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Environmental Indicators Main Work
Environmental Indicators Main Work
COURSE CODE:
EVM 9302
RESEARCH TOPIC:
ENVIRONMENTAL INDICATORS (E.I) AS A TOOL OF
ENVIRONMENTAL MANAGEMENT
PAPER NO: 1
COURSE INSTRUCTOR:
PROFESSOR AHMED MAIGARI IBRAHIM
PRESENTER:
NASIRU UMAR
REGISTRATION NUMBER:
SPS/20/PEM/00010
ABSTRACT
Environmental indicators are detailed and complex devices that attempt to describe
not only ecological status but also the reactions of the biosphere to the demands
placed on it by society. Researchers have proposed the use of hundreds of different
environmental indicators to evaluate everything from socially responsible investing,
to the effects of governmental policies, and even cultural survivability. However, an
unqualified environmental or sustainability index cannot be developed given the
complexity of natural systems in combination with the influence of human activities
on those systems. The trend in indicator development is toward the compilation of
environmental and sustainability data sets that are more encompassing. Therefore, it
becomes essential to identify the fundamental system attributes indicators.
This paper provides an overview on the make-up and limitations of environmental
and sustainability indicator sets based on the driver, pressure, state, impact, response
(DPSIR) framework. It goes on to suggest a technique to categorize environmental
and sustainability indicators based on their alignment with DPSIR. Environmental or
sustainability indicators and their associated indexes can be arranged into categories
that are distinct, well defined and transferrable, regardless of the degree or intensity
of aggregation. By so doing, the underlying preferences inherent in the index or data
set are revealed and the user/decision maker/policy advocate is able to evaluate the
full context of the information being presented.
Keywords: Environmental indicators, Sustainability index, Aggregation, DPSIR,
Systematizing, Categories
1.0 INTRODUCTION
Venturing into discussion about a subject matter without given an in-depth
explanation on some key terms will not make proper meaning. As such, an
explanation about what it means by “Environment, Environmental Management” is
not only important but also necessary when one is making a presentation about a tool
out of the many tools of environmental management.
1.1 Environment
In the early 1990s the International Organization for Standardization (ISO) recognized
the need for standardization in the field of environmental management tools and in
1993 it set up a committee to write standards relating to the following environmental
management tools:
i. Environmental Management Systems
ii. Environmental Auditing
iii. Environmental Labeling
iv. Life Cycle Assessment
v. Environmental Indicators
vi. Environmental Policies
vii. Eco-Balances
viii. Environmental Reporting
ix. Environmental Charters
1.4 Environmental Management Systems
An environmental management system (EMS) enables a firm/company to manage its
environmental affairs in a planned and systematic way and thus identifying ways of
improving its environmental performance that most benefit its business performance
(ISO 14001).
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Environmental auditing is a tool for checking whether a firm or an organization is
doing what it should be doing (ISO 14001).
1.8 Eco-Balance
A company eco-balance records the various raw materials, energy, resources, products
and wastes entering, held within and leaving a company over a specified period of
time (ISO 14001).
1.9 Environmental Reporting
Having undertaken various environmental management initiatives to improve its
environmental performance, a company or an organization may wish to communicate
the results of these initiatives to the outside world. (ISO 14001).
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incorporating socioeconomic as well as ecological parameters (Singh et al., 2012). In
one of the first systematic evaluations of environmental indicators Ott (1978)
described environmental indicators as a way to reduce a large amount of information
to a useful form, yet still credibly answer the questions being asked. An unqualified
environmental index cannot be developed given the complexity of natural systems in
combination with the influence of human activities on those systems. However, an
imperfect set of environmental indicators or indices is a better tool than none at all
(den Butter et al., 1998).
As environmental indicator data sets grow more encompassing, it becomes essential
to identify the fundamental system attributes that indicators are measuring are
aggregating (Mayer, 2008). This paper suggests a technique to categorize
environmental indicators based on their alignment with the Driver-Pressure-Impact-
State-Response (DPSIR) paradigm. By so doing, the underlying preferences inherent
in an index or data set are revealed and the user/decision maker/policy advocate is
able to evaluate the full context of the information being presented.
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sounders, GPS), smaller net mesh size, uneven enforcement of fishing regulations,
and more powerful boats. Knudsen connected these specific, well-documented
metrics to policy recommendations aimed at stemming overfishing and improving
habitat sustainability.
