DepEd Order No. 013 S. 2022

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DEPARTMENT OF EDUCATION

DepEd Order No. 013, s. 2022


(March 1 8, 2022)
Full Title:
Omnibus Guidelines on
the Regulation of
Operations of
Parent-Teacher Associations (PTAs)
Short Title:
Omnibus PTA Guidelines of 2022

MI LAGROS T. TALINIO
Director IV, Project Management Service
Office of the Undersecretary for Legislative Affairs, External Partnership,
Discussion Flow

I. Overview (3-10)
II. The PTA (11-18)
III. Organizing a PTA (SPTA/FPTA), Its
Meetings and Quorum (19-27)
IV. Recognizing a PTA (28-32)
V. Allowed and Prohibited Activities and
Sanctions (33-36)
VI. Financial Matters (37-51)
VII. Conflicts and Dispute Resolution (52-
60)
VIII. Management of PTA Affairs (61-62)
IX. Miscellaneous Provisions (63-67)
DEPARTMENT O F EDUCATION 2
I. Overview

Selected Basic Education Data, S Y 2020-2021, in %


Total No. of Schools Total Enrolment
National Public & Private : 60,957 National Public & Private : 26.8 million
Region 3 Public & Private : 5,195 Region 3 Public & Private : 2.9 million

Junior High School Senior High School


Kindergarten Elementary (Grade 7-10) (Grade 11-12)
Performance Indicator (K) (Grades 1-6)
Female Male Total Female Male Total Female Male Total Female Male Total

National 90.18 89.52 89.86 96.1 93.84 95 97.95 101.78 99.82 72.7 86.23 79.25
1 Gross
Enrollment Rate Region 99.72 99.05 99.4 101.06 98.97 100.04 97.95 102.53 100.18 78.58 91.05 84.57
3
National 64.73 67.53 66.09 88.93 89.29 89.11 77.66 85.5 81.49 42.05 57.41 49.48
2 Net Enrollment
Rate Region 71.69 74.67 73.13 95.46 95.35 95.41 82.46 89.95 86.09 53.02 67.58 60.02
3
National - - - 81.22 84.95 83.02 79.28 86.47 82.82 - - -
3 Cohort Survival
Rate Region - - - 82.97 87.01 84.91 80.78 88.21 84.4 - - -
3
National - - - 80.5 84.68 82.51 78.41 85.92 82.11 - - -
4 Completion
Rate Region - - - 82.56 86.86 84.62 80.33 87.89 84.01 - - -
3
DEPARTMENT O F EDUCATION 3
Cohort Survival of Grade 1 Students in S Y 2006-
2007 to Grade 12 Graduates in S Y 2017-2018

Source: BESA

DEPARTMENT O F EDUCATION 4
I. Overview
NAT Summary, in M P S

G6
Year
FILIPINO ENGLISH SCIENCE MATHEMAT ICS OVER ALL

2009 71.90 61.81 58.86 67.37 65.55


2010 74.98 67.81 63.14 63.26 68.01
2011 76.45 65.12 60.37 68.43 68.15
2012 66.47 66.11 69.15 66.27 66.79
2013 72.41 67.12 65.72 69.03 68.88
2014 76.18 70.17 66.56 72.38 69.97

2015 68.90 71.80 67.19 69.71 69.10

2016 58.29 39.80 35.97 36.63 41.45


Informatio
Problem Information Critical Problem Information Critical Problem Information Critical Problem n Critical Problem Information Critical
Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking
2017
68.40 50.20 41.61 43.90 40.26 36.95 30.08 34.46 28.27 36.15 31.45 36.64 44.45 39.48 35.92

G10
2012 51.27 51.80 40.53 46.37 48.90
2013 58.04 53.99 41.35 46.83 51.41
2014 56.83 58.41 44.80 51.94 53.77
2015 59.29 46.45 46.56 47.37 49.48
Informatio
Problem Information Critical Problem Information Critical Problem Information Critical Problem n Critical Problem Information Critical
Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking Solving Literacy Thinking
2017
44.21 60.08 51.69 57.61 39.59 40.83 35.50 37.47 34.28 38.05 37.17 36.69 44.06 45.11 42.71

1 G 6 Summ ary not including Hekasi; G 1 0 S ummary not including Araling Panlipunan
2 Implementation of the following:
Universal Kindergarten: S Y 2011-2012
K-12: SY 2012-2013 (First Batch of S H S : S Y 2016-2017)

DEPARTMENT O F EDUCATION 5
I. Overview
PISA 2018, TIMSS 2019 and SEA-PLM 2019

Source: World Bank

DEPARTMENT O F EDUCATION 6
Evolution of PTA Policies
(Developed by E P S , OU-LAPPP)

D E C S Order No. 67 D E C S Order No. 98 D E C S Order No. D O No. 23 (Revised D O No. 14


(Revised Guidelines (Guidelines Governing 74 (Amendment Guidelines Governing (Creating
Governing PTAs PTAs and PTCAs on to D E C S Order PTAs and PTCAs at Task Force)
and PTCAs) the School Level) No. 98) the School Level)

1998 1999 2003 2004


D O No. 77 D O No. 67 D O No. 58 D O No. 54 (Revised D O No. 28
(Guidelines for the (Clarification (Designating Focal Guidelines (Reconstituting
Conduct of Election) to D O 54) Office) Governing PTAs) Task Force)

2009 2007
D O No. 117 (Pupil D O No. 83 D O No. 22 DO No. 013
and Students (Amendment (Amendment to (Omnibus Guidelines on the
Participation in PTA) to D O 77) D O 58) Regulation of Operations of
PTAs)

2009 2010 2011 2022


DEPARTMENT O F EDUCATION 7
DEPARTMENT O F EDUCATION 8
Table of Contents
Omnibus PTA Guidelines of 2022

