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REVISED RULES AND

01
REGULATIONS OF THE
BOARD OF PARDONS
AND PAROLE
02

Pursuant to the provisions of Section 4 of Act No. 4103.


"The Indeterminate Sentence Law", as amended, the
following Rules and Regulations are hereby promulgated
to govern the actions and proceedings of the Board of
Pardons and Parole:
I. General Provisions
03

SECTION 1. Policy Objectives.-


a. Looks into the physical, mental and moral records of
Under the provisions of Act No. 4103,
prisoners who are eligible for parole or any form of
as amended, otherwise known as the
executive clemency and determines the proper time of
"Indeterminate Sentence Law", which
release of such prisoners on parole;
was approved on December 5, 1933,
it is the function of the Board of
Pardons and Parole to uplift and
redeem valuable human material to b. Assists in the full rehabilitation of individuals on
economic usefulness and to prevent parole or those under conditional pardon with parole
unnecessary and excessive conditions, by way of parole supervision; and,
deprivation of personal liberty by way
of parole or through executive
clemency. Towards this end, the c. Recommends to the President of the Philippines the
Board undertakes the following: grant of any form of executive clemency to prisoners
other than those entitled to parole
04
SECTION 2. Definition of a. "BOARD" refers to the Board of Pardons
Terms.- As used in these Rules, and Parole;
unless the context indicates "EXECUTIVE DIRECTOR" refers to the
b.
otherwise: Executive Director/Secretary of the Board;

c. "ADMINISTRATION" refers to the Parole and Probation Administration;


"ADMINISTRATOR" refers to the Administrator of the Parole and Probation
d.
Administration;

e. "REGIONAL DIRECTOR" refers to the Head of the Parole and Probation


Administration in the region;

f. "PROBATION AND PAROLE OFFICER" refers to the Probation and Parole


Officer undertaking the supervision of the client;
g. "Director" refers to the Director of the Bureau of Corrections;
"PENAL SUPERINTENDENT" refers to the Officer-In-Charge of the New
05 h. Bilibid Prison, the Correctional Institution for Women and the prison and
penal farms of the Bureau of Corrections;
"WARDEN" refers to the Officer-In-Charge of the Provincial, City,
i.
Municipal or District Jail;
"CARPETA" refers to the institutional record of an inmate which consists of
j. his mittimus or commitment order issued by the Court after conviction, the
prosecutor's information and the decisions of the trial court and the appellate
court, if any; certificate of non-appeal, certificate of detention and other
pertinent documents of the case;

"PRISON RECORD" refers to information concerning an inmate's personal


k. circumstances, the offense he committed, the sentence imposed, the criminal
case number in the trial and appellate courts, the date he commenced serving
his sentence, the date he was received for confinement, the place of
confinement, the date of expiration of the sentence, the number of previous
convictions, if any, and his behavior or conduct while in prison;
"PAROLE" refers to the conditional release of an offender from a
06 l. correctional institution after he has served the minimum of his prison
sentence;
"EXECUTIVE CLEMENCY" refers to Reprieve, Absolute Pardon,
m.
Conditional Pardon with or without Parole Conditions and Commutation of
Sentence as may be granted by the President of the Philippines;

"REPRIEVE" refers to the deferment of the implementation of the sentence


n.
for an interval of time; it does not annul the sentence but merely postpones or
suspends its execution;

o. "COMMUTATION OF SENTENCE" refers to the reduction of the duration


of a prison sentence of a prisoner;
p. "CONDITIONAL PARDON' refers to the exemption of an individual, within
certain limits or conditions, from the punishment which the law inflicts for
the offense he had committed resulting in the partial extinction of his
criminal liability;
"ABSOLUTE PARDON" refers to the total extinction of the criminal
07 q. liability of the individual to whom it is granted without any condition. It
restores to the individual his civil and political rights and remits the penalty
imposed for the particular offense of which he was convicted;
r. "PETITIONER" refers to the prisoner who applies for the grant of executive
clemency or parole;
s. "PAROLEE" refers to a prisoner who is released on parole;
t. "PARDONEE" refers to a prisoner who is released on conditional pardon;