Environmental indicators should reveal more about a system than their measurements
record (Niemeijer, 2002). The most important indicators or sets of indicators –
sometimes called leading indicators because they imply a predictive ability – are
those whose significance extends beyond that event or process being observed and
catalogued. They provide clues, signals, or even warnings about trends or
phenomenon that would not be otherwise obvious. For example, changes in ocean
water acidity (pH) have long term atmospheric and ecological implications that go
beyond a simple measurement of the number of hydroxyl ions present in a sample of
salt water (Feely et al., 2004). Global changes in ocean water pH may influence
ecosystem function at the very base of the food web and this metric could be
considered a leading indicator in policy discussions of climate change impacts and
mitigation.
The main purpose of most environmental indicators is to facilitate communication
between scientists, policy makers, issue-connected stakeholders, and the public
(Giannetti et al., 2009). An effective environmental indicator will be able to distill
the workings of a complex system or set of relationships into an accessible,
meaningful précis without the loss of scientific credibility. An example is the U.S.
Environmental Protection Agency’s Air Quality Index or AQI (USEPA, 2009). The
AQI aggregates hundreds of hourly measurements for four pollutants and ranks the
air in a particular region as Good (AQI Scores of less than 50) through Hazardous
(AQI Scores of greater than 500). Each of the six AQI levels also is assigned a color
code so that a quick visual assessment can be made by an interested party, say a
television broadcaster. The AQI meets all of the communication criteria for an
effective environmental indicator: it is scientifically sound, meaningful, and simple to
understand.
Note that the AQI, like many environmental indicators and indexes, is
multidimensional; it captures data on an ongoing basis not only on pollutant loading,
but also weather conditions and other factors. It then assesses this information to
make predictions regarding potential health impacts to sensitive populations at a
specific time and place. Multidimensionality, however, means that a single or even a
series of measurements will be unable to represent the full effect of human activity
on a complex and interrelated environment (Hoag et al., 2002). Our still evolving
understanding of global processes and local ecologies drive the conclusion that
indicators, by their very nature, are incomplete.
As part of the effort to develop a universal set of indicators, there are ongoing
discussions on how to select, prioritize, and combine those environmental standards
that are most important to a country, population, or economy. To rein in or at least
bracket the need to consider all aspects of an industrial or commercial activity’s
impact on a system, many environmental indicators are focused on specific
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objectives or value schemes. They seek to represent the performance of a set of
limited environmental or ecological components associated with a broader, more
complex operating system. Tourism can have significant impacts on local ecologies
(Collins et al., 2012). Choosing indicators reflective of those impacts can play a
major role in setting local response priorities. Hughes (2002) analyzes a series of
indicators to assess potential impacts from diving, sight-seeing, and other activities
on a coral reef. He proposes a balancing concept that allows for economic and social
development while minimizing environmental degradation.
Combining the above characteristics yields a representation of an ideal environmental
or set of ideal environmental indicators. On a technical basis the indicator(s) must be
able to reliably measure accessible and meaningful system-based data, draw attention
to changes in ecosystem status, and offer extrapolative insight into likely future
consequences of ongoing or anticipated social policies. Within a societal context, an
essential requirement of the indicator(s) is to be able to effective communicate and be
reflective of stakeholder’s priorities and principles.
4.0 THE VALUE AND ROLE OF ENVIRONMENTAL INDICATORS
Environmental indicators describe trends or patterns in ecosystem functions as
altered by anthropogenic inputs. They also serve to measure and document the
effectiveness of policy responses implemented to address environmental challenges
or concerns (Siracusa et al., 2004). Environmental indicators are predictive, offering
a vision of water, air, or habitat quality in light of past or ongoing pollutant or
ecosystem stressors. Environmental indicators can help align societal and business
values, focusing resources on those issues considered most important by
stakeholders.
The collection and analysis of environmental data and their compilation or assembly
into indicators has, as one of its goals, the identification of spatial and temporal
differences in public health and ecosystem reactions to pollution (Cendrero, 2003).
Once synthesized and evaluated, environmental indicators attempt to connect
contaminant levels or changes in pollutant loadings with permutations in
environmental or life quality. Environmental and public health trend/impact analyses
of atmospheric lead, chlorofluorocarbons, and carbon dioxide helped convince global
policy makers to institute and enforce near-term regulatory and incentive programs to
reduce the concentrations of these compounds in air.
Measuring the effectiveness of public policy choices and validating the success of
environmental improvements also is a relevant function of environmental indicators.
