RCRA Citizen Suit Provision and The Private Remedy of Restitu
RCRA Citizen Suit Provision and The Private Remedy of Restitu
Volume 11
Issue 1 Journal of Natural Resources & Article 7
Environmental Law, Volume 11, Issue 1
January 1995
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Recommended Citation
Lewis, J. Thomas Blaine (1995) "The RCRA Citizen Suit Provision and the Private Remedy of Restitution
After KFC Western, Inc. v. Meghrig and Furrer v. Brown: Reasonable Minds May Differ," Journal of Natural
Resources & Environmental Law: Vol. 11: Iss. 1, Article 7.
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The RCRA Citizen Suit Provision and
the Private Remedy of Restitution After
KFC Western, Inc. v. Meghrig and
Furrer v. Brown: Reasonable Minds May
Differ*
J. THOMAS BLAINE LEWiS*"
. The United States Supreme Court recently settled the issue addressed in this
Comment in Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135 (Mar. 19, 1996) (To be
reported at 116 S.Ct. 1251). The Court rendered this opinion a short time before this
Comment was scheduled to go to print. The addendum to this Comment contains an
analysis of the Court's opinion.
1"Staff member, JOURNAL OF NATURAL RESOURCES & ENVIRONMENTAL LAW; J.D.,
Class of 1997, University of Kentucky; B.A., History, May 1993, Indiana University.
Solid Waste Disposal Act, as amended, Resource Conservation and Recovery
Act, 42 U.S.C. §§ 6901-6992K (1984) [hereinafter RCRA].
' H.R. REP. No. 198, 98th Cong., 2d Sess., pt. 1, at 53 (1984), reprinted in 1984
U.S.C.C.A.N. 5576, 5612. Section 7003 is the provision conferring enforcement authority
on the EPA Administrator.
For a summary of cases involving disputes over standing, the meaning of
"citizen," etc., see William B. Johnson, Annotation, Right to Maintain Citizen Suit under
§ 7002 of Resource Conservation and Recovery Act, 91 A.L.R. Fed. 436 (1994).
4 KFC Western v. Meghrig, 49 F.3d 518 (9th Cir. 1995) (allowing restitution as a
remedy); Furrer v. Brown, 62 F.3d 1092 (8th Cir. 1995) (disallowing an action for res-
titution).
' For purposes of this Comment, the terms restitution and damages will be used
J. NAT. RESOURCES & ENVTL. L. [VOL. 1 1: 1
have concluded that it applies to citizen suits brought under section 6972(a)(1)(B)." Id. at
481. Nonetheless, the court clarified by citing Congress' intent to include within the
definition of discarded material those products that no longer were wanted or served
their intended purpose. Id. at 481 (citing Connecticut Coastal Fisherman's Ass'n v.
Remington Arms, 989 F.2d 1305, 1314 (2d. Cir. 1993) (quoting H.R. REP. No. 1491,
94th Cong., 2d Sess. 4 (1976), reprinted in 1976 USCCAN 6238, 6241)). Relying on
this definition, the court logically concluded that gasoline that has leaked from its
storage tank into the ground is no longer useful for its intended purpose. See Zands v.
Nelson, 779 F. Supp. 1254 (S.D.Cal.1992). See also Connecticut Coastal, 989 F.2d 1305.
6 KFC Western, 49 F.3d 518.
'7 Furrer v. Brown, 62 F.3d 1092 (8th Cir. 1995).
Id.
I
9 H.R. REP. No. 616, 98th Cong., 2nd Sess., reprinted in 1984 U.S.C.C.A.N.
5576, 5606.
1995-96] RCRA CITIZEN SUIT
Dague v. City of Burlington, 732 F. Supp. 458 (D. Vt. 1989). Murray v. Bath
Iron Works Corp., 867 F. Supp. 33, 41 (D. Me. 1994) and City of Toledo v. Beazer
Materials and Services, Inc., 833 F. Supp. 646 (N.D. Ohio 1993) imply that if this bur-
den is not met the plaintiff will be out of court.
