, under an Information that states: chanroblesvirtuallawlibrary
That on or about the 21st day of July 2002, in the Municipality of Rodriguez, Province of
Rizal, Philippines, and within the jurisdiction of this Honorable Court, the above-named
accused, without being authorized by law, did then and there willfully, unlawfully and
knowingly sell, deliver and give away to another, one (1) heat-sealed transparent
plastic sachet of white crystalline substance weighing 0.04 gram which was found
positive to the test for Methamphetamine Hydrochloride, a dangerous drug, and which
substance produces a physiological action similar to amphetamine or other compound
thereof providing similar physiological effects. cralawlibrary
CONTRARY TO LAW.[3]
The appellant pleaded not guilty to the charge.[4] The prosecution presented Police
Officer 1 (PO1) Jose Gordon Antonio and PO1 Fortunato Jiro III at the trial. The
appellant and Maria Cecilia Salvador took the witness stand for the defense. cralawlibrary
PO1 Antonio narrated that at around 11:10 a.m. of July 21, 2002, he was at the
Rodriguez Police Station when a civilian informant arrived and told him that a woman
was openly selling dangerous drugs on Manggahan Street, Barangay Burgos,
Montalban, Rizal. Upon receiving this information, he, PO1 Joseph G. Fernandez, and
PO1 Jiro planned an entrapment operation: he (PO1 Antonio) was designated as the
poseur-buyer, while his two companions would act as back-up. Before leaving the police
station, they asked the desk officer to record their operation.[5] They went to
Manggahan Street, and when they were near this place, the informant pointed to them
the appellant. PO1 Antonio alighted from the vehicle, approached the appellant, and
told her, "Paiskor ng halagang piso"; he then handed the pre-marked one hundred peso
bill to her. The appellant pulled out a plastic sachet from her left pocket and gave it to
PO1 Antonio. PO1 Antonio immediately held the appellant's arm, introduced himself to
her, and stated her constitutional rights. It was at this time that PO1 Fernandez and
PO1 Jiro approached them; PO1 Jiro recovered the marked money from the appellant.
They brought the appellant to the police station for investigation. [6] According to PO1
Antonio, the police forwarded the seized item to the Eastern Police District Crime
Laboratory for examination.[7]
PO1 Jiro testified that at around 11:00 a.m. of July 21, 2002, he was at the Rodriguez
Police Station when a confidential asset called and informed the police that he saw one
"alias Erlinda" selling illegal drugs. The police planned a buy-bust operation wherein
they prepared a one hundred peso bill (P100.00) marked money, and designated PO1
Antonio as the poseur buyer. Afterwards, PO1 Jiro, PO1 Antonio, PO1 Fernandez, and
the confidential asset left the police station and proceeded to Manahan Street. On their
arrival there, the confidential asset pointed to them the appellant.[8] PO1 Antonio
alighted from the vehicle, approached the appellant, and talked to her. Thereafter, PO1
Antonio handed the marked money to the appellant; the appellant took "something"
from her pocket and handed it to PO1 Antonio. [9] Immediately after, PO1 Antonio
arrested the appellant. He (PO1 Jiro) and PO1 Fernandez approached the appellant; he
recovered the marked money from the appellant's left pocket. They brought the
appellant to the police station and asked the duty officer to blotter the incident.
