NYSE

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New York Stock Exchange

Presented ByGroup 1

History
The origin of the NYSE can be traced to May 17, 1792, when the Buttonwood Agreement was signed by 24 stock brokers outside of 68 Wall Street in New York under a buttonwood tree on Wall Street In 1863, the New York Stock & Exchange Board changed to its current name, the New York Stock Exchange. In 1865, the Exchange moved to 1012 Broad Street The NYSE is operated by NYSE Euronext, which was formed by the NYSE's 2007 merger with the fully electronic stock exchange Euronext

The new building, located at 18 Broad Street, cost $4 million and opened on April 22, 1903. The trading floor, was one of the largest volumes of space in the city at the time, and had a skylight set into a 72-foot high ceiling The building was listed as a National Historic Landmark and added to the National Register of Historic Places on June 2, 1978 The NYSE announced its plans to merge with Archipelago on April 21, 2005, in a deal intended to reorganize the NYSE as a publicly traded company.A little over one year later, on April 4, 2007, the NYSE Group completed its merger with Euronext, the European combined stock market, thus forming the NYSE Euronext, the first transatlantic stock exchange

Overview of NYSE
NYSE Regulation, Inc., is an independent not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE Euronext, NYSE Regulation's board of directors is comprised of a majority of directors unaffiliated with any other NYSE board. As a result, NYSE Regulation is independent in its decisionmaking Listed Company Compliance. The U.S. securities exchanges require listed companies to meet each exchange's respective original listing criteria at listing, and to thereafter maintain compliance with the respective continued listing standards. Listed Company Compliance monitors and enforces compliance with these standards Stock Watch. Stock Watch conducts limited real-time monitoring of trading activity on the facilities of the U.S. securities exchanges

Regulatory Body
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States FINRA regulates trading by NYSE and NYSE Amex member organizations and NYSE Arca permit holders on behalf of NYSE Regulation FINRA touches virtually every aspect of the securities business from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws

Activity of NYSE
2009 Year Ended December 31
Transaction and clearing fees Market data Listing

(In millions $US)


3128 373 422

Liquidity payments, routing and clearing


Compensation Depreciation and amortization Professional services Selling, general and administrative Merger expenses and exit costs

1599
613 281 282 296 88

Transaction of NYSE
Trade Date: April 21, 2011
NYSE Listed Matched Share Volume
Trades Value of Trading ($ Million) NYSE Acra & AMEX Listed Matched Share Volume Trades Value of Trading ($ Million) NASDAQ Listed Matched Share Volume Trades Value of Trading ($ Million) 228,218,539 1,197,454 8,128.2 198,835,868 571,584 10,497.3

1,209,892,307
4,356,176 39,106.8

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