Professional Documents
Culture Documents
Canon 6 Canons Apply To Lawyers in Government Service
Canon 6 Canons Apply To Lawyers in Government Service
Issue:
Whether the respondent register of deeds, as a lawyer, may also be disciplined by this Court for his malfeasances as a public official.
Held:
Yes, for his misconduct as a public official also constituted a violation of his lawyer’s oath. An oath imposes upon every lawyer the
duty to delay no man for money or malice. The lawyer’s oath is a source of his obligations and its violation is a ground for his
suspension, disbarment or other disciplinary action.
The Code of Professional Responsibility applies to lawyers in government service in the discharge of their official tasks (Canon 6).
Just as the Code of Conduct and Ethical Standards for Public Officials requires public officials and employees to process documents
and papers expeditiously (Sec. 5, subpars. [c] and [d] and prohibits them from directly or indirectly having a financial or material
interest in any transaction requiring the approval of their office, and likewise bars them from soliciting gifts or anything of monetary
value in the course of any transaction which may be affected by the functions of their office (See. 7, subpars. [a] and [d]), the Code of
Professional Responsibility forbids a lawyer to engage in unlawful, dishonest, immoral or deceitful conduct (Rule 1.01, Code of
Professional Responsibility), or delay any man’s cause “for any corrupt motive or interest” (Rule 103).
Case No. 16 - ALI vs. ATTY. BUBONG, AC No. 4018, March 8, 2005
FACTS:
A petition for disbarment was filed against Atty. Mosib Ali Bubong for having found guilty of grave misconduct while
holding the position of Register of Deeds of Marawi City. The complainant charged respondent with illegal exaction; indiscriminate
issuance of TCT No. T-2821 in the names of Lawan Bauduli Datu, Mona Abdullah, Ambobae Bauduli Datu, Matabae Bauduli Datu,
Moomadali Bauduli Datu, and Amenola Bauduli datu and others for violation of the Anti-Squatting Law. It appears from the record
that the Baudali Datus are relatives of respondent.
ISSUE:
WON respondent may be disbarred for grave misconduct committed while he was in the employ of the government.
HELD:
Yes, respondent may be disbarred for grave misconduct committed while being a government employee. Canon 6 of the CPR
governing the conduct of lawyers shall apply to lawyers in government service in the discharge of their official apply. Further, Rule
6.02 of Canon 6 states that a lawyer in the government service shall not use his public position to promote or advance his private
interests, nor allow the latter to interfere with his public duties. In this case, respondent’s grave misconduct deals with his qualification
as a lawyer. By taking advantage of his office as the Register of Deeds of Marawi City and employing his knowledge of the rules and
governing land registration for the benefit of his relatives, respondent had clearly demonstrated his unfitness not only to perform the
functions of a civil servant but also to retain his membership in the bar.
Hence, respondent Atty. Mosib A. Bubong is hereby DISBARRED.
FACTS:
• On August 31, 1998, respondent Atty. Misael Ladaga Branch Clerk of Court of the RTC of Makati, Branch 133, requested the Court
Administrator, Justice Alfredo L. Benipayo, for authority to appear as pro bono counsel of his cousin, Narcisa Naldoza Ladaga, in a
Criminal Case for Falsification of Public Document before the MTC of Quezon City, Branch 40.
• Pending his request, Lisa Payoyo Andres, the private complainant of the criminal case sent a letter to the Court Administrator
requesting for a certification with regards to Atty. Ladaga’s authority
to appear as counsel for the accused.
• On September 14, 1998, Atty. Ladaga admitted before the OCA that he had appeared in said criminal case without prior
authorization. He reasoned out that his appearance in the criminal case did not prejudice his office nor the interest of the public since
he did not take advantage of his position and that his appearances in court were covered by leave application approved by the
presiding judge.
• On January 25, 1999, the Court Administrator filed the instant administrative complaint against respondent for violating Sec. 7(b)(2)
of Republic Act No. 6713, otherwise known as the Code of Conduct and Ethical Standards for Public Officials and Employees, which
provides:
(b) Outside employment and other activities related thereto – Public officials and employees during their incumbency shall
not:
(2) Engage in the private practice of their profession unless authorized by the Constitution or law, provided that such practice
will not conflict or tend to conflict with their official functions.
ISSUE: Whether or not Atty. Ladaga’s appearance as a pro bono counsel for his relative constitutes private
practice of law as prohibited by the rules.
RULING:
No, Atty. Ladaga’s appearance as private counsel for his cousin does not constitute private
practice of law.
It should be noted that the private practice of a profession, specifically the law profession, does not
pertain to an isolated court appearance; rather, it contemplates a succession of acts of the same nature
habitually or customarily holding ones self to the public as a lawyer.
Essentially, the word private practice of law implies that one must have presented himself to be in the
active and continued practice of the legal profession and that his professional services are available to the
public for a compensation, as a source of his livelihood or in consideration of his said services.
Furthermore, Sec. 12, Rule XVIII of the Revised Civil Service Rules: No officer or employee shall engage
directly in any private business, vocation, or profession or be connected with any commercial, credit, agricultural, or industrial
undertaking without a written permission from the head of the Department: Provided, That this prohibition will be absolute in the case
of those officers and employees whose duties and responsibilities require that their entire time be at the disposal of the Government;
Provided, further, That if an employee is granted permission to engage in outside activities, time so devoted outside of office hours
should be fixed by the agency to the end that it will not impair in any way the efficiency of the officer or employee:
While it is true that respondent filed leave applications corresponding to the dates he appeared in court,
he, however, failed to obtain a prior permission from the head of the Department (CJ of the Supreme
Court). The presiding judge of the court to which respondent is assigned is not the head of the Department
contemplated by law.
Wherefore, respondent Atty. Misael Ladaga was REPRIMANDED for appearing without prior authorization
from the head of the Department with a stern warning that any repetition of such act would be dealt with
more severely.
Case No. 18 - Pimentel v. Fabros, A.C. No. 4517, September 11, 2006, 501 SCRA 346 (2006)
Facts:
The records reflect, and respondents (ATTYS. VITALIANO C. FABROS and PACIFICO S.
PAAS) admit the discrepancy between the questioned certificate of canvass and the statement
of votes of the Province of Isabela in the 1995 elections. While there was no question that the
municipal/city certificates of canvass were not tampered with, the tabulation of the figures on the
statement of votes was anomalous. For this, respondents were responsible. As public officers,
respondents failed to live up to the high degree of excellence, professionalism, intelligence and
skill required of them. As lawyers, they were found to have engaged in unlawful, dishonest,
immoral and deceitful conduct. They also violated their oath as officers of the court to foist no
falsehood on anyone. Furthermore, by express provision of Canon 6 of the Code of Professional
Responsibility, the avoidance of such conduct is demanded of them as lawyers in the
government service:
CANON 6 – These canons shall apply to lawyers in government service in the discharge of their
official tasks. As lawyers in the government service, respondents were under an even greater
obligation to observe the basic tenets of the legal profession because public office is a public
trust.
Gisela Huyssen applied for Philippine Visa under the Immigration Law. Respondent told complainant that in order that their
applications will be favorable acted upon, they need to deposit a certain sum of money which could be withdrawn after one year.
Huyssen paid Gutierrez a total of 20,000USD. After one year, Huyssen demanded the return of the 20,000USD to which Gutierrez
assured her that the amount will be returned. But after a couple of demands, the respondent still failed to pay, and he even presented
complainant several post-dated checks which were all dishonored. Hence this disbarment case against Gutierrez.
Issue:
Should respondent be disbarred?
Ruling:
Yes.
Rule 6.02 of Canon 6 of the CPR states: "A lawyer in the government service shall not use his public position to promote or
advance his private interests, nor allow the latter to interfere with his public duties."
