Anthropology Assigment
Anthropology Assigment
Inter ethnic relations and multiculturalism. Ethnicity, race, and nationality pose one of the greatest
challenges to the survival of humankind in the 21stc, for they touch the very core of
the social fabric, personal identity and individuality; they influence how we think of others
and ourselves; they play a role in our morality and political behavior; and they affect our
everyday existence in significant ways. Indeed, they seem to affect most things we do and
think, from the most mundane ways in which we behave to the dearest beliefs we hold
about ourselves and others. Such identities have as much political, sociological and
To this end, it is hoped that you will benefit a lot out of this unit in terms understanding the
process of social categorization and identification, as you will rigorously discuss about how
ethnic difference is socially constructed, organized and negotiated –in context of diversity.
And, how ethnic identification, or indeed any kinds of identification, works, and made
In this unit therefore, you will be introduced to concepts like ethnicity and race as both a
social construct as well as a constituent feature of people’s identities and lived experiences,
their nature and characteristics and the active role they play in the social, economic and
political life of people. Drawing upon theoretical discourses, the unit will also provide you
insights on the ways in which ethnic identity and ethnic relations are defined and perceived
by people, how particular world-views are being maintained, or contested and how societies
use these constructions for, among other things, nation-building, economic development,
resources competition and group mobilization for different materialistic and political ends.
It will shed some light on concrete issues of identity, ethnicity, and race and how ethnic and racial
identification, or indeed any kind of identification, work
in the process of group identification and social categorization. In this way, the section will
offer a set of conceptual tools, which go far beyond the immediate interpretation of day-to
All animals recognize differences between “self” and “other”. In human societies, these
rather than being clone-like automatons, humans have individual personalities. Society
validates that individualism by giving infants unique names. Those names also keep track of
who’s related to whom, sometimes for generations back into the past. What’s the point of
this obsession with who we are? Why am I named “X” rather than “#26-A,” and why do we
identifications?
individuals within networks of other individuals. This unit explores identity, individual and
collective; and how societies worldwide manage to define and categorically identify
different kinds of identities, such as ethnic, racial and national identity. Brubaker (2004),
inculcate that identity more generally is not real, either, in the sense that it is not a ‘thing’
that people can be said to have or to be. Instead, we should talk about ongoing and open Reflect your
views on the following questions.
ended processes of identification. By this logic, identity does not impel people to do
on people thinking that groups exist and that they belong to them. It is also certainly true
that identity depends on processes of identification and does not determine, in any
Throughout the discussions that will come under the subsequent subtopics, this section will
explore the ways in which ethnic categories and relations are being defined and perceived
by people; how people talk and think about their own group as well as other groups, and
how particular world-views are being maintained or contested. Moreover, by exploring both
differences and similarities between ethnic phenomena, it thereby provides a nuanced and
complex vision of ethnicity, process of ethnic and other identity constructions and group
Dear learners, in this section, the history and meanings of ‘ethnicity’ will be explored. By
making a short historical overview on the use of the term, it will show how the term
‘ethnicity’ have been used in various ways to refer to different human ‘groupings’ and how
this is opened a door for the elasticity and ambiguity of its conceptual meaning. By exploring
different scholarly works and arguments, it will also attempt to define and conceptualize the
How do terms like‘ ethnicity and ethnic’ have historically been The study of ethnicity and ethnic
relations has in recent years come to play a central role in
the social sciences, to a large extent replacing class structure and class conflict as a central
anthropology, sociology, political theory, political philosophy and history (Erikson, 2002). In
this regard, the academic and popular use of the term ‘ethnicity’ is fairly, modern. According
to John Hutchinson and Anthony Smith (1996), the term “ethnicity” is relatively new, first
“ethnic” to refer to what was before often subsumed under ‘culture’, ‘cultural’, or ’tribal’.
New journals have appeared using the terms in their titles, and special programs of ethnic
studies are showing up in university catalogs. Almost any cultural-social unit, indeed any
events now can be referred to as an "ethnic" this or that. This can be seen in the
proliferation of titles dealing with ethnic groups, ethnic identity, ethnic boundaries, ethnic
integration, ethnic consciousness, and so on. Name it and there is in all likelihood, someone
who has written on it using “ethnic” or “ethnicity” qualifiers to describe his or her special
Nevertheless, most scholars who uses “ethnicity” find definition either unnecessary or they
are reluctant to provide general framework for the concept. Isajiw looked at 65 studies of
ethnicity in anthropology, and sociology and found only 13 that defined the term. Writers
generally take it for granted that the term refers to a set of named groupings, singled out by
the researcher as ethnic units. Membership in such group is then shown to have an effect
on, or correlation with, one or more dependent variable(s). In this sense, ethnicity is widely
So it is important to be clear about what our subject – ethnicity - is and about what it is not.