No. of Sections

Article I. General Provisions 5


Article II. The School PTA 6
Article III. Convening the SPTA General Assembly (GA), 3
PTA Meeting and Quorum
Article IV. The Federated PTA (FPTA) 4
Article V. Recognizing a School PTA and its Privileges 5
Article VI. Allowed and Prohibited Activities of a PTA 6
Article VII. Financial Matters 4
Article VIII. Conflicts/Dispute Resolution, Disciplinary 3
Proceedings and Sanctions
Article IX. Progress Monitoring of a School PTA 4
Article X . Transitory Provisions 2
Article XI. Miscellaneous Provisions 8

DEPARTMENT O F EDUCATION 9
Rationale and Legal Bases
1. The 1987 Philippine Sections 15 and 16, Article 13 (Role and Rights of
Constitution People’s Organizations)
2. Batas Pambansa Blg. 232 Section 7 (Community Participation)
(Education Act of 1982)
3. Executive Order No. 209, Articles 209 and 220, The Family Code of
s. 1987 the Philippines
4. Rep Act 9155 (Governance Section 5 (Shared Governance) and Section 7(E) School
of Basic Education Act of Level (Powers, Duties and Functions)
2001)
5. Presidential Decree No. 603 Article 77, The Child and Youth Welfare Code of 1974
6. DepEd Order No. 54, s. 2009 Revised Guidelines Governing Parents-Teachers
Associations (PTAs) at the School Level
7. DepEd Order No. 77, s. 2009 Guidelines for the Conduct of Elections of the Parents-
Teachers Associations (PTAs) at the School Level and
Their Federations

8. DepEd Order No. 117, s. 2009 Pupil and Student Participation in the Parents-
Teachers Associations (PTAs)
9. DepEd Order No. 58, s. 2009 Designating a Focal Office to Handle Concerns and
Activities Relative to Parents-Teachers Associations
(PTAs) and Its Federations

10. DepEd Order No. 013, s. 2022 Omnibus Guidelines on the Regulation of Operations of
Parent-Teacher Associations
DEPARTMENT O F EDUCATION 10
II. What is a PTA? (Sec. 2 & 3)

 A dynamic school-based organization that:


1. provides a forum for the discussion of learner-related
issues and resolutions relative to the school program;
2. ensures the full cooperation of parents/guardians in
efficiently implementing school programs;
3. ensures the active participation of teachers and other
school personnel towards a n environment of continuous
school improvement;
4. promotes school-home-community partnership for the
interest of the learners; and
5. adheres to all policies and guidelines of DepEd.

 A PTA shall NOT be used for political activity and


shall NOT engage in partisan politics in whatever
form.
DEPARTMENT O F EDUCATION 11
II. Membership in a PTA (Sec. 8)

1. Membership shall be limited to:


a)Parents (or parent-members), or in their absen ce, the
guardians (or guardian-members) of duly enrolled learners
b) Teachers (or teacher-members), particularly Homeroom
Advisers in the case of HPTA.
(Teacher-members include teaching a n d non-teaching
personnel in a basic education school, whether public
or private.)

2. Legally appointed guardians may also hold a position in


the
Homeroom, Grade Level, School PTAs and/or Federated PTAs.

3. Membership in a PTA shall not be restricted by the non-


payment of the PTA membership dues, which shall be purely
on a voluntary basis.

4. A teacher-member elected as a member of the B O D shall not


be elected as a n officer, exceptO F as
DEPARTMENT a Secretary of the SPTA.
EDUCATION 12
II. Membership in a PTA (Cont`d.)

5. The school head shall only serve as adviser to the SPTA.

6. A teacher-member with a child enrolled in the school where


he/she is assigned may only participate in HPTA, GrPTA, and
SPTA-BOD as a parent/guardian-member and may not be
elected as Officer except as Secretary of the HPTA.

7. In case suc h teacher-member ha s a child in another school,


he/she may be elected to any position in the HPTA except as a
President, Vice-President, or Treasurer.

8. A school head may be elected as a PTA officer of another


school where his/her child is enrolled, except for the positions
of S PTA-BO D Chairperson, Vice-Chairperson, or Treasurer.

DEPARTMENT O F EDUCATION 13
II. Levels and Composition of PTA

FPTA E X E C O M
Federated All SPTA- BOD FPTA-BOD Officers
Chairpersons (Municipality, City
PTA (FPTA) an d Province)
FPTA-BOD
Officers
All parent/
guardian-m embers SPTA-BOD SPTA E X E C O M
School (All Grade Level
and teacher- Officers
PTA members of the Rep s . an d elected
(SPTA) school (SPTA Teacher Reps.)
General Assembly) SPTA-BOD
Officers
Grade Level Parent/guardian- GrPTA Council of
members and Representatives Grade Level
PTA (GrPTA) Homeroom Advisers Representative
(GrPTA-CoR)
of a given grade - All HPTA Presidents (Permanent or
level of a given grade level Alternate)

Homeroom Parent/guardian-
HPTA Officers: President, Vice-
members and
PTA (HPTA) Homeroom Adviser
President, Secretary, Treasurer,
of a given section Auditor, and other positions

DEPARTMENT O F EDUCATION 14
II. Composition of SPTA-BOD
(> 2/3 parent/guardian-members; < 1/3 teacher-members)
Number of SPTA-BOD Members
Type of School
If Kindergarten Level If Kindergarten Level
is offered is NOT offered
1. Primary School five (5) members: four (4) members:
(Kindergarten to Grade 3  four (4) parent/  three (3) parent/
or Grade 1 to Grade 3 guardian-members guardian-members
only)  one (1) teacher-  one (1) teacher-
representative representative

