‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 1‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻣﺸﺨﺼﺎﺕ ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺻﺎﺩﺭﻩ ﺍﺯ ‪:‬‬ ‫ﺍﮐﺮﻡ‬ ‫ﻧﺎﻡ‪:‬‬

‫‪69433‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬

‫ﺍﻟﻒ‪-56-506084‬‬ ‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺣﺒﯿﺐ ﺍﻟﻠﻪ‬ ‫ﻧﺎﻡ ﭘﺪﺭ‪:‬‬

‫‪1345/02/29‬‬ ‫ﺗﺎﺭﯾﺦ ﺗﻮﻟﺪ ‪:‬‬ ‫ﺯﻥ‬ ‫ﺟﻨﺴﯿﺖ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻣﺸﺘﺮﯼ‬
‫ﺗﺤﺼﯿﻼﺕ‪:‬‬ ‫‪0033013721‬‬ ‫ﮐﺪﻣﻠﯽ‪:‬‬

‫ﻉ‌ﺙ‌ﺱ‪72983‬‬ ‫ﮐﺪﺑﻮﺭﺳﯽ ‪:‬‬ ‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ‪:‬‬

‫ﺗﻬﺮﺍﻥ ﺗﻬﺮﺍﻥ ﺳﻬﺮﻭﺭﺩﯼ ﻓﯿﺮﻭﺯﻩ ﭘﻼﮎ ‪31‬‬ ‫ﺁﺩﺭﺱ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ﻣﺤﻞ ﺳﮑﻮﻧﺖ‪:‬‬ ‫‪1553956118‬‬ ‫ﮐﺪﭘﺴﺘﯽ‪:‬‬

‫ﺷﻤﺎﺭﻩ ﺗﻤﺎﺱ‪:‬‬ ‫‪989124354186‬‬ ‫ﺗﻠﻔﻦ ﻫﻤﺮﺍﻩ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ‪:‬‬ ‫‪1209890472091‬‬ ‫ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ‪: 1‬‬

‫‪IR140640012098900047209001‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﺒﺎ ‪:‬‬ ‫ﮐﻮﺗﺎﻩ ﻣﺪﺕ‬ ‫ﻧﻮﻉ ﺣﺴﺎﺏ ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﺣﺴﺎﺏ ﺑﺎﻧﮑﯽ‬

‫‪ 120‬ﺁﭘﺎﺩﺍﻧﺎ‬ ‫ﮐﺪ ﻭ ﻧﺎﻡ ﺷﻌﺒﻪ ‪:‬‬ ‫ﺑﺎﻧﮏ ﮔﺮﺩﺷﮕﺮﯼ‬ ‫ﻧﺎﻡ ﺑﺎﻧﮏ ‪:‬‬

‫ﺷﻬﺮ ‪:‬‬ ‫ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ‪: 2‬‬

‫ﺷﻤﺎﺭﻩ ﺷﺒﺎ ‪:‬‬ ‫ﺗﻮﻉ ﺣﺴﺎﺏ ‪:‬‬

‫ﮐﺪ ﻭ ﻧﺎﻡ ﺷﻌﺒﻪ ‪:‬‬ ‫ﻧﺎﻡ ﺑﺎﻧﮏ ‪:‬‬

‫ﻣﺘﻮﺳﻂ‬ ‫* ﻣﯿﺰﺍﻥ ﺁﺷﻨﺎﯾﯽ ﺑﺎ ﺑﻮﺭﺱ ﻭ ﻣﻔﺎﻫﯿﻢ ﻣﺎﻟﯽ ‪:‬‬

‫‪0‬‬ ‫ﺍﺭﺯﺵ ﺭﻭﺯ ﺩﺍﺭﺍﯾﯿﻬﺎﯼ ﺗﺤﺖ ﻣﺎﻟﮑﯿﺖ ﺷﻤﺎ ﺗﻘﺮﯾﺒﺎ ﭼﻘﺪﺭ ﺍﺳﺖ ؟‬

‫ﻣﺘﻮﺳﻂ ﺩﺭ ﺁﻣﺪ ﻣﺎﻫﯿﺎﻧﻪ ﺷﻤﺎ ﺍﺯ ﻣﺸﺎﻏﻞ ﻭ ﻣﻨﺎﺑﻊ ﻣﺨﺘﻠﻒ ﺩﺭ ﺣﺎﻝ ﺣﺎﺿﺮ ﭼﻘﺪﺭ ﺍﺳﺖ؟‬
‫ﺣﺪﻭﺩ ﺍﺭﺯﺵ ﻣﻌﺎﻣﻼﺕ ﺷﻤﺎ ﻃﯽ ﯾﮏ ﺳﺎﻝ ﺍﺧﯿﺮ ﺩﺭ ﺟﺪﻭﻝ ﺯﯾﺮ ﺩﺭﺝ ﺷﻮﺩ‪:‬‬

‫ﺑﻮﺭﺱ ﻫﺎﯼ ﺧﺎﺭﺝ ﺍﺯ ﮐﺸﻮﺭ‬ ‫ﺑﻮﺭﺱ ﻫﺎﯼ ﮐﺎﻻﯾﯽ‬ ‫ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﻓﺮﺍﺑﻮﺭﺱ‬
‫)ﺩﻻﺭ ﺁﻣﺮﯾﮑﺎ(‬ ‫)ﻣﯿﻠﯿﻮﻥ ﺭﯾﺎﻝ(‬ ‫)ﻣﯿﻠﯿﻮﻥ ﺭﯾﺎﻝ(‬
‫ﺍﻃﻼﻋﺎﺕ ﺗﮑﻤﯿﻠﯽ‬

‫ﻧﺎﻡ ﺷﺮﮐﺖ ‪/‬ﺷﺮﮐﺖ ﻫﺎﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺩﺭ ﺍﯾﺮﺍﻥ ﮐﻪ ﺷﻤﺎ ﺍﺯ ﻃﺮﯾﻖ ﺁﻥ ﻣﺒﺎﺩﺭﺕ ﺑﻪ ﻣﻌﺎﻣﻠﻪ ﻧﻤﻮﺩﻩ ﺍﯾﺪ ‪،‬ﺫﮐﺮ ﻧﻤﺎﯾﺪ‪ :‬؟‬

‫ﮐﻤﺘﺮ ﺍﺯ ‪ 500‬ﻣﯿﻠﯿﻮﻥ ﺭﯾﺎﻝ‬ ‫ﭘﯿﺶ ﺑﯿﻨﯽ ﻣﯽ ﮐﻨﯿﺪ ﺳﻄﺢ ﻣﻌﺎﻣﻼﺕ ﺷﻤﺎ ﺩﺭ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ ﻃﯽ ﯾﮏ ﺳﺎﻝ ﭼﻪ ﻣﺒﻠﻐﯽ ﺑﺎﺷﺪ ؟‬

‫‪asalimibeni‬‬ ‫ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﺑﺎﺷﮕﺎﻩ ﻣﺸﺘﺮﯾﺎﻥ ‪:‬‬

‫‪106946‬‬ ‫ﺷﻨﺎﺳﻪ ﻋﻀﻮﯾﺖ ‪:‬‬ ‫‪1398/11/06‬‬ ‫ﺗﺎﺭﯾﺦ ﻋﻀﻮﯾﺖ ﺩﺭ ﺑﺎﺷﮕﺎﻩ ‪:‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬
 ‫ﮐﺪ ﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﻣﺸﺘﺮﯼ )ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﻗﺒﻼ ﮐﺪ ﺍﺧﺬ ﺷﺪﻩ ﺑﺎﺷﺪ ‪):‬‬

‫ﺍﻃﻼﻋﺎﺕ ﺗﮑﻤﯿﻠﯽ‬
‫ﻧﺎﻡ ﺑﻮﺭﺱ‪/‬ﺑﺎﺯﺍﺭ ﺧﺎﺭﺝ ﺍﺯ ﺑﻮﺭﺱ‬

‫ﮐﺪ ﻣﻌﺎﻣﻼﺗﯽ‬

‫ﺻﺎﺩﺭﻩ ﺍﺯ‪:‬‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬ ‫ﻧﺎﻡ‪:‬‬

‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ‪:‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﻧﺎﻡ ﭘﺪﺭ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻭﮐﯿﻞ ﻣﺸﺘﺮﯼ‬

‫ﺁﺩﺭﺱ‪:‬‬ ‫ﮐﺪﻣﻠﯽ‪:‬‬

‫ﺍﻣﻀﺎﺀ ﻭ ﺍﺛﺮ ﺍﻧﮕﺸﺖ ﻭﮐﯿﻞ ‪:‬‬

‫ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﻭ ﻣﻄﻠﻊ ﻣﯽ ﮔﺮﺩﺩ‪:‬‬

‫ﺿﻤﻦ ﺭﻋﺎﯾﺖ ﺩﻗﯿﻖ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﭘﻮﻟﺸﻮﯾﯽ‪ ،‬ﺍﻃﻼﻋﺎﺕ ﻣﻮﺭﺩ ﺩﺭﺧﻮﺍﺳﺖ ﮐﺎﺭﮔﺰﺍﺭ ﺩﺭ ﻣﻮﺿﻮﻉ ﻣﺒﺎﺭﺯﻩ ﺑﺎ ﭘﻮﻟﺸﻮﯾﯽ ﺭﺍ ﻣﻄﺎﺑﻖ ﻣﻘﺮﺭﺍﺕ ﺍﺭﺍﺋﻪ ﻧﻤﺎﯾﺪ‪ .‬ﺍﺟﺎﺯﻩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺷﺨﺎﺹ ﺩﯾﮕﺮ ﺍﺯ ﮐﺪ ﻣﻌﺎﻣﻼﺗﯽ )ﺧﺪﻣﺎﺕ ﭘﺎﯾﻪ‬
‫ﺩﺭﯾﺎﻓﺘﯽ ( ﺭﺍ ﻧﺪﻫﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺍﻃﻼﻉ‪ ،‬ﻣﻮﺿﻮﻉ ﺭﺍ ﺑﻼﻓﺎﺻﻠﻪ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻃﻼﻉ ﺩﻫﺪ‪.‬‬

‫ﻫﺮﮔﻮﻧﻪ ﺗﻐﯿﯿﺮ ﺩﺭ ﺍﻃﻼﻋﺎﺕ ﺍﺭﺍﺋﻪ ﺷﺪﻩ ﺭﺍ ﺑﺎ ﻣﺴﺘﻨﺪﺍﺕ ﻣﺮﺑﻮﻁ ﺩﺭ ﺍﺳﺮﻉ ﻭﻗﺖ ﺑﻪ ﺍﻃﻼﻉ ﮐﺎﺭﮔﺰﺍﺭ ﺑﺮﺳﺎﻧﺪ‪.‬‬
‫ﻣﺪﯾﺮﺍﻥ ﻭ ﺻﺎﺣﺒﺎﻥ ﺣﺴﺎﺏ ﺍﻣﻀﺎﯼ ﻣﺠﺎﺯ ﻣﺸﺘﺮﯼ‪/‬ﻧﻤﺎﯾﻨﺪﻩ ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﺍﻗﺮﺍﺭ ﺑﻪ ﺍﯾﻦ ﮐﻪ ﺁﺧﺮﯾﻦ ﺍﻃﻼﻋﺎﺕ ﻭ ﻣﺪﺍﺭﮎ ﻣﺮﺑﻮﻁ ﺑﻪ ﻣﺸﺘﺮﯼ‪/‬ﻧﻤﺎﯾﻨﺪﻩ ﻣﺸﺘﺮﯼ ﺭﺍ ﻃﯽ ﺍﯾﻦ ﻓﺮﻡ ﺍﺭﺍﺋﻪ ﻧﻤﻮﺩﻩ ﺍﻧﺪ‪ ،‬ﻣﺘﻌﻬﺪ ﻣﯽ ﮔﺮﺩﻧﺪ ﻫﺮﮔﻮﻧﻪ‬
‫ﺗﻐﯿﯿﺮ ﺩﺭ ﺍﻃﻼﻋﺎﺕ ﺍﺭﺍﺋﻪ ﺷﺪﻩ ﺭﺍ ﺑﻼﻓﺎﺻﻠﻪ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻃﻼﻉ ﺩﻫﻨﺪ‪.‬‬
‫ﺍﺯ ﭘﺮﺩﺍﺧﺖ ﻫﺮﮔﻮﻧﻪ ﻭﺟﻪ ﻧﻘﺪ ﻭ ﯾﺎ ﭼﮏ ﺑﺎﺑﺖ ﺗﺴﻮﯾﻪ ﺑﺪﻫﯽ ﻭ ﯾﺎ ﺧﺮﯾﺪ ﺳﻬﻢ ﺑﻪ ﭘﺮﺳﻨﻞ ﻭ ﻧﻤﺎﯾﻨﺪﮔﺎﻥ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺧﻮﺩﺩﺍﺭﯼ ﻧﻤﺎﯾﻨﺪ‪.‬‬
‫ﭘﺲ ﺍﺯ ﻭﺍﺭﯾﺰ ﻭﺟﻪ ﺍﺯ ﻃﺮﯾﻖ ﺩﺳﺘﮕﺎﻫﻬﺎﯼ ﮐﺎﺭﺗﺨﻮﺍﻥ )ﭘﻮﺯ( ﺩﺭ ﺷﻌﺐ ﺿﻤﻦ ﺩﺭﯾﺎﻓﺖ ﺭﺳﯿﺪ ﺍﺯ ﭘﺮﺳﻨﻞ‪ ،‬ﺍﺯ ﺛﺒﺖ ﻣﺒﻠﻎ ﭘﺮﺩﺍﺧﺘﯽ ﺩﺭ ﺣﺴﺎﺏ ﮐﺎﺭﺑﺮﯼ ﺧﻮﺩ ﺑﺎ ﺍﺧﺬ ﭘﺮﯾﻨﺖ ﺩﻓﺘﺮ ﺣﺴﺎﺏ ﺍﻃﻤﯿﻨﺎﻥ ﺣﺎﺻﻞ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﺩﺭ ﺻﻮﺭﺕ ﺍﺑﻄﺎﻝ ﻣﻌﺎﻣﻼﺕ ﺑﻪ ﻫﺮ ﺩﻟﯿﻞ ﻭ ﻭﺍﺭﯾﺰ ﻭﺟﻪ ﻣﻌﺎﻣﻠﻪ ﺍﺑﻄﺎﻝ ﺷﺪﻩ ﺍﺯ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺑﻪ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ‪ ،‬ﻣﺸﺘﺮﯼ ﻣﻠﺰﻡ ﺑﻪ ﻋﻮﺩﺕ ﻭﺟﻪ ﺣﺎﺻﻞ ﺍﺯ ﻓﺮﻭﺵ ﺁﻥ ﻣﻌﺎﻣﻠﻪ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪ ،‬ﺩﺭ ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﻣﺠﺎﺯ ﺑﻪ‬
‫ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﯿﺰﺍﻥ ﺑﺪﻫﯽ ﻭﯼ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﭼﻨﺎﻧﭽﻪ ﺑﻪ ﻫﺮ ﻧﺤﻮ ﺩﺭ ﺍﺯﺍﯼ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﯾﺎ ﺳﺎﯾﺮ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺑﺪﻫﮑﺎﺭ ﺷﻮﺩ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﺟﺎﺯﻩ ﻭ ﺍﺧﺘﯿﺎﺭ ﺧﻮﺍﻫﺪ ﺩﺍﺷﺖ ﺭﺃﺳﺎً ﻧﺴﺒﺖ ﺑﻪ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﯾﺎ ﺳﺎﯾﺮ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺘﻌﻠﻖ ﺑﻪ ﻣﺸﺘﺮﯼ ﺍﻗﺪﺍﻡ‬
‫ﻭ ﻣﺎﻧﺪﻩ ﻃﻠﺐ ﺧﻮﺩ ﺭﺍ ﺗﺴﻮﯾﻪ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﭼﻨﺎﻧﭽﻪ ﺩﺭ ﺍﺛﺮ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻝ ﺩﺭ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ ﻧﺎﺷﯽ ﺍﺯ ﻧﺮﻡ ﺍﻓﺰﺍﺭ ﮐﺎﺭﺑﺮﺩﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻭ ﯾﺎ ﻫﺴﺘﻪ ﻣﻌﺎﻣﻼﺕ‪ ،‬ﺍﺟﺮﺍﯼ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﯼ ﺑﺎ ﺗﺎﺧﯿﺮ ﯾﺎ ﻋﺪﻡ ﺍﺟﺮﺍ ﻣﻮﺍﺟﻪ ﺷﻮﺩ‪ ،‬ﻣﺴﺌﻮﻟﯿﺘﯽ ﻣﺘﻮﺟﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻧﻤﯿﺒﺎﺷﺪ‪.‬‬
‫ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺍﯾﻨﮑﻪ ﺩﺭﺧﻮﺍﺳﺘﻬﺎﯼ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺑﻪ ﺻﻮﺭﺕ ﺭﻭﺯﺍﻧﻪ ﺍﺯ ﻃﺮﯾﻖ ﭘﯿﺎﻡ ﮐﻮﺗﺎﻩ ﻭ ﺍﯾﻤﯿﻞ ﺑﻪ ﻣﺸﺘﺮﯾﺎﻥ ﺍﺭﺳﺎﻝ ﻣﯽ ﮔﺮﺩﺩ‪ ،‬ﻟﺬﺍ ﺩﺭ ﺻﻮﺭﺕ ﻫﺮﮔﻮﻧﻪ ﺍﻋﺘﺮﺍﺽ ﯾﺎ ﻣﻐﺎﯾﺮﺕ‪ ،‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﻣﺮﺍﺗﺐ ﺭﺍ ﻇﺮﻑ ‪ 24‬ﺳﺎﻋﺖ‬

‫ﺗﺎﯾﯿﺪ ﻣﺸﺘﺮﯼ‬
‫ﺑﺼﻮﺭﺕ ﮐﺘﺒﯽ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻋﻼﻡ ﻧﻤﺎﯾﺪ؛ ﺩﺭ ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﻫﺮﮔﻮﻧﻪ ﺍﺧﺘﻼﻑ ﻭ ﻣﻐﺎﯾﺮﺕ ﻣﻮﺭﺩ ﻗﺒﻮﻝ ﻧﺒﻮﺩﻩ ﻭ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻫﯿﭽﮕﻮﻧﻪ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺭﺍ ﺑﻪ ﻋﻬﺪﻩ ﻧﺨﻮﺍﻫﺪ ﮔﺮﻓﺖ‪.‬‬
‫ﮐﺎﺭﮔﺰﺍﺭﯼ ﻫﯿﭽﮕﻮﻧﻪ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺩﺭ ﻣﻮﺭﺩ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﻧﻤﺎﺩﻫﺎﯼ ﺗﺤﺖ ﺍﺣﺘﯿﺎﻁ ﻧﺪﺍﺭﺩ‪.‬‬
‫ﺍﯾﻨﺠﺎﻧﺐ ﺗﻤﺎﻣﯽ ﻣﻮﺍﺭﺩ ﻓﻮﻕ ﺭﺍ ﺑﺎ ﺩﻗﺖ ﻣﻄﺎﻟﻌﻪ ﮐﺮﺩﻩ ﻭ ﺿﻤﻦ ﭘﺬﯾﺮﺵ ﺁﻥ ﺍﻗﺮﺍﺭ ﻣﯽ ﻧﻤﺎﯾﻢ ﮐﻪ ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﻣﻮﺍﺭﺩ ﻓﻮﻕ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭﯼ ﻫﯿﭽﮕﻮﻧﻪ ﻣﺴﺌﻮﻟﯿﺘﯽ ﻧﺨﻮﺍﻫﺪ ﺩﺍﺷﺖ ﻭ ﺣﻖ ﺍﻋﺘﺮﺍﺽ ﺭﺍ ﺍﺯ ﺧﻮﺩ ﺳﻠﺐ ﻭ ﺳﺎﻗﻂ‬
‫ﻣﯽ ﻧﻤﺎﯾﻢ‪.‬‬

‫ﻧﻤﻮﻧﻪ ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﻧﻤﻮﻧﻪ ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﺯ ﭘﺮﺳﻨﻞ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺩﺭ ﺗﺎﺭﯾﺦ ‪ 1401/10/20‬ﺍﯾﻦ ﻓﺮﻡ ﺭﺍ ﺩﺭﯾﺎﻓﺖ ﮐﺮﺩﻡ ﻭ ﺗﻄﺒﯿﻖ ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺁﻥ ﺭﺍ ﺑﺎ ﻣﺪﺍﺭﮎ‬ ‫ﺍﯾﻨﺠﺎﻧﺐ‬

‫ﺩﺭﯾﺎﻓﺘﯽ ﺷﺎﻣﻞ ﮐﭙﯽ ﺷﻨﺎﺳﻨﺎﻣﻪ ﻭ ﮐﺎﺭﺕ ﻣﻠﯽ ﮐﻪ ﺑﺮﺍﺑﺮ ﺑﺎ ﺍﺻﻞ ﮔﺮﺩﯾﺪ ‪ ،‬ﺗﺎﯾﯿﺪ ﻣﯽ ﻧﻤﺎﯾﻢ‪.‬‬
‫ﺗﺎﯾﯿﺪ ﮐﺎﺭﮔﺰﺍﺭﯼ‬

‫ﻣﻬﺮ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺍﻣﻀﺎﺀ ﺗﺎﯾﯿﺪ ﮐﻨﻨﺪﻩ‬ ‫ﺍﻣﻀﺎﺀ ﺩﺭﯾﺎﻓﺖ ﮐﻨﻨﺪﻩ‬
 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 3‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ )ﺁﻧﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F05‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﻗﺮﺍﺭﺩﺍﺩ ﺣﺎﺿﺮ ﺑﯿﻦ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﻭ ﻣﺸﺘﺮﯼ ﺁﻗﺎﯼ ‪/‬ﺧﺎﻧﻢ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﻪ ﺷﺮﺡ ﺫﯾﻞ ﻣﻨﻌﻘﺪ ﮔﺮﺩﯾﺪ‪.‬ﺗﻌﺎﺭﯾﻒ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺩﺭ ﺍﯾﻦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻫﻤﺎﻥ ﻣﻔﺎﻫﯿﻢ ﺑﻪ ﮐﺎﺭ ﺭﻓﺘﻪ ﺍﺳﺖ‪.‬‬

‫ﻣﺎﺩﻩ ‪ (1‬ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‬

‫ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﯿﻦ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﻭﻝ ﺯﯾﺮ ﮐﻪ ﺍﺯ ﺍﯾﻦ ﭘﺲ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻋﻀﻮ ﻧﺎﻣﯿﺪﻩ ﻣﯽ ﺷﻮﺩ‪:‬‬

‫‪36528‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ‪:‬‬ ‫ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ‬ ‫ﻧﺎﻡ ﻋﻀﻮ‪:‬‬

‫ﺍﺻﻔﻬﺎﻥ‬ ‫ﻣﺤﻞ ﺛﺒﺖ‪:‬‬ ‫‪1388/01/23‬‬ ‫ﺗﺎﺭﯾﺦ ﺛﺒﺖ ‪:‬‬

‫‪10705‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ ﻧﺰﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ‪:‬‬ ‫‪1586868613‬‬ ‫ﮐﺪ ﭘﺴﺘﯽ ‪:‬‬

‫‪20660‬‬ ‫ﺷﻤﺎﺭﻩ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ‪:‬‬ ‫‪02142972‬‬ ‫ﺗﻠﻔﻦ ‪:‬‬

‫ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ‬
‫‪1397/07/24‬‬ ‫ﺗﺎﺭﯾﺦ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ‪:‬‬ ‫‪02142093399‬‬ ‫ﻧﻤﺎﺑﺮ‪:‬‬

‫ﺧﯿﺎﺑﺎﻥ ﻗﺎﺋﻢ ﻣﻘﺎﻡ ﻓﺮﺍﻫﺎﻧﯽ‪ ،‬ﺧﯿﺎﺑﺎﻥ ﻫﺸﺘﻢ‪ ،‬ﭘﻼﮎ ‪19‬‬ ‫ﺁﺩﺭﺱ ﺩﻓﺘﺮ ﻣﺮﮐﺰﯼ‪:‬‬

‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺳﻤﺖ ﺁﺧﺮﯾﻦ ﺻﺎﺣﺒﺎﻥ ﺍﻣﻀﺎ ﻣﺠﺎﺯ ‪:‬‬

‫ﻭ ﻣﺸﺘﺮﯼ ﺣﻘﯿﻘﯽ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﻭﻝ ﺯﯾﺮ ﮐﻪ ﺍﺯ ﺍﯾﻦ ﭘﺲ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﯼ ﻧﺎﻣﯿﺪﻩ ﻣﯽ ﺷﻮﺩ‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺻﺎﺩﺭﻩ ﺍﺯ ‪:‬‬ ‫ﺍﮐﺮﻡ‬ ‫ﻧﺎﻡ‪:‬‬

‫‪69433‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬

‫ﺍﻟﻒ‪-56-506084‬‬ ‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺣﺒﯿﺐ ﺍﻟﻠﻪ‬ ‫ﻧﺎﻡ ﭘﺪﺭ‪:‬‬

‫‪1345/02/29‬‬ ‫ﺗﺎﺭﯾﺦ ﺗﻮﻟﺪ ‪:‬‬ ‫ﺯﻥ‬ ‫ﺟﻨﺴﯿﺖ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻣﺸﺘﺮﯼ‬
‫ﺗﺤﺼﯿﻼﺕ‪:‬‬ ‫‪0033013721‬‬ ‫ﮐﺪﻣﻠﯽ‪:‬‬

‫ﻉ‌ﺙ‌ﺱ‪72983‬‬ ‫ﮐﺪﺑﻮﺭﺳﯽ ‪:‬‬ ‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ‪:‬‬

‫ﺗﻬﺮﺍﻥ ﺗﻬﺮﺍﻥ ﺳﻬﺮﻭﺭﺩﯼ ﻓﯿﺮﻭﺯﻩ ﭘﻼﮎ ‪31‬‬ ‫ﺁﺩﺭﺱ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ﻣﺤﻞ ﺳﮑﻮﻧﺖ‪:‬‬ ‫‪1553956118‬‬ ‫ﮐﺪﭘﺴﺘﯽ‪:‬‬

‫ﺷﻤﺎﺭﻩ ﺗﻤﺎﺱ‪:‬‬ ‫‪989124354186‬‬ ‫ﺗﻠﻔﻦ ﻫﻤﺮﺍﻩ‪:‬‬

‫ﺑﻪ ﺷﺮﺡ ﻣﻮﺍﺩ ﺁﺗﯽ ﻣﻨﻌﻘﺪ ﮔﺮﺩﯾﺪ‪.‬‬

‫ﻣﺎﺩﻩ ‪ : 2‬ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺧﺪﻣﺎﺕ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺁﻧﻼﯾﻦ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﻭ ﯾﺎ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‬
‫ﻣﺎﺩﻩ ‪ :3‬ﻣﺪﺕ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﺗﺎﺭﯾﺦ ‪ 1401/10/20‬ﺑﺪﻭﻥ ﻣﺤﺪﻭﺩﯾﺖ ﺯﻣﺎﻧﯽ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :4‬ﺣﻘﻮﻕ ﻭ ﺗﻌﻬﺪﺍﺕ ﻋﻀﻮ‬
‫‪ : 1-4‬ﻋﻀﻮ ﺑﺎﯾﺪ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﺭﻣﺰ ﻋﺒﻮﺭ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺗﯽ ﺭﺍ ﺑﺮﺍﯼ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ‪ ،‬ﺑﻪ ﺻﻮﺭﺕ ﻣﺤﺮﻣﺎﻧﻪ ﻭ ﭼﺎﭘﯽ ﯾﺎ ﺍﺯ ﻃﺮﯾﻖ ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﻇﺮﻑ ﺣﺪﺍﮐﺜﺮ ﯾﮏ ﻫﻔﺘﻪ ﭘﺲ ﺍﺯ ﺍﻣﻀﺎﯼ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻣﺸﺘﺮﯼ‬
‫ﻗﺮﺍﺭ ﺩﻫﺪ ﻭ ﺍﺭﺍﯾﺔ ﺧﺪﻣﺎﺕ ﺁﻏﺎﺯ ﮔﺮﺩﺩ‪.‬‬
‫‪ : 2-4‬ﻋﻀﻮ ﻣﺘﻌﻬﺪ ﺑﻪ ﺛﺒﺖ ﻭ ﻧﮕﻬﺪﺍﺭﯼ ﮐﻠﯿﺔ ﺳﻮﺍﺑﻖ ﺗﺮﺍﮐﻨﺶ‌ﻫﺎﯼ ﺩﺭﯾﺎﻓﺘﯽ ﺍﺯ ﻣﺸﺘﺮﯼ ﻭ ﺍﺭﺳﺎﻟﯽ ﺑﻪ ﻭﯼ ﺩﺭ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺧﻮﺩ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 3-4‬ﺍﻋﻤﺎﻝ ﻫﺮﮔﻮﻧﻪ ﻣﺤﺪﻭﺩﯾﺖ ﺑﺮ ﻣﻌﺎﻣﻼﺕ ﻣﺸﺘﺮﯼ ﺗﻮﺳﻂ ﻋﻀﻮ ﺑﺎﯾﺴﺘﯽ ﻣﺴﺘﻨﺪ ﺑﻪ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ ﺑﺎﺷﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﺍﻋﻤﺎﻝ ﺍﯾﻦ ﻣﺤﺪﻭﺩﯾﺖ‌ﻫﺎ‪ ،‬ﻋﻀﻮ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺩﺭ ﻗﺒﺎﻝ ﺧﺴﺎﺭﺍﺕ ﻭﺍﺭﺩﻩ ﻧﺨﻮﺍﻫﺪ ﺩﺍﺷﺖ‪.‬‬
‫‪ : 4-4‬ﻋﻀﻮ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺍﻣﮑﺎﻥ ﺍﺭﺍﯾﺔ ﺧﺪﻣﺎﺕ ﭘﺸﺘﯿﺒﺎﻧﯽ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺭﺍ ﻓﺮﺍﻫﻢ ﻧﻤﻮﺩﻩ ﻭ ﺭﻭﺵ‌ﻫﺎﯼ ﺍﺭﺍﯾﺔ ﺁﻥ ﺭﺍ ﺩﺭ ﺳﺎﯾﺖ ﺭﺳﻤﯽ ﺧﻮﺩ ﺍﻋﻼﻡ ﮐﻨﺪ ﻭ ﺣﺴﺐ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﯼ‪ ،‬ﺟﻬﺖ ﺭﻓﻊ ﻣﺸﮑﻞ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 4‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ )ﺁﻧﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F05‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫‪ : 5-4‬ﻋﻀﻮ ﺣﻖ ﻭﺭﻭﺩ ﺳﻔﺎﺭﺵ ﺟﺪﯾﺪ ﺑﺮﺍﯼ ﻣﺸﺘﺮﯼ ﯾﺎ ﺗﻐﯿﯿﺮ‪ ،‬ﺗﻌﻠﯿﻖ ﻭ ﺣﺬﻑ ﺳﻔﺎﺭﺵ‌ﻫﺎﯼ ﻭﺍﺭﺩ ﺷﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺭﺍ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺑﺎ ﺩﺳﺘﻮﺭ ﻣﺸﺘﺮﯼ ﺩﺍﺭﺍ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 6-4‬ﻋﻀﻮ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﺩﺍﺩﻩ‌ﻫﺎ ﻭ ﺍﻃﻼﻋﺎﺕ ﺷﺨﺼﯽ ﻣﺸﺘﺮﯼ ﺭﺍ ﻣﺤﺮﻣﺎﻧﻪ ﻧﮕﻪ ﺩﺍﺭﺩ‪.‬‬
‫‪ : 7-4‬ﻋﻀﻮ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺍﺯ ﻃﺮﯾﻖ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ‪ ،‬ﻫﻤﻮﺍﺭﻩ ﺁﺧﺮﯾﻦ ﻭﺿﻌﯿﺖ ﺣﺴﺎﺏ ﻭ ﺳﻮﺍﺑﻖ ﻣﻌﺎﻣﻼﺕ ﻣﺸﺘﺮﯼ ﺭﺍ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻭﯼ ﻗﺮﺍﺭ ﺩﻫﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺍﻋﻼﻡ ﻣﻐﺎﯾﺮﺕ ﻇﺮﻑ ‪ 48‬ﺳﺎﻋﺖ ﺍﺯ ﺳﻮﯼ ﻣﺸﺘﺮﯼ‪ ،‬ﻧﺴﺒﺖ ﺑﻪ‬
‫ﺑﺮﺭﺳﯽ ﻣﻮﺿﻮﻉ ﻭ ﺍﻋﻼﻡ ﻧﺘﯿﺠﺔ ﺑﺮﺭﺳﯽ ﺑﻪ ﻭﯼ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪ .‬ﺑﺪﯾﻬﯽ ﺍﺳﺖ ﺍﻋﻼﻡ ﻣﻐﺎﯾﺮﺕ‪ ،‬ﻧﺎﻓﯽ ﻣﺴﺌﻮﻟﯿﺖ ﻣﺸﺘﺮﯼ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺗﻮﺟﻪ ﺑﻪ ﻧﻈﺎﻣﺎﺕ ﻗﺮﺍﺭﺩﺍﺩﯼ ﻭ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺗﯽ ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪ : 8-4‬ﺩﺭ ﺭﺍﺳﺘﺎﯼ ﺍﺟﺮﺍﯼ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺣﺪﺍﻗﻞ ﻣﻮﺍﺭﺩ ﺯﯾﺮ ﺍﺯ ﻃﺮﯾﻖ ﻭﺏ ﺳﺎﯾﺖ ﻋﻀﻮ ﺑﻪ ﺍﻃﻼﻉ ﺳﺮﻣﺎﯾﻪ‌ﮔﺬﺍﺭﺍﻥ ﺭﺳﺎﻧﺪﻩ ﻣﯽ‌ﺷﻮﺩ‪:‬‬
‫* ﺍﻃﻼﻋﺎﺕ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ ﻧﺰﺩ ﻋﻀﻮ ﺷﺎﻣﻞ ﺟﺰﺋﯿﺎﺕ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ‪ ،‬ﻭﺍﺭﯾﺰ‪ ،‬ﺑﺮﺩﺍﺷﺖ ﻭ ﻣﺎﻧﺪﺓ ﺣﺴﺎﺏ؛‬
‫* ﺭﻭﯾﺔ ﺩﺭﯾﺎﻓﺖ ﺳﻔﺎﺭﺵ‌ﻫﺎ‪ ،‬ﭘﺮﺩﺍﺯﺵ ﻭ ﺍﺟﺮﺍﯼ ﺳﻔﺎﺭﺵ‌ﻫﺎ ﻭ ﻫﻤﭽﻨﯿﻦ ﭘﺎﯾﺎﭘﺎﯼ ﻭ ﺗﺴﻮﯾﺔ ﻣﻌﺎﻣﻼﺕ ﺍﺯ ﻃﺮﯾﻖ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ؛‬
‫* ﺭﻭﯾﻪ‌ﻫﺎﯼ ﻣﺪﯾﺮﯾﺖ ﺣﻮﺍﺩﺙ ﭘﯿﺶ‌ﺑﯿﻨﯽ ﻧﺸﺪﻩ ﺩﺭ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺯ ﺟﻤﻠﻪ ﻗﻄﻌﯽ ﺑﺮﻕ‪ ،‬ﺷﺒﮑﺔ ﻣﺨﺎﺑﺮﺍﺗﯽ ﻭ ﺍﯾﻨﺘﺮﻧﺖ؛‬
‫* ﺩﺭ ﺧﺼﻮﺹ ﻗﻄﻌﯽ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ‪ ،‬ﺍﻋﻼﻡ ﻣﻮﺿﻮﻉ ﻗﺒﻞ ﺍﺯ ﻭﻗﻮﻉ ﺩﺭ ﻣﻮﺍﺭﺩ ﻗﺎﺑﻞ ﭘﯿﺶ‌ﺑﯿﻨﯽ ﻭ ﺑﻼﻓﺎﺻﻠﻪ ﭘﺲ ﺍﺯ ﻭﻗﻮﻉ ﺩﺭ ﻣﻮﺍﺭﺩ ﻏﯿﺮﻗﺎﺑﻞ ﭘﯿﺶ‌ﺑﯿﻨﯽ ﺍﺯ ﻃﺮﯾﻖ ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﯾﺎ ﺑﻪ ﺭﻭﺵ ﻣﻘﺘﻀﯽ ﺩﯾﮕﺮ؛‬
‫* ﺍﻃﻼﻉ‌ﺭﺳﺎﻧﯽ ﻻﺯﻡ ﺩﺭ ﻣﻮﺭﺩ ﻧﺤﻮﺓ ﻣﺪﯾﺮﯾﺖ ﺳﻔﺎﺭﺵ‌ﻫﺎ ﺩﺭ ﺯﻣﺎﻥ‌ ﺗﻌﻠﯿﻖ ﯾﺎ ﻣﺤﺮﻭﻣﯿﺖ ﻋﻀﻮ ﺍﺯ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ؛‬
‫* ﺭﻭﯾﻪ‌ﻫﺎﯾﯽ ﺑﺮﺍﯼ ﺣﺬﻑ ﺳﻔﺎﺭﺵ‌ﻫﺎﯼ ﺛﺒﺖ ﺷﺪﻩ ﺩﺭ ﺯﻣﺎﻧﯽ ﮐﻪ ﺍﻣﮑﺎﻥ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﻭﺟﻮﺩ ﻧﺪﺍﺷﺘﻪ ﺑﺎﺷﺪ؛‬
‫* ﺍﻋﻼﻡ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﺟﺪﯾﺪ ﻭ ﻣﺤﺪﻭﺩﯾﺖ‌ﻫﺎﯼ ﺍﺑﻼﻏﯽ ﺗﻮﺳﻂ ﺳﺎﺯﻣﺎﻥ ﺩﺭ ﺧﺼﻮﺹ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :5‬ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﯼ‬
‫‪ : 1-5‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﮔﻮﺍﻫﯽ‌ﻧﺎﻣﻪ‌ﻫﺎﯼ ﻣﻮﻗﺖ ﺻﺎﺩﺭﺓ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﮐﻪ ﻗﺼﺪ ﻓﺮﻭﺵ ﺁﻧﻬﺎ ﺭﺍ ﺩﺍﺭﺩ‪ ،‬ﺣﺴﺐ ﺩﺭﺧﻮﺍﺳﺖ ﻋﻀﻮ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻭﯼ ﻗﺮﺍﺭ ﺩﻫﺪ‪.‬‬
‫‪ : 2-5‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﺍﻃﻼﻋﺎﺕ ﻭ ﻣﺴﺘﻨﺪﺍﺕ ﻻﺯﻡ ﺭﺍ ﺟﻬﺖ ﺍﺣﺮﺍﺯ ﻫﻮﯾﺖ ﺑﻪ ﻋﻀﻮ ﺍﺭﺍﯾﻪ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪ : 3-5‬ﻣﺸﺘﺮﯼ ﺗﻌﻬﺪ ﻣﯽ‌ﮐﻨﺪ ﺍﺯ ﺍﻧﺠﺎﻡ ﻫﺮﮔﻮﻧﻪ ﻣﻌﺎﻣﻠﻪ ﮐﻪ ﻣﻨﺠﺮ ﺑﻪ ﻧﻘﺾ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﮔﺮﺩﺩ ﺍﺯ ﺟﻤﻠﻪ ﻣﻌﺎﻣﻼﺕ ﻣﺒﺘﻨﯽ ﺑﺮ ﺍﻃﻼﻋﺎﺕ ﻧﻬﺎﻧﯽ ﻭ ﺩﺳﺘﮑﺎﺭﯼ ﺑﺎﺯﺍﺭ ﺧﻮﺩﺩﺍﺭﯼ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪ : 4-5‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﺷﻤﺎﺭﺓ ﺣﺴﺎﺏ ﺑﺎﻧﮑﯽ ﺭﺍ ﺩﺭ ﺑﺎﻧﮑﯽ ﮐﻪ ﻋﻀﻮ ﺍﻋﻼﻡ ﻣﯽ‌ﻧﻤﺎﯾﺪ‪ ،‬ﺟﻬﺖ ﺩﺭﯾﺎﻓﺖ ﻭﺟﻮﻩ ﺍﺭﺍﯾﻪ ﻧﻤﺎﯾﺪ‪ .‬ﻫﺮﮔﻮﻧﻪ ﭘﺮﺩﺍﺧﺖ ﺑﻪ ﻣﺸﺘﺮﯼ ﺻﺮﻓﺎً ﺍﺯ ﻃﺮﯾﻖ ﻭﺍﺭﯾﺰ ﻭﺟﻪ ﺑﻪ ﻫﻤﺎﻥ ﺣﺴﺎﺏ ﮐﻪ ﺑﻪ ﻧﺎﻡ ﻣﺸﺘﺮﯼ ﺍﺳﺖ ﺍﻣﮑﺎﻥ‌ﭘﺬﯾﺮ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 5-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺳﻔﺎﺭﺵ‌ﻫﺎﯼ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺭﻭﺯﺍﻧﺔ ﺧﻮﺩ ﺭﺍ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺳﻘﻒ‌ﻫﺎﯼ ﺍﻋﻼﻣﯽ ﺗﻮﺳﻂ ﺳﺎﺯﻣﺎﻥ ﺑﻪ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺍﺭﺳﺎﻝ ﮐﻨﺪ‪.‬‬
‫‪ : 6-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺑﻪ ﺗﻐﯿﯿﺮ ﺭﻣﺰ ﻋﺒﻮﺭ ﻭ ﺳﺎﯾﺮ ﮐﺪﻫﺎﯼ ﺩﺳﺘﺮﺳﯽ ﻗﺎﺑﻞ ﺗﻐﯿﯿﺮ ﺧﻮﺩ ﺩﺭ ﻓﻮﺍﺻﻞ ﺯﻣﺎﻧﯽ ﺣﺪﺍﮐﺜﺮ ‪ ........‬ﻣﺎﻫﻪ )ﺣﺪﺍﮐﺜﺮ ﺳﻪ ﻣﺎﻫﻪ( ﻣﯽ‌ﺑﺎﺷﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺗﻐﯿﯿﺮ‪ ،‬ﻫﺮﮔﻮﻧﻪ ﻣﺴﺌﻮﻟﯿﺖ ﻧﺎﺷﯽ ﺍﺯ ﺍﻓﺸﺎﯼ ﺭﻣﺰ ﻋﺒﻮﺭ ﺑﺮ ﻋﻬﺪﺓ‬
‫ﻣﺸﺘﺮﯼ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 7-5‬ﻣﺸﺘﺮﯼ ﻣﺴﺌﻮﻟﯿﺖ‌ ﺗﺒﻌﺎﺕ ﻧﺎﺷﯽ ﺍﺯ ﺍﺳﺘﻔﺎﺩﺓ ﻧﺎﺩﺭﺳﺖ ﺍﺯ ﺧﺪﻣﺎﺕ ﻧﺮﻡ‌ﺍﻓﺰﺍﺭﯼ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺭﺍ ﺑﺮ ﻋﻬﺪﻩ ﻣﯽ‌ﮔﯿﺮﺩ‪.‬‬
‫‪ : 8-5‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﺳﺘﻔﺎﺩﺓ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﺪﺕ ‪ 90‬ﺭﻭﺯ ﻣﺘﻮﺍﻟﯽ ﺍﺯ ﺣﺴﺎﺏ ﮐﺎﺭﺑﺮﯼ ﺧﻮﺩ‪ ،‬ﻋﻀﻮ ﺩﺳﺘﺮﺳﯽ ﻣﺸﺘﺮﯼ ﺭﺍ ﻏﯿﺮﻓﻌﺎﻝ ﺧﻮﺍﻫﺪ ﻧﻤﻮﺩ‪ .‬ﻓﻌﺎﻝ ﺷﺪﻥ ﺩﺳﺘﺮﺳﯽ ﻣﺴﺘﻠﺰﻡ ﻣﺮﺍﺟﻌﺔ ﻣﺸﺘﺮﯼ ﺑﻪ ﻋﻀﻮ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 9-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﻣﯽ‌ﺷﻮﺩ‪ ،‬ﺍﺻﻮﻝ ﺍﻣﻨﯿﺖ ﺳﺨﺖ‌ﺍﻓﺰﺍﺭﯼ ﻭ ﻧﺮﻡ‌ﺍﻓﺰﺍﺭﯼ ﻭ ﻣﺤﺎﻓﻈﺖ ﺍﺯ ﺍﻃﻼﻋﺎﺕ ﺍﺯ ﺟﻤﻠﻪ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻧﺮﻡ‌ﺍﻓﺰﺍﺭﻫﺎﯼ ﺿﺪ ﻭﯾﺮﻭﺱ ﻣﻨﺎﺳﺐ‪ ،‬ﻣﺤﺎﻓﻈﺖ ﺍﺯ ﺷﻨﺎﺳﻪ ﮐﺎﺭﺑﺮ‪ ،‬ﮐﻠﯿﺪﻭﺍﮊﻩ‌ﻫﺎ‪ ،‬ﮐﺪﻫﺎﯼ ﺭﻣﺰﯼ ﻭ ﮐﻠﯿﻪ ﺍﻃﻼﻋﺎﺕ ﺩﺭﯾﺎﻓﺘﯽ‬
‫ﺍﺯ ﻋﻀﻮ ﺭﺍ ﺑﻪ‌ ﻣﻨﻈﻮﺭ ﺟﻠﻮﮔﯿﺮﯼ ﺍﺯ ﺩﺳﺘﺮﺳﯽ‌ﻫﺎﯼ ﻏﯿﺮﻣﺠﺎﺯ ﺑﻪ ﺳﺎﻣﺎﻧﻪ‪ ،‬ﺭﻋﺎﯾﺖ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪ : 10-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﻣﯽ‌ﮔﺮﺩﺩ‪ ،‬ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺭﺍ ﻭﺳﯿﻠﺔ ﺁﻣﻮﺯﺵ ﺍﺷﺨﺎﺹ ﺛﺎﻟﺚ ﻗﺮﺍﺭ ﻧﺪﻫﺪ‪.‬‬
‫‪ : 11-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺑﻪ ﭘﺮﺩﺍﺧﺖ ﻭﺟﻪ ﻣﻌﺎﻣﻠﻪ ﻭ ﮐﺎﺭﻣﺰﺩﻫﺎﯼ ﻣﺮﺑﻮﻃﻪ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 12-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﻣﯽ‌ﮔﺮﺩﺩ ﺍﺯ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺷﺮﺍﯾﻂ ﺍﻋﻼﻣﯽ ﻋﻀﻮ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﭘﯿﺮﻭﯼ ﮐﻨﺪ‪.‬‬
‫‪ : 13-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺩﺭ ﻫﺮ ﺑﺎﺭ ﻭﺭﻭﺩ ﺑﻪ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ‪ ،‬ﺍﻃﻼﻋﺎﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺯ ﻃﺮﯾﻖ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺭﺍ ﮐﻨﺘﺮﻝ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻣﻐﺎﯾﺮﺕ‪ ،‬ﺩﺭ ﺍﺳﺮﻉ ﻭﻗﺖ ﺑﻪ ﻋﻀﻮ ﺍﻃﻼﻉ ﺩﻫﺪ‪.‬‬