Evidences showed respondent was able to perpetrate the fraud by taking advantage of his position with the Board of Special Inquiry of
the Bureau of Immigration and Deportation, and the Court held that it makes it more reprehensible as it has caused damage to the
reputation and integrity of said office. Respondent’s act of asking money from complainant in consideration of the latter’s pending
application for visas is violative of Rule 1.01 of the Code of Professional Responsibility, which prohibits members of the Bar from
engaging or participating in any unlawful, dishonest, or deceitful acts. Moreover, said acts constitute a breach of Rule 6.02 of the Code
which bars lawyers in government service from promoting their private interest. Promotion of private interest includes soliciting gifts
or anything of monetary value in any transaction requiring the approval of his office or which may be affected by the functions of his
office. Respondent’s conduct in office betrays the integrity and good moral character required from all lawyers, especially from one
occupying a high public office. A lawyer in public office is expected not only to refrain from any act or omission which might tend to
lessen the trust and confidence of the citizenry in government; he must also uphold the dignity of the legal profession at all times and
observe a high standard of honesty and fair dealing. Otherwise said, a lawyer in government service is a keeper of the public faith and
is burdened with high degree of social responsibility, perhaps higher than his brethren in private practice. In a desperate attempt to put
up a smoke or to camouflage his misdeed, he went on committing another by issuing several worthless checks, thereby compounding
his case. Consequently, we have held that the act of a person in issuing a check knowing at the time of the issuance that he or she does
not have sufficient funds in, or credit with, the drawee bank for the payment of the check in full upon its presentment, is also a
manifestation of moral turpitude. Respondent’s acts are more despicable. Not only did he misappropriate the money of complainant;
worse, he had the gall to prepare receipts with the letterhead of the BID and issued checks to cover up his misdeeds. Clearly, he does
not deserve to continue, being a member of the bar.
ATTY. GUTIERREZ IS DISBARRED AND ORDERED TO PAY THE AMOUNT DUE TO HUYSSEN.
Case No. 20 - Berenguer-Landers v. Florin, A.C. No 5119, April 17, 2013, 696 SCRA 589
This is a complaint for disbarment filed by Rosario Berenguer-Landers and Pablo Berenguer (complainants) against herein
respondents Isabel E. Florin (Florin), Marcelino Jomales (Jomales) and Pedro Vega (Vega).
Berenguers are the registered owners of a hectare land in Sorsogon. A notice of coverage was issued by DAR regarding the acquisition
of their landholding pursuant to CARP. The Berenguers protested and applied for the exclusion of their land with the DAR and for a
notice to lift coverage based on the ground that their landholdings have been used exclusively for livestock.
1. DAR Secretary cancelled the Berenguers’ certificates of title CLOAs in favor of the members of the Baribag Agrarian
Reform Beneficiaries Development Cooperative (BARIBAG).
2. DAR Regional Director Dalugdug denied their application for exclusion from the CARP’s coverage based on the
Investigation Report that said area sought to be excluded is principally devoted to coconuts and not the raising of livestock.
Berenguers filed a motion for recon. claiming that they were denied due process as they were not furnished with a copy of
BARIBAG’s petition for implementation. Florin denied for lack of merit.
3. Berenguers appealed to the DARAB. BARIBAG filed a Motion for the Issuance of a Writ of Possession. The Berenguers
opposed the motion saying that the execution would be premature in view of their pending appeal before the DARAB
(DENIED). Nevertheless, BARIBAG still filed a Motion for the Appointment of a Special Sheriff (GRANTED BY
FLORIN).
4. Berenguers filed a motion to set aside arguing that: the DARAB already acquired jurisdiction over case when they seasonably
filed an appeal before it; and that Florin should have waited until the DARAB has decided the appeal. Florin denied the said
motion prompting the Berenguers to move for her inhibition.
5. Florin issued a Writ of Possession in favor of BARIBAG. Florin subsequently directed the full implementation of the writ of
possession pursuant to Rule 71 of the Rules of Court in spite of the Berenguers’ protestations. Berenguers moved to
quash the Writ of Possession, to no avail. They filed for the disbarment of respondents Florin, Jornales, in his capacity as
Assistant Regional Director for DAR, and Vega, in his capacity as DAR Legal Officer V, for allegedly conspiring and
confederating in the commission of the following acts:
a. for rendering an unjust judgement, orders and resolutions adverse and prejudicial to the interest of petitioners;
b. abuse of authority to cite counsel for petitioner in contempt and issuing an order of arrest without hearing contrary to the
rules of court;
c. atty. marcelino jornales and atty. pedro vega, inspite of their knowledge of the illegality of the writ of possession, persisted
and assisted in the illegal implementation of the writ of possession to the prejudice of legitimate farmers and petitioners.
ISSUE:
WHETHER OR NOT RESPONDENT FLORIN SHOULD BE SANCTIONED.
HELD:
YES
Rule 138, Section 27 of the Rules of Court provides:
SEC. 27. Disbarment or suspension of attorneys by Supreme Court, grounds therefore.—A member of the bar may be disbarred or
suspended from his office as attorney by the Supreme Court for any deceit, malpractice or other gross misconduct in such office,
grossly immoral conduct, or by reason of his conviction of a crime involving moral turpitude, or for any violation of the oath which he
is required to take before the admission to practice, or for a wilful disobedience appearing as an attorney for a party without authority
so to do. x x x.
In the instant case, the Berenguers want this Court to impose disciplinary sanction against the three (3) respondents as members of the
bar. The grounds asserted by the complainants in support of the charges against the respondents, however, are intrinsically connected
with the discharge of their quasi-judicial functions.
Florin, being part of the quasi-judicial system of our government, performs official functions of a RARAD that are akin to those of
judges. Accordingly, the present controversy may be likened that of a judge whose decision, including the manner of rendition, is
made subject of an administrative complaint. Florin ordered the issuance of such writs despite the pendency of the appeal with the
DARAB.
The appeal of the Berenguers to the DAR Secretary clearly stayed the implementation of Regional Director Dalugdug’s Order.
Moreover, it is the DAR Secretary who has jurisdiction to order execution pending appeal. Records reveal that there was no order by
the DAR Secretary directing execution of the Order during the pendency of the Berenguers’ appeal. While a judge may not be
disciplined for error of judgment absent proof that such error was made with a conscious and deliberate intent to cause an injustice, the
facts on hand prove otherwise. Florin’s issuance of the writ of execution and writ of possession in order to fully implement Regional
Director Dalugdug’s clearly constitutes ignorance of the law for as a rule, a writ of execution is issued only after the subject judgment
or order has already become final and executory.
Judicial errors tainted with fraud, dishonesty, gross ignorance, bad faith or deliberate intent to do injustice will be administratively
sanctioned. The act of issuing the writ of execution and writ of possession is not simply an honest error in judgment but an obstinate
disregard of the applicable laws and jurisprudence.
Thus, respondent ATTY. ISABEL E. FLORIN is found guilty of violating the CPR. She is SUSPENDED from the practice of law for
3 months. With respect to the complaint against Jornales and Vega, there was no sufficient evidence to substantiate the charges against
them. Hence, is dismissed. For lack of sufficient evidence.
Rule 6.02 - A lawyer in the government service shall not use his public position to promote or advance his private interests, nor
allow the latter to interfere with his public duties.
- People v Pineda, G.R. No. 26222, July 21, 1967, 20 SCRA 748 (1967)
FACTS:
Herein respondent admits having appeared as counsel for the New Cesar’s Bakery in the proceeding before the NLRC while
he held office as captain in the Manila Metropolitan Police. Respondent contends that the law did not prohibit him from such isolated
exercise of his profession. He contends that his appearance as counsel while holding a government position is not among the grounds
provided by the Rules of Court for the suspension
or removal of attorneys.
ISSUE:
Whether or not the administrative case against the defendant should prosper.
RULING:
The court ruled in the negative.
The matter is to be decided in an administrative proceeding as noted in the recommendation of the Solicitor General.
Nonetheless, the court held that while the charges have to be dismissed, still it would not be inappropriate for respondent member of
the bar to avoid all appearances of impropriety.
Certainly, the fact that the suspicion could be entertained that far from living true to the concept of a public office being a
public trust, he did make use, not so much of whatever legal knowledge he possessed, but the influence that laymen could assume was
inherent in the office held not only to frustrate the beneficent statutory scheme that labor be justly compensated but also to be at the
beck and call of what the complainant called alien interest, is a matter that should not pass unnoticed.
Respondent, in his future actuations as a member of the bar. should refrain from laying himself open to such doubts and
misgivings as to his fitness not only for the position occupied by him but also for membership in the bar. He is not worthy of
membership in an honorable profession who does not even take care that his honor remains unsullied
This administrative complaint against respondent Miguel A. San Juan is dismissed for not having been duly proved.
