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Collisions
Collisions
The Origins of the War in Ukraine and the New
Global Instability
MICHAEL KIMMAGE
Oxford University Press is a department of the University of Oxford. It furthers the
University’s objective of excellence in research, scholarship, and education by publishing
worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and
certain other countries.
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America.
© Michael Kimmage 2024
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system, or transmitted, in any form or by any means, without the prior permission in
writing of Oxford University Press, or as expressly permitted by law, by license, or under
terms agreed with the appropriate reproduction rights organization. Inquiries concerning
reproduction outside the scope of the above should be sent to the Rights Department,
Oxford University Press, at the address above.
You must not circulate this work in any other form and you must impose this same
condition on any acquirer.
CIP data is on file at the Library of Congress
ISBN 978–0–19–775179–4
eISBN 978–0–19–775181–7
DOI: 10.1093/oso/9780197751794.001.0001
Dedicated to my daughters, Ema and Maya, and to the
conviction that we can learn from history
Contents
Preface
Acknowledgments
Introduction
Notes
Index
It may be that the lack of a romantic element in my history will
make it less of a pleasure to the ear; but I shall be content if it is
judged useful by those who will want to have a clear
understanding of what happened—and, such is the human
condition, will happen again at some time in the same or a similar
pattern.
Thucydides, The Peloponnesian War, Book 1:22
Preface
***
⋆⋆⋆
Collisions is anything but a memoir or an eyewitness account. For
two years, I was a mid-level functionary at the State Department, a
“senior official” at best, but in reality, not much more than an
observer of great events—during the initial phase of Russia’s war
against Ukraine. Instead of journalism or autobiographical writing,
Collisions is an early draft of the history that will one day be written
about the 2022 war, which began in 2014, if not earlier. It is a
narrative of the events that have culminated in a major European
war and an inquiry into the causes behind these events. With this
book, I have aspired to the objectivity of a scholar and to the
conscious avoidance of advocacy: it is neither a justification of US
policy nor a mea culpa. At the same time, while striving to provide
an even-handed account of the war, I have tried to imbue Collisions
with the immediacy of my government experience, focusing on the
choices leaders and governments have made, on mistakes of
judgment and of prediction, on triumphs of judgment and prediction,
on the play of personality that is so determinative for diplomacy, on
the economic and political constraints under which governments
operate, and on the clash of ideas between Russia and the United
States, going back not just to the 1990s but to the Cold War.
Washington and Moscow fiercely disagree about politics and about
Europe, and they have disagreed on these points for time
immemorial, which is an invitation to historical reflection. Without
this disagreement in the background, there might well have been a
war but there would have been no global collision over Ukraine in
2022.
In the writing of this book, I have had an illustrious model in
mind. In the first sentence of The Peloponnesian War, its author
describes himself as “Thucydides of Athens [who] wrote this history
of the war fought against each other by the Peloponnesians and the
Athenians.” Then he continues, as if writing about someone else:
“He began his work right at the outbreak, reckoning that this would
be a major war and more momentous than any previous conflict.”
Thucydides had been a general in the war and was a witness to a
few of the events he mulled over as a historian. With some
transposition, his famous explanation of the Peloponnesian War
eerily anticipates Russia’s 2022 war against Ukraine: “In my view the
real reason, true but unacknowledged, which forced the war was the
growth of Athenian power and Spartan fear of it.” Both the deep
underlying causes and the “openly proclaimed grievances,” the
acknowledged disputes that led directly to the war, fascinated
Thucydides, but most important were the underlying causes.3
Enamored of its openly proclaimed grievances, Russia did not
precisely fear the growth of Ukrainian power in 2022. Putin feared
the alignment of Ukraine with Western power. It would be as valid to
say that he resented this alignment, that he perceived it as a
personal affront. This fear and this resentment forced the war. In the
fifth century bce, Thucydides of Athens did not write to validate
Athenian power (or Spartan fear). He wrote in order to understand
such power and such fear, to understand this double helix of force
and emotion, which is the prime mover of international relations.
More than two millennia after it was written, The Peloponnesian War
is not just a good book. It is still a relevant book.
Two caveats about Collisions are worth noting at the outset. It is
not a history of Ukraine. I do not have the linguistic or academic
background to write the history of Ukraine as such. My training is as
a historian of the Cold War with three points of emphasis: the
history of Russia and the Soviet Union, the history of Europe, and
the history of the United States. I have done what I can to link the
history of Ukraine, which lies at the heart of the 2014 and 2022
wars, with the European, Soviet, Russian, and US material that is
more familiar to me. This helps with the global frame that the 2022
war requires. It is, however, a necessarily partial interpretation of the
war. Another caveat is that as time passes, historians will gain access
to more and better information about the war, bringing greater
empirical heft and more grounded insight to the question of why it
broke out. Eventually, historians will know how the war ends, which
will help them to assess the changes wrought by the war. I envy
these historians, but I also see the value in picking up the historian’s
pen “right at the outbreak” of a war—rather than waiting for a
finality that will be a long time coming. In their radicalism and in
their horror, wars threaten to erase history, to rush past history or to
render it invisible, to substitute ephemeral news cycles and jittery
rumors for historical context and analysis, especially when the
outcome of a war is not yet in sight. To prevent such erasure and to
move toward a reasoned understanding, wars must be approached
as events in history before all the archives can be assembled, all the
monuments erected, and all the museums built, and even before the
guns have fallen silent.