‫‪ : 14-5‬ﻣﺸﺘﺮﯼ ﻣﺴﺌﻮﻝ ﮐﻨﺘﺮﻝ ﺣﺴﺎﺏ‌ﻫﺎﯼ ﺧﻮﺩ ﺑﻮﺩﻩ ﻭ ﻣﻮﺍﺭﺩ ﺯﯾﺮ ﺭﺍ ﻓﻮﺭﺍً ﺑﻪ ﺻﻮﺭﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺑﻪ ﻋﻀﻮ ﺍﻃﻼﻉ ﻣﯽ‌ﺩﻫﺪ‪:‬‬
‫* ﻫﺮﮔﻮﻧﻪ ﺳﺮﻗﺖ ﯾﺎ ﺍﺳﺘﻔﺎﺩﻩ ﻏﯿﺮ ﻣﺠﺎﺯ ﺍﺯ ﺭﻣﺰ ﻋﺒﻮﺭ‪ ،‬ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﺷﻤﺎﺭﻩ‌)ﻫﺎﯼ( ﺣﺴﺎﺏ ﻭ ﻧﯿﺰ ﻫﺮﮔﻮﻧﻪ ﺍﺣﺘﻤﺎﻝ ﻭﻗﻮﻉ ﺁﻥ؛‬
‫* ﻫﺮﮔﻮﻧﻪ ﻋﺪﻡ ﺩﺭﯾﺎﻓﺖ ﺗﺄﯾﯿﺪﯾﺔ ﺛﺒﺖ ﺳﻔﺎﺭﺵ؛‬
‫* ﺩﺭﯾﺎﻓﺖ ﺗﺄﯾﯿﺪﯾﺔ ﺛﺒﺖ ﺳﻔﺎﺭﺵ ﯾﺎ ﻣﻌﺎﻣﻠﻪ‌ﺍﯼ ﮐﻪ ﻣﺸﺘﺮﯼ ﺩﺳﺘﻮﺭ ﺁﻥ ﺭﺍ ﺻﺎﺩﺭ ﻧﮑﺮﺩﻩ ﺍﺳﺖ؛‬
‫* ﻫﺮﮔﻮﻧﻪ ﺍﻃﻼﻋﺎﺕ ﻧﺎﺩﺭﺳﺖ ﺩﺭ ﻣﻮﺟﻮﺩﯼ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ‪ ،‬ﺳﺒﺪ ﺩﺍﺭﺍﯾﯽ‌ﻫﺎ ﯾﺎ ﺍﻃﻼﻋﺎﺕ ﻣﻌﺎﻣﻼﺕ‪.‬‬
‫‪ : 15-5‬ﻣﺸﺘﺮﯼ ﻣﺠﺎﺯ ﺑﻪ ﻫﯿﭻ‌ﮔﻮﻧﻪ ﺩﺧﻞ ﻭ ﺗﺼﺮﻑ ﺩﺭ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﻭ ﻧﺤﻮﺓ ﺩﺳﺘﺮﺳﯽ ﺑﻪ ﺁﻥ ﺑﻪ ﻫﺮ ﺩﻟﯿﻞ ﺍﺯ ﺟﻤﻠﻪ ﺑﻪ ﻣﻨﻈﻮﺭ ﻫﺮﮔﻮﻧﻪ ﺑﻬﺮﻩ‌ﺑﺮﺩﺍﺭﯼ ﺗﺠﺎﺭﯼ ﯾﺎ ﻏﯿﺮﺗﺠﺎﺭﯼ ﺗﻮﺳﻂ ﺧﻮﺩ ﯾﺎ ﺑﻪ ﻭﺍﺳﻄﺔ ﺩﯾﮕﺮﯼ ﻧﯿﺴﺖ ﻭ‬
‫ﻧﻤﯽ‌ﺗﻮﺍﻧﺪ ﺣﻖ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺍﯾﻦ ﺧﺪﻣﺎﺕ ﺭﺍ ﺑﻪ ﺷﺨﺺ ﺩﯾﮕﺮﯼ ﻭﺍﮔﺬﺍﺭ ﮐﻨﺪ‪.‬‬
‫‪ : 16-5‬ﻣﺸﺘﺮﯼ ﺍﻗﺮﺍﺭ ﻣﯽ‌ﻧﻤﺎﯾﺪ ﮐﻪ ﺍﺯ ﺩﺍﻧﺶ ﮐﺎﻓﯽ ﺩﺭ ﺧﺼﻮﺹ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﻌﺎﻣﻼﺗﯽ ﻭ ﺳﺎﯾﺮ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺗﺒﻂ ﺑﺎ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ ﻭ ﺷﺮﮐﺖ‌ﻫﺎﯼ ﺍﺭﺍﺋﻪ‌ﺩﻫﻨﺪﻩ ﺧﺪﻣﺎﺕ ﺩﺭ ﺭﺍﺑﻄﻪ ﺑﺎ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺧﺪﻣﺎﺕ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺑﺮﺧﻮﺭﺩﺍﺭ‬
‫ﺑﻮﺩﻩ‪ ،‬ﺁﻣﻮﺯﺵ‌ﻫﺎﯼ ﻻﺯﻡ ﺭﺍ ﺩﺭ ﻣﻮﺭﺩ ﻧﺤﻮﻩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺍﯾﻦ ﺧﺪﻣﺎﺕ ﺩﯾﺪﻩ ﻭ ﺧﻮﺩ ﺭﺍ ﻣﻠﺰﻡ ﺑﻪ ﺭﻋﺎﯾﺖ ﺁﻧﻬﺎ ﻣﯽ‌ﺩﺍﻧﺪ‪.‬‬
‫‪ : 17-5‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺍﺧﺘﯿﺎﺭﺍﺕ‪ ،‬ﺍﻃﻼﻋﺎﺕ ﻭ ﺩﺳﺘﺮﺳﯽ‌ﻫﺎﯼ ﻻﺯﻡ ﺟﻬﺖ ﺑﺎﺯﺭﺳﯽ ﻭ ﻧﻈﺎﺭﺕ ﺑﺮ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺭﺍ ﺣﺴﺐ ﺩﺭﺧﻮﺍﺳﺖ ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺑﻮﺭﺱ‪ ،‬ﻋﻀﻮ ﯾﺎ ﻧﻤﺎﯾﻨﺪﮔﺎﻥ ﺍﯾﺸﺎﻥ ﺍﺭﺍﯾﻪ ﻧﻤﺎﯾﺪ‪.‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 5‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ )ﺁﻧﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F05‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﻣﺎﺩﻩ ‪ :6‬ﺣﺪﻭﺩ ﻣﺴﺌﻮﻟﯿﺖ ﻃﺮﻓﯿﻦ‬

‫‪ : 1-6‬ﺗﻨﻬﺎ ﺩﺍﺭﻧﺪﺓ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﺭﻣﺰ ﻋﺒﻮﺭ‪ ،‬ﻣﺸﺘﺮﯼ ﺍﺳﺖ‪ .‬ﻣﺴﺌﻮﻟﯿﺖ ﺍﺳﺘﻔﺎﺩﻩ ﻭ ﺣﻔﺎﻇﺖ ﺍﺯ ﺭﻣﺰ ﻋﺒﻮﺭ ﻭ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﻧﯿﺰ ﻣﺴﺌﻮﻟﯿﺖ ﺍﻧﺠﺎﻡ ﻫﺮﮔﻮﻧﻪ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺍﯾﻦ ﺣﺴﺎﺏ ﮐﻪ ﺍﺯ ﻃﺮﯾﻖ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﯾﺎ ﺭﻣﺰ ﻋﺒﻮﺭ ﻣﺸﺘﺮﯼ ﺻﻮﺭﺕ‬
‫ﻣﯽ‌ﮔﯿﺮﺩ ﺑﺮ ﻋﻬﺪﻩ ﻭﯼ ﻣﯽ‌ﺑﺎﺷﺪ‪ .‬ﻣﺸﺘﺮﯼ ﻫﻤﭽﻨﯿﻦ ﻣﺴﺌﻮﻝ ﺧﺴﺎﺭﺕ‌ﻫﺎﯾﯽ ﺍﺳﺖ ﮐﻪ ﺩﺭ ﻧﺘﯿﺠﺔ ﻋﺪﻡ ﺭﻋﺎﯾﺖ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺗﻮﺳﻂ ﻭﯼ ﺣﺎﺩﺙ ﺷﻮﺩ‪.‬‬
‫‪ : 2-6‬ﻋﻀﻮ ﻣﺴﺌﻮﻝ ﺣﻮﺍﺩﺛﯽ ﮐﻪ ﺧﺎﺭﺝ ﺍﺯ ﺣﯿﻄﺔ ﺍﺧﺘﯿﺎﺭ ﻭ ﺑﺪﻭﻥ ﺗﻘﺼﯿﺮ ﻭﯼ ﺭﺥ ﻣﯽ‌ﺩﻫﺪ‪ ،‬ﻧﻤﯽ‌ﺑﺎﺷﺪ‪.‬‬
‫‪ : 3-6‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺑﻪ ﻭﺍﺳﻄﺔ ﺍﻋﻤﺎﻝ ﺣﻘﻮﻕ ﻣﺘﻌﻠﻖ ﺑﻪ ﻋﻀﻮ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻣﺸﺘﺮﯼ ﻣﺘﺤﻤﻞ ﺿﺮﺭ ﻭ ﺯﯾﺎﻥ ﮔﺮﺩﺩ‪ ،‬ﻋﻀﻮ ﻣﺴﺌﻮﻝ ﺟﺒﺮﺍﻥ ﺧﺴﺎﺭﺕ‌ﻫﺎﯼ ﻭﺍﺭﺩﻩ ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪ : 4-6‬ﺍﻧﻌﻘﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻣﻨﻈﻮﺭ ﺍﺭﺍﯾﺔ ﺧﺪﻣﺎﺕ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﺍﺯ ﺳﻮﯼ ﻋﻀﻮ ﺑﻪ ﻣﺸﺘﺮﯼ ﻣﯽ‌ﺑﺎﺷﺪ ﻭ ﺷﺎﻣﻞ ﺍﺭﺍﯾﺔ ﺳﺎﯾﺮ ﺧﺪﻣﺎﺕ ﺍﺯ ﻗﺒﯿﻞ ﺧﺪﻣﺎﺕ ﻣﺸﺎﻭﺭﺓ ﺳﺮﻣﺎﯾﻪ‌ﮔﺬﺍﺭﯼ‪ ،‬ﻗﺎﻧﻮﻧﯽ‪ ،‬ﻣﺎﻟﯿﺎﺗﯽ‪ ،‬ﻣﺎﻟﯽ ﻭ ﺣﺴﺎﺑﺪﺍﺭﯼ ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪ : 5-6‬ﻋﻀﻮ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺩﺭ ﻗﺒﺎﻝ ﺳﻮﺩﺁﻭﺭﯼ ﻭ ﻣﺨﺎﻃﺮﺍﺕ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﻧﺪﺍﺭﺩ‪.‬‬
‫‪6-6:‬ﭼﻨﺎﻧﭽﻪ ﺩﺭ ﺍﺛﺮ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻝ ﺩﺭ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ ﻧﺎﺷﯽ ﺍﺯ ﻧﺮﻡ ﺍﻓﺰﺍﺭ ﮐﺎﺭﺑﺮﺩﯼ ﻋﻀﻮ ﻭ ﯾﺎ ﻫﺴﺘﻪ ﻣﻌﺎﻣﻼﺕ ﺍﺟﺮﺍﯼ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﯼ ﺑﺎ ﺗﺎﺧﯿﺮ ﯾﺎ ﻋﺪﻡ ﺍﺟﺮﺍ ﻣﻮﺍﺟﻪ ﺷﻮﺩ‪ ،‬ﻣﺴﺌﻮﻟﯿﺘﯽ ﻣﺘﻮﺟﻪ ﻋﻀﻮ ﻧﻤﯿﺒﺎﺷﺪ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :7‬ﻗﺎﺑﻠﯿﺖ ﺍﺳﺘﻨﺎﺩ ﺩﺍﺩﻩ ﭘﯿﺎﻡ‌ﻫﺎ‬
‫ﺩﺍﺩﻩ‌ﭘﯿﺎﻡ‌ﻫﺎ ﻭ ﺳﻮﺍﺑﻖ ﮐﻠﯿﺔ ﺗﺮﺍﮐﻨﺶ‌ﻫﺎﯼ ﺩﺭﯾﺎﻓﺘﯽ ﺍﺯ ﻣﺸﺘﺮﯼ ﻭ ﺍﺭﺳﺎﻟﯽ ﺑﻪ ﻭﯼ ﮐﻪ ﺑﺎ ﺭﻋﺎﯾﺖ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺍﯾﺠﺎﺩ ﻭ ﻧﮕﻬﺪﺍﺭﯼ ﺷﺪﻩ ﺍﺳﺖ ﺩﺭ ﺣﮑﻢ ﺍﺳﻨﺎﺩ ﻣﻌﺘﺒﺮ ﻭ ﻗﺎﺑﻞ ﺍﺳﺘﻨﺎﺩ ﺩﺭ ﻣﺮﺍﺟﻊ ﻗﻀﺎﯾﯽ ﻭ‬
‫ﺣﻘﻮﻗﯽ ﻣﯽ‌ﺑﺎﺷﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻑ ﺑﯿﻦ ﻋﻀﻮ ﻭ ﻣﺸﺘﺮﯼ ﺩﺭ ﺧﺼﻮﺹ ﺍﯾﻦ ﺳﻮﺍﺑﻖ ﻭ ﺩﺍﺩﻩ‌ﭘﯿﺎﻡ‌ﻫﺎ‪ ،‬ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺯﯾﺮﺳﺎﺧﺖ ﺩﺳﺘﺮﺳﯽ ﺑﺮﺧﻂ ﺑﺎﺯﺍﺭ ﻋﻀﻮ‪ ،‬ﻣﻌﺘﺒﺮ ﻭ ﺑﺮﺍﯼ ﻃﺮﻓﯿﻦ ﻻﺯﻡ‌ﺍﻻﺗﺒﺎﻉ ﺍﺳﺖ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :8‬ﺍﻧﺤﻼﻝ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﻣﻄﺎﺑﻖ ﻣﺎﺩﺓ ‪ 10‬ﻗﺎﻧﻮﻥ ﻣﺪﻧﯽ ﻣﻨﻌﻘﺪ ﺷﺪﻩ ﻭ ﺻﺮﻓﺎً ﺩﺭ ﺷﺮﺍﯾﻂ ﺯﯾﺮ ﭘﺎﯾﺎﻥ ﻣﯽ‌ﯾﺎﺑﺪ‪:‬‬
‫‪ : 1-8‬ﺩﺭ ﺻﻮﺭﺕ ﺍﻋﻼﻡ ﻣﺸﺘﺮﯼ ﻣﺒﻨﯽ ﺑﺮ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﭘﺲ ﺍﺯ ﺗﺴﻮﯾﺔ ﮐﻠﯿﺔ ﺩﯾﻮﻥ ﻭ ﺗﻌﻬﺪﺍﺕ ﻧﺎﺷﯽ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﻭﯼ ﻧﺰﺩ ﻋﻀﻮ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﻓﺴﺦ ﻣﯽ‌ﺷﻮﺩ‪.‬‬
‫‪ : 2-8‬ﺩﺭ ﺻﻮﺭﺕ ﺗﺨﻠﻒ ﻣﺸﺘﺮﯼ ﺍﺯ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻃﻪ ﻭ ﺑﺎ ﺍﻋﻼﻡ ﻣﺮﺍﺟﻊ ﺫﯾﺼﻼﺡ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﻣﻨﻔﺴﺦ ﻣﯽ‌ﺷﻮﺩ‪ .‬ﺩﺭ ﺍﯾﻦ ﺻﻮﺭﺕ ﻋﻀﻮ ﻣﻮﻇﻒ ﺍﺳﺖ ﻣﺮﺍﺗﺐ ﺭﺍ ﺑﻪ ﻣﺸﺘﺮﯼ ﺍﻃﻼﻉ ﺩﻫﺪ‪.‬‬
‫‪ : 3-8‬ﺩﺭ ﺻﻮﺭﺕ ﺗﻌﻠﯿﻖ ﺑﻪ ﻣﺪﺕ ﺑﯿﺶ ﺍﺯ ﯾﮑﻤﺎﻩ ﯾﺎ ﻟﻐﻮ ﻣﺠﻮﺯ ﻋﻀﻮ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﻣﻨﻔﺴﺦ ﻣﯽ‌ﺷﻮﺩ‪.‬‬
‫‪ : 4-8‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺩﺭ ﺍﺛﺮ ﺑﺮﻭﺯ ﺣﻮﺍﺩﺙ ﻗﻬﺮﯼ‪ ،‬ﺍﻣﮑﺎﻥ ﺍﯾﻔﺎﯼ ﺗﻤﺎﻡ ﯾﺎ ﺑﺨﺸﯽ ﺍﺯ ﺗﻌﻬﺪﺍﺕ ﻫﺮ ﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭﺟﻮﺩ ﻧﺪﺍﺷﺘﻪ ﻭ ﻭﺿﻌﯿﺖ ﻣﺬﮐﻮﺭ ﺑﻪ ﻣﺪﺕ ﺑﯿﺴﺖ ﺭﻭﺯ ﮐﺎﺭﯼ ﺍﺩﺍﻣﻪ ﯾﺎﺑﺪ‪ ،‬ﻫﺮ ﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺣﻖ ﻓﺴﺦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺭﺍ ﺩﺍﺭﻧﺪ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :9‬ﺣﻞ ﺍﺧﺘﻼﻑ‬
‫ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺣﺎﮐﻤﯿﺖ ﻗﺎﻧﻮﻥ ﺑﺎﺯﺍﺭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺑﺮ ﺍﺧﺘﻼﻓﺎﺕ ﻧﺎﺷﯽ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﺍﯾﻦ ﺑﺎﺯﺍﺭ‪ ،‬ﺣﻞ ﺍﺧﺘﻼﻑ ﻃﺮﻓﯿﻦ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺣﺼﻮﻝ ﺗﻮﺍﻓﻖ ﺍﺯ ﻃﺮﯾﻖ ﻣﺬﺍﮐﺮﻩ ﻓﯿﻤﺎﺑﯿﻦ‪ ،‬ﻣﻄﺎﺑﻖ ﻣﺎﺩﺓ ‪ 36‬ﻗﺎﻧﻮﻥ ﺑﺎﺯﺍﺭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺟﻤﻬﻮﺭﯼ‬
‫ﺍﺳﻼﻣﯽ ﺍﯾﺮﺍﻥ ﻣﺼﻮﺏ ‪ 1384‬ﺻﻮﺭﺕ ﻣﯽ‌ﮔﯿﺮﺩ‪.‬‬

‫ﻣﺎﺩﻩ ‪ :10‬ﺗﻐﯿﯿﺮ ﻗﺮﺍﺭﺩﺍﺩ‬

‫ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺭ ‪ 10‬ﻣﺎﺩﻩ ﻭ ﺩﻭ ﻧﺴﺨﻪ ﺗﻨﻈﯿﻢ ﮔﺮﺩﯾﺪﻩ ﻭ ﺩﺭ ﺗﺎﺭﯾﺦ ‪ .........................................‬ﺑﻪ ﺍﻣﻀﺎﯼ ﻃﺮﻓﯿﻦ ﺭﺳﯿﺪﻩ ﺍﺳﺖ‪ .‬ﻫﺮﮔﻮﻧﻪ ﺗﻐﯿﯿﺮ ﺩﺭ ﻣﻔﺎﺩ ﺁﻥ‪ ،‬ﻣﻨﻮﻁ ﺑﻪ ﺗﺄﯾﯿﺪ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﯽ‌ﺑﺎﺷﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺩﺭ ﻗﻮﺍﻧﯿﻦ ﻭ‬
‫ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ‪ ،‬ﺗﻐﯿﯿﺮﺍﺗﯽ ﺣﺎﺻﻞ ﺷﻮﺩ ﮐﻪ ﺗﻐﯿﯿﺮ ﺩﺭ ﺷﺮﺍﯾﻂ ﻭ ﻣﻔﺎﺩ ﻗﺮﺍﺭﺩﺍﺩ ﺣﺎﺿﺮ ﺭﺍ ﺍﯾﺠﺎﺏ ﻧﻤﺎﯾﺪ‪ ،‬ﺗﻐﯿﯿﺮﺍﺕ ﻣﺬﮐﻮﺭ‪ ،‬ﺑﺪﻭﻥ ﻧﯿﺎﺯ ﺑﻪ ﺗﻮﺍﻓﻖ ﺛﺎﻧﻮﯼ ﺟﺰﺀ ﻻﯾﻨﻔﮏ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬

‫ﺍﯾﻨﺠﺎﻧﺐ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﺭﻣﺰ ﻋﺒﻮﺭ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﺻﻮﺭﺕ ﭼﺎﭘﯽ ﻭﻣﺤﺮﻣﺎﻧﻪ ﺩﺭﯾﺎﻓﺖ ﻧﻤﻮﺩﻡ‪.‬‬

‫ﺍﯾﻦ ﻓﺮﻡ ﺭﺍ ﺩﺭﯾﺎﻓﺖ ﮐﺮﺩﻡ ﻭ ﺗﻄﺒﯿﻖ ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺁﻥ ﺭﺍ ﺑﺎ‬ ‫ﺍﺯ ﭘﺮﺳﻨﻞ ﺩﺭ ﺗﺎﺭﯾﺦ‬ ‫ﺍﯾﻨﺠﺎﻧﺐ‬
‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬
‫ﻣﺪﺍﺭﮎ ﺩﺭﯾﺎﻓﺘﯽ ﺷﺎﻣﻞ ﮐﭙﯽ ﺷﻨﺎﺳﻨﺎﻣﻪ ﻭ ﮐﺎﺭﺕ ﻣﻠﯽ ﮐﻪ ﺑﺮﺍﺑﺮ ﺑﺎ ﺍﺻﻞ ﮔﺮﺩﯾﺪ ‪ ،‬ﺗﺎﯾﯿﺪ ﻣﯽ ﻧﻤﺎﯾﻢ‪.‬‬

‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺍﻣﻀﺎ ﺗﺎﯾﯿﺪ ﮐﻨﻨﺪﻩ ﻭﺍﺣﺪ‬

‫ﻣﻬﺮ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﺍﻣﻀﺎ ﺩﺭﯾﺎﻓﺖ ﮐﻨﻨﺪﻩ‬
‫ﺁﻧﻼﯾﻦ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 6‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ )ﺁﻧﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F05‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﺗﻌﻬﺪﻧﺎﻣﻪ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺯﯾﺮﺳﺎﺧﺖ ﺑﺮﺧﻂ‬

‫ﺑﻪ ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ﮐﺪ ﻣﻠﯽ ﻣﺘﻮﻟﺪ ‪ 1345/02/29‬ﺻﺎﺩﺭﻩ ﺍﺯ ﮐﻪ ﺍﺻﺎﻟﺖ‪ /‬ﺑﻪ ﻋﻨﻮﺍﻥ ﻧﻤﺎﯾﻨﺪﻩ ﻗﺎﻧﻮﻧﯽ )ﻭﻟﯽ‪ /‬ﺍﻗﯿﻢ‪ /‬ﻭﺻﯽ( ﺁﻗﺎﯼ ‪ /‬ﺧﺎﻧﻢ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻓﺮﺯﻧﺪ‬ ‫ﺍﯾﻨﺠﺎﻧﺐ‬

‫ﻣﺘﻘﺎﺿﯽ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺯﯾﺮﺳﺎﺧﺖ ﻫﺎﯼ ﻣﻮﺿﻮﻉ ﺑﻨﺪﻫﺎﯼ ‪ ۴‬ﻭ ‪ ۵‬ﻣﺎﺩﻩ ‪ ۱‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﻫﺴﺘﻢ‪ ،‬ﺍﻗﺮﺍﺭ ﻭ ﺗﻌﻬﺪ ﻣﯽ ﻧﻤﺎﯾﻢ‪:‬‬
‫‪ -۱‬ﺍﺯ ﺩﺍﻧﺶ ﻭ ﻣﻬﺎﺭﺕ ﻻﺯﻡ ﺩﺭ ﺧﺼﻮﺹ ﻧﺤﻮﻩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺯﯾﺮﺳﺎﺧﺖ ﻫﺎ ﻭ ﻫﻤﭽﻨﯿﻦ ﻧﺤﻮﻩ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ‪ /‬ﮐﺎﻻ ﺑﺮﺧﻮﺭﺩﺍﺭ ﻣﯽ ﺑﺎﺷﻢ‪.‬‬
‫‪ -۲‬ﺑﺎ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺗﺒﻂ ﺑﺎ ﻣﻌﺎﻣﻠﻪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ /‬ﮐﺎﻻ ﺁﺷﻨﺎﯾﯽ ﮐﺎﻓﯽ ﺩﺍﺭﻡ‪.‬‬
‫‪ -٣‬ﻣﺸﻤﻮﻝ ﻫﯿﭻ ﮔﻮﻧﻪ ﺣﻜﻢ ﻣﻨﻊ ﻣﻌﺎﻣﻼﺗﯽ ﮐﻪ ﺗﻮﺳﻂ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﯾﺎ ﺳﺎﯾﺮ ﻣﺮﺍﺟﻊ ﺫﯼ ﺻﻼﺡ ﺍﻋﻼﻡ ﺷﺪﻩ ﺑﺎﺷﺪ‪ ،‬ﻧﯿﺴﺘﻢ‪.‬‬
‫‪ -۴‬ﺍﺯ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﻣﺒﺘﻨﯽ ﺑﺮ ﺍﻃﻼﻋﺎﺕ ﻣﺤﺮﻣﺎﻧﻪ ﻭ ﺩﺳﺘﮑﺎﺭﯼ ﺩﺭ ﺑﺎﺯﺍﺭ ﺧﻮﺩﺩﺍﺭﯼ ﻧﻤﻮﺩﻩ ﻭ ﺩﺭ ﻣﻘﺎﺑﻞ ﻣﺮﺍﺟﻊ ﻗﺎﻧﻮﻧﯽ ﭘﺎﺳﺨﮕﻮ ﺑﺎﺷﻢ‪.‬‬
‫‪ -۵‬ﺍﺯ ﺍﯾﺠﺎﺩ ﺍﺧﻼﻝ ﯾﺎ ﻫﺮ ﮔﻮﻧﻪ ﺍﻗﺪﺍﻡ ﺑﻪ ﺍﺧﻼﻝ )ﺳﻮﺀﺍﺳﺘﻔﺎﺩﻩ( ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﻭ ﺯﯾﺮﺳﺎﺧﺘﻬﺎﯼ ﺑﺮﺧﻂ ﻣﺘﻌﻠﻖ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﯾﺎ ﮐﺎﺭﮔﺰﺍﺭ ‪ /‬ﻣﻌﺎﻣﻠﻪ ﮔﺮ ﺧﻮﺩﺩﺍﺭﯼ ﻧﻤﻮﺩﻩ ﻭ ﺩﺭ ﻣﻘﺎﺑﻞ ﻣﺮﺍﺟﻊ ﻗﺎﻧﻮﻧﯽ ﭘﺎﺳﺨﮕﻮ ﺑﺎﺷﻢ‪.‬‬
‫‪ -۶‬ﺍﻣﮑﺎﻥ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺯﯾﺮﺳﺎﺧﺘﻬﺎﯼ ﺑﺮﺧﻂ ﺍﺧﺘﺼﺎﺹ ﯾﺎﻓﺘﻪ ﺑﻪ ﺍﯾﻨﺠﺎﻧﺐ ﺭﺍ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻫﯿﭻ ﻓﺮﺩ ﺩﯾﮕﺮﯼ ﺗﺤﺖ ﻫﺮ ﻋﻨﻮﺍﻥ ﺍﺯ ﻗﺒﯿﻞ ﻧﻤﺎﯾﻨﺪﻩ‪ ،‬ﻭﮐﯿﻞ ﯾﺎ ﻏﯿﺮﻩ ﻗﺮﺍﺭ ﻧﺪﻫﻢ ﻭ ﺑﻪ ﺷﺨﺺ ﺩﯾﮕﺮﯼ ﺍﺟﺎﺯﻩ ﻧﺨﻮﺍﻫﻢ ﺩﺍﺩ ﺍﺯ ﻣﺠﻮﺯ ﺻﺎﺩﺭﻩ ﺍﺳﺘﻔﺎﺩﻩ ﻭ ﺍﻗﺪﺍﻡ‬
‫ﺑﻪ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﻧﻤﺎﯾﺪ ﻭ ﺩﺭ ﻫﺮ ﺻﻮﺭﺕ ﻣﺴﺌﻮﻟﯿﺖ ﮐﻠﯿﻪ ﻣﻌﺎﻣﻼﺕ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﺍﺯ ﻃﺮﯾﻖ ﺩﺳﺘﺮﺳﯽ ﺑﻪ ﺯﯾﺮﺳﺎﺧﺖ ﺑﺮﺧﻂ ﮐﻪ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﺍﯾﻨﺠﺎﻧﺐ ﻗﺮﺍﺭ ﺩﺍﺩﻩ ﺷﺪﻩ ﺍﺳﺖ ﺭﺍ ﻣﯽ ﭘﺬﯾﺮﻡ‪.‬‬
‫‪ -۷‬ﻣﺴﺌﻮﻟﯿﺖ ﺻﺤﺖ ﻣﻮﺍﺭﺩ ﻣﻨﺪﺭﺝ ﺩﺭ ﻓﺮﻡ ﻣﺸﺨﺼﺎﺕ ﻣﺸﺘﺮﯼ ﺑﺮ ﻋﻬﺪﻩ ﺍﯾﻨﺠﺎﻧﺐ ﺑﻮﺩﻩ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺍﺭﺍﺋﻪ ﺍﻃﻼﻋﺎﺕ ﺧﻼﻑ ﻭﺍﻗﻊ ﻭ ﻣﺴﺘﻨﺪﺍﺕ ﺟﻌﻠﯽ‪ ،‬ﻣﺴﺌﻮﻟﯿﺖ ﻫﺮﮔﻮﻧﻪ ﻋﻮﺍﻗﺐ ﻧﺎﺷﯽ ﺍﺯ ﺁﻥ ﺑﺮ ﻋﻬﺪﻩ ﺍﯾﻨﺠﺎﻧﺐ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬ ‫ﺗﺎﺭﯾﺦ ﺗﮑﻤﯿﻞ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﻧﺤﻮﻩ ﺍﺣﺮﺍﺯ ﺻﻼﺣﯿﺖ ﺩﺍﻭﻃﻠﺐ‬

‫ﺍﻧﺠﺎﻡ ﻣﺼﺎﺣﺒﻪ ﺷﻔﺎﻫﯽ‬

‫ﺑﺮﮔﺰﺍﺭﯼ ﺁﺯﻣﻮﻥ ﮐﺘﺒﯽ ﯾﺎ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ‬

‫ﺩﺍﺭﺍ ﺑﻮﺩﻥ ﻫﺮ ﯾﮏ ﺍﺯ ﮔﻮﺍﻫﯿﻨﺎﻣﻪ ﻫﺎﯼ ﺣﺮﻓﻬﺎﯼ ﯾﺎ ﮔﻮﺍﻫﯿﻨﺎﻣﻪ ﻫﺎﯼ ﮐﺎﺭﺑﺮﺩﯼ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ‬

‫ﺩﺍﺭﺍ ﺑﻮﺩﻥ ﮔﻮﺍﻫﯽ ﺣﻀﻮﺭ ﺩﺭ ﺩﻭﺭﻩ ﺁﻣﻮﺯﺷﯽ ﻣﺸﺨﺼﯽ ﮐﻪ ﺑﻪ ﻣﻨﻈﻮﺭ ﺁﺷﻨﺎﯾﯽ ﺑﺎ ﻧﺤﻮﻩ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺗﻮﺳﻂ ﮐﺎﻧﻮﻥ ﺑﺮﮔﺰﺍﺭ ﻣﯿﺸﻮﺩ‬
 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 7‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﺍﻗﺮﺍﺭ ﻧﺎﻣﻪ ﻭ ﺑﯿﺎﻧﯿﻪ ﭘﺬﯾﺮﯾﺶ ﺭﯾﺴﮏ ﻣﻌﺎﻣﻼﺕ ﺳﻬﺎﻡ ﻭ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺭﯾﺴﮏ ﻣﻮﺟﻮﺩ ﺩﺭ ﻣﻌﺎﻣﻼﺕ ﺳﻬﺎﻡ ﻭ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪ ،‬ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﺍﻗﺮﺍﺭﻧﺎﻣﻪ ﺍﯾﻨﺠﺎﻧﺐ‪/‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ‪/‬ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﻲ ﺻﺎﺣﺐ‪/‬ﺻﺎﺣﺒﺎﻥ‬

‫ﺍﺫﻋﺎﻥ‪ ،‬ﺍﻇﻬﺎﺭ ﻭ ﺍﻗﺮﺍﺭ ﻣﻲ ﺩﺍﺭﻡ‪ /‬ﻣﯽ‌ﺩﺍﺭﯾﻢ ﮐﻪ ﺑﺎ ﺍﻃﻼﻉ ﺩﻗﯿﻖ ﻭ ﻋﻠﻢ ﻭ ﺁﮔﺎﻫﯽ ﮐﺎﻓﯽ ﺩﺭ ﺧﺼﻮﺹ ﻭﺿﻌﯿﺖ ﻣﺎﻟﯽ ﻧﺎﺷﺮﺍﻥ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ‪،‬‬ ‫ﺍﻣﻀﺎﯼ ﻣﺠﺎﺯ ﺷﺮﻛﺖ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬

‫ﻣﺎﻫﯿﺖ ﺁﻥ ﺑﺎﺯﺍﺭ‪ ،‬ﺍﻃﻼﻋﻴﻪ ﻫﺎﻱ ﻣﻨﺘﺸﺮﻩ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﺭﺳﻤﻲ ﺍﻓﺸﺎﻱ ﺍﻃﻼﻋﺎﺕ ﺷﺮﻛﺖ ﻫﺎﻱ ﺛﺒﺖ ﺷﺪﻩ ﻧﺰﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ )ﻛﺪﺍﻝ( ﻭ ﺳﺎﻳﺮ ﺭﯾﺴﮑﻬﺎﯼ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺍﺯ ﺟﻤﻠﻪ ﻋﺪﻡ ﺍﻓﺸﺎﯼ ﺻﺤﯿﺢ ﻭ ﮐﺎﻣﻞ ﺍﻃﻼﻋﺎﺕ‬
‫ﺗﻮﺳﻂ ﻧﺎﺷﺮﺍﻥ ﻭ ‪ ،...‬ﻧﺴﺒﺖ ﺑﻪ ﻣﻌﺎﻣﻼﺕ ﺳﻬﺎﻡ ﻣﺬﮐﻮﺭ ﺍﻗﺪﺍﻡ ﻣﯽﻧﻤﺎﯾﻢ‪ /‬ﻣﯽ ﻧﻤﺎﯾﯿﻢ؛ ﻫﻤﭽﻨﯿﻦ ﺍﻗﺮﺍﺭ ﮐﺮﺩﻡ‪ /‬ﮐﺮﺩﯾﻢ ﻭ ﻣﺘﻌﻬﺪ ﻭ ﻣﻄﻠﻊ ﺷﺪﻡ‪ /‬ﺷﺪﯾﻢ‪:‬‬
‫‪ 1-‬ﺍﺯ ﺗﻤﺎﻣﯽ ﺷﺮﺍﯾﻂ‪ ،‬ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪ ،‬ﺗﺎﺑﻠﻮﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﻭ ﺭﯾﺴﮏ‌ﻫﺎﯼ ﻣﺮﺑﻮﻁ ﺑﻪ ﺁﻥ ﺍﺯ ﺟﻤﻠﻪ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﭘﺬﯾﺮﺵ‪ ،‬ﻋﺮﺿﻪ ﻭ ﻧﻘﻞ ﻭ ﺍﻧﺘﻘﺎﻝ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻓﺮﺍﺑﻮﺭﺱ‬
‫ﺍﯾﺮﺍﻥ‪ ،‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﻧﺤﻮﻩ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪ ،‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﻧﺤﻮﻩ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺑﻠﻮﮎ ﺩﺭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﻧﻀﺒﺎﻃﯽ ﻧﺎﺷﺮﺍﻥ ﺛﺒﺖ ﺷﺪﮤ ﭘﺬﯾﺮﻓﺘﻪ ﻧﺸﺪﻩ ﻣﺼﻮﺏ ﻫﯿﺄﺕ‌ﻣﺪﯾﺮﻩ‬
‫ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﻫﻤﭽﻨﻴﻦ ﺍﺯ ﺍﺻﻼﺣﺎﺕ ﺑﻌﺪﯼ ﺁﻥ ﻭ ﺳﺎﻳﺮ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺁﮔﺎﻫﯽ ﺩﻗﯿﻖ ﻭ ﮐﺎﻣﻞ ﺩﺍﺭﻡ‪ /‬ﺩﺍﺭﯾﻢ‪.‬‬

‫‪ 2-‬ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻣﻄﺎﺑﻖ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﻣﯽ ﺗﻮﺍﻧﺪ ﻧﺴﺒﺖ ﺑﻪ ﺍﻋﻄﺎﯼ ﻣﺠﻮﺯ ﻓﻌﺎﻟﯿﺖ ﺑﻪ ﻣﺸﺘﺮﯾﺎﻥ ﻭ ﻣﻌﺎﻣﻠﻪ ﮔﺮﺍﻥ ﺷﺮﮐﺖ ﻫﺎﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺩﺭ ﻫﺮ ﯾﮏ ﺍﺯ ﺗﺎﺑﻠﻮﻫﺎﯼ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻭ ﻃﺮﺍﺣﯽ‪ ،‬ﺗﻌﯿﯿﻦ ﺷﺮﻭﻁ ﻣﺮﺑﻮﻁ ﻭ ﺑﺮﮔﺰﺍﺭﯼ ﺁﺯﻣﻮﻧﻬﺎﯾﯽ ﺑﺎ‬
‫ﻫﺪﻑ ﺳﻨﺠﺶ ﺩﺍﻧﺶ‪ ،‬ﺗﻮﺍﻧﺎﯾﯽ ﻭ ﻣﻬﺎﺭﺕ ﻣﻌﺎﻣﻠﻪ ﮔﺮﺍﻥ ﻭ ﻣﺸﺘﺮﯾﺎﻥ ﺷﺮﮐﺖ ﻫﺎﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ؛ ﻟﺬ ﺍ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﻣﻮﻓﻘﯿﺖ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﺩﺭ ﺁﺯﻣﻮﻥ ﻫﺎﯼ ﻣﺬﮐﻮﺭ ﺍﻳﻦ ﻣﻮﺿﻮﻉ ﺑﻪ ﻣﻨﺰﻟﻪ ﻋﺪﻡ ﺍﺧﺬ ﻣﺠﻮﺯ ﻓﻌﺎﻟﯿﺖ ﺩﺭ ﺑﺎﺯﺍﺭ ﻭ ﻳﺎ‬
‫ﺗﺎﺑﻠﻮﯼ ﻣﺮﺑﻮﻃﻪ ﺑﻮﺩﻩ ﻭ ﮐﺎﺭﮔﺰﺍﺭ ﻣﯽ ﺗﻮﺍﻧﺪ ﺿﻤﻦ ﺟﻠﻮﮔﻴﺮﻱ ﺍﺯ ﻫﺮﮔﻮﻧﻪ ﻓﻌﺎﻟﯿﺖ‬

‫ﺑﻪ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺷﻮﺩ‪.‬‬ ‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﺩﺭ ﺑﺎﺯﺍﺭ ﻭ ﻳﺎ ﺗﺎﺑﻠﻮﯼ ﻣﺮﺑﻮﻁ ﻣﺎﻧﻊ ﻓﻌﺎﻟﯿﺖ ﻭ ﺩﺳﺘﺮﺳﯽ ﺍﯾﻨﺠﺎﻧﺐ‪/‬ﺷﺮﻛﺖ‬ ‫ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺷﺮﻛﺖ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬

‫‪ 3-‬ﺩﺭ ﺻﻮﺭﺕ ﻧﺒﻮﺩ ﻗﺎﺑﻠﯿﺖ ﻧﻘﺪﺷﻮﻧﺪﮔﯽ ﺩﺭ ﻧﻤﺎﺩﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺳﻬﺎﻡ ﻭ ﺣﻘﺘﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﻧﺎﺷﺮﺍﻥ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ‪ ،‬ﻣﺴﺌﻮﻟﯿﺖ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﺩﺭ ﺍﯾﻦ ﺑﺎﺯﺍﺭ ﺑﺎ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺷﺮﮐﺖ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫‪ 4-‬ﻗﺒﻞ ﺍﺯ ﺷﺮﻭﻉ ﻫﺮﮔﻮﻧﻪ ﻓﻌﺎﻟﻴﺖ ﻳﺎ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ‪ ،‬ﺍﺯ ﻧﺮﺥ ﮐﺎﺭﻣﺰﺩ ﻭ ﺳﺎﯾﺮ ﻫﺰﯾﻨﻪ ﻫﺎﯼ ﻣﺮﺑﻮﻁ ﺍﻃﻼﻋﺎﺕ ﻻﺯﻡ ﺭﺍ ﮐﺎﻣﻼً ﻛﺴﺐ ﻧﻤﻮﺩﻩ ﺍﻡ ‪ /‬ﻧﻤﻮﺩﻩ ﺍﯾﻢ‪.‬‬
‫‪ 5-‬ﻣﻄﺎﺑﻖ ﻣﻘﺮﺭﺍﺕ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ‪ ،‬ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﯾﺎ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻣﯽ ﺗﻮﺍﻧﺪ ﺗﺤﺖ ﺷﺮﺍﯾﻂ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻃﻪ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﺭﺍ ﻣﺘﻮﻗﻒ ﯾﺎ ﺗﻌﻠﯿﻖ ﻧﻤﺎﯾﺪ‪ .‬ﻭ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﺑﺎ ﻋﻠﻢ ﻭ ﺁﮔﺎﻫﯽ ﺑﻪ ﺍﯾﻦ ﻣﻮﺿﻮﻉ ﺩﺭ‬
‫ﺍﯾﻦ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﻧﻤﻮﺩﻩ ﻭ ﻣﺴﺌﻮﻟﯿﺖ ﺁﻥ ﺻﺮﻓﺎً ﻣﺘﻮﺟﻪ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫‪ 6-‬ﻣﻌﺎﻣﻠﻪ ﺳﻬﺎﻡ ﯾﺎ ﺣﻘﺘﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺷﺮﮐﺖ ﺑﻮﺭﺱ ﺍﻧﺮﮊﯼ ﺍﯾﺮﺍﻥ ﺑﺎ ﺣﺠﻢ ﺑﺰﺭﮔﺘﺮ ﯾﺎ ﻣﺴﺎﻭﯼ ﻧﯿﻢ ﺩﺭﺻﺪ ﺍﺯ ﺳﺮﻣﺎﯾﻪ ﭘﺎﯾﻪ ﻭ ﻫﻤﭽﻨﯿﻦ ﺧﺮﯾﺪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺁﻥ ﺷﺮﮐﺖ ﺗﻮﺳﻂ ﺍﺷﺨﺎﺹ ﺣﻘﻮﻗﯽ ﯾﺎ ﻧﻬﺎﺩﻫﺎﯼ ﺧﺎﺹ ﮐﻪ ﺩﺳﺘﻪ ﺳﻬﺎﻣﺪﺍﺭﯼ‬
‫ﺍﯾﺸﺎﻥ ﺑﺮ ﺍﺳﺎﺳﻨﺎﻣﻪ ﺷﺮﮐﺖ ﺑﻮﺭﺱ ﺍﻧﺮﮊﯼ ﺍﯾﺮﺍﻥ ﺑﺮﺍﯼ ﻓﺮﺍﺑﻮﺭﺱ ﻣﺸﺨﺺ ﻧﻤﯿﺒﺎﺷﺪ‪ ،‬ﻣﻨﻮﻁ ﺑﻪ ﺍﺧﺬ ﺗﺎﯾﯿﺪﯾﻪ ﺍﺯ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻣﺒﻨﯽ ﺑﺮ ﺭﻋﺎﯾﺖ ﻣﺤﺪﻭﺩﯾﺘﻬﺎﯼ ﻗﺎﻧﻮﻧﯽ ﻭ ﻣﻘﺮﺭﺍﺗﯽ ﺍﺳﺖ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺭﻋﺎﯾﺖ ﻣﺤﺪﻭﺩﯾﺘﻬﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺩﺭ‬
‫ﺩﺳﺘﻬﻬﺎﯼ ﺳﻬﺎﻣﺪﺍﺭﯼ ﺷﺮﮐﺖ ﺑﻮﺭﺱ ﺍﻧﺮﮊﯼ ﺍﯾﺮﺍﻥ ﻳﺎ ﺳﺎﻳﺮ ﻣﻮﺍﺭﺩ ﻣﺬﻛﻮﺭ ﺩﺭ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﻓﺮﺍﺑﻮﺭﺱ ﻣﻴﺘﻮﺍﻧﺪ ﻣﻌﺎﻣﻼﺕ ﻣﺰﺑﻮﺭ ﺭﺍ ﺗﺎﯾﯿﺪ ﻧﻨﻤﺎﻳﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻭﺟﻮﺩ ﻣﺤﺪﻭﺩﯾﺘﻬﺎﯼ ﻓﻨﯽ ﺩﺭ ﺍﻣﮑﺎﻥ ﻋﺪﻡ ﺗﺎﯾﯿﺪ ﻣﻌﺎﻣﻼﺕ ﻭ ﺍﻋﻼﻡ ﻓﺮﺍﺑﻮﺭﺱ ﺍﻳﺮﺍﻥ ﻣﺒﻨﯽ‬
‫ﺑﺮ ﻋﺪﻡ ﺭﻋﺎﯾﺖ ﻣﺤﺪﻭﺩﯾﺘﻬﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﻓﻮﻕ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﻧﺎﻇﺮ ﻣﻮﻇﻒ ﺍﺳﺖ ﻣﺎﺯﺍﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺧﺮﯾﺪﺍﺭﯼ ﺷﺪﻩ ﺭﺍ ﺩﺭ ﺍﻭﻟﯿﻦ ﺭﻭﺯ ﮐﺎﺭﯼ ﭘﺲ ﺍﺯ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺍﺯ ﻃﺮﯾﻖ ﺍﻧﺠﺎﻡ ﺣﺮﺍﺝ ﺩﺭ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﺑﺎﺯﺍﺭ ﻋﺎﺩﯼ ﯾﺎ ﻧﻤﺎﺩﻱ ﻣﺠﺰﺍ )ﺣﺴﺐ‬
‫ﺗﺸﺨﯿﺺ ﻓﺮﺍﺑﻮﺭﺱ ﺍﻳﺮﺍﻥ( ﺑﻪ ﻋﻤﻮﻡ ﻋﺮﺿﻪ ﻧﻤﺎﯾﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﻣﮑﺎﻥ ﻓﺮﻭﺵ ﺑﻪ ﺩﻟﯿﻞ ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ‪ ،‬ﻣﺎﺯﺍﺩ ﺳﻬﺎﻡ ﯾﺎ ﺣﻘﺘﻘﺪﻡ ﺧﺮﻳﺪ ﺳﻬﺎﻡ ﺧﺮﯾﺪﺍﺭﯼ ﺷﺪﻩ‪ ،‬ﺑﺎ ﺍﻋﻼﻡ ﻓﺮﺍﺑﻮﺭﺱ ﺍﻳﺮﺍﻥ ﺑﻪ ﺣﺎﻟﺖ ﻣﺴﺪﻭﺩ ﺩﺭﻣﯿﺂﯾﺪ ﻭ ﺧﺮﯾﺪﺍﺭ ﺣﻖ‬
‫ﻫﯿﭽﮕﻮﻧﻪ ﺗﺼﺮﻑ ﻣﺎﻟﮑﺎﻧﻬﺎﯼ )ﺍﺯ ﺟﻤﻠﻪ ﻓﺮﻭﺵ‪ ،‬ﺗﻮﺛﻴﻖ ﻳﺎ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺣﻖ ﺭﺃﻱ ﺩﺭ ﻣﺠﺎﻣﻊ ﻋﻤﻮﻣﻲ ﻧﺎﺷﺮ( ﻧﺴﺒﺖ ﺑﻪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺬﮐﻮﺭ ﺭﺍ ﻧﺪﺍﺷﺘﻪ ﻭ ﮐﻠﯿﮥ ﺧﺴﺎﺭﺍﺕ ﻭ ﻫﺰﯾﻨﻬﻬﺎﯼ ﻧﺎﺷﯽ ﺍﺯ ﻣﻌﺎﻣﻠﻪ ﻣﺎﺯﺍﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺯ ﺟﻤﻠﻪ ﮐﺎﺭﻣﺰﺩﻫﺎﯼ ﺁﻥ‬
‫ﺑﺮﻋﻬﺪﻩ ﻭﯼ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‬
‫‪ 7-‬ﺑﺮﺍﯼ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﻭ ﺣﻘﺘﻘﺪﻡ ﺳﻬﺎﻡ ﺩﺭ ﻧﻤﺎﺩﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺍﺯ ﻫﻴﭽﮕﻮﻧﻪ ﺍﻋﺘﺒﺎﺭﻱ ﺍﺳﺘﻔﺎﺩﻩ ﻧﻨﻤﻮﺩﻩ ﻭ ﺑﺮ ﻣﺒﻨﺎﯼ ﺳﻬﺎﻡ ﻧﺎﺷﺮﺍﻥ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺍﻋﺘﺒﺎﺭ ﺩﺭﻳﺎﻓﺖ ﻧﻤﻴﻨﻤﺎﻳﻢ‪ /‬ﻧﻤﯽ ﻧﻤﺎﯾﯿﻢ‬
‫‪ 8-‬ﻣﻄﺎﺑﻖ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﭘﺬﯾﺮﺵ‪ ،‬ﻋﺮﺿﻪ ﻭ ﻧﻘﻞ ﻭ ﺍﻧﺘﻘﺎﻝ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪ ،‬ﺩﺭﺝ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻭ ﻫﻤﭽﻨﯿﻦ ﻟﻐﻮ ﺩﺭﺝ ﺁﻧﻬﺎ ﺑﺎ ﺗﺎﯾﯿﺪ ﮐﻤﯿﺘﻪ ﺩﺭﺝ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺻﻮﺭﺕ ﻣﯿﭙﺬﯾﺮﺩ‪ .‬ﻋﻼﻭﻩ ﺑﺮ ﺍﯾﻦ‪ ،‬ﺗﺼﻤﯿﻤﮕﯿﺮﯼ ﺩﺭ‬
‫ﺧﺼﻮﺹ ﺍﻧﺘﻘﺎﻝ ﺷﺮﮐﺘﻬﺎ ﺑﯿﻦ ﺗﺎﺑﻠﻮﻫﺎﯼ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻭ ﺗﻌﯿﯿﻦ ﺩﻭﺭﻫﻬﺎﯼ ﻣﻮﺭﺩ ﺭﺳﯿﺪﮔﯽ‪ ،‬ﺑﺮ ﻋﻬﺪﻩ ﮐﻤﯿﺘﻪ ﻣﺬﮐﻮﺭ ﻣﯿﺒﺎﺷﺪ؛ ﻟﺬﺍ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﺣﻖ ﻫﺮﮔﻮﻧﻪ ﺍﻋﺘﺮﺍﺿﯽ ﻣﺒﻨﯽ ﺑﺮ ﺍﻧﺘﻘﺎﻝ ﺷﺮﮐﺘﻬﺎ ﻓﯿﻤﺎﺑﯿﻦ ﺗﺎﺑﻠﻮﻫﺎﯼ )ﭘﺎﯾﻪ ﺯﺭﺩ(‪)،‬ﭘﺎﯾﻪ ﻧﺎﺭﻧﺠﯽ( ﻭ‬
‫)ﭘﺎﯾﻪ ﻗﺮﻣﺰ( ﻭ ﯾﺎ ﻟﻐﻮ ﺩﺭﺝ ﺁﻧﻬﺎ ﺭﺍ ﺍﺯ ﺧﻮﺩ ﺳﻠﺐ ﻭ ﺳﺎﻗﻂ ﮐﺮﺩﻡ‪ /‬ﮐﺮﺩﯾﻢ‪.‬‬
‫‪ 9-‬ﺗﻄﺒﯿﻖ ﺳﻔﺎﺭﺷﻬﺎ ﺩﺭ ﻣﻌﺎﻣﻼﺕ ﻧﻤﺎﺩﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﯾﺎ ﺗﻐﯿﯿﺮ ﺭﻭﺵ ﺁﻧﻬﺎ ﺑﺮ ﺍﺳﺎﺱ ﺷﻴﻮﻫﺎﻱ ﺍﺳﺖ ﻛﻪ ﺑﻪ ﺗﺼﻮﯾﺐ ﻫﯿﺄﺗﻤﺪﯾﺮﻩ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻭ ﺗﺎﯾﯿﺪ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﻴﺮﺳﺪ‪.‬‬
‫‪ 10-‬ﺳﻔﺎﺭﺷﻬﺎﯼ ﻣﻮﺟﻮﺩ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺗﯽ ﺣﺪﺍﮐﺜﺮ ﺑﻪ ﻣﺪﺕ ﺷﺶ ﻣﺎﻩ ﭘﺲ ﺍﺯ ﺗﺎﺭﯾﺦ ﺍﺑﻼﻍ ﺍﺻﻼﺣﺎﺕ ﻣﻘﺮﺭﺍﺕ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻗﺎﺑﻞ ﻧﻤﺎﯾﺶ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪ ،‬ﻟﮑﻦ ﭘﺲ ﺍﺯ ﻣﻬﻠﺖ ﻣﺬﮐﻮﺭ ﺗﻌﺪﺍﺩ ﺳﻔﺎﺭﺷﻬﺎﯼ ﻗﺎﺑﻞ ﻣﺸﺎﻫﺪﻩ ﺑﻪ ﺻﻮﺭﺕ ﺩﻭﺭﻫﺎﯼ ﻭ‬
‫ﻣﺮﺣﻠﻬﺎﯼ ﻭ ﺑﻪ ﺗﻨﺎﺳﺐ ﻫﺮ ﺗﺎﺑﻠﻮ ﮐﺎﺳﺘﻪ ﯾﺎ ﺣﺬﻑ ﺧﻮﺍﻫﺪ ﺷﺪ ﻭ ﺩﺭ ﻣﺮﺣﻠﻪ ﭘﯿﺸﮕﺸﺎﯾﺶ‪ ،‬ﻗﯿﻤﺖ ﻧﻈﺮﯼ ﮔﺸﺎﯾﺶ))‪ TOP‬ﺑﺮﺍﯼ ﻋﻤﻮﻡ ﻣﻨﺘﺸﺮ ﻣﯿﺸﻮﺩ‪.‬‬
‫‪ 11-‬ﺟﻠﺴﺎﺕ ﺭﺳﻤﯽ ﻭ ﺭﻭﺯﻫﺎﯼ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﺍﻧﻮﺍﻉ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺗﺎﺑﻠﻮﻫﺎﯼ"ﭘﺎﯾﻪ ﺯﺭﺩ"‪ " ،‬ﭘﺎﯾﻪ ﻧﺎﺭﻧﺠﯽ" ﻭ " ﭘﺎﯾﻪ ﻗﺮﻣﺰ"‪ ،‬ﺳﺎﻋﺖ ﺁﻏﺎﺯ ﻭ ﺧﺎﺗﻤﻪ ﻭ ﻣﺪﺕ ﺯﻣﺎﻥ ﻫﺮ ﺟﻠﺴﮥ ﻣﻌﺎﻣﻼﺗﯽ ﻭ ﻫﻤﭽﻨﯿﻦ ﺗﻌﺪﺍﺩ‪ ،‬ﻣﺪﺕ ﻭ ﺍﻧﻮﺍﻉ ﺩﺳﺘﺮﺳﯽ‬
‫ﻣﻌﺎﻣﻠﻬﮕﺮﺍﻥ ﺩﺭ ﻣﺮﺍﺣﻞ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺣﺪﺍﻗﻞ ﺍﺭﺯﺵ ﻫﺮ ﺳﻔﺎﺭﺵ‪ ،‬ﺣﺠﻢ ﻣﺒﻨﺎ‪ ،‬ﻭﺍﺣﺪ ﭘﺎﯾﻪ ﻫﺮ ﺳﻔﺎﺭﺵ ‪ ،((LOT‬ﺣﺪﺍﻗﻞ ﺣﺠﻢ ﻫﺮ ﺳﻔﺎﺭﺵ ‪ ،‬ﺍﻋﺘﺒﺎﺭ ﺯﻣﺎﻧﯽ ﺳﻔﺎﺭﺵ ﻭ ﻧﯿﺰ ﻣﺤﺪﻭﺩﯾﺘﻬﺎﯾﯽ ﺍﺯ ﻗﺒﯿﻞ ﺣﺪﺍﻗﻞ ﺍﺭﺯﺵ ﻣﻌﺎﻣﻼﺕ ﺧﺮﯾﺪ ﺑﺮﺍﯼ‬
‫ﻣﻌﺎﻣﻠﻬﮕﺮﺍﻥ ﺑﺮﺧﻂ ﯾﺎ ﻋﺪﻡ ﻣﺸﺎﺭﮐﺖ ﻣﻌﺎﻣﻠﻬﮕﺮﺍﻥ ﺑﺮﺧﻂ ﺩﺭ ﻣﺮﺍﺣﻞ ﭘﯿﺸﮕﺸﺎﯾﺶ ﺗﻮﺳﻂ ﻫﯿﺄﺕ‌ﻣﺪﯾﺮﻩ ﻓﺮﺍﺑﻮﺭﺱ ﺍﻳﺮﺍﻥ ﺗﻌﯿﯿﻦ ﻣﯿﮕﺮﺩﺩ‪.‬‬
‫‪ 12-‬ﻭﺭﻭﺩ ﺳﻔﺎﺭﺵ ﺩﺭ ﻧﻤﺎﺩﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺻﺮﻓﺎً ﺑﻪ ﺻﻮﺭﺕ «ﺳﻔﺎﺭﺵ ﺭﻭﺯ » ﺍﻣﮑﺎﻧﭙﺬﯾﺮ ﻣﯿﺒﺎﺷﺪ‪ ،‬ﻣﮕﺮ ﺷﺮﺍﯾﻂ ﺩﯾﮕﺮﯼ ﺗﻮﺳﻂ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺍﻃﻼﻋﺮﺳﺎﻧﯽ ﮔﺮﺩﺩ ﮐﻪ ﺑﺎ ﺍﻧﺘﺸﺎﺭ ﺷﺮﺍﯾﻂ ﺟﺪﯾﺪ ﺩﺭ ﻭﺏ ﺳﺎﯾﺖ ﺭﺳﻤﯽ ﺷﺮﮐﺖ‬
‫ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻭ ﺍﻃﻼﻉ ﺁﻥ ﺑﻪ ﻋﻤﻮﻡ‪ ،‬ﺑﺮﺍﯼ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﻧﯿﺰ ﺍﻟﺰﺍﻣﺂﻭﺭ ﺑﻮﺩﻩ ﻭ ﺁﻥ ﺭﺍ ﻣﯿﭙﺬﯾﺮﻡ ‪ /‬ﻣﯽ ﭘﺬﯾﺮﯾﻢ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 8‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﺍﻗﺮﺍﺭ ﻧﺎﻣﻪ ﻭ ﺑﯿﺎﻧﯿﻪ ﭘﺬﯾﺮﯾﺶ ﺭﯾﺴﮏ ﻣﻌﺎﻣﻼﺕ ﺳﻬﺎﻡ ﻭ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫‪ 13-‬ﻣﻌﺎﻣﻼﺕ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺷﺮﻛﺖ‌ﻫﺎﻳﻲ ﻛﻪ ﺩﺭ ﺗﺎﺑﻠﻮﻫﺎﻱ ﺑﺎﺯﺍﺭ ﭘﺎﻳﻪ ﺩﺭﺝ ﮔﺮﺩﻳﺪﻫﺎﻧﺪ‪ ،‬ﺩﺭ ﺗﻤﺎﻣﻲ ﺟﻠﺴﺎﺕ ﺭﺳﻤﻲ ﻣﻌﺎﻣﻼﺗﻲ ﺑﻪ‌ﺻﻮﺭﺕ ﺣﺮﺍﺝ ﭘﻴﻮﺳﺘﻪ ﻭ ﺩﺭ ﻣﺤﺪﻭﺩﻩ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻧﻲ ‪ 3‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﻳﻪ ﺯﺭﺩ‪ 2 ،‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﻳﻪ ﻧﺎﺭﻧﺠﻲ ﻭ‬
‫‪ 1‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﻳﻪ ﻗﺮﻣﺰ ﻧﺴﺒﺖ ﺑﻪ ﻗﻴﻤﺖ ﭘﺎﻳﺎﻧﻲ ﺩﺭ ﺁﺧﺮﻳﻦ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﻲ ﺑﺮﮔﺰﺍﺭﻱ ﺣﺮﺍﺝ ﭘﺎﻳﺎﻧﻲ ﻗﺎﺑﻞ ﺍﻧﺠﺎﻡ ﺍﺳﺖ‪ .‬ﺍﻧﺠﺎﻡ ﺣﺮﺍﺝ ﭘﺎﻳﺎﻧﻲ ﺩﺭ ﻧﻤﺎﺩﻫﺎﻱ ﻣﻌﺎﻣﻼﺗﻲ ﺗﺎﺑﻠﻮﻫﺎﻱ"ﭘﺎﻳﻪ ﺯﺭﺩ"‪" ،‬ﭘﺎﻳﻪ ﻧﺎﺭﻧﺠﻲ" ﻭ "ﭘﺎﻳﻪ ﻗﺮﻣﺰ"‪ ،‬ﺑﺎ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ‬
‫ﻗﻴﻤﺘﻲ ‪ 2‬ﺑﺮﺍﺑﺮ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﺭﻭﺯﺍﻧﻪ ﻗﻴﻤﺘﻲ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺩﺭ ﺑﺎﺯﺍﺭ ﻋﺎﺩﻱ ﺑﻪ ﻧﺤﻮﯼ ﮐﻪ ﻗﯿﻤﺖ ﻣﺮﺟﻊ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ‪ ،‬ﺁﺧﺮﯾﻦ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﺧﻮﺍﻫﺪ ﺑﻮﺩ ﻭ ﺣﺪﺍﻗﻞ ﻫﻔﺘﻬﺎﻱ ﻳﻜﺒﺎﺭ‪ ،‬ﺍﻣﻜﺎﻥ‌ﭘﺬﻳﺮ ﺍﺳﺖ‪ ،‬ﻣﮕﺮ ﺁﻧﻜﻪ ﻧﺎﺷﺮ ﺭﻭﻳﺪﺍﺩ‬
‫ﺷﺮﻛﺘﻲ ﺩﺍﺷﺘﻪ ﺑﺎﺷﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺗﻲ ﻛﻪ ﺩﺭ ﺭﻭﺯ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺍﻣﻜﺎﻥ ﺍﻧﺠﺎﻡ ﺣﺮﺍﺝ ﭘﺎﻳﺎﻧﻲ ﻓﺮﺍﻫﻢ ﻧﺒﺎﺷﺪ‪ ،‬ﺍﻧﺠﺎﻡ ﺣﺮﺍﺝ ﭘﺎﻳﺎﻧﻲ ﺑﻪ ﺍﻭﻟﻴﻦ ﺟﻠﺴﻪ ﺭﺳﻤﻲ ﻣﻌﺎﻣﻼﺗﻲ ﺑﻌﺪ ﻣﻮﻛﻮﻝ ﻣﻴﮕﺮﺩﺩ‪.‬‬
‫‪ 1-13-‬ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻣﺠﺎﺯ ﻣﯽ ﺑﺎﺷﺪ ﺗﻌﺪﺍﺩ ﺣﺮﺍﺝ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺭﺍ ﺑﻪ ﺗﻌﺪﺍﺩ ﺭﻭﺯﻫﺎﯼ ﮐﺎﺭﯼ ﺩﺭ ﻫﻔﺘﻪ ﻭ ﺑﺎ ﺭﻋﺎﯾﺖ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﻣﺠﺎﺯ ﻫﺮ ﯾﮏ ﺍﺯ ﺗﺎﺑﻠﻮ ﻫﺎ )ﻣﺤﺪﻭﺩﻩ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻧﯽ ‪ 3‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﯾﻪ ﺯﺭﺩ ‪ 2،‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﯾﻪ‬
‫ﻧﺎﺭﻧﺠﯽ ﻭ ‪ 1‬ﺩﺭﺻﺪ ﺩﺭ ﺗﺎﺑﻠﻮ ﭘﺎﯾﻪ ﻗﺮﻣﺰ ﻧﺴﺒﺖ ﺑﻪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ ﺩﺭ ﺭﻭﺯ ﻗﺒﻞ (ﻣﻄﺎﺑﻖ ﺑﺎ ﻣﮑﺎﻧﯿﺴﻢ ﺣﺮﺍﺝ ﺭﻭﺯﺍﻧﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﺍﻭﻝ ﻭ ﺩﻭﻡ ﺍﻓﺰﺍﯾﺶ ﺩﻫﺪ ﮐﻪ ﺩﺭ ﺍﯾﻦ ﺻﻮﺭﺕ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﺑﺮﮔﺰﺍﺭ‬
‫ﻧﺨﻮﺍﻫﺪ ﮔﺮﺩﯾﺪ ‪.‬ﺍﯾﻦ ﻣﻮﺿﻮﻉ ﺍﺯ ﺭﻭﺯ ﭼﻬﺎﺭﺷﻨﺒﻪ ﻣﻮﺭﺥ ‪ 1398/07/03‬ﻗﺎﺑﻠﯿﺖ ﺍﺟﺮﺍ ﺩﺍﺷﺘﻪ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺑﺎﯾﺪ ﺍﻃﻼﻉ ﺭﺳﺎﻧﯽ ﻻﺯﻡ ﺭﺍ ﺩﺭ ﺍﯾﻦ ﺧﺼﻮﺹ ﺍﻧﺠﺎﻡ ﺩﻫﺪ‪.‬‬
‫‪ 2-13-‬ﻗﯿﻤﺖ ﻣﺮﺟﻊ ﺑﺮﺍﯼ ﻣﺤﺎﺳﺒﻪ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﺩﺭ ﺯﻣﺎﻥ ﺑﺮﮔﺰﺍﺭﯼ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ‪،‬ﺣﺴﺐ ﻣﻮﺭﺩ ﺁﺧﺮﯾﻦ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ ﺩﺭ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﯾﺎ ﻣﯿﺎﻧﮕﯿﻦ ﻣﻮﺯﻭﻥ ﻗﯿﻤﺖ ﻣﻌﺎﻣﻼﺕ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﻧﻤﺎﺩ ﻃﯽ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﯽ ﻗﺒﻞ ﺍﺯ ﺁﻏﺎﺯ ﻣﺮﺣﻠﻪ‬
‫ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﻫﻤﺎﻥ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﯽ ﻣﯽ ﺑﺎﺷﺪ ﻭ ﻗﯿﻤﺖ ﮐﺸﻒ ﺷﺪﻩ ﺩﺭ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﻣﺬﮐﻮﺭ ﻧﯿﺰ ﺑﻪ ﻋﻨﻮﺍﻥ ﻗﯿﻤﺖ ﻣﺮﺟﻊ ﺑﺮﺍﯼ ﻣﺤﺎﺳﺒﻪ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﺩﺭ ﺟﻠﺴﺎﺕ ﻣﻌﺎﻣﻼﺗﯽ ﭘﺲ ﺍﺯ ﺁﻥ ﻣﯽ ﺑﺎﺷﺪ ‪.‬‬
‫‪ 1-2-13‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﮐﺸﻒ ﻗﯿﻤﺖ ﯾﺎ ﻋﺪﻡ ﺗﺎﯾﯿﺪ ﻗﯿﻤﺖ ﮐﺸﻒ ﺷﺪﻩ ﺩﺭ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﻣﺬﮐﻮﺭ ‪،‬ﺣﺴﺐ ﻣﻮﺭﺩ ﺁﺧﺮﯾﻦ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ ﺩﺭ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﯾﺎ ﻣﯿﺎﻧﮕﯿﻦ ﻣﻮﺯﻭﻥ ﻗﯿﻤﺖ ﻣﻌﺎﻣﻼﺕ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﻃﯽ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﯽ ﻗﺒﻞ ﺍﺯ ﺁﻏﺎﺯ‬
‫ﻣﺮﺣﻠﻪ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﻫﻤﺎﻥ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﯽ ‪،‬ﺑﻪ ﻋﻨﻮﺍﻥ ﻗﯿﻤﺖ ﻣﺮﺟﻊ ﺑﺮﺍﯼ ﻣﺤﺎﺳﺒﻪ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﻗﯿﻤﺖ ﺩﺭ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺗﯽ ﭘﺲ ﺍﺯ ﺁﻥ ﻣﯽ ﺑﺎﺷﺪ ‪.‬‬
‫‪ 14-‬ﺗﻌﺪﺍﺩ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﺣﺪﺍﻗﻞ ﯾﮑﺒﺎﺭ ﺩﺭ ﻫﻔﺘﻪ ﺑﺮﺍﯼ ﻫﺮ ﺗﺎﺑﻠﻮ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪ ،‬ﻟﮑﻦ ﺍﻣﮑﺎﻥ ﺍﻓﺰﺍﯾﺶ ﺗﻌﺪﺍﺩ ﺣﺮﺍﺝ ﭘﺎﯾﺎﻧﯽ ﻭ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﻫﺮ ﺗﺎﺑﻠﻮ ﺑﺎ ﭘﯿﺸﻨﻬﺎﺩ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻭ ﺗﺎﯾﯿﺪ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭﺟﻮﺩ ﺩﺍﺭﺩ‪.‬‬
‫‪ 15-‬ﻓﻌﺎﻟﻴﺖ ﺑﺎﺯﺍﺭﮔﺮﺩﺍﻧﻲ ﺩﺭ ﺧﺼﻮﺹ ﻧﻤﺎﺩﻫﺎﻱ ﺗﺎﺑﻠﻮﻫﺎﻱ ﺑﺎﺯﺍﺭ ﭘﺎﻳﻪ ﺑﺮﺍﺳﺎﺱ ﺿﻮﺍﺑﻄﻲ ﻛﻪ ﺑﻪ ﺗﺎﻳﻴﺪ ﻫﻴﺎﺗﻤﺪﻳﺮﻩ ﻓﺮﺍﺑﻮﺭﺱ ﺧﻮﺍﻫﺪ ﺭﺳﻴﺪ ﻣﻄﺎﺑﻖ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﺮﺑﻮﻃﻪ ﺍﻣﻜﺎﻧﭙﺬﻳﺮ ﺍﺳﺖ‪ .‬ﻫﻤﭽﻨﻴﻦ ﺑﺎﺯﺍﺭﮔﺮﺩﺍﻥ ﻣﻴﺘﻮﺍﻧﺪ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﻗﻴﻤﺘﻲ ﻧﻤﺎﺩ‬
‫ﻣﻌﺎﻣﻼﺗﻲ ﺭﺍ ﺗﺎ ﺩﻭ ﺑﺮﺍﺑﺮ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﺭﻭﺯﺍﻧﻪ ﻗﻴﻤﺘﻲ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺩﺭ ﺑﺎﺯﺍﺭ ﻋﺎﺩﻱ‪ ،‬ﺑﻪ ﺷﺮﻃﻲ ﻛﻪ ﺍﺯ ﻣﺤﺪﻭﺩﻳﺖ ﺩﺍﻣﻨﻪ ﻧﻮﺳﺎﻥ ﺭﻭﺯﺍﻧﻪ ﻗﻴﻤﺘﻲ ﺩﺭ ﺑﺎﺯﺍﺭ ﺩﻭﻡ ﻓﺮﺍﺑﻮﺭﺱ ﺑﻴﺸﺘﺮ ﻧﺸﻮﺩ‪ ،‬ﺍﻓﺰﺍﻳﺶ ﺩﻫﺪ‪ .‬ﻫﻤﭽﻨﻴﻦ ﺑﺎﺯﺍﺭﮔﺮﺩﺍﻥ ﻣﻲ ﺗﻮﺍﻧﺪ ﻗﻴﻤﺖ ﻣﺮﺟﻊ‬
‫ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺭﺍ ﺿﻤﻦ ﺍﻋﻼﻡ ﺑﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺗﻌﻴﻴﻦ ﻧﻤﺎﻳﺪ‪.‬‬
‫‪ 16-‬ﺁﻥ ﺩﺳﺘﻪ ﺍﺯ ﺳﻬﺎﻣﺪﺍﺭ‪/‬ﺳﻬﺎﻣﺪﺍﺭﺍﻥ ﻋﻤﺪﻫﺎﯼ ﮐﻪ ﻣﺎﻟﮑﯿﺖ ﺣﺪﺍﻗﻞ ‪ 25‬ﺩﺭﺻﺪ ﺍﺯ ﺳﻬﺎﻡ ﯾﮏ ﻧﺎﺷﺮ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺭﺍ ﺩﺍﺭﻧﺪ ﺑﺮﺍﯼ ﻋﺮﺿﻪ ﺑﯿﺶ ﺍﺯ ‪ 2‬ﺩﺭﺻﺪ ﺍﺯ ﮐﻞ ﺳﻬﺎﻡ ﺗﺤﺖ ﻣﺎﻟﮑﯿﺖ ﯾﺎ ﮐﻨﺘﺮﻝ ﻭ ﻧﻔﻮﺫ ﺧﻮﺩ ﺩﺭ ﺑﺎﺯﺍﺭ ﻋﺎﺩﯼ ﺑﺎﯾﺪ‬
‫ﻧﺴﺒﺖ ﺑﻪ ﺍﺧﺬ ﺗﺎﯾﯿﺪﯾﻪ ﮐﻤﯿﺘﻪ ﺩﺭﺝ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﻨﺪ‪ .‬ﺳﺎﯾﺮ ﺳﻬﺎﻣﺪﺍﺭ‪/‬ﺳﻬﺎﻣﺪﺍﺭﺍﻥ ﻋﻤﺪﻩ ﮐﻪ ﻣﺎﻟﮑﯿﺖ ﮐﻤﺘﺮ ﺍﺯ ‪ 25‬ﺩﺭﺻﺪ ﻭ ﺣﺪﺍﻗﻞ ‪ 1‬ﺩﺭﺻﺪ ﺍﺯ ﺳﻬﺎﻡ ﯾﮏ ﻧﺎﺷﺮ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻓﺮﺍﺑﻮﺭﺱ ﺭﺍ ﺩﺍﺭﻧﺪ‪ ،‬ﺑﺮﺍﯼ ﻋﺮﺿﻪ ﻫﺮ ﻣﯿﺰﺍﻥ ﺍﺯ ﺳﻬﺎﻡ ﺗﺤﺖ ﻣﺎﻟﮑﯿﺖ ﯾﺎ‬
‫ﮐﻨﺘﺮﻝ ﯾﺎ ﻧﻔﻮﺫ ﺧﻮﺩ ﺩﺭ ﺑﺎﺯﺍﺭ ﻋﺎﺩﯼ ﺑﺎﯾﺪ ﻧﺴﺒﺖ ﺑﻪ ﺍﺧﺬ ﺗﺎﯾﯿﺪﯾﻪ ﮐﻤﯿﺘﻪ ﺩﺭﺝ ﻭ ﺣﺴﺐ ﻣﻮﺭﺩ ﺍﺭﺍﺋﻪ ﺗﻌﻬﺪ ﺧﺮﯾﺪﺍﺭ ﯾﺎ ﺧﺮﯾﺪﺍﺭﺍﻥ ﺟﺪﯾﺪ ﻣﺒﻨﯽ ﺑﺮ ﺍﯾﻨﮑﻪ ﺩﺭ ﻫﺮ ﺯﻣﺎﻥ ﮐﻪ ﺗﺼﻤﯿﻤﯽ ﺑﺮﺍﯼ ﻋﺮﺿﻪ ﺳﻬﺎﻡ ﺧﺮﯾﺪﺍﺭﯼ ﺷﺪﻩ ﺍﺗﺨﺎﺫ ﻧﻤﻮﺩﻧﺪ‪ ،‬ﺳﻬﺎﻡ ﻣﺬﮐﻮﺭ ﺭﺍ‬
‫ﺑﺎ ﻫﺮ ﺗﻌﺪﺍﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﮐﻪ ﺑﺎﺷﺪ ﺻﺮﻓﺎً ﺑﺮﺍﺳﺎﺱ ﺭﻭﺷﯽ ﮐﻪ ﮐﻤﯿﺘﻪ ﺩﺭﺝ ﺗﻌﯿﯿﻦ ﻣﯿﻨﻤﺎﯾﺪ‪ ،‬ﻋﺮﺿﻪ ﻧﻤﺎﯾﻨﺪ‪ ،‬ﺍﻣﮑﺎﻧﭙﺬﯾﺮ ﺍﺳﺖ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺭﻋﺎﯾﺖ ﺍﯾﻦ ﻣﺎﺩﻩ ﻣﺪﯾﺮﻋﺎﻣﻞ ﻓﺮﺍﺑﻮﺭﺱ ﻣﯿﺘﻮﺍﻧﺪ ﻣﻌﺎﻣﻼﺕ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﺭﺍ ﺗﺎﯾﯿﺪ ﻧﻨﻤﺎﯾﺪ‪.‬‬
‫‪ 17-‬ﺭﯾﺴﮏ‌ﻫﺎﯼ ﻣﺬﮐﻮﺭ ﺩﺭ ﺍﯾﻦ ﺳﻨﺪ ﺟﻨﺒﻪ ﺣﺼﺮﯼ ﻧﺪﺍﺭﻧﺪ ﻭ ﺍﯾﻨﺠﺎﻧﺐ‪/‬ﺍﯾﻨﺠﺎﻧﺒﺎﻥ ﺍﻗﺮﺍﺭ ﻣﯿﺪﺍﺭﻡ‪/‬ﻣﯿﺪﺍﺭﯾﻢ ﮐﻪ ﻧﺴﺒﺖ ﺑﻪ ﺗﻤﺎﻡ ﺭﯾﺴﮏ‌ﻫﺎﯼ ﺍﯾﻦ ﺑﺎﺯﺍﺭ ﺍﻋﻢ ﺍﺯ ﻣﻮﺍﺭﺩ ﻣﺬﮐﻮﺭ ﺩﺭ ﺍﯾﻦ ﺑﯿﺎﻧﯿﻪ ﻭ ﻏﯿﺮ ﺁﻥ ﺭﺍ ﺁﮔﺎﻫﯽ ﮐﺎﻣﻞ ﺩﺍﺷﺘﻪ ﻭ ﺁﻥ ﺭﯾﺴﮑﻬﺎ ﺭﺍ‬
‫ﻣﺸﻤﻮﻝ ﻣﻔﺎﺩ ﺍﯾﻦ ﺍﻗﺮﺍﺭﻧﺎﻣﻪ ﻭ ﺑﯿﺎﻧﯿﻪ ﭘﺬﯾﺮﺵ ﺭﯾﺴﮏ‪ ،‬ﺗﻠﻘﯽ ﻣﯿﻨﻤﺎﯾﻢ‪/‬ﻣﯿﻨﻤﺎﯾﯿﻢ‪.‬‬
‫‪ 18-‬ﻣﺘﻌﻬﺪ ﺷﺪﻡ‪ /‬ﺷﺪﯾﻢ ﻣﻔﺎﺩ ﺗﻤﺎﻣﯽ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻻﺯﻡ ﺍﻻﺟﺮﺍﯼ ﺑﺎﺯﺍﺭ ﺳﺮﻣﺎﯾﻪ ﺑﻪ ﻭﯾﮋﻩ ﺩﺭ ﺣﻮﺯﻩ ﺷﺮﮐﺘﻬﺎﯼ ﺩﺭﺝ ﺷﺪﻩ ﺩﺭ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﻭ ﺿﻮﺍﺑﻂ ﻣﻌﺎﻣﻼﺗﯽ ﺁﻧﻬﺎ ﺭﺍ ﺭﻋﺎﯾﺖ ﻧﻤﻮﺩﻩ ﻭ ﺍﺯ ﻫﺮﮔﻮﻧﻪ ﺍﻗﺪﺍﻣﯽ ﮐﻪ ﻣﻨﺠﺮ ﺑﻪ ﻧﻘﺾ ﻗﻮﺍﻧﯿﻦ ﻭ‬
‫ﻣﻘﺮﺭﺍﺕ ﺷﻮﺩ‪ ،‬ﺧﻮﺩﺩﺍﺭﯼ ﻧﻤﺎﯾﻢ‪/‬ﻧﻤﺎﯾﯿﻢ‪.‬‬

‫ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﺳﻨﺪ ﺍﯾﻨﺠﺎﻧﺐ‪ /‬ﻧﺎﻡ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﻲ ﺻﺎﺣﺐ‪/‬ﺻﺎﺣﺒﺎﻥ ﺍﻣﻀﺎﯼ ﻣﺠﺎﺯ ﺷﺮﻛﺖ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺍﻗﺮﺍﺭﻧﺎﻣﻪ ﻭ ﺑﯿﺎﻧﯿﻪ ﭘﺬﯾﺮﺵ ﺭﯾﺴﮏ ﻣﻌﺎﻣﻼﺕ ﺳﻬﺎﻡ ﻭ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺩﺭ‬
‫ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺭﺍ ﺩﺭﯾﺎﻓﺖ ﻭ ﻣﻄﺎﻟﻌﻪ ﻧﻤﻮﺩﻩ ﻭ ﺿﻤﻦ ﺍﻋﻼﻡ ﻭ ﺍﻗﺮﺍﺭ ﺑﻪ ﺁﮔﺎﻫﯽ ﻭ ﺍﻃﻼﻉ ﺍﺯ ﮐﻠﯿﻪ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺷﺮﺍﯾﻂ ﻣﻌﺎﻣﻼﺗﯽ ﻭ ﺭﯾﺴﮏ‌ﻫﺎﯾﯽ ﮐﻪ ﺩﺭ ﺁﻥ ﺑﺎﺯﺍﺭ ﻣﺘﺼﻮﺭ ﺑﻮﺩﻩ ﻭ ﺍﺣﺘﻤﺎﻝ ﻭﻗﻮﻉ ﺩﺍﺭﺩ ﻭ‬
‫ﻧﯿﺰ ﺑﺎ ﺷﻨﺎﺧﺖ ﻭ ﺩﺭﮎ ﮐﺎﻣﻞ ﺍﺯ ﻣﺎﻫﯿﺖ ﺍﻣﺮ ﻭ ﺷﺮﺍﯾﻂ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ‪ ،‬ﻣﺮﺍﺗﺐ ﻓﻮﻗﺎﻟﺬﻛﺮ ﺭﺍ ﺑﺎ ﺍﺭﺍﺩﻩ ﻭ ﺍﺧﺘﯿﺎﺭ ﮐﺎﻣﻞ ﺗﺄﯾﯿﺪ ﻧﻤﻮﺩﻩ ﻭ ﻫﯿﭻ‌ﮔﻮﻧﻪ ﺍﻋﺘﺮﺍﺽ ﻭ ﺍﺩﻋﺎﯾﯽ ﺍﻋﻢ ﺍﺯ ﺣﻘﻮﻗﯽ ﻭ ﺟﺰﺍﯾﯽ ﺩﺭ ﺣﺎﻝ‬
‫ﺣﺎﺿﺮ ﯾﺎ ﺑﻌﺪﺍً ﺩﺭ ﺍﯾﻦ ﺧﺼﻮﺹ ﻧﺪﺍﺭﻡ‪ /‬ﻧﺪﺍﺭﯾﻢ ﻭ ﺣﻖ ﺩﻋﻮﯼ ﺧﻮﺩ ﺩﺭ ﺍﯾﻦ ﺯﻣﯿﻨﻪ ﺭﺍ ﻋﻠﯿﺎﻟﺪﻭﺍﻡ ﺳﻠﺐ ﻭ ﺳﺎﻗﻂ ﮐﺮﺩﻡ‪ /‬ﮐﺮﺩﯾﻢ‪.‬‬

‫ﺍﺻﺎﻟﺘﺎً‪:‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ‪:‬‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﺷﺨﺺ ﺣﻘﯿﻘﯽ ﻭ ﮐﺪ ﻣﻠﯽ‪:‬‬

‫ﻣﺤﻞ ﺍﻣﻀﺎ‬
‫ﻭﮐﺎﻟﺘﺎً‪:‬‬ ‫‪69433‬‬ ‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬
‫ﺗﺎﺭﯾﺦ‬
‫ﻭﻻﯾﺘﺎً‪:‬‬ ‫‪0033013721‬‬
‫ﺍﺻﺎﻟﺘﺎً‪:‬‬ ‫ﺷﻨﺎﺳﻪ ﻣﻠﯽ ﺷﺨﺺ ﺣﻘﻮﻗﯽ‪:‬‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﺻﺎﺣﺒﺎﻥ ﺍﻣﻀﺎﯼ ﻣﺠﺎﺯ ﺷﺨﺺ ﺣﻘﻮﻗﯽ ﻭ ﮐﺪ ﻣﻠﯽ‬
‫ﻣﺤﻞ ﺍﻣﻀﺎ‬
‫ﺍﯾﺸﺎﻥ‪:‬‬
‫ﻣﻬﺮ ﺷﺨﺺ ﺣﻘﻮﻗﯽ‬ ‫ﻭﮐﺎﻟﺘﺎً‪:‬‬
‫ﺗﺎﺭﯾﺦ‬
‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬
‫ﻭﻻﯾﺘﺎً‪:‬‬
 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 9‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ )ﺁﻓﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F03‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﺍﯾﻦ ﺗﻮﺍﻓﻖ ﻧﺎﻣﻪ ﺩﺭ ﺍﺟﺮﺍﯼ ﻣﺎﺩﻩ ‪ 24‬ﺁﺋﯿﻦ ﻧﺎﻣﻪ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﺑﯿﻦ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﻭ ﻣﺸﺘﺮﯼ ﺑﺎ ﻣﺸﺨﺼﺎﺕ ﺯﯾﺮ ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺻﺎﺩﺭﻩ ﺍﺯ ‪:‬‬ ‫ﺍﮐﺮﻡ‬ ‫ﻧﺎﻡ‪:‬‬

‫‪69433‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‪:‬‬

‫ﺍﻟﻒ‪-56-506084‬‬ ‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺣﺒﯿﺐ ﺍﻟﻠﻪ‬ ‫ﻧﺎﻡ ﭘﺪﺭ‪:‬‬

‫‪1345/02/29‬‬ ‫ﺗﺎﺭﯾﺦ ﺗﻮﻟﺪ ‪:‬‬ ‫ﺯﻥ‬ ‫ﺟﻨﺴﯿﺖ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻣﺸﺘﺮﯼ‬
‫ﺗﺤﺼﯿﻼﺕ‪:‬‬ ‫‪0033013721‬‬ ‫ﮐﺪﻣﻠﯽ‪:‬‬

‫ﻉ‌ﺙ‌ﺱ‪72983‬‬ ‫ﮐﺪﺑﻮﺭﺳﯽ ‪:‬‬ ‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ‪:‬‬

‫ﺗﻬﺮﺍﻥ ﺗﻬﺮﺍﻥ ﺳﻬﺮﻭﺭﺩﯼ ﻓﯿﺮﻭﺯﻩ ﭘﻼﮎ ‪31‬‬ ‫ﺁﺩﺭﺱ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ﻣﺤﻞ ﺳﮑﻮﻧﺖ‪:‬‬ ‫‪1553956118‬‬ ‫ﮐﺪﭘﺴﺘﯽ‪:‬‬

‫ﺷﻤﺎﺭﻩ ﺗﻤﺎﺱ‪:‬‬ ‫‪989124354186‬‬ ‫ﺗﻠﻔﻦ ﻫﻤﺮﺍﻩ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ‪:‬‬ ‫‪1209890472091‬‬ ‫ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ‪: 1‬‬

‫‪IR140640012098900047209001‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﺒﺎ ‪:‬‬ ‫ﮐﻮﺗﺎﻩ ﻣﺪﺕ‬ ‫ﻧﻮﻉ ﺣﺴﺎﺏ ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﺣﺴﺎﺏ ﺑﺎﻧﮑﯽ‬