None of the founding fathers of anthropology and sociology - with the partial exception of
Max Weber granted ethnicity much attention. Max Weber, in his work entitled “Economy
and Society”, first published in 1922 (1978:385-98), provided the early and influential
group” is based on the belief in common descent shared by its members, extending beyond
kinship, political solidarity vis-a-vis other groups, and common customs, language, religion,
values, morality, and etiquette. In other words, ethnic groups are those human groups that
entertain a subjective belief in their common descent because of similarities or physical type
matter whether or not an objective blood relationship exists, but whether it is believed to
exist.
Perhaps the most significant part of Weber’s argument is that: “ethnic membership does not
constitute a group; it only facilitates group formation of any kind, particularly in the political
sphere. On the other hand, it is primarily the political community, no matter how artificially
consequence of collective political action rather than its cause; people come to see
of acting together. Collective interests thus, do not simply reflect or follow from similarities
and differences between people; the pursuit of collective interests does, however,
access.
Any cultural trait in common can provide a basis for and resources for ethnic closure:
language, ritual, economic way of life, lifestyle more generally, and the division of laboure,
are all likely possibilities in this respect. Shared language and ritual are particularly
requisite for any group, as is the shared sense of what is ‘correct and proper’ which
constitute individual ‘honor and dignity’. By this token, an ethnic group is a particular form
of status group. Finally, Weber argues that since the possibilities for collective action rooted
in ethnicity are ‘indefinite’, the ethnic group, and its close relative the nation, cannot easily
As Weber (1968) emphasized, it is the effectiveness of social action and, above all, a political
aspect of group action that ‘inspires belief in common ethnicity’ and transforms group
membership into a political community. For Max Weber, an ethnic group is based, on the
belief in common descent shared by its members because of similarities or physical type or
of customs or both, or because of memories of colonization &migration. And “it does not
matter whether or not an objective blood relationship exists”, but believed to exist.
The next great contribution to our understanding of ethnicity comes from the influential
Copernican revolution in the study of ethnicity –in and outside anthropology. Hence,
current anthropological conventional wisdom about ethnicity for the larger part is stems
from this influential work of Barth. In his introduction to the collection of “Ethnic Groups
Barth began with what actors believe or think: ascriptions and self-ascriptions. A
categorical ascription is an ethnic ascription when it classifies a person in terms of his basic,
most general identity, presumptively determined by his origin and background. To the
extent that actors use ethnic identities to categorize themselves and others for purposes of
Barth focused not upon the cultural characteristics of ethnic groups but upon relationships
differentiated, 'us' and 'them' (Eriksen, 2002). Barth's emphasis was not so much upon the
substance or content of ethnicity, what he called the 'cultural stuff', as upon the social
important to recognize that although ethnic categories take cultural differences into
account:
we can assume no simple one-to-one relationship between ethnic units and cultural
similarities and differences. The features that are taken into account are not the
sum of 'objective' differences, but only those which the actors themselves regard as
cultural features are used by the actors as signals and emblems of differences,
others are ignored, and in some relationships radical differences are played down
The cultural contents of ethnic dichotomies would seem analytically to be of two orders: (i)
overt signals or signs - the diacritical features that people look for and exhibit to show
identity, often such features as dress, language, house-form, or general style of life, and (ii)
basic value orientations: the standards of morality and excellence by which performance is
judged. Since belonging to an ethnic category implies being a certain kind of person, having
that basic identity, it also implies a claim to be judged, and to judge oneself, by those
standards that are relevant to that identity. Neither of these kinds of cultural 'contents'
follows from a descriptive list of cultural features or cultural differences; one cannot predict
from first principles which features will be emphasized and made organizationally relevant
by the actors.
may be of great relevance to behavior, but they need not be; they may pervade all social life, or they
may be relevant only in limited sectors of activity. There is thus
forms of ethnic organization. In its most general notion, for Barth, ethnicity is
These are complicated questions, but need to be answered. Before Barth, cultural
difference was traditionally explained from the inside out – social groups possess different
cultural characteristics, which make them unique and distinct (common language, lifestyle,
descent, religion, physical markers, history, eating habits, etc.). Culture was perceived as
something relatively or firmly stable, persistent and intact. Cultural difference was
distinct culture to that of the Wolayita). According to Frederik Barth (1969), Cultural
difference per se does not create ethnic collectivities. It is the social contact with others that
leads to definition and categorization of an ‘us’ and a ‘them’; hence, cultural difference
between two groups is not the decisive feature of ethnicity. Indeed, ethnicity is essentially
Nonetheless, Barth turned the traditional understanding of cultural difference on its head.
