Summarydoc Module 2 LJGW
Summarydoc Module 2 LJGW
LL.M.
(BLENDED LEARNING PROGRAMME)
COURSE 02 - LAW & JUSTICE IN THE GLOBALISING WORLD
Course Coordinator:
Prof. (Dr.) James J. Nedumpara, Professor & Executive
Director, Centre for International Trade and Economics
Laws
Law and Justice in the Globalising World
It is a maxim that international rules are rarely enforced but usually obeyed.
According to Louis Henkin, “Almost all nations observe almost all principles of
international law and almost all of their obligations almost all of the time”.
Nation-states are only one part of public international law. Multinational
enterprises or non-state actors may also fall within the domain of public
international law. Therefore, the larger question is: Why do the transnational
actors also comply with or obey international law most of the time?
Many countries, such as India, have a rule of law system. Having a statute or
legislation in place does not bring in a rule of law system. All actors will have to
obey the law internally. It is important to internalize the core elements of the
law. This helps in making the complaints with the law and legal institutions
more optimal.
If nation-states do not obey international law, or if there is no certainty as to
whether or not nation-states will carry out their international obligations,
especially international trade obligations, international environmental
obligations, international maritime obligations and international human rights
obligations, then multilateralism cannot be counted upon.
Considering an example of India and China, during the Trump presidency,
there were a number of trade wars between the United States and China. The
United States did not comply with its World Trade obligations and imposed
retaliatory tariffs on products coming from China, and China went for a tit-for-
tat retaliation as well. They applied tariffs and other duties on products coming
from the United States, especially on agriculture products. This is against
international obligations because both countries have signed international
treaties. In this case, there is a lack of respect or disregard for international
obligations.
Harold Koh critically examined two books. One of the two books was written by
Abram and Antonia Chayes. The name of the book is New Sovereignty.
According to their formulation, nations obey international law not because they
are threatened with sanctions but because they are persuaded to comply by a
dynamic created by treaty regimes to which they belong. They argue that the
fundamental instrument of maintaining compliance with treaties and at an
acceptable level is an iterative process of discourse among the parties, treaty
organization and the wider public.
The other book is written by the New York University law professor Thomas
Frank, and the name of the book is Fairness Approach. In this case,
compliance is not much of a managerial process, but it is a fairness process,
and in this case, the countries are pulled towards compliance by
considerations or legitimacy.
SOME CRITICISMS OF INTERNATIONAL LAW
enforce product patents. India had to introduce domestic legislation for the
grounds of product patents for pharmaceutical products.
With respect to the transnational process, there is a complex process of
interaction happening and global norms are adjusted to the local situation, and
these global norms are debated, discussed and interpreted, and ultimately,
internalized by the domestic legal system.
Another important concept is called ‘discuss, engage and leverage’. Whenever
there is an international issue, and an extremely powerful nation is involved,
then the nation can push their agenda and enforce their own interest upon
other nations. This is unilateralism.
International law has undergone an apocalypse transformation. One of the
biggest changes in international law is the decline in national sovereignty.
Louis Henkin said that “sovereignty has gone into thin air”. In a globalizing
world, when the engagement between transnational actors and nation-states
becomes deeper and more pervasive, sovereignty gets remarkably diluted.
COLLAPSE OF PUBLIC-PRIVATE DISTINCTION
HISTORICAL PERSPECTIVE
In the 14th century, the field of universal law or the law of the nations
underwent a change. Two Italian professors, called the Peruvian professors,
came out with the notion of private international law. This notion of private
international law is also referred to as conflict of laws.
Private international law is centred on the rights and obligations of individuals,
where the relevant facts are, wholly or in part, foreign. For example, if an
Indian citizen marries an American citizen, and if they have got a marital
dispute and want to sort out their differences, they may claim nuptial rights, or
they may go for a divorce. Such matters will have to be decided by a certain
kind of international law. It is called private international law.
HISTORICAL EXAMINATION
In private international law, one of the most important things is the trans-border
or the cross-border nature of the transactions. In the field of private
international law, in most cases, the transactions are carried out between
private individuals. Sometimes, they are done by public individuals. This is why
there is a clear distinction between public international law and private
international law.
The law of the nations was not confined to rules relating to passports,
ambassadors etc., but also about the law of the state and the individuals. In the
European countries, there was a clear development with respect to the
Maritime law, also called the Law of the Merchant.
When it comes to the legal systems, there were two strands of theories. One
strand is called monism, and the other is called dualism. A monistic version
means only one system. Therefore, there cannot be a domestic legal system
and an international legal system. The system must be one, or the system has
to be an integrated system. The term ‘monistic legal system’ points out a
unified legal system.
CUSTOMARY INTERNATIONAL LAW
Another important strand of international law is called Customary International
Law. This law is amorphous, unclear and not focused. This concept was
discovered or identified for the first time by a Spanish Jesuit called Francisco
Suarez. It is an important supplementary source of international law.
Hugo Grotius is considered to be the Father of International Law, and he
argued that the doctrine of ‘jus gentium’, which is a universal law for all men, is
simply not natural and is not derived from the right reason, but it is a
consequence of Volitional Acts generated by independent operation of the
human will, and he also suggested an international society.