‫‪ 120‬ﺁﭘﺎﺩﺍﻧﺎ‬ ‫ﮐﺪ ﻭ ﻧﺎﻡ ﺷﻌﺒﻪ ‪:‬‬ ‫ﺑﺎﻧﮏ ﮔﺮﺩﺷﮕﺮﯼ‬ ‫ﻧﺎﻡ ﺑﺎﻧﮏ ‪:‬‬

‫ﺷﻬﺮ ‪:‬‬ ‫ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ‪: 2‬‬

‫ﺷﻤﺎﺭﻩ ﺷﺒﺎ ‪:‬‬ ‫ﻧﻮﻉ ﺣﺴﺎﺏ ‪:‬‬

‫ﮐﺪ ﻭ ﻧﺎﻡ ﺷﻌﺒﻪ ‪:‬‬ ‫ﻧﺎﻡ ﺑﺎﻧﮏ ‪:‬‬

‫ﻣﺎﺩﻩ ‪1‬‬
‫ﻣﻮﺿﻮﻉ ﺗﻮﺍﻓﻖ ﻧﺎﻣﻪ ﻋﺒﺎﺭﺕ ﺍﺳﺖ ﺍﺯ ﺗﻮﺍﻓﻖ ﮐﺎﺭﮔﺰﺍﺭ ﻭ ﻣﺸﺘﺮﯼ ﺟﻬﺖ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺑﺮﺍﯼ ﻣﺸﺘﺮﯼ ﺑﺮ ﺍﺳﺎﺱ ﺳﻔﺎﺭﺵ ﻫﺎﯾﯽ ﮐﻪ ﺑﻪ ﺻﻮﺭﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺑﺮﺍﯼ ﮐﺎﺭﮔﺰﺍﺭ ﺍﺭﺳﺎﻝ ﻣﯽ ﺷﻮﺩ‬
‫ﻣﺎﺩﻩ ‪2‬‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺗﺎ ﺯﻣﺎﻥ ﺍﻋﻼﻡ ﺍﻧﺼﺮﺍﻑ ﮐﺘﺒﯽ ﻣﺸﺘﺮﯼ ﻣﻌﺘﺒﺮ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪. 1‬ﻣﺸﺘﺮﯼ ﻣﯽ ﺗﻮﺍﻧﺪ ﺩﺭ ﺻﻮﺭﺕ ﺗﻤﺎﯾﻞ ﺑﻪ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺑﺎ ﻣﺮﺍﺟﻌﻪ ﺣﻀﻮﺭﯼ ﺑﻪ ﺩﻓﺘﺮ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻭ ﺩﺭﺧﻮﺍﺳﺖ ﮐﺘﺒﯽ ﻧﺴﺒﺖ ﺑﻪ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‬
‫ﺗﺒﺼﺮﻩ ‪. 2‬ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﯿﺘﻮﺍﻧﺪ ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﻫﺮﮔﻮﻧﻪ ﺷﺮﺍﯾﻂ ﻏﯿﺮ ﻗﺎﺑﻞ ﭘﯿﺶ ﺑﯿﻨﯽ ﻭ ﺑﻨﺎ ﺑﻪ ﺗﺸﺨﯿﺺ ﺧﻮﺩ ﻧﺴﺒﺖ ﺑﻪ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﺍﻗﺪﺍﻡ ﻭ ﻣﺮﺍﺗﺐ ﺭﺍ ﺑﻪ ﺻﻮﺭﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺑﻪ ﺍﻃﻼﻉ ﻣﺸﺘﺮﯼ ﺑﺮﺳﺎﻧﺪ‬
‫ﻣﺎﺩﻩ ‪3‬‬
‫ﻣﺸﺘﺮﯼ ﻣﯽ ﺗﻮﺍﻧﺪ ﺩﺭ ﻫﺮ ﺯﻣﺎﻧﯽ ﮐﻪ ﻧﯿﺎﺯ ﺩﺍﺷﺘﻪ ﺑﺎﺷﺪ ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺍﻣﮑﺎﻧﺎﺗﯽ ﮐﻪ ﺳﺎﯾﺖ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ ﺭﻣﺰ ﻋﺒﻮﺭ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﺩﻟﺨﻮﺍﻩ ﺗﻐﯿﯿﺮ ﺩﻫﺪ‬
‫ﻣﺎﺩﻩ ‪4‬‬
‫ﻣﺸﺘﺮﯼ ﺣﺴﺎﺏ ﺑﺎﻧﮑﯽ ﺧﻮﺩ ﺭﺍ ﺟﻬﺖ ﻭﺍﺭﯾﺰ ﻭﺟﻮﻩ ﺣﺎﺻﻞ ﺍﺯ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﻣﻌﺮﻓﯽ ﻣﯽ ﮐﻨﺪ‬
‫ﻣﺎﺩﻩ ‪5‬‬
‫ﻣﺸﺘﺮﯼ ﺁﺩﺭﺱ ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﺷﺮﺡ ﺫﯾﻞ ﺟﻬﺖ ﺍﺭﺳﺎﻝ ﮐﻠﻤﻪ ﻋﺒﻮﺭ‪ ،‬ﭘﯿﺎﻡ ﻫﺎﯼ ﻣﺮﺑﻮﻁ ﻭ ﺳﺎﯾﺮ ﻣﻮﺍﺭﺩ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻗﺮﺍﺭﺩﺍﺩﻩ ﻭ ﻣﺘﻌﻬﺪ ﻣﯽ ﺷﻮﺩ ﮐﻪ ﺣﺪﺍﻗﻞ ﻫﺮ ‪ 48‬ﺳﺎﻋﺖ ﯾﮑﺒﺎﺭ ﺁﻥ ﺭﺍ ﮐﻨﺘﺮﻝ ﻧﻤﺎﯾﺪ‬
‫ﻣﺎﺩﻩ ‪6‬‬
‫ﮐﺎﺭﮔﺰﺍﺭ ‪ 48‬ﺳﺎﻋﺖ ﭘﺲ ﺍﺯ ﺍﻣﻀﺎﺀ ﺍﯾﻦ ﺗﻮﺍﻓﻖ ﻧﺎﻣﻪ‪ ،‬ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺍﯾﻨﺘﺮﻧﺘﯽ ﺭﺍ ﺑﺎ ﻣﺮﺍﺟﻌﻪ ﺣﻀﻮﺭﯼ ﻣﺸﺘﺮﯼ ﻭ ﯾﺎ ﺍﺯ ﻃﺮﯾﻖ ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻣﺸﺘﺮﯼ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ‪ .‬ﻣﺴﺌﻮﻟﯿﺖ ﺣﻔﻆ ﺣﻔﻆ ﻭ ﻣﺮﺍﻗﺒﺖ ﺍﺯ‬
‫ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﺑﺮﻋﻬﺪﻩ ﻣﺸﺘﺮﯼ ﺍﺳﺖ‬
‫ﺩﺭ ﺻﻮﺭﺕ ﺍﻓﺸﺎﯼ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﮐﻠﻤﻪ ﻋﺒﻮﺭ‪ ،‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﻣﺮﺍﺗﺐ ﺭﺍ ﮐﺘﺒﺎً ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻃﻼﻉ ﺩﺍﺩﻩ ﻭ ﺗﻘﺎﺿﺎﯼ ﺻﺪﻭﺭ ﻧﺎﻣﻪ ﮐﺎﺭﺑﺮﯼ ﻭ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﺟﺪﯾﺪ ﻧﻤﺎﯾﺪ‪ .‬ﺗﺎ ﺯﻣﺎﻧﯽ ﮐﻪ ﺍﯾﻦ ﺍﻣﺮ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺍﻋﻼﻡ ﻧﺸﺪﻩ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭﯼ ﺑﺎﺑﺖ ﺍﻧﺠﺎﻡ‬
‫ﺩﺳﺘﻮﺭﺍﺗﯽ ﮐﻪ ﺍﺯ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﻣﺸﺘﺮﯼ ﺩﺭﯾﺎﻓﺖ ﻣﯽ ﮐﻨﺪ‪ ،‬ﻫﯿﭻ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺑﺮﻋﻬﺪﻩ ﻧﺪﺍﺭﺩ‪ .‬ﺑﻪ ﺟﻬﺖ ﺭﻋﺎﯾﺖ ﺍﻣﻨﯿﺖ ﺑﯿﺸﺘﺮ‪ ،‬ﺑﻪ ﻣﺸﺘﺮﯾﺎﻥ ﭘﯿﺸﻨﻬﺎﺩ ﻣﯿﮕﺮﺩﺩ ﺑﻪ ﻣﺤﺾ ﺩﺭﯾﺎﻓﺖ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﺍﺯ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻭ ﻫﻤﭽﻨﯿﻦ ﺑﻪ ﺻﻮﺭﺕ ﺩﻭﺭﻩ‬
‫ﺍﯼ ﻧﺴﺒﺖ ﺑﻪ ﺗﻐﯿﯿﺮ ﮐﻠﻤﻪ ﻋﺒﻮﺭ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﻨﺪ‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬
‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬
 ‫ﺳﺮﯾﺎﻝ ‪010126249 :‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 10‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﻣﻌﺎﻣﻼﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ )ﺁﻓﻼﯾﻦ( ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F03‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﻣﺎﺩﻩ‪7‬‬
‫ﺣﻔﻆ ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﮔﻮﺍﻫﯽ ﻧﺎﻣﻪ ﻣﻮﻗﺖ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺧﻮﺩ ﺭﺍ ﻗﺒﻞ ﺍﺯ ﺳﻔﺎﺭﺵ ﻓﺮﻭﺵ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻗﺮﺍﺭ ﺩﻫﺪ ﻭ ﮐﺎﺭﮔﺰﺍﺭ ﻓﻘﻂ ﻣﺠﺎﺯ ﺑﻪ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﺍﺳﺖ ﮐﻪ ﮔﻮﺍﻫﯽ ﻧﺎﻣﻪ ﻣﻮﻗﺖ ﺁﻥ ﺭﺍ ﺩﺭﺍﺧﺘﯿﺎﺭ ﺩﺍﺭﺩ‬
‫ﻣﺎﺩﻩ ‪8‬‬
‫ﻣﺸﺘﺮﯼ ﻣﯽ ﺗﻮﺍﻧﺪ ﺍﺯ ﻃﺮﯾﻖ ﻣﺮﺍﺟﻌﻪ ﺣﻀﻮﺭﯼ ﮔﻮﺍﻫﯽ ﻧﺎﻣﻪ ﻣﻮﻗﺖ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﺭﺍ ﮐﻪ ﺍﯾﻨﺘﺮﻧﺘﯽ ﺧﺮﯾﺪﺍﺭﯼ ﮐﺮﺩﻩ ﺍﺳﺖ ﺩﺭﯾﺎﻓﺖ ﻧﻤﺎﯾﺪ‪ .‬ﺗﺤﻮﯾﻞ ﮔﻮﺍﻫﯿﻨﺎﻣﻪ ﻣﻮﻗﺖ ﻣﻨﻮﻁ ﺑﻪ ﺩﺭﯾﺎﻓﺖ ﮔﻮﺍﻫﯽ ﻧﺎﻣﻪ ﻣﻮﻗﺖ ﻗﺒﻠﯽ ﻫﻤﺎﻥ ﺳﻬﺎﻡ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭﯼ‬
‫ﻣﯽ ﺑﺎﺷﺪ‬
‫ﻣﺎﺩﻩ ‪9‬‬
‫ﺩﺭ ﺍﺟﺮﺍﯼ ﺑﻨﺪ ‪ 8‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﺳﻔﺎﺭﺷﺎﺕ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﻭ ﺟﻬﺖ ﺍﻃﻼﻉ ﺍﺯ ﻭﺿﻌﯿﺖ ﺗﻤﺎﻡ ﺩﺭﺧﻮﺍﺳﺖ ﻫﺎ‪ ،‬ﺍﻋﻢ ﺍﺯ ﺩﺭ ﺧﻮﺍﺳﺘﻬﺎﯼ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﻭ ﻧﺸﺪﻩ‪ ،‬ﻣﺸﺘﺮﯾﺎﻥ ﻣﯽ ﺗﻮﺍﻧﻨﺪ ﺑﺎ ﻣﺮﺍﺟﻌﻪ ﺑﻪ ﺳﺎﯾﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻃﻼﻋﺎﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﻭﺿﻌﯿﺖ‬
‫ﻫﻤﻪ ﺩﺭ ﺧﻮﺍﺳﺖ ﻫﺎﯼ ﺛﺒﺖ ﺷﺪﻩ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﺩﺳﺖ ﺁﻭﺭﺩﻩ ﻭ ﺣﺪﺍﮐﺜﺮ ﺑﺎ ‪ 24‬ﺳﺎﻋﺖ ﺗﺄﺧﯿﺮ ﺻﻮﺭﺕ ﺣﺴﺎﺏ ﺧﻮﺩ ﺭﺍ ﺑﺮﺭﻭﯼ ﺳﺎﯾﺖ ﻣﺸﺎﻫﺪﻩ ﻧﻤﺎﯾﻨﺪ‪.‬ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺍﯾﻨﮑﻪ ﺩﺭﺧﻮﺍﺳﺘﻬﺎﯼ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺑﻪ ﺻﻮﺭﺕ ﺭﻭﺯﺍﻧﻪ ﺍﺯ ﻃﺮﯾﻖ ﭘﯿﺎﻡ ﮐﻮﺗﺎﻩ ﻭ ﺍﯾﻤﯿﻞ‬
‫ﺑﻪ ﻣﺸﺘﺮﯾﺎﻥ ﺍﺭﺳﺎﻝ ﻣﯽ ﮔﺮﺩﺩ‪ ،‬ﻟﺬﺍ ﺩﺭ ﺻﻮﺭﺕ ﻫﺮﮔﻮﻧﻪ ﺍﻋﺘﺮﺍﺽ ﯾﺎ ﻣﻐﺎﯾﺮﺕ‪ ،‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﻣﺮﺍﺗﺐ ﺭﺍ ﻇﺮﻑ ‪ 24‬ﺳﺎﻋﺖ ﺑﺼﻮﺭﺕ ﮐﺘﺒﯽ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻋﻼﻡ ﻧﻤﺎﯾﺪ‪ .‬ﺩﺭ ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﻫﺮﮔﻮﻧﻪ ﺍﺧﺘﻼﻑ ﻭ ﻣﻐﺎﯾﺮﺕ ﻣﻮﺭﺩ ﻗﺒﻮﻝ ﻧﺒﻮﺩﻩ ﻭ ﮐﺎﺭﮔﺰﺍﺭﯼ‬
‫ﻫﯿﭽﮕﻮﻧﻪ ﻣﺴﺌﻮﻟﯿﺘﯽ ﺭﺍ ﺑﻪ ﻋﻬﺪﻩ ﻧﺨﻮﺍﻫﺪ ﮔﺮﻓﺖ‬
‫ﻣﺎﺩﻩ ‪10‬‬
‫ﮐﺎﺭﮔﺰﺍﺭﯼ ﭘﺲ ﺍﺯ ﺩﺭﯾﺎﻓﺖ ﺳﻔﺎﺭﺵ ﺧﺮﯾﺪ ﯾﺎ ﻓﺮﻭﺵ ﺍﺯ ﻣﺸﺘﺮﯼ‪ ،‬ﺣﺪﺍﮐﺜﺮ ﻇﺮﻑ ﯾﮏ ﺳﺎﻋﺖ ﭘﯿﺎﻡ ﻭﺻﻮﻝ ﺳﻔﺎﺭﺵ ﺭﺍ ﺑﺮﺍﯼ ﻣﺸﺘﺮﯼ ﺍﺭﺳﺎﻝ ﻣﯽ ﮐﻨﺪ‪ .‬ﺛﺒﺖ ﺍﻃﻼﻋﺎﺕ ﺩﺭﺧﻮﺍﺳﺖ ﺧﺮﯾﺪ ﯾﺎ ﻓﺮﻭﺷﻨﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺩﺭ ﺳﺎﯾﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻭ‬
‫ﻫﻤﭽﻨﯿﻦ ﺍﺭﺳﺎﻝ ﭘﯿﺎﻡ ﻭﺻﻮﻝ ﺍﯾﻦ ﺍﻃﻼﻋﺎﺕ ﺑﻪ ﻣﻨﺰﻟﻪ ﭘﺬﯾﺮﺵ ﺩﺭﺧﻮﺍﺳﺖ ﺍﺯ ﻃﺮﻑ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻧﺒﻮﺩﻩ ﻭ ﺗﻌﻬﺪﯼ ﻧﺴﺒﺖ ﺑﻪ ﺍﻧﺠﺎﻡ ﺁﻥ ﺍﯾﺠﺎﺩ ﻧﻤﯽ ﻧﻤﺎﯾﺪ‪ .‬ﭘﺬﯾﺮﺵ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﯼ ﻣﻨﻮﻁ ﺑﻪ ﺑﺮﺭﺳﯽ ﻣﺪﯾﺮ ﺣﻔﻆ ﺳﻔﺎﺭﺷﺎﺕ ﺍﯾﻨﺘﺮﻧﺘﯽ ﺑﻮﺩﻩ ﻭ‬
‫ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﯼ ﭘﺲ ﺍﺯ ﺍﯾﻦ ﺑﺮﺭﺳﯽ ﻭ ﺑﺎ ﺗﻐﯿﯿﺮ ﻭﺿﻌﯿﺖ ﺍﺯ ))ﺩﺭﺣﺎﻝ ﺑﺮﺭﺳﯽ(( ﺑﻪ ))ﺩﺭﺣﺎﻝ ﺍﻗﺪﺍﻡ(( ﭘﺬﯾﺮﻓﺘﻪ ﺷﺪﻩ ﻭ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻧﺴﺒﺖ ﺑﻪ ﺍﻧﺠﺎﻡ ﺁﻥ ﻣﺘﻌﻬﺪ ﻣﯿﮕﺮﺩﺩ‬
‫ﻣﺎﺩﻩ‪11‬‬
‫ﺳﻔﺎﺭﺵ ﻫﺎﯼ ﺍﺭﺳﺎﻟﯽ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﺪﺕ ‪ 5‬ﺭﻭﺯ ﮐﺎﺭﯼ ﺍﻋﺘﺒﺎﺭ ﺩﺍﺭﺩ ﻭ ﺩﺭﺻﻮﺭﺕ ﺳﭙﺮﯼ ﺷﺪﻥ ﻣﻬﻠﺖ ﯾﺎﺩ ﺷﺪﻩ‪ ،‬ﺳﻔﺎﺭﺵ ﺑﺎﻃﻞ ﻣﯽ ﺷﻮﺩ‪ .‬ﺗﻐﯿﯿﺮ ﻭ ﺍﺻﻼﺡ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﯼ ﻓﻘﻂ ﺍﺯ ﻃﺮﯾﻖ ﺩﺭ ﺧﻮﺍﺳﺖ ﺍﺑﻄﺎﻝ ﺣﻔﻆ ﺳﻔﺎﺭﺵ ﻗﺒﻠﯽ ﺗﻮﺳﻂ‬
‫ﻣﺸﺘﺮﯼ ﻣﻤﮑﻦ ﺍﺳﺖ‪ .‬ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺩﺭﯾﺎﻓﺖ ﺩﺳﺘﻮﺭ ﺍﺑﻄﺎﻝ ﻣﺸﺘﺮﯼ ﻃﯽ ﺳﺎﻋﺎﺕ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﻣﻠﺰﻡ ﺑﻪ ﺍﻋﻤﺎﻝ ﺩﺳﺘﻮﺭ ﻣﺸﺘﺮﯼ ﺣﺪﺍﮐﺜﺮ ﺩﺭ ﺭﻭﺯ ﺑﻌﺪ ﺍﺳﺖ‬
‫ﻣﺎﺩﻩ ‪12‬‬
‫ﮐﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺩﺍﺩﻩ ﭘﯿﺎﻡ ﻫﺎﯼ ﺩﺭﯾﺎﻓﺘﯽ ﺍﺯ ﻣﺸﺘﺮﯼ ﻭ ﺩﺍﺩﻩ ﭘﯿﺎﻡ ﻫﺎﯼ ﺍﺭﺳﺎﻟﯽ ﺑﻪ ﻣﺸﺘﺮﯼ ﺭﺍ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﺍﻃﻼﻋﺎﺗﯽ ﺧﻮﺩ ﺛﺒﺖ ﻭ ﻧﮕﻬﺪﺍﺭﯼ ﻧﻤﺎﯾﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻑ ﺑﯿﻦ ﮐﺎﺭﮔﺰﺍﺭ ﻭ ﻣﺸﺘﺮﯼ ﺩﺭ ﺧﺼﻮﺹ ﻣﺤﺘﻮﺍﯼ ﺩﺍﺩﻩ ﭘﯿﺎﻡ ﻫﺎ‪،‬‬
‫ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﺍﻃﻼﻋﺎﺗﯽ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﻌﺘﺒﺮ ﻭ ﺑﺮﺍﯼ ﻃﺮﻓﯿﻦ ﻻﺯﻡ ﺍﻻﺗﺒﺎﻉ ﺍﺳﺖ‪ ،‬ﻣﺸﺮﻭﻁ ﺑﺮﺍﯾﻨﮑﻪ ﺍﻃﻼﻋﺎﺕ ﺑﺎ ﮔﺰﺍﺭﺷﻬﺎﯼ ﺩﻭﺭﻩ ﺍﯼ ﻣﺎﺩﻩ ‪ 9‬ﻣﻐﺎﯾﺮ ﻧﺒﺎﺷﺪ‬
‫ﻣﺎﺩﻩ ‪13‬‬
‫ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﯾﯽ ﺳﻔﺎﺭﺵ ﻫﺎﯼ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ )ﻣﺼﻮﺏ ‪ 1383/09/4‬ﻫﯿﺄﺕ ﻣﺪﯾﺮﻩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ( ﮐﻪ ﺩﺭ ﺳﺎﯾﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻧﻌﮑﺎﺱ ﺩﺍﺭﺩ‪ .‬ﺑﺮﺍﯼ ﻃﺮﻓﯿﻦ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻻﺯﻡ ﺍﻻﺟﺮﺍ ﺍﺳﺖ‬
‫ﻣﺎﺩﻩ‪14‬‬
‫ﭼﻨﺎﻧﭽﻪ ﺩﺭ ﺍﺛﺮ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻝ ﺩﺭ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ ﻧﺎﺷﯽ ﺍﺯ ﻧﺮﻡ ﺍﻓﺰﺍﺭ ﮐﺎﺭﺑﺮﺩﯼ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻭ ﯾﺎ ﻫﺴﺘﻪ ﻣﻌﺎﻣﻼﺕ ﺍﺟﺮﺍﯼ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﯼ ﺑﺎ ﺗﺎﺧﯿﺮ ﯾﺎ ﻋﺪﻡ ﺍﺟﺮﺍ ﻣﻮﺍﺟﻪ ﺷﻮﺩ‪ ،‬ﻣﺴﺌﻮﻟﯿﺘﯽ ﻣﺘﻮﺟﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻧﻤﯿﺒﺎﺷﺪ‪.‬‬
‫ﻣﺎﺩﻩ ‪15‬‬
‫ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺭ ‪ 15‬ﻣﺎﺩﻩ‪ 5 ،‬ﺗﺒﺼﺮﻩ ﻭ ﺩﺭ ‪2‬ﺻﻔﺤﻪ ﺑﺎ ﻣﺘﻦ ﻭ ﺍﻋﺘﺒﺎﺭ ﻭﺍﺣﺪ ﺗﻨﻈﯿﻢ ﻭ ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﺍﻃﻼﻉ ﻭ ﺗﻮﺍﻓﻖ ﺑﺎ ﮐﻠﯿﻪ ﻣﻔﺎﺩ ﺁﻥ‪ ،‬ﻧﺴﺒﺖ ﺑﻪ ﺍﻣﻀﺎﺀ ﻭ ﻣﺒﺎﺩﻟﻪ ﺁﻥ ﺍﻗﺪﺍﻡ ﻧﻤﻮﺩﻩ ﺍﺳﺖ‬

‫ﺍﯾﻦ ﻓﺮﻡ ﺭﺍ ﺩﺭﯾﺎﻓﺖ ﮐﺮﺩﻡ ﻭ ﺗﻄﺒﯿﻖ‬ ‫ﺍﺯ ﭘﺮﺳﻨﻞ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺩﺭ ﺗﺎﺭﯾﺦ‬ ‫ﺍﯾﻨﺠﺎﻧﺐ‬
‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬
‫ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺁﻥ ﺭﺍ ﺑﺎ ﻣﺪﺍﺭﮎ ﺩﺭﯾﺎﻓﺘﯽ ﺷﺎﻣﻞ ﮐﭙﯽ ﺷﻨﺎﺳﻨﺎﻣﻪ ﻭ ﮐﺎﺭﺕ ﻣﻠﯽ ﮐﻪ ﺑﺮﺍﺑﺮ ﺑﺎ ﺍﺻﻞ ﮔﺮﺩﯾﺪ ‪ ،‬ﺗﺎﯾﯿﺪ ﻣﯽ ﻧﻤﺎﯾﻢ‪.‬‬

‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺍﻣﻀﺎ ﺗﺎﯾﯿﺪ ﮐﻨﻨﺪﻩ ﻭﺍﺣﺪ‬

‫ﻣﻬﺮ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﺍﻣﻀﺎ ﺩﺭﯾﺎﻓﺖ ﮐﻨﻨﺪﻩ‬
‫ﺁﻧﻼﯾﻦ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 11‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭ ﺩﺍﺩ ﺧﺮﻳﺪ ﺍﻋﺘﺒﺎﺭﻱ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫ﻣﻘﺪﻣﻪ‬
‫‪-1‬ﺑﺮ ﻣﺒﻨﺎﯼ ﺩﺳﺘﻮﺭ ﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺗﻬﺮﺍﻥ ﻭ ﻓﺮﺍ ﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﻣﺼﻮﺏ ‪1391/10/09‬ﻫﯿﺎﺕ ﻣﺪﯾﺮﻩ ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﯿﻦ‬
‫ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﻭﻝ ﺯﯾﺮ ﮐﻪ ﺍﺯ ﺍﯾﻦ ﭘﺲ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻧﺎﻣﯿﺪﻩ ﻣﯿﺸﻮﺩ ﺍﺯ ﯾﮏ ﻃﺮﻑ ‪:‬‬

‫‪36528‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ ‪:‬‬ ‫ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ‬ ‫ﻧﺎﻡ ﻋﻀﻮ ‪:‬‬

‫ﺍﺻﻔﻬﺎﻥ‬ ‫ﻣﺤﻞ ﺛﺒﺖ ‪:‬‬ ‫‪1388/01/23‬‬ ‫ﺗﺎﺭﯾﺦ ﺛﺒﺖ ‪:‬‬

‫‪10705‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ ﻧﺰﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ‪:‬‬ ‫‪1586868613‬‬ ‫ﮐﺪ ﭘﺴﺘﯽ ‪:‬‬

‫‪20660‬‬ ‫ﺷﻤﺎﺭﻩ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ ‪:‬‬ ‫‪02142972‬‬ ‫ﺗﻠﻔﻦ ‪:‬‬

‫‪1397/07/24‬‬ ‫ﺗﺎﺭﯾﺦ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ ‪:‬‬ ‫‪02142093399‬‬ ‫ﻧﻤﺎﺑﺮ ‪:‬‬

‫ﺧﯿﺎﺑﺎﻥ ﻗﺎﺋﻢ ﻣﻘﺎﻡ ﻓﺮﺍﻫﺎﻧﯽ‪ ،‬ﺧﯿﺎﺑﺎﻥ ﻫﺸﺘﻢ‪ ،‬ﭘﻼﮎ ‪19‬‬ ‫ﺁﺩﺭﺱ ﺩﻓﺘﺮ ﻣﺮﮐﺰﯼ ‪:‬‬

‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺳﻤﺖ ﺁﺧﺮﯾﻦ ﺻﺎﺣﺒﺎﻥ ﺍﻣﻀﺎ ﻣﺠﺎﺯ ‪:‬‬

‫ﺳﻤﺖ‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‬

‫ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﻭﻝ ﺯﯾﺮ ﮐﻪ ﺍﺯ ﺍﯾﻦ ﭘﺲ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﯼ ﻧﺎﻣﯿﺪﻩ ﻣﯽ ﺷﻮﺩ ﺍﺯ ﻃﺮﻑ ﺩﯾﮕﺮ‪،‬‬ ‫ﻭ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺻﺎﺩﺭﻩ ﺍﺯ ‪:‬‬ ‫ﺍﮐﺮﻡ‬ ‫ﻧﺎﻡ ‪:‬‬

‫‪69433‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ‪:‬‬

‫ﺍﻟﻒ‪-56-506084‬‬ ‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺣﺒﯿﺐ ﺍﻟﻠﻪ‬ ‫ﻧﺎﻡ ﭘﺪﺭ ‪:‬‬

‫‪1345/02/29‬‬ ‫ﺗﺎﺭﯾﺦ ﺗﻮﻟﺪ ‪:‬‬ ‫ﺯﻥ‬ ‫ﺟﻨﺴﯿﺖ ‪:‬‬

‫ﺗﺤﺼﯿﻼﺕ ‪:‬‬ ‫‪0033013721‬‬ ‫ﮐﺪ ﻣﻠﯽ ‪:‬‬

‫ﻉ‌ﺙ‌ﺱ‪72983‬‬ ‫ﮐﺪ ﺑﻮﺭﺳﯽ ‪:‬‬ ‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ‪:‬‬

‫ﺗﻬﺮﺍﻥ ﺗﻬﺮﺍﻥ ﺳﻬﺮﻭﺭﺩﯼ ﻓﯿﺮﻭﺯﻩ ﭘﻼﮎ ‪31‬‬ ‫ﺁﺩﺭﺱ ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ﻣﺤﻞ ﺳﮑﻮﻧﺖ‪:‬‬ ‫‪1553956118‬‬ ‫ﮐﺪ ﭘﺴﺘﯽ ‪:‬‬

‫‪02188511561‬‬ ‫ﺷﻤﺎﺭﻩ ﺗﻤﺎﺱ ‪:‬‬ ‫‪989124354186‬‬ ‫ﺗﻠﻔﻦ ﻫﻤﺮﺍﻩ ‪:‬‬

‫ﺑﻪ ﺷﺮﺡ ﺯﯾﺮ ﻣﻨﻌﻘﺪ ﮔﺮﺩﯾﺪ‪.‬‬

‫ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪،‬‬ ‫ﺑﻮﺭﺱ ﺗﻬﺮﺍﻥ‪ ،‬ﺷﺮﮐﺖ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺍﺧﺘﺼﺎﺭﺍ‬ ‫ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺷﺮﮐﺖ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﺍﺧﺘﺼﺎﺭﺍ‬ ‫‪-2‬ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺧﺘﺼﺎﺭﺍ‬
‫ﮐﺎﻧﻮﻥ‪ ،‬ﻗﻮﺍﻧﯿﻦ ﻭ‬ ‫ﮐﺎﻧﻮﻥ ﮐﺎﺭﮔﺰﺍﺭﺍﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺧﺘﺼﺎﺭﺍ‬ ‫ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ‪،‬‬ ‫ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﺗﺴﻮﯾﻪ ﻭﺟﻮﻩ ﺍﺧﺘﺼﺎﺭﺍ‬
‫ﻧﺎﻣﯿﺪﻩ ﺷﺪﻩ ﺍﻧﺪ‪.‬‬ ‫ﻣﻘﺮﺭﺍﺕ‬ ‫ﻣﺼﻮﺑﺎﺕ ﻫﯿﺎﺕ ﻭﺯﯾﺮﺍﻥ‪ ،‬ﺷﻮﺭﺍﯼ ﻋﺎﻟﯽ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ ،‬ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺑﻮﺭﺱ‪ ،‬ﻓﺮﺍﺑﻮﺭﺱ‪ ،‬ﮐﺎﻧﻮﻥ‪ ،‬ﮐﻤﯿﺘﻪ ﭘﺎﯾﺶ ﺭﯾﺴﮏ ﺑﺎﺯﺍﺭ ﻭ ﺳﺎﯾﺮ ﻣﺮﺍﺟﻊ ﺫﯾﺼﻼﺡ ﺍﺧﺘﺼﺎﺭﺍ‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫‪ 12‬ﺍﺯ ‪21‬‬ ‫ﺻﻔﺤﻪ‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭ ﺩﺍﺩ ﺧﺮﻳﺪ ﺍﻋﺘﺒﺎﺭﻱ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫‪-3‬ﺩﺳﺘﻮﺭ ﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪ ،‬ﻣﺼﻮﺏ ‪ 09/10/1391‬ﻫﯿﺎﺕ ﻣﺪﯾﺮﻩ ﺳﺎﺯﻣﺎﻥ ﻭ ﺍﺻﻼﺣﺎﺕ ﺑﻌﺪﯼ ﺁﻥ ﻭ ﺳﺎﯾﺮ ﻣﺼﻮﺑﺎﺕ ﻫﯿﺎﺕ ﻣﺪﯾﺮﻩ ﻭ ﺳﺎﺯﻣﺎﻥ ﻭ ﮐﻤﯿﺘﻪ ﭘﺎﯾﺶ ﺭﯾﺴﮏ ﺑﺎﺯﺍﺭ ﺩﺭ‬
‫ﺍﯾﻦ ﺧﺼﻮﺹ‪،‬ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻧﺎﻣﯿﺪﻩ ﻣﯽ ﺷﻮﺩ ﻭ ﺗﻌﺎﺭﯾﻒ ﺁﻥ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻫﻤﺎﻥ ﻣﻔﺎﻫﯿﻢ ﺑﻪ ﮐﺎﺭ ﺭﻓﺘﻪ ﺍﻧﺪ‪.‬‬

‫ﻣﺎﺩﻩ‪ -1‬ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‬

‫ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﻋﺒﺎﺭﺕ ﺍﺳﺖ ﺍﺯ‪ :‬ﺗﺨﺼﯿﺺ ﺍﻋﺘﺒﺎﺭ ﺑﻪ ﻣﺸﺘﺮﯼ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺻﺮﻓﺎ ﺑﻪ ﻣﻨﻈﻮﺭ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﻭ ﻭﺍﺣﺪﻫﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﺻﻨﺪﻭﻕ ﻫﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﻗﺎﺑﻞ ﻣﻌﺎﻣﻠﻪ )ﺑﺎ ﺩﺭﺁﻣﺪ ﺛﺎﺑﺖ‪،‬ﺩﺭ ﺳﻬﺎﻡ ﻭ ﻣﺨﺘﻠﻂ ( ﺩﺭ ﺑﻮﺭﺱ ﻭ‬
‫ﺑﺎﺯﺍﺭﻫﺎﯼ ﺍﻭﻝ‪،‬ﺩﻭﻡ ﻭ ﺑﺎﺯﺍﺭ ﺍﺑﺰﺍﺭﻫﺎﯼ ﻧﻮﯾﻦ ﻣﺎﻟﯽ ﻓﺮﺍﺑﻮﺭﺱ ﻭ ﻣﻄﺎﺑﻖ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ :1‬ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺺ ﯾﺎﻓﺘﻪ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺻﺮﻓﺎ ﻗﺎﺑﻞ ﺍﺳﺘﻔﺎﺩﻩ ﺑﺮﺍﯼ ﺧﺮﯾﺪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻗﺎﺑﻞ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺑﻮﺭﺱ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﺑﻮﺩﻩ ﻭ ﺑﻪ ﻫﯿﭻ ﻭﺟﻪ ﺑﻪ ﺻﻮﺭﺕ ﻧﻘﺪ ﺑﻪ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ ﻣﻨﻈﻮﺭ ﻧﺨﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ :2‬ﭼﻨﺎﻧﭽﻪ ﭘﺲ ﺍﺯ ﺍﻧﻌﻘﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪،‬ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﮐﻪ ﮐﺎﺭﮔﺰﺍﺭ ﻣﺠﺎﺯ ﺑﻪ ﺗﺨﺼﯿﺺ ﺍﻋﺘﺒﺎﺭ ﺑﺮﺍﯼ ﺧﺮﯾﺪ ﺁﻧﻬﺎ ﺍﺳﺖ ﺗﻐﯿﯿﺮ ﻧﻤﺎﯾﺪ‪،‬ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﺟﺪﯾﺪ ﺩﺭ ﺍﯾﻦ ﺧﺼﻮﺹ ﺑﺮ ﺍﯾﻦ ﻗﺮﺍﺭ ﺩﺍﺩ ﺣﮑﻤﻔﺮﻣﺎ ﺧﻮﺍﻫﺪ ﺑﻮﺩ ﻭ‬
‫ﻃﺒﻖ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﮐﻪ ﻣﯽ ﺗﻮﺍﻧﺪ ﻣﻄﺎﺑﻖ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﺮﺍﯼ ﺧﺮﯾﺪ ﺁﻧﻬﺎ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺺ ﺩﺍﺩ‪ ،‬ﺗﻐﯿﯿﺮ ﮐﻨﺪ‪ ،‬ﺗﻐﯿﯿﺮﺍﺕ ﻣﺰﺑﻮﺭ ﺩﺭ ﺧﺼﻮﺹ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﻣﺎﺩﻩ ﻧﯿﺰ ﺍﻋﻤﺎﻝ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ -2‬ﻣﺪﺕ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻣﺪﺕ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﺗﺎﺭﯾﺦ ﺍﻣﻀﺎ ﺗﻮﺳﻂ ﻃﺮﻓﯿﻦ ﻧﺎﻣﺤﺪﻭﺩ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ :1‬ﭼﻨﺎﻧﭽﻪ ﻗﺮﺍﺭﺩﺍﺩ ﻓﺴﺦ ﯾﺎ ﻣﻨﻔﺴﺦ ﺷﻮﺩ‪ ،‬ﻣﺸﺘﺮﯼ ﯾﺎ ﻗﺎﺋﻢ ﻣﻘﺎﻡ ﺍﻭ ﺑﺎﯾﺪ ﺣﺪﺍﮐﺜﺮ ﯾﮏ ﺭﻭﺯ ﮐﺎﺭﯼ ﭘﺲ ﺍﺯ ﺗﺎﺭﯾﺦ ﻓﺴﺦ ﯾﺎ ﺍﻧﻔﺴﺎﺥ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻧﺴﺒﺖ ﺑﻪ ﭘﺮﺩﺍﺧﺖ ﮐﻠﯿﻪ ﺑﺪﻫﯽ ﻫﺎﯼ ﻧﺎﺷﯽ ﺍﺯ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪ .‬ﺩﺭ‬
‫ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺯ ﻣﺤﻞ ﺗﻀﺎﻣﯿﻦ ﯾﺎ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻓﺮﯾﺰ ﺷﺪﻩ ﻭ ﯾﺎ ﮐﻠﯿﻪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺘﻌﻠﻖ ﺑﻪ ﻣﺸﺘﺮﯼ )ﻏﯿﺮ ﻓﺮﯾﺰ( ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﯾﻪ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﺍﻗﺪﺍﻡ ﮐﻨﺪ‪.‬ﺑﺪﯾﻬﯽ ﺍﺳﺖ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻓﺮﯾﺰ ﺷﺪﻩ ﺑﻪ ﻋﻨﻮﺍﻥ‬
‫ﻭﺛﯿﻘﻪ‪،‬ﺑﺪﻭﻥ ﺭﻋﺎﯾﺖ ﺗﺸﺮﯾﻔﺎﺕ ﺁﯾﯿﻦ ﻧﺎﻣﻪ ﻣﻌﺎﻣﻼﺕ ﺑﻮﺩﻩ ﻭ ﻧﯿﺎﺯﯼ ﺑﻪ ﮐﺴﺐ ﺩﺳﺘﻮﺭ ﮐﺘﺒﯽ ﻓﺮﻭﺵ ﺍﺯ ﻣﺸﺘﺮﯼ ﻧﻤﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ :2‬ﺩﺭ ﺻﻮﺭﺕ ﺩﺭﯾﺎﻓﺖ ﺍﺧﻄﺎﺭﯾﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﻨﯽ ﺑﺮ ﮐﺴﺮﯼ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ‪ ،‬ﻣﺸﺘﺮﯼ ﺍﻋﺘﺒﺎﺭﯼ ﻣﻮﻇﻒ ﺍﺳﺖ ﻇﺮﻑ ﯾﮏ ﺭﻭﺯ ﮐﺎﺭﯼ‪،‬ﮐﺴﺮﯼ ﺍﻋﻼﻣﯽ ﺭﺍ ﺭﻓﻊ ﻧﻤﺎﯾﺪ ﺑﻪ ﻗﺴﻤﯽ ﮐﻪ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻭﯼ ﺣﺪﺍﮐﺜﺮ ﺑﻪ ﻣﯿﺰﺍﻥ ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ‬
‫ﮔﺮﺩﺩ‪ .‬ﺍﻋﺘﺮﺍﺽ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﻔﺎﺩ ﺍﺧﻄﺎﺭﯾﻪ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﻣﺎﺩﻩ ﺗﺎ ﺯﻣﺎﻧﯽ ﮐﻪ ﻣﻨﺠﺮ ﺑﻪ ﺻﺪﻭﺭ ﺩﺳﺘﻮﺭ ﺍﺯ ﻣﺮﺍﺟﻊ ﻗﺎﻧﻮﻧﯽ ﺫﯾﺼﻼﺡ ﻧﺸﺪﻩ ﺍﺳﺖ‪،‬ﻣﺎﻧﻊ ﺍﺯ ﺍﻋﻤﺎﻝ ﺍﺧﺘﯿﺎﺭﺍﺕ ﻭ ﺗﮑﺎﻟﯿﻔﯽ ﮐﻪ ﻭﻓﻖ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻣﺼﻮﺏ ﻫﯿﺎﺕ ﻣﺪﯾﺮﻩ ﺳﺎﺯﻣﺎﻥ‬
‫ﭘﺲ ﺍﺯ ﺍﺭﺳﺎﻝ ﺍﺧﻄﺎﺭﯾﻪ ﺑﺮﺍﯼ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﯾﺠﺎﺩ ﻣﯽ ﺷﻮﺩ‪ ،‬ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ‪ .‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﻣﺸﺘﺮﯼ ‪،‬ﮐﺴﺮﯼ ﻣﻨﺪﺭﺝ ﺩﺭ ﺍﺧﻄﺎﺭﯾﻪ ﮐﺴﺮﯼ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺭﺍ ﺩﺭ ﻣﻬﻠﺖ ﻣﻘﺮﺭ ﺑﻪ ﻃﻮﺭ ﮐﺎﻣﻞ ﺑﺮ ﻃﺮﻑ ﻧﻨﻤﺎﯾﺪ‪،‬ﯾﺎ ﺑﺪﻫﯽ ﺧﻮﺩ ﺭﺍ ﻃﯽ ﻣﻬﻠﺖ ﻣﻘﺮﺭ‬
‫ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺑﻪ ﻃﻮﺭ ﮐﺎﻣﻞ ﺗﺴﻮﯾﻪ ﻧﮑﻨﺪ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﻗﺪﺍﻣﺎﺕ ﺯﯾﺮ ﺭﺍ ﺍﻧﺠﺎﻡ ﻣﯿﺪﻫﺪ‪:‬‬
‫ﺑﻪ ﺗﺸﺨﯿﺺ ﺧﻮﺩ ﻭ ﺑﺎ ﺭﻋﺎﯾﺖ ﻗﻮﺍﻧﯿﻦ ﻭ ﻣﻘﺮﺭﺍﺕ‪،‬ﻫﺮﯾﮏ ﺍﺯ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻗﺎﺑﻞ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺑﻮﺭﺱ ﯾﺎ ﻓﺮﺍﺑﻮﺭﺱ ﯾﺎ ﺑﻮﺭﺱ ﮐﺎﻻ ﻣﺘﻌﻠﻖ ﺑﻪ ﻣﺸﺘﺮﯼ ﺭﺍ ﺑﻔﺮﻭﺷﺪ ﯾﺎ ﺳﺎﯾﺮ ﺗﻀﺎﻣﯿﻦ ﻣﺸﺘﺮﯼ ﺑﻪ ﻋﻨﻮﺍﻥ ﻭﺛﯿﻘﻪ ﺭﺍ ﺣﺴﺐ ﻣﻮﺭﺩ ﺑﻔﺮﻭﺷﺪ ﯾﺎ ﺗﺒﺪﯾﻞ ﺑﻪ ﻧﻘﺪ ﮐﻨﺪ ﻭ‬
‫ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻣﺸﺘﺮﯼ ﺭﺍ ﺍﺯ ﺁﻥ ﻣﺤﻞ ﺗﺴﻮﯾﻪ ﻧﻤﺎﯾﺪ‪ .‬ﺍﻧﺘﺨﺎﺏ ﺗﻀﻤﯿﻨﯽ ﮐﻪ ﺑﻪ ﺍﯾﻦ ﻣﻨﻈﻮﺭ ﺑﻪ ﻓﺮﻭﺵ ﻣﯿﺮﺳﺪ ﯾﺎ ﺗﺒﺪﯾﻞ ﺑﻪ ﻧﻘﺪ ﻣﯿﮕﺮﺩﺩ‪،‬ﺑﻪ ﺍﺧﺘﯿﺎﺭ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺳﺖ‪ .‬ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﺑﻨﺪ ﺑﺮ ﺍﺳﺎﺱ ﻣﻔﺎﺩ ﻗﺮﺍﺭﺩﺍﺩ ﺧﺮﯾﺪ‬
‫ﺍﻋﺘﺒﺎﺭﯼ ﺍﺳﺖ ﻭ ﺍﺣﺘﯿﺎﺝ ﺑﻪ ﺍﺧﺬ ﻣﺠﻮﺯ ﺩﯾﮕﺮﯼ ﺍﺯ ﺟﻤﻠﻪ ﺩﺭﯾﺎﻓﺖ ﺩﺳﺘﻮﺭ ﻓﺮﻭﺵ ﮐﺘﺒﯽ ﺍﺯ ﻣﺸﺘﺮﯼ ﻧﺪﺍﺭﺩ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪: 3‬ﺩﺭ ﺻﻮﺭﺕ ﻏﯿﺮ ﻓﻌﺎﻝ ﺷﺪﻥ ﮐﺪ ﻣﺸﺘﺮﯼ ﺍﻋﺘﺒﺎﺭﯼ ﮐﻪ ﺑﻪ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﯼ ﯾﺎ ﺑﺮ ﺍﺛﺮ ﺳﺎﯾﺮ ﺍﻟﺰﺍﻣﺎﺕ ﻣﻘﺮﺭﺍﺗﯽ‪،‬ﺗﻮﺳﻂ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺍﻧﺠﺎﻡ ﻣﯿﺸﻮﺩ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺑﺎ ﻣﺮﺍﺟﻌﻪ ﺑﻪ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﻭ ﺍﺭﺍﺋﻪ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﺍﻋﺘﺒﺎﺭﯼ ﻣﻨﻄﺒﻖ ﺑﺎ ﻗﻮﺍﻧﯿﻦ‪ ،‬ﻣﻘﺮﺭﺍﺕ ﻭ ﻣﺴﺘﻨﺪﺍﺕ ﺣﺴﺎﺏ ﺗﻀﺎﻣﯿﻦ ﮐﺘﺒﺎ ﺍﺟﺎﺯﻩ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﻧﺴﺒﺖ ﺑﻪ ﺩﺍﺭﺍﯾﯽ ﻫﺎﯼ ﻣﺸﺘﺮﯼ‪ ،‬ﻣﻌﺎﺩﻝ ﻣﺎﻧﺪﻩ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻭﯼ ﺭﺍ ﺩﺭﺧﻮﺍﺳﺖ ﻣﯽ ﮐﻨﺪ‪ .‬ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﭘﺲ ﺍﺯ ﺑﺮﺭﺳﯽ ﻭ ﺩﺭ ﺻﻮﺭﺕ‬
‫ﻣﻄﺎﺑﻘﺖ ﺩﺭﺧﻮﺍﺳﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺑﺎ ﻣﻔﺎﺩ ﺍﯾﻦ ﺗﺒﺼﺮﻩ ﺍﺟﺎﺯﻩ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺻﺮﻓﺎ ﺗﺎ ﻣﯿﺰﺍﻥ ﻣﺎﻧﺪﻩ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻣﺸﺘﺮﯼ ﺻﺎﺩﺭ ﻣﯽ ﮐﻨﺪ‪.‬‬
‫ﺍﮔﺮ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ ﺑﯿﺸﺘﺮ ﺍﺯ ﺣﺪ ﺍﻋﺘﺒﺎﺭ ﺷﺎﺭﮊ ﺷﻮﺩ ﻣﺸﺘﺮﯼ ﻣﮑﻠﻒ ﺍﺳﺖ ﻣﻮﺿﻮﻉ ﺭﺍ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﻋﻼﻡ ﻧﻤﺎﯾﺪ‪.‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﻃﻼﻉ ﺭﺳﺎﻧﯽ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ‪،‬ﺍﺳﺘﻔﺎﺩﻩ ﻭﯼ ﺍﺯ ﺍﻋﺘﺒﺎﺭ ﻣﺎﺯﺍﺩ ﺑﻪ ﻣﻨﺰﻟﻪ ﺗﻨﻔﯿﺬ ﺩﺭ ﺍﻣﺎﻧﺖ ﺑﻮﺩﻩ ﻭ ﭘﺮﺩﺍﺧﺖ ﻫﺰﯾﻨﻪ ﻫﺎ ﻭ‬
‫ﺧﺴﺎﺭﺍﺕ ﺷﺮﮐﺖ ﺍﺯ ﻣﺤﻞ ﻣﺬﮐﻮﺭ ﺑﺮ ﻋﻬﺪﻩ ﻣﺸﺘﺮﯼ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ -3‬ﻣﺒﻠﻎ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﺳﻘﻒ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺼﯽ ﺑﻪ ﻣﺸﺘﺮﯼ ﺑﺎﺑﺖ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺩﺭ ﻣﺪﺕ ﻗﺮﺍﺭﺩﺍﺩ ‪ ،‬ﺣﺪﺍﮐﺜﺮ ﻣﻌﺎﺩﻝ ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ ﮐﻪ ﻃﺒﻖ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻫﺎﯼ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﺩﺭ ﻫﺮ ﺯﻣﺎﻥ ﻣﺤﺎﺳﺒﻪ ﻣﯽ ﺷﻮﺩ ﯾﺎ‬
‫ﺳﻘﻒ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﺎﺩﻩ‪ 4‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ‪ ،‬ﻫﺮﮐﺪﺍﻡ ﮐﻤﺘﺮ ﺑﺎﺷﺪ‪،‬ﺧﻮﺍﻫﺪ ﺑﻮﺩ ﻭ ﭼﻨﺎﭼﻪ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺼﯽ ﺑﯿﺸﺘﺮ ﺍﺯ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺑﻮﺩ ﻣﺸﺘﺮﯼ ﻣﻮﻇﻒ ﺑﻪ ﺗﺴﻮﯾﻪ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﭼﻨﺎﻧﭽﻪ ﺩﺭ ﺍﺛﺮ ﺍﺧﺘﻼﻝ ﺩﺭ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ ﯾﺎ ﺍﺑﻄﺎﻝ ﻣﻌﺎﻣﻼﺕ )ﺧﺮﯾﺪ ﯾﺎ ﻓﺮﻭﺵ( ﺗﻮﺳﻂ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﯾﺎ ﺷﺮﮐﺖ ﺑﻮﺭﺱ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﯾﺎ ﻣﺪﯾﺮﯾﺖ ﻓﻨﺎﻭﺭﯼ‪،‬ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ ﺑﺪﻫﮑﺎﺭ ﺷﻮﺩ‪،‬ﺩﺭ ﺍﯾﻨﺼﻮﺭﺕ ﻣﺸﺘﺮﯼ ﻣﮑﻠﻒ ﺍﺳﺖ‬
‫ﺑﺪﻫﯽ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﻣﺤﺾ ﺍﻃﻼﻉ ﺭﺳﺎﻧﯽ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺗﺴﻮﯾﻪ ﻧﻤﺎﯾﺪ‪،‬ﺩﺭ ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﺭﺍ ﺍﺯ ﻣﺤﻞ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻓﺮﯾﺰ ﺷﺪﻩ ﯾﺎ ﺳﺎﯾﺮ ﺳﻬﺎﻡ ﻭ ﯾﺎ ﺗﻀﺎﻣﯿﻦ ﻧﺰﺩ ﺧﻮﺩ ﻭﺻﻮﻝ ﻣﯽ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪: 1‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﯽ ﺗﻮﺍﻧﺪ ﺑﺎ ﺻﻼﺣﺪﯾﺪ ﻭ ﺑﺮ ﺍﺳﺎﺱ ﺭﻭﯾﻪ ﻫﺎﯼ ﺩﺍﺧﻠﯽ ﺧﻮﺩ ﻭ ﺑﺎ ﺭﻋﺎﯾﺖ ﺳﻘﻒ ﻫﺎﯼ ﻣﻨﺪﺭﺝ ﺩﺭ ﺍﯾﻦ ﻣﺎﺩﻩ ﻣﯿﺰﺍﻥ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺼﯽ ﺑﻪ ﻫﺮ ﻣﺸﺘﺮﯼ ﺭﺍ ﺩﺭ ﻫﺮ ﺯﻣﺎﻥ ﺗﻌﯿﯿﻦ ﯾﺎ ﺗﻌﺪﯾﻞ ﻧﻤﺎﯾﺪ ﻭ ﺍﻧﺠﺎﻡ ﺍﯾﻦ ﻣﻮﺿﻮﻉ ﻣﺴﺘﻠﺰﻡ‬
‫ﺍﺧﺬ ﺩﺳﺘﻮﺭ ﺍﺯ ﻣﺸﺘﺮﯼ ﻧﯿﺴﺖ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ :2‬ﺍﺯ ﺗﺎﺭﯾﺦ ﺍﻧﻌﻘﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﭼﻨﺎﻧﭽﻪ ﺑﻪ ﻫﻨﮕﺎﻡ ﺍﺭﺍﺋﻪ ﺳﻔﺎﺭﺵ ﺧﺮﯾﺪ ﺍﺯ ﺳﻮﯼ ﻣﺸﺘﺮﯼ ﻣﻨﺎﺑﻊ ﻣﺎﻟﯽ ﻻﺯﻡ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﺗﺎﻣﯿﻦ ﻧﺸﺪﻩ ﺑﺎﺷﺪ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﭼﻨﯿﻦ ﺩﺭﺧﻮﺍﺳﺘﯽ ﺭﺍ ﺗﺎﺑﻊ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺗﻠﻘﯽ ﻣﯽ ﮐﻨﺪ ﻭ ﺍﺣﮑﺎﻡ ﺍﯾﻦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺩﺭ ﺧﺼﻮﺹ ﺁﻥ ﺳﻔﺎﺭﺵ ﺧﺮﯾﺪ ﺍﻋﻤﺎﻝ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ : 3‬ﻧﻈﺮ ﺑﻪ ﺍﯾﻨﮑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺯ ﻣﺤﻞ ﺗﺴﻬﯿﻼﺕ ﺍﺧﺬ ﺷﺪﻩ ﺍﺯ ﺑﺎﻧﮑﻬﺎ ﻭ ﻣﻮﺳﺴﺎﺕ ﻣﺎﻟﯽ ﻭ ﺍﻋﺘﺒﺎﺭﯼ ﻣﺠﺎﺯ‪،‬ﺍﻗﺪﺍﻡ ﺑﻪ ﺗﺨﺼﯿﺺ ﺍﻋﺘﺒﺎﺭ ﺑﻪ ﻣﺸﺘﺮﯼ ﻧﻤﺎﯾﺪ‪ ،‬ﺑﻪ ﻫﻨﮕﺎﻡ ﺑﺎﺯ ﭘﺮﺩﺍﺧﺖ‪ ،‬ﻫﺰﯾﻨﻪ ﺍﺧﺬ ﺗﺴﻬﯿﻼﺕ ﻣﺮﺑﻮﻃﻪ ﺑﻪ ﻧﺮﺥ‪ %21‬ﻣﺒﻠﻎ ﺍﯾﻦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺍﻓﺰﻭﺩﻩ ﻣﯽ ﺷﻮﺩ ﻭ ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﻋﻘﺪ ﺧﺎﺭﺝ ﻻﺯﻡ ﺩﺭ ﺧﺼﻮﺹ ﻣﺒﺎﻟﻎ ﻣﺰﺑﻮﺭ ﺣﻖ ﻫﺮﮔﻮﻧﻪ ﺍﻋﺘﺮﺍﺽ ﻭ ﻃﺮﺡ ﻫﺮﮔﻮﻧﻪ ﺩﻋﻮﯼ ﻭ ﺷﮑﺎﯾﺘﯽ ﺭﺍ ﺍﺯ ﺧﻮﺩ ﺳﻠﺐ ﻭ ﺍﺳﻘﺎﻁ ﻣﯽ ﻧﻤﺎﯾﺪ‪.‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 13‬ﺍﺯ ‪21‬‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭ ﺩﺍﺩ ﺧﺮﻳﺪ ﺍﻋﺘﺒﺎﺭﻱ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫ﻣﺎﺩﻩ‪ – 4‬ﺣﻘﻮﻕ ﻭ ﺗﻬﺪﺍﺕ ﻃﺮﻓﯿﻦ‬