He defined and explained ethnicity from the outside in: it is not the ‘possession’ of cultural
characteristics that makes social groups distinct but rather it is the social interaction with
other groups that makes that difference possible, visible and socially meaningful. Shared
culture is, in this model, best understood as generated in and by processes of ethnic
distinctive culture?
boundary maintenance, rather than the other way round: the production and reproduction
of difference vis-a-vis external others is what creates the image of similarity internally, vis-a
vis each other. Barth and his collaborators ushered in an increasing awareness on the part of
interpersonal transactions, rather than a reified entity, somehow 'above' the fray of daily
In Barth’s own words: ‘the critical focus of investigation from this point of view becomes
the ethnic boundary that defines the group, not the cultural stuff that it encloses’ (1969:
15). The difference is created, developed and maintained only through interaction with
others (i.e., Frenchness is created and becomes culturally and politically meaningful only
through the encounter with Englishness, Germaness, Danishness, etc.). Hence, the focus in
the study of ethnic difference has shifted from the study of its contents (i.e., the structure of
the language, the form of the particular costumes, the nature of eating habits) to the study
of cultural boundaries and social interaction. The boundaries to which we must give our
attention are of course social boundaries, though they may have territorial counterparts. If a
group maintains its identity when members interact with others, this entails criteria for
determining membership and ways of signaling membership and exclusion. Ethnic groups
are not merely or necessarily based on the occupation of exclusive territories; and the
different ways in which they are maintained, not only by a once-and for-all recruitment but
In other words, ethnic boundaries are explained first and foremost as a product of social
action. Cultural difference per se does not create ethnic collectivities: it is the social contact
with others that leads to definition and categorization of an ‘us’ and a ‘them’. At this point,
between two groups is not the decisive feature of ethnicity. ‘Group identities must always
be defined in relation to that which they are not – in other words, in relation to non
members of the group’ (Eriksen, 1993: 10). Thus, in emphasizing boundaries between
groups, and their production and reproduction, Barth immediately shifted the analytical
center of gravity away from this or that settled, bounded group - or 'society' - and towards
complex universes of relationships between groups and their members. In doing so, Barth
has transformed and shifted the study of ethnic difference from the study of cultural
contents (language, religion, and customs) to the study of the interaction processes in
which cultural characteristics are “picked up” as markers of differences in the interaction
process. Cultural differences per se do not create ethnic collectivities: The social contact
with others leads to the definition and categorization of an “us” and “them”.
For instance, two distinctive, endogamous groups, say, somewhere in Ethiopia, may well
have widely different languages, religious beliefs and even technologies, but that does not
entail that there is an ethnic relationship between them. For ethnicity to come about, the
groups must have a minimum of contact between them, and they must entertain ideas of
each other as being culturally different from themselves. If these conditions are not fulfilled,
a group. Conversely, some groups may seem culturally similar, yet there can be a socially
highly relevant (and even volatile) inter-ethnic relationship between them. This would be
the case of the relationship between Serbs and Croats following the break-up of Yugoslavia,
or of the tension between coastal Sami and Norwegians. There may also be considerable
cultural variation within a group without ethnicity (Blom, 1969). Only in so far as cultural
differences are perceived as being important, and are made socially relevant, do social
universalist rather than in particularist terms. Since culture and social groups emerge only
through interaction with others, then ethnicity cannot be confined to minority groups only.
As Jenkins (1997) and Isajiw (2000) rightly argue, we cannot study minority ethnic groups
Generally speaking, Barth understanding of ethnicity has been central to pretty much all
subsequent anthropologizing about ethnicity. Nevertheless, although his was arguably the
most systematic model in depth and detail, the most securely grounded in wider theoretical
arguments about social forms and social processes (e.g. Barth 1959, 1966, 1981), and has
certainly been the most influential, Barth was not alone in establishing the current
Reflecting, on the one hand, the practical ethnographic concern with the everyday lives of
real people, i.e., their ‘actually existing’ social relationships (Radcliffe-Brown, 1952:190), and
on the other, the pursuit of verstehen (‘understanding’), advocated by Weber and Simmel,
Clifford Geertz has elegantly defined ethnicity as the 'world of personal identity collectively
ratified and publicly expressed' and 'socially ratified personal identity' (1973:268, 309).
In spite of the difference in scholarly views of ethnicity among anthropologists, the 'basic
Ethnicity is no more fixed or unchanging than the way of life of which it is an aspect,
identification.
total way of life. The total way of life, however, does not necessarily mean simply a set of
distinct everyday customs, although it may include these. Rather, it refers to a unique
historical group experience. Culture is in essence a system of encoding such experience into
a set of symbolic patterns. It does not matter how different the elements of one culture are
experience. Its product is a sense of unique peoplehood. Ethnicity is not a single unified
ethnicity, the aims and goals of ethnicity—these vary from case to case” (Eller, 1999).
The emphasis on culture as the point of departure for our understanding of the nature of
ethnicity is not intended to mean that members of an ethnic group must always share one
and the same culture to the exclusion of any other. Rather, it is intended to mean that
persons who include themselves in an ethnicity would have a relation to a group who either
Ethnic Group
Notably, the term ‘ethnic group’ is also attached with various meanings as ethnicity.
