Vol13 5 9
Vol13 5 9
Abstract. The current paper examines safety management systems in the Estonian manufacturing
industry. The aim of this research is to assess via safety audit, to what extent OHSAS18001
contributes to real and formal safety elements of SMS in manufacturing companies. In 2014, eight
OHSAS 18001-certified organisations and eight non-certified Estonian enterprises from different
branches of manufacturing were interviewed and assessed using MISHA method. The results
show via statistical analysis that OHSAS 18001 has a significant impact on formal safety, real
safety and combined safety elements. It can be also concluded that the OHSAS 18001
certification facilitates companies’ commitment to health and safety activities and leads to dealing
with additional topics promoting workplace health and safety. Therefore, OHSAS 18001 can be
seen as a strategic unit for improving safety performance. However, after examining three types
of companies, we can conclude that a safety management system can be effectively implemented
also without possessing the OHSAS 18001 certification, but in the Estonian economy market it
usually requires affiliation with a larger corporation or concern. Based on the analysis, a
conceptual model is created which helps the company reallocate the resources in a way that all
possible safety elements will be covered.
Key words: MISHA method, OHSAS 18001, safety audit, safety management.
INTRODUCTION
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audits and inspections, rewards and recognitions, employee engagement, safety meetings
/ committees, suggestions / concerns and discipline.
After the SMS procedures have been developed, they need to be implemented by
people with appropriate skills and knowledge. Training packages should be developed
to explain the SMS and they should be delivered effectively to all workers. One
possibility for establishing and ensuring effective SMS is to apply for an SMS
certification (such as OHSAS 18001 (EVS, 2007)), which creates the basis for
systematic work in the area of safety management, hazard identification and prevention,
and promotes strong improvement process being put to use (Paas et al., 2015b). The
benefits of OHSAS 18001 have been studied by several authors in recent years (Nielsen,
2000; Torp et al., 2000; Hale, 2009; Rocha, 2010; Granerud and Rocha, 2011;
Fernandez-Muniz et al., 2012a; Fernandez-Muniz et al., 2012b; Koivupalo et al., 2015;).
The aforementioned studies indicate that adopting OHSAS 18001 may improve the
organisation’s image, reputation and performance. Moreover, it integrates OHS into the
company’s management system, reduces the risk of accidents, improves the company’s
compliance with legal obligations, favours a learning process and helps to create a higher
level of transparency. However, OHSAS 18001 certification has also been criticised,
especially for having a tendency to increase the bureaucratisation of health and safety
issues and therefore discourage genuine worker involvement. This may shift the focus
from health and safety issues towards paperwork control, which may diminish the
activities dealing with OHS problems (Kamp & Blansch, 2000; Nielsen, 2000; Granerud
& Rocha, 2011).
The aforethought SMS contributes to a positive safety culture (Fernandez-Muniz et
al., 2007a; Fernandez-Muniz et al., 2007b; Hale et al., 2010; Nordlöf et al., 2015; Yourio
et al., 2015). A healthy and positive safety culture actively seeks improvements, is
constantly aware of hazards and uses adequate units for continuous monitoring, analysis
and investigation. Other elements of positive safety culture include the personnel and
management being committed to safety responsibilities and the existence of a
documented set of rules and policies. Several studies prove that management’s strong
commitment to safety ensures the establishment of and adherence to sound safety
practices (Nielsen, 2014; Koivupalo et al., 2015; Nordlöf et al., 2015). It is important to
note that a safety culture cannot be effective without devolving to organizational culture
(Järvis, 2013; Yourio et al., 2015). Therefore, the SMS should not rely on a pure
paperwork system—rather it should reflect the overall safety culture and be consistent
with the mitigation of occupational hazards gained from the risk assessment.
Poor safety culture will encourage an atmosphere of non-compliance to safe
operating practices. Violations are likely to be most common in organizations where the
unspoken attitudes and beliefs are that production and commercial goals should get
priority, rather than safety. Several studies illustrate the cultural expression where there
is a constant competition between productivity and safety—e.g. taking shortcuts without
using the appropriate units or ignoring safe procedures to increase productivity (Brown
et al., 2000; Atak & Kingma, 2011; Nazaruk, 2011). Managers tend to perceive the
resources for OHS as expenditures rather than investments. Therefore, it remains
difficult to convince the management of the benefits of investing into safety activities—
implementation costs are often overestimated and potential failure costs underestimated
(Amador-Rodenzo, 2005). Effective SMS should promote the achievement of an
acceptable level of safety while balancing the distribution of resources between
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production and protection. In any manufacturing organization, production and safety
risks are strongly linked (Fig. 1). According to James Reason (1997), when production
increases, safety risks may also increase if the necessary resources or process
enhancements are not available. A company should determine its key objectives of
production and safety by balancing the output with acceptable safety risks. If the
resources are excessively allocated for protection or risk controls, it may result in the
product becoming unprofitable, thus jeopardizing the viability of the organization. On
the other hand, favouring the allocation of resources for production at the expense of
protection might have an impact on the safety performance and it might ultimately lead
to an accident. Perhaps the most extensive effect of a poor safety culture will be evident
in an unwillingness to be proactive with no deficiencies—safety shortcomings will be
worked around and allowed to persist.