FACTS:
This is an administrative case for disbarment filed against Atty. Felina S. Dasig, an official of the Commission on Higher Education
(CHED). The charge involves gross misconduct of respondent in violation of the Attorney’s Oath for having used her public office to
secure financial spoils to the detriment of the dignity and reputation of the CHED. Almost all complainants in the instant case are
high-ranking officers of the CHED. In their sworn Complaint-Affidavit filed with this Court on December 4, 1998, complainants
allege that respondent, while she was OIC of Legal Affairs Service, CHED, committed acts that are grounds for disbarment under
Section 27,2 Rule 138 of the Rules of Court, to wit:
She demanded from Betty C. Mangohon, a teacher of Our Lady of Mariazel Educational Center in Novaliches, Quezon City, the
amount of P5,000.00 for the facilitation of her application for correction of name then pending before the Legal Affairs Service,
CHED. she demanded from Rosalie B. Dela Torre, a student, the amount of P18,000.00 to P20,000.00 for facilitation of her
application for correction of name then pending before the Legal Affairs Service, CHED. She demanded from Rocella G. Eje, a
student, the amount of P5,000.00 for facilitation of her application for correction of name then pending before the Legal Affairs
Service, CHED. She demanded from Jacqueline N. Ng, a student, a considerable amount which was subsequently confirmed to be
P15,000.00 and initial fee of P5,000.00 more or less for facilitation of her application for correction of name then pending before the
Legal Affairs Service, CHED.
ISSUE:
Whether or not respondent violated her Oath as well as the Code of Professional Responsibility.
HELD:
Yes, respondent Atty. Dasig is found liable for gross misconduct and dishonesty in violation of the Attorney’s Oath as well as the
Code of Professional Responsibility, and is hereby ordered DISBARRED.
Respondent’s attempts to extort money from persons with applications or requests pending before her office are violative of Rule 1.01
of the Code of Professional Responsibility, which prohibits members of the Bar from engaging or participating in any unlawful,
dishonest, or deceitful acts. Moreover, said acts constitute a breach of Rule 6.02 of the Code which bars lawyers in government
service from promoting their private interests. Promotion of private interests includes soliciting gifts or anything of monetary value in
any transaction requiring the approval of his office or which may be affected by the functions of his office. Respondent’s conduct in
office falls short of the integrity and good moral character required from all lawyers, especially from one occupying a high public
office. For a lawyer in public office is expected not only to refrain from any act or omission which might tend to lessen the trust and
confidence of the citizenry in government, she must also uphold the dignity of the legal profession at all times and observe a high
standard of honesty and fair dealing. Otherwise said, a lawyer in government service is a keeper of the public faith and is burdened
with high degree of social responsibility, perhaps higher than her brethren in private practice.
For her violation of the Attorney’s Oath as well as of Rule 1.01 and Rule 1.03 of Canon 1 and Rule 6.02 of Canon 6 of the Code of
Professional Responsibility, particularly for acts of dishonesty as well as gross misconduct as OIC, Legal Services, CHED, the
respondent deserves not just the penalty of three years’ suspension from membership in the Bar as well as the practice of law, as
recommended by the IBP Board of Governors, but outright disbarment. Her name shall be stricken off the list of attorneys upon
finality of the decision.
Fact:
Complainant alleged that in 1995, while respondent was still connected with the Bureau of Immigration and Deportation (BID), she
and her three sons, who are all American citizens, applied for Philippine Visas under Section 13[g] of the Immigration Law.
Respondent told complainant that in order that their visa applications will be favorably acted upon by the BID they needed to deposit a
certain sum of money for a period of one year which could be withdrawn after one year. Believing that the deposit was indeed
required by law, complainant deposited with respondent on six different occasions from April 1995 to April 1996 the total amount of
US$20,000. Respondent prepared receipts/vouchers as proofs that he received the amounts deposited by the complainant but refused
to give her copies of official receipts despite her demands. After one year, complainant demanded from respondent the return of
US$20,000 who assured her that said amount would be returned. Respondent promised to return the money and issued worthless
checks. Thus, a complaint for disbarment was filed by complainant in the Commission on Bar Discipline of the Integrated Bar of the
Philippines (IBP). On 5 November 2004, Investigating Commissioner Milagros V. San Juan submitted her report recommending the
disbarment of respondent. On 4 November 2004, the IBP Board of Governors approved the Investigating Commissioner’s report with
modification.
Issue:
Whether the Respondent, a Government Officer and a Lawyer is liable thus must be Disbarred in the Practice of Law.
Held:
Yes, The court agree with the IBP Board of Governors that respondent should be severely sanctioned. We begin with the veritable fact
that lawyers in government service in the discharge of their official task have more restrictions than lawyers in private practice. Want
of moral integrity is to be more severely condemned in a lawyer who holds a responsible public office. Respondent’s act of asking
money from complainant in consideration of the latter’s pending application for visas is violative of Rule 1.01 of the Code of
Professional Responsibility, which prohibits members of the Bar from engaging or participating in any unlawful, dishonest, or
deceitful acts. Moreover, said acts constitute a breach of Rule 6.02 of the Code which bars lawyers in government service from
promoting their private interest. Promotion of private interest includes soliciting gifts or anything of monetary value in any transaction
requiring the approval of his office or which may be affected by the functions of his office. Respondent’s conduct in office betrays the
integrity and good moral character required from all lawyers, especially from one occupying a high public office. A lawyer in public
office is expected not only to refrain from any act or omission which might tend to lessen the trust and confidence of the citizenry in
government; he must also uphold the dignity of the legal profession at all times and observe a high standard of honesty and fair
dealing. Otherwise said, a lawyer in government service is a keeper of the public faith and is burdened with high degree of social
responsibility, perhaps higher than his brethren in private practice.
Case No. 25 - Ramos v. Imbang, A.C. No. 6788, August 23, 2007, 530 SCRA 759 (2007)
Facts :
This case is about the disbarment or Suspension against Atty. Jose. Imbang for multiple violations of the Code of Profess
ional Responsibility.
1992, Ramos sought the assistance of Atty. Imbang in filing civil and criminal actions against the spouses Roque and Elenita
Jovellanos. She gave Imbang P8, 500 as attorney's fees but the latter issued receipt for P5,000 only. Ramos tried to attend the
scheduled hearings of her cases against the Jovellanoses. Imbang never allowed her to enter the courtroom and always told
her to wait outside. He would then come out after several hours to inform her that the hearing had been cancelled and
rescheduled. This happened six times and for each “appearance” in court, respondent charged her P350.Ramos was
shocked to learn that Imbang never filed any case against the Jovellanoses and that he was in fact employed in the Public
Attorney's Office (PAO).
ISSUE:
Whether or not Atty. Imbang should be disbarred.
Held:
YES, as per SC’s decision Lawyers are expected to conduct themselves with honesty and integrity. More specifically,
lawyers in government service are expected to be more conscientious of their actuations as they are subject to public scrutiny.
They are not only members of the bar but also public servants who owe utmost fidelity to public service.
1. Code of Ethical Standards for Public Officials and Employees Section 7(b)(2) of the Code of Ethical Standards for Public Officials
and Employees provides Section 7. Prohibited Acts and Transactions. -- In addition to acts and omissions of public officials and
employees now prescribed in the Constitution and existing laws, the following constitute prohibited acts and transactions of
any public official and employee and are hereby declared unlawful (b) Outside employment and other activities related thereto, public
officials and employees during their incumbency shall not (1) Engage in the private practice of profession unless authorized by the
Constitution or law, provided that such practice will not conflict with their official function. In this instance, Imbang
received P5,000 from the complainant and issued a receipt on July 15, 1992 while he was still connected with the PAO.
Acceptance of money from a client establishes an attorney-client relationship.
Code of Professional Responsibility Canon 1 of the Code of Professional Responsibility provides:o CANON 1. — A LAWYER
SHALL UPHOLD THE CONSTITUTION,OBEY THE LAWS OF THE LAND AND PROMOTE RESPECTFOR THE
LAW AND LEGAL PROCESSES. Every lawyer is obligated to uphold the law. This undertaking includes the observance of the
above-mentioned prohibitions blatantly violated by Imbang when he accepted the complainant's cases and received
attorney's fees in consideration of his legal services. Consequently, Imbang's acceptance of the cases was also a breach of Rule
18.01 of the Code of Professional Responsibility because the prohibition on the private practice of profession
disqualified him from acting as Ramos' counsel.