Afterwards, they brought the appellant to the police investigator; they also made a
request for a laboratory examination.[10]
On cross-examination, PO1 Jiro stated that he was 10 meters away from PO1 Antonio
when the latter was transacting with the appellant. He maintained that the buy-bust
operation took place outside the appellant's house.[11] He recalled that the appellant had
two other companions when they arrived. When they arrested the appellant, some
residents of the area started a commotion and tried to grab her.[12]
The testimony of Police Inspector Abraham Tecson, the Forensic Chemist, was
dispensed with after both parties stipulated on the result of the examination conducted
on the specimen submitted to the crime laboratory. cralawlibrary
On the hearing of April 14, 2004, the prosecution offered the following as exhibits: chanroblesvirtuallawlibrary
Exhibit "A" - the Sinumpaang Salaysay of PO1 Antonio, PO1 Jiro and PO1 Fernandez
The appellant testified that at around 11:00 a.m. of July 21, 2002, she was inside her
house and lying on the bed, together with her 15-year old daughter, when two persons,
who introduced themselves as police officers, entered her house. They
wore maong pants and sando. They asked her if she was Erlinda Capuno and when she
answered in the affirmative, they searched her house.[14] They invited the appellant and
her daughter to the Municipal Hall of Montalban, Rizal when they did not find anything
in the house. Upon arriving there, the police told her to reveal the identity of the person
who gave her shabu. When she answered that she had no idea what they were talking
about, the police put her in jail.[15] The appellant further stated that she saw the seized
specimen only in court.[16]
On cross-examination, the appellant denied that she had been selling illegal drugs. She
explained that she consented to the search because she believed that the two persons
who entered her house were policemen.[17]
The RTC, in its decision[19] of April 3, 2006, convicted the appellant of the crime
charged, and sentenced her to suffer the indeterminate penalty of imprisonment for
twelve (12) years and one (1) day to twelve (12) years, ten (10) months and twenty
(20) days. The RTC likewise ordered the appellant to pay a P100,000.00 fine. cralawlibrary
The appellant appealed to the CA, docketed as CA-G.R. CR No. 30215. The CA, in its
decision[20] dated May 27, 2008, affirmed the RTC decision with the modification that
the appellant be sentenced to life imprisonment, and that the amount of fine be
increased to P500,000.00. cralawlibrary
The CA found unmeritorious the appellant's claim that the prosecution witnesses were
not credible due to their conflicting statements regarding the place of the buy-bust
operation. As the records bore, PO1 Antonio stated that they conducted the entrapment
operation on Manggahan Street; PO1 Jiro testified that it was held on Manahan Street.
The CA, nevertheless, ruled that PO1 Jiro made a slip of the tongue as there was no
Manahan Street in Barangay Burgos, Montalban, Rizal.[21]
The CA added that despite the minor inconsistencies in the testimonies of PO1 Antonio
and PO1 Jiro, the records do not show that they were ever motivated by any ulterior
motive other than their desire to help wipe out the drug menace. It added that the
appellant's denial cannot prevail over the positive identification made by the
prosecution witnesses, who, as police officers, performed their duties in a regular
manner.[22]
Finally, the CA held that all the elements of illegal sale of dangerous drugs had been
established.[23]
In her brief,[24] the appellant claims that the lower courts erred in convicting her of the
crime charged despite the prosecution's failure to prove her guilt beyond reasonable
doubt. She harps on the fact that PO1 Antonio and PO1 Jiro gave conflicting statements
on how they came to know of her alleged illegal activities. On one hand, PO1 Antonio
claimed that an informant went to the police station and told them that the appellant
was openly selling illegal drugs; PO1 Jiro, on the other hand, stated that a civilian
informant called the police and informed them of the appellant's illegal activities. The
appellant also alleges that the testimonies of these two witnesses differ as regards the
actual place of the entrapment operation. She further argues that the police did not
coordinate with the Philippine Drug Enforcement Agency (PDEA) in conducting the buy-
bust operation.
cralawlibrary
The appellant likewise contends that the prosecution failed to show an unbroken chain
of custody in the handling of the seized specimen. She claims that the apprehending
team did not mark the seized items upon confiscation. Moreover, there was no showing
that the police inventoried or photographed the seized items in her presence or her
counsel, a representative of the media and the Department of Justice (DOJ), and any
elected public official.[25]
For the State, the Office of the Solicitor General (OSG) counters with the argument that
the testimonies of the police officers prevail over the appellant's bare denial, more so
since there was nothing in the records to show that they were motivated by any evil
motive other than their desire to curb the vicious drug trade.[26]
The OSG added that when the buy-bust operation took place on July 21, 2002, there
was no institution yet known as the PDEA, as the Implementing Rules of R.A. No. 9165
(IRR) took effect only on November 27, 2002. [27] It further claimed that the failure to
comply with the Dangerous Drugs Board Regulations was not fatal to the prosecution of
drug cases.[28]
In considering a criminal case, it is critical to start with the law's own starting
perspective on the status of the accused - in all criminal prosecutions, he is presumed
innocent of the charge laid unless the contrary is proven beyond reasonable doubt.