Law and Justice in the Globalising World
International law is not purely about the treaties or the conventions signed by
the countries. It is also about the customary practices between the countries,
and it is a branch of jurisprudence born of both nature and human beings. It is
driven by sovereignty concerns.
TRADITIONAL INTERNATIONAL LAW
called ‘treaties’. In the context of demonstrate law, they are the domestic
statutes or legislations, and Bentham recommended something similar to the
creation of a common court of judicature.
MODERN INTERNATIONAL LAW
The First World War happened in 1914, and immediately after the war, during
the interwar years, three major watershed moments took place. The Treaty of
Versailles, which ended the First World War, was followed by three important
events. The first one is the Charter of the League of Nations, which was
enacted to place limits on the sovereign state to pursue war as an instrument
of national policy. This means that no country has the right to fight a war in
order to promote and pursue its own narrow self-interest.
The second watershed event was such that the legal order wanted to create
international legal institutions. The global community also created the
International Labour Organization (ILO). It became the first intergovernmental
organization, and the purpose of the organization was to promote social
welfare, to make sure that the workers are paid their dues and to ensure that
decent conditions of work and safety are promoted and advanced.
The third watershed moment is the Paris Peace Conflict, which sought to
generate proposals to remedy national conflicts. The purpose of international
law was to promote or preserve solidarity with fellow nations. The world that
emerged from the First World War was essentially rooted in cooperation and
solidarity.
CRITICISM OF INTERNATIONAL LAW
Some people argue that international law is a utopian concept because unless
there is a world government, it will remain a utopia-centred concept. Some
people call international law a legalistic or moralistic approach to certain
international problems.
According to H. L. A. Hart, international law is still not good law because it
lacks two features that are important for the concept of the rule of law. Firstly, it
lacks the secondary system of change and adjudication with the province for
legislators and courts. Therefore, in order to provide for a legal system under
the Hartian concept, there has to be a secondary rule of change and
adjudication.
Secondly, it does not have a unifying role of recognition, and there is no clear
source of law. The source of law, in international law, even according to Article
38 of the ICC statute, is fairly unclear. Judicial pronouncements, customary
international laws and the writings of well-established orders can all become
part of the sources of international law. In comparison to any domestic legal
system, the criteria for identification of rules and source of law under the
domestic legal system is entirely different from the system that exists in
Law and Justice in the Globalising World
international law. According to Hart, nations do not obey international law, but
they do comply and conform with law; however, that is because of a moralistic
concern and not purely out of a legalistic concern.
TRANSNATIONAL LAW
Transnational law is constant with justice, but the nature of international law
and that of transnational law are extremely different.
With regard to transnational law, there are multiple internal actors and
multinational corporations or multinational standard-setting bodies involved.
There are a large number of private bodies that provide certification of a
product—for example, the ISO. ISO certification is a good verification of
product quality.
WHAT MAKES NATIONS COMPLY WITH INTERNATIONAL LAW?
Sanction is not the most important factor in making nations comply with
international law.
Another important element is transparency. The countries are obligated to
exchange information, provide transparency with respect to each of their
contacts and then report these facts to the concerned international
organizations. Most international organizations have a huge amount of data
and information. The participation of the international and non-governmental
organizations can also contribute to this discursive process where they also
participate. The non-state actors also participate in the decision-making
process.
MANAGERIAL PROCESS
Within the managerial process, there has to be a manager and a process. The
regime is the manager. The international treaty, the associated norms and the
international legal institution dealing with their particular regime could be the
manager. It could also be state actors, non-state actors, intergovernmental
organizations or a multiplicity of actors.
The manager or the regime will prepare documents, provide discussion papers
and conduct a series of discussions in order to inform the parties to save their
preferences. Once the party is engaged in a meaningful way in the discourse,
they can choose their options and frame their negotiating positions, and all
these processes contribute to a better understanding of the region, which
consequently leads to better compliance with the regime.
ITERATIVE PROCESS OF ENGAGEMENT
An iterative process is an interactive process, i.e., when nation-states meet. It
will be the country representative or the delegations of the country that meet on
Law and Justice in the Globalising World
a regular basis and share data about the situations and the parties. They will
also try to identify the situation that raised significant compliance questions.
DIAGNOSIS OR THE SOURCE OF THE BEHAVIOUR
The third important element is the diagnosis or the source of the apparent
behaviour. When it comes to international treaties, the framework of the treaty
or the regime is decided by the most influential of the powerful blocks.
For example, looking at the climate change convention, which was under the
framework of the United Nations convention on climate change and the
UNFCCC, a large number of companies grouped together to make decisions.
They took a decision to cut down carbon emissions and decided what should
be the nature of external carbon emissions and what should be the goal by
which the target has to be met. All these issues are subject to
negotiation. When countries negotiate over treaties, they must identify the
possible areas where misbehaviour can happen or non-compliance can
happen in the future.
In this kind of situation, it is required to identify the concerns that some of these
countries may face, provide an exit option for these countries and provide them
with an extended period of time to make compliance with the treaties. These
are all parcels of the iterative or the interactive process.