- In re 1989 Elections of the IBP, B.M. No. 491, Oct. 6, 1989, 178 SCRA 398 (1989)
Facts: After the election of the national officers of the Integrated Bar of the Philippines (hereafter “IBP”) held on June 3, 1989, the
newly-elected officers were set to take the their oath of office before the Supreme Court en banc. However, disturbed by the
widespread reports from lawyers who had witnessed or participated in the proceedings and the adverse comments published in the
columns of some newspapers about the intensive electioneering and overspending by the candidates, led by the main protagonists for
the office of president of the association, namely, Attorneys Nereo Paculdo, Ramon Nisce, and Violeta C. Drilon, the alleged use of
government planes, and the officious intervention of certain public officials to influence the voting, all of which were done in violation
of the IBP By-Laws which prohibit such activities. The Supreme Court en banc, exercising its power of supervision over the
Integrated Bar, resolved to suspend the oath-taking of the IBP officers-elect and to inquire into the veracity of the reports.
The election process itself (i.e. the voting and the canvassing of votes on June 3, 1989) was unanimously adjudged by the participants
and observers to be above board. What the Court viewed with considerable concern was the reported electioneering and extravagance
that characterized the campaign conducted by the three candidates for president of the IBP.
The Court en banc formed a committee and total of forty-nine (49) witnesses appeared and testified in response to subpoenas issued
by the Court to shed light on the conduct of the elections.
- Fernandez v. Grecia, A.C. No. 3694, June 17, 1993, 223 SCRA 425 (1993)
In 1990, Linda Aves was admitted to St. Lukes Hospital. Among the doctors who treated her was Dr.Alberto Fernandez. She
was treated well hence she was sent home but then The next day she died togetherwith her unborn child. Damaso Aves,
husband, then filed a damage suit against the hospital and heimpleaded the attending doctors which included Fernandez. Aves
hired Atty. Benjamin Grecia to representhim.Grecia requested St. Luke to surrender before the court the medical records of
Linda Aves. St. Lukecomplied and the medical records were delivered to the Clerk of Court. In the morning of July 16,
1991,Grecia went to the office of the clerk of court to borrow the said medical records. While Grecia wasexamining the said
medical records, he tore in front of the Clerk and one office staff two pages from themedical records and then handed it back
to the Clerk. The Clerk was stunned as she watched Grecia walkaway. She then reported the incident to the judge. The judge
immediately took action and the torn pageswere eventually recovered as it turned out that Grecia handed the torn pages to
someone else.Grecia was then administratively charged by Dr. Fernandez. Apparently, Grecia has been disbarred
before.However, he was able to get to the good side of the Supreme Court hence he was reinstated to theprofession. ISSUE:
Whether or not Grecia should be disbarred again. HELD: Yes. Grecia violated the Code of Professional Responsibility. As a
lawyer, he should not engage inunlawful, dishonest, immoral and deceitful conduct. A lawyer shall at all times uphold the
integrity anddignity of the legal profession and support the activities of the Integrated Bar. A lawyer is an officer of thecourts;
he is “like the court itself, an instrument or agency to advance the ends of justice”. Considering thatthis is his second offense,
an incorrigible practitioner of “dirty tricks,” like Grecia would be ill-suited todischarge the role of “an instrument to advance
the ends of justice.” By descending to the level of acommon thief, respondent Grecia has demeaned and disgraced the legal
profession. He has demonstratedhis moral unfitness to continue as a member of the honorable fraternity of lawyers. He has
forfeited hismembership in the BAR.
- Santos Jr. v. Llamas, A.C. No. 4749, January 20, 2000, 322 SCRA 529 (2000)
FACTS:
Atty. Francisco Llamas was complained of not paying his IBP dues.He was also cited in the complaint as not paying his professional
tax or PTR as it was intermittently indicated in his pleadings filed in court. It was also an alleged falsity when he included his “IBP-
Rizal 259060” where in fact he was not in good standing. Petitioner cited that Atty. Llamas was dismissed as Pasay City Judge. But
later revealed that the decision was reversed and he was subsequently promoted as RTC Judge of Makati. He also had criminal case
involving estafabut was appealed pending in the Court of Appeals. In the numerous violations of the Code of Professional
Responsibility, he expressed willingness to settle the IBP dues and plea for a more temperate application of the law.
ISSUE:
Whether or not Atty. Llamas is guilty of violating the Code of Professional Responsibility.
HELD:
YES. Respondent was suspended from the practice of law for one (1) year, or until he has paid his IBP dues.
RATIO:
Even if he had “limited” practice of law, it does not relieve him of the duties such as payment of IBP dues. Rule 139-A provides:
Sec. 10. Effect of non-payment of dues. — Subject to the provisions of Section 12 of this Rule, default in the payment of annual dues
for six months shall warrant suspension of membership in the Integrated Bar, and default in such payment for one year shall be a
ground for the removal of the name of the delinquent member from the Roll of Attorneys.
Under the Code of Professional Responsibility:
Rule 1.01 — A lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
Rule 10.01 — A lawyer shall not do any falsehood, nor consent to the doing of any court; nor shall he mislead or allow the court to be
misled by any artifice.
- Letter of Atty. Cecilio Arevalo, B.M. No. 1370, May 9, 2005, 458 SCRA 209 (2005)
In his letter, dated 22 September 2004, petitioner sought exemption from payment of IBP dues in the amount of P12,035.00 as alleged
unpaid accountability for the years 1977-2005. He alleged that after being admitted to the Philippine Bar in 1961, he became part of
the Philippine Civil Service from July 1962 until 1986, then migrated to, and worked in, the USA in December 1986 until his
retirement in the year 2003. He maintained that he cannot be assessed IBP dues for the years that he was working in the Philippine
Civil Service since the Civil Service law prohibits the practice of one’s profession while in government service, and neither can he be
Issue:
whether or nor petitioner is entitled to exemption from payment of his dues during the time that he was inactive in the practice of law
Ruling:
The supreme court held that the payment of dues is a necessary consequence of membership in the IBP, of which no one is exempt.
This means that the compulsory nature of payment of dues subsists for as long as one’s membership in the IBP remains regardless of
the lack of practice of, or the type of practice, the member is engaged in.
There is nothing in the law or rules which allows exemption from payment of membership dues. At most, as correctly observed by the
IBP, he could have informed the Secretary of the Integrated Bar of his intention to stay abroad before he left. In such case, his
membership in the IBP could have been terminated and his obligation to pay dues could have been discontinued.
But we must here emphasize that the practice of law is not a property right but a mere privilege, and as such must bow to the inherent
regulatory power of the Court to exact compliance with the lawyer’s public responsibilities.
- Velez v. de Vera, A.C. No. 6697, B.M. No. 1227, A.M. No. 05-5-15-SC, July 25, 2006, 496 SCRA 345
(2006)
Facts: Complainant Zoilo Antonio Velez moved for the suspension and/or disbarment of respondent Atty. Leonard de Vera based on the
following grounds: 1) Atty. De Veras alleged misrepresentation in concealing the suspension order rendered against him by
the State Bar of California. 2) That the respondent, in appropriating for his own benefit funds due his client, was found to have
performed an act constituting moral turpitude by the Hearing Referee Bill Dozier, Hearing Department – San Francisco, State
Bar of California. Complainant alleged that the respondent was then forced to resign or surrender his license to practice law in
the said state in order to evade the recommended 3 year suspension. Atty. De Vera stated in his reply that the issues raised in
above-mentioned Complaint were the very issues raised in an earlier administrative case filed by the same complainant against
him. In fact, according to him, the said issues were already extensively discussed and categorically ruled upon by the SC in its
Decision in Dec. 11, 2005 (In Re: Petition to Disqualify Atty. Leonard De Vera). He prayed that the instant administrative
complaint be dismissed following the principle of res judicata. Complainant maintained that there is substantial evidence
showing respondent's moral baseness, vileness and depravity, which could be used as a basis for his disbarment. Complainant
stressed that the respondent never denied that he used his client's money. Complainant argued that the respondent failed to
present evidence that the SC of California accepted the latter's resignation and even if such was accepted, complainant posited
that this should not absolve the respondent from liability. Moreover, complainant added that the principle of res judicata
would not apply in the case at bar. He asserted that the first administrative case filed against the respondent was one for his
disqualification.