Acknowledgments
Written in haste, this book was nevertheless years in the making. Its
origins lie in the two years I spent at the State Department Office of
Policy Planning. There, from 2014 to 2016, I was fortunate to have
as colleagues Lauren Baer, Max Bergmann, Charles Edel, Eddie
Fishman, Ziad Haider, Andrew Imbrie, Arslan Malik, Drew McCracken,
Amanda Monsour, Jonathan Stromseth, Bart Szewczyk, Jonathan
Temin, Ian Klaus, and my brother, Daniel Kimmage. I was equally
fortunate to have as bosses David McKean, and Jon Finer. The
collective standard of excellence at Policy Planning gave me an
invaluable education in policy formation, which is a primary theme of
this book.
Since 2014, I have had the good fortune to work on issues related
to Russia, Ukraine, and Europe at the Wilson Center’s Kennan
Institute, the German Marshall Fund, and at the Center for Strategic
and International Studies. Colleagues at these and at other think
tanks have added immeasurably to my understanding of
international relations and of US–-Russian relations. They include
David Cadier, Sam Charap, Derek Chollet, Heather Conley, Karen
Donfried, Joe Dresen, Matt Duss, Jeff Edmonds, Nick Fenton, Jeff
Gedmin, Jim Goldgeier, Fiona Hill, Jonathan Katz, Andrea Kendall-
Taylor, Margarete Klein, Hans Kundnani, Miriam Lanskoy, Robert
Legvold, Eric Lohr, Jeff Mankoff, Jade McGlynn, Julie Newton, Olga
Oliker, Victoria Pardini, Will Pomeranz, Matt Rojansky, Eugene Rumer,
Kori Schake, Jeremy Shapiro, Maria Snegovaya, Mary Sarotte,
Constanze Stelzenmueller, Angela Stent, Izabella Tabarovsky, Jan
Techau, Andrew Weiss, and Stephen Wertheim.
The editors at Foreign Affairs—Daniel Kurz-Phelan, Justin Vogt,
Hugh Eakin, Kate Brannen, Kanishk Tharoor, Stuart Reid, Elise Burr,
and many others—have done so much to help me to formulate my
own thinking about the war and about international affairs. It has
been a joy to work with them. The same is true for my cherished co-
authors in the pages of Foreign Affairs: Michael Kofman, Maria
Lipman, Hanna Notte, and Liana Fix, all of whom are also friends.
Conversations with Josh Yaffa, Valerie Hopkins, Linda Kinstler, Anton
Troianovsky, and Keith Gessen are always illuminating; so too is
reading their writing.
As was the case (by now) with three of my previous books,
conceptualizing Collisions was jumpstarted by time spent at the
Center for Advanced Studies at the Ludwig Maximilian University of
Munich, where Annette Meyer and her colleagues provided their
signature intellectual hospitality and day-to-day sociability. Their
doing so in the summer of 2021, during a pandemic not always
conducive to reading and writing and thinking, holds special
importance for me. It was a rare gift.
Great thanks to Professors Michael A. Reynolds and Jennifer
Wistrand for invitations to discuss this book at Princeton University
and at the Miami University of Ohio, respectively. Thanks as well to
Luiza Bialasiewicz and George Blaustein for instruction on European
affairs and to Stephen Kotkin for his mentorship. Anna Vassilieva is a
dear friend and colleague in the academic domain: she made it
possible for me to start writing this book beneath the blue California
sky. Conversations with Jeremi and Zachary Suri did much to shape
this book. I am grateful to the many non-expert audiences I have
had the opportunity to address while writing Collisions. Peter
Schmidt in particular does wonders bringing serious talk to the
general public. Questions from this public are the point of departure
for Collisions.
Catholic University, especially Dean Thomas Smith and Associate
Dean Caroline Sherman, has tendered much support for this book,
some of it material and some in the form of non-material
encouragement.
It was a pleasure to work with my agent, Don Fehr, on the idea
behind this book and on its journey into print. David McBride has
been a wonderful editor, and he belongs to an expert crew at Oxford
University Press.
My parents, Ann and Dennis Kimmage, have a hand in this book.
They may not agree with all of its arguments, but they provided the
foundation for it to be written, which is their capacious interest on all
of the regions and themes covered in Collisions. Avid students of
twentieth-century history, they are always finding ways to relate it to
twenty-first-century developments, making them my best teachers.
Collisions is dedicated to my daughters, Ema and Maya, who in
countless ways have made it worth writing and brought happiness to
the writer. When they are adults, they will be able to regard the
collisions of 2022 and 2023, which we all lived through in real time,
as history, and they can learn from them as history. My wife, Alma,
may not fully accept (or fully forgive) the title of this book, but she
brought her wit, her wisdom, and her kindness to the task of getting
it across the finish line.
