Theories of Law and
Theories of Law and
Theories of Law and
SOCIETY
AN INTRODUCTION
INTRODUCTION
Thus, its place in jurisprudential literature can be traced as far back as the
writings of David Hume who, in his Treatise on Human Nature (1740), argued
that law owed its origin not to some quirk of human nature, but to social
convention, and who described law as a developing social institution.
Charles de Montesquieu, in The Spirit of Laws (1748), put forward the view
that law originated in custom, local manners and the physical environment.
He asserted that good laws were those which were in accordance with the
spirit of society.
Through the years, writers on the nature of society, such as Comte, Marx,
Weber and Durkheim, have contributed to sociological jurisprudence,
putting forward views on how various social phenomena influence the
nature of law.
Sociological jurisprudence
The close link between the theoretical study of the law on the one
hand and the independent study of society on the other has meant that
sociological jurisprudence has been closely influenced by
developments in the other social sciences and its views on the nature
of law have been progressively transformed. For this reason, it is
difficult to point to any one proposition as being the central approach of
this school of thought. However, there are certain assumptions which
can be identified as characterising the thinking of almost all
sociological jurists. The following are some of them:
Sociological jurisprudence
• Generally, there is a belief amongst sociological jurists that law is only
one of a number of methods of social control. To this extent, it is not
unique in its function and place in society.
• There is a general rejection of the notion that law is somehow a
closed system of concepts, standards and structures, and that it can
stand on its own in its operation. Because there are certain problems
which the law cannot resolve, it must be seen, therefore, as being
open to modification through the influence of certain social factors.
To this extent, sociological jurists reject what has been called a
‘jurisprudence of concepts’.
• Sociological jurists tend to place more emphasis on the actual
operation of the law—‘the law in action’—arguing that this is where
the real nature of the law manifests itself, rather than in textbooks and
other elementary sources.
Sociological jurisprudence
In discovering the building blocks of the law, sociological
jurists disagree with the approach of the Natural Law school
of thought, which proposes that there are certain sets of
principles which describe absolute values and which then
become, or should be, the basis of all law. Instead, they take
a relativistic approach, which regards law as being the
product of a socially constructed reality.
The basis of the law is to be found in the ways in which people
regard their situation and their place in society, and how
society in general reacts to the problems confronting it.
Sociological jurisprudence
Charismatic
Where legality arises from charismatic revelation—that is, as a gift of
grace—through ‘law prophets’, who are rulers believed to have
extraordinary personal qualities. The law which they propound is
supported by an administrative apparatus of close aides or ‘disciples’.
Traditional
Where charisma may become institutionalised through descent and the
law making powers pass to a successor. Law is then supported by
tradition and inherited status, as in the case of new monarchies.
Sociological jurisprudence
Rational
Where there is a ‘systematic elaboration of law and professionalised
administration of justice by persons who have received their legal training
in a learned and formally logical manner’. In this case, the authority of law
is based on the accepted legitimacy of the lawgivers, rather than on
charisma. There is a rationalised legal order which dominates in an
impersonal fashion.
According to Weber, the rationality of law in Western societies is a result of
the rationalism of Western culture. Legal rationalism is the product of a
number of factors. Economic forces have played a significant, but not
necessarily a pivotal, role.
Sociological jurisprudence
This field of legal study has achieved precedence, particularly in the last 35
years. It is different from sociological jurisprudence in its approach to the
question of law and society, both in terms of its ideology and its
methodology. Whereas sociological jurisprudence sought to provide an
understanding of the nature of law through study of certain social
phenomena, the sociology of law seeks to explain the nature of society
from an investigation of the law as a form of social control.
Sociologists of law are interested in understanding such matters as the
socioeconomic circumstances leading to the emergence of certain laws,
as well as the processes by which those laws are created.
Roberto M Unger, The Nature of Law
and Society- Methodology
Roberto M Unger’s work on the sociology of law has produced a treatise
which is in the tradition of Max Weber and Emile Durkheim. He revives the
sweeping scope of Weber’s theorising on law and places the development
of rational legal systems within a broad historical and comparative
framework.
Unger locates his study of law within the scope of the major questions of
general social theory, by investigating the conflicts between:
a) Individual and social interests;
b) Legitimacy and coercion; and
c) The State and society
Roberto M Unger, The Nature of Law and
Society- Methodology
His goal is to provide an understanding of modern law and society, and his
main thesis is that:
The development of the rule of law, that is, law that is committed to
general and autonomous legal norms, could take place only when
competing groups struggle for control of the legal system and when there
are universal standards that can justify the law of the State.
Unger’s underlying claim is that ‘each society reveals through its law the
innermost secrets of the manner in which it holds men together.