J. NAT. RESOURCES & ENVTL. L. [VOL. 1 1: 1
2 United States v. Aceto Agric. Chemical Corp., 872 F.2d 1373 (8th Cir. 1989);
Craig Lyle Ltd. Partnership v. Land O'Lakes, Inc., 877 F. Supp 476 (D. Minn. 1995);
Murray v. Bath Iron Works Corporation, 867 F. Supp. 33, 41 (D. Me. 1994); City of
Toledo v. Beazer Materials and Services, Inc., 833 F. Supp. 646 (N.D. Ohio 1993).
2. KFC Western v. Meghrig, 49 F.3d 518 (9th Cir. 1995).
, Commerce Holding Co. v. Buckstone, 749 F. Supp. 441, 445 (E.D. N.Y. 1990),
stated in reference to § 6972(a)(I)(B), "While this grant of standing is apparently quite
broad, its breadth is tempered by the type of relief available."
' Id. (holding that injunctive relief is available under § 6972(a)).
26 KFC Western, 49 F.3d 518.
2 RCRA, 42 U.S.C. § 6972(a)(I)(B) (emphasis added).
1995-96] RCRA CITIZEN SUIT
C. Case Law
" H.R. REP. No. 98-198, 98th Cong. 1st Sess. 1983, reprinted in 1984
U.S.C.C.A.N. 5576.
"' KFC Western, 49 F.3d 518. The court relied on this language to conclude that
the statute allowed any relief the district court deemed necessary.
" Murray v. Bath Iron Works Corporation, 867 F. Supp. 33, 41 (D. Me 1994);
City of Toledo v. Beazer Materials and Services, Inc., 833 F. Supp. 646 (N.D. Ohio
1993).
" Murray, 867 F. Supp. at 41.
32 id.
"3 Id. (citing Connecticut Coastal Fishermen's Ass'n. v. Remington Arms Co., 989
F.2d 1305, 1316 (2d Cir. 1993) (emphasis added). See also Price v. United States Navy,
818 F. Supp. 1323, 1325 (S.D. Cal. 1992); United States v. Ottati & Goss, Inc., 630 F.
Supp. 1361, 1400 (D. N.H. 1985).
3, 833 F. Supp. 646 (N.D. Ohio 1993).
J. NAT. RESOURCES & ENVTL. L. [VOL. 11:1
380 (E.D. Va. 1994); Murry v. Bath Iron Works Corp., 867 F. Supp. 33 (D. Me. 1994);
Circuit City Stores, Inc. v. Citgo Petroleum Corp., 1994 WL 483463 (E.D. Pa. 1994);
Triffler v. Hopf, 1994 WL 643237 (N.D. ill. 1994); Furrer v. Brown, 69 F.3d 1092 (8th
Cir. 1995); Craig Lyle Ltd. Partnership v. Land O'Lakes, Inc., 877 F. Supp. 476 (D.
Minn 1995); PaineWebber Income Properties Three Ltd. Partnership v. Mobil Oil Corp.,
902 F. Supp. 1514 (M.D. Fla. 1995); E. 56th Street Corp. v. Mobil Oil Corp., 906 F.
Supp. 669 (D.C. 1995).
31 Portsmouth, 847 F. Supp. at 380. In a footnote, the court acknowledged Gache
v. Town of Harrison, 813 F. Supp. 1037 (S.D. N.Y. 1993), stating that "the continued
presence of hazardous substances which present a threat of harm, even though the act
which created the hazard has passed, constitutes a continuing violatiun of RCRA."
Portsmouth, 847 F. Supp. at 384. In Gache, the plaintiff brought an action under RCRA
§§ 6972(a)(l)(A) and 6972(a)(l)(B), alleging the city's past operation of a landfill
resulted in a site that presented a continued violation of RCRA. While the Gache court
used language similar to that which the Portsmouth court cited, that language appeared
in the discussion of § 6972(a)(l)(A) claims, an analysis that courts have consistently
acknowledged as distinguishable from a §6972(a)(l)(B) analysis. Under a § 6972
(a)(l)(A) analysis, the Gache court, consistent with Dague v. City of Burlington, 731 F.
Supp. 458 (D. Vt. 1989), held only that the harm threatened need not be an "actual
harm," but only a potential for harm.