Introduction
⋆⋆⋆
The February 2022 war was not one collision. It was several wars
simultaneously, each with different points of origin, with different
levels of conflict and with different degrees of danger. Front and
center was a war between two states, Russia and Ukraine, a war
tied up in centuries of convoluted history. The war’s second collision
was between Russia and Europe, a collision likewise steeped in
history, in the many wars France, Britain, Poland, Sweden, Germany,
and Russia had fought with one another since the seventeenth
century. If the 2022 war has a clear origin, it is in February 2014, in
Yanukovych’s flight, which was itself caused by a regional tug-of-war
over Ukraine, in which Europe was at every point involved. Europe
wanted Ukraine as one more independent democracy in Eastern
Europe, standing on its side of the political ledger, not necessarily
against Russia but unimpeded by Russia, whereas Russia wanted to
control Ukraine’s destiny; Putin could only accept an independent
Ukraine that was deferential to Moscow. The third collision was
between Russia and the United States, two countries that had the
potential to be allies, as the United States and imperial Russia were
in World War I and the United States and the Soviet Union were in
World War II. Yet Moscow and Washington were most recognizable
to each other as adversaries. Reared in the tradition of being
adversaries, they made the most sense to one another as
adversaries.7 The Cold War had ended in 1991, a mere thirty-one
years before some version of it returned in 2022, or perhaps it had
never ended.8 US-Russian tension over Ukraine shifted Russia’s war
from a European conflict in 2022 to a global conflict and, because of
the stakes, to a conflict with the potential to turn nuclear. One war:
three collisions.
Russia’s imperial purview had for centuries been fixed on Ukraine.
From this point of view, the eastern territories of Ukraine had been
incorporated into the Russian empire in 1654. The Habsburg empire
had incorporated the western territories, and until the eighteenth
century, Crimea had belonged to the Ottoman Empire. When World
War I was going well for Russia, in 1915 and early 1916, the
conquest of all of Ukraine was conceivable for Czar Nicholas II. By
1917, this dream had dissolved into defeat and revolution. At first,
the Soviet Union controlled only eastern Ukraine, turning it into the
Ukrainian Soviet Socialist Republic, a state within the Soviet Union.
(After a brief period of independence, western Ukraine found itself
divided among Poland, Czechoslovakia, and Romania after World
War I.) World War II changed the equation once again. Not only did
Moscow possess all of Ukraine by 1945; the Soviet imperium
extended to Czechoslovakia and East Germany, stranding Ukraine
deep within the Soviet fold. An unusual stasis settled on the region
from 1945 to 1989, the stasis of imperial dominion, after which the
borders were once again in flux. The 1950s, 1960s, and 1970s were
marked by the Soviet Union’s control of Eastern Europe and by its
policies of Russification, which never eliminated the hunger for
nation states liberated from Moscow’s rule.9 Though Ukraine won its
independence in 1991, Russia’s political leadership did not cease
seeing Ukraine through an imperial lens. It was the only lens
through which Putin ever saw Ukraine.
The Russian imperial purview merged military, historical, and
civilizational concerns. Ukraine was mountainous only in its
southwest. With Belarus to the north, Ukraine was the military
highway to Russia for Napoleon and Hitler. Ukraine was highly
vulnerable to invasion, rendering Russia vulnerable to invasion from
the west. For many of the makers of Russian foreign policy, a key
instrument of outside attack was the turning of Ukrainians—its
nationalists in Russian parlance—into an eternal fifth column (for
Russia). Poland had used Ukrainians as a cudgel against the Russian
Empire. Hitler had exploited Ukrainian nationalism during World War
II, granting occupied Ukraine its own SS Division. The Kremlin could
also define Ukraine as Russia proper, as an extension of itself:
centuries of imperial Russian history in Ukraine plus the blood shed
by Russians to defend Ukraine’s land and cities during the Great
Patriotic War were proof positive that Ukraine and Russia were one.
Crimea could be at the center of this narrative. Imperial Russia had
fought a war against Britain, France, and Turkey in the 1850s, the
Crimean War, and the Soviet Union expelled Nazi Germany from
Crimea and from western Ukraine, a hinge connecting Russia and
Ukraine within this line of historical thinking. Ukraine might be
deemed culturally Russian as well. Orthodox Christianity was a bond.
The millions of Russian speakers in Ukraine could be another
perceived bond. The claim that modern Russia was a child of
medieval Ukraine, of Kievan Rus’, a state that existed from the ninth
to the thirteenth centuries, was a further bond. Ukrainian-born
writers like Mikhail Bulgakov and Nikolai Gogol, both of them giants
of Russian literature, could be yet another bond, as were such Soviet
leaders as Nikita Khrushchev, Leonid Brezhnev, and Mikhail
Gorbachev, all of whom had family or biographical ties to Ukraine.10
By no means did the Soviet period erase the Russian imperial
purview.
As the career of Viktor Yanukovych attests, post-Soviet Ukraine
did have its philo-Russian elements. In addition to the Russian
speakers, many Ukrainians were bi-lingual or they went back and
forth between Russian and Ukrainian. Some in Crimea, in eastern
Ukraine, and in southern Ukraine may have thought of themselves
as Russians and wished for close cooperation with Russia; a few may
have wished for the formal incorporation of Ukrainian territories into
Russia. In Russia as well as Ukraine, millions upon millions of
families had Russian and Ukrainian heritage, a complicating factor
for those committed to a homogeneous Russia or a homogeneous
Ukraine. Ukraine had its regional distinctions in politics and cultural
affinity, which dictated a more benign view of Russia in some
corners and a less benign view in others. But there was no doubt
that the Ukraine born in 1991 was the nation state Ukrainians
wanted to have and to preserve, and that it was a nation state
separate from Russia. Ukraine Is Not Russia was the no-nonsense
title for the memoirs of Leonid Kuchma. He was Ukraine’s president
from 1994 to 2005 and a man who was by no means anti-Russian.11
Those Ukrainians who came of age before 1991 knew a Soviet
system designed to transcend national belonging and in the case of
Ukraine to repress national belonging. Those Ukrainians who came
of age after 1991 knew only their own country. Whether they spoke
Ukrainian or Russian, whether or not they had relatives in Russia,
whether they worshipped in the Ukrainian Orthodox Church (Moscow
Patriarchate) or at some other church or religious institution, their
reference points were Ukrainian: the political capital in Kyiv, the
Ukrainian sports teams, the Ukrainian currency and economy, the
Ukrainian flag. For them, Ukraine was not an aspiration. It was not a
question mark or a historical conundrum. It was a fact of life, and it
was theirs.