2. Elementary School nine (9) members: nine (9) members:


 seven (7) parent/  six (6) parent/
guardian-members guardian-members
 two (2) teacher-  three (3) teacher-
representatives representatives
3. Integrated School fifteen (15) members: fifteen (15) members:
(Elementary to Jun ior  eleven (11) parent/  ten (10) parent/
High School only) guardian-members guardian-members
 four (4) teacher-  five (5) teacher-
representatives representatives
4. Integrated School seventeen (17) members: seventeen (17) members:
(Elementary to Senior  thirteen (13) parent/  twelve (12) parent/
High School) guardian-members guardian-members
 four (4) teacher-  five (5)
representatives teacher-
representatives
DEPARTMENT O F EDUCATION 15
II. Composition of SPTA-BOD
(> 2/3 parent/guardian-members; < 1/3 teacher-members)
Number of SPTA-BOD Members
Type of School If Kindergarten Level If Kindergarten Level
is offered is NOT offered
six (6) members:
 four (4)
5. Jun ior High School only Not Applicable parent/guardian-
members
 two (2) teacher-
representatives
nine (9) members:
6. Jun ior High School to  six (6) parent/guardian-members
Senior High School Not Applicable
 three (3) teacher-representatives

six (6) members:


 two (2) GrPTA representatives
7. Stand-alone Senior High  two (2) alternate GrPTA
School Not Applicable
representatives
 two (2) teacher-representatives

NB The FPTA-BOD may elect between five (5) to fifteen (15) BOD members:
Provided that, the S D S shall specify the number of B O D members to be elected
(which must be odd in number) depending on the number of SPTA-BOD
Chairpersons in the municipality or city, or the number of municipal or component
city FPTA-BOD Chairpersons in the province.
DEPARTMENT O F EDUCATION 16
II. Composition of the Board of Directors (BOD)
 To be elected b y means of a majority vote of those
present
during the election.
SPTA/FPTA-BOD
Total number must
 Chairperson not exceed ½ of
 Vice-Chairperson B O D membership
 Secretary
 Treasurer

SPTA/FPTA-EXECOM
 President
 Vice-President
 Secretary
 Collecting & Disbursing Officer

To be
B u s i n es s Manager
 Auditor appointed
 Others by the B O D
DEPARTMENT O F EDUCATION 17
II. Terms of Office of PTA Officers
1. One (1) year from date of election/appointment but not to exceed two
(2) consecutive terms. (Sec. 11.5.2)

2. In case of a fortuitous event or force majeure where conducting PTA


election per Section 10.6 is not possible, the existing officers shall
continue to hold over their respective offices or positions until a new
set of officers has been elected and qualified. (Sec. 11.5.3)

3. PTA officers in a hold-over capacity from the previous S Y (SY 2019-


2020/2020-2021) are allowed to stay and serve to the succeeding S Y
(SY 2020-2021/2021-2022) due to COV ID-1 9 pandemic. Remedial or
stop-gap measures to address election challenges adopted by the
school heads, S D S s , or R D s are hereby deemed recognized to the
extent that these are not violative of existing laws, rules, and
regulations on the matter. Their tenure shall continue until a new set
of PTA officers are elected and qualified. (Sec. 37) For concerns, refer
to Section 36 of D O 13, s. 2022 for resolution.

4. Election of New PTA Officers for S Y 2021-2022 (Sec. 38)


Deadline: April 30, 2022

DEPARTMENT O F EDUCATION 18
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum
1. Modes of Electing PTA Officers (Sec. 10)
a. Physical Election (face-to-face) - Members of the PTA who
will participate in a PTA election will proceed to the designated
location at the time set forth in the Notice of Meeting;
attendance will be recorded to determine the presence in a
quorum.
b. Remote Communication (online and offline) - PTA
members who cannot physically attend meetings or cast a vote
during elections may participate through remote
communication s u c h as online (audio/video conferencing) or
offline (SMS/text messaging/phone calls).

c. Hybrid Communication - A combination of physical (face-to-


face) and remote communication (online and/or offline) may be
used in the conduct of elections as may deem appropriate or
practicable under the circumstances of the PTA members.

DEPARTMENT O F EDUCATION 19
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum
2. Milestones of PTA Activities (Sec. 10)

DEPARTMENT O F EDUCATION 20
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

DEPARTMENT O F EDUCATION 21
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

DEPARTMENT O F EDUCATION 22
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

DEPARTMENT O F EDUCATION 23
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum
3. The first SPTA-GA of each S Y shall be convened by the
incumbent SPTA-BOD (from previous S Y or the
outgoing SPTA-BOD) prior to the conduct of elections
for the current S Y. The convening of s u c h SPTA-GA
meeting shall not be later than 30 days from the date
of school opening to discuss the following matters:
a. report on physical, financial, and other accomplishments
of the SP TA-BOD of the previous SY;

b. orientation on the election procedures of HPTA, GrPTA,


and SPTA officers, to be conducted by the E L E C O M ,
consistent with Section 10.3.5 hereof; and

c. other PTA- and school-related matters.

DEPARTMENT O F EDUCATION 24
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

4. The SPTA-BOD elected for the current S Y shall


convene the SPTA-GA at least two (2) times a year.
Meetings can either be done physically (face-to-face)
or remotely, or both (hybrid) in consideration of
unforeseen circumstances (e.g., pandemic,
calamities, or thereabouts). To maximize the
attendance of the parent/guardian-members, it is
highly encouraged that s uc h SPTA-GA meetings be
called on the same date and be held prior to the
actual distribution of Report Cards to the learners.
(Sec. 12.2)

DEPARTMENT O F EDUCATION 25
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

5. PTA meetings at all levels may be conducted through


physical (face-to-face), remote, or hybrid
communications. (Sec. 13.1.1) Th e Noticeof Meetin g
should be disseminated in the same manner provided
under Section 10.3.4 with complete details on date,
time, venue, preferred mode of communication,
agenda, and updates/agreement from previous
meetings, as applicable. (Sec. 13.1.2)

6. A quorum shall be established before the start of any


meeting of the SPTA-GA, HPTA, GrPTA, and SPTA-BOD
and E X E C O M . For purposes of these guidelines, a
quorum for SPTA-GA, HPTA, and GrPTA meetings shall
consist of forty percent (40%) of its total membership.