u. "CLIENT" refers to a parolee/pardonee who is placed under supervision of a


Probation and Parole Officer;
v. "RELEASE DOCUMENT" refers to the Conditional Pardon/Absolute
Pardon issued by the President of the Philippines to a prisoner or to the
"Discharge on Parole" issued by the Board;
w. "PAROLE SUPERVISION" refers to the supervision/surveillance by a
Probation and Parole Officer of a parolee/pardonee;
"SUMMARY REPORT" refers to the final report submitted by the Probation
08 x. and Parole Officer on his supervision of a parolee/pardonee as basis for the
latter's final release and discharge;
y. "PROGRESS REPORT" refers to the report submitted by the Probation and
Parole Officer on the conduct of the parolee/pardonee while under
supervision;
z. "INFRACTION REPORT" refers to the report submitted by the Probation
and Parole Officer on violations committed by a parolee/pardonee of the
conditions of his release on parole or conditional pardon while under
supervision.
09

SECTION 3. National Prisoner Confined in a Local Jail. -The Board may not
consider the release on pardon/parole of a national prisoner who is serving
sentence in a municipal, city, district or provincial jail unless the confinement in
said jail is in good faith or due to circumstances beyond the prisoner's control.

A national prisoner, for purposes of these Rules, is one who is sentenced to a


maximum term of imprisonment of more than three (3) years or to a fine of
more than five thousand pesos, or regardless of the length of sentence imposed
by the Court, to
one sentenced for violation of the customs law or other laws within the
jurisdiction of Bureau of Customs or enforceable by it, or to one sentenced to
serve two (2) or more prison sentences in the aggregate exceeding the period of
three (3) years.
10
SECTION 4. Scope of Authority.- for executive clemency or parole only after his
case has become final and executory The Board may consider the case of a prisoner
will not take action on the petition of a prisoner who has a pending criminal case in
court or when his case is on appeal.
In case the prisoner has one or more co-accused who had been convicted, the
Director/Warden concerned shall forward their prison records and carpetas at the
same time.

II. Petitions for Executive Clemency/Parole

SECTION 5. Filing of Petition. — A formal petition for executive clemency


addressed as follows shall be submitted to the Board before the question of said
clemency will be considered.
1
1 “The President of the Philippines Thru: The
Chairman Board of Pardons and Parole, DOJ
Agencies Bldg., NIA Road cor. East Avenue,
Diliman, Quezon City”

Petitions for parole shall be addressed to the Chairman or to the


Executive Director of the Board.

However, the Board may, motu proprio, consider cases for


parole, commutation of sentence or conditional pardon of
deserving prisoners whenever the interest of justice will be
served thereby.
1 SECTION 6. Contents of Petition. — A petition for parole/executive clemency
2
shall state the name of the prisoner, his age, previous criminal record, if any,
whether a Filipino citizen or an alien and, if a naturalized Filipino, his former
nationality and date of naturalization, his previous occupation, place of
residence, present crime for which he was convicted, the trial/appellate court,
his penalty of imprisonment, fine, indemnity and the commencing date thereof,
the jail or prison to which he was committed and/or where he is presently
confined, the date he was received for confinement, the grounds upon which
executive clemency is being asked and certification from the trial court that his
case is not on appeal.
In addition to the above-mentioned data, a petition for absolute pardon shall be
under oath and shall include the date the petitioner was released from prison
after service of sentence or released on parole/pardon or terminated from
probation.
1
3 SECTION 7. Supporting Documents of Petition for Absolute Pardon. — The petition
for absolute pardon shall be accompanied by —
the affidavits of at least two (2) responsible members of the community where the
a. petitioner resides. The affidavits shall, among others, state that the petitioner has
conducted himself in a moral and law-abiding manner since his release from prison and
shall indicate the petitioner’s occupation and his social activities including religious
involvement;
the clearances from the National Bureau of Investigation, the Philippine National
b.
Police, the Prosecutor’s Office, the Municipal Circuit Trial Court, the Municipal Trial
Court, the Municipal Trial Court in Cities, the Metropolitan Trial Court and the
Regional Trial Court where petitioner resides;
c. proof of payment of indemnity and/or fine, or in lieu thereof, certification from the
City/Municipal Treasurer or Probation and Parole Officer on his financial condition;
and,
proof of service of sentence or certificate of Final Release and Discharge or court’s
d.
Termination Order of probation.
1
4

