Onitilo, 2012
Onitilo, 2012
DOI 10.1007/s10549-012-2039-z
CLINICAL TRIAL
Received: 9 February 2012 / Accepted: 15 March 2012 / Published online: 4 April 2012
Ó Springer Science+Business Media, LLC. 2012
Abstract Monitoring of left ventricular ejection fraction intervals during trastuzumab treatment. Laboratory testing for
(LVEF) is the current standard for detection of trastuzumab- candidate biomarkers was repeated every 3 weeks with each
induced cardiotoxicity; however, time-to-diagnosis and cost cycle of trastuzumab. Trastuzumab-induced cardiotoxicity
of assessment are suboptimal in women with early-stage was defined as a decrease in LVEF of C15 % or to a value
breast cancer. We assessed the utility of B-type natriuretic below 50 %. A clinically significant decrease in LVEF was
peptide (BNP), high-sensitivity C-reactive protein (hs-CRP), observed in 28.6 % of women. Abnormal hs-CRP (C3 mg/L)
and cardiac troponin I (cTnI) as serum biomarkers for early predicted decreased LVEF with a sensitivity of 92.9 % (95 %
detection of trastuzumab-induced cardiotoxicity. Fifty-four CI 66.1–99.8) and specificity of 45.7 % (95 % CI 28.8–63.4),
women with human epidermal growth factor receptor 2 and subjects with normal hs-CRP levels (\3 mg/L) have
(HER2)-positive early-stage breast cancer were prospectively 94.1 % negative predictive 94.1 % (95 % CI 70.3–99.9)
enrolled, and the relationship between elevated serum BNP, suggesting that normal hs-CRP levels may be associated with
hs-CRP, and cTnI levels and clinically significant decreases in low future risk for decreased LVEF; however, no association
LVEF was examined. LVEF was monitored at 3–4 month with BNP or cTnI was observed. A false positive would have a
relatively low associated cost in breast cancer patients
undergoing adjuvant trastuzumab therapy and would indicate
A. A. Onitilo (&)
Department of Hematology/Oncology, Marshfield Clinic Weston continuation of routine observation during treatment through
Center, 3501 Cranberry Boulevard, Weston, WI 54476, USA traditional means. The maximum hs-CRP value was observed
e-mail: [email protected] a median of 78 days prior to detection of cardiotoxicity by
decreased LVEF, and those with normal levels were at lower
A. A. Onitilo R. V. Stankowski
Marshfield Clinic Research Foundation, Marshfield, WI, USA risk for cardiotoxicity. Regular monitoring of hs-CRP holds
e-mail: [email protected] promise as a biomarker for identifying women with early-
stage breast cancer at low risk for asymptomatic trastuzumab-
A. A. Onitilo S. A. R. Doi
induced cardiotoxicity. To our knowledge, this is the first
Clinical Epidemiology Unit, School of Population Health,
University of Queensland, Brisbane, QLD, Australia study documenting the utility of a less expensive, reproduc-
e-mail: [email protected] ible, easily obtainable biomarker with rapid results for eval-
uating cardiotoxicity related to trastuzumab therapy.
J. M. Engel
Department of Hematology/Oncology, Marshfield Clinic Cancer
Care at St Michaels, Stevens Point, WI, USA Keywords Antibodies, Monoclonal/therapeutic use
e-mail: [email protected] Breast neoplasms/metabolism/mortality Heart diseases/
chemically induced hs-CRP Receptor, HER2
H. Liang R. L. Berg
Biomedical Informatics Research Center, Marshfield Clinic
Research Foundation, Marshfield, WI, USA Introduction
e-mail: [email protected]
R. L. Berg Incorporation of trastuzumab (HerceptinÒ; Roche) into
e-mail: [email protected] treatment regimens represents a major advancement in the
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292 Breast Cancer Res Treat (2012) 134:291–298
treatment of human epidermal growth factor receptor 2 accurate, simple, and more cost-effective way of assessing
(HER2)-positive breast tumors by specifically targeting the early cardiac dysfunction. The identification of markers of
HER2 pathway [1]. HER2-positive tumors are associated early cardiotoxicity is especially important due to the
with a more aggressive phenotype and poorer prognosis reversibility of early or asymptomatic trastuzumab-induced
[2, 3]. The monoclonal antibody trastuzumab is an adjuvant cardiotoxicity [3, 8].