In hitting up against the fact of Ukrainian nationhood, the Russian
imperial purview ran into two other inconvenient facts. One was the
stubborn Ukrainian longing to join the West or to join “Europe,” what
Yanukovych had tried and failed to finesse in 2013. This could be an
economic-political venture or it could be a civilizational orientation—
Europe as a well-regulated market and desirable neighbor or Europe
as a bastion of Western civilization, an alternative to Russia’s Asiatic
civilization or to Russia’s lack of civilization, as some Ukrainians
might put it. (For others, the connecting link between Russia and
Ukraine could be a shared “Eastern” Slavic civilization, a link
connected to the claim that Russia, Ukraine, and Belarus were
naturally affiliated.) The Russian imperial tendency was also in
friction with Ukrainian ethno-nationalism, a diffuse movement going
back to the late nineteenth century and popular in the far-flung
Ukrainian diaspora. The ethno-nationalist impulse, which was most
widespread in western Ukraine, in those areas that had once been
under Austro-Hungarian and Polish control, posited Ukraine as
necessarily apart from Russia, distinct in language and ethnicity, and
as long-standing victim of Russian or Soviet imperialism. Ethno-
nationalist constituencies sometimes designated Ukraine as
indigenously Western and Russia as indigenously Eastern, much as
Poland or Hungary could at times define themselves against a
Muslim other. Quite often, the Russian imperial purview and ethno-
nationalism in Ukraine were symbiotic, somewhat like the British
imperial purview of the 1760s and 1770s and the evolution of a
distinctly American national identity in these decades.12
The war of February 2022 demonstrated the irreconcilable
differences that had arisen between Russia and Ukraine, many of
them after 2014. Putin would accept only a sovereign Ukraine that
paid homage to Russia, that limited its ties to Europe and to the
West, and that acknowledged explicitly or tacitly Ukraine’s place
within a Russian sphere of influence. These were the Kremlin’s
conditions for peace and for non-interference in Ukrainian affairs,
and with Putin they were not up for debate. With the insight of a
tragic hero, Viktor Yanukovych understood Russia’s unbending terms.
He knew they were harsh, and he knew that they were less and less
grounded in Ukrainian society and politics. Ukraine certainly
considered itself a nation. It felt more and more the attractions of
Europe and the EU, though since 1991 Kyiv had had to balance an
ethno-nationalist element with the Russophone or non-nationalist
constituencies that persisted throughout Ukraine. Starting in 2014,
with Yanukovych gone and with war in the air, Ukraine was moving
rapidly away from Russia. It expanded its ties with the West and did
what it could to escape from a Russian sphere of influence. This
choice was not without costs, but these costs did not sway most
Ukrainians from the basic decision made between November 2013
and February 2014. This was that Ukraine was better off turning
West than turning East.
A Russian collision with Europe was not less historically fraught
than the Russia-Ukraine collision. Imperial and Soviet Russia twice
achieved a lasting peace with Europe, at both times when Russia
was militarily ascendant. After the Napoleonic wars—the War of
1812 for Russia—a victorious Russia had joined the Concert of
Europe and was with Britain, Prussia, and the Habsburg empire a
conservative guarantor of European order and stability. Intermarried
with royal families across Europe, the Romanov dynasty was a
lynchpin of European peace until 1914. That year brought seemingly
endless strife to Europe, wars hot and cold, until in 1975 the Soviet
Union (at the peak of its power) completed negotiations with
Western European nations and with the United States in Helsinki,
Finland—the Helsinki Final Act, as it came to be known. Better
remembered in the West for its endorsement of human rights and
boost to the Eastern European dissident movements of the 1980s,
the Helsinki Final Act also secured Europe’s borders. Since 1945,
these borders had been perilously open to readjustment, threatening
war. On a landmass all too welcoming to imperialism and to
conquest, Cold War Europe’s most continuous flashpoint had been
West Berlin, which the Soviet Union would have loved to have
readjusted into East Germany, although it never did. The Helsinki
Final Act gave Europe forty years of relative peace, no small
achievement for the diplomats who negotiated it, until Russia
annexed Crimea in 2014, consigning the Final Act to history. The
right question is not why the Helsinki Final Act failed in 2014. By the
standards of European history, the right question is why the deal
survived for as long as it did.13
Even when a negotiated peace predominated, Russia tended to
combine offensive and defensive strategies toward Europe. The
defensive strategies have revolved around buffer zones in Belarus
and Ukraine. Situated between Poland and the Baltic Republics on
one side and Russia on the other, Belarus was once a part of the
Soviet Union and before that of the Russian empire (and before that
of the Polish-Lithuanian Commonwealth). Control of Ukrainian
territory erects a buffer zone for Russia south of Belarus through to
the Black Sea. In the name of self-defense, Russia has often gone
on offense in Europe. Russia annexed parts of Poland together with
Latvia, Estonia, and Lithuania in the late eighteenth century. The
Soviet Union invaded Poland in 1920, an invasion Poland successfully
repelled. Via the Molotov-Ribbentrop Pact of 1939, the Soviet Union
colluded with Nazi Germany to carve up Poland and to take control
of the Baltic Republics, a tenuous buffer zone against Hitler. The
Soviet Union invaded Finland in 1940. The Soviet Union’s conquest
of half of Europe (by 1945) was offense as defense and defense as
offense: the acquisition of new buffer zones in Central Europe had
been enabled by Hitler’s invasion of the Soviet Union. Russian
soldiers, already stationed in post-Soviet Moldova in 1991, never left;
Russia invaded Georgia in 2008, biting off two pieces of Georgian
territory; it waged war against Ukraine in 2014 and 2015.