Data recording the effects of implementing a particular approach to an environmental
concern offers an opportunity to evaluate past strategies and, if necessary, re-direct
future efforts (Radu, 2012). One such policy change currently being tested with the
help of air quality indicators is the movement away from a strictly regulatory control
system for acid rain pre-cursors (primarily sulfur dioxide) to a market based
approach. Cap-and-trade programs provide economic incentives to limit (cap)
discharges by allowing companies to sell (trade) excess pollution credits to industries
that cannot meet their air discharge ceilings (Burtraw et al. 2005). There is a
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nationwide market in United States for sulfur dioxide credits and small, more
localized trading centers for nitrogen oxides, a smog-producing chemical. Similar cap
and trade initiatives have been undertaken in Europe for carbon dioxide (Neuhoff et
al., 2006). The effectiveness of this change in regulatory policy on environmental
quality and economic performance is still being evaluated, but significant reductions
in pollutant discharges have been documented (Schakenbach et al., 2006).
While many environmental indicators are lagging or static – used to consider the
effects of past activities on current environmental quality – some are prospective or
leading, alerting policy makers to patterns and tendencies as well as trying to stave
off environmental injury and its related adverse social and economic consequences.
Examples of prospective or predictive environmental indicators include such eco-
system stressors as urbanization, agricultural chemical usage, and energy
consumption, as well as the socio-political metrics of population growth,
international commitments to pollution-reduction treaties, and governmental
spending on environmental improvements. These indicators aid in defining critical
environmental issues for stakeholders as well as in measuring progress toward
achieving improvement goals. In New Jersey, for example commercial and
residential development has led to increasing amounts of nitrogen and phosphorous
entering Barnegat Bay, a 30 mile long, five mile wide Atlantic Ocean coastal estuary
(Kennish et al., 2007). With eutrophication looming for this important commercial
and recreational resource, New Jersey legislators established the most restrictive
standards in the nation for nitrogen content in fertilizer as well as strictly limiting
application rates (Spahr, 2011). If enforced properly, these standards will reduce
nutrient pollution in all of New Jersey’s water bodies, including Barnegat Bay.
Changes in climate, habitat, or water quality indicators can signal what
environmental and societal quality will be years or decades from now and allows
resources to be focused to address critical concerns (Esty and Samuel-Johnson,
2001). Pesticide use, an oft cited environmental indicator, and its impact on
American bald eagle eggs, led to a ban on DDT (Dichlorodiphenyltrichlorothane) (a
colorless, tasteless and almost odorless crytaline chemical compound, an
organochloride) and many other organo-chlorinated agricultural chemicals. Nearly
extinct by the late 20th century, thanks to more restrictive pesticide usage and habitat
stabilization and protection programs, bald eagles are no longer considered
endangered and populations have stabilized (Roeder Martin, 2008).
One developing use of indicators is to better align business practices with global and
local environmental concerns (Kolk and Mauser, 2002). Private companies rely on
clearly defined environmental indicators as diagnostic instruments; a data derived set
of performance measures that allows comparisons with competitors, opportunities for
image or reputation enhancement, and the measureable integration of environmental
values into management structures. Environmental indicators also are used by
financial professionals in assessments of a company’s commitment to corporate
social responsibility, a more and more conspicuous institutional investment guideline
(Thomas et al., 2007).
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One example of the role of environmental indicators in business settings is seen in
the Canadian Boreal Forest Agreement. After evaluating the impacts of its logging
practices on eco-system sustainability, and spurred on by consumer pressure and data
provided by environmental and habitat protection stakeholders, Forest Products
Association of Canada joined with nine leading environmental groups to develop and
implement resource practices in the boreal forest (Boychuk, 2011). These new
logging and restoration methods will preserve biosphere for woodland caribou and
protect long-term access to sustainable levels of raw materials. Under the 2010
agreement, new logging will be suspended on nearly 29 million hectares (112,000
square miles) of boreal forest and, in return, the environmental groups stopped their
“Do Not Buy” campaigns (Greenpeace, 2010).
Subsequent to their selection and validation, environmental indicators (EIs) play a
key role in developing and justifying the implementation of environmental policies.
They also form the basis for measuring the effectiveness (success or failure) of those
strategies. EIs are becoming more and more important in benchmarking corporate
environmental performance that allows socially responsible, for-profit organizations
to enhance their image or improve a competitive position.
5.0 DPSIR
A widely adopted device that systematizes the collection and assembly of
environmental data into meaningful indicators is the Drivers, Pressures, State,
Impact, Response or DPSIR schema. Developed in the late 1990s by the European
Environment Agency (Hong and Lee, 2006; Spangenberg et al. 2009), the DPSIR
framework is a series of indicators that seek to integrate human activities, pollutants,
and ecosystem conditions with human health and environmental effects and the
associated societal reaction. Figure 1 illustrates the relationships among DPSIR
indicators.