[29]
The burden lies on the prosecution to overcome such presumption of innocence by
presenting the quantum of evidence required. In so doing, the prosecution must rest on
its own merits and must not rely on the weakness of the defense. And if the
prosecution fails to meet the required amount of evidence, the defense may logically
not even present evidence on its own behalf. In which case, the presumption prevails
and the accused should necessarily be acquitted.[30]
In a prosecution for the illegal sale of a prohibited drug under Section 5 of R.A. No.
9165, the prosecution must prove the following elements: (1) the identity of the buyer
and the seller, the object, and the consideration; and (2) the delivery of the thing sold
and the payment therefor. All these require evidence that the sale transaction
transpired, coupled with the presentation in court of the corpus delicti, i.e., the body or
substance of the crime that establishes that a crime has actually been committed, as
shown by presenting the object of the illegal transaction. To remove any doubt or
uncertainty on the identity and integrity of the seized drug, evidence must definitely
show that the illegal drug presented in court is the same illegal drug actually recovered
from the appellant; otherwise, the prosecution for possession or for drug pushing under
R.A. No. 9165 fails.[31]
The required procedure on the seizure and custody of drugs is embodied in Section 21,
paragraph 1, Article II of R.A. No. 9165, which states: chanroblesvirtuallawlibrary
1) The apprehending team having initial custody and control of the drugs shall,
immediately after seizure and confiscation, physically inventory and photograph the
same in the presence of the accused or the person/s from whom such items were
confiscated and/or seized, or his/her representative or counsel, a representative from
the media and the Department of Justice (DOJ), and any elected public official who
shall be required to sign the copies of the inventory and be given a copy thereof[.]
This procedure, however, was not shown to have been complied with by the members
of the buy-bust team, and nothing on record suggests that they had extended
reasonable efforts to comply with the said statutory requirement in handling the
evidence. The deficiency is patent from the following exchanges at the trial: chanroblesvirtuallawlibrary
Q: Upon arrival at Manggahan Street, what did x x x your group do?
A: We proceeded to the place and before we reach[ed] that place[,] our civilian
asset pointed to us the suspect. cralawlibrary
Q: After your civilian informer pointed to the suspect, what did your group do?
A: I alighted from our private vehicle at the time and I was the one who talked to
Erlinda Capuno. cralawlibrary
Q: You said [that] you talked to Erlinda Capuno, what did you tell her when you
approached her?
Q: When you told this to Erlinda that you buy one Hundred Peso of shabu, what
did he do? [sic]
A: When I gave her on [sic] piece of the marked money[,] he [sic] pulled out
something from her pocket. cralawlibrary
Q: What is the denomination of the marked money?
Q: Upon receiving the plastic sachet, what did you do next?
A: After she gave me the suspected shabu, I held her by the arm and my two
companions who [were] then seeing me approached me. [sic]
Q: What is the purpose of holding the hands of Erlinda when you received this
plastic sachet?
A: When I took the plastic sachet that was the time I held her and after that I
introduced myself and explained to her Constitutional rights. [sic]
A: We brought her to the Police Station for investigation where she gave her full
name and also turned over the suspected items[.]
Q: You stated you were the one who handed the buy bust money to Erlinda. Do
you have that buy bust money with you?
A: After I gave the marked money to her[,] she picked from her left pocket the
suspected shabu and Police Officer Hero recovered the money. [sic]
xxxx
Q: The alleged specimen you got from Erlinda, where is it now?
