CHAPTER 1 Summary Doc Arias Book Beginning Theory
CHAPTER 1 Summary Doc Arias Book Beginning Theory
Liberal humanism can be defined as a philosophical and literary movement in which man and his
capabilities are the central concern. It can also be defined as a system of historically changing views that
recognizes the value of the human being as an individual and his right to liberty and happiness.
Liberal humanism has its roots at the beginning of English studies in the early 1800's and became fully
articulated between 1930 and 1950. It was attacked by theories such as Marxism and Feminism
beginning in the 1960's. In 1840, F.D. Maurice argued that the study of English literature connects
readers to what is "fixed and enduring" in their own national identity. Liberal humanism inspired a
scientific, rational world view that placed the knowing individual at the center of history, and viewed that
history as the progress of Western thought. It served as the catalyst for the modern world's reliance on
individualism and belief in a common human nature, scientific rationality, and the search for truth as
universal knowledge and certainty in the world. The study of Liberal Humanism finds meaning within the
text itself, without elaborate processes of placing it in contexts. It detaches itself from its context and age;
in isolation without any prior knowledge, prejudice or ideological ideas about the text.
There are some aspects to liberal humanism that have been made into what is called the 'ten tenets'.
They are invisible guidelines literary critics use when reading a text. It is said that " they can only be
brought to the surface by a conscious effort of will." (Peter Barry).
2. All thinking affected and largely determined by ideological commitments—no mode of inquiry is
disinterested, not even one's own (Barry notes that this premise introduces risk of relativism that may
undercut one's argument).
3. Language conditions and limits what we see and all reality is a linguistic/textual construct
4. All texts are webs of contradiction with no final court of appeals to render judgment
5. Distrust of grand, totalizing theories/notions, including notion of "great books" that are somehow
identifiably great regardless of a particular sociopolitical context; likewise, concept of a "human nature"
that transcends race, gender , class is untenable, and can be shown to have the effect of marginalizing
other categories of identification/affiliation when some general "human nature" is invoked, appealed to.
Humanism is a philosophical and literary movement which has human being as its
central concern. It also holds a general belief that human nature is something fixed and
constant. Now, Liberal Humanism is a term which falls within the domain of literary
criticism. During the 1970s, the hour of literary theory, as it was known, Liberal
Humanism was a term applied to theory that came before ‘theory’. The word ‘Liberal’
defines something it is not, that is not ‘radically political’ and thus evasive on political
commitment, on how it is aligned. Humanism in this context also means something
similar, that is something not-Marxist, not-Feminist or not-Theoretical. Liberal
Humanists also believe in the fixedness and constancy of human nature as expressed in
great literature. There is an implication by an influential school that if you are not a
Marxist-critic or a Structuralist or a Feminist critic for that matter, then you are a Liberal
Humanist by default even if you recognise this or not.
Survey of Criticism before theory:
Aristotle’s Poetics was the first literary theory. In this work, Aristotle “offers famous
definitions of tragedy, insists that literature is about character, and that character is
revealed through action, and he tries to identify the required stages in the progress of a
plot.” Around 1580, Sir Philip Sidney wrote his groundbreaking “Apology for Poetry.” In
this work, he made the radical claim that literature was different from other forms of
writing in that it “has as its primary aim the giving of pleasure to the reader, and any
moral or didactic element is necessarily either subordinate to that, or at least, unlikely
to succeed without it.”
Samuel Johnson was another important figure in the history of critical theory. Johnson’s
in depth commentary on Shakespeare was the first time one had given “intensive
scrutiny” to a non-sacred text. The Romantic poets Wordsworth, Coleridge, Keats, and
Shelley all engaged in a great detail of literary criticism. Notable Victorian literary critics
include George Eliot, Matthew Arnold, and Henry James.
The three major literary critics in the first part of the twentieth century were I.A.