Issue: W/N ATTY. LEONARD S. DEVERA committed malpractice which amounted to moral turpitude in the State Bar of
California and should such be an applicable basis for a disbarment in the Philippines
Held:
Yes, there is substantial evidence of malpractice by Atty. De Vera. SC suspended him for 2 years.
Section 27 of Rule 138 of our Rules of Court states: Disbarment or suspension of attorneys by Supreme Court; grounds
therefor. – A member of the bar may be disbarred or suspended from his office as attorney by the Supreme Court for any
deceit, malpractice, or other gross misconduct in such office, grossly immoral conduct, or by reason of his conviction of a
crime involving moral turpitude, or for any violation of the oath which he is required to take before admission to practice, or
for a wilful disobedience of any lawful order of a superior court, or for corruptly or wilfully appearing as an attorney for a
party to a case without authority so to do. The practice of soliciting cases at law for the purpose of gain, either personally or
through paid agents or brokers, constitutes malpractice.
Atty. de Vera did not deny complainant's (Julius Willis) allegation in the latter's memorandum that he (de Vera) received
US$12,000.00 intended for his client and that he deposited said amount in his personal account and not in a separate trust
account and that, finally, he spent the amount for personal purposes. Atty. De Vera insists that Julius’ father authorized him to
use the money, and has repayed the full amount even before the administrative case was filed against him. However, aside
from these self-serving statements, the SC cannot find anywhere in the records of this case proof that indeed Atty. de Vera was
duly authorized to use the funds of his client.
Atty. de Vera cannot rely on the statement made by the hearing officer that the elder Willis had indeed testified that he
"expected de Vera might use the money for a few days" was not so much an acknowledgment of consent to the use by Atty. de
Vera of his client's funds as it was an acceptance of the probability that Atty. de Vera might, indeed, use his
client's funds, which by itself did not speak well of the character of Atty. de Vera or the way such character was perceived.
CANON 16. A LAWYER SHALL HOLD IN TRUST ALL MONEYS AND PROPERTIES OF HIS CLIENT THAT MAY
COME TO HIS POSSESSION. Rule 16.01. A lawyer shall account for all money or property collected or received for or from
the client. Rule 16.02. A lawyer shall keep the funds of each client separate and apart from his own and those of others kept by
him. Atty. De Vera’s actions caused dishonor, not only to himself but to the noble profession to which he belongs. For, it
cannot be denied that the respect of litigants to the profession is inexorably diminished whenever a member of the profession
betrays their trust and confidence.
7
e
Rule 7.01 – No False Statement
g
a
- In re Diao, A.C. No.244, March 29, 1963, 7 SCRA 475 (1963)
After successfully passing the corresponding examinations held in 1953, Telesforo A. Diao was admitted to the Bar.
About two years later, Severino Martinez charged him with having falsely represented in his application for such Bar examination,
that he had the requisite academic qualifications. The.matter was in due course referred to the Solicitor-General who caused the charge
to be investigated; and later he submitted a report recommending that Diao's name be erased from the roll of attorneys, because
contrary to the allegations in his petition for examination in this Court, he (Diao) had not completed, before taking up law subjects, the
required pre-legal education prescribed by the Department of Private Education, specially in the following particulars:
(a) Diao did not complete his high school training; and
(b) Diao never attended Quisumbing College, and never obtained his A.A. diploma therefrom which contradicts the credentials he had
submitted in support of his application for examination and of his allegation therein of successful completion of the "required pre-legal
education".
Answering this official report and complaint, Telesforo A. Diao, practically admits the first charge; but he claims that although he had
left high school in his third year, he entered the service of the U.S. Army passed the General Classification Test given therein, which
(according to him) is equivalent to a high school diploma, and upon his return to civilian life, the educational authorities considered
his army service as the equivalent of 3rd and 4th year high school.
We have serious doubts about the validity of this claim, what with respondent's failure to exhibit any certification to that effect (the
equivalence) by the proper school officiate However, it is urvneeesF?rv to dwel on thrs since the second charge is clearly meritorious.
Diao never, obtained his A.A.1 from Qiusumbing College; and yet his application for examination represented, him as an A.A.
graduate (1940-1941) of such college. Now, asserting he had obtained his A.A. title from the Arellano University in April 1949, he
says he was errorfpcuglv certified, due to confusion, as a (graduate of Quisumbing College, in his school records.
This explanation is not acceptable, for the reason that the "error" or "confusion" was. obviously of his own. making. Had his
application disclosed his having obtained A A. from Arellano University, it wculd also have disclosed that he got it in April 1019,
thereby showing that lie began his law studies (2nd semester of 1948-1949) °Lr months before obtaining his Associate in Arts degree
And then he would not have been nermitted if take the bar tests, because our Rules provide, and the applicant for the Bar examination
must affirm under oath, "That pieviors to the study of law, he had successfully and satisfactorily completed the required pre-legal
education
(A.A.) as prescribed by the Department of Private Education." (italics on "previous")
Plainly, therefore, Telesforo A. Diao was not qualified to take the bar examinations; but due to his false representations, he was
allowed to take it, luckily passed it, and was thereafter admitted to the Bar. Such admission having been obtained under false
pretenses must be, and is hereby revoked. The fact that he hurdled the Bar, examinations is immaterial. Passing such examination is
not the only qualification to become an attorney-at-law; taking the prescribed courses of legal study in the regular manner is eqstaMy
essential.
The Clerk is, therefore, ordered to strike from the roll of attorneys, the name of Telesforo A. Diao. And the latter is required to return
his lawyer's diploma within thirty days. So ordered,
Issue:
Whether or not the respondent violated the canons of the Code of Professional Responsibility (CPR).
Held:
By pretending to be the counsel of the complainant, the respondent violated Rule 1.01, Canon 1 of the CPR. For allowing the use of
petition with the forged signature of the complainant, the respondent violated Rule 7.03, Canon 7 and Rule 10.01, Canon 10 of the
CPR.
Other acts of the respondent that violated Rule 7.03, Canon 7 of the CPR are as follows: engaging in a scuffle inside court
chambers; openly doubting paternity of the complainant’s son; hurling incentives at a Clerk of Court; harassing occupants of a
property; using intemperate language; and engaging in an extramarital affair.
The Supreme Court fin the respondent guilty of violating the following provisions of the CPR: Rule 1.01, Canon 1; Rule 7.03,
Canon 7; Rule 10.01, Canon 10; and Canon 17. Violation against Rule 15.03, Canon 15 by the respondent was dismissed. The
respondent was disbarred and her name removed from the Roll of Attorneys.
- Zaguirre v. Castillo, A.C. No. 4921, March 6, 2003, 398 SCRA 659 (2003)
- Tan v. Sabandal, B.M. No. 44, February 24, 1992, 206 SCRA 473 (1992)
FACTS:Respondent Nicolas El. Sabandal passed the 1978 Bar Examinations but because of pending administrative complaints filed
against him regarding instances when he called himself “attorney” knowing full well that he was not yet admitted to the Bar, he was
not allowed to take the lawyer’s oath. Oppositor’s evidence sufficiently show that respondent had held himself out as an attorney in
the agrarian, civil and criminal cases and he was paid for his “legal services”
He then filed a petition to be admitted to the Philippine Bar and to be allowed to sign the Roll of Attorneys. In a resolution
promulgated on November 29, 1983 respondent petition was denied. Respondent asks for forgiveness, understanding and
benevolence and promises that, if given a chance to be a member of the Phil. Bar, he would always be faithful to the lawyer’s oath and
conduct himself in an upright manner.
HELD:Whether or not respondent shall be admitted to the Philippine Bar rests to a great extent in the sound discretion of the Court.
An applicant must satisfy the Court that he is a person of good moral character, fit and proper to practice law. Sabandal hereby
allowed to take the lawyer’s oath.