SECTION 8. Referral of Petition for Absolute Pardon to a Probation


and Parole Officer. — Upon receipt of a petition for absolute
pardon, the Board shall refer the petition to a Probation and Parole
Officer who shall conduct an investigation on the conduct and
activities, as well as the social and economic conditions, of the
petitioner prior to his conviction and since his release from prison
and submit a report thereof within fifteen (15) days from receipt of
the referral.
1
SECTION 9. Referral of Petition for Executive Clemency/Parole to Other
5 Government Agencies. — A petition for executive clemency shall be referred by the
Board to the Secretary of National Defense for comment and recommendation if the
crime committed by the petitioner is against national security or public order or law
of nations. In case of violation of election laws, rules and regulations, a petition for
executive clemency/parole shall be referred to the Commission on Elections for
favorable recommendation, provided, however, that regardless of the crime
committed, a petition for executive clemency/parole may be referred for a pre-
parole/executive clemency investigation to a Probation and Parole Officer who shall
submit a report on the behavior, character antecedents, mental and physical
condition of the petitioner within thirty (30) days from receipt of referral, to include
the results of the National Bureau of Investigation records check.
In case of an alien, the petition shall be referred to the Department of Foreign
Affairs for comment and recommendation.
1
6 III. Executive Clemency
SECTION 10. Review of Cases for Executive Clemency. — Petitions for
executive clemency may be reviewed if the prisoners meet the following
minimum requirements:

A. For Commutation of Sentence —

1. the prisoner shall have served at least one-third (1/3) of the minimum of his
indeterminate and/or definite sentence or the aggregate minimum of his
indeterminate and/or definite sentences.

2. at least ten (10) years for prisoners sentenced to Reclusion Perpetua or Life
imprisonment for crimes or offenses committed before January 1, 1994.
1
7

3. at least twelve (12) years for prisoners whose sentences were adjusted to a
definite prison term of forty (40) years in accordance with the provisions of
Article 70 of the Revised Penal Code, as amended.

4. at least fifteen (15) years for prisoners convicted of heinous crimes as defined
in Republic Act No. 7659 and other special laws committed on or after January 1,
1994 and sentenced to one or more Reclusion Perpetua or Life imprisonment.

5. at least twenty (20) years in case of one (1) or more Death penalty/penalties,
which was/were automatically reduced or commuted to one (1) or more Reclusion
Perpetua or Life imprisonment;
1
B. For Conditional Pardon, the prisoner shall have served at least one-half (1/2) of
8 the minimum of his original indeterminate and/or definite sentence. However, in the
case of a prisoner who is convicted of a heinous crime as defined in Republic Act
No. 7659 and other special laws, he shall have served at least one-half (1/2) of the
maximum of his original indeterminate sentence before his case may be reviewed for
conditional pardon.

C. For Absolute Pardon, after he has served his maximum sentence or granted final
release and discharge or court termination of probation. However, the Board may
consider a petition for absolute pardon even before the grant of final release and
discharge under the provisions of Section 6 of Act No. 4103, as amended, as when
the petitioner: (1) is seeking an appointive/elective public position or reinstatement
in the government service; (2) needs medical treatment abroad which is not available
locally, (3) will take any government examination; or (4) is emigrating.
1 SECTION 11. Prisoners not Eligible for Executive Clemency. — Prisoners who
9
escaped or evaded service of sentence are not eligible for executive clemency for a
period of one (1) year from the date or their last recommitment to prison or
conviction for evasion of service of sentence.

SECTION 12. Transmittal of Carpeta and Prison Record. — In executive


clemency/parole cases, the Director or Warden concerned shall forward the prison
record and carpeta of a petitioner at least one (1) month prior to the eligibility for
review as specified in Sections 10 and 13 of these Rules.