Figure 1. DPSIR indicators and how they interrelate. Note Responses will influence
the other stages of the framework (European Commission, 2012)
Drivers are those things people need or require for healthy and fulfilled lives. At
the most basic level these include clean water, a reliable food supply, shelter,
economic security, and social stability (Kristensen, 2004). The pursuit to satisfy or
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resolve these needs (Drivers) results in increased resource utilization which, if
realized through uncontrolled or ill-thought-out interactions with the ecosystem, can
lead to environmental degradation. Drivers are exogenous and can be direct or
indirect; with direct Drivers classified as those that have the most readily
observable, near-term measureable influence on environmental quality. Changes in
the demographics or economic structure of a nation or group are examples of direct
Drivers; forcing transformation of the ecosystem quickly, from the inside outward.
Indirect Drivers are those that influence environmental quality more subtly and over
a longer time. Shifts in cultural practices or religious beliefs are those indirect
Drivers that can begin to alter the ecosystem along its edges or margins, and
instigate change from the outside inward.
The dynamics that motivate human behavior to meet a need, either through
productive or consumptive processes, exert Pressure on the environment. These
endogenous forces are generated by specific human needs and, when acting on the
ecosystem, are manifested in changes to environmental conditions, for example, the
appearance of higher carbon dioxide concentrations in air (Gabrielsen and Bosch,
2003). Environmental Pressures also come into play through natural causes that
have undesirable ecosystem consequences such as volcanic eruptions, tsunamis, or
asteroid collisions. The goal of sustainable development programs is to
accommodate ever increasing Drivers (economic activity) while holding steady or
even decreasing the resulting Pressures on the environment (pollution levels).
State is the condition of the environment at a specified time and place. It can be
represented by such indicators as surface water oxygen content or ambient levels of
ground level ozone. State is not static and includes information on pollutant
dispersion patterns and temporal trends and represents the totality of the ecosystem:
physical, chemical, and biological (Mourao et al., 2004). State indirectly measures
the carrying capacity of the ecosystem, its ability to adjust to Pressures. State also
defines the relationship between Drivers and Pressures, illustrating what changes in
one does to the other.
Impacts are the consequences of Drivers and Pressures and are quantified or
described by State. Impact indicators are descriptive and introduce into the DPSIR
framework the direct effects of environmental Pressures on human health and
ecosystem function as well as economic and social performance. Impacts can be
interrelated or occur in sequence with increased air pollution affecting temperature
which diminishes agricultural outputs that result in famine (Sekovski et al., 2012).
As Impacts are defined by only those changes that influence the use of ecosystems
by people, it would only be this last step (famine) that would qualify as an Impact
within the DPSIR system. Changes in temperature and agricultural output are States,
measuring the extent of environmental change.
To manage or control Impacts, and ultimately to reduce Pressures, the affected
community initiates or applies a Response. These Responses are, or should be,
prioritized by Impacts and can include formal policies (regulation) and informal
coping mechanisms (customer purchase preferences). The degree or scope of
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societal Response depends on Impact credibility, which relies heavily on how
Impacts are measured and presented (State) and ultimately perceived by policy
makers and other stakeholders (Tscherning et al., 2012). Responses also can be
considered as negative Drivers as they are intended to preserve desirable ecosystem
functions while lessening Impacts.
6.0 LIMITATIONS TO DPSIR
DPSIR is not an analytical model, but rather a methodology to organize and present
indicators in a manner useful for researchers, policy makers, and stakeholders (Carr
et al., 2007). However, depending upon the objectives of the indicator data sets
being aggregated and evaluated, the DPSIR framework has its limitations. These
include its relativism, reactive (non-proactive) nature, linearity, and inherent
hierarchical structure.
DPSIR does not incorporate reference values or baseline levels; it is relativistic in
nature, comparing environmental or sustainability status measurements with either
temporal or spatial equivalents (Aguilera-Caracuel et al., 2012). Without an
acknowledged or set starting point the identification of trends and the effects of
policy changes (Responses) implemented to address environmental concerns (State
or Impacts) are difficult to quantify and assess (Bauler, 2012). To illustrate this
point, the Environmental Sustainability Index or ESI (Emerson et al., 2012) is a
widely cited indicator set organized within the DPSIR framework. Wilson et al.
(2007) compares the ESI to five other sustainable development indices and describes
a lack of consistency in the selection and aggregation of indicator metrics. This leads
to a high degree of variability in global sustainability rankings with, for example,
Canada ranked No. 4 in sustainable development by one index and No. 15 (out of 15
countries) in another. This lack of metric correspondence offers policy makers little
clear guidance (or confidence) as to which measures of sustainability are accurate
and reliable.