Unprovoked, Russia invaded Ukraine again in February 2022. One
could go back into early modern and medieval history to find other
examples of Russia’s many collisions with Europe, of invasions from
one direction and then from another and then from another.
In 2022, Putin had to know that invading Ukraine would provoke
Europe’s wrath. It would be a rerun of 2014, he may have hoped,
when Europe rallied on behalf of Ukraine and the EU imposed
sanctions on Russia but when Europe steered fully clear of war.
Before the 2022 war, Putin lamented Europe’s hold on Ukraine,
invoking the defense of an embattled Russia by emphasizing
Ukraine’s possible entry into the NATO alliance, his motivating
nightmare scenario. Russia’s misfortune, he complained, was
Western encirclement. He had been boxed into a corner. Factually
speaking, Ukraine’s military relationship with the West had been
advancing since 2014. It would progress further with the election of
Joe Biden in 2020, Biden a stalwart transatlanticist and seasoned
friend of Ukraine. But Putin’s narrative was in many ways misleading,
and it was intended to mislead. Putin’s invasion of Ukraine reflected
his low opinion of Europe, his contempt even. He looked down on
Europe—in the form of the EU and of its myriad nation states—as a
rhetorical superpower. Europe acted as if it could, simply by
speaking up, ensure that Ukraine had the right to choose its trading
partners, its political system, its alliances. Unbelievably, after
centuries of imperialism and of imposing its terms on others, Europe
acted as if all countries had full autonomy and independence by
virtue of being “sovereign” countries. Yet the EU commanded no
army. If France and Britain had real armies, unlike militarily bashful
Germany, they would never use them in Ukraine, Putin must have
surmised, whatever they said about Ukrainian liberty and Russian
aggression. A tempting gap may have existed between Europe’s
perception of its power and its actual power, in Putin’s eyes. On the
eve of war, he may well have seen a Potemkin village in Europe’s
military setup, a vacuum waiting to be filled. To Russians Putin spoke
only of defending Russia. In Europe, though, he was going on the
offensive in 2022.
⋆⋆⋆
Europe’s twenty-first-century collision with Russia was more reactive
than Russia’s collision with Europe. Among the thorniest questions in
European politics and in modern European history is where the
border with Russia should be. (Russia has the same problem with
Europe.) Where does Europe end? Where does Russia begin?
Napoleon had set out to forge a European Russia by conquering it,
by ridding Russia of czarist autocracy, and by fashioning a Russia
that was a vehicle and not an opponent of the European
Enlightenment. Napoleon’s invasion ended with Russian soldiers in
Paris. After Napoleon, Europe resolved its Russia problem via the
Concert of Europe. For this resolution, Poles, Lithuanians, Latvians,
Estonians, and many other peoples paid the price of subordination to
Saint Peterburg. World War I destabilized the dividing lines between
Russia and Europe, borders moving monthly with the war. The end
result was a Soviet Union vastly smaller than the Russian Empire had
been in 1914. In the 1920s and 1930s, freshly minted nation states
of Eastern Europe arrived at an unsteady equilibrium, interrupted by
Nazi-Soviet collaboration in 1939 and then by Operation Barbarossa
in 1941. Hitler’s effort to transform the Soviet Union into German-
controlled Lebensraum was Napoleon’s fantasy without the
Enlightenment behind it. In 1945, Churchill and Truman resented
Stalin for leaving the Red Army in Eastern Europe, knowing this was
the beginning of a vast Soviet empire at Europe’s core, but they
accepted this regrettable state of affairs. Militarily, they could not do
otherwise, and so things stood for a long time. Some forty-five years
after the end of World War II, the Soviet Union withdrew from
Europe. Then, it vanished from the international stage altogether.
When a diminished Russia emerged from the wreckage of the Soviet
Union, its emergence did not settle the question of Europe and
Russia. It brought this question back to life.