- Tapucar v. Tapucar, A.C. No. 4148, July 30, 1998, 293 SCRA 331 (1998)
In a letter-complaint dated November 22, 1993, complainant Remedios Ramirez Tapucar sought the disbarment of her husband, Atty.
Lauro L. Tapucar, on the ground of continuing grossly immoral conduct for cohabiting with a certain Elena (Helen) Peña under
scandalous circumstances.
Prior to this complaint, respondent was already administratively charged four times for conduct unbecoming an officer of the court. in
Administrative Matter No. 1740, resolved on April 11, 1980, respondent, at that time the Judge of Butuan City, was meted the penalty
of six months suspension without pay, while in Administrative Matter Nos. 1720, 1911 and 2300-CFI, which were consolidated, this
Court on January 31, 1981 ordered the separation from service of respondent.
Issue:
Ruling:
Yes.
Rule 1.01. A lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
Rule 7.03 A lawyer shall not engage in conduct that adversely reflects on his fitness to practice law, nor should he, whether in public
or private life, behave in a scandalous manner to the discredit of the legal profession.
A lawyer is expected at all times to uphold the integrity and dignity of the legal profession by faithfully performing his duties to
society, to the bar, to the courts and to his clients. Exacted from him, as a member of the profession charged with the responsibility to
stand as a shield in the defense of what is right, are such positive qualities of decency, truthfulness and responsibility that have been
compendiously described as “moral character.” To achieve such end, every lawyer needs to strive at all times to honor and maintain
the dignity of his profession, and thus improve not only the public regard for the Bar but also the administration of justice.
- Guevara v. Eala, A.C. No. 7136, August 1, 2007, 517 SCRA 600 (2007)
Facts: On March 4, 2002 a complaint of disbarment was filed before the Integrated Bar of the Philippines Committee on Bar
Discipline against Atty. Jose Emmanuel M. Eala a.k.a. Noli Eala for grossly immoral conduct and unmitigated violation of
the lawyer’s oath. In the Complaint, Guevarra first met the respondent in January 2000 when his then fiancée Irene Moje
introduced respondent to him as her friend who was married to Marianne Tantoco with whom he had three children.
After his marriage to Irene on October 7, 2000, Complainant noticed that from January to March 2001, Irene had been
receiving from respondent Cellphone calls, as well as messages some which read “I love you,” “I miss you,” or “Meet you at
Megamall.” He also noticed that Irene habitually went home very late at night or early in the morning of the following day,
and sometimes did not go home from work. When he asked her whereabouts, she replied that she slept at her parent’s house
in Binangonan, Rizal or she was busy with her work.
In February or March 2001, complainant saw Irene and Respondent together on two occasions. On the second occasion, he
confronted them following which Irene abandoned the conjugal house. On April 22, 2001 complainant went uninvited to
Irene’s birthday celebration at which he saw her and the respondent celebrating with her family and friends. Out of
embarrassment, anger and humiliation, he left the venue immediately. Following that incident, Irene went to the conjugal
house and hauled off all her personal belongings. Complainant later found a handwritten letter dated October 7, 2007, the day
of his wedding to Irene, Complainant soon saw respondent’s car and that of Irene constantly parked at No. 71-B11 Street,
New Manila where as he was later learn sometime in April 2001, Irene was already residing. He also learned still later that
when his friends saw Irene on about January 18, 2002 together with respondent during a concert, she was pregnant.
Issue: Whether Concubinage or Adulterous relationship, be the reason for the disbarment of Atty. Jose Emmanuel Eala.
Held: Lawyer’s oath stated that a lawyer should support the Constitution and obey the laws, Meaning he shall not make use
of deceit, malpractice, or other gross misconduct, grossly immoral conduct, or be convicted in any crime involving moral
turpitude. In the case at bar Atty. Eala was accused of Concubinage, under ART. 334 of the Revised Penal Code, “ Any
husband who shall keep a mistress in a conjugal dwelling, or, shall have sexual intercourse, under scandalous circumstances,
with a woman who is not his wife, or shall cohabit with her in any other place, shall be punished by prision correccional in its
minimum and medium period. Section 2 of ART. XV states that “Marriage, as an inviolable social institution, is the
foundation of the family and shall be protected by the state. Respondent’s grossly immoral conduct runs afoul of the
constitution and the laws, that he as a lawyer has sworn to uphold. Hence the court declared Atty. Jose Emmanul M. Eala
DISBARRED for grossly immoral conduct, violation of his oath of office, and violation of canon 1, Rule 1.01 and Canon 7,
Rule 7.03 of the Code of Professional Responsibility.
- Advincula v. Macabata, A.C. No. 7204, March 7, 2007, 517 SCRA 604 (2007)
FACTS:
Petitioner Advincula, a client of the respondent lawyer Atty. Macabata filed a disbarment case against the latter on the grounds of
gross immorality. The petitioner alleged that the respondent took advantage of his position as a lawyer by kissing her and lure her to
agree to have sexual relations with him.
ISSUE:
Whether or not respondent committed acts that are grossly immoral or which constitute serious moral depravity that would warrant his
disbarment or suspension from the practice of law.
HELD:
No. The Court perceived acts of kissing or beso-beso on the cheeks as mere gestures of friendship and camaraderie, forms of
greetings, casual and customary. The act of kissing by the respondent towards the complainant, even if considered offensive and
undesirable, cannot be considered grossly immoral.
Only those acts which cause loss of moral character should merit disbarment or suspension, while those acts which neither affect nor
erode the moral character of the lawyer should only justify a lesser sanction unless they are of such nature and to such extent as to
clearly show the lawyer’s unfitness to continue in the practice of law. The dubious character of the act charged as well as the
motivation which induced the lawyer to commit it must be clearly demonstrated before suspension or disbarment is meted out. The
mitigating or aggravating circumstances that attended the commission of the offense should also be considered.
The complaint for disbarment against respondent Atty. Ernesto Macabata, for alleged immorality, is hereby DISMISSED and hereby
reprimanded.
- Tiong v. Florendo, A.C. No. 4428, December 11, 2011, 662 SCRA 1 (2011)
Atty. George Florendo has been serving as the lawyer of spouses Elpidio and Ma. Elena Tiong. Elpidio, a US citizen is often
times away. For two years, he suspected that his wife and Atty. Florendo were having an affair. Finally in 1995, he was able
to listen to a telephone conversation where he heard Atty. Florendo mention amorous words to Ma. Elena. Atty. Florendo
confronted the two and both eventually admitted to their illicit relationship. Atty. Florendo and Ma. Elena then executed and
signed an affidavit, which was later notarized, stating that they admit of their illicit relationship; that they are seeking the
forgiveness of their respective spouse. Elpidio forgave Florendo and Ma. Elena. But nevertheless, Elpidio filed a disbarment
case against Florendo. Florendo said he can no longer be sanctioned because he was already pardoned. ISSUE: Whether or
not Atty. Florendo is correct. HELD: No. A petition for suspension or disbarment of a lawyer is a sui generis case. This class
of cases is meant to protect the public and the courts of undesirable members of the legal profession. As such, pardon by the
offended party of the act complained of does not operate to offset the ground for disbarment or suspension. Florendo’s act of
having an affair with his client’s wife manifested his disrespect for the laws on the sanctity of marriage and his own marital
vow of fidelity. It showed his utmost moral depravity and low regard for the ethics of his profession. He violated the trust
reposed upon him by his client (Canon 17, Code of Professional Responsibility). His illicit relationship with Ma. Elena
amounts to a disgraceful and grossly immoral conduct warranting disciplinary action. Section 27, Rule 138 of the Rules of
Court provides that an attorney may be disbarred or suspended from his office for any deceit, malpractice, or other gross
misconduct in office, grossly immoral conduct, among others. It cannot be also said, as he claims, that their relationship is
merely a moment of indiscretion considering that their affair went on for more than two years. Florendo was suspended for 6
months.
- Bugarin v. Espanol, G.R. No. 133090, January 19, 2001, 349 SCRA 687 (2001)
Facts:
The incident subject of the petition occurred during a hearing... for Annulment of Sale and Certificates of
Title... trial court issued an order... directing the Register of Deeds of the Province of Cavite to annotate at the back of certain
certificates of title a notice of lis... pendens.