agent that binds to the extracellular domain of the HER2 In this study, the utility of B-type natriuretic peptide
protein, regulating cell growth, differentiation, and sur- (BNP), high-sensitivity C-reactive protein (hs-CRP), and
vival. A meta-analysis of the pivotal randomized controlled cardiac troponin I (cTnI) as potential biomarkers for the
trials of adjuvant trastuzumab for treatment of women with detection of trastuzumab-induced cardiotoxicity in early-
HER2-positive metastatic breast cancer demonstrated sig- stage breast cancer patients was assessed. BNP is synthe-
nificant reduction of mortality, recurrence, and metastases sized in the ventricles of the heart and secreted in response
rates [4], and longer follow-up data has shown improve- to volume expansion and pressure overload; CRP is an
ment in disease-free survival [3]. acute phase protein produced by hepatocytes during peri-
Treatment with trastuzumab is generally well-tolerated. ods of inflammation; and cTnI is located in the contractile
The risk for trastuzumab-induced cardiotoxicity is the pri- apparatus of myocytes and is released upon necrosis.
mary morbidity of concern. Cells of the myocardium have Several studies have demonstrated that BNP, hs-CRP, and/
limited regenerative capacity, and damage can be perma- or cTnI elevation correlates with cardiac dysfunction
nent. The extent of cardiomyopathy secondary to trast- ranging in severity from asymptomatic decrease in LVEF
uzumab treatment ranges from an asymptomatic decrease in to heat failure [10–17]. We hypothesized that elevated
left ventricular ejection fraction (LVEF) to heart failure [5]. levels of serum BNP, hs-CRP, and/or cTnI may be indic-
The risk for trastuzumab-induced cardiotoxicity increases ative of trastuzumab-induced cardiotoxicity. Herein, we
with concurrent chemotherapy and increasing age, and report that hs-CRP shows promise as a biomarker for early
additive risk is incurred by anthracycline exposure, chest identification of patients experiencing asymptomatic trast-
wall irradiation, and pre-existing cardiac dysfunction [3, 6]. uzumab-induced cardiotoxicity.
Trastuzumab-induced cardiotoxicity does not appear to be
dose- or duration-dependent [7] and may be reversed by
withholding or discontinuing trastuzumab treatment with Materials and methods
the support of standard medical cardiac therapy [8].
Asymptomatic declines in LVEF constitute the majority Patient selection and data collection
of cardiac events observed with trastuzumab therapy [5]. In
a review of outcomes from several phase II and III che- Female patients ages 18 years and older were prospectively
motherapy trials, Seidman et al. [9] reported that the inci- enrolled at the Marshfield Clinic Cancer Care System begin-
dence of cardiomyopathy following treatment with ning in March 2007. Approval was granted by the Marshfield
trastuzumab alone ranged from 3–7 %, and was as high as Clinic institutional review board, and patients were enrolled
27 % when trastuzumab was administered in conjunction following first diagnosis of HER2-positive primary breast
with anthracyclines. Similarly, upon meta-analysis of the cancer (stages 1–3) if deemed eligible for trastuzumab adju-
pivotal randomized controlled trials, Viani et al. [4] found vant treatment. After informed consent was obtained from the
that the risk for cardiotoxicity was increased by 2.45-fold participant, baseline levels of serum BNP, hs-CRP, and cTnI
(95 % CI 1.89–3.16) in trastuzumab study arms. Therefore, were determined, and measurements were repeated every
periodic cardiac evaluation and monitoring is routine during 3 weeks during subsequent treatment up to 1 year. Patients
trastuzumab treatment. Cardiac monitoring and therapeutic were not excluded based on elevated levels of serum BNP, hs-
decisions are currently based on LVEF results from echo- CRP, or cTnI at the time of enrollment. Fifty-four subjects had
cardiogram (ECHO) or multiple gated acquisition (MUGA) been enrolled in the cohort as of February 2011.
