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2008 Palomas PDF
2008 Palomas PDF
Contributed by Erik Trinkaus, November 7, 2008 (sent for review October 17, 2008)
Middle Paleolithic fossil human remains from the Sima de las Palomas pendix, Figs. 1 and 2). The main shaft is 18 m deep, opening
in southeastern Iberia (dated to <43,000 – 40,000 calendar years beneath overhanging rock at ⬇123 m a.s.l. (SI Appendix, Figs. 3
before present) present a suite of derived Neandertal and/or retained and 4). The shaft’s brecciated contents were largely emptied by
ancestral morphological features in the mandibular symphysis, man- 19th century miners, who left a sediment column down one side
dibular ramus, dental occlusal morphology, and distal hand phalanx. and scattered fossiliferous rubble on the hillside. Systematic
These traits are combined with variation in the mandibular corpus, collection of disturbed remains and excavation of the upper
discrete dental morphology, tooth root lengths, and anterior dental breccia deposits were begun by M.J.W. and the late J. Gibert
size that indicate a frequency difference with earlier Iberian and more after discovery of a crushed facial skeleton (Palomas 1) from the
northern European Neandertals. The Palomas Neandertals therefore uppermost breccia by J. C. Blanco in 1991 (14, 15). Fossil human
confirm the late presence of Neandertals associated with the Iberian remains have been collected from the mine rubble (1992–1999)
persistence of the Middle Paleolithic, but suggest microevolutionary and excavated in situ (1994–present) (SI Appendix, Table 1).
processes and/or population contact with contemporaneous modern A number of the in situ human remains come from above,
humans to the north. within, and slightly below a fusiform lens of dark-gray sediment
(burnt, according to X-ray diffraction and fluorescence analy-
dentition 兩 mandible 兩 Middle Paleolithic 兩 postcrania ses). It attained a maximum thickness of ⬇20 cm in the angle of
an L-shaped excavation area in the Upper Cutting, covering a
thin, oblong marble slab (⬇40 ⫻ 30 ⫻ 10 cm) between levels 2k
I t has become apparent that the transition from a Europe
populated by Neandertals to one occupied by early modern
humans during marine (oxygen) isotope stage (MIS) 3 consisted
and 2m. The lens petered out, both near the open shaft and
below the entrance where it covered part of the foot of a
of a westward spread of modern humans, variably absorbing at downward and inwardly steeply sloping (30°– 40°) éboulis or
least some local Neandertal populations (1, 2). However, the scree of marble blocks ⱕ50 kg. A more consistent and wide-
detailed aspects of this population process remain obscure as a spread lower layer of dark-gray sediment lies beneath level 2l,
result of the scarcity of well-dated late Neandertals and early fading away beside the open shaft (Fig. 1; SI Appendix, Figs. 5
modern humans, despite the recent direct dating of several and 6).
specimens from both samples (3–9). If we are to understand the Only human bones and teeth from sediments postdating the
paleobiogeography of this process, and hence the potential éboulis (from levels no deeper than 2l) are dealt with here.
patterns of interactions between these two morphologically Although these later sediments contain few large rocks and were
defined human groups, then it is essential to document the laid down horizontally, they often have a coarse texture implying
biology of both the earliest modern humans and the latest that they were washed from the hillside into the cave and down
Neandertals. the steep interior scree slope; the slope had developed neither an
It has been recognized for some time that the Middle Paleo- eroded surface nor a calcrete crust, in contrast to the thin calcite
lithic, generally presumed in Europe to have been the product of deposit on the hillside that eventually sealed off the éboulis.
Neandertals, persisted substantially longer in Iberia south of the These later sediments contained Middle Paleolithic artifacts,
Pyrenees (south of the ‘‘Ebro Frontier’’) than elsewhere in animal bones (some of which are burnt), and pollen indicative of
Europe, to ⬇34,000 (⬇34 ka) calendar years before present (cal mild climatic conditions (14, 16, 17). Because of carbonate
BP) (⬇30 ka radiocarbon years before present (14C BP)] (10; precipitation, the éboulis is in part cemented into irregular
supporting information (SI) Appendix, Fig. 1). Even though there brecciated conglomerate masses, in which there are Middle
are Iberian Neandertal remains that have been referred to this Paleolithic artifacts, faunal remains, and variably articulated and
age (11), their purported late age has been placed in doubt (12). crushed human remains. The human fossils include the Palomas
At present, the most recent, securely dated, diagnostic Nean- 92 and 96 partial skeletons, the Palomas 93 to 95 teeth, and the
dertal fossil from the region is the Oliveira 1 middle manual remains of at least 2 more individuals, including crania with
phalanx at ⬇43,500 cal BP (⬇39 ka 14C BP) (13), about the same mandibles.