With the question of Russia and Europe in play again after 1991,
so too was the question of war in play. It took a Europe based on
the elimination of war some time to realize and to accept the
dangerous relationship between an unfinished Russia and an
unfinished Europe. The Kremlin was not just dissenting from the
status quo in February 2022, not just criticizing the EU for having
gotten too close to Ukraine, or objecting to NATO expansion in
speeches and at diplomatic gatherings. Russia was bent on
transforming the European status quo through war. It was, as Putin
openly said, at war with “the collective West.” Were Russia to realize
its plans in Ukraine, this war would not be over; it might just be
starting. The war might spread outside of Ukraine by accident, as
World War I had come to Europe by accident; intentional or
unintentional run-ins and cyberattacks could occur at any time. Even
if the war did not spread, Russia was going to use all the means at
its disposal to destabilize the EU and NATO: disinformation,
espionage, active measures, the withholding of gas and oil, nuclear
brinksmanship. Fully aware of where they stood with Russia after
February 2022, European countries poured money and military
assistance into Ukraine not just for Ukraine’s sake but also out of
self-defense, though assessments of self-defense varied from
country to country. They levied sanctions on Russia as they never
had before. Grudgingly in some cases, avidly in others, European
countries accepted that their national security was in peril and that a
state of semi-war had broken out between Europe (broadly
construed) and Vladimir Putin’s Russia. Even Germany underwent a
change of heart due to the war, one that Poland, France, Britain, and
the United States greeted with gratitude.14
⋆⋆⋆
The third layer of the collision confirmed in February 2022 was
between Russia and the United States. It passed through stages on
both sides. In the active memory of both countries, as the tension
mounted, was the Cold War, which had begun to the west of Ukraine
—in the vicinity of Germany. The Cold War had begun in Europe,
though, and it was in Europe that the Cold War had ended, when
the Berlin Wall came tumbling down. Moscow and Washington were
accustomed to colliding in Europe. Woodrow Wilson and Vladimir
Lenin had competed for Europe, one to democratize it and the other
to make it communist, setting a precedent. After 1991, after four
decades of Cold War, Russia and the United States never really found
a way to cooperate on Europe. They succeeded only at avoiding
overt disaster when times were bad. When times were good, they
kept their distance capably, perhaps by not listening too closely to
what the other was saying. Accustomed to ideological competition,
in some respects excited by ideological competition, the United
States and Russia were accustomed to militarized competition on a
global scale. The United States returned to Cold War form when it
framed the 2022 Russian invasion as an assault on democracy and
as the epitome of authoritarian cruelty. In 2022, Russia returned to
Cold War form by reaching out to the non-Western world and by
blaming the war on the West’s neo-colonial arrogance. Russia found
sympathy in China, the same Communist China that had allied with
the Soviet Union for some of the Cold War; in India, which had been
non-aligned, though often philo-Soviet in the Cold War; in Africa, in
the Middle East, and in Latin America, where the Soviet Union had
been an active and at times an accepted or invited presence during
the Cold War.15
The United States loomed large for Putin. At issue was its
irritating strength and beguiling weakness. US strength lay in the
combination of its military power and its powers of attraction. Since
2014 the various governments of Ukraine had wanted to ally with
the United States: it was the United States keeping Kyiv at arm’s
length on entering NATO or on finalizing a treaty alliance. In Europe,
the United States was everywhere, the hyperactive guarantor of
regional security. It was hemming Russia in, and it would not close
NATO’s door for Ukraine out of deference to Russian sensitivities. It
would not close the door on the Balkans or the south Caucasus. But
the power of the United States, ubiquitous as it was, might be
hollow. How else could victory have eluded the United States in
Iraq? How else could the United States have lost a war in
Afghanistan? How else could the United States claim red lines in
Syria that were not actually red and not actually lines? How else
could the United States stand by and watch as Russia walked into
Syria in 2015 and seeded the American political landscape with fear
and loathing in 2016? And why was the United States such a mess
at home? Even the Americans themselves were asking this question
incessantly, and never with as much sincerity or severity as after the
attempted putsch of January 6, 2021. For Putin, American strength
and American weakness were very likely provocative. The
weaknesses modified the strengths, and for Putin the weaknesses
could ideally be exploited to neutralize the strengths.
In 2022, Putin waged war in Ukraine in part to push the US
perimeter of influence farther west. This could be achieved by
dividing Ukraine in two, which was Putin’s initial war aim. If the
government in Kyiv fell, that would demonstrate the emptiness of US
support. It would be Afghanistan in Europe. Perhaps European
countries would then start to regard the United States as a distant,
self-absorbed, and inept ally, a superpower in word but not in deed.
That may have been the grandest of Putin’s ambitions when he
opted for war. The less specific aim was to foster chaos through war:
not only to gain control over Ukraine, Putin’s first-order intention,
but to add to the balance sheet of dilemmas and crises that the
faltering hegemon and its effete European sidekicks would have to
face. That China was on Russia’s side—though it was not a co-
combatant in Ukraine—may have encouraged Putin in his
assessment of the war’s global stakes. When selecting February
2022 as the moment to strike, he had to have doubted US
leadership. Since 2014, the United States had never been able to
clarify its position on Ukraine, treating Ukraine as a quasi-ally and as
a neutral state at the same time, and since September 11 and the
ensuing global war on terror, the United States had been stumbling
from one foreign-policy fiasco to another; or so it could seem to an
unsympathetic observer. Watch and wait five years and Ukraine
would be in Washington’s pocket, Putin may have felt. Watch and
wait five years and Washington might, as it had after the Vietnam
War, find its global footing again, pitching forward with all its wealth
and its technology and its self-confidence about how American the
international order was supposed to be. Better not to watch and
wait.