‫‪-1‬ﻣﺸﺘﺮﯼ ﻣﻮﻇﻒ ﺍﺳﺖ ﻣﺎﻧﺪﻩ ﺑﺪﻫﯽ ﺧﻮﺩ ﺭﺍ ﺑﺎﺑﺖ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺣﺪﺍﮐﺜﺮ ﺗﺎ ﺭﻭﺯ ﺩﻫﻢ ﺍﺳﻔﻨﺪ ﻣﺎﻩ ﻫﺮ ﺳﺎﻝ ﯾﺎ ﺣﺪﺍﮐﺜﺮ ﻇﺮﻑ ﯾﮑﻤﺎﻩ ﺍﺯ ﺗﺎﺭﯾﺦ ﺍﻭﻟﯿﻦ ﺑﺪﻫﯽ‪،‬ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﭘﺮﺩﺍﺧﺖ ﻧﻤﺎﯾﺪ‪ .‬ﻫﻤﭽﻨﯿﻦ ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺩﺭ ﻣﻮﺭﺩ ﺧﺮﯾﺪ‬
‫ﺍﻋﺘﺒﺎﺭﯼ ﺧﺎﺻﯽ‪،‬ﭘﯿﺶ ﺍﺯ ﺧﺮﯾﺪ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﻬﻠﺖ ﺗﺴﻮﯾﻪ ﺑﺪﻫﯽ ﮐﻤﺘﺮ ﺍﺯ ﺍﯾﻦ ﻣﺪﺕ ﻣﻌﯿﻦ ﺷﺪﻩ ﺑﺎﺷﺪ‪ ،‬ﻣﺸﺘﺮﯼ ﺑﺎﯾﺪ ﺩﺭ ﻣﻮﻋﺪ ﻣﻘﺮﺭ‪،‬ﺑﺪﻫﯽ ﻣﻮﺭﺩ ﻧﻈﺮ ﺭﺍ ﭘﺮﺩﺍﺧﺖ ﻧﻤﺎﯾﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺗﺴﻮﯾﻪ ﺑﺪﻫﯽ ﺩﺭ ﻣﻮﻋﺪ ﻣﻘﺮﺭ‪،‬ﮐﺎﺭﮔﺰﺍﺭ‬
‫ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺧﺘﯿﺎﺭﺍﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺭﺍ ﺑﺮﺍﯼ ﺗﺴﻮﯾﻪ ﺑﺪﻫﯽ ﺧﻮﺩ ﺍﺯ ﻃﺮﯾﻖ ﺗﻀﺎﻣﯿﻦ ﻣﺸﺘﺮﯼ ﻭ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻓﺮﯾﺰ ﺷﺪﻩ ﺑﺪﻭﻥ ﻧﯿﺎﺯ ﺑﻪ ﺩﺳﺘﻮﺭ ﻓﺮﻭﺵ ﮐﺘﺒﯽ ﻣﺸﺘﺮﯼ ﺧﻮﺍﻫﺪ ﺩﺍﺷﺖ‪.‬‬
‫‪-2‬ﺍﻣﻀﺎﯼ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻣﻌﻨﯽ ﺍﻟﺰﺍﻡ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺑﻪ ﭘﺬﯾﺮﺵ ﺩﺭﺧﻮﺍﺳﺖ ﺑﺪﻭﻥ ﻗﯿﺪ ﻭ ﺷﺮﻁ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻣﺸﺘﺮﯼ ﻧﯿﺴﺖ ﻭ ﺩﺭ ﻫﺮ ﺩﺭﺧﻮﺍﺳﺖ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺧﺘﯿﺎﺭ ﺩﺍﺭﺩ ﻧﺴﺒﺖ ﺑﻪ ﺧﺮﯾﺪ ﯾﺎ ﻋﺪﻡ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺑﻪ‬
‫ﻧﺎﻡ ﻣﺸﺘﺮﯼ‪ ،‬ﺑﻪ ﺻﻼﺣﺪﯾﺪ ﺧﻮﺩ ﺗﺼﻤﯿﻢ ﮔﯿﺮﯼ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪-3‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ‪ ،‬ﻣﯿﺰﺍﻥ ﺑﺪﻫﯽ ﻭ ﻣﺎﻧﺪﻩ ﺑﻪ ﺭﻭﺯﺭﺳﺎﻧﯽ ﺷﺪﻩ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻭ ﮐﺴﺮﯼ ﯾﺎ ﺍﺿﺎﻓﻪ ﺗﻀﺎﻣﯿﻦ ﻣﺸﺘﺮﯼ ﺭﺍ ﺩﺭ ﭘﺎﯾﺎﻥ ﻫﺮ ﺭﻭﺯ ﮐﺎﺭﯼ‪،‬ﺍﺯ ﻃﺮﯾﻖ ﺳﺎﯾﺖ ﺍﯾﻨﺘﺮﻧﺘﯽ)ﻭ ﺑﺎ ﺭﻣﺰ ﻭ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﮐﻪ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﻣﺸﺘﺮﯼ ﮔﺬﺍﺷﺘﻪ ﺍﺳﺖ( ﻭ ﯾﺎ ﺍﺯ‬
‫ﻃﺮﻕ ﻭ ﺷﯿﻮﻩ ﻫﺎﯼ ﺩﯾﮕﺮ ﺩﺭ ﺩﺳﺘﺮﺱ ﻣﺸﺘﺮﯼ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ‪.‬‬
‫‪-4‬ﺩﺭ ﺭﺍﺳﺘﺎﯼ ﺍﺟﺮﺍﯼ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺗﺎ ﺯﻣﺎﻧﯽ ﮐﻪ ﺑﺪﻫﯽ ﻣﺸﺘﺮﯼ ﺑﻪ ﻃﻮﺭ ﮐﺎﻣﻞ ﺗﺴﻮﯾﻪ ﻧﺸﺪﻩ ﺑﺎﺷﺪ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﯽ ﺗﻮﺍﻧﺪ ﻧﺴﺒﺖ ﺑﻪ ﺟﻠﻮﮔﯿﺮﯼ ﺍﺯ ﺗﻐﯿﯿﺮ ﮐﺎﺭﮔﺰﺍﺭ ﻧﺎﻇﺮ ﻫﺮ ﯾﮏ ﺍﺯ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ )ﻓﺮﯾﺰ ﮐﺮﺩﻥ( ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ ﻭ‬
‫ﻣﺸﺘﺮﯼ ﺑﺎ ﺍﻣﻀﺎﯼ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺿﻤﻦ ﻋﻘﺪ ﺧﺎﺭﺝ ﻻﺯﻡ ﻣﻠﺘﺰﻡ ﻣﯽ ﮔﺮﺩﺩ ﺗﺎ ﭼﻨﺎﻧﭽﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻧﺴﺒﺖ ﺑﻪ ﺟﻠﻮﮔﯿﺮﯼ ﺍﺯ ﺗﻐﯿﯿﺮ ﮐﺎﺭﮔﺰﺍﺭ ﻧﺎﻇﺮ ﻫﺮﯾﮏ ﺍﺯ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ )ﻓﺮﯾﺰ ﮐﺮﺩﻥ( ﺍﻗﺪﺍﻡ ﻧﻤﻮﺩ‪،‬ﺍﻋﺘﺮﺍﺿﯽ ﻧﺪﺍﺷﺘﻪ ﺑﺎﺷﺪ‪ .‬ﺍﯾﻦ ﺍﻭﺭﺍﻕ ﺗﺎ‬
‫ﺯﻣﺎﻧﯽ ﮐﻪ ﻣﺸﺘﺮﯼ ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﯾﻪ ﺣﺴﺎﺏ ﺑﺪﻫﯽ ﺧﻮﺩ ﺍﻗﺪﺍﻡ ﻧﮑﺮﺩﻩ ﺍﺳﺖ ﻓﺮﯾﺰ ﺑﺎﻗﯽ ﺧﻮﺍﻫﺪ ﻣﺎﻧﺪ‪.‬ﭘﺲ ﺍﺯ ﺗﺴﻮﯾﻪ ﮐﺎﻣﻞ ﺑﺪﻫﯽ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ‪،‬ﺩﺭﺧﻮﺍﺳﺖ ﻭﯼ ﻣﺒﻨﯽ ﺑﺮ ﺭﻓﻊ ﻓﺮﯾﺰ ﺳﻬﺎﻡ ﺧﻮﺩ ﻧﺰﺩ ﮐﺎﺭﮔﺰﺍﺭ ﻣﯽ ﺑﺎﯾﺴﺖ ﺑﻪ ﺻﻮﺭﺕ ﮐﺘﺒﯽ ﺑﻪ ﻭﺍﺣﺪ‬
‫ﺍﻋﺘﺒﺎﺭﺍﺕ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﻼﻡ ﮔﺮﺩﺩ‪.‬‬
‫‪-5‬ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﻋﻘﺪ ﺧﺎﺭﺝ ﻻﺯﻡ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺭﺍ ﺑﻪ ﻋﻨﻮﺍﻥ ﻭﮐﯿﻞ ﻭ ﻭﺻﯽ ﭘﺲ ﺍﺯ ﻓﻮﺕ ﺧﻮﺩ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ ﻭ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﺟﺎﺯﻩ ﻭ ﺍﺧﺘﯿﺎﺭ ﻣﯽ ﺩﻫﺪ ﺗﺎ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﯾﻔﺎﯼ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﯼ ﻣﻄﺎﺑﻖ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ‬
‫ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ‪،‬ﻧﺴﺒﺖ ﺑﻪ ﺍﺳﺘﯿﻔﺎﯼ ﻃﻠﺐ ﺧﻮﺩ ﺍﺯ ﻣﺤﻞ ﺗﻀﺎﻣﯿﻦ ﻣﺸﺘﺮﯼ ﺍﺯ ﺟﻤﻠﻪ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ)ﺷﺎﻣﻞ ﻫﻤﻪ ﺑﺎﺯﺍﺭ ﻫﺎ(ﻣﺘﻌﻠﻖ ﺑﻪ ﻣﺸﺘﺮﯼ ﺑﺪﻭﻥ ﻧﯿﺎﺯ ﺑﻪ ﺭﻋﺎﯾﺖ ﺗﺸﺮﯾﻔﺎﺕ ﺧﺎﺹ ﺍﺯ ﺟﻤﻠﻪ ﺗﮑﻤﯿﻞ ﯾﺎ ﺍﻣﻀﺎ ﺩﺳﺘﻮﺭ ﻓﺮﻭﺵ‪،‬ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪-6‬ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﻋﻘﺪ ﺧﺎﺭﺝ ﻻﺯﻡ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺭﺍ ﺑﻪ ﻋﻨﻮﺍﻥ ﻭﮐﯿﻞ ﻭ ﻭﺻﯽ ﭘﺲ ﺍﺯ ﻓﻮﺕ ﺧﻮﺩ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ ﺗﺎ ﭼﻨﺎﻧﭽﻪ ﻣﺸﺘﺮﯼ ﯾﮏ ﺭﻭﺯ ﮐﺎﺭﯼ ﻗﺒﻞ ﺍﺯ ﭘﺎﯾﺎﻥ ﻣﻬﻠﺖ ﺍﻋﻤﺎﻝ ﺣﻖ ﺗﻘﺪﻡ ﻣﺘﻌﻠﻖ ﺑﻪ ﻭﯼ‪،‬ﻧﺴﺒﺖ ﺑﻪ ﺗﺎﺩﯾﻪ ﻣﺒﻠﻎ ﭘﺬﯾﺮﻩ ﻧﻮﯾﺴﯽ‬
‫ﺳﻬﺎﻡ ﺟﺪﯾﺪ ﺑﻪ ﻣﻨﻈﻮﺭ ﺍﻋﻤﺎﻝ ﺁﻥ ﺍﻗﺪﺍﻡ ﻧﮑﻨﺪ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻧﺴﺒﺖ ﺑﻪ ﻓﺮﻭﺵ ﺣﻖ ﺗﻘﺪﻡ ﻣﻮﺿﻮﻉ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ ﯾﺎ ﻣﺒﻠﻎ ﭘﺬﯾﺮﻩ ﻧﻮﯾﺴﯽ ﺭﺍ ﺭﺍﺳﺎ ﭘﺮﺩﺍﺧﺖ ﻭ ﺍﻗﺪﺍﻣﺎﺕ ﻻﺯﻡ ﺭﺍ ﺑﺮﺍﯼ ﺻﺪﻭﺭ ﺳﻬﺎﻡ ﺟﺪﯾﺪ ﺑﻪ ﻧﺎﻡ ﻣﺸﺘﺮﯼ ﺍﻧﺠﺎﻡ‬
‫ﺩﻫﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﭘﺮﺩﺍﺧﺖ ﻣﺒﻠﻎ ﭘﺬﯾﺮﻩ ﻧﻮﯾﺴﯽ ﺍﺯ ﺳﻮﯼ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ‪ ،‬ﻣﺒﻠﻎ ﻣﺰﺑﻮﺭ ﺑﻪ ﻣﺎﻧﺪﻩ ﺑﺪﻫﯽ ﻣﺸﺘﺮﯼ ﻧﺰﺩ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﻓﺰﻭﺩﻩ ﻣﯽ ﺷﻮﺩ‪.‬‬
‫‪-7‬ﻣﺸﺘﺮﯼ ﺿﻤﻦ ﻋﻘﺪ ﺧﺎﺭﺝ ﻻﺯﻡ ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺭﺍ ﺑﻪ ﻋﻨﻮﺍﻥ ﻭﮐﯿﻞ ﻭ ﻭﺻﯽ ﭘﺲ ﺍﺯ ﻓﻮﺕ ﺧﻮﺩ ﻗﺮﺍﺭ ﻣﯽ ﺩﻫﺪ ﺗﺎ ﺩﺭ ﺧﺼﻮﺹ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﮐﻪ ﻣﺘﻮﻟﯽ ﭘﺮﺩﺍﺧﺖ ﻣﺒﻠﻎ ﺍﺳﻤﯽ ﺁﻥ ﺩﺭ ﺳﺮﺭﺳﯿﺪ‪،‬ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺍﺳﺖ‪ ،‬ﻧﺴﺒﺖ‬
‫ﺑﻪ ﺩﺭﯾﺎﻓﺖ ﻣﺒﻠﻎ ﺍﺳﻤﯽ ﺍﺯ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬ﺍﯾﻦ ﻭﺟﻮﻩ ﻃﺒﻖ ﺷﺮﺍﯾﻂ ﻣﻨﺪﺭﺝ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ ﻣﻨﻈﻮﺭ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪-8‬ﺗﺎ ﺯﻣﺎﻧﯽ ﮐﻪ ﻣﺸﺘﺮﯼ)ﭼﻪ ﺩﺭ ﺯﻣﺎﻥ ﺣﯿﺎﺕ ﻭ ﭼﻪ ﭘﺲ ﺍﺯ ﻓﻮﺕ(ﺑﺎﺑﺖ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺼﯽ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺑﺪﻫﮑﺎﺭ ﺑﺎﺷﺪ‪ ،‬ﮐﻠﯿﻪ ﻣﺒﺎﻟﻎ ﻧﺎﺷﯽ ﺍﺯ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ ﻭ ﻫﻤﭽﻨﯿﻦ ﻣﺒﺎﻟﻎ ﺍﺳﻤﯽ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ ﮐﻪ ﺩﺭ ﺳﺮﺭﺳﯿﺪ‬
‫ﺁﻥ ﺍﻭﺭﺍﻕ ﺗﻮﺳﻂ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﭘﺮﺩﺍﺧﺖ ﻣﯽ ﺷﻮﺩ‪ ،‬ﺻﺮﻑ ﺗﺴﻮﯾﻪ ﻣﺎﻧﺪﻩ ﺑﺪﻫﯽ ﻣﺸﺘﺮﯼ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪-9‬ﭘﺮﺩﺍﺧﺖ ﻭﺟﻪ ﺍﺯ ﺳﻮﯼ ﻣﺸﺘﺮﯼ ﯾﺎ ﻭﺟﻮﻩ ﻧﺎﺷﯽ ﺍﺯ ﻓﺮﻭﺵ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ ﯾﺎ ﻣﺒﺎﻟﻎ ﺍﺳﻤﯽ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺸﺘﺮﯼ ﮐﻪ ﺩﺭ ﺳﺮﺭﺳﯿﺪ ﺁﻥ ﺍﻭﺭﺍﻕ ﺗﻮﺳﻂ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﭘﺮﺩﺍﺧﺖ ﻣﯽ ﺷﻮﺩ‪ ،‬ﺍﺑﺘﺪﺍ ﺑﻪ ﻋﻨﻮﺍﻥ‬
‫ﺑﺎﺯ ﭘﺮﺩﺍﺧﺖ ﻫﺰﯾﻨﻪ ﻫﺎﯼ ﺍﺧﺬ ﺗﺴﻬﯿﻼﺕ ﺑﺎﻧﮑﯽ ﻭ ﺳﺎﯾﺮ ﻫﺰﯾﻨﻪ ﻫﺎﯼ ﻣﺮﺑﻮﻃﻪ ﻣﻨﻈﻮﺭ ﺧﻮﺍﻫﺪ ﺷﺪ ﻭ ﻧﻬﺎﯾﺘﺎ ﺑﻪ ﺗﺴﻮﯾﻪ ﺍﺻﻞ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺺ ﺧﻮﺍﻫﺪ ﯾﺎﻓﺖ‪.‬ﭼﻨﺎﻧﭽﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺑﺮﺍﯼ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﻣﺠﺒﻮﺭ ﺑﻪ ﻃﺮﺡ ﺩﻋﻮﺍ ﻭ ﺍﻧﺠﺎﻡ‬
‫ﭘﯿﮕﯿﺮﯼ ﻫﺎﯼ ﻗﻀﺎﯾﯽ ﻭ ﺛﺒﺘﯽ ﮔﺮﺩﺩ‪ ،‬ﻣﻄﺎﻟﺒﺎﺕ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺩﺭ ﺍﯾﻦ ﺧﺼﻮﺹ ﺑﺮ ﺳﺎﯾﺮ ﻣﻄﺎﻟﺒﺎﺕ ﺍﻭ ﺗﻘﺪﻡ ﺩﺍﺷﺘﻪ ﻭ ﺩﺭ ﺍﺑﺘﺪﺍ ﺗﺴﻮﯾﻪ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪-10‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺑﻪ ﻋﻠﺖ ﺗﻌﻠﯿﻖ ﻭ ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﯽ ﻭ ﯾﺎ ﻫﺮ ﺩﻟﯿﻞ ﺩﯾﮕﺮﯼ ﺍﺯ ﻗﺒﯿﻞ ﻟﻐﻮ ﯾﺎ ﺗﻌﻠﯿﻖ ﭘﺬﯾﺮﺵ ﺑﺮﺍﯼ ﺑﯿﺶ ﺍﺯ ‪ 30‬ﺭﻭﺯ ﮐﺎﺭﯼ ﻣﺘﻮﺍﻟﯽ ﺍﻣﮑﺎﻥ ﻣﻌﺎﻣﻠﻪ ﺑﺮ ﺭﻭﯼ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﻮﺟﻮﺩ ﺩﺭ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ ﻭﺟﻮﺩ ﻧﺪﺍﺷﺘﻪ‬
‫ﺑﺎﺷﺪ‪،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﯽ ﺗﻮﺍﻧﺪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺰﺑﻮﺭ ﺭﺍ ﺍﺯ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ ﮐﺴﺮ ﮐﻨﺪ ﻭ ﻫﻤﭽﻨﯿﻦ ﺍﺑﻄﺎﻝ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﯾﮏ ﺭﻭﺯ ﺑﻪ ﻃﻮﺭ ﺧﻮﺩﮐﺎﺭ ﻣﻮﺟﺐ ﮐﺴﺮ ﺍﻭﺭﺍﻕ ﻣﺬﮐﻮﺭ ﺍﺯ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ ﻣﯽ ﺷﻮﺩ‪.‬‬
‫ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﺣﺬﻑ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺰﺑﻮﺭ ﻣﻨﺠﺮ ﺑﻪ ﮐﺴﺮﯼ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ ﺷﻮﺩ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﻄﺎﺑﻖ ﺩﺳﺘﻮﺭ ﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻭ ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻧﺴﺒﺖ ﺑﻪ ﺍﺭﺳﺎﻝ ﺍﺧﻄﺎﺭﯾﻪ ﮐﺴﺮﯼ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺍﻗﺪﺍﻡ ﻣﯽ ﻧﻤﺎﯾﺪ‪.‬ﮐﺎﺭﮔﺰﺍﺭ‬
‫ﻣﯽ ﺗﻮﺍﻧﺪ ﺑﺮﺍﯼ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﺍﺯ ﻣﺤﻞ ﺗﻀﺎﻣﯿﻦ ﻣﻮﺟﻮﺩ ﻣﺸﺘﺮﯼ ﻧﺰﺩ ﺧﻮﺩ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﺑﺎﺯﮔﺸﺎﯾﯽ ﻧﻤﺎﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺰﺑﻮﺭ ﻭ ﺑﻪ ﺷﺮﻁ ﺩﺍﺭﺍ ﺑﻮﺩﻥ ﺷﺮﺍﯾﻂ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﻘﺮﺭﺍﺕ ﻻﺯﻡ ﺍﻻﺟﺮﺍ ﺩﺭ ﺯﻣﺎﻥ ﺑﺎﺯﮔﺸﺎﯾﯽ ‪ ،‬ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻣﺰﺑﻮﺭ‬
‫ﻣﺠﺪﺩﺍ ﺩﺭ ﺍﺭﺯﯾﺎﺑﯽ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺤﺎﺳﺒﻪ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪-11‬ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻗﺎﺋﻢ ﺑﻪ ﺷﺨﺺ ﺑﻮﺩﻩ ﻭ ﻣﺸﺘﺮﯼ ﺑﻪ ﻫﺮ ﻧﺤﻮ ﺣﻖ ﺍﻧﺘﻘﺎﻝ ﯾﺎ ﻭﺍﮔﺬﺍﺭﯼ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﺷﺨﺺ ﯾﺎ ﺍﺷﺨﺎﺹ ﺛﺎﻟﺚ ﺭﺍ ﻧﺪﺍﺭﺩ ‪.‬ﺩﺭ ﺻﻮﺭﺗﯽ ﮐﻪ ﻣﺸﺨﺺ ﺷﻮﺩ ﻣﺸﺘﺮﯾﺎﻥ ﺗﻌﻬﺪ ﺧﻮﺩ ﺭﺍ ﺑﻪ ﻫﺮ ﻧﺤﻮﯼ ﻧﻘﺾ ﻧﻤﻮﺩﻩ ﺍﻧﺪ‪ ،‬ﻋﻼﻭﻩ ﺑﺮ ﻓﺴﺦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﺳﻮﯼ ﮐﺎﺭﮔﺰﺍﺭ‪ ،‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﺧﻮﺍﻫﺪ ﺑﻮﺩ ﺗﺎ ﺷﺨﺼﺎ ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﯾﻪ ﻓﻮﺭﯼ ﺍﻋﺘﺒﺎﺭﺍﺕ ﺍﺧﺬ ﺷﺪﻩ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺟﺒﺮﺍﻥ ﮐﻠﯿﻪ ﺧﺴﺎﺭﺍﺕ ﻭﺍﺭﺩ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫‪ 14‬ﺍﺯ ‪21‬‬ ‫ﺻﻔﺤﻪ‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭ ﺩﺍﺩ ﺧﺮﻳﺪ ﺍﻋﺘﺒﺎﺭﻱ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫‪-12‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻭ ﻣﺸﺘﺮﯼ ﺗﻮﺍﻓﻖ ﻧﻤﻮﺩﻧﺪ ﮐﻪ ﺿﺮﺍﯾﺐ ﺗﻌﺪﯾﻞ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺸﺘﺮﯼ‪ ،‬ﺑﺎ ﺭﻋﺎﯾﺖ ﺳﻘﻒ ﻫﺎﯼ ﻣﺸﺨﺺ ﺷﺪﻩ ﺩﺭ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﺑﻪ ﺷﺮﺡ ﺫﯾﻞ ﺗﻌﯿﯿﻦ ﮔﺮﺩﺩ‪ .‬ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺤﺎﺳﺒﻪ ﺷﺪﻩ ﺑﺮ ﻣﺒﻨﺎﯼ ﺿﺮﺍﯾﺐ ﺗﻌﺪﯾﻞ ﺯﯾﺮ‪،‬‬
‫ﻣﺒﻨﺎﯼ ﻣﺤﺎﺳﺒﺎﺕ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺩﺭ ﻣﻮﺍﺭﺩ‪ 10،11،12،13‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻗﺮﺍﺭ ﺧﻮﺍﻫﺪ ﮔﺮﻓﺖ‪:‬‬
‫ﺍﻟﻒ‪ :‬ﺩﺭ ﻣﻮﺭﺩ ﺳﻬﺎﻡ ﭘﺬﯾﺮﻓﺘﻪ ﺷﺪﻩ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﻭ ﺑﺎﺯﺍﺭ ﺍﻭﻝ ﻭ ﺩﻭﻡ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ‪50،‬ﺩﺭﺻﺪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ‬
‫ﺏ‪ :‬ﺩﺭ ﻣﻮﺭﺩ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﻣﻮﺿﻮﻉ ﺑﻨﺪ ﺍﻟﻒ ﺍﯾﻦ ﺑﻨﺪ ﺻﻔﺮ ﺩﺭﺻﺪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ‪.‬‬
‫ﺝ‪ :‬ﺩﺭ ﻣﻮﺭﺩ ﺍﻭﺭﺍﻕ ﻣﺸﺎﺭﮐﺖ‪ ،‬ﺻﮑﻮﮎ ﻭ ﺍﻧﻮﺍﻉ ﺍﻭﺭﺍﻕ ﺑﺪﻫﯽ‪60،‬ﺩﺭﺻﺪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ‪.‬‬
‫ﺩ‪ :‬ﺩﺭ ﻣﻮﺭﺩ ﻭﺍﺣﺪﻫﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﺻﻨﺪﻭﻗﻬﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﻗﺎﺑﻞ ﻣﻌﺎﻣﻠﻪ ﺑﺎ ﺩﺭﺁﻣﺪ ﺛﺎﺑﺖ‪55 ،‬ﺩﺭﺻﺪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ‪.‬‬
‫ﻩ‪ :‬ﺩﺭ ﻣﻮﺭﺩ ﻭﺍﺣﺪﻫﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﺳﺎﯾﺮ ﺻﻨﺪﻭﻕ ﻫﺎﯼ ﺳﺮﻣﺎﯾﻪ ﮔﺬﺍﺭﯼ ﻗﺎﺑﻞ ﻣﻌﺎﻣﻠﻪ ‪40 ،‬ﺩﺭﺻﺪ ﻗﯿﻤﺖ ﭘﺎﯾﺎﻧﯽ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪-1‬ﺍﯾﻦ ﺿﺮﺍﯾﺐ ﺩﺭ ﻫﺮ ﺯﻣﺎﻥ ﺑﺮ ﺍﺳﺎﺱ ﻣﻘﺮﺭﺍﺕ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻫﺎﯼ ﺍﺑﻼﻏﯽ ﺳﺎﺯﻣﺎﻥ ﻫﺎﯼ ﺫﯾﺼﻼﺡ ﺗﻐﯿﯿﺮ ﮐﻨﺪ ﻧﯿﺎﺯﯼ ﺑﻪ ﺗﺂﯾﯿﺪ ﻣﺸﺘﺮﯼ ﻭ ﺍﺧﺬ ﻗﺮﺍﺭ ﺩﺍﺩ ﺍﻋﺘﺒﺎﺭﯼ ﺟﺪﯾﺪ ﻧﻤﯽ ﺑﺎﺷﺪ ﻭ ﻗﻮﺍﻧﯿﻦ ﺟﺪﯾﺪ ﺍﺯ ﺳﻮﯼ ﻃﺮﻓﯿﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻻﺯﻡ ﺍﻻﺟﺮﺍ‬
‫ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪-13‬ﺳﺎﯾﺮ ﺣﻘﻮﻕ ﻭ ﺗﻌﻬﺪﺍﺕ ﻃﺮﻓﯿﻦ ﮐﻪ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﺁﻥ ﺍﺷﺎﺭﻩ ﻧﺸﺪﻩ ﺍﺳﺖ ﺑﺮ ﺍﺳﺎﺱ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺗﻌﯿﯿﻦ ﺷﺪﻩ ﻭ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺷﺮﻭﻁ ﺿﻤﻨﯽ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺤﺴﻮﺏ ﻣﯽ ﺷﻮﺩ‪ .‬ﺩﺭ ﻫﺮ ﺻﻮﺭﺕ ﻫﯿﭻ ﯾﮏ ﺍﺯ‬
‫ﻣﻮﺍﺩ ﻭ ﺑﻨﺪﻫﺎﯼ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻧﻤﯽ ﺗﻮﺍﻧﺪ ﺑﺎ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻣﻐﺎﯾﺮ ﺑﺎﺷﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﺩﺍﺷﺖ ﻫﺎﯼ ﻣﺘﻔﺎﻭﺕ؛ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺣﺎﮐﻢ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪-14‬ﻣﺸﺘﺮﯼ ﺍﺟﺎﺯﻩ ﻧﺪﺍﺭﺩ ﺍﻋﺘﺒﺎﺭ ﺩﺭﯾﺎﻓﺘﯽ ﺍﺯ ﮐﺎﺭﮔﺰﺍﺭ ﺭﺍ ﺻﺮﻓﺎ ﺑﻪ ﺧﺮﯾﺪ ﯾﮏ ﺳﻬﻢ ﺍﺧﺘﺼﺎﺹ ﺩﺍﺩﻩ ﻭ ﯾﺎ ﺍﺯ ﺁﻥ ﺑﻪ ﻣﻨﻈﻮﺭ ﺧﺮﯾﺪ ﺳﻬﺎﻡ ﺑﺎﺯﺍﺭ ﭘﺎﯾﻪ ﺧﺎﺭﺝ ﺍﺯ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻫﺎﯼ ﺍﺑﻼﻏﯽ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺳﺘﻔﺎﺩﻩ ﮐﻨﺪ ﻭ ﺑﺎﯾﺪ ﺑﻪ ﮔﻮﻧﻪ ﺍﯼ‬
‫ﺍﻋﺘﺒﺎﺭ ﺭﺍ ﻣﺪﯾﺮﯾﺖ ﻧﻤﺎﯾﺪ ﮐﻪ ﺩﺭ ﻧﻤﺎﺩﻫﺎﯼ ﻣﺨﺘﻠﻒ ﺳﻬﺎﻡ ﺗﺨﺼﯿﺺ ﯾﺎﺑﺪ‪ .‬ﺩﺭ ﻏﯿﺮ ﺍﯾﻦ ﺻﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﯾﻪ ﺍﻋﺘﺒﺎﺭ ﺍﻗﺪﺍﻡ ﻣﯽ ﻧﻤﺎﯾﺪ‪ .‬ﻭ ﻫﻤﭽﻨﯿﻦ ﮐﺎﺭﮔﺰﺍﺭ ﻣﯽ ﺗﻮﺍﻧﺪ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺼﯽ ﺑﻪ ﻣﺸﺘﺮﯼ ﺭﺍ ﻣﺤﺪﻭﺩ ﺑﻪ ﺳﻬﺎﻡ ﻣﻨﺘﺨﺐ ﺧﻮﺩ ﻧﻤﺎﯾﺪ‬
‫ﻭ ﯾﺎ ﺍﺯ ﺧﺮﯾﺪ ﺑﺮﺧﯽ ﺍﺯ ﺳﻬﺎﻡ ﺑﺎﺯﺍﺭ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ)ﺑﻪ ﺻﻼﺣﺪﯾﺪ ﮐﺎﺭﮔﺰﺍﺭ(ﻣﻤﻨﻮﻋﯿﺖ ﺑﻪ ﻋﻤﻞ ﺁﻭﺭﺩ‪.‬‬
‫‪-15‬ﻣﺸﺘﺮﯼ ﻧﻤﯽ ﺗﻮﺍﻧﺪ ﺗﺎ ﺯﻣﺎﻥ ﺗﺴﻮﯾﻪ ﮐﺎﻣﻞ ﺑﺪﻫﯽ ﺧﻮﺩ ﺍﺯ ﻃﺮﯾﻖ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻣﻮﺭﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﮐﻪ ﻣﺎﺯﺍﺩ ﺑﺮ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻭﯼ ﻣﯽ ﺑﺎﺷﺪ ﺍﻗﺪﺍﻡ ﺑﻪ ﺗﻐﯿﯿﺮ ﮐﺎﺭﮔﺰﺍﺭ ﻧﺎﻇﺮ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪-16‬ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺧﺮﯾﺪﺍﺭﯼ ﺷﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯾﺎﻥ ﺑﺪﻭﻥ ﻭﺍﺭﯾﺰ ﻭﺟﻪ ﻭ ﺑﻪ ﻭﺍﺳﻄﻪ ﺍﻋﺘﺒﺎﺭ ﺍﺳﺘﻔﺎﺩﻩ ﺷﺪﻩ ﺍﺯ ﻭﺟﻮﻩ ﮐﺎﺭﮔﺰﺍﺭ‪ ،‬ﺩﺭ ﺣﮑﻢ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭﺛﯿﻘﻪ ﺑﻪ ﻧﻔﻊ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﻣﺤﺴﻮﺏ ﻣﯽ ﺷﻮﺩ ﻭ ﺷﺮﮐﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﯼ ﻣﺮﮐﺰﯼ ﺩﺭ‬
‫ﺧﺼﻮﺹ ﺍﺩﻋﺎﻫﺎﯼ ﺍﺷﺨﺎﺹ ﺛﺎﻟﺚ ﺻﺮﻓﺎ ﺑﻪ ﺗﻮﻗﯿﻒ ﻣﺎﺯﺍﺩ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻫﺮ ﻣﺎﻟﮏ ﻧﺴﺒﺖ ﺑﻪ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﻣﺎﻟﮏ ﻣﺰﺑﻮﺭ ﺍﻗﺪﺍﻡ ﺧﻮﺍﻫﺪ ﮐﺮﺩ‪ .‬ﻣﺸﺘﺮﯼ ﺍﺧﺘﯿﺎﺭ ﺗﻐﯿﯿﺮ ﮐﺎﺭﮔﺰﺍﺭ ﻧﺎﻇﺮ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺭﺍ ﮐﻪ ﻣﻄﺎﺑﻖ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﯾﺎ ﺑﻪ‬
‫ﻣﻮﺟﺐ ﺍﯾﻦ ﺗﻮﺍﻓﻖ ﺑﻪ ﻋﻨﻮﺍﻥ ﺗﻀﺎﻣﯿﻦ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻭﯼ ﻣﻨﻈﻮﺭ ﺷﺪﻩ ﺍﺳﺖ‪ ،‬ﺍﺯ ﺧﻮﺩ ﺳﻠﺐ ﻣﯽ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪-17‬ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺧﺘﯿﺎﺭ ﻣﯽ ﺩﻫﺪ ﺗﺎ ﭼﻨﺎﻧﭽﻪ ﯾﮏ ﺭﻭﺯ ﮐﺎﺭﯼ ﻗﺒﻞ ﺍﺯ ﭘﺎﯾﺎﻥ ﻣﻬﻠﺖ ﺍﻋﻤﺎﻝ ﺣﻖ ﺗﻘﺪﻡ ﺧﺮﯾﺪ ﺳﻬﺎﻣﯽ ﮐﻪ ﺗﻀﻤﯿﻦ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻭﯼ ﻣﯽ ﺑﺎﺷﺪ‪،‬ﻧﺴﺒﺖ ﺑﻪ ﺗﺎﺩﯾﻪ ﻣﺒﻠﻎ ﭘﺬﯾﺮﻩ ﻧﻮﯾﺴﯽ ﺳﻬﺎﻡ‬
‫ﺟﺪﯾﺪ ﺍﻗﺪﺍﻡ ﻧﮑﻨﺪ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﺑﻪ ﺻﻼﺣﺪﯾﺪ ﺧﻮﺩ ﯾﮑﯽ ﺍﺯ ﺍﻗﺪﺍﻣﺎﺕ ﺫﯾﻞ ﺭﺍ ﺍﺗﺨﺎﺫ ﻧﻤﺎﯾﺪ‪:‬‬
‫ﺍﻟﻒ( ﺣﻖ ﺗﻘﺪﻡ ﺭﺍ ﺑﺎ ﭘﺮﺩﺍﺧﺖ ﻭﺟﻪ ﭘﺬﯾﺮﻩ ﻧﻮﯾﺴﯽ ﺍﻋﻤﺎﻝ ﻭ ﺍﻗﺪﺍﻣﺎﺕ ﻻﺯﻡ ﺭﺍ ﺑﺮﺍﯼ ﺻﺪﻭﺭ ﺳﻬﺎﻡ ﺟﺪﯾﺪ ﺑﻪ ﻧﺎﻡ ﻣﺸﺘﺮﯼ ﺍﻧﺠﺎﻡ ﺩﻫﺪ‪ ،‬ﺳﭙﺲ ﻣﺒﻠﻎ ﭘﺮﺩﺍﺧﺘﯽ ﺍﺯ ﺍﯾﻦ ﺑﺎﺑﺖ ﺭﺍ ﺑﻪ ﺣﺴﺎﺏ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻣﺸﺘﺮﯼ ﻣﻨﻈﻮﺭ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﺏ( ﺍﻗﺪﺍﻡ ﺑﻪ ﻓﺮﻭﺵ ﺣﻖ ﺗﻘﺪﻡ ﻧﻤﺎﯾﺪ ﻭ ﻣﺒﻠﻎ ﺣﺎﺻﻞ ﺍﺯ ﻓﺮﻭﺵ ﺭﺍ ﺍﺯ ﺑﺪﻫﯽ ﺗﺠﺎﺭﯼ ﻣﺸﺘﺮﯼ ﮐﺴﺮ ﻧﻤﺎﯾﺪ‪.‬‬
‫‪-18‬ﻣﺸﺘﺮﯼ ﺗﻌﻬﺪ ﻣﯽ ﻧﻤﺎﯾﺪ ﺑﺮﮔﻪ ﺳﻬﺎﻡ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭﯼ ﺭﺍ ﮐﻪ ﺑﻪ ﻭﺍﺳﻄﻪ ﺍﻋﺘﺒﺎﺭ ﻧﺰﺩ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺧﺮﯾﺪﺍﺭﯼ ﻧﻤﻮﺩﻩ ﺍﺳﺖ ﻭﻟﯽ ﺑﻪ ﻫﺮ ﺩﻟﯿﻠﯽ ﻧﺎﻇﺮ ﺁﻥ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺩﯾﮕﺮ ﺍﻧﺘﻘﺎﻝ ﯾﺎﻓﺘﻪ ﺍﺳﺖ ﺭﺍ ﺣﺪﺍﮐﺜﺮ ﻇﺮﻑ ‪ 24‬ﺳﺎﻋﺖ ﮐﺎﺭﯼ‬
‫ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺍﺭﺍﺋﻪ ﻭ ﻓﺮﻡ ﺗﻐﯿﯿﺮ ﻧﺎﻇﺮ ﺭﺍ ﺗﮑﻤﯿﻞ ﻧﻤﺎﯾﺪ ﺩﺭ ﻏﯿﺮ ﺍﯾﻨﺼﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﻣﺠﺎﺯ ﺑﻪ ﻓﺮﯾﺰ ﺳﻬﺎﻡ ﻣﺬﮐﻮﺭ ﻧﺰﺩ ﺧﻮﺩ)ﺑﺪﻭﻥ ﻧﯿﺎﺯ ﺑﻪ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﯼ( ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫‪-19‬ﮐﺎﺭﮔﺰﺍﺭ ﻣﺴﺘﺤﻖ ﺩﺭﯾﺎﻓﺖ ﮐﺎﺭﻣﺰﺩ ﺩﺭ ﻣﻌﺎﻣﻼﺕ ﻣﯽ ﺑﺎﺷﺪ ﻭ ﻣﻮﺍﺭﺩﯼ ﺍﺯ ﻗﺒﯿﻞ ﻓﺴﺦ‪ ،‬ﺍﻧﻔﺴﺎﺥ ﯾﺎ ﺍﺑﻄﺎﻝ ﻣﻌﺎﻣﻼﺕ ﺻﻮﺭﺕ ﮔﺮﻓﺘﻪ ﺩﺭ ﺗﻤﺎﻡ ﺳﺎﻣﺎﻧﻪ ﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﺑﻮﺭﺱ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﻣﺎﻧﻊ ﺍﺯ ﺍﯾﻦ ﺍﻣﺮ ﻧﻤﯽ ﺑﺎﺷﺪ ﻭ ﺗﻤﺎﻣﯽ ﻣﺸﺘﺮﯾﺎﻥ ﺍﻋﻢ ﺍﺯ‬
‫ﺣﻘﯿﻘﯽ ﯾﺎ ﺣﻘﻮﻗﯽ ﻣﻠﺰﻡ ﺑﻪ ﭘﺮﺩﺍﺧﺖ ﮐﺎﺭﻣﺰﺩ ﻣﻌﺎﻣﻼﺕ ﻭ ﻋﻨﺪﺍﻟﺰﻭﻡ ﺧﺴﺎﺭﺍﺕ ﻭﺍﺭﺩﻩ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﻣﯽ ﺑﺎﺷﻨﺪ‪.‬‬
‫‪-20‬ﺩﺭ ﺻﻮﺭﺕ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺍﯾﻨﺘﺮﻧﺘﯽ ﺁﻓﻼﯾﻦ ﯾﺎ ﺍﺯ ﻃﺮﯾﻖ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮﺧﻂ ﺁﻧﻼﯾﻦ ﻣﺸﺘﺮﯼ ﻣﻠﺰﻡ ﺑﻪ ﺩﺭﯾﺎﻓﺖ ﻧﺎﻡ ﮐﺎﺭﺑﺮﯼ ﻭ ﺭﻣﺰ ﻋﺒﻮﺭ ﺳﺎﻣﺎﻧﻪ ﻫﺎﯼ ﻣﻌﺎﻣﻼﺗﯽ ﻣﺬﮐﻮﺭ ﻣﯽ ﺑﺎﺷﺪ ﻭ ﻫﻤﭽﻨﯿﻦ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﯼ ﻣﻠﺰﻡ‬
‫ﻣﯿﮕﺮﺩﺩ ﭘﺲ ﺍﺯ ﺍﻧﺠﺎﻡ ﻫﺮ ﻣﻌﺎﻣﻠﻪ ﺑﻪ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺧﻮﺩ ﻣﺮﺍﺟﻌﻪ ﻧﻤﺎﯾﺪ ﻭ ﻣﺮﺍﺟﻌﻪ ﻣﺸﺘﺮﯼ ﺑﻪ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﻭ ﻣﺸﺎﻫﺪﻩ ﺣﺴﺎﺏ ﺧﻮﺩ ﺑﻪ ﻣﻨﺰﻟﻪ ﺗﺎﯾﯿﺪ ﻣﻌﺎﻣﻼﺕ ﺍﺳﺖ‪.‬‬
‫‪-21‬ﭼﻨﺎﻧﭽﻪ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﻣﺎﺩﺍﻣﯿﮑﻪ ﻗﺮﺍﺭﺩﺍﺩ ﻓﯽ ﻣﺎﺑﯿﻦ ﭘﺎﯾﺎﻥ ﻧﯿﺎﻓﺘﻪ ﺑﺎﺷﺪ ﺍﺯ ﺍﻋﺘﺒﺎﺭ ﮐﺎﺭﮔﺰﺍﺭ ﺍﺳﺘﻔﺎﺩﻩ ﻧﻤﺎﯾﺪ ﻭ ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﯾﻪ ﻭ ﻭﺍﺭﯾﺰ ﻭﺟﻮﻩ ﭘﺮﺩﺍﺧﺘﯽ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻗﺪﺍﻡ ﻧﻨﻤﺎﯾﺪ ﻃﺮﻓﯿﻦ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﺑﻨﺪ‬
‫ﺧﺴﺎﺭﺕ ﺭﻭﺯﺍﻧﻪ ﺭﺍ ﺍﺯ ﺯﻣﺎﻥ ﺍﺳﺘﻔﺎﺩﻩ ﺍﻋﺘﺒﺎﺭ ﺗﺎ ﺯﻣﺎﻥ ﻭﺍﺭﯾﺰ ﻭ ﯾﺎ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻭ ﺗﺴﻮﯾﻪ ﺍﻋﺘﺒﺎﺭﺍﺕ ﻣﻮﺭﺩ ﺗﻮﺍﻓﻖ ﻗﺮﺍﺭ ﺩﺍﺩﻧﺪ‪.‬‬

‫ﻣﺎﺩﻩ‪ -5‬ﻧﺤﻮﻩ ﺍﺭﺳﺎﻝ ﺍﺧﻄﺎﺭﯾﻪ ﻫﺎﯼ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‬

‫ﻣﺸﺘﺮﯼ ﻣﻮﻇﻒ ﺍﺳﺖ ﺑﻪ ﺗﺮﺗﯿﺐ ﻣﻘﺮﺭ ﺩﺭ ﺑﻨﺪ ‪3‬ﻣﺎﺩﻩ ‪ 4‬ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺭﺍﺳﺎ ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ‪ ،‬ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﺑﺪﻫﯽ ﻭ ﮐﺴﺮﯼ ﺗﻀﻤﯿﻦ ﺧﻮﺩ ﺭﺍ ﺑﺮﺭﺳﯽ ﻧﻤﻮﺩﻩ ﻭ ﻧﺴﺒﺖ ﺑﻪ ﺭﻓﻊ ﮐﺴﺮﯼ ﺗﻀﻤﯿﻦ ﺩﺭ ﻣﻮﻋﺪ ﻣﻘﺮﺭ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪ .‬ﭼﻨﺎﻧﭽﻪ ﻣﺸﺘﺮﯼ ﺑﻪ‬
‫ﻭﻇﯿﻔﻪ ﺧﻮﺩ ﺩﺭ ﺍﯾﻦ ﺯﻣﯿﻨﻪ ﺍﻗﺪﺍﻡ ﻧﻨﻤﺎﯾﺪ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﻣﻄﺎﺑﻖ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺍﻗﺪﺍﻡ ﻣﯽ ﮐﻨﺪ‪ .‬ﻋﻼﻭﻩ ﺑﺮ ﺍﯾﻦ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ‬
‫ﺑﻪ ﯾﮑﯽ ﺍﺯ ﻃﺮﻕ ﺫﯾﻞ ﮐﻪ ﺗﻮﺳﻂ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﺍﻧﺘﺨﺎﺏ ﺷﺪﻩ ﺍﺳﺖ‪ ،‬ﺍﺧﻄﺎﺭﯾﻪ ﺗﻀﻤﯿﻦ ﻣﻮﺿﻮﻉ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺭﺍ ﺑﻪ ﻣﺸﺘﺮﯼ ﺍﺑﻼﻍ ﻣﯽ ﮐﻨﺪ‪:‬‬