Before the Register of Deeds of the Province of Cavite could comply with said order, the defendant Spouses Alvaran... filed a motion
to cancel lis pendens.
petitioner, the newly appointed counsel of Royal Bechtel Builders,... Inc., filed an opposition to the motion to cancel lis pendens.
motion to cancel lis pendens was granted by the court.
Petitioner filed a motion for reconsideration, which was opposed by the defendants.
During the hearing of this case, plaintiffs and counsel were present together
Atty. Rexie Efren Bugaring was making manifestation to the effect that he was... ready to mark his documentary evidence pursuant to
his Motion to cite (in contempt of court) the Deputy Register of Deeds of Cavite, Diosdado Concepcion.
The Court called the attention of said counsel who explained that he did not cause the appearance of the cameraman to take pictures,
however, he admitted that they came from a function, and that was the reason why the said cameraman was in tow with him and the
plaintiffs.
Notwithstanding the flimsy explanation given, the counsel sent out the cameraman after the Court took exception to the fact that
although the proceedings are open to the public and that it being a court of record, and since its permission was not sought, such
situation was an... abuse of discretion of the Court.
When the respondent, Deputy Register of Deeds Concepcion manifested that he needed the services of counsel and right then and
there appointed Atty. Elpidio Barzaga to represent him
Atty. Bugaring started to insist... that he be allowed to mark and present his documentary evidence in spite of the fact that Atty.
Barzaga was still manifesting that he be allowed to submit a written pleading for his client, considering that the Motion has so many
ramifications and the issues are... complicated.
At this point, Atty. Bugaring was insisting that he be allowed to mark his documentary evidence and was raring to argue as in fact he
was already perorating despite the fact that Atty. Barzaga has not yet finished with his manifestation.
While claiming that he was listening, he would speak up anytime he felt like doing so.
Thus, the Court declared him out of order, at which point, Atty. Bugaring flared up and uttered words insulting the Court; such as:
`that he knows better than the latter as he has won all his... cases of certiorari in the appellate Courts, that he knows better the Rules of
Court; that he was going to move for the inhibition of the Presiding Judge for allegedly being antagonistic to his client
Thus, in open court, Atty. Bugaring was declared in direct contempt and order the Court's sheriff to arrest and place him under
detention.
To clear his name in the legal circle and the general public, petitioner filed a petition before the Court of Appeals praying for the
annulment of the Order... citing him in direct contempt of court and the reimbursement of the fine
The Court of Appeals found that from a thorough reading of the transcript of stenographic notes... it was obvious that the petitioner
was indeed arrogant, at times impertinent, too argumentative, to the extent of being disrespectful,... annoying and sarcastic towards the
court.
Issues:
THE APPELLATE COURT COMMITTED A REVERSIBLE ERROR IN AFFIRMING THE ASSAILED ORDER OF THE TRIAL
COURT WHICH TO PETITIONER'S SUBMISSIONS SMACKS OF OPPRESSION AND ABUSE OF AUTHORITY, HENCE IT
COMMITTED A GRAVE ERROR OF LAW IN ITS QUESTIONED DECISION.
Ruling:
Petitioner insists that a careful examination of the transcript of stenographic notes of the subject proceedings would reveal that the
contempt order issued by respondent judge had no factual and legal basis.
It would also show that he was polite and respectful towards the court... as he always addressed the court with the phrase "your honor
please."
We disagree.
Section 1, Rule 71 of the Rules of Court
Direct contempt punished summarily. - A person guilty of misbehavior in the presence of or so near a court or judge as to obstruct or
interrupt the proceedings before the same, including disrespect toward the court or judge, offensive personalities toward... others, or
refusal to be sworn or to answer as a witness, or to subscribe an affidavit or deposition when lawfully required to do so, may be
summarily adjudged in contempt by such court or judge and punished by a fine not exceeding two thousand pesos or imprisonment
not... exceeding ten (10) days, or both, if it be a superior court, or a judge thereof, or by a fine not exceeding two hundred pesos or
imprisonment not exceeding one (1) day, or both, if it be an inferior court.
We agree with the statement of the Court of Appeals that petitioner's alleged deference to the trial court in consistently addressing the
respondent judge as "your Honor please" throughout the proceedings is belied by his behavior... threat to file a petition for certiorari
against the trial court... is contrary to Rule 11.03, Canon 11 of the Code of Professional Responsibility which mandates that "a lawyer
shall abstain from scandalous,... offensive or menacing language or behavior before the Courts".
hurled uncalled for accusation that the respondent judge was partial in favor of the other party... is against Rule 11.04, Canon 11 of the
Code of Professional Responsibility which enjoins lawyers from attributing to a... judge "motives not supported by the record or have
no materiality to the case".
behaving without due regard to the trial court's order to maintain order in the proceedings... is in utter disregard to Canon 1 of the
Canons of Professional Ethics which makes it a lawyer's duty to "maintain towards the... courts (1) respectful attitude" in order to
maintain its importance in the administration of justice, and Canon 11 of the Code of Professional Responsibility which mandates
lawyers to "observe and maintain the respect due to the Courts and to judicial officers and should insist... on similar conduct by
others".
behaving without due regard or deference to his fellow counsel who at the time he was making representations in behalf of the other
party, was rudely interrupted by the petitioner and was not allowed to further put a word in edgewise... is violative of Canon 8 of the
Code of Professional Responsibility and Canon 22 of the Canons of Professional Ethics which obliges a lawyer to conduct himself
with courtesy, fairness and candor toward his professional colleagues... refusal of the petitioner to allow the Registrar of Deeds of the
Province of Cavite, through counsel, to exercise his right to be heard... is against Section 1 of Article III, 1997 Constitution on the
right to due process of law, Canon 18 of the Canons of
Professional Ethics which mandates a lawyer to always treat an adverse witness "with fairness and due consideration," and Canon 12
of Code of Professional Responsibility which insists on a lawyer to "exert every effort and consider it his duty to assist in the speedy
and... efficient administration of justice."
The Court cannot therefore help but notice the sarcasm in the petitioner's use of the phrase "your honor please."
Indeed, the conduct of petitioner in persisting to have his documentary evidence marked to the extent of interrupting the opposing
counsel and the court showed disrespect to said counsel and the court, was defiant of the court's system for an orderly proceeding, and
obstructed... the administration of justice.
The power to punish for contempt is inherent in all courts and is essential to the preservation of order in judicial proceedings and to
the enforcement of judgments, orders, and mandates of the court, and consequently, to the due administration of... justice.
Hence, petitioner cannot claim that there was irregularity in the... actuation of respondent judge in issuing the contempt order inside
her chamber without giving the petitioner the opportunity to defend himself or make an immediate reconsideration.
Petitioner argued that while it might appear that he was carried by his emotions in espousing the case of his client - by persisting to
have his documentary evidence marked despite the respondent judge's contrary order - he did so in the honest belief that he was bound
to... protect the interest of his client to the best of his ability and with utmost diligence.
Although respondent judge was justified in citing petitioner in direct contempt of court, she erred in imposing a fine in the amount of
P3,000.00 which exceeded the ceiling of P2,000.00
WHEREFORE, the assailed Decision dated March 6, 1998 of the Court of Appeals is hereby AFFIRMED. The Regional Trial Court
of Cavite, Branch 90, Imus, Cavite is ordered to return to the petitioner, Rexie Efren A. Bugaring, the sum of P1,000.00 out of the
original fine of
P3,000.00.
- Reyes v. Chiong, A.C. No. 5148, July 1, 2003, 405 SCRA 212 (2003)
Atty. Reyes filed a case for disbarment against respondent Atty. Chiong because of the latter’s violation of Canon 8 of the
Code of Professional Responsibility dealing with the idea that lawyers should treat each other with courtesy, dignity and
civility. Chiong’s client did not appear upon the court when Prosecutor Salonga issued a subpoena for their preliminary
investigation, the Prosecutor filed a criminal complaint for estafa against said client. After which Chiong made an urgent
motion to quash the warrant concomitant with his filing for a civil complaint and collection for a sum of money and damages
against Atty. Reyes, Xu (the complainant’s client) and the Prosecutor. Upon their confrontation, no settlement was reached.