DEPARTMENT O F EDUCATION 26
III. Organizing a PTA (SPTA/FPTA),
Its Meetings and Quorum

7 . F or GrPTA-CoR and SPTA-B O D and E X E C O M


meetings, a quoru m shall consist of a majority
(50%+1) of its total membership.

8. If a quorum is not met within 60 minutes from the


time set forth in the notice of the meeting, said meeting
shall be adjourned. In s uc h a case, it shall be recorded
that no meeting was conducted due to the lack of a
quorum. Nonetheless, the SPTA-GA, HPTA, GrPTA, and
SPTA-BOD and E X E C O M present may constitute
themselves as a consultative body for the purpose of
discussing PTA-related matters.

DEPARTMENT O F EDUCATION 27
IV. Recognizing a PTA

1. All SPTAs to be organized for S Y 2021-2022, for


purposes of these guidelines, shall be deemed
officially recognized SPTAs: Provided that, s u c h
PTAs belong to schools with a validly organized SPTA
for the last two (2) SYs prior to the effectivity hereof.
These officially recognized SPTAs shall satisfy the
requirements enumerated under Section 20 hereof
to maintain its status as such: Provided that, if the
SPTA fails to satisfy said requirements to maintain
its status as an officially recognized SPTA for two (2)
consecutive SYs , said SPTA shall revert to the status
of a non-officially recognized SPTA. (Sec. 19.1)

DEPARTMENT O F EDUCATION 28
IV. Recognizing a PTA

2 . An officially recognized SPTA is one which is


organized under these guidelines and has satisfied
Sections 19.1 and 20 hereof. As s u c h , it is allowed to
collect V S C s and other authorized contributions at any
time of the S Y subject to Section 26.2 hereof and other
laws, DepEd rules and regulations on the collection of
V S C s and shall enjoy the privileges of an officially
recognized SPTA as provided under Section 23 hereof.
(Sec 19.2)

3. All newly organized SPTAs and/or schools without a


validly organized SPTAs for the last two (2) SYs prior to
the effectivity of these guidelines shall be considered as
non-officially recognized SPTAs. (Sec 19.3)

DEPARTMENT O F EDUCATION 29
IV. Recognizing a PTA

4. A non-officially recognized SPTA is one which is


newly created or organized SPTA under these
guidelines and has not yet satisfied Sections 19.1
and 20 hereof. Subject to the limitations
enumerated under Section 23. 1. 5. 1, a non-
officially recognized SPTA may still collect PTA
membership dues at any time of the S Y and may
enjoy the privileges of an officially recognized
SPTA, if allowed by the school head, as provided
under Section 23.2 hereof. (Sec. 19.4)

DEPARTMENT O F EDUCATION 30
IV. Recognizing a PTA

5. Requirements for Recognition of PTAs (Sec. 20)


a. Election of all officers of HPTAs, GrPTAs, and SPTA as
provided in Sections 7 and 10 hereof.

b. Submission of the list of all duly elected officers of the


HPTAs, GrPTAs, SPTA, and members of the B O D
together with their Oath s of Office.

c. Adoption of an official name of the SPTA bearing the


name of the school.

d. Opening of a bank account and conducting its financial


businesses in accordance with Article VII hereof .

e. Submission of SPTA calendar of activities.

DEPARTMENT O F EDUCATION 31
IV. Recognizing a PTA

f. Conduct of at least two (2) GA s a year.

g. Active participation in the school improvement


planning, Brigada Es kwel a , Brigada Pagbas a,
C ommen cement/ Gr aduation or Recognition/
Moving- Up exercises, among others.

h. Holding of at least two (2) school-wide PTA activities.

i. Implementation of one (1) priority project in the SIP.

j. S u bmission of Accomplishmen t Report and


Report of
Financial Operation within 30 days after end of the S Y.

DEPARTMENT O F EDUCATION 32
V. Allowed and Prohibited Activities and Sanctions

1. Allowed Activities (Sec. 24) – support to learners, school


improvement and community development.
a. For Recognized PTA
 collect V S C s , construct building and use of available
space within school, represent PTA
Protection
in ComS G mittee, Brigad a E s k w ela and other
C , Child
TWGs, undertake 4 fundraising activities, accept
donations, act as observer in school
procurement activities and eligible to be elected as
FPTA-BOD.

b. For Non-recognized PTA


 may collect PTA membership dues and may enjoy the
privileges of a n officially recognized SPTA, if allowed
by the school head.
DEPARTMENT O F EDUCATION 33
V. Allowed & Prohibited Activities and Sanctions

2. Prohibited Activities (Sec. 25.1)


a. engaging in any partisan political activity within school
premises or using the SPTA in any partisan political activity;
b. operating a canteen/school supplies store, or
being a
concessionaire thereof inside the school or nearby premises;
c. selling insurance, pre-need plans and recruiting in
multilevel marketing or other similar schemes;
d. receiving any form of salaries, honoraria, emoluments,
or other
forms of compensation from the funds of the PTA;
e. using the name of the school for u nauthorized
solicitation of financial or other resources from private donors
or stakeholders;
f. charging any service fees against the amount collected from VS C s ;
g. engaging in fundraising activities in excess four (4) activities; and
DEPARTMENT O F EDUCATION 34
V. Allowed and Prohibited Activities and Sanctions

3. Sanctions (Sec. 32)


a. For erring parent/guardian-members (Sec. 32.1)
 Written reprimand to suspension of rights for a maximum period of
six (6) months shall be imposed for committing any of the
light/minor and less grave offenses enumerated under Section
31.1.1 hereof.
 Suspension of rights for a period of more than six (6) months to
dismissal/expulsion from office in the case of a PTA officer, shall be
imposed for committing any of the grave/major offenses
enumerated under Section 31.1.2 hereof.

b. For erring teacher-members (DepEd Personnel) (Sec. 32.2)