The Director or Warden concerned shall also furnish the Board and the
Administration on or before the fifth day of every month, a list of prisoners whose
minimum sentences will expire within ninety (90) days and those who may be
considered for executive clemency.
20
IV. Parole
SECTION 13. Review of Cases for Parole. — Unless otherwise disqualified
under Section 15 of these Rules, a case for parole of a prisoner shall be reviewed
upon a showing that he is confined in prison or jail to serve an indeterminate
sentence, the maximum period of which exceeds one (1) year, pursuant to a final
judgment of conviction and that he has served the minimum period of said
sentence.

SECTION 14. Grant of Parole. — A prisoner may be granted parole whenever the
Board finds that there is a reasonable probability that if released, he will be law-
abiding and that his release will not be incompatible with the interest and welfare
of society.
2
1 SECTION 15. Disqualification for Parole. — The following prisoners shall not be
granted parole:

a. Those convicted of an offense punished with Death penalty, Reclusion Perpetua


or Life imprisonment;

b. Those convicted of treason, conspiracy or proposal to commit treason or


espionage;

c. Those convicted of misprision of treason, rebellion, sedition or coup d’état;

d. Those convicted of piracy or mutiny on the high seas or Philippine waters;


22
e. Those who are habitual delinquents i.e. those who, within a period of ten (10)
years from the date of release from prison or last conviction of the crimes of
serious or less serious physical injuries, robbery, theft, estafa and falsification,
are found guilty of any of said crimes a third time or oftener;
f. Those who escaped from confinement or evaded sentence;
g. Those who were granted Conditional Pardon and violated any of the terms
thereof;
h. Those whose maximum term of imprisonment does not exceed one (1) year
or those with definite sentence;
i. Those suffering from any mental disorder as certified by a government
psychiatrist/psychologist;
j. Those whose conviction is on appeal;
k. Those who have pending criminal case/s.
23
SECTION 16. Deferment of Parole When Safety of Prisoner/Victim/Relatives of
Victim/Witness Compromised. — If, based on the Pre-Parole Investigation Report
conducted on the prisoner, there is a clear and convincing evidence that his
release on parole will endanger his own life and those of his relatives or the life,
safety and well being of the victim, his relatives, his witnesses and the
community, the release of the prisoner shall be deferred until the danger ceases.

V. Proceedings of the Board

SECTION 17. Interview of Prisoners. — Any Board member or government


official authorized by the Board may interview prisoners confined in prison or jail
to determine whether or not they may be released on parole or recommended for
executive clemency.
The Board or its authorized representatives shall interview an inmate who was
24 sentenced to Reclusion Perpetua or Life imprisonment, or whose sentence had been
commuted from Death to Reclusion Perpetua.

Before an interview, the Board may require a prisoner convicted of a heinous crime
as defined under Republic Act No. 7659 and other special laws to undergo
psychological/psychiatric examination if the prisoner has a history of mental
instability, or in any case, if the Board finds a need for such examination in the light
of the nature of the offense committed or manner of its commission.

SECTION 18. Publication of those Eligible for Executive Clemency/Parole. — The


Board shall cause the publication in a newspaper of general circulation the names of
prisoners convicted of heinous crimes or those sentenced by final judgment to
Reclusion Perpetua or Life imprisonment, who may be considered for release on
parole or for recommendation for absolute or conditional pardon.
25
SECTION 19. Objections to Petitions. — When an objection is filed, the Board
may consider the same by requesting the person objecting to attach thereto
evidence in support thereof. In no case, however, shall an objection disqualify
from executive clemency/parole the prisoner against whom the objection is filed.

SECTION 20. Documents to be Considered. — The carpeta and prison record of


the prisoner and other relevant documents, such as the mittimus or commitment
order, prosecutor’s information and trial/appellate court’s decision of the case of
the prisoner shall be considered by the Board in deciding whether or not to
recommend executive clemency or to grant parole.