By no means did the United States want war with Russia in 2022,
in 2014, or earlier. If Russia had faded away as a partner in 2011
and 2012, coming into focus as a semi-adversary, the United States
still counted on Russia not to be a serious obstacle in 2022. When
Moscow challenged Washington, Washington tended to pull back and
to keep lines of communication open. In 2008, Russia invaded
Georgia, and that did not upend the US-Russian relationship. In
2014, Russia annexed Crimea and invaded eastern Ukraine, and the
United States was outraged but unable to reverse the annexation of
Crimea or to expel Russian soldiers from the Donbas. Washington
tolerated Russia’s incursion into Syria in 2015. The US response to
Russia’s election interference in 2016 was muted. President Obama
did not want to skew the 2016 election. Trump appreciated the
interference while campaigning and wanted it to be forgotten (or
misunderstood) once he won the election. Washington was always
saying goodbye to “business as usual” with Russia until these
goodbyes became an aspect of “business as usual” in a dysfunctional
but somehow unchanging diplomatic relationship. When Joe Biden
and Vladimir Putin met in the summer of 2021 in Geneva, both of
them had the same message. They could do business with one
another. For the United States, it was, as Samuel Johnson said of
second marriages, the triumph of hope over experience. For Russia,
the Geneva summit was likely stage-managed diplomacy meant to
distract from a war that nobody was predicting in the summer of
2021.
Russia’s invasion in February 2022 changed everything. Week by
week, month by month, the United States rushed past inhibitions
that had been established in the Cold War and taken for granted
after the Cold War. US sanctioning of Russia reached record levels.
US soft power was marshaled to stigmatize and shame Russia. A
global coalition was formed—with Washington at its center—to
counter Russia in Ukraine and to counter Russia per se. Most
consequentially, the United States forged a military partnership with
Ukraine that was not camouflaged, as such partnerships had tended
to be during the Cold War, and that included intelligence sharing,
targeting, and the provision of high-powered weaponry. The military
partnership between the United States and Ukraine predated the
war. Washington had sought this partnership not to embolden
Ukraine but to deter Russia from further invading Ukraine. Once
Russia began its massive war, the US military was already on the
battlefield, although without uniformed soldiers on the ground and
with care taken to distinguish between Ukraine’s defense and attacks
on Russian territory.16 As was Europe, the United States was in a
state of semi-war with Russia by February 2022, a war less
circumscribed than the Cold War had ever been in Europe. The
spheres of influence imposed on Europe after 1945, the rampant
worries about escalation, the iron curtain and the diplomatic back
and forth that typified the Cold War were all relics of the past by
February 2022. On all sides, there was very little about the war in
Ukraine that was cold.
⋆⋆⋆
Collisions is the story of this war. Or more precisely it is the story of
the war’s origins. Of Caesar’s murder in Julius Caesar, Cassius,
Brutus’s accomplice, asks a prescient question—“how many ages
hence/Shall this our lofty scene be acted over/In states unborn and
accents unknown?” Ages hence will know how the war in Ukraine
ends, and that knowledge will affect the question of its origins.
Whether speaking in known or unknown accents or in states long
standing or unborn (in the early twenty-first century), historians
from ages hence will have another advantage. They will have
government documents from the decision-makers; they will have
access to archives; they will conduct interviews and make their way
through memoirs, altering the debate over the war’s origins. Putin’s
mind and motivations are a black box as far as empirical evidence
goes. His thinking can be inferred from his speeches and from his
actions: it can be the object of educated guess work, a very
imprecise science. The Russian archives may never open, and
members of Putin’s inner circle may never speak. If they do, they
may not have definitive or trustworthy answers to the question that
overshadows this book. Why on February 24, 2022, did Putin invade
Ukraine in the manner that he did? Whatever transpired in the
Kremlin on the eve of the invasion was a scene more sordid than
lofty. (Shakespeare’s Cassius was himself romanticizing a brutal
assassination as “our lofty scene.”) Like Caesar’s murder and like the
murder of Archduke Ferdinand in 1914, Putin’s decision will
reverberate throughout the history of the twenty-first century. It may
be acted over at some point. It will certainly be mulled over and
argued over.
Collisions aligns the origins of the war in Ukraine with four
intersecting causes. The first is Russia’s will to control Ukraine, to
hold the keys to its foreign policy, and to do so though persuasion or
through manipulation or, if necessary, through force. The means
have varied over the years in line with Ukrainian politics and Russian
capabilities. The ends have stayed the same. The second cause is
the precarious situation of Ukraine, a country with many friends and
neighbors but without allies, a strategically vital country, a large
country not easy to defend, and in 2022 a country that had already
been invaded by Russia. Russia had been a military presence inside
of Ukraine in the 1990s, not to mention in the Soviet or imperial
Russian past. Putin’s contempt for Ukraine spurred him to
overestimate Ukraine’s precarity: Ukraine would show Putin that it
was less vulnerable than he thought it was. The third cause concerns
Europe and the United States—the West—which were lazy about
Ukraine after 2014 or perhaps since 1991, when Ukraine gained its
independence. The West overpromised and underdelivered,
compounding the practical difficulties of defending Ukraine from
Russian invasion. Western policy did not crystallize around
achievable aims. It was simultaneously too much (publicly promising
Ukraine NATO membership); too little (refusing to arm Ukraine
comprehensively after it was invaded in 2014); too optimistic
(assuming this part of Europe would take care of itself); and too
pessimistic (assuming that Ukraine could not defend itself). And
fourth: Putin would not have invaded had he considered the United
States capable of defeating Russia’s ambitions in Ukraine. Putin’s war
was, among other things, a high-stakes bet against the United
States or a bet on American decline. Any one of these causes might
not have been enough to spark a war. It was the confluence of these
four causes that made for the shattering collisions of February 2022.