A: We brought it to the Eastern Police District Crime Laboratory for examination. cralawlibrary
From the foregoing exchanges, it is clear that the apprehending team, upon
confiscation of the drug, immediately brought the appellant and the seized specimen to
the police station. No physical inventory and photograph of the seized items
were taken in the presence of the appellant or her counsel, a representative
from the media and the DOJ, and an elective official. We stress that PO1 Antonio's
testimony was corroborated by another member of the apprehending team, PO1 Jiro,
who narrated that after arresting the appellant, they brought her and the seized item to
the police station. At no time during PO1 Jiro's testimony did he even intimate that they
inventoried or photographed the confiscated item. cralawlibrary
A review of jurisprudence, even prior to the passage of R.A. No. 9165, shows that this
Court did not hesitate to strike down convictions for failure to follow the proper
procedure for the custody of confiscated dangerous drugs. Prior to R.A. No. 9165, the
Court applied the procedure required by Dangerous Drugs Board Regulation No. 3,
Series of 1979, amending Board Regulation No. 7, Series of 1974. [33] Section 1 of this
Regulation requires the apprehending team, having initial custody and control of the
seized drugs, to immediately inventory and photograph the same in the presence of the
accused and/or his representatives, who shall be required to sign the copies of the
inventory and be given a copy thereof. cralawlibrary
The Court remained vigilant in ensuring that the prescribed procedures in the handling
of the seized drugs were observed after the passage of R.A. No. 9165. In People v.
Lorenzo,[34] we acquitted the accused for failure of the buy-bust team to photograph
and inventory the seized items. People v. Garcia[35] likewise resulted in an acquittal
because no physical inventory was ever made, and no photograph of the seized
items was taken under the circumstances required by R.A. No. 9165. In Bondad, Jr.
v. People,[36] we also acquitted the accused for the failure of the police to conduct an
inventory and to photograph the seized item, without justifiable grounds. cralawlibrary
To be sure, Section 21(a), Article II of the IRR offers some flexibility in complying with
the express requirements under paragraph 1, Section 21, Article II of R.A. No. 9165,
i.e.,"non-compliance with these requirements under justifiable grounds, as long as the
integrity and the evidentiary value of the seized items are properly preserved by the
apprehending officer/team, shall not render void and invalid such seizures of and
custody over said items[.]" This saving clause, however, applies only where the
prosecution recognized the procedural lapses, and, thereafter, explained the cited
justifiable grounds, and when the prosecution established that the integrity and
evidentiary value of the evidence seized had been preserved.[42]
These conditions were not met in the present case, as the prosecution did not even
attempt to offer any justification for its failure to follow the prescribed procedures in the
handling of the seized items.cralawlibrary
Board Regulation No. 1, Series of 2002, defines chain of custody as "the duly recorded
authorized movements and custody of seized drugs or controlled chemicals or plant
sources of dangerous drugs or laboratory equipment of each stage, from the time of
seizure/confiscation to receipt in the forensic laboratory to safekeeping to presentation
in court for destruction." As a method of authenticating evidence, the chain of custody
rule requires that the admission of the exhibit be preceded by evidence sufficientto
support a finding that the matter in question is what the proponent claims it to be. It
would, thus, include a testimony about the every link in the chain, from the moment
the item was seized to the time it was offered in court as evidence, such that every
person who handled the same would admit as to how and from whom it was received,
where it was and what happened to it while in the witness' possession, the condition in
which it was received and the condition in which it was delivered to the next link in the
chain. The same witnesses would then describe the precautions taken to ensure that
there had been no change in the condition of the item and no opportunity for someone
not in the chain to have possession of the same. It is from the testimony of every
witness who handled the evidence from which a reliable assurance can be derived that
the evidence presented in court is one and the same as that seized from the accused. [44]
In the present case, the prosecution's evidence failed to establish the chain that would
have shown that the shabu presented in court was the very same specimen seized from
the appellant. cralawlibrary
The first crucial link in the chain of custody starts with the seizure of the plastic sachet