In case the prisoner has one or more co-accused who had been convicted, the
Board shall consider at the same time the prison records and carpetas of said co-
accused.
26 SECTION 21. Factors to be Considered in Petition for Conditional Pardon,
Commutation of Sentence or Parole. — The following factors may be considered by
the Board in the grant of conditional pardon, commutation of sentence or parole:

a. the age of the petitioner, the gravity of the offense and the manner in which it was
committed, and the institutional behavior or conduct and previous criminal record, if
any;
b. evidence that petitioner will be legitimately employed upon release;
c. a showing that the petitioner has a place where he will reside;
d. availability of after-care services for the petitioner who is old, seriously ill or
suffering from a physical disability;
e. attitude towards the offense and the degree of remorse; and,
f. the risk to other persons, including the victim, his witnesses, his family and friends,
or the community in general, the possibility of retaliation by the victim, his family and
friends.
SECTION 22. Special Factors. — The Board may give special consideration to the
27 recommendation for commutation of sentence or conditional pardon whenever any of the
following circumstances are present:
a. youthful offenders;
b. prisoners who are sixty (60) years old and above;
c. physical disability such as when the prisoner is bedridden, a deaf mute, a leper, a
cripple or is blind or similar disabilities;
d. serious illness and other life-threatening disease as certified by a government
physician;
e. those prisoners recommended for the grant of executive clemency by the trial/appellate
court as stated in the decision;
f. alien prisoners where diplomatic considerations and amity between nations necessitate
review;
g. circumstances which show that his continued imprisonment will be inhuman or will
pose a grave danger to the life of the prisoner or his co-inmates; and,
h. such other similar or analogous circumstances whenever the interest of justice will be
served thereby.
SECTION 23. Meetings. — The Board shall meet in executive session regularly or
28 upon the call of the Chairman.

SECTION 24. Quorum. — A majority of all the members of the Board shall constitute
a quorum.

SECTION 25. Board Action. — A majority of the members of the Board, constituting
a quorum, shall be necessary to recommend the grant of executive clemency or to
grant parole; to modify any of the terms and conditions appearing in a Release
Document, to order the arrest and recommitment of a parolee/pardonee; and to issue
certificate of Final Release and Discharge to a parolee/pardonee.

The minutes of the meeting of the Board shall show the votes of its individual
members and the reason or reasons for voting against any matter presented for the
approval of the Board. Any dissent from the majority opinion to grant or deny parole
shall be reduced in writing and shall form part of the records of the proceedings.
29
SECTION 26. Executive Clemency/Parole of An Alien. — The Board may
recommend the grant of executive clemency or grant parole to a prisoner who is
an alien. In such a case, the alien who is released on parole or pardon shall be
referred to the Bureau of Immigration for disposition, documentation and
appropriate action.

VI. Parole Supervision

SECTION 27. Parole Supervision. — After release from confinement, a client


shall be placed under the supervision of a Probation and Parole Officer so that the
former may be guided and assisted towards rehabilitation.

The period of parole supervision shall extend up to the expiration of the


maximum sentence which should appear in the Release Document, subject to the
provisions of Section 6 of Act No. 4103 with respect to the early grant of Final
Release and Discharge.
30
SECTION 28. Form of Release Document. — The form of the Release Document
shall be prescribed by the Board and shall contain the latest 1” x 1” photograph and
right thumbprint of the prisoner.

SECTION 29. Transmittal of Release Document. — The Board shall send a copy of
the Release Document to the prisoner named therein through the Director of
Corrections or Warden of the jail where he is confined who shall send a certification
of the actual date of release of prisoner to the Probation and Parole Officer.

SECTION 30. Initial Report. — Within the period prescribed in his Release
Document, the prisoner shall present himself to the Probation and Parole Officer
specified in the Release Document for supervision.
If within forty five (45) days from the date of release from prison or jail, the
parolee/pardonee concerned still fails to report, the Probation and Parole Officer shall
inform the Board of such failure, for appropriate action.
SECTION 31. Arrival Report. — The Probation and Parole Officer concerned shall
3 inform the Board thru the Technical Service, Parole and Probation Administration
1
the date the client reported for supervision not later than fifteen (15) working days
therefrom.

SECTION 32. Mandatory Conditions of Supervision. — It shall be mandatory for a


client to comply with the terms and conditions appearing in the release document.

SECTION 33. Review and Modification of Conditions. — The Board may, upon the
recommendation of the Probation and Parole Officer, revise or modify the terms and
conditions appearing in the Release Document.