Though Collisions often dips back into the twentieth century and
before, it begins in 2008. This was the year a financial crisis broke
out, a young man took the reins in the Kremlin, and another young
man prepared to take the reins in the United States. Even with chaos
bearing down on the global economy, it was a time of possibility in
Washington and in Moscow. Russia was set to continue modernizing,
gathering foreign styles and ideas into the Russian fold, tying
Russia’s economy to the outside world, refurbishing its two most
splendid cities, and rejoicing at the growth of a Russian middle class.
The United States was in the throes of democratic renewal, changing
gears politically, moving grudgingly beyond the racial exclusions so
common to American history, and eliminating excesses (it was
hoped) from the global war on terror. To begin in 2008, with Dmitry
Medvedev in the Kremlin and Barack Obama readying himself for the
White House, neither of whom had any desire for war with Ukraine
or for a serious US-Russia confrontation, is to begin outside the
realm of inevitability. It is to begin in the realm of contingency, when
no soothsayers’ warnings were audible, when the horizon was
neither cloudless nor cloudy but still open, when the script was not
yet written. The story of Collisions begins at this indeterminate point
and progresses, event by event, personality by personality, decision
by decision, year by year to the anguish of a sprawling war. The
Russia-Ukraine, Russia-Europe, Russia-United States collisions that
were not predestined to occur when Barack Obama was first elected
became the collisions that nevertheless did occur fourteen years
later. This is the story of the winding road from an imperfect and in
some ways star-crossed peace, complacently held yet beginning to
fray in 2008, to the catastrophe set in motion in February 2022.
PART I
OPEN QUESTIONS, 2008–2013
1
Yes We Can
For seven years, the United States had lived in the shadow of the
fallen towers, the damaged Pentagon, and the crashed airplane in
rural Pennsylvania. September 11, 2001, had been the day on which
—allegedly—everything changed. The fear and the insecurity were
tenacious. Airports and government buildings started to resemble
fortresses. Suspicion about the outside world, suspicion of foreign
lands, and suspicion of the foreigner within were mounting. The
cascading fear inundated American foreign policy. Fear underwrote
two major overseas wars, enhancing the federal government and
justifying the torture of terrorists or of people said to be terrorists
(without too much legal handwringing over the difference). Elected
in 2000, George W. Bush pushed vigorously for these changes. He
fought a war in Afghanistan that would probably have been launched
by any American president, and he decided for a war in Iraq that
was his alone. Only in his second term did support for the Iraq War
start to melt away. Only slowly did the fear started to dissipate. To a
great degree, trust in the government diminished, an unintended
consequence of September 11. As had happened so many times
before in American history, domestic political concerns chipped away
at the primacy of foreign affairs, reasserting themselves in a financial
crisis that percolated in 2007 and boiled over in September 2008.
Moral and strategic overreach was the unavoidable story of Bush’s
second term, dooming the candidacy of John McCain in 2008,
although the global war on terror had been underwritten not just by
the Republican Party. Most Democrats had gone along willingly, even
enthusiastically, for the ride.
Had it not been for September 11, Barack Obama might not have
become president. In the dynasty-driven era of the Bushes and the
Clintons, of politics as a family business, Obama was a self-made
man. He was from Hawaii, far from Washington, DC. In 2008,
Obama was the owner of a superb but limited resume—the Illinois
State Senate, three years in the US Senate, and before that his
tenure as a law professor and community organizer. Obama was also
Black. Until the moment he was elected, this could seem an
insurmountable hurdle for American voters, or so it was commonly
argued before the election. Obama’s policy ideas were in tune with
those of the Democratic Party mainstream. They were fairly
conventional. What got him noticed—in addition to his eloquence,
his youth, and his skin color—was his position on the Iraq War. He
had been critical of the war when most Democrats had been rallying
around the flag and smoothing the Bush administration’s path.
Obama was the candidate of the hour in 2008, not least because he
promised to save the United States from itself—and especially from
what it had become after September 11. He spoke modestly of
nation building at home, which could be interpreted as an anti-war
message. He spoke warmly of international cooperation. He spoke
pointedly about an end to the United States dividing the world into
friends and foes. Throughout his campaign, Obama spoke implicitly
about an end to the fear that for so long had inundated American
politics. “Hope” was the fearless mantra of his presidential bid.
A careful reader of the American political tradition, Obama
extracted an affirmative storyline from it. He interpreted Thomas
Jefferson’s obsession with rights—best articulated in the Declaration
of Independence—as a precursor to the modern age of human
rights. He read Abraham Lincoln’s speeches on self-government as a
fleshing out of the US Constitution and the Declaration of
Independence: the labor of self-government, the value of
deliberation, the appeal of mixed government, and the majesty of
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