from the appellant. From the testimonies and joint affidavit of PO1 Antonio and PO1
Jiro, it is clear that the police did not mark the confiscated sachet upon
confiscation. Marking after seizure is the starting point in the custodial link, thus it is
vital that the seized contraband is immediately marked because succeeding handlers of
the specimen will use the markings as reference. The marking of the evidence serves to
separate the marked evidence from the corpus of all other similar or related evidence
from the time they are seized from the accused until they are disposed of at the end of
criminal proceedings, obviating switching, "planting," or contamination of evidence.[45]
The second link in the chain of custody is its turnover from PO1 Antonio to the police
station. Both PO1 Antonio and PO1 Jiro testified that they brought the appellant and the
seized item to the police station. They, however, failed to identify the person to whose
custody the seized item was given. Although the records show that the request for
laboratory examination of the seized item was prepared by the Chief of Police, Police
Senior Inspector Anastacio Benzon, the evidence does not show that he was the official
who received the marked plastic sachet from PO1 Antonio. cralawlibrary
As for the subsequent links in the chain of custody, the records show that the seized
item was forwarded to the Philippine National Police Crime Laboratory by a certain PO1
Sanchez. We stress, however, that PO1 Sanchez forwarded the said specimen only on
the next day, or on July 22, 2002. To harp back to what we earlier discussed, there was
a missing link in the custody of the seized drug after it left the hands of PO1 Antonio.
We cannot, therefore, presume that PO1 Sanchez had custody of the specimen in the
interim. We also stress that the identity of the person who received the seized item at
the crime laboratory was not clearly identified. cralawlibrary
Due to the procedural lapses pointed out above, serious uncertainty hangs over the
identification of the seized shabu that the prosecution introduced into evidence. In
effect, the prosecution failed to fully prove the elements of the crime charged, creating
a reasonable doubt on the criminal liability of the accused. cralawlibrary
Credibility of the Prosecution Witnesses
We are at a loss how PO1 Antonio and PO1 Jiro could have given different accounts
regarding how the confidential asset informed them of the appellant's illegal activities
when both of them were present at the police station on July 21, 2002. What baffles us
even more is why PO1 Jiro's gave conflicting statements in his joint affidavit and in his
court testimony. To us, the conflicting statements and declarations of PO1 Antonio and
PO1 Jiro destroyed their credibility; it made their testimonies unreliable. Evidence to be
believed must not only proceed from the mouth of a credible witness but it must be
credible in itself, such as the common experience and observation of mankind can
approve as probable under the circumstances.[47]
While the Court is mindful that the law enforcers enjoy the presumption of regularity in
the performance of their duties, this presumption cannot prevail over the constitutional
right of the accused to be presumed innocent and it cannot, by itself constitute proof of
guilt beyond reasonable doubt. The presumption of regularity in the performance of
official duty cannot be used as basis for affirming accused-appellant's conviction
because "First, the presumption is precisely just that - a mere presumption. Once
challenged by evidence, as in this case, xxx [it] cannot be regarded as binding
truth. Second, the presumption of regularity in the performance of official functions
cannot preponderate over the presumption of innocence that prevails if not overthrown
by proof beyond reasonable doubt." The presumption also cannot prevail over positive
averments concerning violations of the constitutional rights of the accused. In short,
the presumption of regularity in the performance of official duty cannot by itself
overcome the presumption of innocence nor constitute proof beyond reasonable doubt.
[50]
All told, we find merit in the appellant's claim that the prosecution failed to discharge its
burden of proving her guilt beyond reasonable doubt, due to the unreliability of the
testimonies of the prosecution witnesses and substantial gaps in the chain of custody,
raising reasonable doubt on the authenticity of the corpus delicti.
cralawlibrary
Let a copy of this Decision be furnished the Superintendent, Correctional Institution for
Women, Mandaluyong City, for immediate implementation. The Superintendent of the
Correctional Institution for Women is directed to report the action she has taken to this
Court within five (5) days from receipt of this Decision. cralawlibrary
SO ORDERED. cralaw