DepEd Order 49, s. 2006 (Revised Rules of Procedures of the
Department of Education in Administrative Cases), Revised Rules on
Administrative Cases in the Civil Service (RRACCS), and other relevant
laws, rules and regulations.
DEPARTMENT O F EDUCATION 35
V. Allowed and Prohibited Activities and Sanctions

c. Cancellation of Official Recognition of a n SPTA

 commission of any of the prohibited acts under Section 25


and violation of any of the general policies on financial
transactions under Section 26 hereof, without prejudice to
the filing of appropriate charge/s before the proper
court/tribunal; and

 failure to submit a n Accomplishment Report and/or a


Report of Financial Operations.

d . C riminal, civil and/or administrative action s may be filed


against any SPTA-BOD officers/members responsible for any
action on the above grounds. Commission of any of the
violations listed in Section 31.1.2 that merited the imposition of
a penalty involving dismissal/expulsion from office shall
disqualify a parent/guardian-member from any SPTA office or
position in the next S Y.
DEPARTMENT O F EDUCATION 36
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

1. DepEd`s “No Collection Policy” shall continue except


when collection of V S C s is made through the PTAs. The
collection of V S C s shall be strictly voluntary.

2. PTA collection shall begin on the third (3rd) month of


classes until the end of the SY:
a. Kindergarten to Grade 4 learners: Only PTA
membership dues shall be collected from these learners
in a reasonable amount to be determined by the SPTA-
B O D . Except for said voluntary PTA membership due, no
other V S C s shall be collected from kindergarten to Grade
4 learners.

b. Grades 5 to 1 2 learners: Seven (7) DepEd-authorized


V S C s that may be collected from these learners.

DEPARTMENT O F EDUCATION 37
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

Table 2. DepEd-Authorized Voluntary School Contributions (VSCs)

2
PTA membership dues, being a V S C , its non-payment shall not be a ground for disqualification
of a parent/guardian from being a PTA member, and shall not prevent su c h parent/guardian-
member from exercising the rights and privileges of a bona fide PTA member.

DEPARTMENT O F EDUCATION 38
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

3. The amount of V S C s for the fundraising projects of the PTA


shall be agreed upon during the G A and shall be concurred
by the school head; no exorbitant amounts for V S C s .
4. PTA membership fees shall be collected only once within a
school year from parent/guardian-members, regardless of
the number of their learners in the school.
5. The PTA Treasurer and/or the duly authorized
representative as approved by the SPTA- BOD, shall issue
pre-numbered receipts for every collection made and shall
deposit to the PTA bank account. The total amount of
deposit must tally with the total amount reflected in the pre-
numbered receipts.
6. No other school personnel, except those allowed shall collect
fees from learners, nor shall they safekeep and/or disburse
such funds.
DEPARTMENT O F EDUCATION 39
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

7. Learner organizations may authorize the PTAs to collect


their V S C s for the organizations’ programs, projects, or
activities. The amount collected by the PTAs shall be
remitted immediately to the Treasurer of the learner
organization concerned or to the authorized
representative of the school on the day it was collected.
No service fee shall be charged against any learner
organization by the PTAs.

8. In no case shall the non-payment of VS C s be made as


a basis for non-admission, non-promotion, or non-
issuance of a Report Card, Certificate of Good Moral
Character, and/or school clearance or denial of any
benefit to a student by the school concerned.

DEPARTMENT O F EDUCATION 40
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

9. Opening of a Bank Account (Sec. 27)

a. All SPTAs (whether officially recognized or not) and


FPTAs must be required to open and maintain an
“and/or” bank account with a passbook, preferably a
checking account, in a reputable bank as determined
by the SPTA-BOD/FPTA-BOD.

It shall be opened in the name of the Chairperson,


Vice-Chairperson, and Treasurer of the SPTA/FPTA,
unless the SPTA/FPTA is registered with the S E C , the
bank account shall be opened under the name of the
SPTA/FPTA as registered with the S E C .

DEPARTMENT O F EDUCATION 41
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

10. While the bank account shall be opened as a n “and/or” bank


account, all the Chairperson, Vice-Chairperson, and the
Treasurer shall be required to serve as account signatories to
sign all documents necessary to open and maintain bank
accounts and conduct financial transactions including, but
not limited to, deposits/withdrawals/fund transfers, and
check issuances.
11. The “or” portion of the “and/or” nature of the bank account
shall only apply in the event of a PTA officer-signatory’s
removal from office or the declaration of his/her position as
vacant: Provided, that in s u c h a n event, the remaining
signatories shall immediately withdraw all the money and
close the bank account concerned.
12. The PTA officer elected to occupy the position vacated by the
former PTA officer-signatory, together with the concerned
PTA officers shall immediately open a new bank account.
DEPARTMENT O F EDUCATION 42
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

13. If the PTA is unable to open its own bank account due to
justifiable reasons, such PTA may still collect PTA
membership fees and other V S C s for its fundraising
projects: Provided that, su ch collections shall be recorded
and kept in.

14. If the PTA h as an existing bank account prior to the


issuance of these guidelines, the PTA may continue to use
suc h bank account: Provided that, it is compliant with the
requirements.