age as the northern Spain El Sidrón remains (7). It is in this
context that we present a series of Neandertal remains from the Author contributions: M.J.W., J.G., and E.T. designed research; M.J.W., J.G., M.V.L., A.V.L.,
upper levels of the Sima de la Palomas in southeastern Spain. A.P.-P., J. Zapata, J.O., T.H., A.P., J.-L.S., J. Zilhão, and E.T. performed research; M.J.W.,
M.V.L., J. Zapata, J.O., T.H., A.P., J.-L.S., and E.T. analyzed data; and M.J.W., T.H., A.P., J.-L.S.,
Results
ANTHROPOLOGY
Chronological Age of the Palomas Human Remains. The age of the dark-gray sediment level in the northeastern corner of the Upper
human fossils of concern here is primary, because the issue is the Cutting was dated by using optically stimulated luminescence
morphology of the latest Neandertals in Europe. The Palomas (OSL) (SI Appendix, Section V). The sample provided an age
artifacts are all Middle Paleolithic, made on retouched flakes of estimate of 54,700 ⫾ 4,700 cal BP for these sediments. This
flint, quartz, rock crystal, and marble (14–16, 18). Given current determination increases confidence in the U-series dates for
reliable dates for Iberian Middle Paleolithic assemblages (10, stratigraphically similar specimens and hence in the age of the
19), this indicates an age of ⱖ34 ka cal BP (ⱖ30 ka 14C BP) for stratigraphically younger deposits dated by 14C.
the deposits. These dating assessments therefore combine to indicate an age
Collagen preservation is poor in the Palomas human remains, for the upper sediment fill ⬇40 ka cal BP but possibly slightly
and direct 14C dating of the human bones has not been possible. older (i.e., ⬇43 ka cal BP). The subsample of the Palomas human
However, a combination of dating techniques permits chrono- remains from this portion of the sediment includes 63 elements,
logical control of the Upper Cutting (see SI Appendix, Figs. 7 and 54 or 85.7% of which are isolated teeth or tooth fragments. They
8, for the stratigraphic positions of the samples). make these Palomas Neandertals the most recent, and largest,
A burnt faunal bone directly adhering to the Palomas 59 sample of southern Iberian late Neandertals currently known.
mandible in level 2f provided a date of 34,450 ⫾ 600 14C BP The other Neandertals close in age are the Initial Upper
(OxA-10666) [95% CI: 40,950–37,622 cal BP using the Cari- Paleolithic ones from Spy (9), and probably Saint-Césaire,
aco06 14C curve (20)]. A burnt lagomorph bone from the deeper Arcy-Renne, and Vindija G1 (22–24). These Palomas fossils are
level 2l provided a statistically identical age of 35,030 ⫾ 270 14C also approximately the same age as the earliest modern humans
BP (OxA-15423) (95% CI: 40,986–38,850 cal BP). Given the in Europe (4, 25), albeit at the other end of Europe. If the earliest
natures of the dating specimens and the moderately high C:N phases of the Aurignacian were indeed made by modern humans
atomic ratios for these samples (albeit an expected elevation (26, 27), then the Palomas remains should overlap in time with
given the burning), it is likely that these ages fall closer to the modern humans as close as the northern Pyrenees (10).
upper limits of the 95% confidence intervals for these dates (SI
Appendix, Section III). This interpretation of these dates from The Palomas Human Remains. The Palomas fossil human remains
the upper sediment fill is supported by the associated palynology therefore consist of 3 samples. There are the undated and
(17), which shows relatively temperate conditions, probably isolated remains discovered in the miners’ rubble. There are the
during GIS9 and therefore slightly before the onset of the partial face, partial skeletons, and isolated remains from the
severely cold Heinrich 4 oscillation ⬇40 ka cal BP (21). brecciated éboulis. And there are the 63 isolated remains from
To assess further the ages of these deposits and the strati- the excavated deposits at or above the levels dated to ⬇40–43 ka
graphically older éboulis deposits, U-series (LA-ICP-MS) dates cal BP.
were obtained from 3 bones (SI Appendix, Section IV). A date The diagnostic remains from the first 2 samples can all be
of 43,800 ⫾ 750 cal BP (APSLP4) is from a faunal specimen from attributed to Late Pleistocene Neandertals. For the remains out
level 2i; it is slightly earlier than the likely 14C calibrated ranges of context, the relevant aspects include supraorbital torus pres-
from levels 2f and 2l. Two much older and statistically similar ence (Palomas 11, 12, and 62), retreating mandibular symphyses
U-series dates come from the stratigraphically deeper, steeply and lateral corpus thickness (Palomas 6 and 23), incisor and
sloping éboulis: one on a Palomas 96 metacarpal from level 2e molar occlusal morphology and incisor root length (Palomas 24
of 54,000 ⫾ 3,850 cal BP (APSLP1) and the other on a faunal and 50), manual middle phalanx breadth (Palomas 65), and
bone from level 2l of 51,000 ⫾ 1,250 cal BP (APSLP6). These femoral diaphyseal shape (Palomas 52). For the brecciated
U-series estimates presume that the samples were closed sys- remains, the isolated teeth appear undiagnostic, and Palomas 96
tems, which cannot be verified. They should therefore be re- and the other associated skeletons are still largely in breccia. Yet,
garded only as corroborating the 14C and paleoclimatological the Palomas 1 mandible has a retreating symphysis, a retromolar
assessments of the age of the upper sediment fill and the earlier space, a prominent coronoid process, and an asymmetrical
age of the éboulis level, including some mixed material in the mandibular notch. The Palomas 92 partial skeleton aligns with
burnt dark-gray sediment horizon. the Neandertals in distal humeral, proximal ulnar and femoral
In addition, a sediment sample (X2509) from the top of level diaphyseal morphology, as well as inferred body proportions.