Bankruptcy
Safety
Financial Managemen
Managemen t
Protection
Catastrophy
Production
Figure 1. Relationship between safety and financial management to ensure positive safety
practice (adopted from James Reason 1997).
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The main objectives were: (1) to examine the impact of OHSAS 18001 on real and
formal safety elements, (2) to conduct a safety audit in 16 industrial companies (eight
OHSAS 18001-certified companies (OHSAS), four non-certified locally established and
owned companies (NOHSASL) and four organisations which belong to a larger
corporation or concern but are not OHSAS 18001-certified (NOHSASC)) in order to
find the relationships between company type and safety activities and (3) to perform a
statistical analysis to find out the significant difference in formal, real and formal+real
(combined) safety elements based on company type.
This section presents the empirical findings of the study. For determination of the
impact of OHSAS 18001 on formal and real safety performance, a statistical analysis
was conducted. As a result, a conceptual model was created based on whether the safety
element contributes to formal, real or combined safety (Fig. 2a, 2b, 2c).
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Safety elements covered in OHSAS 18001
Safety elements examined through audit but not covered with OHSAS 18001
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Safety elements covered in OHSAS 18001
Safety elements examined through audit but not covered with OHSAS 18001
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Testing the significant impact of company type (OHSAS NOHSASL, NOHSASC)
on the abovementioned safety elements with Multivariate Analysis MANOVA, the results
demonstrate that there was a significant multivariate main effect of company type on
formal safety performance (p < 0.05). The results also showed that there was a
significant difference in real safety performance as well as in combined safety
performance between different company types (p < 0.1).
A conceptual model (Fig. 2 SUM): OHSAS 18001 and the impact of the safety
elements in the scope of formal, real or combined safety can be combined from Fig. 2a,
2b, 2c.
Figure 2 SUM. A conceptual model: OHSAS 18001 and the impact of the safety elements in
the scope of formal, real or combined safety.
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p < 0.05) and definition of the personnel responsibilities (0.488, p < 0.05). This means
that implementing OHSAS 18001 contributes to a higher formal safety performance—
safety activities are systematically planned and it guarantees higher preconditions for
formal safety performance.
Fig. 3 presents the results of each formal safety element calculated by the MISHA
method according to company type. From there we can conclude that for some elements
OHSAS 18001 does not give the expected added value. For instance, organisations
which belong to a larger corporation or concern but are not OHSAS 18001-certified
(NOSHASC) show higher results in defining personnel’s responsibilities and planning
personnel resources. This shows that these elements are more strongly related to the
company’s general personnel management and the content of job descriptions. Some of
the corporated companies have applied a strong content for safety policy which indicates
that if the top management reports full engagement to safety, the content of safety policy
may be more comprehensive and far-reaching than required by OHSAS 18001. Non-
certified, locally established and owned companies (NOHSASL) show considerably
lower results than OHSAS 18001 certified (OHSAS) and NOHSASC companies in
formal safety elements which can be explained by more random attitudes and activities
towards OHS management. Only a few of NOHSASL companies possess a written
safety policy or deal with regular personnel resources and selection. Additionally, the
follow-up of accidents statistics is very low among NOHSASL companies. Meliá et al.
(2012) conducted an in-depth analysis of a NOHSASL company dealing in process
industry in Southern Europe and identified several safety flaws such as formal use of
preventive observations, formal but not useful safety programmes, lack of safety
communication etc.
Safety audits revealed that NOHSASC companies gained slightly higher results
preparing safety documents, such as work instruction, instructions for safety training,
training of new employees, instruction for supervisors’ safety duties etc. than OHSAS
companies. The reason behind this might rather depend on the size of the company than
its type as smaller firms tend to put less effort into the bureaucracy of safety documents.
Absenteeism
Follow-up of Accidents Statistics
Definition of the Personnel's Responsibilities
Design of the Psychological Working Conditions
Selection and Placement of the Personnel
Planning of the Personnel Resources
Safety Policy's Connections to other Activities
Revising Safety Policy
Safety Documents
Assignment of Tasks and Responsibilities
Contents of the Policy
Written Safety Policy
Figure 3. Descriptive statistics of formal safety elements providing mean (calculated using the
MISHA method) for the dependent variables according to company type. Scale 0–3.
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b) Real Safety Elements
Figure 4. Descriptive statistics of real safety elements providing mean (calculated using the
MISHA method) for the dependent variables according to company type. Scale 0–3.