Richards and F.R. Leavis (both of whom were from Cambridge) and T.S. Eliot. In his
Practical Criticism (published in 1929), Richards claimed that readers should focus on a
text’s actual words and not its historical context. One of Leavis’ major contributions was
to claim that literature should be moral, that it should strive to instil its readers with
values.
T.S. Eliot made three major contributions. First, he claimed that a “dissociation of
sensibility” (that is, a radical separation of thought from feeling) “occurred in the
seventeenth century.” Second, he advocated the idea of impersonality, which claims
that one should view poetry, “not as a pouring out of personal emotion and personal
experience, but as a transcending of the individual by a sense of tradition which spoke
through, and is transmitted by, the individual poet.” Third, he advocated the objective
correlative, which claims that “the best way of expressing an emotion in art is to find
some vehicle for it in gesture, action, or concrete symbolism, rather than approaching it
directly or descriptively.” In other words, the artist should try to show and not tell
emotions.
There are two “tracks” in the “development of English criticism.” The “practical
criticism” track (which “leads through Samuel Johnson and Matthew Arnold to T.S. Eliot
and F.R. Leavis”) focuses on “the close analysis of the work of particular writers, and
gives us our familiar tradition of ‘close reading.’” “The other track is very much ‘ideas-
led’ rather than ‘text-led’: it tends to tackle big general issues concerned with literature
—How are literary works structured? How do they affect readers or audiences? What is
the nature of literary language? How does literature relate to the contemporary and to
matters of politics and gender? What can be said of literature form a philosophical point
of view?” This second track is interested with many of the same issues that literary
critics have been since the 1960s. Liberal humanism is the type of criticism that “held
sway” before “theory” emerged in the 1960s. Barry describes ten tenets of liberal
humanism.
Ten tenets of liberal humanism:
First, good literature transcends the culture in which it was written; it speaks to people
throughout all ages.
Second, a text “contains its own meaning within itself. It doesn’t require any elaborate
process of placing it within a context, whether this be” socio-political, literary-historical,
or autobiographical.
Third, one should strive to approach a text with an open mind, “without priori
ideological assumptions, or political pre-conditions.”
Fourth, “Human nature is essentially unchanging.” Therefore, “continuity in literature is
more important and significant than innovation.”
Fifth, every person has a unique “essence,” which transcends his “environmental
influences.” Though one can “change and develop” this essence (“as do characters in
novels”), “it can’t be transformed—hence our uneasiness with those scenes (quite
common, for instance, in Dickens) which involve a ‘change of heart’ in a character, so
that the whole personality is shifted into a new dimension by force of circumstance—the
miser is transformed and changes his ways, or the good man or woman is corrupted by
wealth.”
Sixth, “The purpose of literature is essentially the enhancement of life and the
propagation of human values,” but not in a preachy, propaganda-like way.
Seventh, “Form and content in literature must be fused in an organic way, so that the
one grows inevitably from the other. Literary form should not be like a decoration which
is applied externally to a completed structure.”
Eighth, writers should be sincere and honest. For example, he should avoid clichés, or
“over-inflated forms of expression.” In so doing, the writer “can transcend the sense of
distance between language and material, and can make the language seem to ‘enact’
what it depicts, thus apparently abolishing the necessary distance between words and
things.”
Ninth, “What is valued in literature is the ‘silent’ showing and demonstrating of
something, rather than the explaining, or saying, of it.” According to this view, “words
should mime, or demonstrate, or act out, or sound out what they signify, rather than
just representing it in an abstract way. This idea is state with special fervency in the
work of F.R. Leavis.”
Tenth, the “job of criticism is to interpret the text, to mediate between it and the
reader. A theoretical account of the nature of reading, or of literature in general, isn’t
useful in criticism.”
In the 1960s, scholars began to rejection liberal humanism in favor of “critical theory.”
In the Sixties, Marxist criticism, psychoanalytic criticism, linguistic criticism, and feminist
criticism all emerged. The Seventies saw the rise of structuralism and post-
structuralism. In the Eighties, “history, politics, and context were reinstated at the
centre of the literary-critical agenda.” New historicism and cultural materialism, both of
these take what might be called a ‘holistic’ approach to literature, aiming to integrate
literary and historical study while at the same time maintaining some of the insights of
the Structuralists and Post-Structuralists of the previous decade.”
