Human Resource Audit
Human Resource Audit
A Human Resource Audit is a comprehensive method to review current human resource policies,
procedures, documentation and systems to identify needs for improvement and enhancement of the HR
function as well as to assess compliance with ever-changing rules and regulations.
The performance details of the HR department are obtained by some sources such as documents, reports,
complaints and various methods are used to audit the HRM system that are :
1) Observation,
2) Interview method,
3) Questionnaire method,
4) Workshop,
5) Assessment center, etc.
Of them, Human Resource best practices Questionnaire is used to assess current strengths and
identify opportunities for improvement with HR related processes (recruitment, selection,
compensation & benefit, health & safety management, employee relations, training & development),
systems, support structure and resources.
The questionnaire should be developed in such a way that one can assess the weakness and strength
of all the process of HRM practices (recruitment, selection, compensation, health management,
employee relations, law and legal practice).
In the recruitment process, the questionnaire may includes questions about the types of the
recruitment, number of stages involved in selection process, types of tests in the selection process,
source of candidate, recruitment process for different employees, type of technology used in the
recruitment process, amount of time needed for final results, the challenges in the recruitment process
etc.
Employee selection begins when a pool of applicants is generated by the organization’s recruitment
efforts. During the employee selection process, a firm decides which of the recruited candidates will
be offered a position. In the selection process, the questionnaire may include questions about the
preferences on selecting employees, selection methods used by the organization, quality of the
employees etc.
Compensation may includes questions about working hours, amount of the salary, salary increment,
bonuses, allowances and benefits offered by the company etc.
Sample Questionnaire: -
Recruitment
Name: -
Company’s name: -
Designation: -
Date: -
1) Does the organization do proper Job Analysis before Selection Process begins?
a. Yes
b. No
2) Does the Job Responsibilities and Job Description are clearly defined to the candidates appearing
for selection process?
a. Yes
b. No
3) Does the selection methods used by the Organization are reliable?
a. Yes
b. No
4) Is the organization doing timeliness recruitment and Selection process?
a. Yes
b. No
5) Does HR provide an adequate pool of quality applicants?
a. Yes
b. NO
6) Rate the effectiveness of the interviewing process and other selection instruments, such as
testing?
a. Yes
b. No
7) Rate how well HR finds good candidates from non-traditional sources when necessary?
a. Poor
b. Adequate
c. Excellent
8) Do you think organization looks for experienced employees in selection Process?
a. Yes
b. NO
9) Which is the most important quality the organization looks for in a candidate?
a. Knowledge
b. Optimistic Nature
c. Discipline
d. Team Work Ability
e. Other
10) Does the organization do employee verification before and after selection?
a. Yes
b. No
11) How do you rate the Selection Policy of the organization?
a. Good
b. Average
c. Poor
Compensation
1) State how long you have been working in your organization?
a. Less than 1 year
b. 1-5years
c. 5-9years
d. More than 10years
2) How many hours do you work per day?
a. 6-8 hours
b. 8-10hours
c. More than 10hours
3) What was your starting salary? ………………… .
4) Does the company pay salary incentives? A) Yes B) No
5) Does the company pay incentives or bonuses? A) Yes B) No
6) Please state the allowances and benefits that your company allows you?
.
Employee Relations
1) What the worker does for the business? _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ .
2) Did the worker perform services for the firm in any capacity before providing the services that are
the subject of this investigation? A) Yes B) No C) N/A
3) Who determines how, when and where the service is performed? _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ .
4) Is the worker allowed to utilize helpers to perform the work? A) Yes B) No
5) If the worker utilizes helpers, does the helper have to advise or obtain permission from the
business before sending a substitute worker? A) yes B) No
6) Who reports the helper’s earnings to the IRS? _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ .
7)