3' Portsmouth, 847 F. Supp at 384.
3' Id. The court relied on Jaffee v. United States, 592 F.2d 712, 715 (3rd Cir.
1984) ("A plaintiff cannot transform a claim for damages into an equitable action by
asking for an injunction that orders the payment of money.").
1995-96] RCRA CITIZEN SUIT
that is beyond the powers of the district court to grant under the
citizens-suit provision of RCRA, which only allows claims by
parties 'acting as private attorneys-general rather than [those]
pursuing a private remedy. ... "
The court went on to hold that a suit for money damages was out-
side the court's jurisdiction.4'
In Commerce Holding Company v. Buckstone, the EPA and
Commerce entered into a consent agreement in which Commerce
would conduct response and remediation activities. 2 Commerce
sought repayment under RCRA section 6972(a)(1)(B). The court
stated that, "[w]hile injunctive relief is available under
§6972(a)(1)(B), the statute does not provide a private action for
damages. 43 In response to Commerce's claim that its requests
were for equitable relief, the court stated:
If awarded this relief, Commerce would be the direct beneficiary
of the substantive relief. Thus, regardless of how the request is
denominated, it does not comport with the statute's purpose of
allowing private parties to bring suit if "genuinely acting as pri-
vate attorneys general rather than pursuing a private remedy."''
Accordingly, the court disallowed Commerce's claim for restitution.
A. Facts
Portsmouth Redev. and Hous. Auth. v. BMI Apartment Assoc., 847 F. Supp.
380, 385 (E.D. Va. 1994) (quoting Environmental Defense Fund, Inc. v. Lamphier, 714
F.2d 331 (4th Cir. 1983)). The Portsmouth court further stated, "The amendment of the
citizen-suit provision has not affected this interpretation of RCRA to not allow the
claimant to be the direct beneficiary of the relief." Id.
4' Id. See Gache v. Town of Harrison, New York, 813 F. Supp. 1037 (S.D. N.Y.
1993) (holding that, "RCRA does not authorize a plaintiff in a citizen suit to recover
remediation costs.").
4' 749 F. Supp. 441 (E.D. N.Y. 1990).
4 Id. at 445.
" Id. (quoting Lamphier, 714 F.2d at 337). Though not followed, a noteworthy
case is the ninth circuit's own Kaufman and Broad-South Bay v. Unisys Corp., 822 F.
Supp. 1468 (N.D. Cal. 1993). In that case the district court implemented the Commerce
Holding court's analysis, similarly concluding that § 6972(a)(l)(B) reserves no implied
private right of restitution. Most notable is the district court's refusal to grant the
plaintiffs wish that the court follow cases interpreting RCRA § 6973, a reading the
Ninth Circuit eventually adopted in KFC Western.
J. NAT. RESOURCES & ENVTL. L. [VOL. ItI: I
B. Analysis
Before the Ninth Circuit reached the remedy issue, the court
upon receipt of evidence that the past or present handling, storage, [and
other activities], of any solid waste or hazardous waste may present an
imminent and substantial endangerment. . . the Administrator may bring
suit . . . to restrain [any] person [including past or present generator, past
or present transporter, past or present owner or operator of a treatment,
storage, or disposal facility] who has contributed or who is contributing to
such handling, storage ...
Id. at 1382. The court then simply stated that, based on the language, section 7003
"specifically applies to past generators and transporters." While this statement is correct,
it supplies no answer to the question of whether the "imminent and substantial endan-
germent" must exist at the time of the suit.
1995-96] RCRA CITIZEN SUIT
grappled with the Meghrigs' contention that, because the site had
already been cleaned up, KFC had not shown there to be an "immi-
nent and substantial endangerment" as required by section
6972(a)(l)(B)." Noting that some of the legislative history support-
ed the Meghrigs' contention, the court held that RCRA authorizes
citizen suits for contamination that at some point in the past posed
an imminent and substantial danger.54 The KFC Western court
based its opinion largely on reasoning proffered in United States v.