‫ﺍﺑﻼﻍ ﺣﻀﻮﺭﯼ‬ ‫‪.1‬‬

‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﺑﻪ ﻧﺸﺎﻧﯽ‪:‬‬ ‫‪.2‬‬
‫‪989124354186‬‬ ‫ﺍﺭﺳﺎﻝ ﭘﯿﺎﻣﮏ ﺑﻪ ﺷﻤﺎﺭﻩ‪:‬‬ ‫‪.3‬‬
‫ﺍﻋﻼﻡ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮ ﺧﻂ ﻣﺸﺘﺮﯼ‬ ‫‪.4‬‬
‫ﺗﻤﺎﺱ ﺍﺯ ﻃﺮﯾﻖ ﺗﻤﺎﺱ ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ‬ ‫‪.5‬‬
‫ﺗﺒﺼﺮﻩ‪ -1‬ﺍﺑﻼﻍ ﺍﺧﻄﺎﺭﯾﻪ ﺑﻪ ﻫﺮﯾﮏ ﺍﺯ ﺭﻭﺵ ﻫﺎﯼ ﻓﻮﻕ ﻣﻌﺘﺒﺮ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﮐﺎﺭﮔﺰﺍﺭﯼ‬
‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫‪ 15‬ﺍﺯ ‪21‬‬ ‫ﺻﻔﺤﻪ‬ ‫ﻓﺮﻡ ﻗﺮﺍﺭ ﺩﺍﺩ ﺧﺮﻳﺪ ﺍﻋﺘﺒﺎﺭﻱ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P11-F01‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫ﺗﺒﺼﺮﻩ‪ -2‬ﺩﺭﺻﻮﺭﺕ ﺍﺑﻼﻍ ﺍﺧﻄﺎﺭﯾﻪ ﺑﻪ ﺑﯿﺶ ﺍﺯ ﯾﮏ ﺭﻭﺵ ﺗﺎﺭﯾﺦ ﺍﺣﺘﺴﺎﺏ ﻣﻬﻠﺖ ﻫﺎﯼ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺗﺎﺭﯾﺦ ﻧﺨﺴﺘﯿﻦ ﺍﺑﻼﻍ ﺍﺳﺖ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ -3‬ﺍﺭﺳﺎﻝ ﺩﺍﺩﻩ ﭘﯿﺎﻡ ﺑﻪ ﻧﺸﺎﻧﯽ ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ﻣﺸﺘﺮﯼ‪ ،‬ﯾﺎ ﺗﻤﺎﺱ ﺑﺎ ﺷﻤﺎﺭﻩ ﺍﻋﻼﻡ ﺷﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ‪ ،‬ﺍﺭﺳﺎﻝ ﭘﯿﺎﻣﮏ ﺑﻪ ﺷﻤﺎﺭﻩ ﺍﻋﻼﻡ ﺷﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﯼ ﯾﺎ ﺍﻋﻼﻡ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮ ﺧﻂ ﻣﺸﺘﺮﯼ‪ ،‬ﺍﺑﻼﻍ ﻭ ﺩﺭﯾﺎﻓﺖ ﺗﻮﺳﻂ‬
‫ﻣﺸﺘﺮﯼ ﺗﻠﻘﯽ ﺧﻮﺍﻫﺪ ﺷﺪ‪ ،‬ﺣﺘﯽ ﺍﮔﺮ ﺑﻪ ﻋﻠﺘﯽ ﺧﺎﺭﺝ ﺍﺯ ﺍﺭﺍﺩﻩ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺗﻤﺎﺱ ﯾﺎ ﺍﺭﺳﺎﻝ ﺩﺍﺩﻩ ﭘﯿﺎﻡ ﻣﻨﺠﺮ ﺑﻪ ﺍﻃﻼﻉ ﻭﺍﻗﻌﯽ ﻣﺸﺘﺮﯼ ﻧﺸﻮﺩ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ -4‬ﺳﺎﯾﺮ ﻣﮑﺎﺗﺒﺎﺕ ﻭ ﺍﺧﻄﺎﺭﯾﻪ ﻫﺎﯼ ﻣﻮﺿﻮﻉ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻣﻄﺎﺑﻖ ﻣﻔﺎﺩ ﻭ ﺭﻭﺵ ﻣﻨﺪﺭﺝ ﺩﺭ ﺍﯾﻦ ﻣﺎﺩﻩ ﺍﺭﺳﺎﻝ ﻭ ﺍﺑﻼﻍ ﻣﯽ ﺷﻮﺩ‪.‬‬
‫ﻣﺎﺩﻩ‪ -6‬ﻓﻮﺭﺱ ﻣﺎﮊﻭﺭ‬
‫ﻫﺮﮔﺎﻩ ﺍﺟﺮﺍﯼ ﺗﻤﺎﻡ ﯾﺎ ﺑﺨﺸﯽ ﺍﺯ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺑﻪ ﺍﺳﺘﺜﻨﺎﯼ ﺑﺎﺯﭘﺮﺩﺍﺧﺖ ﺗﺴﻬﯿﻼﺕ ﺩﺭ ﻣﻮﻋﺪ ﻣﻘﺮﺭ؛ ﺑﻪ ﻭﺍﺳﻄﻪ ﯾﮏ ﺍﻣﺮ ﺧﺎﺭﺟﯽ‪ ،‬ﻏﯿﺮ ﻗﺎﺑﻞ ﺭﻓﻊ ﻭ ﻏﯿﺮ ﻗﺎﺑﻞ ﭘﯿﺶ ﺑﯿﻨﯽ‪ ،‬ﻏﯿﺮ ﻣﻤﮑﻦ ﺷﻮﺩ ﯾﺎ ﺑﻪ ﺗﺎﺧﯿﺮ ﺍﻓﺘﺪ‪ ،‬ﻃﺮﻓﯽ ﮐﻪ ﺩﺭ ﺍﯾﻦ ﻭﺿﻌﯿﺖ ﻗﺮﺍﺭ ﮔﺮﻓﺘﻪ ﺍﺳﺖ‬
‫ﻣﺴﺌﻮﻝ ﺟﺒﺮﺍﻥ ﺧﺴﺎﺭﺕ ﻧﺎﺷﯽ ﺍﺯ ﻋﺪﻡ ﺍﺟﺮﺍ ﯾﺎ ﺗﺎﺧﯿﺮ ﺩﺭ ﺍﺟﺮﺍﯼ ﻗﺮﺍﺭﺩﺍﺩ ﻧﯿﺴﺖ‪ .‬ﺩﺭ ﺍﯾﻦ ﺻﻮﺭﺕ ﻭﯼ ﻣﮑﻠﻒ ﺍﺳﺖ ﺩﺭ ﺍﺳﺮﻉ ﻭﻗﺖ)ﺣﺪﺍﮐﺜﺮ‪7‬ﺭﻭﺯ(ﻣﺮﺍﺗﺐ ﺭﺍ ﮐﺘﺒﺎ ﺑﻪ ﻃﺮﻑ ﻣﻘﺎﺑﻞ ﺍﻃﻼﻉ ﺩﻫﻨﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ :1‬ﻋﺪﻡ ﭘﺮﺩﺍﺧﺖ ﺑﺪﻫﯽ ﻣﺸﺘﺮﯼ ﺩﺭ ﻣﻮﻋﺪ ﻣﻘﺮﺭ ﺑﻪ ﻫﺮ ﺩﻟﯿﻞ ﻭﻟﻮ ﻓﻮﺭﺱ ﻣﺎﮊﻭﺭ ﺍﺯ ﻣﺼﺎﺩﯾﻖ ﻧﻘﺾ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺤﺴﻮﺏ ﻣﯽ ﺷﻮﺩ ﻭ ﺩﺭ ﺍﯾﻦ ﺻﻮﺭﺕ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﺍﺯ ﮐﻠﯿﻪ ﺍﺧﺘﯿﺎﺭﺍﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﺎﺩﻩ ‪ 4‬ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﺮﺧﻮﺭﺩﺍﺭ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪:2‬ﺑﺴﺘﻪ ﺷﺪﻥ ﻧﻤﺎﺩ ﯾﮏ ﺷﺮﮐﺖ ﺗﻮﺳﻂ ﻧﻬﺎﺩﻫﺎﯼ ﻧﺎﻇﺮ ﺑﻪ ﻫﺮ ﻧﺤﻮﯼ ﺟﺰﻭ ﺷﺮﺍﯾﻂ ﻓﻮﺭﺱ ﻣﺎﮊﻭﺭ ﻣﺤﺴﻮﺏ ﻧﻤﯽ ﺷﻮﺩ‪.‬‬
‫ﻣﺎﺩﻩ‪-7‬ﻓﺴﺦ ﻭ ﺍﻧﻔﺴﺎﺥ ﻗﺮﺍﺭﺩﺍﺩ‬
‫‪.1‬ﺩﺭ ﻣﻮﺍﺭﺩ ﺫﯾﻞ ﻗﺮﺍﺭﺩﺍﺩ ﻣﻨﻔﺴﺦ ﻣﯽ ﺷﻮﺩ‪:‬‬
‫‪-‬ﺗﻌﻠﯿﻖ ﯾﺎ ﻣﺤﺮﻭﻣﯿﺖ ﺑﯿﺶ ﺍﺯ ‪ 30‬ﺭﻭﺯ ﮐﺎﺭﯼ ﯾﺎ ﻟﻐﻮ ﻣﺠﻮﺯ ﮐﺎﺭﮔﺰﺍﺭ ﺗﻮﺳﻂ ﻣﺮﺍﺟﻊ ﺫﯼ ﺻﻼﺡ‬
‫‪-‬ﺗﻮﻗﻒ ﯾﺎ ﺗﻌﻠﯿﻖ ﻣﺠﻮﺯ ﻓﻌﺎﻟﯿﺖ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺩﺭ ﺯﻣﯿﻨﻪ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﺑﯿﺶ ﺍﺯ ‪ 30‬ﺭﻭﺯ ﮐﺎﺭﯼ‬
‫‪ -‬ﻏﯿﺮﻓﻌﺎﻝ ﺷﺪﻥ ﮐﺪ ﺑﻮﺭﺳﯽ ﻣﺸﺘﺮﯼ ﺑﻪ ﻣﺪﺕ ﺣﺪﺍﻗﻞ ﺩﻩ ﺭﻭﺯ ﮐﺎﺭﯼ ﻣﺘﻮﺍﻟﯽ؛‬
‫‪ -‬ﻭﺭﺷﮑﺴﺘﮕﯽ ﯾﺎ ﺍﻧﺤﻼﻝ ﺷﺨﺼﯿﺖ ﺣﻘﻮﻗﯽ ﻣﺸﺘﺮﯼ‬
‫‪ .2‬ﻫﺮﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺩﺭ ﻫﺮ ﺯﻣﺎﻥ ﺍﺧﺘﯿﺎﺭ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﺭﺍ ﺑﺎ ﺍﻋﻼﻡ ﮐﺘﺒﯽ ﺍﺯ ﺳﻪ ﺭﻭﺯ ﭘﯿﺶ ﺧﻮﺍﻫﻨﺪ ﺩﺍﺷﺖ‬
‫ﺗﺒﺼﺮﻩ‪ :1‬ﻫﻤﺰﻣﺎﻥ ﺑﺎ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻫﺮﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﻣﻮﻇﻒ ﺑﻪ ﺍﻋﻼﻡ ﮐﺘﺒﯽ ﻣﺮﺍﺗﺐ ﺑﺎ ﺫﮐﺮ ﺩﻗﯿﻖ ﺗﺎﺭﯾﺦ ﻓﺴﺦ‪ ،‬ﺣﺴﺐ ﻣﻮﺭﺩ ﺑﻪ ﻃﺮﻑ ﻣﻘﺎﺑﻞ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ :2‬ﺩﺭﺻﻮﺭﺕ ﻓﺴﺦ ﯾﺎ ﺍﻧﻔﺴﺎﺥ‪ ،‬ﻣﻔﺎﺩ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻣﺴﺌﻮﻟﯿﺖ ﻫﺎ ﻭ ﻭﻇﺎﯾﻒ ﻫﺮﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺩﺭ ﻣﻮﺭﺩ ﺗﻌﻬﺪﺍﺗﯽ ﮐﻪ ﺍﺯ ﺑﺎﺑﺖ ﺧﺮﯾﺪ ﺍﻋﺘﺒﺎﺭﯼ ﻗﺒﻞ ﺍﺯ ﻓﺴﺦ ﯾﺎ ﺍﻧﻔﺴﺎﺥ ﻗﺮﺍﺭﺩﺍﺩ ﺑﺮﺍﯼ ﻫﺮ ﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺍﯾﺠﺎﺩﺷﺪﻩ‪ ،‬ﺗﺎ ﺍﯾﻔﺎﯼ ﮐﺎﻣﻞ ﺁﻥ ﻫﺎ ﺑﺮ ﺟﺎﯼ‬
‫ﺧﻮﺩ ﺑﺎﻗﯽ ﺍﺳﺖ‪.‬‬
‫‪ -‬ﭼﻨﺎﻧﭽﻪ ﺑﻪ ﻫﺮﺩﻟﯿﻠﯽ ﺍﻋﻢ ﺍﺯ ﻓﺴﺦ‪ ،‬ﺍﻧﻔﺴﺎﺥ ﻭ ﯾﺎ ﺍﻧﻘﻀﺎ ﻣﺪﺕ ﻭ ‪ ...‬ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﭘﺎﯾﺎﻥ ﭘﺬﯾﺮﺩ ﮐﻠﯿﻪ ﺣﻘﻮﻕ ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺑﻪ ﻭﯾﮋﻩ ﺣﻖ ﻓﺮﻭﺵ ﺳﻬﺎﻡ ﻭ ﺗﻀﺎﻣﯿﻦ ﻣﺸﺘﺮﯼ ﻭ ﻭﺟﻪ ﺍﻟﺘﺰﺍﻡ ﻣﻘﺮﺭ ﺩﺭ ﺍﯾﻦ ﻣﺎﺩﻩ ﻭ ﻧﯿﺰ ﺗﻤﺎﻣﯽ ﺗﻌﻬﺪﺍﺕ ﻭ‬
‫ﺗﮑﺎﻟﯿﻒ ﻣﺸﺘﺮﯼ ﺍﺯ ﻗﺒﯿﻞ ﺗﺴﻮﯾﻪ ﺍﺻﻞ ﺍﻋﺘﺒﺎﺭ ﻭ ﻫﺰﯾﻨﻪ ﻫﺎﯼ ﺗﺒﻌﯽ ﺁﻥ ﻭ ﭘﺮﺩﺍﺧﺖ ﻭﺟﻪ ﺍﻟﺘﺰﺍﻡ ﻣﻮﺭﺩ ﺗﻮﺍﻓﻖ ﺗﺎ ﺯﻣﺎﻥ ﺗﺴﻮﯾﻪ ﺍﻋﺘﺒﺎﺭ ﻭ ﺑﺪﻫﯽ ﻫﺎﯼ ﻣﺸﺘﺮﯼ ﺑﺎﻗﯽ ﻣﯽ ﻣﺎﻧﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ -8‬ﺳﺎﯾﺮ ﺗﻀﺎﻣﯿﻦ‬
‫ﺑﻪ ﻣﻨﻈﻮﺭ ﺗﻀﻤﯿﻦ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ‪ ،‬ﻣﺸﺘﺮﯼ ﯾﮏ ﻓﻘﺮﻩ ﭼﮏ‪/‬ﺳﻔﺘﻪ ﺑﻪ ﺷﻤﺎﺭﻩ ﻫﺎﯼ ‪........................................‬ﻋﻬﺪﻩ ﺑﺎﻧﮏ ‪ ............................‬ﮐﺪ‪............................................‬ﺑﻪ ﻣﺒﻠﻎ‪ ......................................................‬ﺭﯾﺎﻝ)ﺑﻪ‬
‫ﺣﺮﻭﻑ‪................................................................. ...............................................................................................‬ﺭﯾﺎﻝ(ﻧﺰﺩ ﮐﺎﺭﮔﺰﺍﺭ ﺗﻮﺩﯾﻊ ﻭ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﺧﺘﯿﺎﺭ ﺩﺍﺩﻩ ﻣﯽ ﺷﻮﺩ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﻧﺠﺎﻡ ﺗﻌﻬﺪﺍﺕ ﺍﺯ ﺳﻮﯼ ﻣﺸﺘﺮﯼ؛ﺭﺍﺳﺎ ﻧﺴﺒﺖ ﺑﻪ ﺩﺭﺝ‬
‫ﺗﺎﺭﯾﺦ ﭼﮏ ﻭ ﺳﻔﺘﻪ ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺍﯾﻔﺎﯼ ﻫﺮﯾﮏ ﺍﺯ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﯼ ﻣﻨﺪﺭﺝ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﯾﺎ ﺗﺎﺧﯿﺮ ﺩﺭ ﺍﺟﺮﺍﯼ ﺁﻧﻬﺎ ﯾﺎ ﻋﺪﻡ ﮐﻔﺎﯾﺖ ﺣﺴﺎﺏ ﺗﻀﻤﯿﻦ ﺑﺮﺍﯼ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ ﮐﺎﺭﮔﺰﺍﺭ ﺍﺯ ﻣﺸﺘﺮﯼ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﻣﯽ ﺗﻮﺍﻧﺪ ﺭﺍﺳﺎ ﯾﺎ ﺍﺯ ﻃﺮﯾﻖ ﻇﻬﺮﻧﻮﯾﺴﯽ ﻧﺴﺒﺖ ﺑﻪ ﻭﺻﻮﻝ ﺁﻥ‬
‫ﺗﺎ ﻣﯿﺰﺍﻥ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ )ﺍﺻﻞ ﻣﺒﻠﻎ‪ ،‬ﻧﺮﺥ ﻣﺸﺎﺭﮐﺖ ﻭ ﺟﺮﯾﻤﻪ ﺗﺎﺧﯿﺮ ﻭ ﻫﺰﯾﻨﻪ ﻫﺎﯼ ﻭﺻﻮﻝ( ﺍﻗﺪﺍﻡ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ :1‬ﺩﺭ ﺻﻮﺭﺗﯿﮑﻪ ﻣﺸﺘﺮﯼ ﭼﮏ ﯾﺎ ﺳﻔﺘﻪ ﺑﺪﻭﻥ ﺗﺎﺭﯾﺦ ﺩﺭ ﺍﺧﺘﯿﺎﺭﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﻗﺮﺍﺭ ﺩﻫﺪ‪ ،‬ﺑﻪ ﻣﻮﺟﺐ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﺭﺍ ﻭﮐﯿﻞ ﺗﺎﻡ ﺍﻻﺧﺘﯿﺎﺭ ﺧﻮﺩ ﺑﺎ ﺣﻖ ﺩﺭﺝ ﺗﺎﺭﯾﺦ ﺩﺭ ﻣﺘﻦ ﭼﮏ ﯾﺎ ﺳﻔﺘﻪ ﻣﯽ ﻧﻤﺎﯾﺪ ﻭ ﺣﻖ ﻫﺮﮔﻮﻧﻪ‬
‫ﺍﻋﺘﺮﺍﺽ ﺭﺍ ﺍﺯ ﺧﻮﺩ ﺳﻠﺐ ﻣﯽ ﮐﻨﺪ‪ .‬ﮐﺎﺭﮔﺰﺍﺭﯼ ﺍﺟﺎﺯﻩ ﺧﻮﺍﻫﺪ ﺩﺍﺷﺖ ﺑﺮﺍﯼ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﺍﺯ ﻫﺮﯾﮏ ﺍﺯ ﺗﻀﺎﻣﯿﻦ ﺩﺭ ﺍﺧﺘﯿﺎﺭ ﺧﻮﺩ ﺍﺳﺘﻔﺎﺩﻩ ﮐﻨﺪ‪.‬ﺩﺭﯾﺎﻓﺖ ﺗﻀﺎﻣﯿﻦ ﺍﻋﻢ ﺍﺯ ﭼﮏ ﯾﺎ ﺳﻔﺘﻪ ﺑﺪﻝ ﺍﺯ ﺍﯾﻔﺎﯼ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﯼ ﻧﻤﯽ ﺑﺎﺷﺪ ﻭ ﮐﺎﺭﮔﺰﺍﺭﯼ‬
‫ﻣﺨﺘﺎﺭ ﺍﺳﺖ ﺑﺮﺍﯼ ﻭﺻﻮﻝ ﻣﻄﺎﻟﺒﺎﺕ ﺧﻮﺩ ﺑﻪ ﻫﺮﯾﮏ ﺍﺯ ﺭﻭﺵ ﻫﺎﯾﯽ ﮐﻪ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭ ﺩﺍﺩ ﭘﯿﺶ ﺑﯿﻨﯽ ﺷﺪﻩ ﺍﺳﺖ ﻋﻤﻞ ﮐﻨﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ -9‬ﺣﻞ ﺍﺧﺘﻼﻓﺎﺕ‬
‫‪-‬ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻑ ﺩﺭ ﺗﻔﺴﯿﺮ ﯾﺎ ﺍﺟﺮﺍﯼ ﻣﻔﺎﺩ ﺗﻤﺎﻡ ﯾﺎ ﺑﺨﺸﯽ ﺍﺯ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺗﺮﺗﯿﺒﺎﺕ ﻣﻘﺮﺭ ﺩﺭ ﻣﻮﺍﺩ ‪36‬ﻭ ‪ 37‬ﻗﺎﻧﻮﻥ ﺑﺎﺯﺍﺭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻣﻮﺭﺩ ﺣﻞ ﺍﺧﺘﻼﻑ ﻻﺯﻡ ﺍﻻﺟﺮﺍﺳﺖ‪.‬‬
‫‪-‬ﮐﻠﯿﻪ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﻫﺎﯼ ﺻﻮﺭﺕ ﮔﺮﻓﺘﻪ ﻭ ﻧﯿﺰ ﺗﺸﺮﯾﻔﺎﺕ ﻗﺎﻧﻮﻧﯽ ﺁﻥ ﺍﺯ ﻗﺒﯿﻞ ﮔﺮﺩﺵ ﺣﺴﺎﺏ ﻣﻌﺎﻣﻼﺗﯽ‪ ،‬ﺩﺳﺘﻮﺭﻫﺎﯼ ﺧﺮﯾﺪ‪ ،‬ﻓﺮﻭﺵ‪ ،‬ﺗﻐﯿﯿﺮ ﻧﺎﻇﺮ‪ ،‬ﻓﺮﯾﺰ‪ ،‬ﺭﻓﻊ ﻓﺮﯾﺰ ﻭ ‪ ...‬ﻣﻮﺭﺩ ﻗﺒﻮﻝ ﻣﺸﺘﺮﯼ ﻣﯽ ﺑﺎﺷﺪ‪.‬‬
‫‪-‬ﺗﮑﻠﯿﻒ ﮐﺎﺭﮔﺰﺍﺭ ﺻﺮﻓﺎ ﺍﺟﺮﺍﯼ ﺳﻔﺎﺭﺵ ﻫﺎ ﻭ ﺩﺳﺘﻮﺭﺍﺕ ﻣﺸﺘﺮﯼ ﺩﺭ ﺣﺪﻭﺩ ﻗﺎﻧﻮﻥ ﺍﺳﺖ ﻭ ﮐﺎﺭﮔﺰﺍﺭ ﺩﺭ ﻣﻮﺭﺩ ﻧﺘﺎﯾﺞ ﻭ ﺗﺒﻌﺎﺕ ﺍﻗﺘﺼﺎﺩﯼ ﻣﻌﺎﻣﻼﺗﯽ ﮐﻪ ﺑﻪ ﻧﺎﻡ ﻣﺸﺘﺮﯼ ﺍﻧﺠﺎﻡ ﻣﯽ ﺩﻫﺪ‪ ،‬ﻣﺴﺌﻮﻟﯿﺘﯽ ﻧﺪﺍﺭﺩ‪.‬ﺿﻤﻨﺎ ﻣﺸﺘﺮﯼ ﺑﺎ ﻋﻠﻢ ﻭ ﺁﮔﺎﻫﯽ ﮐﺎﻣﻞ ﺍﺯ ﻗﻮﺍﻧﯿﻦ‬
‫ﻭ ﻣﻘﺮﺭﺍﺕ ﻭ ﺩﺍﻧﺶ ﮐﺎﻓﯽ ﺩﺭ ﺧﺼﻮﺹ ﻣﻌﺎﻣﻼﺕ ﺑﻮﺭﺳﯽ ﺍﻗﺪﺍﻡ ﺑﻪ ﺍﺭﺍﺋﻪ ﺳﻔﺎﺭﺵ ﻣﯽ ﮐﻨﺪ ﻭ ﺍﺯ ﺍﯾﻦ ﺑﺎﺑﺖ ﮐﺎﺭﮔﺰﺍﺭ ﺗﻌﻬﺪﯼ ﻧﺴﺒﺖ ﺑﻪ ﺍﻃﻼﻉ ﺭﺳﺎﻧﯽ ﻭ ﺍﺭﺍﺋﻪ ﻣﺸﺎﻭﺭﻩ ﻧﺪﺍﺭﺩ‪.‬‬
‫‪-‬ﻣﺸﺘﺮﯼ ﻣﺘﻌﻬﺪ ﻣﯽ ﮔﺮﺩﺩ ﮐﻠﯿﻪ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﻣﻌﺎﻣﻼﺕ ﺑﻮﺭﺱ ﻭ ﻓﺮﺍﺑﻮﺭﺱ ﺍﯾﺮﺍﻥ ﺧﺼﻮﺻﺎ ﻣﺼﻮﺑﺎﺕ ﺩﺭ ﻣﻮﺭﺩ ﻣﻮﺿﻮﻉ ﭘﻮﻟﺸﻮﯾﯽ ﺭﺍ ﺭﻋﺎﯾﺖ ﻧﻤﺎﯾﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ -10‬ﺍﻗﺎﻣﺘﮕﺎﻩ ﻗﺎﻧﻮﻧﯽ ﻭ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﻃﺮﻓﯿﻦ‬
‫ﻧﺸﺎﻧﯽ ﻭ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﻃﺮﻓﯿﻦ ﻫﻤﺎﻥ ﺍﺳﺖ ﮐﻪ ﺩﺭ ﻣﻘﺪﻣﻪ ﻗﺮﺍﺭﺩﺍﺩ ﺫﮐﺮ ﺷﺪﻩ ﺍﺳﺖ‪ .‬ﻫﺮﯾﮏ ﺍﺯ ﻃﺮﻓﯿﻦ ﺩﺭ ﺻﻮﺭﺕ ﺗﻐﯿﯿﺮ ﻧﺸﺎﻧﯽ ﻭ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﻣﻮﻇﻒ ﺍﺳﺖ ﻧﺸﺎﻧﯽ ﻭ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﺟﺪﯾﺪ ﺧﻮﺩ ﺭﺍ ﻇﺮﻑ ﺣﺪﺍﮐﺜﺮ‪ 3‬ﺭﻭﺯ ﭘﺲ ﺍﺯ ﺗﻐﯿﯿﺮ ﮐﺘﺒﺎ ﻭ‬
‫ﯾﺎ ﺭﺍﻩ ﻫﺎﯼ ﺍﺭﺗﺒﺎﻃﯽ ﻣﺎﻧﻨﺪ ﺑﺎﺷﮕﺎﻩ ﻣﺸﺘﺮﯾﺎﻥ ﺑﻪ ﻃﺮﻑ ﺩﯾﮕﺮ ﺍﻃﻼﻉ ﺩﻫﺪ‪ .‬ﺗﺎ ﺯﻣﺎﻧﯽ ﮐﻪ ﻧﺸﺎﻧﯽ ﻭ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﺟﺪﯾﺪ ﺍﻋﻼﻡ ﻧﺸﺪﻩ‪ ،‬ﻣﮑﺎﺗﺒﺎﺕ ﺑﻪ ﻧﺸﺎﻧﯽ ﻭ ﺑﺮﻗﺮﺍﺭﯼ ﺍﺭﺗﺒﺎﻁ ﺍﺯ ﻃﺮﯾﻖ ﺍﻃﻼﻋﺎﺕ ﺗﻤﺎﺱ ﻗﺒﻠﯽ ﺍﻧﺠﺎﻡ ﻣﯽ ﺷﻮﻧﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ‪ :1‬ﺍﻋﻼﻡ ﻧﺸﺎﻧﯽ ﺗﻤﺎﺱ ﺟﺪﯾﺪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭﺩﻫﻨﺪﻩ ﺑﺮ ﺭﻭﯼ ﺳﺎﯾﺖ ﺍﯾﻨﺘﺮﻧﺘﯽ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻋﺘﺒﺎﺭ ﺩﻫﻨﺪﻩ ﺑﻪ ﻣﻨﺰﻟﻪ ﺍﻋﻼﻡ ﺁﻥ ﺑﻪ ﻣﺸﺘﺮﯼ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫ﻣﺸﺘﺮﯼ ﺻﺤﺖ ﺍﻣﻀﺎﺀ ﻭ ﺍﺛﺮ ﺍﻧﮕﺸﺖ ﺧﻮﺩ ﺭﺍ ﺗﺎﮐﯿﺪ ﻭ ﺗﺎﯾﯿﺪ ﻣﯽ ﻧﻤﺎﯾﺪ ﮐﻪ ﺍﺛﺮ ﺍﻧﮕﺸﺖ ﻭ ﺍﻣﻀﺎﯼ ﺯﺩﻩ ﺷﺪﻩ ﻣﻨﺘﺴﺐ ﺑﻪ ﺧﻮﺩ ﻣﺸﺘﺮﯼ ﻣﯿﺒﺎﺷﺪ ﻭ ﻋﻮﺍﻗﺐ ﻫﺮﮔﻮﻧﻪ ﺧﻼﻑ ﻭﺍﻗﻊ ﺩﺭ ﺍﯾﻦ ﺯﻣﯿﻨﻪ ﺭﺍ ﻣﯿﭙﺬﯾﺮﺩ‪.‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬
‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﮐﺎﺭﮔﺰﺍﺭﯼ‬
‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬
 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫‪ 16‬ﺍﺯ ‪21‬‬ ‫ﺻﻔﺤﻪ‬ ‫ﻓﺮﻡ ﺷﺎﺭﮊ ﺁﻧﻼﯾﻦ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬

‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P17-F03‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬

‫ﺍﯾﻨﺠﺎﻧﺐ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﻪ ﺷﻨﺎﺳﻪ ﻣﻠﯽ ‪ 0033013721‬ﻭ ﮐﺪ ﺑﻮﺭﺳﯽ ﻉ‌ﺙ‌ﺱ‪ 72983‬ﺩﺭ ﺧﻮﺍﺳﺖ ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺺ ﺩﺍﺩﻩ ﺷﺪﻩ ﺑﻪ ﺍﯾﻨﺠﺎﻧﺐ ﺟﻬﺖ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮ ﺧﻂ ﺭﺍ ﺩﺍﺭﻡ ‪.‬‬
‫ﺿﻤﻨﺎ ﺑﻪ ﺍﻃﻼﻉ ﻣﯽ ﺭﺳﺎﻧﺪ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﺑﺎ ﮐﺪ ﺑﻮﺭﺳﯽ ﻣﺬﮐﻮﺭ ﺻﺮﻓﺎ ﺗﻮﺳﻂ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ ﺁﻧﻼﯾﻦ ﺍﻧﺠﺎﻡ ﺧﻮﺍﻫﺪ ﺷﺪ ﻭ ﺍﺯ ﻃﺮﯾﻖ ﺳﯿﺴﺘﻢ ﻣﻌﺎﻣﻼﺕ )ﺗﻮﺳﻂ ﻣﻌﺎﻣﻠﻪ ﮔﺮ (ﺍﻧﺠﺎﻡ ﻧﺨﻮﺍﻫﺪ ﭘﺬﯾﺮﻓﺖ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺧﺮﯾﺪ ﺩﺭ ﻫﺮ ﺍﯾﺴﺘﮕﺎﻩ‬
‫ﻣﻌﺎﻣﻼﺕ ﺗﻤﺎﻣﯽ ﻋﻮﺍﻗﺐ ﺑﻪ ﻋﻬﺪﻩ ﺍﯾﻨﺠﺎﻧﺐ ﻣﯽ ﺑﺎﺷﺪ ‪.‬‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﯾﻨﺠﺎﻧﺐ ‪ .................................................‬ﻣﻌﺎﻣﻠﻪ ﮔﺮ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ‪ ،‬ﺿﻤﻦ ﺗﺎﯾﯿﺪ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﺮﺍﯼ ﺍﻋﺘﺒﺎﺭ ﺩﻫﯽ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮ ﺧﻂ ‪ ،‬ﺗﻌﻬﺪ ﻣﯽ ﻧﻤﺎﯾﻢ ﮐﻠﯿﻪ ﺧﺮﯾﺪ ﻭ ﻓﺮﻭﺵ ﻫﺎﯼ ﻣﺸﺘﺮﯼ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺮ ﺧﻂ ﺑﻮﺩﻩ ﻭ‬
‫ﺳﻔﺎﺭﺷﯽ ﺩﺭ ﺍﯾﺴﺘﮕﺎﻩ ﻣﻌﺎﻣﻼﺗﯽ ﺛﺒﺖ ﻧﮕﺮﺩﺩ‪.‬‬

‫ﺍﻣﻀﺎ ﻣﻌﺎﻣﻠﻪ ﮔﺮ‬

‫ﺗﺎﺭﯾﺦ‬
 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫‪ 17‬ﺍﺯ ‪21‬‬ ‫ﺻﻔﺤﻪ‬ ‫ﻓﺮﻡ ﺩﺭ ﺧﻮﺍﺳﺖ ﺍﻋﺘﺒﺎﺭﯼ ﻣﺸﺘﺮﯾﺎﻥ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ‪:‬‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P17-F03‬‬ ‫ﮐﺪ ﺳﻨﺪ‪:‬‬
‫ﺍﺣﺘﺮﺍﻣﺂ ﺍﯾﻨﺠﺎﻧﺐ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﺎ ﮐﺪ ﺑﻮﺭﺳﯽ ﻉ‌ﺙ‌ﺱ‪ 72983‬ﻭ ﮐﺪ ﻣﻠﯽ ‪ 0033013721‬ﺧﻮﺍﻫﺸﻤﻨﺪ ﺍﺳﺖ ﻃﺒﻖ ﺳﺎﺑﻘﻪ ﻣﻌﺎﻣﻼﺗﯽ ﺟﻬﺖ ﺍﻋﻄﺎﯼ ﺍﻋﺘﺒﺎﺭ ﺩﺭ ﻗﺎﻟﺐ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﺼﻮﺏ ﺳﺎﺯﻣﺎﻥ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺑﺮﺭﺳﯽ ﻧﻤﺎﺋﯿﺪ‪ ،‬ﻭ ﺩﺭ ﺻﻮﺭﺕ‬
‫ﺻﻼﺣﺪﯾﺪ ﺷﺮﺍﯾﻂ ﺍﺧﺬ ﺍﻋﺘﺒﺎﺭ ﺭﺍ ﻣﺒﺬﻭﻝ ﻓﺮﻣﺎﺋﯿﺪ‪.‬‬

‫ﻣﺒﻠﻎ ﺍﻋﺘﺒﺎﺭ ﺩﺭ ﺧﻮﺍﺳﺘﯽ ﻣﺸﺘﺮﯼ‬

‫ﻣﻬﺮ ﻭ ﺍﻣﻀﺎ ﻣﺸﺘﺮﯼ‬

‫ﺍﺛﺮ ﺍﻧﮕﺸﺖ‬

‫ﺍﻣﻀﺎﺀ ﻣﻌﺮﻑ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬ ‫ﻧﺎﻡ ﻣﻌﺮﻑ ‪:‬‬

‫* ﺍﯾﻦ ﻗﺴﻤﺖ ﺗﻮﺳﻂ ﺍﻣﻮﺭ ﻣﺎﻟﯽ ﺗﮑﻤﯿﻞ ﻣﯽ ﮔﺮﺩﺩ ‪.‬‬

‫ﺗﺎﺭﯾﺦ ﺷﺮﻭﻉ ﻓﻌﺎﻟﯿﺖ ﺩﺭ ﮐﺎﺭﮔﺰﺍﺭﯼ‪:‬‬
‫ﺗﺎ ﺗﺎﺭﯾﺦ‬ ‫ﺍﺯ ﺗﺎﺭﯾﺦ‬ ‫ﮔﺮﺩﺵ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ‪:‬‬
‫ﻣﺎﻧﺪﻩ ﺣﺴﺎﺏ ﻣﺸﺘﺮﯼ‬ ‫ﺍﺭﺯﺵ ﺳﻬﺎﻡ ﻣﺸﺘﺮﯼ ﻧﺰﺩ ﮐﺎﺭﮔﺰﺍﺭﯼ ‪:‬‬
‫ﺍﻋﺘﺒﺎﺭ ﺗﺨﺼﯿﺺ ﯾﺎﻓﺘﻪ ﺑﻪ ﻣﺸﺘﺮﯼ‬ ‫ﻣﯿﺰﺍﻥ ﺍﻋﺘﺒﺎﺭ ﻗﺎﺑﻞ ﺗﺨﺼﯿﺺ ‪:‬‬

‫ﺗﻮﺿﯿﺤﺎﺕ ‪:‬‬

‫ﻣﺪﯾﺮ ﻋﺎﻣﻞ‬ ‫ﻭﺍﺣﺪ ﺍﻣﻮﺭ ﻣﺎﻟﯽ‬ ‫ﻭﺍﺣﺪ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‬

‫ﺍﻣﻀﺎ‬ ‫ﺍﻣﻀﺎ‬ ‫ﺍﻣﻀﺎ‬

 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 18‬ﺍﺯ ‪21‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﯿﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺳﻬﺎﻡ ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫ﮐﺪ ﺳﻨﺪ ‪MSB-P17-F19‬‬

‫ﻣﺎﺩﻩ ‪ : 1‬ﻃﺮﻓﯿﻦ ﻗﺮﺍﺭﺩﺍﺩ‬

‫ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﯿﻦ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﻭﻝ ﺯﯾﺮ ﮐﻪ ﺍﺯ ﺍﯾﻦ ﭘﺲ ﺩﺭ ﺍﯾﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻛﺎﺭﮔﺰﺍﺭﻧﺎﻣﯿﺪﻩ ﻣﯽ ﺷﻮﺩ‪:‬‬

‫‪36528‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ ‪:‬‬ ‫ﺷﺮﮐﺖ ﮐﺎﺭﮔﺰﺍﺭﯼ ﻣﺒﯿﻦ ﺳﺮﻣﺎﯾﻪ‬ ‫ﻧﺎﻡ ﻛﺎﺭﮔﺰﺍﺭ ‪:‬‬
‫ﺍﺻﻔﻬﺎﻥ‬ ‫ﻣﺤﻞ ﺛﺒﺖ ‪:‬‬ ‫‪1388/01/23‬‬ ‫ﺗﺎﺭﯾﺦ ﺛﺒﺖ ‪:‬‬
‫‪10705‬‬ ‫ﺷﻤﺎﺭﻩ ﺛﺒﺖ ﻧﺰﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ‪:‬‬ ‫‪1586868613‬‬ ‫ﮐﺪ ﭘﺴﺘﯽ ‪:‬‬
‫‪20660‬‬ ‫ﺷﻤﺎﺭﻩ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ ‪:‬‬
‫‪02142972‬‬ ‫ﺗﻠﻔﻦ ‪:‬‬
‫‪1397/07/24‬‬ ‫ﺗﺎﺭﯾﺦ ﺭﻭﺯﻧﺎﻣﻪ ﺭﺳﻤﯽ ‪:‬‬ ‫‪02142093399‬‬ ‫ﻧﻤﺎﺑﺮ ‪:‬‬

‫ﺧﯿﺎﺑﺎﻥ ﻗﺎﺋﻢ ﻣﻘﺎﻡ ﻓﺮﺍﻫﺎﻧﯽ‪ ،‬ﺧﯿﺎﺑﺎﻥ ﻫﺸﺘﻢ‪ ،‬ﭘﻼﮎ ‪19‬‬ ‫ﺁﺩﺭﺱ ﺩﻓﺘﺮ ﻣﺮﮐﺰﯼ ‪:‬‬

‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ﻭ ﺳﻤﺖ ﺁﺧﺮﯾﻦ ﺻﺎﺣﺒﺎﻥ ﺍﻣﻀﺎ ﻣﺠﺎﺯ ‪:‬‬

‫ﺳﻤﺖ‬ ‫ﻧﺎﻡ ﻭ ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ‬

‫ﻭ ﻣﺸﺘﺮﻱ ﺣﻘﻴﻘﻲ ﻳﺎ ﺣﻘﻮﻗﻲ ﻳﺎ ﻭﻛﻴﻞ‪ /‬ﻧﻤﺎﻳﻨﺪﻩ ﻗﺎﻧﻮﻧﻲ ﻭﻱ ﺑﻪ ﻣﺸﺨﺼﺎﺕ ﺟﺪﺍﻭﻝ ﻣﺘﻨﺎﺳﺐ ﺯﻳﺮ ﻛﻪ ﺍﺯ ﺍﻳﻦ ﭘﺲ ﺩﺭ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﯼ ﻧﺎﻣﻴﺪﻩ ﻣﻲ ﺷﻮﺩ‪:‬‬

‫ﻣﺤﻞ ﺻﺪﻭﺭ ﺷﻨﺎﺳﻨﺎﻣﻪ‪ : :‬ﺗﻬﺮﺍﻥ‬ ‫ﺍﮐﺮﻡ‬ ‫ﻧﺎﻡ ‪:‬‬

‫‪69433‬‬ ‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ‪:‬‬
‫ﺍﻟﻒ‪-56-506084‬‬ ‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﺣﺒﯿﺐ ﺍﻟﻠﻪ‬ ‫ﻧﺎﻡ ﭘﺪﺭ ‪:‬‬
‫‪1345/02/29‬‬ ‫ﺗﺎﺭﯾﺦ ﺗﻮﻟﺪ ‪:‬‬
‫ﺯﻥ‬ ‫ﺟﻨﺴﯿﺖ ‪:‬‬
‫ﺗﺤﺼﯿﻼﺕ ‪:‬‬
‫‪0033013721‬‬ ‫ﮐﺪ ﻣﻠﯽ ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻣﺸﺘﺮﯼ‬
‫ﻉ‌ﺙ‌ﺱ‪72983‬‬ ‫ﮐﺪ ﻣﺎﻟﻜﻴﺖ ‪:‬‬
‫‪[email protected]‬‬ ‫ﭘﺴﺖ ﺍﻟﮑﺘﺮﻭﻧﯿﮑﯽ ‪:‬‬

‫ﺗﻬﺮﺍﻥ ﺗﻬﺮﺍﻥ ﺳﻬﺮﻭﺭﺩﯼ ﻓﯿﺮﻭﺯﻩ ﭘﻼﮎ ‪31‬‬ ‫ﺁﺩﺭﺱ ‪:‬‬

‫ﺗﻬﺮﺍﻥ‬ ‫ﺷﻬﺮ ﻣﺤﻞ ﺳﮑﻮﻧﺖ ‪:‬‬ ‫‪1553956118‬‬ ‫ﮐﺪ ﭘﺴﺘﯽ ‪:‬‬

‫‪989124354186‬‬ ‫ﺗﻠﻔﻦ ﻫﻤﺮﺍﻩ ‪:‬‬
‫‪02188511561‬‬ ‫ﺷﻤﺎﺭﻩ ﺗﻤﺎﺱ ‪:‬‬

‫ﺗﺎﺭﻳﺦ ﺩﺭﻳﺎﻓﺖ ﻛﺪ ﻣﺎﻟﻜﻴﺖ‪: :‬‬ ‫ﺗﻬﺮﺍﻥ‬ ‫ﻣﺤﻞ ﺗﻮﻟﺪ‪:‬‬

‫‪ 120‬ﺁﭘﺎﺩﺍﻧﺎ‬ ‫ﮐﺪ ﻭ ﻧﺎﻡ ﺷﻌﺒﻪ ‪:‬‬ ‫‪1209890472091‬‬ ‫ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ‪:‬‬
‫ﺑﺎﻧﮏ ﮔﺮﺩﺷﮕﺮﯼ‬ ‫ﻧﺎﻡ ﺑﺎﻧﮏ ‪:‬‬

‫ﺻﺎﺩﺭﻩ ﺍﺯ ‪:‬‬ ‫ﻧﺎﻡ ‪:‬‬

‫ﺍﻃﻼﻋﺎﺕ ﻭﮐﯿﻞ ﻣﺸﺘﺮﯼ‬

‫ﺷﻤﺎﺭﻩ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﻧﺎﻡ ﺧﺎﻧﻮﺍﺩﮔﯽ ‪:‬‬

‫ﺳﺮﯾﺎﻝ ﺷﻨﺎﺳﻨﺎﻣﻪ ‪:‬‬ ‫ﻧﺎﻡ ﭘﺪﺭ ‪:‬‬

‫ﮐﺪ ﻣﻠﯽ ‪:‬‬

‫ﺁﺩﺭﺱ ‪:‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬
 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 19‬ﺍﺯ ‪21‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﯿﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺳﻬﺎﻡ ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫ﮐﺪ ﺳﻨﺪ ‪MSB-P17-F19‬‬

‫ﺑﻪ ﺷﺮﺡ ﻣﻮﺍﺩ ﺁﺗﯽ ﻣﻨﻌﻘﺪ ﮔﺮﺩﯾﺪ‪.‬‬

‫‪ .2‬ﺩﺭ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ ،‬ﺍﺧﺘﺼﺎﺭﺍً ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺷﺮﻛﺖ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ )ﺷﺮﻛﺖ ﺳﻬﺎﻣﻲ ﻋﺎﻡ( ﺍﺧﺘﺼﺎﺭﺍً ﺑﻮﺭﺱ‪ ،‬ﻗﻮﺍﻧﻴﻦ‪ ،‬ﻣﺼﻮﺑﺎﺕ ﻫﻴﺄﺕ ﻭﺯﻳﺮﺍﻥ‪ ،‬ﺷﻮﺭﺍﻱ ﻋﺎﻟﻲ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ ،‬ﺳﺎﺯﻣﺎﻥ ﻭ ﺑﻮﺭﺱ‪ ،‬ﺍﺧﺘﺼﺎﺭﺍً ﻣﻘﺮﺭﺍﺕ ﻧﺎﻣﻴﺪﻩ ﺷﺪﻩ ﺍﻧﺪ‪.‬‬
‫‪ .3‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺷﺮﻛﺖ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ‪ ،‬ﻣﺼﻮﺏ ‪ 95/09/17‬ﻫﻴﺄﺗﻤﺪﻳﺮﻩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ ،‬ﺩﺭ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻧﺎﻣﻴﺪﻩ ﻣﻲ ﺷﻮﺩ ﻭ ﺗﻌﺎﺭﻳﻒ ﺁﻥ ﺩﺭ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻫﻤﺎﻥ ﻣﻔﺎﻫﻴﻢ ﺑﻪ ﻛﺎﺭ ﺭﻓﺘﻪ ﺍﻧﺪ‪.‬‬
‫‪ .4‬ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ‪ ،‬ﻭﺍﺣﺪﻱ ﺩﺭ ﺷﺮﻛﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﻱ ﻣﺮﻛﺰﻱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﺗﺴﻮﻳﻪ ﻭﺟﻮﻩ ﺍﺳﺖ ﻛﻪ ﺑﺮﺍﺳﺎﺱ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ‪ ،‬ﻭﻇﻴﻔﺔ ﺍﻧﺠﺎﻡ ﺍﻣﻮﺭ ﺗﺴﻮﻳﻪ‪ ،‬ﭘﺎﻳﺎﭘﺎﻱ ﻭ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺑﺮ ﻋﻬﺪﻩ ﺩﺍﺭﺩ‪.‬‬
‫ﻣﺎﺩﻩ ‪ : 2‬ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺍﺭﺍﺋﻪ ﺧﺪﻣﺎﺕ ﺯﻳﺮ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﻣﺸﺘﺮﻱ ﺍﺳﺖ‪:‬‬
‫‪ .1‬ﺍﺟﺮﺍﻱ ﺩﺭﺧﻮﺍﺳﺖ ﻫﺎﻱ ﺍﺗﺨﺎﺫ ﻣﻮﻗﻌﻴﺖ ﺧﺮﻳﺪ ﻭ ﺍﺗﺨﺎﺫ ﻣﻮﻗﻌﻴﺖ ﻓﺮﻭﺵ ﻭ ﻫﻤﭽﻨﻴﻦ ﺩﺭﺧﻮﺍﺳﺘﻬﺎﻱ ﺍﻋﻤﺎﻝ ﻭ ﺍﻋﻼﻡ ﻧﻮﻉ ﺗﺴﻮﻳﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ؛‬
‫‪ .2‬ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻱ ﺩﺭ ﻣﻘﺎﺑﻞ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﻭ ﺑﻮﺭﺱ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :3‬ﻣﺪﺕ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﺗﺎﺭﻳﺦ ‪ .............‬ﺍﻣﻀﺎ ﻭ ﺍﺑﻼﻍ ﻗﺮﺍﺭﺩﺍﺩ ﺁﻏﺎﺯ ﻣﻴﺸﻮﺩ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺗﺤﻘﻖ ﻫﺮ ﻳﻚ ﺍﺯ ﻣﻮﺍﺭﺩ ﺯﻳﺮ ﺧﺎﺗﻤﻪ ﻡ ﻳﻴﺎﺑﺪ‪:‬‬
‫‪ .1‬ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺗﺴﻮﻳﻪ ﺣﺴﺎﺏ ﻗﻄﻌﻲ ﺑﻴﻦ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﻣﺸﺘﺮﻱ؛‬
‫‪ .2‬ﺗﻌﻠﻴﻖ ﻣﺠﻮﺯ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻴﺶ ﺍﺯ ‪ 20‬ﺭﻭﺯ؛‬
‫‪ .3‬ﻟﻐﻮ ﻣﺠﻮﺯ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻛﺎﺭﮔﺰﺍﺭ ﻳﺎ ﻋﺪﻡ ﺗﻤﺪﻳﺪ ﻣﺠﻮﺯ ﻭﻱ ﭘﺲ ﺍﺯ ﺍﺗﻤﺎﻡ ﺩﻭﺭﻩ ﻣﺠﻮﺯ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :4‬ﻣﺒﻠﻎ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻣﺒﻠﻎ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺻﺮﻓﺎً ﻣﻌﺎﺩﻝ ﻛﺎﺭﻣﺰﺩﻫﺎﻱ ﻣﻌﺎﻣﻠﻪ ﺍﺳﺖ ﻛﻪ ﻛﺎﺭﮔﺰﺍﺭ ﺑﺮ ﺍﺳﺎﺱ ﻣﻘﺮﺭﺍﺕ ﺍﺯ ﻣﺸﺘﺮﻱ ﺩﺭﻳﺎﻓﺖ ﻣﯽ ﻛﻨﺪ‪.‬‬
‫ﻣﺎﺩﻩ‪ :5‬ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﯼ‬
‫‪ .1‬ﻣﺸﺘﺮﻱ ﻣﺘﻌﻬﺪ ﻣﻴﺸﻮﺩ ﺩﺭ ﺻﻮﺭﺕ ﺗﻐﻴﻴﺮ ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﺟﺪﻭﻝ ﻣﺸﺨﺼﺎﺕ ﻣﺸﺘﺮﻱ‪ ،‬ﻣﺮﺍﺗﺐ ﺭﺍ ﺩﺭ ﺍﺳﺮﻉ ﻭﻗﺖ ﺑﻪ ﮐﺎﺭﮔﺰﺍﺭ ﺍﻃﻼﻉ ﺩﻫﺪ‪.‬‬
‫‪ .2‬ﻣﺸﺘﺮﻱ ﻣﺘﻌﻬﺪ ﻣﻴﺸﻮﺩ ﻛﻪ ﺑﺪﻭﻥ ﻣﻄﺎﻟﻌﻪ ﻭ ﺁﮔﺎﻫﻲ ﺍﺯ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﻫﻴﭽﮕﻮﻧﻪ ﺳﻔﺎﺭﺷﻲ ﺑﺮﺍﻱ ﻣﻌﺎﻣﻠﻪ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺻﺎﺩﺭ ﻧﻜﻨﺪ‪ .‬ﻣﺸﺘﺮﻱ ﺍﻋﻼﻡ ﻣﻲ ﻛﻨﺪ ﺍﺯ ﺭﻳﺴﻚ ﻫﺎ ﻭ ﻣﻘﺮﺭﺍﺕ ﺣﺎﻛﻢ ﺑﺮ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻛﺎﻣﻼً ﻣﻄﻠﻊ ﺑﻮﺩﻩ ﻭ ﺁﻧﻬﺎ ﺭﺍ‬
‫ﭘﺬﻳﺮﻓﺘﻪ ﺍﺳﺖ ﻭ ﺍﺯ ﺍﻳﻦ ﺭﻭ‪ ،‬ﺑﻴﺎﻧﻴﻪ ﺭﻳﺴﻚ )ﻓﺮﻡ ﭘﻴﻮﺳﺖ ﻗﺮﺍﺭﺩﺍﺩ( ﺭﺍ ﺗﻜﻤﻴﻞ ﻭ ﺍﻣﻀﺎ ﻛﺮﺩﻩ ﺍﺳﺖ‪ .‬ﻣﺸﺘﺮﻱ ﺍﻋﻼﻡ ﻣﻴﺪﺍﺭﺩ ﺗﻮﺍﻧﺎﻳﻲ ﺍﺭﺯﻳﺎﺑﻲ ﻭ ﺗﺤﻤﻞ ﺭﻳﺴﻚ ﻣﺎﻟﻲ ﺭﺍ ﻛﻪ ﺧﺮﻳﺪ ﻳﺎ ﻓﺮﻭﺵ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﻪ ﻫﻤﺮﺍﻩ ﺧﻮﺍﻫﺪ ﺩﺍﺷﺖ‪ ،‬ﺩﺍﺭﺩ‪.‬‬

