Exam IQA 2015 Rev.01
Exam IQA 2015 Rev.01
IQA 2015
Paper 1
(ISO 9001: 2015 Internal Auditor Training)
Delegate Name:
Organization Name:
Course Date: Venue:
For office use
Section No. Marks allotted Minimum Pass Marks obtained
marks
1 15 6
2 25 10
3 10 4
Total 50 35
Pass/Fail:
Tutor Name:
Tutor Signature:
This examination paper is in three sections. All questions are to be attempted. The
time allowed is 60 minutes. There is no additional time allowance for reading the
questions. There is a maximum of 50 marks available. The minimum passing marks
is 35.
Your answers must be on the sheets supplied. Additional sheets will not be
accepted.
Access to ISO 9001:2015 standard copy, delegate notes and other notes taken
during the training is allowed, but access to other reference material is not
permitted.
Question 1, comprises questions which require you to place a circle around the
letter (a, b, c, d or e) to indicate which one you judge to be the correct answer
Question 2, comprises questions which require you to mention True or False against
each statement.
Question 3, comprises questions to indicate the relevant clause from ISO
9001:2015.
a. Objective evidence
b. Audit evidence
c. Audit finding
d. Audit
e. None of the above
1.3 Which of the following standard sets out the guidelines for auditing
Management System
a. ISO 9002
b. ISO 9001
c. ISO 19011
d. ISO 9004
e. ISO 9000
a. Quality Assurance
b. Quality Management System
c. Process Control
d. Procedure
e. None of the above
1.5 The “Effect of uncertainty” means
a. Risk
b. Non-conformity
c. Process
d. Opportunity
e. None of the above
2. Given below are 5 questions / statements. You are required to state
whether the statement is “TRUE” Or “FALSE” in the space provided.
7.1.3
CLAUSE NO.______________
Technological issues
___________________________________________________________________
Competitive issues
___________________________________________________________________
Social issues
___________________________________________________________________
___________________________________________________________________
Cultural issues
___________________________________________________________________
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___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
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___________________________________________________________________
4. When asked why Finished Goods were being stored outside the warehouse,
the supervisor responds that the warehouse is full, as truck operators are
observing indefinite ‘go slow’ to protest against police harassment in the
city. Mention 5 further audit trails you want to follow as an internal
auditor.
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
QMSIA 2015 Rev.1d (12/2015) Page 7 of 10
5. Mention 5 questions that you would ask to the Head of the HR Department
during an internal audit? HR department also deals with training, contractor
management and security.
Mention the relevant clause no. against each question.
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
___________________________________________________________________
Check: Have you mentioned the clause numbers?
3.1 An incident that occurs during an internal audit of XYZ Ltd is described. It
contains a situation for which a nonconformity report may be required. Examine
the incident carefully then take the following actions:
INCIDENT: No. 1
………………………………… ……………………………
Category MAJOR* MINOR* *circle the correct one
Nonconformity:
Auditor
OR
b)
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
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QMSIA 2015 Rev.1d (12/2015) Page 10 of 10