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Budget Reports

FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report

March 6, 2014

Table of Contents

Agency and Mission Information

  • Executive Summary
  • Vision, Mission, and Values
  • History and Purpose
  • Organization Structure and Resources

FY 2015 Budget Request Tables

  • FTE and Positions by Program
  • Obligations by Object Class
  • FY 2015 Request by Strategic Goal and Program
  • Summary of Changes
  • Offsetting Collections and Spending Authority

FY 2015 Appropriations Language

FY 2015 Annual Performance Plan

  • FY 2015 APP Summary
  • A Reader’s Guide to the SEC’s Performance Information
  • Verification and Validation of Performance Data
  • Performance Summary by Strategic Goal
  • Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment
  • Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws
  • Strategic Goal 3: Facilitate Access to the Information Investors Need to Make
  • Informed Investment Decisions
  • Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

FY 2015 Budget Request by Program

Other Information

  • Program Evaluations & Research
  • Cross Agency Collaboration
  • Efficiencies and Effectiveness
  • Management Reviews
  • Management and Performance Challenges
  • Hyperlinks to Other Reports

FY 2013 Annual Performance Report

  • Performance Summary by Strategic Goal
  • Strategic Goal 1: Foster and Enforce Compliance with the Federal Securities Laws
  • Strategic Goal 2: Establish an Effective Regulatory Environment
  • Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
  • Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

Appendices

  • Appendix A - Discontinued Performance Goals and Indicators
  • Appendix B - SEC Divisions and Offices
  • Appendix C – Glossary of Terms
  • Appendix D - Acronyms

Last Reviewed or Updated: March 7, 2014