Aceto Agricultural Chemicals Corp., where the Eighth Circuit held
in a similar action brought by the EPA under RCRA section 6973"
that the imminent and substantial endangerment requirement limits
RCRA's coverage to cases where the potential for harm is great, but
does not in any way limit the temporal relationship between the
existence of the imminent and substantial endangerment and the
filing of the action. 6
In Aceto, the defendant claimed that because the site already
had been cleaned up by the time the action was filed, the EPA
could not meet the "imminent and substantial endangerment" re-
" KFC v. Meghrig, 49 F.3d 518 (9th Cir. 1995). Interestingly, the Meghrigs did
not challenge the retroactivity of §6972(a)(1)(B) (the sale occurred in 1975, one year
before the passage of RCRA), an issue that has yet to be resolved. Portsmouth Redev.
and Hous. Auth. v. BMI Apartments Assoc., 847 F. Supp. 380 (E.D. Va. 1994) (holding
that the court did not have jurisdiction over a damage suit under RCRA), stated:
"Whether RCRA applies to inactive disposal sites would not determine the issue pre-
sented in this action because it still would be necessary to determine whether it applies
to owners who sold the property before RCRA's enactment. It is not necessary, though,
to reach that thorny issue .. " Id. at 384.
KFC Western, 49 F.3d at 520. Finding a cause of action, the court referred to
the legislative history and its interpretation of the word imminence. The court stated:
"Imminence in this section applies to the nature of the threat .... The section, there-
fore, may be used for events which took place at some time in the past but which
continue to present a threat to the public health or the environment." Id. (quoting Staff
of House Subcommittee on Oversight and Investigation, Committee on Interstate and
Foreign Commerce, 96th Cong., 1st Sess., Hazardous Waste Disposal 32 (Comm. Print
96-IFC 31, 1979) ("Eckhardt Report")). The court then cited Dague v. City of
Burlington, 935 F.2d 1343, 1356 (2d. Cir. 1991) (imminent hazard requires proof that a
risk of harm is present); United States v. Price, 688 F.2d 204, 214 (3d Cir. 1982)
(noting that imminent danger existed at the time of the district court's hearing). Despite
precedent that points to a contrary conclusion, the 9th Circuit ultimately relied upon the
Eighth Circuit's holding in United States v. Aceto Agric. Chemicals Corp., 872 F.2d
1373, 1383 (8th Cir. 1989). That case involved a nearly identical provision that provides
the Administrator with a cause of action. There the court read the imminent endanger-
ment requirement as "limiting the reach of RCRA to sites where the potential for harm
is great" but not as limiting the time for filing an action.
' KFC Western, 49 F.3d at 521.
United States v. Aceto Agric. Chemicals Corp., 872 F.2d 1373, 1383 (8th. Cir.
1989).
J. NAT. RESOURCES & ENVTL. L. [VOL. 11: 1
57 id.
s Id.
58 Id.
5 See generally, Furrer v. Brown, 62 F.3d 1092 (8th Cir. 1995).
'o Acero, 872 F.2d 1373. In United States v. Price, 688 F.2d 204 (3d Cir. 1982),
the court held that the government is allowed a cause of action for reimbursement under
section 6973.
6 KFC Western v. Meghrig, 49 F.3d 518 (9th Cir. 1995) (reversing Kaufman and
Broad-South Bay v. Unisys Corp., 822 F. Supp. 1468 (N.D. Cal. 1993)).
61 Id. The court stated, "KFC's action to collect restitution of clean-up falls within
the statutory allowance for district court orders that defendants take 'such other action as
may be necessary . ld. at 521.
I..'
1995-96] RCRA CITIZEN SUIT
similarly the relief available under the two provisions."6' 3 The court
bolstered its position with the observation that Congress granted the
right to sue pursuant to the standards of liability established under
section 6973.' However, the court acknowledged that Congress
intended that citizens be given only a "'Limited' right to sue pursu-
ant to . . . § 6973,"65and conceded that, "the legislative history cuts
both ways."66
A. Facts
B. Analysis
After concluding "[t]he statute does not give the district courts
express authority ... to award money judgments,"7 the Furrer
court turned to the Supreme Court's decision in Cort v. Ash for
guidance in its determination of the presence of an implied cause of
action. 7' The Cort decision enunciated four factors to analyze when
searching for an implied cause of action: (1) Whether the plaintiff is
in the statutory class of those to be protected; (2) the statute's legis-
lative history; (3) the sought after remedy in the context of the
statutory purpose; and (4) whether the action is traditionally within
63 Id. at 521-22. The KFC Western court, in a footnote, analyzed the legislative
history stating, "The legislative history for the 1984 Amendments suggests that when
Congress added the endangerment provision it did not intend to grant a narrower right of
action to citizens than to the Administrator. Id. at 522 n. 3.