radionuclide scanning performed every 3–4 months post- BNP was measured using the TriageÒ BNP Test (Inver-
treatment initiation. While these tests provide important ness Medical, Princeton, NJ), with concentrations reported to
information, they may not always detect early myocardial the nearest whole number in pg/mL. For study purposes,
damage. Even in the most proactive surveillance plans, values C200 pg/mL were considered abnormal [11]. Levels
these cardiac monitoring tests are done at intervals after of hs-CRP were measured using latex-enhanced nephelom-
several treatments of trastuzumab have been administered etry, reported in mg/L to the nearest tenth in the range of
when serious damage may have already occurred. Addi- 0.2–100.0 mg/L. For study purposes, values C3 mg/L were
tionally, serial assessment of cardiac function with ECHO/ considered abnormal [18]. Levels of cTnI were measured
MUGA after chemotherapy is elaborate and expensive. using the Dimension Vista assay (Siemens Healthcare
These limitations create the need for a rapid, reliable, Diagnostics, Deerfield, IL) with concentrations reported to
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the nearest tenth in ng/mL. For study purposes values of treatment were enrolled in this study. Five patients were
C0.1 ng/mL were considered abnormal [19]. excluded from analysis due to missing laboratory values or
Standard-of-care serial ECHO or MUGA scans were insufficient testing for LVEF (Fig. 1). Patients were divi-
performed to assess left ventricular contractile function ded into two groups based on observed cardiotoxicity, as
every 3–4 months during treatment, per the treating defined above in terms of declining LVEF.
oncologist. Baseline ECHO or MUGA scans were ideally In this study, 28.6 % (14/49) of women treated with trast-
performed in the time frame 1 month pre- to 1 month post- uzumab experienced a clinically important decrease in LVEF
trastuzumab initiation. For study purposes, clinically following initiation of treatment. There were no reports of
important cardiotoxicity was defined as a decrease in symptomatic heart failure. Trastuzumab treatment was dis-
ejection fraction (EF) of 15 % or more from baseline or to a continued in one subject and briefly held and then restarted in
value below 50 %. All other patients were categorized as 4 subjects following clinically significant decrease in LVEF.
normal LVEF. Clinically relevant changes were acted upon Subjects ranged in age from 30 to 90 years in the normal
by best clinical practice per the managing oncologist. LVEF group and 42 to 83 years in the decreased LVEF group.
Physicians reading ECHO/MUGA results were blinded to There was no significant difference between those with nor-
laboratory results for BNP, hs-CRP, and cTnI. Associations mal and decreased LVEF in age or BMI (Table 1) or fre-
between cardiotoxicity and abnormal laboratory results quency of other known risk factors for cardiac dysfunction
were evaluated using only those laboratory results collected including neoadjuvant chemotherapy, radiation therapy,
before detection of cardiotoxicity by change in LVEF. treatment with anthracycline, taxane, or endocrine therapies,
hypertension, diabetes, hypercholesterolemia, CAD, smok-
Statistical analysis ing, use of HRT/OCT, or use of acetylsalicylic acid, statins, or
antihypertensives (Table 2). Patients with decreased LVEF
The primary aim of the data analysis was to evaluate the had fewer ECHO/MUGA and laboratory tests as a result of the
relationship between BNP, hs-CRP, and cTnI levels and development of cardiotoxicity (Table 1).
LVEF as assessed by ECHO/MUGA. Wilcoxon’s rank- Plasma cTnI levels were consistently below the upper
sum tests were used to assess the differences in continuous limit of normal (\0.1 ng/ml), showing no detectable change
variables between the groups with normal and decreased over time, and were removed from further analysis. Patients
LVEF. The Pearson’s Chi-square test and Fisher’s exact with decreased LVEF had significantly elevated maximum
test were performed to evaluate the differences in discrete hs-CRP values pre-toxicity (before decrease in LVEF)
variables. A secondary multivariable logistic regression compared to patients with normal LVEF (Fig. 2a), but there
analysis using a forward selection method was conducted were no significant differences in maximum BNP values
to evaluate potential risk factors for decreased LVEF pre-toxicity (Fig. 2b). Only maximum hs-CRP was pre-
including maximum pre-toxicity hs-CRP, any abnormal hs- dictive of cardiotoxicity, not maximum BNP (Fig. 3). The
CRP (C3 mg/L) pre-toxicity, age, body mass index (BMI), three most predictive parameters for our outcome in the
neoadjuvant chemotherapy, radiation therapy, anthracy- final multivariable logistic regression model were an
cline or taxane use, endocrine therapy, hypertension, dia- abnormal hs-CRP value (C3 mg/L) pre-toxicity, presence
betes, hypercholesterolemia, coronary artery disease of CAD, and use of anthracycline chemotherapy (trend), but
(CAD), smoking, hormone replacement therapy/oral con- not abnormal BNP (C200 pg/mL) (Table 3). When abnor-
traceptive pills (HRT/OCP), or use of acetylsalicylic acid, mal hs-CRP and BNP values were considered together,
statins, or antihypertensives. Due to the small sample size, there was no significant improvement in test characteristics.
a low threshold was set for inclusion of variables in the
final model at a significance level of 0.2. Area under the
curve (AUC) was used to evaluate the clinical performance
of the tests, and estimates of sensitivity, specificity, and
predictive values were calculated and reported with 95 %
confidence intervals (CI). All other results in this report are
deemed statistically significant at a nominal 5 % level
(P \ 0.05) without adjustment for multiple comparisons.