Measurements and interpretations of State or Impact within DPSIR based indices and
indicator sets infer that the damage or undesired effect has already occurred
(Babcicky, 2012). DPSIR indicators need to be collected, analyzed, and evaluated
over time (yearly, biennially, etc.). This recurring examination of environmental
conditions changes those indicator sets structured around DPSIR to reactive tools;
unable to predict or readily address new or developing threats and concerns
(Spangenberg et al., 2002). These temporal handcuffs permit data assessments to
occur only within the metes and bounds of narrowly defined State or Impact
measurements, limiting proactive Response options that might have been more
available if dynamic (real-time), quantifiable (less relativistic) feedback mechanisms
had been in place.
DPSIR represents a continuum on a cause and effect environmentally defined
procession (Niemeijer and de Groot, 2008). Distinguishing an Impact (famine) from
a State (inches of rain per year) can be problematic as indicators can be re-defined or
recast as States (food intake per person) or even as Drivers (population migration).
In a 2006 summary of Canadian and US environmental indicators, the United
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Nations Environmental Programme (UNEP, 2006) divided environmental and
sustainability indicators from four organizations:
National Round Table on the Environment and Economy (Canada); Environment
Canada, United States EPA, and The Heinz Center (USA) into DPSIR categories. In
five categories (agricultural land, toxic substances, waste, freshwater resources, and
grasslands or shrub lands) indicators defined as States by one organization were
classified as Pressures or Responses by another.
The DPSIR paradigm implies distinct, linear (downhill) links or causalities between
indicators (Binimelis et al., 2009). Such a view contrasts sharply with the realities of
the complex, interconnected networks operating within environmental and societal
systems. Despite enhancements by several researchers (Carr et al., 2007; Tscherning,
et al., 2012) DPSIR based indices and indicator sets tend either to marginalize or not
address these interconnections. In an analysis prepared by Niemijer and de Groot
(2008) the DPSIR causal chain framework is used to illustrate how, in the case of
greenhouse gas (GHG) emissions, increasing fossil fuel usage (Pressure) resulted in
changes to carbon dioxide levels (State) that in turn instigated energy efficiency
programs (Response). However, Niemijer and de Groot go on to point out that this
simple causal chain does not take into account other Pressures, States, and Responses
that also influence atmospheric GHG levels. Changes in land use (urbanization),
agricultural and grazing intensity, industrialization, and population growth serve as
indicators for other environmental and sustainability outcomes, but also need to be
considered as measures associated with predicting DPSIR effects for GHGs.
Fundamental to DPSIR based indicators are an imputed hierarchy (Tscherning et al.,
2012). This hierarchical structure expresses itself through an emphasis and focus on
large scale, far-reaching metrics. There is no obvious pathway for global or even
regionally measured Impacts and States to be converted into local Responses (Carr et
al., 2007). In addition, DPSIR framework indicators tend to marginalize input from
local stakeholders. Communities in developing or under-developed areas often are
left to deal with the consequences of governmentally conceived Responses that they
had little influence in developing and will have no control over in implementation
(Bell, 2012). In an example cited by Carr et al. (2007), park managers in India
introduced fast-growing, non-native species in order to show progress towards
international goals developed in reliance on a DPSIR-based sustainability framework
on improving canopy acreage (Robbins, 2001). However, the plants introduced
adversely impacted native biodiversity and were inconsistent with local economic
needs.
The limitations of the DPSIR framework revolve around a series of tenets which,
depending upon the context of their application and the skills of the practitioner, may
limit its effectiveness and utility. DPSIR’s lack of an absolute scale can lead to
confusion in ranking or evaluating ecosystem status measurements while a reactive
(backward looking) emphasis can disguise or inhibit reliance on its predictive
capability. Incorporating DPSIR based indicators into local value systems has not
been widely adopted and the use of DPSIR as a simple cause and effect model is not
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consistent with the multifaceted socioeconomic forces functioning within the area or
region being evaluated.
7.0 IMPROVEMENTS TO DPSIR
Despite its limitations, DPSIR is a dominant framework for the organization and
evaluation of environmental/sustainability indicators and likely will remain so into
the foreseeable future (Karageorgis et al., 2006; Kohsaka, 2010). To improve its
usability and acceptance, enhancements to DPSIR based methodologies should be
focused around indicator standardization and quantification to allow for more
comparability between regions and countries; establishing a common basis for
stakeholder input and participation in indicator selection and weighting; more
effective integration among DPSIR factors to account for apparent and abstruse
ecological and anthropogenic system interdependencies; and procedures to evaluate
the effectiveness of change (environmental improvement) to response (policy
initiatives).