The major movements that arose in the Nineties were postcolonialism and
postmodernism Barry describes five “recurrent ideas in critical theory.”
First, theory is anti-essentialist. “Many of the notions which we would usually regard as
the basic ‘givens’ of our existence (including our gender identity, our individual
selfhood, and the notion of literature itself) are actually fluid and unstable things, rather
than fixed and reliable essences.” These notions are socially constructed, “that is,
dependent on social and political forces and on shifting ways of seeing and thinking.”
“There is no such thing as a fixed and reliable truth (except for the statement that this
is so, presumable).”
Second, theory claims that all interpreters are biased: “all investigators have a thumb
on one side or other of the scales. Every practical procedure…presupposes a theoretical
perspective of some kind.”
Third, theory claims that language doesn’t merely “record reality;” rather, “it shapes
and creates it, so that the whole of our universe is textual. Further…meaning is jointly
constructed by reader and writer. It isn’t just ‘there’ and waiting before we get to the
text but requires the reader’s contribution to bring it into being.”
Fourth, “The meanings within a literary work are never fixed and reliable, but always
shifting, multi-faceted and ambiguous. In literature, as in all writing, there is never the
possibility of establishing fixed and definitive meanings: rather, it is characteristic of
language to generate infinite webs of meaning, so that all texts are necessarily self-
contradictory, as the process of deconstruction will reveal.”
Fifth, the idea of “human nature” is rejected, “since it is usually in practice Eurocentric
(that is, based on white European norms) and andocentric (that is, based on masculine
norms and attitudes. Thus, the appeal to the idea of a generalised, supposedly
inclusive, human nature is likely in practice to marginalise, or denigrate, or even deny
the humanity of women, or disadvantaged groups.”
The above material is retrieved and edited for the purpose of study
Introduction
The key ideas of liberal humanism are presented in the form of a list
that many traditional critics would approve of. Barry argues that the
list elucidates “the values and beliefs that formed the subject’s half-
hidden curriculum”.
The first tenet says that good literature is inherently ‘timeless’. The
clear implication here is that any form of literature should be relevant
at any time it is read. The idea is that time limits the scope of
literature, so something that ‘transcends the limitations and
peculiarities of the age’ would have to be a show of innate human
characteristics that remain constant. This tenet automatically
removes literature from the bounds of historical, political, social and
personal contexts – which is precisely what the second tenet asserts.
The fourth and fifth tenet elaborate on the preceding ideas. The
former embraces the ‘unchanging’ nature of human characteristics,
and the latter denounces the transformation of characters. An
essential similarity amongst all five of these beliefs is that they
strongly dissociate literature with societal forces. Good literature (just
like an individual) “is antecedent to, or transcends, the forces of
society [and] experience”.
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The sixth tenet says that literature must be influential but not
‘programmatic’. The key implication here is that while literature must
contain an idea (often referred to as a theme), it must not be explicitly
stated because then it will ‘tend towards propaganda’. Barry argues
that it is human nature to be wary of blatant attempts to influence
views, so writers should strike a balance between ideas (that they
want to propagate) and the techniques they use to convey the ideas.
The ninth tenet uses the preceding idea and links it with the sixth
tenet. Any text that is ‘sincere’ in nature will inherently be implicit
because it will have poetic devices that cloak the writer’s message. It
follows that “what is valued in literature is the silent showing … rather
than the explaining, or saying, of it.”.
Conclusion
William Empson was a pupil of Richards and presented his tutor with
the manuscript the book, Seven Types of Ambiguity. Empson
identified seven different types of verbal difficulty in poetry and gave
examples of them, with worked analyses. Not everybody like this ultra-
close form of reading. T. S. Eliot called it the lemon-squeezer school of
criticism.
2. Language is constitutive.