Unger’s analysis emphasises the historical perspective. He examines the
nature of society generally and compares the Western legal tradition with
those of other, different, social systems, such as the Greek, Roman and
ancient Chinese, Indian, Judaic and Islamic civilisations.
Roberto M Unger, The Nature of Law
and Society- Methodology
Through this, he distinguishes three types of law which he regards as evolutionary
stages in the development of law in general:
• Customary/interactional law
This occurs as:
…any recurring mode of interaction among individuals and groups, together with
the more or less explicit acknowledgment by these groups and individuals that
such patterns of interaction produce reciprocal expectations of conduct that ought
to be satisfied.
Roberto M Unger, The Nature of Law
and Society- Methodology
Customary law is characterised by two main elements:
(a) factual regularity in behaviour—that is, a regular pattern can be
identified as a matter of fact in the behaviour of people in specific
circumstances;
(b) normative attitude—that is, people tend to regard certain established
behavioural practices as constituting what is right, in terms of order, for
society and for the world at large.
Roberto M Unger, The Nature of Law
and Society- Methodology
Bureaucratic/regulatory law
This occurs at a stage in a society’s development where the law is: …the
province of centralised rulers and their staffs. It is a law deliberately imposed by
government, rather than spontaneously produced by society.
This type of law is distinguished from custom by the fact that it is both public and
positive—that is, it ‘consists of explicit rules established and enforced by an
identifiable government’. Its occurrence is always accompanied by the
appearance of a State, which defines the various powers of different social
groups.
Bureaucratic law is not a universal characteristic of social life, but is limited to
situations where a division between State and society has occurred, and where
specific and explicit ‘prescriptions, prohibitions, or permissions’, directed at
general categories of persons and types of activity, identify some standard of
conduct.
Roberto M Unger, The Nature of Law and
Society- Methodology
The legal order/legal system
At this stage, the law will be: …committed to being general and autonomous, as well as public
and positive.
The legal order is to be found in modern Western liberal societies. This type of law is
‘substantively autonomous’, in the sense that it does not codify or express any identifiable non-
legal beliefs, that is, economic, political, religious or theological norms. It is ‘institutionally
autonomous’, in that the application of its rules is undertaken by specialised institutions which
are separate from the other institutions of legislation and administration and whose main task is
adjudication. This law is also autonomous in methodological terms, because it has a distinct
way of justifying its acts. Finally, it is autonomous at an occupational level, in that ‘a special
group, the legal profession, defined by its activities, prerogatives and training, manipulates the
rules, staffs the legal institutions and engages in the practice of legal argument
Roberto M Unger, The Nature of Law and
Society- Methodology
The evolutionary transformation of law
Unger proceeds to identify the developments which initiate changes in customary
law leading to bureaucratic law, which, in turn, changes into a legal order that will
eventually lead to what he calls a post-liberal legal order:
• The change of customary into bureaucratic law is characterised by an extension of
instrumental rules that have no normative quality (State law, governmental
sanctions). This extension of the instrumental rule is dependent upon the recognition
of the consensual basis of law.
• The development of an autonomous legal order brings about a further extension of
instrumental rules to everybody. Everyone can pursue his personal objectives, as
long as they do not infringe upon those of others. Law sets these limits.
Roberto M Unger, The Nature of Law and
Society- Methodology
There are two major conditions for a legal order to develop and continue to exist:
(a) No social group must occupy a permanently dominant position or have an
inherent right to govern.
(b) There must be a widespread social belief in what might loosely be called Natural
Law.
With these conditions in place, then, group pluralism and the belief in higher law,
justified by a transcendent religion, combine to produce a legal order and turn the
minds of men towards the rule of law ideal.
Roberto M Unger, The Nature of Law
and Society- Methodology
The law as a social expression
For Unger, law is indicative of the normative structure of social life.
There are two competing forms of normative integration:
• Consensual
‘Consensual law expresses the shared values of a group or community and manifests
the stable structure in recurring interactions.’
• Regulatory
‘Regulatory law is instrumental social control by political institutions through positive
and public rules.’ Unger considers autonomous law, that is, law in the legal order, as
both instrumental and consensual.
The Marxist account of law and
society
The main proponents of Marxist theory were Karl Marx (1818–83),
Friedrich Engels (1820–95) and Vladimir Lenin (1870–1924). The Marxist
school of thought is a comprehensive system of thought, covering, among
other things, the areas of sociology, history, politics and economics.
Specific Marxian writings on law have generally been rather sparse. This
is because of the secondary place that law and other elements of what
Marxists regard as the social superstructure have been allocated in
Marxist theory.