‫‪ .3‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻲ ﺗﻮﺍﻧﺪ ﺩﺭ ﻣﻮﺭﺩ ﺳﻔﺎﺭ ﺷﻬﺎﻱ ﻓﺮﻭﺵ‪ ،‬ﻋﻼﻭﻩ ﺑﺮ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺍﻭﻟﻴﻪ‪ ،‬ﺑﻪ ﻣﻨﻈﻮﺭ ﺍﻃﻤﻴﻨﺎﻥ ﺍﺯ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻱ‪ ،‬ﻭﺛﺎﻳﻖ ﻳﺎ ﺗﻀﺎﻣﻴﻨﻲ ﺗﺎ ﺳﻘﻒ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﻣﺸﺘﺮﻱ ﺩﺭﻳﺎﻓﺖ ﻛﻨﺪ‪ ،‬ﺑﺮ ﺍﻳﻦ ﺍﺳﺎﺱ ﻣﺸﺘﺮﻱ ﻣﻮﻇﻒ ﺑﻪ ﺗﻮﺩﻳﻊ ﻭﺛﺎﻳﻖ ﻻﺯﻡ ﻧﺰﺩ‬
‫ﻛﺎﺭﮔﺰﺍﺭ ﻣﻴﺒﺎﺷﺪ‪.‬‬
‫‪ .4‬ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺍﺯ ﻃﺮﻑ ﻣﺸﺘﺮﻱ ﻭﻛﺎﻟﺖ ﺑﻼﻋﺰﻝ ﺩﺍﺭﺩ ﻣﺘﻨﺎﺳﺐ ﺑﺎ ﺗﻐﻴﻴﺮﺍﺕ‪ ،‬ﺑﺨﺸﻲ ﺍﺯ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺭﺍ ﺑﻪ ﻋﻨﻮﺍﻥ ﺍﺑﺎﺣﻪ ﺗﺼﺮﻑ ﺩﺭ ﺍﺧﺘﻴﺎﺭ ﻛﺎﺭﮔﺰﺍﺭ ﻃﺮﻑ ﺩﻳﮕﺮ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ )ﺑﺮ ﺣﺴﺐ ﻣﻮﺭﺩ ﺧﺮﻳﺪﺍﺭ ﻳﺎ ﻓﺮﻭﺷﻨﺪﻩ( ﻗﺮﺍﺭ ﺩﻫﺪ ﻭ ﻭﻱ ﺣﻖ ﺍﺳﺘﻔﺎﺩﻩ ﺍﺯ ﺁﻥ ﺭﺍ ﺧﻮﺍﻫﺪ ﺩﺍﺷﺖ ﺗﺎ ﺩﺭ‬
‫ﺩﻭﺭﻩ ﺗﺤﻮﻳﻞ ﺗﺴﻮﻳﻪ ﻛﻨﺪ‪.‬‬
‫‪ .5‬ﻣﺸﺘﺮﻱ ﻣﻮﻇﻒ ﺍﺳﺖ ﺩﺭ ﺻﻮﺭﺗﻲ ﻛﻪ ﭘﺲ ﺍﺯ ﻋﻤﻠﻴﺎﺕ ﺑﻬﺮﻭﺯﺭﺳﺎﻧﻲ ﺣﺴﺎﺏ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ‪ ،‬ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﻣﺮﺑﻮﻁ ﺑﻪ ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﺑﺎﺯ ﻭﻱ ﺑﻪ ﻛﻤﺘﺮ ﺍﺯ ﺣﺪﺍﻗﻞ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﻛﺎﻫﺶ ﻳﺎﺑﺪ‪ ،‬ﺑﺮ ﺍﺳﺎﺱ ﺍﺧﻄﺎﺭﻳﻪ ﺍﻓﺰﺍﻳﺶ ﻭﺟﻪ ﺗﻀﻤﻴﻨﻲ ﻛﻪ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﻭﻱ ﺑﻪ ﺭﻭﺵ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺩﺭ ﺍﻳﻦ‬
‫ﻗﺮﺍﺭﺩﺍﺩ ﺍﺭﺳﺎﻝ ﻣﻲ ﻛﻨﺪ‪ ،‬ﺑﺎﻳﺪ ﺗﺎ ‪ ............................‬ﺳﺎﻋﺖ ﭘﺲ ﺍﺯ ﺷﺮﻭﻉ ﻣﻌﺎﻣﻼﺕ ﺭﻭﺯ ﺑﻌﺪ‪,،‬ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺧﻮﺩ ﺭﺍ ﺗﺎ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﻻﺯﻡ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ ﻗﺒﻞ ﺍﻓﺰﺍﻳﺶ ﺩﻫﺪ‪ .‬ﺩﺭ ﻏﻴﺮ ﺍﻳﻦ ﺻﻮﺭﺕ ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺩﺭ ﻫﻤﺎﻥ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺭﺍﺳﺎً ﺍﻗﺪﺍﻡ ﺑﻪ ﺑﺴﺘﻦ ﺁﻥ ﺩﺳﺘﻪ ﺍﺯ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺑﺎﺯ‬
‫ﻣﺸﺘﺮﻱ ﻛﻪ ﺗﻌﻬﺪﺍﺕ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺁﻥ ﺍﻳﻔﺎ ﻧﺸﺪﻩ ﺍﺳﺖ‪ ،‬ﺑﻜﻨﺪ‪ .‬ﺩﺭﺻﻮﺭﺗﻲ ﻛﻪ ﺑﻪ ﻫﺮ ﺩﻟﻴﻠﻲ ﻃﻲ ﻣﻬﻠﺘﻬﺎﻱ ﻣﻘﺮﺭ ﻣﺸﺘﺮﻱ ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ ﺭﺍ ﺍﻳﻔﺎ ﻧﻨﻤﺎﻳﺪ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻴﺘﻮﺍﻧﺪ ﺭﺃﺳﺎً ﺍﺯ ﻣﺤﻞ ﺑﺴﺘﺎﻧﻜﺎﺭﻱ ﻣﺸﺘﺮﻱ ﻭ ﻳﺎ ﻭﺛﺎﻳﻖ ﻭﻱ ﻧﺰﺩ ﻛﺎﺭﮔﺰﺍﺭ‪ ،‬ﺍﻗﺪﺍﻡ ﺑﻪ ﺗﺄﻣﻴﻦ ﻭ ﺟﺒﺮﺍﻥ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻱ ﻧﻤﺎﻳﺪ‪.‬‬
‫‪ .6‬ﺑﻮﺭﺱ ﺩﺭ ﺍﻗﺪﺍﻡ ﺷﺮﻛﺘﻲ ﻧﺎﺷﺮ ﺳﻬﻢ ﭘﺎﻳﻪ )ﺍﻓﺰﺍﻳﺶ ﺳﺮﻣﺎﻳﻪ ﻭ ﺗﻘﺴﻴﻢ ﺳﻮﺩ(‪ ،‬ﻗﻴﻤﺖ ﺍﻋﻤﺎﻝ‪ ،‬ﺍﻧﺪﺍﺯﻩ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻭ ﺳﻘﻒ ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﻳﻚ ﮔﺮﻭﻩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺗﻌﺪﻳﻞ ﻡ ﻳﻜﻨﺪ ﻭ ﻣﺸﺘﺮﻱ ﺑﺎ ﻋﻠﻢ ﺑﻪ ﺍﻳﻦ ﻣﻮﺿﻮﻉ ﺍﻗﺪﺍﻡ ﺑﻪ ﺍﺗﺨﺎﺫ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺩﺭ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ‬
‫ﻣﻌﺎﻣﻠﻪ ﻣﻲ ﻛﻨﺪ‪.‬‬
‫‪ .7‬ﻣﺸﺘﺮﻱ ﺍﺯ ﺳﻘﻒ ﻣﻮﻗﻌﻲ ﺗﻬﺎﻱ ﺑﺎﺯ ﻫﺮ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺑﻪ ﺍﺯﺍﻱ ﻣﺸﺘﺮﻱ ﻭ ﻛﺎﺭﮔﺰﺍﺭ ﺁﮔﺎﻩ ﺍﺳﺖ ﻭ ﺑﺎ ﻋﻠﻢ ﺑﻪ ﺍﻳﻦ ﻣﻮﺿﻮﻉ ﻛﺎﺭﮔﺰﺍﺭ ﺭﺍ ﺍﻧﺘﺨﺎﺏ ﻭ ﺍﻗﺪﺍﻡ ﺑﻪ ﺍﺗﺨﺎﺫ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺩﺭ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻣﻲ ﻛﻨﺪ‪.‬‬
‫‪ .8‬ﺧﺴﺎﺭﺕ ﻫﺎﻱ ﻣﻘﺮﺭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﻣﺤﻞ ﺣﺴﺎﺏ ﻋﻤﻠﻴﺎﺗﻲ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﻛﻔﺎﻳﺖ‪ ،‬ﺍﺯ ﻣﺤﻞ ﻭﺛﺎﻳﻖ ﻛﺎﺭﮔﺰﺍﺭ ﻧﺰﺩ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺗﺄﻣﻴﻦ ﻭ ﺭﺃﺳﺎً ﺑﺮﺩﺍﺷﺖ ﻣﻲ ﺷﻮﺩ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﻛﻔﺎﻳﺖ ﻭﺛﺎﻳﻖ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻜﻠﻒ ﺍﺳﺖ ﺣﺴﺐ ﺩﺳﺘﻮﺭ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺧﺴﺎﺭﺕ ﻫﺎﻱ‬
‫ﻣﺮﺑﻮﻃﻪ ﺭﺍ ﭘﺮﺩﺍﺧﺖ ﻛﻨﺪ‪ .‬ﺑﺪﻳﻬﻲ ﺍﺳﺖ ﻛﺎﺭﮔﺰﺍﺭ ﻣﻲ ﺗﻮﺍﻧﺪ ﺍﻳﻦ ﺧﺴﺎﺭﺍﺕ ﺭﺍ ﺭﺃﺳﺎً ﺍﺯ ﻣﺤﻞ ﻭﺛﺎﻳﻖ ﻳﺎ ﺗﻀﺎﻣﻴﻦ ﻣﺸﺘﺮﻱ ﺑﺮﺩﺍﺷﺖ ﻛﻨﺪ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﻛﻔﺎﻳﺖ ﺍﺯ ﻣﺸﺘﺮﻱ ﻣﻄﺎﻟﺒﻪ ﻛﻨﺪ‪ .‬ﻣﺴﺘﻨﺪﺍﺕ ﺍﻳﻦ ﺍﻗﺪﺍﻣﺎﺕ ﺑﺎﻳﺪ ﺩﺭ ﺳﻮﺍﺑﻖ ﻛﺎﺭﮔﺰﺍﺭﻱ ﻧﮕﻬﺪﺍﺭﻱ ﺷﻮﺩ‪ .‬ﺩﺭ ﺻﻮﺭﺗﻴﻜﻪ ﺑﻪ ﻫﺮ ﺩﻟﻴﻠﻲ ﻣﺸﺘﺮﻱ‬
‫ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ ﺭﺍ ﺍﻳﻔﺎ ﻧﻨﻤﺎﻳﺪ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻴﺘﻮﺍﻧﺪ ﺭﺃﺳﺎً ﺍﺯ ﻣﺤﻞ ﺑﺴﺘﺎﻧﻜﺎﺭﻱ ﻣﺸﺘﺮﻱ ﻭ ﻳﺎ ﻭﺛﺎﻳﻖ ﻭﻱ ﻧﺰﺩ ﻛﺎﺭﮔﺰﺍﺭ‪ ،‬ﺍﻗﺪﺍﻡ ﺑﻪ ﺗﺄﻣﻴﻦ ﻭ ﺟﺒﺮﺍﻥ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻱ ﻧﻤﺎﻳﺪ‪.‬‬

‫‪ .9‬ﻣﺸﺘﺮﻱ ﻣﺘﻌﻬﺪ ﺍﺳﺖ ﺩﺭ ﺍﺭﺍﺋﻪ ﺳﻔﺎﺭﺵ ﻫﺎﻱ ﺧﺮﻳﺪ ﻭ ﻓﺮﻭﺵ‪ ،‬ﻫﻤﻪ ﻗﻮﺍﻧﻴﻦ ﻭ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻃﻪ ﺑﻪ ﻭﻳﮋﻩ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﻓﺼﻞ ﺷﺸﻢ ﻗﺎﻧﻮﻥ ﺑﺎﺯﺍﺭ )ﺩﺍﺭﻧﺪﮔﺎﻥ ﺍﻃﻼﻋﺎﺕ ﻧﻬﺎﻧﻲ‪ ،‬ﺩﺱ ﺗﻜﺎﺭﻱ ﻗﻴﻤﺖ( ﺭﺍ ﺭﻋﺎﻳﺖ ﻛﻨﺪ‪.‬‬
‫‪ .10‬ﻣﺸﺘﺮﻱ ﻣﺘﻌﻬﺪ ﺑﻪ ﺗﺄﺩﻳﻪ ﻛﺎﺭﻣﺰﺩ ﻣﻌﺎﻣﻠﻪ ﻭ ﺍﻋﻤﺎﻝ ﺍﺳﺖ‪ .‬ﻛﺎﺭﻣﺰﺩ ﺍﻋﻤﺎﻝ ﺍﺯ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺗﺨﺼﻴﺼﻴﺎﻓﺘﻪ ﺗﻮﺳﻂ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ )ﻫﻢ ﻗﺎﺑﻼﻋﻤﺎﻝ ﻭ ﻫﻢ ﻏﻴﺮﻗﺎﺑﻼﻋﻤﺎﻝ( ﺍﺧﺬ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ . 11‬ﭼﻨﺎﻧﭽﻪ ﺗﺴﻮﻳﻪ ﺑﻪ ﺻﻮﺭﺕ ﻓﻴﺰﻳﻜﻲ ﺑﺎﺷﺪ‪ ،‬ﺍﺯ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺧﺮﻳﺪ ﻭ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻓﺮﻭﺵ ﻛﻪ ﺳﻬﻢ ﭘﺎﻳﻪ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﺭﺍ ﺑﻪ ﻃﺮﻑ ﻣﻘﺎﺑﻞ ﺗﺤﻮﻳﻞ ﻣﻲ ﺩﻫﻨﺪ‪ ،‬ﻣﺎﻟﻴﺎﺕ ﺍﺧﺬ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪ . 12‬ﺑﻮﺭﺱ ﻣﻲ ﺗﻮﺍﻧﺪ ﺩﺭ ﻣﻮﺭﺩ ﺗﻌﺪﺍﺩ ﻛﺎﺭﮔﺰﺍﺭﺍﻧﻲ ﻛﻪ ﻳﻚ ﻣﺸﺘﺮﻱ ﻣﻲ ﺗﻮﺍﻧﺪ ﺍﺯ ﻃﺮﻳﻖ ﺁﻧﻬﺎ ﻣﻌﺎﻣﻠﻪ ﻛﻨﺪ‪ ،‬ﻣﺤﺪﻭﺩﻳﺖ ﺗﻌﻴﻴﻦ ﻛﻨﺪ‪.‬ﺩﺭ ﺍﻳﻦ ﺻﻮﺭﺕ ﺗﻐﻴﻴﺮ ﻛﺎﺭﮔﺰﺍﺭ ﺻﺮﻓﺎً ﺑﺎ ﺭﻋﺎﻳﺖ ﻣﻘﺮﺭﺍﺕ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﻭ ﺗﻜﻤﻴﻞ ﻓﺮﻡ ﻣﺮﺑﻮﻃﻪ ﻭ ﺗﺎﻳﻴﺪ ﺁﻥ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﻣﺒﺪﺍﺀ‪ ،‬ﮐﺎﺭﮔﺰﺍﺭ ﻣﻘﺼﺪ ﻭ ﺍﺗﺎﻕ‬
‫ﭘﺎﻳﺎﭘﺎﻱ ﺍﻣﻜﺎ ﻧﭙﺬﻳﺮ ﺍﺳﺖ‪ .‬ﻣﺴﺌﻮﻟﻴﺖ ﺗﺨﻠﻒ ﺍﺯ ﻣﻔﺎﺩ ﺍﻳﻦ ﺑﻨﺪ ﻭ ﺟﺒﺮﺍﻥ ﺧﺴﺎﺭﺕ ﻫﺎﻱ ﻣﺮﺑﻮﻃﻪ ﺑﺮ ﻋﻬﺪﻩ ﻣﺸﺘﺮﻱ ﺍﺳﺖ‪.‬‬
‫‪ . 13‬ﻣﺸﺘﺮﻱ ﻣﻠﺰﻡ ﺍﺳﺖ ﺳﻔﺎﺭﺵ ﺧﻮﺩ ﺭﺍ ﺩﺭ ﻓﺮ ﻣﻬﺎﻱ ﺗﻌﻴﻴﻨﺸﺪﻩ ﺗﻮﺳﻂ ﺑﻮﺭﺱ ﺗﻜﻤﻴﻞ ﻭ ﺍﺭﺍﺋﻪ ﻛﻨﺪ‪.‬‬
‫‪ . 14‬ﻣﺸﺘﺮﻱ ﺑﺎ ﺍﻣﻀﺎﻱ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻫﻤﻪ ﻣﻘﺮﺭﺍﺕ ﻭ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻭ ﺍﺻﻼﺣﺎﺕ ﺑﻌﺪﻱ ﺁﻥ ﺭﺍ ﻣﻲ ﭘﺬﻳﺮﺩ ﻭ ﻣﺘﻌﻬﺪ ﺑﻪ ﺍﻳﻔﺎﻱ ﺗﻤﺎﻡ ﻭﻇﺎﻳﻒ ﻭ ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ ﻣﻄﺎﺑﻖ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﻣﻘﺮﺭﺍﺕ ﺍﺳﺖ‪ ،‬ﻫﺮ ﭼﻨﺪ ﺩﺭ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺫﻛﺮ ﻧﺸﺪﻩ ﺑﺎﺷﺪ‪.‬‬
‫‪. 15‬ﺩﺭ ﺻﻮﺭﺕ ﺗﻌﻴﻴﻦ ﺳﺎﻳﺮ ﺭﻭﺵ ﻫﺎﻱ ﺗﺨﺼﻴﺺ ﻏﻴﺮ ﺍﺯ ﺭﻭﺵ ﺭﺩﮔﻴﺮﻱ ﻣﻮﻗﻌﻴﺖ‪ ،‬ﻓﺮﻭﺷﻨﺪﮔﺎﻥ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺎﻳﺪ ﺣﻴﻦ ﺍﻧﻌﻘﺎﺩ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﻭﻛﺎﻟﺖ ﻭ ﺍﺟﺎﺯﻩ ﺩﻫﻨﺪ ﻛﻪ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ‪ ،‬ﻣﺸﺘﺮﻱ ﻃﺮﻑ ﻗﺮﺍﺭﺩﺍﺩ ﺁﻧﺎﻥ ﻳﺎ ﻫﺮ ﺩﺍﺭﻧﺪﻩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺑﺮﺍﻱ ﺍﻋﻤﺎﻝ ﺍﺧﺘﻴﺎﺭ ﺑﻪ ﺁﻧﺎﻥ‬
‫ﺣﻮﺍﻟﻪ ﺩﻫﺪ‪.‬‬
‫‪ .16‬ﺩﺭ ﻫﻤﻪ ﻣﻮﺍﺭﺩﻱ ﻛﻪ ﻣﺸﺘﺮﻱ ﻣﻠﺰﻡ ﺑﻪ ﻭﺍﺭﻳﺰ ﻭﺟﻪ ﺑﻪ ﺣﺴﺎﺏ ﻛﺎﺭﮔﺰﺍﺭ ﺍﺳﺖ‪ ،‬ﻣﺒﺎﻟﻎ ﺑﺎﻳﺪ ﺑﻪ ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ﺟﺎﺭﻱ ‪ 1556192395‬ﻧﺰﺩ ﺑﺎﻧﻚ ﻋﺎﻣﻞ ﺑﺎﻧﮏ ﻣﻠﺖ ﺷﻌﺒﻪ ﺑﻮﺭﺱ ﮐﺎﻻ ﺑﺎﺑﺖ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﻪ ﻧﺎﻡ ﻛﺎﺭﮔﺰﺍﺭ ﻭﺍﺭﻳﺰ ﺷﻮﺩ ﻭ ﺭﺳﻴﺪ ﻭﺍﺭﻳﺰ ﻭﺟﻪ ﺑﻪ ﺷﻤﺎﺭﻩ‬
‫‪ 2142093399‬ﻓﻜﺲ ﻭ ﺗﺼﻮﻳﺮ ﺍﺳﻜﻦ ﺷﺪﻩ ﺁﻥ ﺑﻪ ﺁﺩﺭﺱ ‪ m.mobinsb@info‬ﺍﻳﻤﻴﻞ ﺷﻮﺩ‪.‬‬
‫ﻣﺎﺩﻩ ‪ :6‬ﺗﻌﻬﺪﺍﺕ ﻛﺎﺭﮔﺰﺍﺭ‬
‫‪ .1‬ﻧﻤﺎﻳﻨﺪﻩ ﻛﺎﺭﮔﺰﺍﺭ ﺟﻬﺖ ﺍﺟﺮﺍﻱ ﻣﻔﺎﺩ ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺍﺭﺗﺒﺎﻁ ﺑﺎ ﻣﺸﺘﺮﻱ‪ ،‬ﺁﻗﺎ‪/‬ﺧﺎﻧﻢ ‪ ..................‬ﺍﺳﺖ‪ .‬ﺗﻜﻤﻴﻞ ﻭ ﺍﻣﻀﺎﻱ ﺳﺎﻳﺮ ﻣﺪﺍﺭﻙ ﺗﻮﺳﻂ ﻧﻤﺎﻳﻨﺪﻩ ﺑﺮﺍﻱ ﻛﺎﺭﮔﺰﺍﺭ ﺗﻌﻬﺪﺁﻭﺭ ﺍﺳﺖ‪.‬‬
‫‪ .2‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﺴﺌﻮﻟﻴﺖ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻳﺎﻥ ﺩﺭ ﻣﻘﺎﺑﻞ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺭﺍ ﺑﻪ ﺷﺮﺡ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺑﺮ ﻋﻬﺪﻩ ﺩﺍﺭﺩ‪.‬‬
‫‪ .3‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﻳﺎﻥ ﺭﺍ ﺩﺭ ﻓﺮ ﻣﻬﺎﻱ ﺗﻌﻴﻴﻨﺸﺪﻩ ﺗﻮﺳﻂ ﺑﻮﺭﺱ ﺛﺒﺖ ﻭ ﻧﮕﻬﺪﺍﺭﻱ ﻛﻨﺪ‪.‬‬
‫‪ .4‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﻓﺮﻡ ﻫﺎﻱ ﺛﺒﺖ ﺳﻔﺎﺭﺵ ﺭﺍ ﺑﺮﺍﻱ ﻫﺮ ﻣﺸﺘﺮﻱ ﺑﻪ ﺗﺮﺗﻴﺐ ﺷﻤﺎﺭﻩ ﺳﺮﻳﺎﻝ‪ ،‬ﺑﺎﻳﮕﺎﻧﻲ ﻛﻨﺪ ﻭ ﺣﺴﺐ ﺩﺭﺧﻮﺍﺳﺖ ﺑﻪ ﺑﻮﺭﺱ ﻳﺎ ﺳﺎﺯﻣﺎﻥ ﺍﺭﺍﺋﻪ ﻧﻤﺎﻳﺪ‪ .‬ﺟﻬﺖ ﺭﻋﺎﻳﺖ ﻧﻮﺑﺖ ﻣﺸﺘﺮﻳﺎﻥ ﺛﺒﺖ ﺗﺎﺭﻳﺦ ﻭ ﺯﻣﺎﻥ ﺩﻗﻴﻖ ﺗﻜﻤﻴﻞ ﻓﺮﻡ ﺳﻔﺎﺭﺵ ﺍﻟﺰﺍﻣﻲ ﺍﺳﺖ‪.‬‬
‫‪ .5‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺩﺭ ﺯﻣﺎﻥ ﺍﺧﺬ ﺳﻔﺎﺭﺵ ﺧﺮﻳﺪ ﻳﺎ ﻓﺮﻭﺵ‪ ،‬ﻫﺰﻳﻦ ﻫﻬﺎﻱ ﻣﻌﺎﻣﻼﺗﻲ ﺑﻬﻌﻼﻭﺓ ﺍﺭﺯﺵ ﻣﻌﺎﻣﻼﺗﻲ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻳﺎ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﻣﻮﺭﺩﻧﻴﺎﺯ ﺭﺍ‪ ،‬ﺣﺴﺐ ﻣﻮﺭﺩ‪ ،‬ﺑﻪ ﺣﺴﺎﺏ ﻣﺸﺘﺮﻱ ﻣﻨﻈﻮﺭ ﻛﻨﺪ‪ .‬ﺣﺴﺎﺏ ﻣﺸﺘﺮﻱ ﺍﺯ ﻣﺤﻞ ﻭﺟﻮﻩ ﻭﺍﺭﻳﺰﻱ ﻭﻱ ﺑﻪ ﺣﺴﺎﺏ ﻋﻤﻠﻴﺎﺗﻲ ﻛﺎﺭﮔﺰﺍﺭ‪،‬‬
‫ﺑﺴﺘﺎﻧﻜﺎﺭﻱ ﻭﻱ ﺩﺭ ﺩﻓﺎﺗﺮ ﻛﺎﺭﮔﺰﺍﺭﻱ ﻭ ﻭﺟﻮﻩ ﻣﺘﻌﻠﻖ ﺑﻪ ﻛﺎﺭﮔﺰﺍﺭ ﻗﺎﺑﻞ ﺗﺄﻣﻴﻦ ﺍﺳﺖ‪.‬‬
‫‪. .6‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺷﻤﺎﺭﻩ ﺣﺴﺎﺏ ﺟﺎﺭﻱ ﺧﻮﺩ ﻧﺰﺩ ﺑﺎﻧﻚ ﻋﺎﻣﻞ ﺭﺍ ﻛﻪ ﻣﻄﺎﺑﻖ ﻓﺮﻡ ﺍﻋﻼﻡ ﺣﺴﺎﺏ ﺩﺭ ﺍﺧﺘﻴﺎﺭ‪ ،‬ﺍﻓﺘﺘﺎﺡ ﺁﻥ ﺭﺍ ﺑﻪ ﺍﻃﻼﻉ ﺑﻮﺭﺱ ﻭ ﺷﺮﻛﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﻱ ﻣﺮﻛﺰﻱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﺗﺴﻮﻳﻪ ﻭﺟﻮﻩ ﺭﺳﺎﻧﺪﻩ ﺍﺳﺖ‪ ،‬ﺩﺭ ﺑﻨﺪ ‪ 16‬ﻣﺎﺩﻩ ‪ 5‬ﻣﺮﻗﻮﻡ ﻛﻨﺪ‪.‬‬
‫‪ .7‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺩﺭ ﺩﻓﺎﺗﺮ ﺧﻮﺩ ﺑﺮﺍﻱ ﻫﺮ ﻣﺸﺘﺮﻱ ﻭ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺳﺮﻓﺼﻞ ﻫﺎﻱ ﺟﺪﺍﮔﺎﻧﻪ ﺍﻱ ﺍﻳﺠﺎﺩ ﻛﻨﺪ ﻭ ﺩﺭ ﺯﻣﺎﻥ ﺍﺟﺮﺍﻱ ﺳﻔﺎﺭﺵ ﻫﺎﻱ ﻣﺸﺘﺮﻱ ﺍﺯ ﻛﻔﺎﻳﺖ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺍﻭﻟﻴﻪ ﺩﺭ ﺣﺴﺎﺏ ﻭﻱ ﺍﻃﻤﻴﻨﺎﻥ ﻳﺎﺑﺪ‪.‬‬
‫‪ .8‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺳﻮﺍﺑﻖ ﻣﻌﺎﻣﻼﺕ ﻭ ﺻﻮﺭﺗﺤﺴﺎﺏ ﻣﺸﺘﺮﻱ ﺭﺍ ﺑﻪ ﻧﺤﻮﻱ ﻧﮕﻬﺪﺍﺭﻱ ﻛﻨﺪ ﻛﻪ ﺣﺴﺐ ﻣﻮﺭﺩ ﺑﻪ ﺳﺎﺯﻣﺎﻥ‪ ،‬ﺑﻮﺭﺱ ﻳﺎ ﺷﺮﻛﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﻱ ﻗﺎﺑﻞ ﺍﺭﺍﺋﻪ ﺑﺎﺷﺪ‪.‬‬
‫‪ .9‬ﺩﺭ ﺻﻮﺭﺗﻲ ﻛﻪ ﻣﺸﺘﺮﻱ ﭘﺲ ﺍﺯ ﺍﺭﺍﺋﻪ ﺳﻔﺎﺭﺵ ﻭ ﻗﺒﻞ ﺍﺯ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﭼﺎﺭﭼﻮﺏ ﻣﻘﺮﺭﺍﺕ ﺍﺯ ﺍﺟﺮﺍﻱ ﺳﻔﺎﺭﺵ ﻣﻨﺼﺮﻑ ﺷﻮﺩ ﻳﺎ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﻫﺮ ﻋﻠﺖ ﻧﺘﻮﺍﻧﺪ ﻧﺴﺒﺖ ﺑﻪ ﺍﺟﺮﺍﻱ ﺳﻔﺎﺭﺵ ﻣﺸﺘﺮﻱ ﺍﻗﺪﺍﻡ ﻛﻨﺪ‪ ،‬ﺣﺴﺐ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﻱ ﻭﺟﻮﻩ ﻭﻱ ﺑﺎﻳﺪ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﻣﺴﺘﺮﺩ ﺷﻮﺩ‪.‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬
 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 20‬ﺍﺯ ‪21‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ ﻓﺮﻡ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﯿﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺳﻬﺎﻡ ﺍﺷﺨﺎﺹ ﺣﻘﯿﻘﯽ‬
‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫ﮐﺪ ﺳﻨﺪ ‪MSB-P17-F19‬‬

‫‪ . 10‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻲ ﺗﻮﺍﻧﺪ ﺩﺭ ﻣﻮﺭﺩ ﺳﻔﺎﺭﺵ ﻫﺎﻱ ﻓﺮﻭﺵ‪ ،‬ﻋﻼﻭﻩ ﺑﺮ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺍﻭﻟﻴﻪ‪ ،‬ﺑﻪ ﻣﻨﻈﻮﺭ ﺍﻃﻤﻴﻨﺎﻥ ﺍﺯ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﻣﺸﺘﺮﻱ‪ ،‬ﻭﺛﺎﻳﻖ ﻳﺎ ﺗﻀﺎﻣﻴﻨﻲ ﺗﺎ ﺳﻘﻒ ﺗﻌﻴﻴﻨﺸﺪﻩ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﻣﺸﺘﺮﻱ ﺩﺭﻳﺎﻓﺖ ﻛﻨﺪ‪.‬‬
‫‪ . 11‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺩﺭ ﺻﻮﺭﺕ ﺩﺭﻳﺎﻓﺖ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺍﻭﻟﻴﻪ ﺍﺯ ﻣﺸﺘﺮﻱ‪ ،‬ﺳﻔﺎﺭﺵ ﻭﻱ ﺭﺍ ﺩﺭ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺕ ﺑﺎﺯﺍﺭ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺛﺒﺖ ﻛﻨﺪ ﻭ ﻣﺠﺎﺯ ﻧﻴﺴﺖ ﺑﻪ ﻫﻴﭻ ﻭﺟﻪ ﺍﺯ ﻭﺟﻮﻩ ﻣﺸﺘﺮﻳﺎﻥ ﺑﻪ ﻧﻔﻊ ﺧﻮﺩ ﻳﺎ ﺳﺎﻳﺮ ﺍﺷﺨﺎﺹ ﺍﺳﺘﻔﺎﺩﻩ ﻧﻤﺎﻳﻨﺪ‪.‬‬
‫‪. 12‬ﻛﺎﺭﮔﺰﺍﺭ ﭘﺲ ﺍﺯ ﺩﺭﻳﺎﻓﺖ ﮔﺰﺍﺭﺵ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﻋﻤﻠﻴﺎﺕ ﺑﻪ ﺭﻭﺯﺭﺳﺎﻧﻲ ﺣﺴﺎﺏ ﻫﺎ ﺭﺍ ﺑﺮ ﺍﺳﺎﺱ ﻣﻔﺎﺩ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﻧﺠﺎﻡ ﻣﻲ ﺩﻫﺪ‪.‬‬
‫‪ . 13‬ﺷﻴﻮﻩ ﺍﺑﻼﻍ ﺍﺧﻄﺎﺭﻳﻪ ﺍﻓﺰﺍﻳﺶ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺑﻪ ﻣﺸﺘﺮﻱ ﺑﻪ ﻳﻜﻲ ﺍﺯ ﺭﻭﺵ ﻫﺎﻱ ﺯﻳﺮ ﺍﺳﺖ‪:‬‬
‫‪ )1‬ﺣﻀﻮﺭﻱ ﻭ ﺍﺧﺬ ﺍﻣﻀﺎﻱ ﻣﺸﺘﺮﻱ؛‬
‫‪ )2‬ﺍﺭﺳﺎﻝ ﺑﻪ ﺷﻤﺎﺭﻩ ﻓﺎﻛﺲ ‪ ............‬ﻭ ﭘﺴﺖ ﺍﻟﻜﺘﺮﻭﻧﻴﻜﻲ ﺑﻪ ﺁﺩﺭﺱ‪[email protected]‬‬
‫‪ . 14‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺍﮔﺮ ﻣﺸﺘﺮﻱ ﻣﺸﻤﻮﻝ ﺩﺭﻳﺎﻓﺖ ﺍﺧﻄﺎﺭﻳﻪ ﺍﻓﺰﺍﻳﺶ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺷﺪﻫﺎﺳﺖ‪ ،‬ﺗﺎ ﭘﻴﺶ ﺍﺯ ﻭﺍﺭﻳﺰ ﻭﺟﻮﻩ ﻳﺎ ﺑﺴﺘﻦ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺑﺎﺯ ﺗﻮﺳﻂ ﻣﺸﺘﺮﻱ‪ ،‬ﻣﺘﻨﺎﺳﺐ ﺑﺎ ﺍﺧﻄﺎﺭﻳﻪ ﺍﻓﺰﺍﻳﺶ ﻭﺟﻪ ﺗﻀﻤﻴﻦ‪ ،‬ﺳﻔﺎﺭﺵ ﻫﺎﻱ ﺍﻓﺰﺍﻳﻨﺪﻩ ﻣﻮﻗﻌﻲ ﺗﻬﺎﻱ ﺑﺎﺯ ﻣﺸﺘﺮﻱ ﺭﺍ ﻧﭙﺬﻳﺮﺩ‪.‬‬
‫‪ . 15‬ﺍﮔﺮ ﻣﺸﺘﺮﻱ ﺗﺎ ‪ ...................................‬ﺳﺎﻋﺖ ﭘﺲ ﺍﺯ ﺷﺮﻭﻉ ﻣﻌﺎﻣﻼﺕ ﺭﻭﺯ ﺑﻌﺪ‪ ،‬ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺧﻮﺩ ﺭﺍ ﺗﺎ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﻻﺯﻡ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ ﻗﺒﻞ ﺍﻓﺰﺍﻳﺶ ﻧﺪﻫﺪ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺩﺭ ﻫﻤﺎﻥ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺭﺍﺳﺎً ﺍﻗﺪﺍﻡ ﺑﻪ ﺑﺴﺘﻦ ﺁﻥ ﺩﺳﺘﻪ ﺍﺯ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺑﺎﺯ ﻣﺸﺘﺮﻱ ﻛﻪ ﺗﻌﻬﺪﺍﺕ ﻭﺟﻪ‬
‫ﺗﻀﻤﻴﻦ ﺁﻥ ﺍﻳﻔﺎ ﻧﺸﺪﻩ ﺍﺳﺖ‪ ،‬ﻛﻨﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﺑﺴﺘﻦ ﻣﻮﻗﻌﻴﺖ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺮ ﺍﺳﺎﺱ ﻗﻴﻤﺖ ﻣﻌﺎﻣﻠﻪ ﺍﻱ ﻛﻪ ﻣﻨﺠﺮ ﺑﻪ ﺑﺴﺘﻦ ﻣﻮﻗﻌﻴﺖ ﺷﺪﻩ ﺍﺳﺖ‪ ،‬ﺗﺴﻮﻳﻪ ﻣﻲ ﺷﻮﺩ‪.‬‬