15. The collection of V S C s shall only be allowed through the


PTAs. Except for the PTA membership dues and other PTA-
related V S C s , all collections by the PTA shall be remitted to
the Treasurer of the school learner organization or the
authorized representative of the school, as applicable, on
the same day when suc h V S C s are collected
DEPARTMENT O F EDUCATION 43
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

16. Collections made for PTA-related V S C s or fundraising projects


shall be deposited to the PTA account on the day they are
collected, or if not possible, on the next banking day. Until
the PTA is able to open its own bank account, the PTA
Treasurer shall safekeep such VS C s . He/She shall not
commingle the PTA funds with his/her personal fund and
shall keep the same in a separate and secured place.
17. HPTAs and GrPTAs shall likewise be required to open their
own bank accounts if they engage in authorized fundraising
activities: Provided that, they shall comply with all the
requirements stated.
18. PTAs shall maintain a n official logbook to record all its
activities and financial transactions, whether in cash or in-
kind. The estimated value of in-kind contributions must also
be recorded, and copies of supporting receipts/documents
must be properly kept on file.
DEPARTMENT O F EDUCATION 44
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

Recordkeeping, Disbursement & Reporting (Sec. 27.6)


19. PTA shall maintain a complete file of all documents pertaining
to its operations including, but not limited to, the following:
 an official logbook for all its activities and
financial
transactions
 pre-numbered receipts and invoices
 reports and other documents submitted to the school head
and/or the Division PTA Affairs Committee
 other important documents pertaining to PTA operations:
 Notices of Meetings
 Attendance Sheets
 Minutes of the meetings
 Resolutions
DEPARTMENT O F EDUCATION 45
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

20. All PTA collections shall be deposited to its authorized


account immediately, or if not possible, on the next
banking day, and a copy of the machine-validated deposit
slip and the updated passbook must be returned to the
PTA cabinet or any storage drawer or room for security.
The PTA Treasurer shall furnish a machine-validated slip
indicating the outstanding balance of the PTA account on
a monthly basis to the PTA officers and the school head.

21. All bank transactions (opening and closing of bank


accounts, withdrawals, deposits and transfers) shall be
supported by appropriate resolutions adopted by a
majority vote of the SPTA-BOD/FPTA-BOD members. All
resolutions covering the financial transactions relative to
the bank account must indicate the purpose/s for which
su ch transaction/s must be incurred.

DEPARTMENT O F EDUCATION 46
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

22. Signing of checks or withdrawal slips involving an amount


of Ten Thousand Pesos (Php10,000.00) and above shall be
supported by appropriate resolutions adopted by a
majority vote of the SP TA-B OD /F PTA-B O D
Provid e d that, if members: th e amount
Thousand Pesos (Php10,000.00), it shallTen
involved is below be supported by
appropriate resolutions adopted by a majority vote of the
SPTA-BOD/FPTA-BOD officers only.

23. No cash advance shall be allowed without a PTA resolution


and a fully accomplished petty cash voucher: Provided
that, liquidation of previous cash advances of concerned
PTA officials, if there is any, h as been settled.

DEPARTMENT O F EDUCATION 47
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

24. A Report on the Physical and Financial Status of the PTA


Operations duly signed by its officers shall be submitted twice
every S Y (at the end of each semester or two quarters):
 For HPTA - to the homeroom adviser, copy furnished the school
head
 For SPTA – to the school head, copy furnished the Schools Division
Office concerned
 For FPTAs at the municipal, city, and provincial levels – to the
Schools Division Office, copy furnished the Regional Office
concerned
25. In case of Financial Status Reports, the B O D Officers must
always attach a copy of the updated passbook, updated
machine-validated outstanding balance for the reference
month, a listing of all resolutions passed, and a summary of
all petty cash vouchers and collection receipts issued for the
period being reported.
DEPARTMENT O F EDUCATION 48
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

Transparency and Accountability (Sec. 28)


26. All PTA records, regardless of the form in which they are
stored, shall be open to inspection by any PTA member
at reasonable hours on school days upon submission of
a request in writing to the SPTA-BOD/FPTA-BOD
Secretary stating the reason for suc h inspection.

27. If the SPTA-BOD/FPTA-BOD finds the reasons for the


request for inspection meritorious, it shall grant the
same: Provided that, if the request involves personal,
sensitive personal, or privileged information, PTA may
grant or deny su c h request consistent with the
provisions of RA 10173 (Data Privacy Act of 2012).

DEPARTMENT O F EDUCATION 49
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

Turnover of PTA Records, Activities & Funds (Sec. 29)


28. At the end of the S Y, all PTA documents, records, passbooks,
and the official logbook of activities and other resources
must be properly accounted for and turned over to the school
head.
29. In the event that there are undeposited collections of the PTA
consisting of V S C s collected on behalf of the school and
V S C s collected for the PTA’s fundraising projects, such fund
shall also be turned over to the school head who shall ensure
the deposit of the same to the PTA bank account the next
banking day.
30. The turnover shall be done in a meeting solely called for the
purpose. The school head shall acknowledge receipt in
writing all resources being turned over by the previous PTA,
safekeep and protect them until a new set of PTA officers is
elected and qualified.
DEPARTMENT O F EDUCATION 50
VI. Financial Matters (Article VII, S e c s . 2 6 - 29)

31. If the PTA engages in a n activity during the school break (e.g.,
Brigada Eskwela), the PTA officers must pass a resolution to
be able to make use of the PTA funds as reflected in the
passbook, the logbook, and other records.

32. S u c h resources accessed by the PTA officers from


homthe eroom adviser and/or school head shall be
imm ediately with a com plete report returned on the
implemented supported by all available receipts and activity
vouchers.

33. The school head at the opening of the new S Y shall turn over
the passbook, logbook, PTA records, documents and other
resources to the newly elected PTA officers of the current S Y in
the presence of the outgoing PTA officers.

34. If the school head transfers, resigns, retires, or is separated


from the school, all the above enumerated PTA resources shall
be turned over to the newly designated school head.
DEPARTMENT O F EDUCATION 51
VII. Conflicts and Dispute Resolution (Article VIII)

Grievance - for complaints involving minor


disagreements, conflicts or dispute against the PTA,
the PTA-BOD, or any of their members relating to the
performance of their official functions.

Disciplinary - for complaints involving light/minor


and less grave offenses, major/grave offenses, or
violation of rules filed against the PTA, the PTA-BOD,
or any of the officers and members relating to the
performance of their official functions.