2k directly overlying the marble slab and hence below the Although many of the isolated remains from Palomas are
Walker et al. PNAS 兩 December 30, 2008 兩 vol. 105 兩 no. 52 兩 20633
Fig. 5. Lingual views of Palomas (SP) maxillary central incisors (I1s) (SP 34, 79
and 90) and maxillary canines (C1s) (SP 35 and 74). Scale in millimeters.
Fig. 7. Occlusal views of Palomas (SP) molars. SP 36, maxillary M2; SP 59,
not all Neandertals exhibit all of them (32). However, these are mandibular M1 and M2; SP 80, mandibular M2; SP 29, mandibular M2; SP 84,
all traits that occur in high frequencies among the Neandertals, mandibular M1. Scale in millimeters.
and Neandertals in particular have high frequencies, compared
with other Pleistocene samples, of these traits occurring in
combination. Of these Palomas teeth, only the I1s and the M2 phalanx. It has a broad, rounded apical tuberosity lacking ungual
exhibit the full suite of features increasingly considered charac- spines (Fig. 8), an archaic Homo configuration (36, 37). Nean-
teristic of the Neandertals. dertal distal phalangeal breadths are significantly absolutely
Root lengths, especially of anterior teeth, have been shown to broader than those of almost all early modern humans (Fig. 8;
largely differentiate Neandertals and Upper Paleolithic humans Kruskal–Wallis P ⫽ 0.00003) (SI Appendix, Table 7), and most
(33); additional data (SI Appendix, Table 5) indicate a significant of them are broader relative to phalangeal length despite the
comparative sample difference in root lengths for all but the I2. relatively longer distal phalanges of the Neandertals (38). The
Of the 13 Palomas anterior teeth providing root lengths, 4 are distal breadth of the Palomas 28 phalanx (9.7 mm) falls abso-
below the Neandertal ranges, 4 are ⬎2 from the Neandertal lutely and relatively among those archaic humans (Fig. 8 and SI
means, and 77% are below the Neandertal means. Appendix, Table 7).
The Palomas 59 M1 exhibits supraradicular taurodontism, and
the M2 has pronounced radicular endotaurodontism, the latter Discussion
especially being characteristic of the Neandertals (34). Yet, the Neandertal Affinities. These considerations of the in situ human
Palomas 29 M2 lacks any pulp chamber expansion. remains from the upper levels of the Sima de las Palomas
Neandertals and early modern humans have similar postca- confirm that they are best seen as late southwestern European
nine dental dimensions (35), but the former have greater I1 and Neandertals. There is a suite of features, including mandibular
I2 labiolingual crown diameters (Kruskal–Wallis P ⬍ 10⫺6 for symphyseal configuration, ramal shape, dental occlusal mor-
each) but contrast less in C1 breadths (Kruskal–Wallis P ⫽ 0.025) phology, and manual distal phalanx shape, that places them with
(SI Appendix, Table 6). One of the in situ Palomas I1s (Palomas archaic Homo and separate from early modern humans. More-
21) and 3 of the 5 C1s (Palomas 26, 54, 59) are below the over, the I1s and the P4s, M2, M1s and M2s exhibit apparently
Neandertal range, and the remainder of the Palomas anterior derived Neandertal occlusal traits or combinations of traits.
mandibular teeth are at or below the Neandertal means [2-tailed Other retained plesiomorphous aspects lost among early modern
Wilcoxon P ⫽ 0.047 (I1), 0.312 (I2), 0.013 (C1)]. humans or autapomorphous traits of the Neandertals (28) are
not preserved or evident only on undated or older Palomas
The Postcrania. In the postcrania, despite multiple elements (SI
fossils. These considerations should nonetheless be sufficient to
Appendix, Table 1), only 1 diagnostic bone is stratigraphically
secure in the more recent deposits, the Palomas 28 distal hand
Fig. 8. Bivariate plot of distal phalangeal breadth versus articular length for
Palomas 28 and Late Pleistocene samples. Symbols as in Fig. 2. Given uncer-
tainties in digit assignment for isolated ray 2– 4 distal phalanges, values are
Fig. 6. Occlusal views of Palomas (SP) mandibular second premolars (P4s). averaged for those individual preserving multiple distal phalanges to provide
Scale in millimeters. an individual value.
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