Id. at 522 note 3.
6 Id.
6 Id.
67 Furrer v. Brown, 62 F.3d 1092, 1093 (8th Cir. 1995).
6 Id.
" Id.
70 Id. at 1094.
" Id. (citing Cort v. Ash, 422 U.S. 66, 95 S.Ct. 2080, 45 L.Ed.2d 26 (1975)).
J. NAT. RESOURCES & ENVTL. L. [VOL. 1 1: 1
the province of state law to the extent that inferring a federal reme-
dy would be inappropriate.72
The court first sought to determine if the plaintiffs were among
the class of persons to be protected. In a succinct analysis, the
Furrercourt noted, "Clearly, the Furrers as 'citizens' are among the
'any persons' who are authorized to bring suit ....[T]he 'benefit' of
RCRA, however, inures to all citizens of the United States.... ",73
The court then concluded that the Furrers sought a "special benefit,"
and held that RCRA was not enacted to confer such a benefit on
those in the Furrer's situation.74
As may be expected, the Furrers invoked the section
6972(a)(1)(B) language vesting in courts the power to take "other
action as may be necessary" to argue that restitution is a proper
remedy. 75 The court, after asserting that this was an overstatement,
postulated that the language may authorize the court to order a party
to investigate and/or remediate a site.76 The court then stated, "ju-
risdiction 'to enforce' or 'to restrain' does not encompass the au-
thority to award monetary relief. '[W]hen legislation expressly pro-
vides a particular remedy or remedies, courts should 77not expand the
coverage of the statute to subsume other remedies."',
Next, the court turned to an analysis of a CERCLA citizen suit
provision with similar "to order such action as may be necessary"
language.78 Realizing that the CERCLA citizen suit lacked a cause
of action for monetary recovery, Congress enacted section
9613(f)(1) to expressly allow a contribution action. The court
observed, "In other federal environmental legislation, Congress
authorized suits for similar injunctive relief, but then specifically
gave federal courts authority to hear claims for monetary recovery
as well."80 Implicit here is that if Congress intended to allow a
cause of action for monetary recovery, it would have expressly done
81
SO.
In its discussion of the legislative history of RCRA section
"' Id. at 1096 (quoting National R.R. Passenger Corp. v. National Ass'n of R.R.
Passengers, 414 U.S. 453, 458, 94 S.Ct. 690, 693, 38 L.Ed.2d 646 (1974)).
7' CERCLA, 42 U.S.C. § 9659 (1988).
79 Furrer v. Brown, 62 F.3d 1092, 1096 (8th Cir. 1995).
'o Id. at 1097.
8 Id.
1995-961 RCRA CITIZEN SUIT
" Id. at 1097 (quoting Cannon v. University of Chicago, 441 U.S. 677, 694, 99
S.Ct. 1946, 1955, 69 L.Ed.2d 560 (1979)).
" Furrer, 62 F.3d at 1097 (8th Cir. 1995).
14 Id. (quoting Touche Ross & Co. v. Redington, 442 U.S. 560, 568, 99 S.Ct.
relief available under the two provisions."'' 8 The Furrer court then
turned to the KFC Western court's support for their statement that,
"[n]othing (in the legislative history) indicates that Congress intend-
ed citizen suits to serve a purpose different from that served by
governmental actions." 9 The Furrer court remarked, "it is a non
sequitur that the remedies available to the respective plaintiffs must
be the same."'
COMMENT ADDENDUM
9' 64 U.S.L.W. 4135 (Mar. 19, 1996) (To be reported at 116 S.Ct. 1251).