DEPARTMENT O F EDUCATION 52
VII. Conflicts and Dispute Resolution (Article VIII)

Types of Offenses (Sec. 31.1)

1. Light/Minor and Less Grave Offenses


a. Simple neglect of duties and responsibilities.

b. Simple misconduct.

c. Directly or indirectly requesting or receiving any


gift or benefit involving an amount less than
Five Thousand Pesos (<Php5,000.00) for
himself/herself, in connection with any PTA
contract or transaction between the
school/SPTA/FPTA and any other party, wherein
the PTA officer in his/her official capacity has to
intervene.

DEPARTMENT O F EDUCATION 53
VII. Conflicts and Dispute Resolution (Article VIII)

1. Light/Minor and Less Grave Offenses


d. Discourtesy in the discharge of official duties of PTA
officers.

e. Lobbying for personal interest or gain.

f. Insubordination.

g. Conviction by final judgement of an offense that is


equivalent to a violation of a special law involving a
fine amounting to not more than Forty Thousand
Pesos (<Php40,000.00).

h. Other similar light/minor and less grave offenses


stipulated in their by-laws.

DEPARTMENT O F EDUCATION 54
VII. Conflicts and Dispute Resolution (Article VIII)

2. Grave/Major Offenses
a. Gross neglect of duties and responsibilities.

b. Grave misconduct.

c. Abuse or misuse of power and authority.

d. Misappropriation of PTA funds.

e. Directly or indirectly requesting or receiving any gift


or benefit involving an amount not less than Five
Thousand Pesos (>Php5, 000. 00)
for himself/herself, in connection with any
PTA contract or transaction between the
school/SPTA/FPTA and any other party, wherein the
PTA officer in his/her official capacity has to
intervene. DEPARTMENT O F EDUCATION 55
VII. Conflicts and Dispute Resolution (Article VIII)

2. Grave/Major Offenses

f. Malicious attacks against the organization, and its


officers and members.

g. Gross and willful violation of the by-laws or rules,


regulations, measures, resolutions, and decisions of
the PTA.

h. Falsification of documents.

i. Immoral conduct.

j. Dishonesty.

DEPARTMENT O F EDUCATION 56
VII. Conflicts and Dispute Resolution (Article VIII)

2. Grave/Major Offenses
k. Five (5) successive unexcused absences in regular
PTA meetings and/or school/PTA-initiated
events/projects/activities.

l. Conviction by final judgement of an offense that is


equivalent to a crime involving moral turpitude or
violation of the Revised Penal Code or special laws
involving a penalty of imprisonment and/or fine
amounting to more than Forty Thousand Pesos
(>Php40,000.00).

m. O ther similar grave/major offenses


stipulated in
their by-laws.
DEPARTMENT O F EDUCATION 57
VII. Conflicts and Dispute Resolution (Article VIII)

SPTA FPTA
Grievance Chairperson Chairperson
Committee Members: 2 Members: 2

to be designated by the to be designated b y the


school head from among the Schools Division
SPTA-BOD members Superintendent from among
the FPTA-BOD members

Disciplinary Chairperson Chairperson


Committee Members: 2 Members: 2

to be designated b y the to be designated b y the


school head from among the Schools Division
SPTA-BOD members Superintendent from among
the FPTA-BOD members

Appeal Schools Division Regional Director


Superintendent

DEPARTMENT O F EDUCATION 58
VII. Conflicts and Dispute Resolution (Article VIII)

Grievance Proceedings (Sec. 30)

PTA Aggrieved party to All parties to narrate


Grievance arising
present the grievance and explain their sides
Member/ between or
orally to the SPTA- during the oral
Officer among the PTA
GC/FPTA-GC within
members/officers discussion
15 days from the
receipt of the
grievance complaint

PTA- Conduct a Grievance Resolve a grievance


Grievance Conference with the complaint within 30 days
Committee aggrieve party and from time of last
respondent either conference meeting is
jointly or separately terminated or from the
receipt of the grievance
committee

DEPARTMENT O F EDUCATION 59
VII. Conflicts and Dispute Resolution (Article VIII)

Disciplinary Proceedings (Sec. 31)

DEPARTMENT O F EDUCATION 60
VIII. Management of PTA Affairs (Article IX)

Level Responsible Official


School School Head
Schools Division Superintendent
Division Division S E P S (SGOD-SocMob) (In-Charge of PTA)
Division PTA Affairs Committee Members
Regional Director
Region Regional Supervisor In-Charge of Partnership
(designated a s the Regional PTA Coordinator)
DepEd Secretary
Undersecretary for Field/Regional Operations
Central
Undersecretary for External Partnerships /
Project Management Service

DEPARTMENT O F EDUCATION 61
VIII. Management of PTA Affairs (Article IX)
P TA M O N I T O R I N G F O R M

Region: Division:

A s of Q u a r t e r, S Y

Particulars
N u m b e r of Schools Prepared by: Approved by:
K E S J H S S H S IS To t a l
1. Ty p e of Schools
1.1 Public Schools
1.1.1 Complete
1.1.2 Incomplete
1.2 Non-DepEd Ma naged Schools
1.2.1 Private schools
1.2.2 LGU-cr eated schools Legend: K Kindergarten IS Integrated
1.2.3 Te ch -Vo c
Institutes ESEle
(Dme
ivisiontar
n/Regyional PTASc
Cohool
ordinaSPTA
tor) Designation: (SDS/RD)
2. No. of Re cognize d S P TA s
2.1 Public schools JHSchool School PTA
2.1.1
2.1.2
Complete
Incomplete
Date: S Junior High FPTA Date:
2.2 Non-DepEd Managed Schools
2.2.1 SHSchool Federated PTA
Private sc h oo l s
2.2.2 LGU-created schools
2.2.3 Te ch -Vo c Institutes S Senior High
2.3 R e a s o n / s for N o n - Re c o g n i t i o n of S P TA s
s h e e t s if n e c e s s a r y . )
(Please u s e additional
School
Important Notes:
3. No. of S P TA s with By-laws
3.1
1. All SPTAs must submit the folowing documents to the Division/Regional PTA
Public Schools
3.1.1 Complete Coordinator:
3.1.2 Incomplete
3.2 Non-DepEd Managed Schools 1. List of SPTA-BOD officers and members for the current SY (together with
3.2.1 Private sc h oo l s
3.2.2 LGU-created schools their contact numbers and email addresses).
3.2.3 Te ch -Vo c Institutes
4. No. of Organized F P TA s 2. Copy of their latest by-laws certified by the
4.1
4.2
Municipality
City
SPTA/FPTA-BOD.
4.3 Province
5. No. of Com p la i nts/ C a se s
3. Copy of their Certificate of Recognition, if applicable.
F i l e d f r o m t h e first d a y of
classes
5 . 1 N o . of Pe n d i n g
2. These documents shall be summarized/consolidated by the Division/Regional PTA
Complaints/Cases Coordinato and a copy shall be sent to DepEd Central Office for
5.1.1 Involving S P TA s
5.1.2 Involving F P TA s records purposes.
5.1.3 Involving
DepEd
Personnel DEPARTMENT O F EDUCATION 62
I X . Miscellaneous Provisions (Article XI)