Scholars have been trying to conceptualize it from different perspectives and as a result,
different definitions have been proposed to define ‘ethnic group’. In this regard, earlier
conception of ethnic group once again associated with Max Weber. According to Weber, an
‘ethnic group’ is based on the belief in common descent shared by its members, extending
beyond kinship, political solidarity vis-a-vis other groups, and common customs, language,
religion, values, morality, and etiquette (Weber, 1978). Anderson (1983), in his part
described ethnic groups as “an imagined community” that possesses a “character and
quality” (Anderson, 1983). Schermerhorn (1996), on the other hand, conceptualize ethnic
group as a unit of population having unique characteristics in relation with others, binding
with common language, myth of origin, and history of ethnic allegiance (1996).
Scholars mainly use it to explain contact and inter-relationship between groups. Taking
Bateson’s (1979) ideas, Eriksen states that since ethnic categories created out of the very
contact between groups, dealing with ethnic groups in total isolation is as absurd as to
speak of the sound from one hand clapping (Eriksen, 2002). In this regard, other scholars
including F. Barth (1969), define ethnic groups as a self-defined group based on subjective
factors and/or fundamental cultural values chosen by members from their past history or
present existing conditions in which members are aware of-and-in contact with other ethnic
groups. Barth (1969) further illustrated that, in a context of inter-ethnic interaction, group
members of a certain ethnic group will be evaluated in accordance with their ‘performance’
of the value standards and ‘possession’ of diacritical features designing the group against
other. This entailed that, ethnic group are defined out of group interaction in which
specific group based on their subjective communalities (language, myth of origin, and
shared cultural entities) that defined in reference with others (Abbink, 2004).
Ethnic groups constitute an identity as defined by outsiders who do not belong to the group
but identify it as different from their own groups and by “insiders” who belong to the same
group. This generally becomes the basis of mobilizing group’s consciousness and solidarity
By considering the various definitions provided to define ethnicity, Hutchinson and Smith’s
(1996) identified six main features that the definition of an ethnic group, predominantly
consists. This includes;
1. A common proper name, to identify and express the “essence” of the community;
2. A myth of common ancestry that includes the idea of common origin in time and
4. One or more elements of common culture, which need not be specified but normally,
5. A link with a homeland, not necessarily its physical occupation by the ethnic group,
only its symbolic attachment to the ancestral land, as with diaspora peoples; and
6. A sense of solidarity on the part of at least some sections of the ethnic’s population
Ethnic Identity
researchers’ and scholars’ intent on resolving its conceptual meanings. The fact that there is
of ethnic identity?
can choose to associate with a group especially if other choices are available (i.e., the
person is of mixed ethnic or racial heritage). Affiliation can be influenced by racial, natal,
symbolic, and cultural factors (Cheung, 1993). Racial factors involve the use of physiognomic
and physical characteristics, natal factors refer to "homeland" (ancestral home) or origins of
individuals, their parents and kin, and symbolic factors include those factors that typify or
exemplify an ethnic group (e.g., holidays, foods, clothing, artifacts, etc.). Symbolic ethnic
identity usually implies that individuals choose their identity, however, to some extent the
cultural elements of the ethnic or racial group have a modest influence on their behavior
a sense of belonging and identity. It is, of course, one of a number of social phenomena,
which produce a sense of identity. Ethnic identity can be defined as a manner in which
one or more social systems, and in which they perceive others as locating them in relation
to those systems. By ethnic origin is meant either that a person has been socialized in an
ethnic group or that his or her ancestors, real or symbolic, have been members of the
group. The social systems may be one's ethnic community or society at large, or other
ethnic communities and other societies or groups, or a combination of all these (Isajiw,
1990).
phenomenon, but also a social phenomenon in the sense that the internal psychological
states express themselves objectively in external behaviour patterns that come to be shared
states of mind and feelings, such as self-definitions or feelings of closeness, and externally
cultural patterns is thus, an expression of identity and can be studied as an indication of its
character.
We can thus distinguish external and internal aspects of ethnic identity. External aspects
refer to observable behaviour, both cultural and social, such as (1), speaking an ethnic
language, practicing ethnic traditions, (2), participation in ethnic personal networks, such as
family and friendships, (3), participation in ethnic institutional organizations, such as
churches, schools, enterprises, media (4), participation in ethnic voluntary associations, such
The internal aspects of ethnic identity refer to images, ideas, attitudes, and feelings. These,
of course, are interconnected with the external behaviour. But, it should not be assumed
that, empirically, the two types are always dependent upon each other. Rather, they may
vary independently, as for example, a third-generation person may retain a higher degree of
internal than of external aspects. We can distinguish at least three types of internal aspects