Results
A total of 54 patients diagnosed with HER2-positive early- Fig. 1 Diagram depicting identification and enrollment of study
stage breast cancer and eligible for trastuzumab adjuvant participants
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Table 1 Distribution of age and BMI and number of tests performed by LVEF group
Normal LVEF (N = 35) Decreased LVEF (N = 14)
Mean Median Mean Median P value
Table 2 Distribution of known cardiac risk factors by LVEF group in 9 subjects (64.3 %). Trastuzumab was discontinued or
held in 5/14 patients that experienced a clinically significant
Risk factor Normal Decreased P value
LVEF LVEF
decrease in LVEF. Following treatment plan modification,
N (%) N (%) hs-CRP levels improved in all 5 subjects.
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Table 3 Association between decreased LVEF, hs-CRP, CAD, and anthracycline use via multivariable logistic regression
B SE P value OR 95 % CI for OR
Lower Upper
Table 4 Criterion values and coordinates of the ROC curve for hs-CRP
Hs-CRP criterion (mg/L) Sensitivity 95 % CI Specificity 95 % CI ?PV 95 % CI -PV 95 % CI
serum biomarkers, including hs-CRP, for the early detection early events such as surgery, anthracycline use or other
of cardiotoxicity in patients with breast cancer treated with chemotherapy, left-side radiation therapy, and stressful
trastuzumab in combination with an anthracycline-based events early in the course of breast cancer diagnosis may
chemotherapy regimen. Abnormal hs-CRP levels were result in the elevation of acute phase reactants, such as
observed but did not correlate with asymptomatic declines in CRP. However, our data suggest that subjects with normal
LVEF. A major limitation to the study by Morris et al. [34] hs-CRP levels (\ 3 mg/L) are unlikely to develop trast-
was timing of the blood draw, which occurred immediately uzumab-induced cardiotoxicity (94.1 % negative predic-
before treatment, and was not timed with respect to trast- tive value). Thus, hs-CRP may be a useful marker in
uzumab treatment, but rather to the administration of che- decision making regarding who may not need stringent
motherapy. Furthermore, patients with underlying cardiac cardiac follow-up. Those with elevated hs-CRP levels
dysfunction, potentially those most at risk for cardiotoxicity, should continue to receive stringent monitoring as per
were excluded, and all patients enrolled in the study were current standards of care.
required to adhere to a single chemotherapeutic protocol, Potential markers of cardiotoxicity such as BNP and
resulting in a high drop-out rate [34]. In this study, the con- cTnI tend to be specific for cardiomyopathy due to local-
sistent measurement of hs-CRP levels at initiation and ization of these proteins within the heart. In contrast,
administration of each subsequent dose of trastuzumab as hepatocytes are the source of CRP, which is produced
well as regular assessment of LVEF by ECHO or MUGA during many inflammatory conditions such as infection,
every 3–4 months during treatment per standard institutional and is therefore not specific to cardiomyopathy. Thus, the
practice provides a more complete picture of how hs-CRP relatively low specificity and positive predictive value of
levels relate to trastuzumab-induced cardiotoxicity as hs-CRP for decreased LVEF are not particularly surprising.
defined by a clinically significant decrease in LVEF. However, a false positive (elevated hs-CRP in the absence
The use of elevated hs-CRP as a biomarker to predict of cardiotoxicity) would have a relatively low associated
trastuzumab-induced cardiotoxicity appears highly sensi- cost in breast cancer patients undergoing adjuvant trast-
tive (92.9 %) with a high negative predictive value uzumab therapy with elevated hs-CRP indicating need for
(94.1 %), suggesting that normal hs-CRP levels may be continuation of routine observation during trastuzumab
associated with low future risk for decreased LVEF. treatment to ensure cardiac health and prevent irreversible
However, because elevated hs-CRP has a relatively low damage. In this respect, abnormal hs-CRP levels were
specificity (45.7 %) and positive predictive value (40.6 %) found a median of 78 days before detection of cardiotox-
for decreased LVEF with a high rate of false positives, it icity by decreased LVEF and thus, normal levels imply that
does not reliably imply toxicity. This is expected because there is unlikely to be immediate concerns regarding
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