SECTION 34. Transfer of Residence. — A client may not transfer from the place of
residence designated in his Release Document without the prior written approval of
the Regional Director subject to the confirmation by the Board.
SECTION 35. Outside Travel. — A Chief Probation and Parole Officer may authorize
32
a client to travel outside his area of operational jurisdiction for a period of not more
than thirty (30) days. A travel for more than 30 days shall be approved by the
Regional Director.

SECTION 36. Travel Abroad and/or Work Abroad. — Any parolee or pardonee under
active supervision/surveillance who has no pending criminal case in any court may
apply for overseas work or travel abroad. However, such application for travel abroad
shall be approved by the Administrator and confirmed by the Board.

SECTION 37. Death of Client. — If a client dies during supervision, the Probation
and Parole Officer shall immediately transmit a certified true copy of the client’s
death certificate to the Board recommending the closing of the case. However, in the
absence of a death certificate, an affidavit narrating the circumstances of the fact of
death from the barangay chairman or any authorized officer or any immediate relative
where the client resided, shall suffice.
33
VII. Infraction/Violation of the Terms and Conditions of the Release Document

SECTION 38. Progress Report. — When a parolee/pardonee commits another


offense during the period of his parole surveillance, and the case filed against him
has not yet been decided by the court, a Progress Report should be submitted by
the Probation and Parole Officer to the Board.

SECTION 39. Report of Parole Infraction/Violation. —Any violation of the terms


and conditions appearing in his Release Document or any serious deviation or
non-observance of the obligations set forth in the parole supervision program
shall be immediately reported by his Probation and Parole Officer to the Board.
The report shall be called Infraction Report when the client has been subsequently
convicted of another crime.
34
SECTION 40. Arrest of Client. — Upon receipt of an Infraction Report, the
Board may order the arrest or recommitment of the client.

SECTION 41. Effect of Recommitment of Client. — The client who is


recommitted to prison by the Board shall be made to serve the remaining
unexpired portion of the maximum sentence for which he was originally
committed to prison.

SECTION 42. Cancellation of Pardon/Parole. — The Board may recommend


the cancellation of the pardon or cancel the grant of parole of a client if it finds
that material information given by said client to the Board, either before and
after release, was false, or incomplete or that the client had willfully or
maliciously concealed material information from the Board.
SECTION 43. Review of Case of Recommitted Parolee. — The Board may consider the
35 case of a recommitted parolee for the grant of a new parole after the latter shall have
served one-fourth (1/4) of the unserved portion of his maximum sentence.

VIII. Termination of Parole and Conditional Pardon Supervision

SECTION 44. Certificate of Final Release and Discharge. — After the expiration of the
maximum sentence of a client, the Board shall, upon the recommendation of the Chief
Probation and Parole Officer that the client has substantially complied with all the
conditions of his parole/pardon, issue a certificate of Final Release and Discharge to a
parolee or pardonee. However, even before the expiration of maximum sentence and
upon the recommendation of the Chief Probation and Parole Officer, the Board may
issue a certificate of Final Release and Discharge to a parolee/pardonee pursuant to the
provisions of Section 6 of Act No. 4103, as amended. The clearances from the police,
court, prosecutor’s office and barangay officials shall be attached to the Summary
Report.
36

SECTION 45. Effect of Certificate of Final Release and Discharge. — Upon the
issuance of a certificate of Final Release and Discharge, the parolee/pardonee
shall be finally released and discharged from the conditions appearing in his
release document. However, the accessory penalties of the law which have not
been expressly remitted therein shall subsist.

SECTION 46. Transmittal of Certificate of Final Release and Discharge. — The


Board shall forward a certified true copy of the certificate of Final Release and
Discharge to the Court which sentenced the released client, the Probation and
Parole Officer who has supervision over him, the client, the Bureau of
Corrections, the National Bureau of Investigation, the Philippine National
Police and the Office of the President.
37
IX. Repealing and Effectivity Clauses

SECTION 47. Repealing Clause. — All existing rules, regulations and


resolutions of the Board which are inconsistent with these Rules are hereby
repealed or amended accordingly.

SECTION 48. Effectivity Clause. — These Rules shall take effect upon
approval by the Secretary of Justice and fifteen (15) days after its publication
in a newspaper of general circulation.
38
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