Singh et al. (2012) evaluated over 40 sustainability indices describing each by the
number of indicators and sub-indicators, including how the indicators are scaled,
weighted, and aggregated. Each of these indices has their own objectives and to try
and join or normalize them would require extensive re-interpretative efforts. In an
attempt to bring a more universal approach to indicator selection and analysis,
Organisation of Economic Co-Operation and Development (OECD) and the
European Commission has developed guidelines for the formulation of composite
indicators (OECD, 2008). The techniques described by the OECD handbook include
indicator selection and data reduction and are directed towards comparing and
ranking country performance in areas such as industrial competitiveness and
sustainable development. One technique to analytically amalgamate indictors that
continues to develop is described by Potschin (2009). SENSOR (www.sensor-ip.eu)
is a model that identifies common, inter-country land use indicators (environmental,
social, and economic) and allows the consequences of different policy options
(responses) to be assessed through 2025. In this way, the implications of land use
change, regionally and at larger scales, can be evaluated within the context of near
and long term environmental or sustainable objectives.
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values. The authors go on to conclude that a more inclusive and transparent indicator
selection program is essential to the continued relevance of the DPSIR framework.
The development and implementation of a DPSIR framework for ecosystem or
sustainability assessment is an ongoing one where indicators, states, impacts, and
other metrics are selected, measured, and continuously refined (Bertollo, 1998). They
are not immutable, but meant to evolve and change so as to blend eco-economic
conditions at a given place and time. As DPSIR systems mature (temporally and
spatially) linkages will become apparent between Pressure and State, State and
Response, and Response and Pressure (Neimeijer, 2002). Defining and quantifying
these linkages would reveal those socioeconomic and environmental relationships
that are significant actors in DPSIR based models.
To better clarify and quantify DPSIR linkages, Niemeijer and de Groot (2008)
introduced the concept of an enhanced or eDPSIR. This approach views DPSIR
processes as causal networks rather than causal chains and seeks to identify key
DPSIR factors within the context of dose-response ecosystem functions. Expanding
the dimensionality of DPSIR, Maxim and Spangenburg (2009) introduce the
tetrahedral DPSIR, focused on the identification and analysis of chemical drivers or
pressures on the environment, particularly biodiversity. The DPSIR framework is
conceptually inflated by classifying and evaluating primary (chemical discharges),
secondary (materials governance), and tertiary (cultural attitude) aspects. This third
dimension to DPSIR is expressed more quantitatively by Lin et al. (2009) through
matrix analysis of their Ecological Hierarchy Network or EHN. In this approach,
DPSIR factors (e.g., indicators) are mathematically arranged or layered around an
ecosystem’s environmental status. The EHN then integrates the layers to identify
and interpret the most meaningful hierarchical relationships. This tends to minimize
or reduce the level of subjectivity inherent within some DPSIR based analysis.
As analytical tools become more available for quantifying DPSIR framework
systems, techniques are developing to judge the effectiveness of a policy initiative
(Response) with regard to a change in environmental status (State). Is the Response
achieving the desired change in State? Confounding the process are such issues as
data (i.e., indicator) gaps, measurement quality, and data sensitivity (Niemeijer,
2002). More difficult to address is the response time or “distance to target” between
policy initiative and environmental response (Conacher, 1998). Ecosystem response
time increases in proportion to scale as seen in the case of chlorofluorocarbons
(CFCs) and ozone layer depletion (Table 1):
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Table 1. Summary of Ozone Layer Depletion History (www.epa.gov/ozone)
Date Elapsed Activity
Time
(years)
Late 1920s --- CFCs introduced for commercial use as a refrigerant.
CFCs played a major role in the economies of most developed countries and
significant geopolitical inertia had to be overcome to initiate measures to regulate
and/or phase out their use. 25 years of monitoring and confirmatory studies were
necessary before policy makers acted decisively and another 60 years is required
before the desired ecosystem endpoint (atmospheric chlorine at pre-CFC use levels)
will be achieved. A similar process, albeit with a much extended time-line, is being
played out today with regards to greenhouse gas emissions and their effects on global
climate.
On a more regional scale, Maybeck et al., 2007 offer a DPSIR framework analysis of
policy changes (responses) over a 20 year period implemented to address heavy
metal contamination of the Seine River basin in France. In their study, Maybeck’s
team uses historical water quality and industrial output and economic data from the
1930s through 2000 to recreate the Driver – Pressure – State – Impact framework
operating within the river basin during that period. They also outline policy initiates
(Responses) taken to address the Impacts of the contamination and to assess the
effectiveness of those Responses.