' The Court rendered this opinion a short time before this Comment was sched-
uled to go to print. Consequently, this addendum was prepared after the rest of the
paper was completed.
Meghrig v. KFC Western, 64 U.S.L.W. 4135, 4136 (Mar. 19, 1996).
98 Supra, notes 72-77 and accompaying text.
Meghrig v. KFC Western, Inc., 64 U.S.L.W. at 4136.
10D id.
,0' Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135, 4136 (Mar. 19, 1996).
02 Id. See supra notes 28-44 and accompanying text.
'03 Meghrig v. KFC Western, Inc., 64 U.S.L.W. at 4136.
" Id. at 4137 (quoting Webster's New International Dictionary of English Language
J. NAT. RESOURCES & ENVTL. L. [VOL. 11: 1
. Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135, 4137 (Mar. 19, 1996).
12 Id. See CERCLA, 42 U.S.C. § 9613(0(1).
IId. See CERCLA, 42 U.S.C. §§ 9613(g)(2) and 9607(a)(4)(A) and (B).
1995-961 RCRA CITIZEN SUIT
a cost-recovery mechanism." 4
Second, and perhaps most persuasive, is the Court's recognition
that sections 6972(b)(2)(B) and (C) preclude a citizen from com-
mencing a citizen suit under section 6972(a) when either the EPA or
the State has begun, and is prosecuting, a separate enforcement ac-
tion." 5 In light of this preclusion, application of the citizen suit
provision as a cost-recovery mechanism yields an illogical result
because less problematic sites that neither the EPA nor the state
"feel compelled to address" will remain open to contribution ac-
tions, while sites with more serious problems, upon which either the
EPA or the state is likely to act, leave parties without a means to
recover response CoStS."16 Consequently, a party's chances of seek-
ing contribution via section 6972(a)(1)(B) are only as good as the
chance that neither EPA nor the state choose to bring an enforce-
ment action." 7
Finally, the Court dealt with the argument proffered by the
Government as amicus curiae that a party could seek damages using
section 6972(a)(1)(B), so long as the suit were brought concurrently
with the existence of an imminent and substantial endangerment." 8
The Government hypothesized a plaintiff who, while a site persists
posing an imminent and substantial endangerment, sues a responsi-
ble party for restitution. This argument cuts through the conditions
precedent issue"9right to the damages question. The Court re-
sponded:
the limited remedies described in § 6972(a), along with the stark
differences between the language of that section and the cost
recovery provisions of CERCLA, amply demonstrate that Con-
gress did not intend for a private citizen to be able to undertake a
"' Id.
W' Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135, 4137 (Mar. 19, 1996).
116 Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135, 4137 (Mar. 19, 1996).
'" Id. The Court in Heckler v. Chaney, 470 U.S. 821 (1985), established a pre-
sumption of unreviewability of agency decisions not to undertake enforcement actions.
The presumption is rebuttable by a showing that the agency is not following enforcement
guidlines outlined in the agency enabling statute. This policy of unreviewability translates
into substantial deference to agency decisions not to enforce. Thus, as far as the EPA is
concerned, whether a plaintiff is barred or allowed and action under § 6972(b)(2)(A) be-
comes an issue committed to agency discretion.
"' Meghrig v. KFC Western, Inc., 64 U.S.L.W. at 4137.
"' Many of the decisions on this issue turn to the fact that there no longer exists
an "imminent and substantial endangerment" to disallow an action for previously ex-
pended response costs. The bulk of the Unanimous Court's opinion makes the same easy
escape.
J. NAT. RESOURCES & ENVTL. L. [VOL. 1 1: 1
20
clean up and then proceed to recover its costs under RCRA.1
CONCLUSION
"' Meghrig v. KFC Western, Inc., 64 U.S.L.W. 4135, 4137 (Mar. 19, 1996).
121 Id.
1' Id. (quoting Middlesex County Sewerage Authority v. National Sea Clammers
Assn., 453 U.S. 1, 14 (1981)). See Furrer v. Brown, 62 F.3d 1092, 1097 (8th Cir.
1995).
"2 One must assume the Court is referring to a suit brought concurrently with the
existence of some imminent and substantial endangerment.