Marxist materialism-The role of material
conditions of production
The Marxist approach to society is basically materialist, meaning that, from the
Marxist point of view, the material—that is, the physical, economic and
environmental—conditions under which humans live are regarded as being the most
important factors influencing social development. Marxists especially emphasise the
economic factor, arguing that it is the economic relationships which people enter into
when they are engaged in the process of producing the means of sustenance, such
as food, clothing, shelter, etc, which determine all other social relationships. The role
of individual ideas in shaping social development is practically nil, since the ideas
themselves are only a product of the material conditions of social life. Similarly, social
institutions, such as the State, law and other structures, are only part of a
superstructure, which is firmly rooted in, cannot exist apart from and whose character
is ultimately determined by the material conditions of society.
Marxist historical materialism: The historical
development of economic relations of production
Marxist thought is also characterised by economic determinism, since it is argued that the
development of society from one stage to the next is inevitable, and that it is the changes in
the economic environment, along with changes in the relations of production, which dictate
the rate of social development.
Marxist ideas on social development thus place much emphasis on the historical stages
through which human society has gone, seeking to demonstrate that the transition from one
stage to another is inevitable, and that such transition is directly linked to a transformation
of the material base of society. This is what constitutes the historical materialist conception
of society and law within the Marxist school of thought. There are supposed to be five main
stages of development—or modes of production—through which societies go through.
Marxist historical materialism: The historical
development of economic relations of production
Primitive communalism
This is the earliest stage of society, when people have just come together to live in specific
communities. The mode of production is characterised by a communal effort in the
production of the means of sustenance, since technology is relatively rudimentary and
there is no distinctive division of labour. The means of production—that is, the main natural
and other resources from which something of value may be extracted, for example, land—
are communally owned, if at all, and everybody gets the full value of the labour which they
put into production, since there are no employers and workers. At this stage, there is little
need for centralised regulation of social or economic activity, and so specific administrative
institutions, such as the State or law, do not exist.
Marxist historical materialism: The historical
development of economic relations of production
Social control is through communal morality and social pressure. However, at some point,
certain contradictions start to occur within this society.
These contradictions arise primarily as a result of the accumulation of personal property. With
the development of the forces of production, such as, for instance, the technological
improvement of the instruments of labour, it becomes possible to produce more and, in this
situation, some persons begin to acquire a surplus of the wealth extracted from the basic
means of production. Inequalities between individuals and groups begin to appear. There is a
division of labour, as people diversify in the search for more rewarding occupations.
People who have acquired wealth will seek to acquire even more through employing the
labour of others. This is the beginning of the division of society into classes which are primarily
antagonistic towards each other. A section of the community will gradually and inevitably
acquire control of the means of production, whilst the rest are made to work with little or no
reward for their labour.
Marxist historical materialism: The historical
development of economic relations of production
The State also exists primarily for this purpose. However, it is inevitable that there will be a
class struggle.
The chained masses cannot remain subservient forever and slave riots will begin to affect
production. Eventually, it will become counterproductive for the ruling classes to maintain the
economic relations of production which underpin the slave mode production. The
contradictions characterising this mode will eventually resolve themselves in a loosening of
the control which the ruling classes have over their slaves, and this paves the way to a newer
and qualitatively different mode of production.
Marxist historical materialism: The historical
development of economic relations of production
Feudal mode of production
In this mode of production, the oppressed classes are still exploited, but they cease to be
the direct property of the ruling classes. They are given relative freedom, and some access
to the means of production, through being allowed certain property. For example, they are
given portions of land to farm. However, they are still tied to the feudal lords, who are still
the ruling class and who still control the means of production. Serfs are attached to the land
and have to hand over a portion of what they produce to the feudal lord. The lord thus gains
the surplus value of the labour of the serfs. There is still a class division in society and the
class struggle continues. The State and law of the feudal mode of production reflect the
existing economic relations of production and are geared towards protecting the interests of
the ruling classes. There are still contradictions which will push society to move on to
another mode of production.
Marxist historical materialism: The historical
development of economic relations of production
However, the only people who have property, rights and liberties worth
protecting are members of the ruling class. The law and State are again
merely the instruments of exploitation, expressing, securing and maintaining
the economic relations of production. Contradictions are at their deepest
in capitalist society and the class struggle reaches a stage where it has to
be resolved in some sort of revolutionary upheaval.
Marxist historical materialism: The historical
development of economic relations of production
Primarily, however, feminism has been concerned with clarifying the nature of society as
a patriarchy—that is, as an arrangement which is dominated by men and which is set up
in a way that oppresses women, allowing for their systematic exploitation for the benefit
of men. All the institutions of society are seen as being traditionally controlled by men,
and the cultural and ideological values which they promote are regarded as being
essentially male values. The task of the feminist thinker, writer and practitioner, therefore,
is seen as one of continuous struggle to subvert this male domination by promoting
awareness of its existence, and identifying ways in which it can be neutralised
FEMINIST LEGAL THEORY