This retrospective reconstruction offers a possible technique to compress the
Response initiation timeline; particularly at the local or regional level and especially
when combined with aggressive stakeholder involvement early on in the DPSIR
framing process. Similar ecosystem studies in the near shore environments of the
Adriatic Sea (Colelli, et al., 2012), Beaufort Sea (Naidu et al., 2012), and the silver
mining district of Bolivia (Hagan et al., 2011) can be re-framed to incorporate DPSIR
factors. Such an approach would provide guidance on environmental feedback
(Impact or State) timing and the effectiveness of past and future policy Response
alternatives.
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8.0 SYSTEMATIZING ENVIRONMENTAL INDICATORS
OECD recognize over 100 environmental indicators (OECD, 2012). The organization
and systematic aggregation of these indicators into indices – quantitative devices
capable of summarizing and presenting key environmental status or trend information
to policy-makers – is of critical importance in assessing their usefulness and
reliability. There also are dozens of environmental and sustainability indices, the
majority of which feature the same or similar environmental indicators, but aggregate
them in different ways. The degree and complexity of indicator aggregation adds
another aspect to the evaluative process of environmental index usefulness. This is
especially true for those non-scientists who are looking for a tool or set of tools that
are easily understood and upon which economic or administrative decisions can be
based.
Research has highlighted examples of “index fatigue” where decision makers are
overwhelmed by the multifaceted nature of environmental indices or indicators and
the information these metrics are trying to present (Smeets and Weterings, 1999;
Bell, 2012). The perceived lack of transparency or simplicity in some environmental
indices can lead to suspicion on the part of stakeholders, who come to believe that the
index harbors the researcher’s policy or political point of view (Wilson et al, 2007).
Several meta studies have presented frameworks to organize or categorize individual
or types of sustainability or environmental indices (Spangenberg et al., 2002; Singh
et al., 2009; Wilson et al., 2007). While useful, these rely on concepts or schemas
proposed by individual academics or scholars; they lack universality and, more
importantly, do not readily accommodate the underlying basis of most indexing
systems – individual environmental indicators.
Using the DPSIR framework, the myriad environmental indicators and their
associated indexes can be arranged into categories that are distinct, well defined and
transferrable; regardless of the degree or intensity of aggregation. Kohsaka (2010)
conducted a similar, although broader scale, analysis of the published environmental
indicator literature using an analogous methodology. The DPSIR index assignment
approach described here allows for indicator bias, intentional or not, to be seen and
understood by policy makers and stakeholders. In addition, it permits the
development of an index contour that illustrates how the index is organized and what
values it relies upon.
This process involves disregarding by what means the indicators are weighted or
aggregated and deconstructing the index into its component environmental or
sustainability indicators. Each indicator is assigned to a DPSIR category and then
plotted to illustrate which DPSIR factor is most common in its development. Using
this approach, indicator sets can be classified as either Pressure driven, State driven,
or Response driven. The following three examples illustrate this technique.
8.1 Example No. 1 – State of the Great Lakes
In 1972 Canada and United States agreed to develop a program to evaluate and
monitor ecological and environmental quality within the Great Lakes and their
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associated drainage basins (EC and USEPA, 2009). The Great Lakes Water Quality
Agreement eventually led to the selection of 80 environmental and socioeconomic
indicators that are assessed regularly and provide researchers and policy makers with
information on individual lake or ecosystem-wide performance and status. In 2009
Environment Canada and U.S. Environmental Protection Agency reported on 62
indicators organized into eight categories focused on management issues (e.g.,
invasive species) or geographic areas (e.g., coastal zones). This joint report
concluded that the environmental quality of the Great Lakes ecosystem was mixed,
with some areas improving and others becoming worse.
Figure 2 provides a re-arranged architecture for the indicators used in the compilation
of the 2009 State of the Great Lakes report.
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public in evaluating the effectiveness of pollution management programs and trends
in environmental quality.
Figure 3. EPI Indicator Distribution. Re-aggregation of EPI indicators into the PSIR
framework illustrates the emphasis placed on State versus Impact
Given the stated objectives of the EPI, the environmental indicators aggregated by the
index are biased towards those reflecting State, the condition or status of the
environment at a given time and place (Figure 3). The number of State indicators is
almost double those used to evaluate Pressure or Response, with measures of Impacts
comprising only about five percent.