1. Adoption of PTA By-Laws (Sec. 39)


The PTA may adopt its own by-laws: Provided that, s uc h by-laws
are not inconsistent with the existing laws, these guidelines and
other DepEd rules and regulations. If the PTA ha s existing by-
laws prior to the issuance of these guidelines, it is given one (1)
S Y to amend its by-laws to conform with these guidelines.
The SPTAs of both public and private and non-DepEd-managed
basic education schools shall submit a copy of their latest by-
laws certified by the SPTA-BOD Secretary to the Division PTA
Coordinator.

2. School Performance (Sec. 40)


The organization and active functioning of a recognized SPTA
shall be among the important linkages that the school head
must maintain to improve the school performance.

DEPARTMENT O F EDUCATION 63
I X . Miscellaneous Provisions (Article XI)

3. Applicability of these Guidelines to Private and Non-


DepEd-Managed Basic Education Schools (Sec. 41)
a. Sections 5.1, 5.4, and 5.11 (Definitions of guardians, parents,
and teacher-members, respectively); 8.1 and 8.2 (Membership in a
PTA); 11.1 (The SPTA General Assembly); 11.3, (Composition of
SPTA-BODs in Private and Non-DepEd-Managed Basic Education
Schools); 11.5 (Terms of Office); 25.l.l, (None partisan political
activity); 37 (PTA Officers in a Hold-Over Capacity from the
Previous S Y to the Succeeding SY); 38 (Election of New PTA
Officers for S Y 2O21-2O22); and 39 (Adoption of PTA By-Laws) of
these guidelines shall be applicable to the operations and
management of PTAs in all private and non-DepEd-managed
basic education schools. Except for said provisions, and to the
extent Sections 41.3 and 41.4 below are applicable, such
schools shall have the option to adopt the other provisions of
these guidelines or promulgate their own rules and regulations
consistent with the existing laws, DepEd issuances, and policies.

DEPARTMENT O F EDUCATION 64
I X . Miscellaneous Provisions (Article XI)

b. Subject to the preceding section, the current PTA rules of


all private and non-DepEd-managed basic education
schools shall remain effective.
c. All private and non-DepEd-managed basic education
schools shall allow participation in meetings and election
by PTA members/officers through remote communication.
Unless already covered by their current rules or until such
schools have promulgated their own rules on the conduct
of PTA elections and meetings through remote
communication, Sections 10.6 and 13 hereof shall also
apply to such private and non-DepEd-managed basic
education schools.
d. The DepEd Regional Office concerned shall have original
jurisdiction to resolve all PTA issues and disputes in
private and non-DepEd-managed basic education schools.
DEPARTMENT O F EDUCATION 65
I X . Miscellaneous Provisions (Article XI)

e. Any guideline or provision of the by-laws of the SPTAs of private


and non-DepEd-managed basic education schools concerning the
opening and maintenance of a separate bank account shall be
allowed: Provided that, s uc h guideline shall not allow the
commingling of SPTA funds with the funds of any PTA member:
Provided further, that disbursements against the funds shall
require the signature of at least two (2) PTA officers. In the
absence of any applicable rule or until s uc h private and non-
DepEd-managed basic education schools shall have promulgated
their own rules on the opening and maintenance of a separate
SPTA bank account, Section 27. I hereof shall also apply.

f. PTAs in private and non-DepEd-managed basic education


schools shall be governed primarily by the rules and regulations
they formulated, and these guidelines shall suppletorily apply. In
the absence of s uc h rules, the provisions of these guidelines and
other DepEd issuances shall govern.

DEPARTMENT O F EDUCATION 66
I X . Miscellaneous Provisions (Article XI)

4. Suppletory Application of Some Rules (Sec. 42)


In relation to Sections 30 and 31 hereof, the Revised Rules of Court,
Revised Rules on Administrative Cases in the Civil Service (RRACCS),
and the Revised Rules of Procedure of the Department of Education in
Administrative Cases (DO 49, s. 2006) shall have suppletory
application to these guidelines.

5. Power to Review by the Office of the Secretary (Sec. 43)


Notwithstanding any provision stating the manner of appeal on any
decision or resolution by any office under these guidelines, the Office of
the Secretary retains its power or authority to review, affirm, modify, or
reverse such decision or resolution consistent with its mandate under
RA 9155 and all other applicable laws, rules and regulations. S u c h
petition for review under this section must be filed within ninety (9O)
days from the issuance of the decision or resolution sought to be
reviewed: Provided that, the petitioner has exhausted all the remedies
available under these guidelines prior to the filing of such petition for
review .
DEPARTMENT O F EDUCATION 67
For concerns:
USec Tonisito Umali – [email protected]
USec Re vsee Escobedo – [email protected]
Dir. Mila Talinio – [email protected]
Elsie Tausa – [email protected]
J a n c y Gayle Canaya-Garcia – [email protected]

DEPARTMENT O F EDUCATION 68

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