‫‪ 1. 6‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﻣﺎﺯﺍﺩ ﻣﻮﺟﻮﺩﻱ ﺣﺴﺎﺏ ﻣﺸﺘﺮﻱ ﻧﺴﺒﺖ ﺑﻪ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺭﺍ ﺩﺭ ﺻﻮﺭﺕ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﻱ ﺑﻪ ﺣﺴﺎﺏ ﺑﺴﺘﺎﻧﻜﺎﺭﻱ ﻣﺸﺘﺮﻱ ﻣﻨﻈﻮﺭ ﻭ ﺣﺪﺍﻛﺜﺮ ﺩﻭ ﺭﻭﺯ ﻛﺎﺭﻱ ﭘﺲ ﺍﺯ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﻱ ﺑﻪ ﻭﻱ ﭘﺮﺩﺍﺧﺖ ﻛﻨﺪ‬
‫‪ . 17‬ﻣﺸﺘﺮﻱ ﻣﻲ ﺗﻮﺍﻧﺪ ﭘﺲ ﺍﺯ ﭘﺎﻳﺎﻥ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺕ‪ ،‬ﺗﺎ ﺍﻧﺘﻬﺎﻱ ﺭﻭﺯ ﻛﺎﺭﻱ ﺍﺯ ﻛﺎﺭﮔﺰﺍﺭ ﺩﺭﺧﻮﺍﺳﺖ ﻛﻨﺪ ﺗﺎ ﺍﻃﻼﻋﺎﺕ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺑﺎﺯ ﻭﻱ ﺭﺍ ﺑﻪ ﻟﺤﺎﻅ ﺗﻐﻴﻴﺮﺍﺕ ﻭﺟﻪ ﺗﻀﻤﻴﻦ‪ ،‬ﺳﻮﺩ )ﺯﻳﺎﻥ( ﺭﻭﺯﺍﻧﻪ ﻭ ﺳﺎﻳﺮ ﻣﻮﺍﺭﺩ ﺑﻪ ﻭﻱ ﺍﺭﺍﺋﻪ ﻛﻨﺪ ﻭ ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﭘﻴﺶ ﺍﺯ ﺷﺮﻭﻉ ﺟﻠﺴﻪ ﻣﻌﺎﻣﻼﺕ‬
‫ﺭﻭﺯ ﻛﺎﺭﻱ ﺑﻌﺪ‪ ،‬ﺍﻃﻼﻋﺎﺕ ﺩﺭﺧﻮﺍﺳﺘﻲ ﺭﺍ ﺩﺭ ﺍﺧﺘﻴﺎﺭ ﻣﺸﺘﺮﻱ ﻗﺮﺍﺭ ﺩﻫﺪ‪.‬‬
‫‪ . 18‬ﺍﮔﺮ ﺍﺯ ﺗﺎﺧﻴﺮ ﻳﺎ ﻋﺪﻡ ﺍﻗﺪﺍﻡ ﻛﺎﺭﮔﺰﺍﺭ ﺩﺭ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﻣﻮﺿﻮﻉ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺩﺭ ﻣﻘﺎﺑﻞ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ‪ ،‬ﺧﺴﺎﺭﺗﻲ ﺑﻪ ﻣﺸﺘﺮﻱ ﻭﺍﺭﺩ ﺷﻮﺩ ﻳﺎ ﻣﺸﺘﺮﻱ ﻣﺘﺤﻤﻞ ﻫﺰﻳﻦ ﻫﻬﺎﻳﻲ ﺷﻮﺩ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻠﺰﻡ ﺑﻪ ﺟﺒﺮﺍﻥ ﻫﻤﻪ ﻫﺰﻳﻨﻪ ﻫﺎ ﻭ ﺧﺴﺎﺭﺍﺕ ﻭﺍﺭﺩﻩ ﺍﺳﺖ‪ .‬ﻣﺴﺌﻮﻟﻴﺖ ﻛﺎﺭﮔﺰﺍﺭ ﻣﻨﻮﻁ ﺑﻪ ﺗﺄﻣﻴﻦ‬
‫ﺑﻬﻤﻮﻗﻊ ﻭﺟﻮﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﻱ ﻧﺰﺩ ﻛﺎﺭﮔﺰﺍﺭ ﺍﺳﺖ‪.‬‬
‫‪ . 19‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﻧﺴﺒﺖ ﺑﻪ ﺣﻔﻆ ﻭ ﻋﺪﻡ ﺍﻓﺸﺎﻱ ﺍﻃﻼﻋﺎﺕ ﺳﻔﺎﺭﺷﻬﺎ ﻭ ﻣﻌﺎﻣﻼﺕ ﻣﺸﺘﺮﻱ ﻣﻄﺎﺑﻖ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﺗﻤﻬﻴﺪﺍﺕ ﻻﺯﻡ ﺭﺍ ﺑﻬﻜﺎﺭ ﺑﺮﺩ‪.‬‬
‫‪ . 20‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻮﻇﻒ ﺍﺳﺖ ﺑﻨﺎ ﺑﻪ ﺩﺭﺧﻮﺍﺳﺖ ﻣﺸﺘﺮﻱ‪ ،‬ﮔﺰﺍﺭﺵ ﻛﺎﻣﻠﻲ ﺍﺯ ﺭﻳﺰ ﻣﻌﺎﻣﻼﺕ ﺍﻧﺠﺎﻡ ﺷﺪﻩ ﻣﺸﺘﺮﻱ ﻭ ﻭﺿﻌﻴﺖ ﺣﺴﺎﺏ ﻭﻱ ﺭﺍ ﺑﻪ ﻳﻜﻲ ﺍﺯ ﺭﻭﺷﻬﺎﻱ ﻣﻨﺪﺭﺝ ﺩﺭ ﺑﻨﺪ ‪ 13‬ﻣﺎﺩﻩ ‪ 6‬ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﻱ‪-‬ﻛﺎﺭﮔﺰﺍﺭ ﺍﺭﺍﺋﻪ ﻧﻤﺎﻳﺪ‪.‬‬
‫ﻣﺎﺩﻩ ‪: 7‬ﺗﺴﻮﻳﻪ ﻧﻬﺎﻳﻲ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‬
‫‪ .1‬ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﺩﺭ ﺻﻮﺭﺕ ﺗﻤﺎﻳﻞ ﺑﻪ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺑﺎﻳﺪ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﻭ ﻧﻮﻉ ﺗﺴﻮﻳﻪ ﺧﻮﺩ ﺭﺍ ﺩﺭ ﻣﻬﻠﺖ ﻣﻘﺮﺭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﺭﻭﺵ ‪ ....................................‬ﺑﻪ ﻛﺎﺭﮔﺰﺍﺭ ﺍﺭﺍﺋﻪ ﻛﻨﺪ‪.‬‬
‫‪ .2‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺩﺭ ﺯﻣﺎﻥ ﻣﺸﺨﺼﺸﺪﻩ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺩﺭﺧﻮﺍﺳﺖ ﻫﺎﻱ ﺍﻋﻤﺎﻝ ﺭﺍ ﺑﻪ ﻫﻤﺮﺍﻩ ﻧﻮﻉ ﺗﺴﻮﻳﻪ ﺑﻪ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺍﻋﻼﻡ ﻛﻨﺪ‪ .‬ﺍﻋﻼﻡ ﻛﺎﺭﮔﺰﺍﺭ ﻣﺒﻨﺎﻱ ﺗﺨﺼﻴﺺ ﻭﺟﻮﻩ ﻣﻮﺟﻮﺩ ﺩﺭ ﺣﺴﺎﺏ ﺍﻋﻤﺎﻝ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﺗﻔﻜﻴﻚ ﻣﺸﺘﺮﻱ ﺍﺳﺖ‪.‬‬
‫‪ .3‬ﻛﺎﺭﮔﺰﺍﺭ ﺑﺎﻳﺪ ﺩﺭ ﺯﻣﺎﻥ ﻣﺸﺨﺺ ﺷﺪﻩ ‪ ،..........................‬ﺗﻌﻬﺪﺍﺕ ﻣﺮﺑﻮﻁ ﺑﻪ ﺍﻋﻤﺎﻝ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺗﺨﺼﻴﺺ ﻳﺎﻓﺘﻪ ﺭﺍ ﺑﻪ ﺍﻃﻼﻉ ﺍﻳﺸﺎﻥ ﺑﺮﺳﺎﻧﺪ‪ .‬ﺷﻴﻮﻩ ﺍﺑﻼﻍ ﺑﻪ ﻣﺸﺘﺮﻱ ﺑﻪ ﻳﻜﻲ ﺍﺯ ﺭﻭﺵ ﻫﺎﻱ ﺯﻳﺮ ﺍﺳﺖ‪:‬‬
‫‪ )1‬ﺣﻀﻮﺭﻱ ﻭ ﺍﺧﺬ ﺍﻣﻀﺎﻱ ﻣﺸﺘﺮﻱ؛‬
‫‪ )2‬ﺍﺭﺳﺎﻝ ﺑﻪ ﺷﻤﺎﺭﻩ ﻓﺎﻛﺲ ﻭ ﭘﺴﺖ ﺍﻟﻜﺘﺮﻭﻧﻴﻜﻲ ﺑﻪ ﺁﺩﺭﺱ ‪[email protected]‬‬
‫‪ .4‬ﺍﮔﺮ ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺍﻋﻤﺎﻝ ﻛﻨﺪ‪ ،‬ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﻣﻮﻇﻒ ﺑﻪ ﺍﻧﺠﺎﻡ ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ ﻣﻄﺎﺑﻖ ﺑﺎ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﻴﺒﺎﺷﺪ‪ .‬ﺍﮔﺮ ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﺑﻪ ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ ﻋﻤﻞ ﻧﻜﻨﺪ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺮ ﺍﺳﺎﺱ ﻗﻴﻤﺖ ﭘﺎﻳﺎﻧﻲ ﺳﻬﻢ ﭘﺎﻳﻪ‬
‫ﺩﺭ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺗﺴﻮﻳﻪ ﻧﻘﺪﻱ ﻭ ﺧﺴﺎﺭﺕ ﻫﺎﻱ ﻣﻘﺮﺭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺯ ﻭﻱ ﺩﺭﻳﺎﻓﺖ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ .5‬ﺍﺟﺮﺍﻱ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﻓﻴﺰﻳﻜﻲ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺧﺮﻳﺪ‪ ،‬ﻣﺴﺘﻠﺰﻡ ﺗﺎﻣﻴﻦ ﺍﺭﺯﺵ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺗﻮﺳﻂ ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﻭ ﺍﺟﺮﺍﻱ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﻓﻴﺰﻳﻜﻲ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻓﺮﻭﺵ‪ ،‬ﻣﺴﺘﻠﺰﻡ ﻭﺟﻮﺩ ﺳﻬﻢ ﭘﺎﻳﻪ ﺑﻪ ﺗﻌﺪﺍﺩ ﺍﻧﺪﺍﺯﺓ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺭ ﻛﺪ‬
‫ﻣﺎﻟﻜﻴﺖ ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﺩﺭ ﺯﻣﺎﻥ ﻣﺸﺨﺼﺸﺪﻩ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺳﺖ‪.‬‬
‫‪ .6‬ﺩﺭ ﻣﻮﺭﺩ ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﺑﺎﺯ ﻓﺮﻭﺵ‪ ،‬ﻓﺮﻭﺷﻨﺪﻩ ﺑﺎﻳﺪ ﺩﺭ ﻣﻬﻠﺖ ﻣﻘﺮﺭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺣﺴﺐ ﻣﻮﺭﺩ‪ ،‬ﺍﺭﺯﺵ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺩﺭ ﺣﺴﺎﺏ ﺍﻋﻤﺎﻝ ﻛﺎﺭﮔﺰﺍﺭ ﺗﺎﻣﻴﻦ ﻛﺮﺩﻩ ﻳﺎ ﺳﻬﻢ ﭘﺎﻳﻪ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺭﺍ ﺩﺭ ﻛﺪ ﻣﺎﻟﻜﻴﺖ ﺧﻮﺩ ﺩﺭ ﺷﺮﻛﺖ ﺳﭙﺮﺩﻩ ﮔﺬﺍﺭﻱ‬
‫ﻣﺮﻛﺰﻱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﺗﺴﻮﻳﻪ ﻭﺟﻮﻩ ﺩﺍﺷﺘﻪ ﺑﺎﺷﺪ‪ .‬ﺳﻬﻢ ﭘﺎﻳﻪ ﻣﻮﺟﻮﺩ ﺩﺭ ﻛﺪ ﻣﺎﻟﻜﻴﺖ ﻓﺮﻭﺷﻨﺪﻩ ﺑﻪ ﻣﻴﺰﺍﻥ ﺗﻌﻬﺪ ﻭﻱ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺗﻮﺳﻂ ﺷﺮﻛﺖ ﺳﭙﺮﺩ ﻫﮕﺬﺍﺭﻱ ﻣﺮﻛﺰﻱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﻭ ﺗﺴﻮﻳﻪ ﻭﺟﻮﻩ ﻣﺴﺪﻭﺩ ﻣﻲ ﺷﻮﺩ‪ .‬ﺩﺭ ﻏﻴﺮ ﺍﻳﻦ ﺻﻮﺭﺕ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺮ ﺣﺴﺐ‬
‫ﻗﻴﻤﺖ ﭘﺎﻳﺎﻧﻲ ﺳﻬﻢ ﭘﺎﻳﻪ ﺩﺭ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺗﺴﻮﻳﻪ ﻧﻘﺪﻱ ﻣﻲ ﺷﻮﺩ ﻭ ﻣﺸﺘﺮﻱ ﻣﻠﺰﻡ ﺑﻪ ﭘﺮﺩﺍﺧﺖ ﺧﺴﺎﺭﺍﺗﻲ ﺍﺳﺖ ﻛﻪ ﺗﻮﺳﻂ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ ﺍﺯ ﻛﺎﺭﮔﺰﺍﺭ ﺩﺭﻳﺎﻓﺖ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ .7‬ﺍﮔﺮ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﺍﺭﺍﺋﻬﺸﺪﻩ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﺩﻟﻴﻞ ﻋﺪﻡ ﻭﺟﻮﺩ ﺷﺮﺍﻳﻂ ﻣﻮﺿﻮﻉ ﻣﺎﺩﻩ ‪ 43‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍ ﻧﺸﻮﺩ‪ ،‬ﻋﻠﻴﺮﻏﻢ ﻋﺪﻡ ﺍﺟﺮﺍﻱ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻣﻜﻠﻒ ﺑﻪ ﭘﺮﺩﺍﺧﺖ ﻛﺎﺭﻣﺰﺩ ﻫﺎﻱ ﺍﻋﻤﺎﻝ ﻣﻲ ﺑﺎﺷﺪ‪ .‬ﻣﺸﺘﺮﻱ ﻣﻠﺰﻡ ﺑﻪ ﭘﺮﺩﺍﺧﺘﺨﺴﺎﺭﺗﻬﺎﻱ ﻣﻮﺿﻮﻉ ﺍﻳﻦ ﺑﻨﺪ ﺑﻪ‬
‫ﻛﺎﺭﮔﺰﺍﺭ ﻣﻴﺒﺎﺷﺪ‪.‬‬
‫‪ .8‬ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺯﻣﺎﻥ ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺁﻥ ﺍﻣﻜﺎﻥ ﭘﺬﻳﺮ ﻧﻴﺴﺖ‪ .‬ﺻﺮﻓﺎً ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻞ ﻫﺎﻱ ﻛﻪ ﺗﺎ ﭘﺎﻳﺎﻥ ﺩﻭﺭﺓ ﻣﻌﺎﻣﻼﺗﻲ ﻣﺘﻮﻗﻒ ﺑﺎﺷﺪ‪ ،‬ﺩﺭ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ ﻣﻲ ﺗﻮﺍﻧﺪ ﺍﻋﻤﺎﻝ ﺷﻮﺩ ﻛﻪ ﺩﺭ ﺍﻳﻦ ﺻﻮﺭﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺮﺍﺳﺎﺱ ﺁﺧﺮﻳﻦ ﻗﻴﻤﺖ‬
‫ﭘﺎﻳﺎﻧﻲ ﺳﻬﻢ ﭘﺎﻳﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﻧﻘﺪﻱ‪ ،‬ﺗﺴﻮﻳﺔ ﻧﻘﺪﻱ ﻣﯽ ﺷﻮﺩ‪.‬‬
‫‪ .9‬ﺩﺭ ﺻﻮﺭﺗﻲ ﻛﻪ ﭘﺲ ﺍﺯ ﺍﻋﻤﺎﻝ‪ ،‬ﻣﻴﺰﺍﻥ ﻣﺎﻟﻜﻴﺖ ﺳﻬﺎﻣﺪﺍﺭ ﺍﺯ ﺳﻘﻒ ﻫﺎﻱ ﻣﺠﺎﺯ ﺳﻬﺎﻣﺪﺍﺭﻱ ﺑﻴﺸﺘﺮ ﮔﺮﺩﺩ‪ ،‬ﺳﻬﺎﻣﺪﺍﺭ ﻣﺰﺑﻮﺭ ﻣﻮﻇﻒ ﺑﻪ ﻋﺮﺿﻪ ﺳﻬﺎﻡ ﻣﺎﺯﺍﺩ ﺍﻳﺠﺎﺩ ﺷﺪﻩ ﺑﻪ ﻋﻠﺖ ﺍﻋﻤﺎﻝ ﺩﺭ ﻣﻬﻠﺖ ﺗﻌﻴﻴﻨﺸﺪﻩ ﺗﻮﺳﻂ ﺑﻮﺭﺱ ﺧﻮﺍﻫﺪ ﺑﻮﺩ‪.‬‬
‫‪ . 10‬ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﻣﺸﺘﺮﻱ‪ ،‬ﭘﺲ ﺍﺯ ﺍﺭﺳﺎﻝ ﺁﻥ ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ‪ ،‬ﻗﺎﺑﻞ ﺍﺻﻼﺡ ﻳﺎ ﻟﻐﻮ ﻧﻴﺴﺖ‪.‬‬
‫ﻣﺎﺩﻩ ‪::8‬ﺣﻮﺍﺩﺙ ﻧﺎﮔﻬﺎﻧﻲ ﻭ ﻓﻮﺭﺱ ﻣﺎﮊﻭﺭ‬
‫ﻫﺮﮔﺎﻩ ﺍﺟﺮﺍﻱ ﺗﻤﺎﻡ ﻳﺎ ﺑﺨﺸﻲ ﺍﺯ ﻗﺮﺍﺭﺩﺍﺩ ﺑﻪ ﻭﺍﺳﻄﻪ ﻳﻚ ﻋﻠﺖ ﺧﺎﺭﺟﻲ‪ ،‬ﻏﻴﺮﻗﺎﺑﻞ ﭘﻴﺸﮕﻴﺮﻱ‪ ،‬ﻣﻘﺎﻭﻣﺖ ﻧﺎﭘﺬﻳﺮ ﻭ ﻏﻴﺮﻗﺎﺑﻞ ﻳﭙﺶ ﺑﻴﻨﻲ ﻏﻴﺮﻣﻤﻜﻦ ﺷﻮﺩ ﻳﺎ ﺑﻪ ﺗﺄﺧﻴﺮ ﺍﻓﺘﺪ‪ ،‬ﻃﺮﻓﻲ ﻛﻪ ﺩﺭ ﺍﻳﻦ ﻭﺿﻌﻴﺖ ﻗﺮﺍﺭ ﮔﺮﻓﺘﻪ ﺍﺳﺖ ﻣﺴﺌﻮﻝ ﺟﺒﺮﺍﻥ ﺧﺴﺎﺭﺍﺕ ﻧﺎﺷﻲ ﺍﺯ ﻋﺪﻡ ﺍﺟﺮﺍ ﻳﺎ ﺗﺎﺧﻴﺮ ﺩﺭ ﺍﺟﺮﺍﻱ ﻗﺮﺍﺭﺩﺍﺩ‬
‫ﻧﻴﺴﺖ‪ .‬ﺩﺭ ﺍﻳﻦ ﺻﻮﺭﺕ ﻭﻱ ﻣﻜﻠﻒ ﺍﺳﺖ ﺩﺭ ﺍﺳﺮﻉ ﻭﻗﺖ )ﺣﺪﺍﻛﺜﺮ ‪ 7‬ﺭﻭﺯ ﻛﺎﺭﻱ( ﻣﺮﺍﺗﺐ ﺭﺍ ﻛﺘﺒﺎً ﺑﻪ ﻃﺮﻑ ﻣﻘﺎﺑﻞ ﺍﻃﻼﻉ ﺩﻫﺪ‪.‬‬
‫ﺍﻋﻼﻡ ﺭﺳﻤﻲ ﺑﻮﺭﺱ ﻳﺎ ﺷﺮﻛﺖ ﺳﭙﺮﺩﻫﮕﺬﺍﺭﻱ ﻣﺮﻛﺰﻱ ﺩﺭ ﺣﻜﻢ ﺍﻃﻼﻉ ﻣﺸﺘﺮﻱ ﺍﺳﺖ‪.‬‬
‫ﻣﺎﺩﻩ ‪:9‬ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ‬
‫‪ .1‬ﻫﺮ ﻳﻚ ﺍﺯ ﻃﺮﻓﻴﻦ ﻣﻲ ﺗﻮﺍﻧﻨﺪ ﺩﺭ ﺻﻮﺭﺕ ﺗﺤﻘﻖ ﻣﻮﺍﺭﺩ ﺫﻳﻞ‪ ،‬ﻣﺮﺍﺗﺐ ﺭﺍ ﺑﺎ ﺫﻛﺮ ﻣﺴﺘﻨﺪﺍﺕ ﺑﻪ ﻃﺮﻑ ﺩﻳﮕﺮ ﺍﻋﻼﻡ ﻛﻨﺪ‪ .‬ﺍﮔﺮ ﺩﺭ ﻣﺪﺕ ﺩﻩ ﺭﻭﺯ ﻛﺎﺭﻱ ﭘﺎﺳﺨﻲ ﺍﺭﺍﺋﻪ ﻧﺸﻮﺩ ﻳﺎ ﭘﺎﺳﺦ ﺍﺭﺍﺋﻬﺸﺪﻩ ﻣﻮﺭﺩ ﻗﺒﻮﻝ ﺍﺧﻄﺎﺭﺩﻫﻨﺪﻩ ﻧﺒﺎﺷﺪ‪ ،‬ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﻛﺘﺒﺎً ﺑﻪ ﻃﺮﻑ ﺩﻳﮕﺮ ﺍﻋﻼﻡ ﻣﻲ ﺷﻮﺩ‪:‬‬
‫‪ )1‬ﻧﻘﺾ ﻫﺮ ﻳﻚ ﺍﺯ ﺷﺮﻭﻁ ﻗﺮﺍﺭﺩﺍﺩ*‬
‫‪ )2‬ﺑﺮﻭﺯ ﺣﻮﺍﺩﺙ ﻣﻮﺿﻮﻉ ﻣﺎﺩﻩ ‪ 8‬ﻭ ﺗﺪﺍﻭﻡ ﺁﻥ ﺑﻴﺶ ﺍﺯ ﺑﻴﺴﺖ ﺭﻭﺯ ﻛﺎﺭﻱ*‬
‫‪ .2‬ﻫﺮ ﮔﺎﻩ ﻣﺸﺘﺮﻱ ﺍﺯ ﺍﺩﺍﻣﻪ ﻫﻤﻜﺎﺭﻱ ﺩﺭ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺍﺯ ﻃﺮﻳﻖ ﻛﺎﺭﮔﺰﺍﺭ ﻣﻨﺼﺮﻑ ﺷﻮﺩ‪ ،‬ﻣﻴﺘﻮﺍﻧﺪ ﻗﺮﺍﺭﺩﺍﺩ ﺭﺍ ﻓﺴﺦ ﻛﻨﺪ‪ ،‬ﻣﺸﺮﻭﻁ ﺑﻪ ﺁﻥ ﻛﻪ ﻣﺮﺍﺗﺐ ﺭﺍ ﺍﺯ ﻗﺒﻞ‪ ،‬ﻇﺮﻑ ﺩﻭ ﺭﻭﺯ ﻛﺎﺭﻱ ﺑﻪ ﻛﺎﺭﮔﺰﺍﺭ ﺍﻋﻼﻡ ﻛﻨﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ (1‬ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﻣﺎﻧﻊ ﻣﻄﺎﻟﺒﻪ ﻫﺰﻳﻦ ﻫﻬﺎ ﻭ ﺧﺴﺎﺭﺍﺕ ﻣﻘﺮﺭ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﻧﻴﺴﺖ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ (2‬ﻫﻤﺰﻣﺎﻥ ﺑﺎ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻫﺮ ﻳﻚ ﺍﺯ ﻃﺮﻓﻴﻦ ﻣﻮﻇﻒ ﺑﻪ ﺍﻋﻼﻡ ﻛﺘﺒﻲ ﻣﺮﺍﺗﺐ ﺑﺎ ﺫﻛﺮ ﺩﻗﻴﻖ ﺗﺎﺭﻳﺦ ﻓﺴﺦ‪ ،‬ﺑﻪ ﺑﻮﺭﺱ ﻫﺴﺘﻨﺪ‪.‬‬
‫ﺗﺒﺼﺮﻩ ‪ (3‬ﺩﺭ ﺻﻮﺭﺕ ﻓﺴﺦ ﻗﺮﺍﺭﺩﺍﺩ ﺗﻮﺳﻂ ﻫﺮ ﻳﻚ ﺍﺯ ﻃﺮﻓﻴﻦ‪ ،‬ﻧﺴﺒﺖ ﺑﻪ ﺗﺴﻮﻳﻪ ﺣﺴﺎﺏ ﻣﻄﺎﺑﻖ ﺍﻋﻼﻡ ﻛﺎﺭﮔﺰﺍﺭ ﺍﻗﺪﺍﻡ ﻡ ﻳﺸﻮﺩ‪.‬‬
‫ﻣﺎﺩﻩ ‪:10‬ﺣﻞ ﺍﺧﺘﻼﻓﺎﺕ‬
‫ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﻭﺯ ﺍﺧﺘﻼﻑ ﺩﺭ ﺗﻔﺴﻴﺮ ﻳﺎ ﺍﺟﺮﺍﻱ ﻣﻔﺎﺩ ﺗﻤﺎﻡ ﻳﺎ ﺑﺨﺸﻲ ﺍﺯ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻃﺮﻓﻴﻦ ﺑﺪﻭﺍً ﺳﻌﻲ ﺧﻮﺍﻫﻨﺪ ﻛﺮﺩ ﻛﻪ ﺁﻥ ﺭﺍ ﺍﺯ ﻃﺮﻳﻖ ﻣﺬﺍﻛﺮﻩ ﺣﻠﻮﻓﺼﻞ ﻛﻨﻨﺪ‪ .‬ﺩﺭ ﺻﻮﺭﺕ ﻋﺪﻡ ﺣﺼﻮﻝ ﻧﺘﻴﺠﻪ‪ ،‬ﺗﺮﺗﻴﺒﺎﺕ ﻣﻮﺍﺩ ‪ 36‬ﻭ ‪ 37‬ﻗﺎﻧﻮﻥ ﺑﺎﺯﺍﺭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺩﺭ ﻣﻮﺭﺩ ﺣﻞ ﺍﺧﺘﻼﻑ ﻻﺯ ﻣﺎﻻﺟﺮﺍ ﺍﺳﺖ‪.‬‬
‫ﻣﺎﺩﻩ ‪:11‬ﺍﻗﺎﻣﺘﮕﺎﻩ ﻗﺎﻧﻮﻧﻲ ﻃﺮﻓﻴﻦ‬
‫ﺍﻗﺎﻣﺘﮕﺎﻩ ﻃﺮﻓﻴﻦ ﻫﻤﺎﻥ ﺍﺳﺖ ﻛﻪ ﺩﺭ ﻣﺎﺩﻩ ﻳﻚ ﻗﺮﺍﺭﺩﺍﺩ ﺫﻛﺮ ﺷﺪﻩ ﺍﺳﺖ‪ .‬ﻫﺮ ﻳﻚ ﺍﺯ ﻃﺮﻓﻴﻦ ﺩﺭ ﺻﻮﺭﺕ ﺗﻐﻴﻴﺮ ﻧﺸﺎﻧﻲ ﻣﻮﻇﻒ ﺍﺳﺖ ﺍﻗﺎﻣﺘﮕﺎﻩ ﺟﺪﻳﺪ ﺧﻮﺩ ﺭﺍ ﻇﺮﻑ ﻣﺪﺕ ﺣﺪﺍﻛﺜﺮ ‪ 7‬ﺭﻭﺯ ﻛﺎﺭﻱ ﭘﺲ ﺍﺯ ﺗﻐﻴﻴﺮ ﺑﻪ ﻃﺮﻑ ﺩﻳﮕﺮ ﺍﻃﻼﻉ ﺩﻫﺪ‪ .‬ﺗﺎ ﺯﻣﺎﻧﻲ ﻛﻪ ﻧﺸﺎﻧﻲ ﺟﺪﻳﺪ ﺍﻋﻼﻡ ﻧﺸﺪﻩ ﺍﺳﺖ‪ ،‬ﻣﻜﺎﺗﺒﺎﺕ‬
‫ﺑﻪ ﺁﺩﺭﺱ ﻗﺒﻠﻲ ﺍﺭﺳﺎﻝ ﻣﻲ ﺷﻮﻧﺪ ﻭ ﺩﺭﻳﺎﻓﺘﺸﺪﻩ ﺗﻠﻘﻲ ﻣﯽ ﺷﻮﻧﺪ‪ .‬ﺍﻳﻦ ﻗﺮﺍﺭﺩﺍﺩ ﺩﺭ ‪ 11‬ﻣﺎﺩﻩ ﻭ ‪ 3‬ﺗﺒﺼﺮﻩ‪ ،‬ﺩﺭ ﺳﻪ ﻧﺴﺨﻪ ﺗﻨﻈﻴﻢ ﺷﺪ ﻭ ﺩﺭ ﺗﺎﺭﻳﺦ ‪ ...............‬ﺑﻪ ﺍﻣﻀﺎﻱ ﻃﺮﻓﻴﻦ ﺭﺳﻴﺪ‪ .‬ﻳﻚ ﻧﺴﺨﻪ ﺍﺯ ﻗﺮﺍﺭﺩﺍﺩ ﻧﺰﺩ ﻃﺮﻓﻴﻦ ﺧﻮﺍﻫﺪ ﺑﻮﺩ ﻭ ﻧﺴﺨﻪ ﺩﻳﮕﺮ ﺑﻪ ﺑﻮﺭﺱ ﺍﺭﺍﺋﻪ ﻣﯽ ﺷﻮﺩ‪.‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬
 ‫‪010126249‬‬ ‫ﺳﺮﯾﺎﻝ ‪:‬‬

‫‪1401/10/20‬‬ ‫ﺗﺎﺭﯾﺦ‪:‬‬

‫ﺻﻔﺤﻪ ‪ 21‬ﺍﺯ ‪21‬‬ ‫ﻋﻨﻮﺍﻥ ﺳﻨﺪ ﻓﺮﻡ ﺑﯿﺎﻧﯿﻪ ﺭﯾﺴﮏ‬

‫ﺷﻤﺎﺭﻩ ﺑﺎﺯﻧﮕﺮﯼ ‪1 :‬‬ ‫‪MSB-P17-F19‬‬ ‫ﮐﺪ ﺳﻨﺪ‬
‫ﺍﻳﻦ ﺑﻴﺎﻧﻴﻪ ﺩﺭ ﺭﺍﺳﺘﺎﻱ ﺍﺟﺮﺍﻱ ﺑﻨﺪ ‪ 18‬ﻣﺎﺩﻩ ‪ 1‬ﻭ ﻣﺎﺩﻩ ‪ 18‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺳﻬﺎﻡ ‪ ،‬ﻣﺼﻮﺏ ﻣﻮﺭﺥ ‪ 1395/09/17‬ﻫﻴﺄﺕ ﻣﺪﻳﺮﻩ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ‪ ،‬ﺗﻮﺳﻂ ﺷﺮﻛﺖ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ ﺗﻨﻈﻴﻢ ﺷﺪﻩ ﺍﺳﺖ ﻭ ﺑﺎﻳﺪ ﭘﻴﺶ ﺍﺯ ﺁﻏﺎﺯ ﻣﻌﺎﻣﻼﺕ ﺑﻪ‬
‫ﺍﻣﻀﺎﻱ ﻣﺸﺘﺮﻱ ﺑﺮﺳﺪ‪ .‬ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﺭﻳﺴﻚ ﺩﺭ ﻣﻌﺎﻣﻼﺕ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﻣﺸﺘﺮﻱ ﺑﺎ ﺍﻣﻀﺎﻱ ﺍﻳﻦ ﺑﻴﺎﻧﻴﻪ‪ ،‬ﺁﮔﺎﻫﻲ ﻭ ﭘﺬﻳﺮﺵ ﺧﻮﺩ ﺭﺍ ﺍﺯ ﻣﻮﺍﺭﺩ ﺯﻳﺮ ﺍﻋﻼﻡ ﻣﻲ ﻛﻨﺪ‪:‬‬
‫‪ )1‬ﻣﺤﺪﻭﺩ ﻧﺸﺪﻥ ﺣﺪﺍﻛﺜﺮ ﺿﺮﺭ ﺑﻪ ﻭﺟﻮﻩ ﺗﻀﻤﻴﻦ ﭘﺮﺩﺍﺧﺖ ﺷﺪﻩ ﺗﻮﺳﻂ ﻣﺸﺘﺮﻱ‪ :‬ﺩﺍﺭﻧﺪﻩ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﺩﺭ ﺍﻋﻤﺎﻝ ﺣﻖ ﺧﻮﺩ‪ ،‬ﻣﺨﺘﺎﺭ ﺍﺳﺖ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺻﺮﻓﻨﻈﺮ ﻛﺮﺩﻥ ﺍﺯ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﺗﻨﻬﺎ‬
‫ﻣﺒﻠﻐﯽ ) ﻗﻴﻤﺖ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ( ﺭﺍ ﻛﻪ ﺩﺭ ﺍﺯﺍﻱ ﺍﻳﻦ ﺣﻖ ﭘﺮﺩﺍﺧﺖ ﺍﺳﺖ‪ ،‬ﺍﺯ ﺩﺳﺖ ﻣﻴﺪﻫﺪ‪ .‬ﺑﻪ ﺑﻴﺎﻥ ﺩﻳﮕﺮ ﺩﺍﺭﻧﺪﻩ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﻣﻲ ﺗﻮﺍﻧﺪ ﺩﺭ ﺻﻮﺭﺗﻴﻜﻪ ﺷﺮﺍﻳﻂ ﺑﻪ ﻧﻔﻊ ﺍﻭ ﻧﺒﺎﺷﺪ‪ ،‬ﺍﺯ ﺍﻋﻤﺎﻝ ﺍﺧﺘﻴﺎﺭ ﺧﻮﺩﺩﺍﺭﻱ ﻛﺮﺩﻩ ﻭ ﻫﺰﻳﻨﻪ ﺍﻭ ﻣﺤﺪﻭﺩ ﺑﻪ ﻫﻤﺎﻥ ﻣﺒﻠﻎ ﺍﻭﻟﻴﻪ ﺍﻱ ﺍﺳﺖ ﻛﻪ ﺑﺮﺍﻱ‬
‫ﺍﻳﺠﺎﺩ ﺣﻖ ﻳﺎ ﺍﺧﺘﻴﺎﺭ ﺑﻪ ﻓﺮﻭﺷﻨﺪﻩ ﭘﺮﺩﺍﺧﺖ ﻧﻤﻮﺩﻫﺎﺳﺖ‪ .‬ﺍﻣﺎ ﺩﺍﺭﻧﺪﻩ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﺩﺭ ﺻﻮﺭﺕ ﺩﺭﺧﻮﺍﺳﺖ ﺍﻋﻤﺎﻝ ﺧﺮﻳﺪﺍﺭ ﻣﺘﻌﻬﺪ ﺑﻪ ﺍﻧﺠﺎﻡ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﻣﻴﺒﺎﺷﺪ‪ .‬ﺩﺭ ﻫﻤﻴﻦ ﺭﺍﺳﺘﺎ ﺑﻪ ﻣﻨﻈﻮﺭ ﺟﻠﻮﮔﻴﺮﻱ ﺍﺯ ﺍﻣﺘﻨﺎﻉ ﺍﺯ ﺍﻧﺠﺎﻡ ﺗﻌﻬﺪﺍﺕ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻭﺟﻬﻲ ﺩﺭ ﻗﺎﻟﺐ ﺷﺮﻁ ﺿﻤﻦ ﻋﻘﺪ ﺫﻳﻞ‬
‫ﻋﻨﺎﻭﻳﻦ ﻭﺟﻪ ﺗﻀﻤﻴﻦ ﺍﻭﻟﻴﻪ‪ ،‬ﻻﺯﻡ‪ ،‬ﺟﺒﺮﺍﻧﻲ ﻭ ﺍﺿﺎﻓﻲ )ﺣﺴﺐ ﻣﻮﺭﺩ( ﺗﻮﺳﻂ ﻛﺎﺭﮔﺰﺍﺭ ﺍﺯ ﺍﻭ ﺩﺭﻳﺎﻓﺖ ﻣﻲ ﺷﻮﺩ‪ .‬ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﻭﻳﮋﮔﻴﻬﺎﻱ ﺍﻫﺮﻣﻲ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺭﻳﺴﻚ ﺩﺍﺭﻧﺪﻩ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﻣﺤﺪﻭﺩ ﺑﻪ ﻭﺟﻪ ﺗﻀﻤﯿﻴﻦ ﺳﭙﺮﺩﻩ ﺷﺪﻩ ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ‪ ،‬ﺑﻠﻜﻪ ﻣﻤﻜﻦ ﺍﺳﺖ ﺿﺮﺭ ﻭ ﺯﻳﺎﻧﻲ ﺑﻪ‬
‫ﻣﻴﺰﺍﻥ ﭼﻨﺪﻳﻦ ﺑﺮﺍﺑﺮ ﻭﺟﻮﻩ ﺗﻀﻤﻴﻦ ﻣﺸﺘﺮﻱ ﺑﻪ ﺣﺴﺎﺏ ﻭﻱ ﻣﻨﻈﻮﺭ ﮔﺮﺩﺩ‪.‬‬
‫‪ )2‬ﺧﺴﺎﺭﺗﻬﺎﻱ ﻋﺪﻡ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ‪ :‬ﻣﺒﻠﻐﻲ ﺍﺳﺖ ﻛﻪ ﺑﻪ ﻋﻨﻮﺍﻥ ﻭﺟﻪ ﺍﻟﺘﺰﺍﻡ ﺑﺎﺑﺖ ﻋﺪﻡ ﺍﻳﻔﺎﻱ ﺗﻌﻬﺪﺍﺕ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺑﺎﺯ‪ ،‬ﻣﺘﻨﺎﺳﺐ ﺑﺎ ﻣﻮﻗﻌﻴﺖ ﻫﺎﻱ ﺍﻳﺸﺎﻥ ﺑﺮﺍﺳﺎﺱ ﺷﺮﺍﻳﻂ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺬ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ )3‬ﺭﻋﺎﻳﺖ ﺳﻘﻒ ﻫﺎﻱ ﭘﻴﺸﺒﻴﻨﻲ ﺷﺪﻩ‪ :‬ﺩﺭ ﺻﻮﺭﺕ ﺍﻋﻼﻡ ﺑﻮﺭﺱ ﻣﺒﻨﻲ ﺑﺮ ﺭﻋﺎﻳﺖ ﺳﻘﻔﻬﺎﻱ ﻣﺮﺑﻮﻁ ﺑﻪ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭﻣﻌﺎﻣﻠﻪ ﺩﺭ ﻳﻚ ﻧﻤﺎﺩ ﻣﻌﻴﻦ‪ ،‬ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﺑﺎﺯ ﻭ ﻫﻤﺠﻬﺖ ﻧﺒﺎﻳﺪ ﺍﺯ ﺳﻘﻔﻬﺎﻱ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺗﺠﺎﻭﺯ ﻛﻨﺪ‪ .‬ﺳﻘﻒ ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﺑﺎﺯ ﺩﺭ ﺳﻄﺢ ﻣﺸﺘﺮﻱ‪ ،‬ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺑﺎﺯﺍﺭ ﻭ ﺳﻘﻒ‬
‫ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﻫﻤﺠﻬﺖ ﺩﺭ ﺳﻄﺢ ﻣﺸﺘﺮﻱ ﻭ ﻛﺎﺭﮔﺰﺍﺭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺗﻌﻴﻴﻦ ﻣﻴﺸﻮﺩ‪ .‬ﻫﻤﭽﻨﻴﻦ ﺑﻮﺭﺱ ﻣﻴﺘﻮﺍﻧﺪ ﺣﺪﺍﻛﺜﺮ ﺗﻌﺪﺍﺩ ﻣﺠﺎﺯ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﻪ ﺍﺯﺍﻱ ﻫﺮ ﺳﻔﺎﺭﺵ ﺭﺍ ﺗﺤﺖ ﻋﻨﻮﺍﻥ ﺳﻘﻒ ﺳﻔﺎﺭﺵ ﺗﻌﻴﻴﻦ ﻭ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﻋﻼﻡ ﻛﻨﺪ‪.‬‬
‫‪ )4‬ﺍﺣﺘﻤﺎﻝ ﻛﺎﻫﺶ ﻧﻘﺪﺷﻮﻧﺪﮔﻲ ﺑﺎﺯﺍﺭ ﺗﺤﺖ ﺷﺮﺍﻳﻂ ﺧﺎﺹ‪ :‬ﻣﺘﺪﺍﻭﻝ ﺗﺮﻳﻦ ﺭﻭﺵ ﺧﺮﻭﺝ ﺍﺯ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻠﻪ ﻣﺘﻘﺎﺑﻞ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﻌﻠﻲ )ﻣﻌﺎﻣﻠﻪ ﻣﻌﻜﻮﺱ( ﻣﺸﺘﺮﻱ ﺍﺳﺖ‪ .‬ﻣﺸﺘﺮﻱ ﻣﻤﻜﻦ ﺍﺳﺖ ﺩﺭ ﺷﺮﺍﻳﻂ ﺧﺎﺹ ﺑﺎ ﺗﻮﺟﻪ ﺑﻪ ﻧﻴﺮﻭﻫﺎﻱ ﻋﺮﺿﻪ ﻭ ﺗﻘﺎﺿﺎ ﻭ‬
‫ﺗﻐﻴﻴﺮﺍﺕ ﻗﻴﻤﺖ ﺭﻭﺯﺍﻧﻪ‪ ،‬ﺩﺭ ﺯﻣﺎﻥ ﻣﻨﺎﺳﺐ )ﻭ ﺑﺎ ﻗﻴﻤﺖ ﻣﻮﺭﺩ ﻧﻈﺮ( ﻧﺘﻮﺍﻧﺪ ﺍﺯ ﺑﺎﺯﺍﺭ ﺧﺎﺭﺝ ﺷﻮﺩ ﻭ ﺯﻳﺎﻧﻲ ﺑﻪ ﻭﻱ ﺗﺤﻤﻴﻞ ﺷﻮﺩ‪ .‬ﺩﺭ ﺍﻳﻦ ﺻﻮﺭﺕ ﻣﺸﺘﺮﻱ ﺣﻖ ﺍﻋﺘﺮﺍﺽ ﻧﺪﺍﺭﺩ‪.‬‬
‫‪ )5‬ﺍﺛﺮ ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ‪ :‬ﺗﻮﻗﻒ ﻭ ﺑﺎﺯﮔﺸﺎﻳﻲ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺑﻪ ﻃﻮﺭ ﻫﻤﺰﻣﺎﻥ ﺑﺎ ﺗﻮﻗﻒ ﻭ ﺑﺎﺯﮔﺸﺎﻳﻲ ﺳﻬﻢ ﭘﺎﻳﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﻧﻘﺪﻱ ﻭ ﺑﻪ ﻳﻚ ﺭﻭﺵ ﺍﻧﺠﺎﻡ ﻣﻲ ﺷﻮﺩ‪ .‬ﺩﺭ ﺷﺮﺍﻳﻂ ﺧﺎﺻﻲ ﻃﺒﻖ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ‪ ،‬ﺳﺎﺯﻣﺎﻥ ﻳﺎﻣﺪﻳﺮﻋﺎﻣﻞ ﺷﺮﻛﺖ ﺑﻮﺭﺱ ﻣﻴﺘﻮﺍﻧﺪ ﺩﺳﺘﻮﺭ‬
‫ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺭﺍ ﺻﺎﺩﺭ ﻛﻨﺪ‪ .‬ﺑﺎﺯﮔﺸﺎﻳﻲ ﻣﺠﺪﺩ ﻧﻤﺎﺩ ﺗﺤﺖ ﺷﺮﺍﻳﻄﻲ ﻣﻲ ﺗﻮﺍﻧﺪ ﺑﺮ ﺳﻮﺩ ﻭ ﺯﻳﺎﻥ ﻣﻮﻗﻌﻴﺘﻬﺎﻱ ﺑﺎﺯ ﺗﺎﺛﻴﺮﮔﺬﺍﺭ ﺑﺎﺷﺪ‪.‬ﻫﻤﭽﻨﻴﻦ ﺍﻋﻤﺎﻝ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺩﺭ ﺯﻣﺎﻥ ﺗﻮﻗﻒ ﻧﻤﺎﺩ ﻣﻌﺎﻣﻼﺗﻲ ﺁﻥ ﺍﻣﻜﺎ ﻧﭙﺬﻳﺮ ﻧﻴﺴﺖ‪ .‬ﺻﺮﻓﺎً ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭﻣﻌﺎﻣﻠﻪ ﺍﻱ ﻛﻪ ﺗﺎ ﭘﺎﻳﺎﻥ ﺩﻭﺭﺓ‬
‫ﻣﻌﺎﻣﻼﺗﻲ ﻣﺘﻮﻗﻒ ﺑﺎﺷﺪ‪ ،‬ﺩﺭ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ ﻣﻲ ﺗﻮﺍﻧﺪ ﺍﻋﻤﺎﻝ ﺷﻮﺩ ﻛﻪ ﺩﺭ ﺍﻳﻦ ﺻﻮﺭﺕ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺑﺮﺍﺳﺎﺱ ﺁﺧﺮﻳﻦ ﻗﻴﻤﺖ ﭘﺎﻳﺎﻧﻲ ﺳﻬﻢ ﭘﺎﻳﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﻧﻘﺪﻱ‪ ،‬ﺗﺴﻮﻳﺔ ﻧﻘﺪﻱ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ )6‬ﺍﻃﻼﻋﺎﺕ ﻣﻨﺪﺭﺝ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ ﻭ ﺳﺎﻳﺮ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻃﻪ‪ :‬ﺁﺷﻨﺎﻳﻲ ﺑﺎ ﻣﻘﺮﺭﺍﺕ‪ ،‬ﺑﻪ ﻣﺸﺘﺮﻱ ﺍﻣﻜﺎﻥ ﻣﻲ ﺩﻫﺪ ﺗﺎ ﺍﺯ ﺣﻘﻮﻕ ﻭ ﺗﻌﻬﺪﺍﺕ ﺧﻮﺩ‪ ،‬ﺁﮔﺎﻫﻲ ﻭ ﭘﺬﻳﺮﺵ ﻛﺎﻣﻞ ﺩﺍﺷﺘﻪ ﺑﺎﺷﺪ‪ .‬ﻣﻄﺎﻟﻌﻪ ﺩﻗﻴﻖ ﺑﻴﺎﻧﻴﻪ ﺭﻳﺴﻚ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﻣﺸﺘﺮﻱ‪-‬ﻛﺎﺭﮔﺰﺍﺭ‪،‬ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﻣﻌﺎﻣﻼﺕ ﻭ ﺳﺎﻳﺮ ﻣﻘﺮﺭﺍﺕ‬
‫ﻣﺮﺗﺒﻂ‪ ،‬ﺍﺯ ﺍﻟﺰﺍﻣﺎﺕ ﻓﻌﺎﻟﻴﺖ ﺩﺭ ﺍﻳﻦ ﺑﺎﺯﺍﺭ ﺑﻮﺩﻩ ﻭ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺑﻮﺭﺱ ﻣﺴﺌﻮﻟﻴﺘﻲ ﺩﺭﺧﺼﻮﺹ ﻓﻘﺪﺍﻥ ﺁﮔﺎﻫﻲ ﻣﺸﺘﺮﻱ ﻧﺨﻮﺍﻫﻨﺪ ﺩﺍﺷﺖ‪.‬‬
‫‪ )7‬ﺍﻫﻤﻴﺖ ﻭ ﻣﺪﻳﺮﻳﺖ ﺗﺎﺭﻳﺦ ﺳﺮﺭﺳﻴﺪ ﻭ ﺳﺒﻚ ﺍﻋﻤﺎﻝ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ‪ :‬ﺗﺎﺭﻳﺦ ﺳﺮﺭﺳﻴﺪ‪ ،‬ﺗﺎﺭﻳﺨﻲ ﺍﺳﺖ ﻛﻪ ﭘﺲ ﺍﺯ ﺁﻥ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻣﻨﻘﻀﻲ ﻣﻴﺸﻮﺩ‪ .‬ﺩﺍﺭﻧﺪﺓ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﻣﻲ ﺗﻮﺍﻧﺪ ﺑﺮﺍﺳﺎﺱ ﺳﺒﻚ ﺍﻋﻤﺎﻝ ﺗﻌﻴﻴﻦ ﺷﺪﻩ ﺩﺭ ﻣﺸﺨﺼﺎﺕ ﻗﺮﺍﺭﺩﺍﺩ‪ ،‬ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ‬
‫ﻣﻌﺎﻣﻠﻪ ﺧﻮﺩ ﺭﺍ ﺍﻋﻤﺎﻝ ﻛﻨﺪ‪ .‬ﺍﻋﻤﺎﻝ ﻣﻲ ﺗﻮﺍﻧﺪ ﺑﺮﺍﺳﺎﺱ ﺿﻮﺍﺑﻂ ﺍﻳﻦ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺗﺎ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﺻﺮﻓﺎً ﺩﺭ ﺁﺧﺮﻳﻦ ﺭﻭﺯ ﻣﻌﺎﻣﻼﺗﻲ ﻳﺎ ﺩﺭ ﺑﺮﺧﻲ ﺍﺯ ﺭﻭﺯﻫﺎﻱ ﻣﻌﺎﻣﻼﺗﻲ ﺻﻮﺭﺕ ﭘﺬﻳﺮﺩ‪.‬‬
‫‪ )8‬ﺁﮔﺎﻫﻲ ﺍﺯ ﻛﺎﺭﻣﺰﺩﻫﺎ ﻭ ﻛﺴﻮﺭ ﻗﺎﻧﻮﻧﻲ‪ :‬ﻛﺎﺭﻣﺰﺩﻫﺎﻱ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩﻫﺎﻱ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ‪ ،‬ﺷﺎﻣﻞ ﻛﺎﺭﻣﺰﺩ ﻣﻌﺎﻣﻼﺕ ﻭ ﻛﺎﺭﻣﺰﺩ ﺍﻋﻤﺎﻝ ﺍﺳﺖ‪ .‬ﻛﺎﺭﻣﺰﺩ ﺍﻋﻤﺎﻝ ﺍﺯ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺗﺨﺼﻴﺺ ﻳﺎﻓﺘﻪ ﺗﻮﺳﻂ ﺍﺗﺎﻕ ﭘﺎﻳﺎﭘﺎﻱ )ﻫﻢ ﻗﺎﺑﻼﻋﻤﺎﻝ ﻭ ﻫﻢ ﻏﻴﺮﻗﺎﺑﻞ ﺍﻋﻤﺎﻝ( ﺍﺧﺬ ﻣﻲ ﺷﻮﺩ‪ .‬ﻫﻤﭽﻨﻴﻦ‬
‫ﭼﻨﺎﻧﭽﻪ ﺗﺴﻮﻳﻪ ﺑﻬﺼﻮﺭﺕ ﻓﻴﺰﻳﻜﻲ ﺑﺎﺷﺪ‪ ،‬ﺍﺯ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﻓﺮﻭﺵ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﺧﺮﻳﺪ ﻭ ﻫﻤﺔ ﺩﺍﺭﻧﺪﮔﺎﻥ ﻣﻮﻗﻌﻴﺖ ﺑﺎﺯ ﺧﺮﻳﺪ ﺩﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻓﺮﻭﺵ ﻛﻪ ﺳﻬﻢ ﭘﺎﻳﻪ ﻣﻮﺿﻮﻉ ﻗﺮﺍﺭﺩﺍﺩ ﺭﺍ ﺑﻪ ﻃﺮﻑ ﻣﻘﺎﺑﻞ ﺗﺤﻮﻳﻞ ﻣﻴﺪﻫﻨﺪ‪ ،‬ﻣﺎﻟﻴﺎﺕ ﺍﺧﺬ ﺧﻮﺍﻫﺪ ﺷﺪ‪.‬‬
‫‪ )9‬ﺛﺒﺖ ﺳﻔﺎﺭﺷﻬﺎ ﻭ ﺍﻭﻟﻮﻳﺖ ﺑﻨﺪﻳﻬﺎ‪ :‬ﻫﻤﺔ ﻣﺸﺘﺮﻳﺎﻥ ﺑﻪ ﻣﻨﻈﻮﺭ ﻓﻌﺎﻟﻴﺖ ﺩﺭ ﺑﺎﺯﺍﺭ ﻣﺸﺘﻘﻪ ﺑﺎﻳﺪ ﻓﺮﻡ ﺑﻴﺎﻧﻴﺔ ﺭﻳﺴﻚ ﻭ ﻗﺮﺍﺭﺩﺍﺩ ﻓﻴﻤﺎﺑﻴﻦ ﻣﺸﺘﺮﻱ ﻭ ﻛﺎﺭﮔﺰﺍﺭ ﺭﺍ ﻧﺰﺩ ﻛﺎﺭﮔﺰﺍﺭ ﺗﻜﻤﻴﻞ ﻭ ﺍﻣﻀﺎ ﻛﻨﻨﺪ‪ .‬ﻓﺮﻡ ﺑﻴﺎﻧﻴﺔ ﺭﻳﺴﻚ ﺗﻮﺳﻂ ﺑﻮﺭﺱ ﺗﻬﻴﻪ ﻭ ﺍﺑﻼﻍ ﻣﻲ ﺷﻮﺩ‪.‬ﺍﻧﻮﺍﻉ ﺳﻔﺎﺭﺵ ﻭ ﺍﻋﺘﺒﺎﺭ ﺁﻥ ﺩﺭ ﺑﺎﺯﺍﺭ‬
‫ﻣﺸﺘﻘﻪ ﺑﻪ ﺷﺮﺡ ﺩﺳﺘﻮﺭﺍﻟﻌﻤﻞ ﺍﺟﺮﺍﻳﻲ ﻧﺤﻮﺓ ﺍﻧﺠﺎﻡ ﻣﻌﺎﻣﻼﺕ ﺩﺭ ﺑﻮﺭﺱ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺗﻬﺮﺍﻥ‪ ،‬ﻣﺼﻮﺏ ﻫﻴﺌﺖ ﻣﺪﻳﺮﺓ ﺳﺎﺯﻣﺎﻥ ﺑﻮﺭﺱ ﻭ ﺍﻭﺭﺍﻕ ﺑﻬﺎﺩﺍﺭ ﺍﺳﺖ ﻛﻪ ﺑﺮﺍﺳﺎﺱ ﻣﻼﺣﻈﺎﺕ ﻓﻨﻲ‪ ،‬ﺗﻮﺳﻂ ﺑﻮﺭﺱ ﺍﻧﺘﺨﺎﺏ ﻣﻲ ﺷﻮﺩ‪ .‬ﺍﺟﺮﺍﻱ ﺳﻔﺎﺭﺵ ﻫﺎﻱ ﺛﺒﺘﺸﺪﻩ ﺩﺭ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺗﻲ ﺑﺮ ﺍﺳﺎﺱ ﺍﻭﻟﻮﻳﺖ‬
‫ﻗﻴﻤﺖ ﻭ ﺩﺭ ﺻﻮﺭﺕ ﺑﺮﺍﺑﺮﻱ ﻗﻴﻤﺖ ﻫﺎ‪ ،‬ﺑﺮ ﺍﺳﺎﺱ ﺍﻭﻟﻮﻳﺖ ﺯﻣﺎﻧﻲ ﺛﺒﺖ ﺳﻔﺎﺭﺵ ﺍﻧﺠﺎﻡ ﻣﻲ ﺷﻮﺩ‪.‬‬
‫‪ (10‬ﺧﻄﺎﻱ ﻛﺎﺭﺑﺮﻱ ﻳﺎ ﺳﺎﻣﺎﻧﻪ ﻣﻌﺎﻣﻼﺗﻲ‪ :‬ﺍﮔﺮ ﻛﺎﺭﮔﺰﺍﺭ ﺑﻪ ﺩﻟﻴﻞ ﺧﻄﺎﻱ ﻛﺎﺭﺑﺮﻱ ﻳﺎ ﺳﺎﻣﺎﻧﺔ ﻣﻌﺎﻣﻼﺗﻲ‪ ،‬ﻧﺴﺒﺖ ﺑﻪ ﻣﻌﺎﻣﻼﺕ ﻣﻌﺘﺮﺽ ﺑﺎﺷﺪ‪ ،‬ﺑﺎﻳﺪ ﻣﺮﺍﺗﺐ ﺍﻋﺘﺮﺍﺽ ﺧﻮﺩ ﺭﺍ ﺑﺎ ﺫﻛﺮ ﺩﻟﻴﻞ ﺑﺮﺍﻱ ﺭﺳﻴﺪﮔﻲ ﺗﺎ ﭘﺎﻳﺎﻥ ﻣﻌﺎﻣﻼﺕ ﻫﻤﺎﻥ ﺭﻭﺯ ﺑﻪ ﺑﻮﺭﺱ ﺍﻋﻼﻡ ﻛﻨﺪ‪.‬ﺗﺼﻤﻴﻢ ﻣﺪﻳﺮﻋﺎﻣﻞ ﺑﻮﺭﺱ ﺩﺭ ﺍﻳﻦ‬
‫ﺯﻣﻴﻨﻪ ﻻﺯﻡ ﺍﻻﺟﺮﺍ ﺍﺳﺖ‪ .‬ﭼﻨﺎﻧﭽﻪ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺑﻮﺭﺱ ﺩﺭ ﺍﺛﺮ ﺍﺧﺘﻼﻻﺕ ﻣﺨﺎﺑﺮﺍﺗﻲ ﻭ ﺳﻴﺴﺘﻤﻬﺎﻱ ﺍﻟﻜﺘﺮﻭﻧﻴﻜﻲ ﻭ ﺳﺎﻳﺮ ﻋﻮﺍﻣﻠﻲ ﻛﻪ ﺧﺎﺭﺝ ﺍﺯ ﺍﺭﺍﺩﻩ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺑﻮﺭﺱ ﻣﻴﺒﺎﺷﺪ‪ ،‬ﻗﺎﺩﺭ ﺑﻪ ﺍﺟﺮﺍﻱ ﺳﻔﺎﺭﺷﻬﺎﻱ ﻣﺸﺘﺮﻱ ﻧﺒﺎﺷﻨﺪ ﻭ ﺑﻬﻮﺍﺳﻄﻪ ﻱ ﺍﻳﻦ ﺍﺧﺘﻼﻻﺕ‪ ،‬ﺧﺴﺎﺭﺗﻲ ﺑﻪ ﻣﺸﺘﺮﻱ ﻭﺍﺭﺩﺁﻳﺪ‪،‬‬
‫ﻣﺴﺌﻮﻟﻴﺘﻲ ﻣﺘﻮﺟﻪ ﻛﺎﺭﮔﺰﺍﺭ ﻭ ﺑﻮﺭﺱ ﻧﺨﻮﺍﻫﺪ ﺑﻮﺩ ﻭ ﺗﻤﺎﻣﻲ ﻣﺴﺌﻮﻟﻴﺘﻬﺎ ﻣﺘﻮﺟﻪ ﻣﺸﺘﺮﻱ ﻣﻴﺒﺎﺷﺪ‪.‬‬
‫ﺑﻪ ﻣﻮﺟﺐ ﺍﻳﻦ ﺳﻨﺪ‪ ،‬ﺍﻳﻨﺠﺎﻧﺐ‪/‬ﺍﻳﻦ ﺷﺮﻛﺖ ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ ﺑﻴﺎﻧﻴﻪ ﺭﻳﺴﻚ ﺭﺍ ﺩﺭﻳﺎﻓﺖ ﻭ ﻣﻄﺎﻟﻌﻪ ﻧﻤﻮﺩﻩ ﻭ ﺿﻤﻦ ﺍﻋﻼﻡ ﺍﻃﻼﻉ ﺍﺯ ﻛﻠﻴﻪ ﻣﻘﺮﺭﺍﺕ ﻭ ﺧﺼﻮﺻﻴﺎﺕ ﻣﻌﺎﻣﻼﺗﻲ ﻭ ﺗﻤﺎﻣﻲ ﺭﻳﺴﻜﻬﺎﻳﻲ ﻛﻪ ﺩﺭ ﺑﺎﺯﺍﺭ ﻗﺮﺍﺭﺩﺍﺩ ﺍﺧﺘﻴﺎﺭ ﻣﻌﺎﻣﻠﻪ ﻣﺘﺼﻮﺭ ﺑﻮﺩﻩ ﻭ ﻳﺎ ﺍﺣﺘﻤﺎﻝ ﻭﻗﻮﻉ ﺩﺍﺭﺩ ﻭ ﻧﻴﺰ ﺑﺎ ﺷﻨﺎﺧﺖ ﻭ‬
‫ﺩﺭﻙ ﻛﺎﻣﻞ ﺍﺯ ﻣﺎﻫﻴﺖ ﺍﻣﺮ ﻭ ﭘﺬﻳﺮﺵ ﻣﻘﺮﺭﺍﺕ ﻣﺮﺑﻮﻃﻪ‪ ،‬ﻣﺮﺍﺗﺐ ﺭﺍ ﺗﺎﻳﻴﺪ ﻛﺮﺩﻩ ﻭ ﻣﻠﺘﺰﻡ ﻣﻴﮕﺮﺩﺩ‪.‬‬

‫ﺍﻣﻀﺎﺀ ﻣﺸﺘﺮﯼ‬ ‫ﺳﻨﺪ ﺍﻣﻀﺎﺀ ‪:‬‬

‫ﺍﮐﺮﻡ ﺳﻠﯿﻤﯽ ﻧﺒﯽ‬