If a country has certain difficulty in making complaints with national treaty
obligations, then such matters are taken by the country before the committee.
For example, the World Trade Organization has the BOP committee. It gives a
certain amount of flexibility and latitude to the country to make complaints with
international obligations.
WHY DO COUNTRIES STILL DISOBEY INTERNATIONAL LAW?
Sometimes, the treaty norms are themselves unjust, and situations change
over a period of time. What is required in that kind of situation is to make an
amendment or a modification to the treaty.
For example, during 1999 and 2000, there was an HIV crisis in South Africa,
and the South African government decided that it could no longer meet the
obligations of the international agreements, such as the TRIPS Agreement in
that particular case, and it will not be possible to provide complete protection to
intellectual property rights in the context of the international agreements. Then,
they decided to come up with a particular waiver, which is called the 2003
TRIPS waiver, and an amendment was carried out. This amendment came into
force in 2017.
It is again part of the interactive process because a party to an international
agreement will have to convince other countries that they are no longer in the
position to comply with the terms of the agreement that they had signed a long
Law and Justice in the Globalising World
time ago and also since most of the agreements have got a long-time
operation.
NATURE OF DECISION-MAKING: DOMESTIC AND INTERNATIONAL
In a traditional legal order, there is a norm and a set of rules. The set of rules
are formulated by the sovereign, and the citizens are required to comply with it.
Under the managerial system, law and legal institutions have a different road
and a different mandate; rather than formulate the law or the norms, the
manager engages in the constitutive institutions within the legal regime to
undertake discussions, discourses, dialogues and interactions with the
constituent stakeholders.
In this article, Chayes is trying to argue that the regulatory treaty and the
regime that is embedded are not seen as a system of prohibited norms but as
institutions of management of an issue over time.
Therefore, in a closely disputed matter, when the government thinks that they
have got a strong point of view and that they have a strong legal argument, the
reputational laws may not be a significant factor in complying with the treaty
provisions. When the government comes in with this retrospective amendment,
it could be violative of some of the international agreements. This is because
they think that the amendment is a legitimate exercise of a sovereign function
or the legitimate amendment of a law to make the provisions extremely clear.
ARE ALL INTERNATIONAL TREATIES EQUAL?
It cannot be said that all international treaties are equal. Most of the
international treaties are unequal. When there are 184 countries signing an
international treaty, only some of the most powerful countries such as the Quad
countries, including the United States, the European Union, Canada or Japan,
or the powerful developing countries such as India and China may be taking
part.
The real agreement is concluded between only one or two or maybe a few
countries. They did not invite some of the poor countries. In reality, most of the
international agreements may not have that level of equality or egalitarianism,
and that is why there are power-based agreements.
LEGITIMACY AS A MANAGERIAL PROCESS
Law and Justice in the Globalising World
Thomas Frank also embraces that international law is more than a system of
rules. In the context of Frank’s article, fairness is decided by the process of
discourse, reasoning and negotiation, and if nations internally consider or
perceive a particular international rule to be a fair rule, then the chances or the
likelihood of that international norm being obeyed is much higher.
Thomas Frank applies the Rawlsian Theory of Justice to international law, but
one problem that he faces is that the concept of justice, which is constructed
behind the veil of ignorance, which was referred to as the original position,
cannot be used in the context of international law.
With regards to legitimacy, Thomas Frank again argues that legitimacy, and not
justice, should be the prime God of an international rule system. Legitimacy is
a belief in the right process than in substantive outcomes. Legitimacy is about
the process, and therefore, it has got a morality of its own. A legitimate process
is a fair process. A major criticism is that Thomas Frank had acknowledged or
‘privileged’ a barrel process value system, and he gave it the appearance of
legitimacy over the Rawlsian idea of justice.
TRANSNATIONAL PROCESS: AN ITERATIVE PROCESS
The transnational process is an iterative and interactive process where the
state and non-state actors engage in the process of debating, discussing and
complying with certain types of norms. All these kinds of interactions and
discussions can lead to the settling of norms, which may be applicable to a
given situation. Under the transnational process, the moving party, the party
that takes the initiative to enforce the norm, attempts not to acquire the other
party simply but to internalize the new interpretation of the norm. The purpose
behind this transnational process is to bind the party and to obey the
interpretation as part of an internal value set.
This kind of transnational legal process is normative because it creates a
norm, is constitutive and is an integrating and dynamic thing at the same time.
The transnational legal process is a slow and accretional process, and it will
also make sure that once a particular country or a group of people or
transnational actors are confirming a certain kind of internal values over a
period of time, then new norms are created, and that is why it is an accretion
process.
In every country and in every jurisdiction, there are hundreds and thousands of
legislations, but only a few legislations are complied with in an enlightenment
spirit. Talking about the concept of law as a system of rules, to create a system
of rules, there has to be secondary rules and rules of recognition. Most people
obey international law most of the time. The reason is coming from an
internalization process, an internalization of some of the norms that we think
will govern our lives, and this is happening even with respect to big and small
nations. Even big and powerful nations conformed to international law from the
internal sense of obligation.
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