Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Issues Awards Totaling $98 Million to Two Whistleblowers 2024-103
SEC Adopts Rule to Update Definition of Qualifying Venture Capital Funds 2024-102
SEC Charges Transfer Agent Equiniti Trust Co. with Failing to Protect Client Funds Against Cyber Intrusions 2024-101
SEC Approves New and Updated PCAOB Audit Standards and an Amendment to the PCAOB’s Contributory Liability Rule 2024-100
SEC Charges Carl Icahn and Icahn Enterprises L.P. for Failing to Disclose Pledges of Company’s Securities as Collateral for Billions in Personal Loans 2024-99
Twenty-Six Firms to Pay More Than $390 Million Combined to Settle SEC’s Charges for Widespread Recordkeeping Failures 2024-98
SEC Charges Russell Todd Burkhalter and His Atlanta-Based Firm With $300 Million Ponzi Scheme and Obtains Emergency Relief 2024-97
SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports 2024-96
SEC Charges NovaTech and its Principals and Promoters with $650 Million Crypto Fraud 2024-95
SEC Charges Ideanomics and Three Senior Executives with Accounting and Disclosure Fraud 2024-94
SEC Proposes Joint Data Standards Under the Financial Data Transparency Act of 2022 2024-93
SEC Charges Founder of Social Media Company “IRL” with $170 Million Fraud 2024-92
SEC Charges Nader Al-Naji with Fraud and Unregistered Offering of Crypto Asset Securities 2024-91
SEC Awards Whistleblower More Than $37 Million 2024-90
SEC Charges Andrew Left and Citron Capital for $20 Million Fraud Scheme 2024-89
SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud 2024-88
Keith E. Cassidy Named Interim Acting Director of the Division of Examinations 2024-87
SEC Launches Interagency Securities Council to Coordinate Enforcement Efforts Across Federal, State, and Local Agencies 2024-86
SEC Awards More Than $37 Million to a Whistleblower 2024-85
SEC Small Business Advisory Committee to Explore Recent Changes to U.S. Small Business Administration’s Small Business Investment Company Program 2024-84
SEC Updates Website to Improve Compliance, Functionality, and User Experience  2024-83
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program 2024-82
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities 2024-81
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program 2024-80
SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service 2024-79
1 to 25 of 3454 items