8.3 Example 3 – State of the Nation’s Ecosystem 2008
Prepared by The Honorable John Heinz III Center for Science, Economics and the
Environment – The Heinz Center, a non-governmental organization – the State of the
Nation’s Ecosystem is a periodic report that compiles 108 indicators to describe the
status and condition of six principal ecosystem components: coasts and oceans,
farmlands, forests, fresh waters, grasslands and shrub lands, and urban and suburban
areas (The Heinz Center, 2008). These indicators are used to identify patterns in
ecosystem extent, their chemical and physical characteristics, biological performance
information, and the level of natural ecosystem services (human exploitation). The
report does not attempt to aggregate the data into an index or to use the indicators as
part of a larger policy objective.
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Figure 4. Heinz Report Indicator Distribution by PSIR Categories. Sorting indicators
into a PSIR framework allows for a ready comparison with other environmental
performance studies
Over 80 percent of the Heinz Report indicators are those related to Impact and State,
which is consistent with the report’s stated mission. However, Pressure indicators are
under-represented, making up just over 10 percent of the data set and it would be
these indicators that best describe the extent of human demands on ecosystem
services.
9.0 CONCLUSION
The selection of environmental indicators in these three examples define data sets
that are focused on different parts of the DPSIR framework. Indicators making up the
Great Lakes data set are well balanced, while those in the EPI emphasize State
indicators and minimize those describing Impacts. Such a bias may be mitigated
through the EPI aggregating process that weighs the indicators using a complex
series of algorithms. Heinz Report indicators consider Impacts and States more
frequently than Pressures or Responses.
Omission or under-representation of environmental Pressures, Impacts, or Responses
may limit the usability of the data sets, providing only a two-dimensional (State and
Impact) view of environmental quality trends or patterns. Rapport and Hilden (2013)
analysis of ecological indicators in use at the Baltic Sea illustrate the consequences of
a non-holistic approach. Of 37 indicators mandated by the Helsinki Commission
(HELCOM: an intergovernmental organization of nine Baltic Sea coastal countries
and the European Union) all are either related to Pressure or State, as shown in Table
2:
Page 19 of 28
Table 2. Summary of the types of ecological indicators used in evaluation of Baltic
Sea environmental quality (from Backer, 2008)
TYPE DESCRIPTION NUMBER
Pressure Nitrogen and phosphorus 3
Heavy Metals 3
Dioxin 2
Illegal discharges 1
States Water chemistry and appearance 7
Nutrient concentrations 2
Heavy metals 5
Organic and radiological pollutants 6
Bacterioplankton and phytoplankton 7
Coastal fish 1
While they acknowledge the complexity of HELCOM’s mission, Rapport and Hilden
point out that little attention has been given to the role of Drivers and Responses in
Baltic Sea ecosystem study. As a consequence, there is a significant lack of specific
guidance on how to move from the problem to a solution. Despite water quality,
habitat, and species studies that have been ongoing since the 1970s, Baltic Sea
environmental quality remains highly challenged (HELCOM, 2013).
Along similar lines, Courville (2003) describes how the Costa Rican government’s
almost singular focus on maximizing economic return for its coffee growing industry
(yield as measured in dollars per hectare) has led to widespread, almost catastrophic
environmental degradation. In many regions, high intensity, fertilizer and pesticide
dependent cultivation methods have exhausted the soil and increased rates of erosion.
As a result, Cost Rica is in the midst of a major educational campaign to retrain its
growers in the use of more sustainable techniques. She compares this to Mexican
grower’s more encompassing social indicator based framework. In addition to a “fair
return for producers”, these include such benchmarks as lower child and women
labor rates, better access to housing and medical care, and more educational
opportunities.
Martins et al., (2012) recognize the need for a comprehensive set of balanced DPSIR
based gauges to support fisheries management strategies. Based on a review of the
literature, they highlight inaccuracies and inconsistencies in the application or
utilization of indicators within this important economic and ecosystem resource.
Martins et al., advocate a schema that identifies a framework of measures
encompassing 14 Drivers, 13 Pressures, 13 Impacts/States and 16 Response
indicators. Adoption of their balanced approach would serve to establish a common
set of indicators useful in assessing fishery sustainability and help to make more
consistent the ability to measure the success of policy initiatives.
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As illustrated by the above examples, for environmental indicator sets or indices to
be credible, representative of ecosystem performance, and provide meaningful
feedback on policy they need to be holistic and inclusive. The fragmentation and re-
assembly of environmental indictor data sets or indices proposed here is an attempt to
underscore those areas where environmental indicator schemas may be weak or not
sufficiently inclusive to achieve their stated assessment objectives.
Page 21 of 28
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