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safety factors which do not depend on company type (Fig. 2): in activity area A2 of
occupational health services, supervisor safety knowledge, line management safety
knowledge; in B1employee participation in workplace design, development in teams; in
B2 information on changes; in C1 noise, thermal conditions, illumination, physical
loads, major accident hazards and design of physical work and workplace; in C2
psychological stress factors; in D2 physical workability and psychological workability.
This indicates that OHSAS 18001 does not contribute to a great extent to many of
the real safety activities. For example, dealing with physical work environment (C1) is
a strict requirement derived from the OHS act and it is one of the main focuses of the
annual visit of the labour inspector. Employee participation in workplace design is rarely
used in all three types of companies due to the common belief that there is low OHS
knowledge among employees. Therefore, companies prefer to rely on engineers rather
than involving employees in the stage of design, with a few exceptions (Paas et al.,
2015a). Development in teams is also seldom practiced among companies as it is not
supported by Estonian OHS legislation.
Other real safety elements were dependent on company type: in activity area A1:
top management commitment to the safety policy and dissemination of the policy; A2:
resources, top management’s safety knowledge, line management’s safety knowledge
and supervisor safety knowledge; A3: promotion, rewards and career planning; B1:
supervisor\employee communication; B2: general communication procedure,
suggestions for improvement and campaigns; B3: training for work and work permits;
C1: chemical hazards, maintenance and accident hazards.
Very high influence emerged in top management’s commitment to the safety policy
(0.964, p < 0.00), dissemination of the policy (0.929, p < 0.00) and OHS resources
(0.964, p < 0.00). There are several other real safety elements that significantly depend
on company type: top management’s safety knowledge, supervisor employee
communication, promotion, rewards and career planning, training for work, work
permits, and so on. From Fig. 4, all scores for real safety element according to company
type can be seen. From these results we can conclude that implementing the OHSAS
18001 standard contributes only partly to real safety elements such as top management
commitment to the safety policy, dissemination of safety policy and resources. For many
real safety elements (Fig. 4), strong demands from corporations influence safety
activities more than requirements derived from the OHSAS 18001 standard, for example
suggestions for improvements; general communication procedures; promotion, rewards
and career planning and safety knowledge among supervisors, line managers and top
managers.
In 2011, Granerud and Rocha conducted in-depth analyses in five OHSAS
manufacturing companies. One of the companies (plastic production) used several
formal safety elements, but in practice it was difficult to find visible signs of safety
activities—formal feedback channels and written procedures were not used, employees
were not involved in suggesting or making improvements and several physical and
chemical risks were inadequately mitigated. This example shows that the OHSAS 18001
certificate is used merely as a window dressing for the company’s customers. In other
four OHSAS companies, both formal and real safety elements were handled with top
management’s commitment, as safety is seen as a high priority, and workers were
actively participating in the enhancement of health and safety.
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There was a statistically significant difference in combined safety performance
based on the company type (OHSAS, NOHSASL, NOHSASC), F (26, 2) = 11.472,
p < 0.1; Wilk's Λ = 0.000, partial η2 = 0.993. The power to detect the effect was 0.730.
Fig. 5 presents the results of each real and formal safety element calculated by the
MISHA method according to company type.
NOHSASL NOHSASC
Figure 5. Descriptive statistics of real and formal safety elements providing mean (calculated
using the MISHA method) for the dependent variables according to company type. Scale 0–3.
The results indicate that all elements of the safety policy (A1) depended on the
company type while all elements from safety activities in practice (A2) had no
significance for the company type. From hazard analysis procedures (C3), two
elements—tasks of the occupational health services and tasks of the safety
organization—did not correlate with company type, while workplace hazard analysis
was dependent on company type. Additionally, elements from personnel safety training,
accident investigation and assessment of the work environment showed significant
difference. It is clear why the OHSAS 18001 standard contributes to participation in the
preparation of the safety policy as it is reasonable to engage employees in the preparation
stage in order to strengthen the relationship between employees’ safety principles and
employers’ safety standards. The assessment of work environment was strongly
dependent on the company type, although NOHSASC companies tend to carry out
comprehensive risk assessment and occupational hazards measurements even more
regularly than OHSAS companies, while NOHSASL companies hardly perform regular
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activities in this field. Interestingly, accident investigation is performed more actively
by NOHSASC companies. Obviously, the need to report and compare numeric results
between subunits determines it. Clearly, elements from A2 (presence of a safety
manager, safety committee and safety representatives) are required by the general OHS
law which every company, irrespective of its type, has to follow.
CONCLUSIONS
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3. Conducting safety audits and determining the company’s tendency to lean its
focus either towards formal or real safety assists the company in reallocating the
resources in a way that all possible safety elements are covered. It is essential to deal
with real safety, as this is often most visible and forms the employee’s safety attitudes
and performance, but also with formal and combined safety as those elements often add
value to the systematic health and safety work in a company.
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