Chiong argues that there was no disrespect impleading Atty. Reyes as co-defendant in Civil Case No. 4884 and no basis to
conclude that the suit was groundless. He argues that he impleaded the Prosecutor because the criminal investigation had
irregularities due to the action of the Prosecutor to file estafa case despite the pendency for his client’s motion for an
opportunity to submit counter affidavit and evidence. ISSUE: Did respondent violate Canon 8 of the Code of Professional
Responsibility? HELD: Yes, it was recommended by the IBP that defendant’s purpose of filing for the collection suit with
damages was to be able to obtain leverage against the estafa case of his client. Clearly there was no need to implead
complainant and Prosecutor Salonga because they never had any participation in the business transactions between Pan and
Xu, clearly it was for the mere harassment of the two. Chiong was suspended for two (2) years from the practice of law and
was implemented immediatel
Inclusion of derogatory statements actuated by his giving vent to ill-feelings stated in the pleading is not covered by the absolute
immunity or privileged communication.
Atty. Ireneo L. Torres and Mrs. Natividad Celestino charged Atty. Jose Concepcion Javier for malpractice, gross misconduct in office
as an attorney and/or violation of the lawyer’s oath for employing statements and remarks on his pleadings which are false,
unsubstantiated, with malicious imputation, abusive, offensive and improper with the character of an attorney as a quasi-judicial
officer.
Atty. Javier professes that he was angry while he was preparing his pleadings considering that his wife was included to the burglary
exposed in the present case. Also, he invokes that those statements he made are privileged communication, it forming part of a judicial
proceeding.
ISSUE:
Whether or not Atty. Javier is administratively liable for the alleged offensive statements he made in his pleadings
HELD:
It is well entrenched in Philippine jurisprudence that for reasons of public policy, utterances made in the course of judicial
proceedings, including all kinds of pleadings, petitions and motions, are absolutely privileged so long as they are pertinent and
relevant to the subject inquiry, however false or malicious they may be. A matter, however, to which the privilege does not extend
must be so palpably wanting in relation to the subject matter of the controversy that no reasonable man can doubt its irrelevancy or
impropriety. That matter alleged in a pleading need not be in every case material to the issues presented by the pleadings. It must,
however, be legitimately related thereto, or so pertinent to the subject of the controversy that it may become the subject of inquiry in
the course of the trial.
Clearly, Atty. Javier’s primordial reason for the offensive remark stated in his pleadings was his emotional reaction in view of the fact
that herein Complainant was in a legal dispute with his wife. This excuse cannot be sustained; that the Atty. Javier is representing his
wife is not at all an excuse.
In keeping with the dignity of the legal profession, a lawyer’s language must be dignified and choice of language is important in the
preparation of pleadings. In the assertion of his client’s rights, a lawyer — even one gifted with superior intellect — is enjoined to rein
up his temper.
Thus, the inclusion of the derogatory statements by respondent was actuated by his giving vent to his ill-feelings towards Atty. Torres,
a purpose to which the mantle of absolute immunity does not extend.
On December 16, 2010, respondent Asalus Corporation (Asalus) received a Notice of Informal Conference from Revenue District
Office No. 47 of the Bureau of Internal Revenue (BIR). It was in connection with the investigation conducted by Revenue Officer
Fidel M. Bañares II on the Value-Added Tax transactions of Asalus for the taxable year 2007. Asalus filed its Letter-Reply, dated
December 29, 2010, questioning the basis of Bañares' computation for its VAT liability.
On January 10, 2011, petitioner Commissioner of Internal Revenue issued the Preliminary Assessment Notice finding Asalus liable
for deficiency VAT for 2007 in the aggregate amount of P413,378,058.11.
On August 26, 2011, Asalus received the Formal Assessment Notice stating that it was liable for deficiency VAT for 2007 in the total
amount of P95,681,988.64, inclusive of surcharge and interest. Consequently, it filed its protest against the FAN, dated September 6,
2011.
On October 16, 2012, Asalus received the Final Decision on Disputed Assessment showing VAT deficiency for 2007 in the aggregate
amount of P106,761,025.17, inclusive of surcharge and interest and P25,000.00 as compromise penalty. As a result, it filed a petition
for review before the CTA Division.
In its April 2, 2014 Decision, the CTA Division ruled that the VAT assessment issued on August 26, 2011 had prescribed and
consequently deemed invalid.
ISSUE:
WHETHER OR NOT the CTA erred in the decision and that the petition be granted in favor of the petitioner.
HELD:
The statement given by the CTA were correct in a way, and it was given due respect for they found it partly correct but, after a review
of the records and applicable laws and jurisprudence, the Court finds that the CTA erred in concluding that the assessment against
Asalus had prescribed. Internal revenue taxes shall be assessed within three years after the last day prescribed by law for the filing of
the return, or where the return is filed beyond the period, from the day the return was actually filed. Section 222 of the NIRC,
however, provides for exceptions to the general rule. It states that in the case of a false or fraudulent return with intent to evade tax or
of failure to file a return, the assessment may be made within ten years from the discovery of the falsity, fraud or omission.
In the oft-cited Aznar v. CTA, the Court compared a false return to a fraudulent return in relation to the applicable prescriptive periods
for assessments, to wit:
Petitioner argues that Sec. 332 of the NIRC does not apply because the taxpayer did not file false and fraudulent returns with intent to
evade tax, while respondent Commissioner of Internal Revenue insists contrariwise, with respondent Court of Tax Appeals concluding
that the very "substantial under declarations of income for six consecutive years eloquently demonstrate the falsity or fraudulence of
the income tax returns with an intent to evade the payment of tax."
WHEREFORE, petition is GRANTED. The July 30, 2015 Decision and the November 6, 2015 Resolution of the Court of Tax
Appeals En Banc are REVERSED and SET ASIDE. The case is ordered REMANDED to the Court of Tax Appeals for the
determination of the Value Added Tax liabilities of the Asalus Corporation.
Decision: Yes. Not being the counsel of record and there being no authorization from either the parties to represent them, Atty. Castro
has no right to impose his will on the clerk of court. Although the penalty should be tempered since Atty. Castro apologized and Atty.
Dallong-Galicinao accepted it. This is not to say that Atty. Castro should be absolved of his actuations. Atty. Castro is ordered fined in
the amount of P10,000.00 with a warning that any similar infractions shall be dealt with more severely.
Credit to:
- Alcantara v. Pefianco, A.C. No. 5398, December 3, 2002, 393 SCRA 247 (2002)
FACTS:
The complainant, Atty. Antonio A. Alcantara, is the incumbent District Public Attorney of the Public Attorney’s Office in San Jose,
Antique. On May 18, 2000, while Atty. Ramon Salvani III was conferring with a client in the Public Attorney’s Office (PAO), a
woman approached them. Complainant saw the woman in tears, whereupon he went to the group and suggested that Atty. Salvani talk
with her amicably as a hearing was taking place in another room. Respondent Atty. Mariano Pefianco stood up and shouted at Atty.
Salvani and his client. Complainant said he was surprised at respondent Pefianco’s outburst and asked him to cool off, but respondent
continued to fulminate at Atty. Salvani. As head of the Office, complainant approached respondent and asked him to take it easy and
leave Atty. Salvani to settle the matter. Respondent at first listened, but shortly after he again started shouting at and scolding Atty.
Salvani. This caused a commotion in the office.
Respondent later explained and said that he was moved by the plight of the woman whose husband had been murdered as she was
pleading for the settlement of her case because she needed the money.
ISSUE:
Whether or not Atty. Pefianco violated Canon 8 of the Code of Professional Responsibility.
HELD:
YES. Respondent was a imposed fine of P1,000.00.
RATIO:
Canon 8 of the Code of Professional Responsibility admonishes lawyers to conduct themselves with courtesy, fairness and candor
toward their fellow lawyers. Lawyers are duty bound to uphold the dignity of the legal profession. They must act honorably, fairly
and candidly toward each other and otherwise conduct themselves without reproach at all times.
Respondent ought to have realized that this sort of public behavior can only bring down the legal profession in the public estimation
and erode public respect for it. Whatever moral righteousness respondent had was negated by the way he chose to express his
indignation. An injustice cannot be righted by another injustice.
- Barandos, Jr. v. Ferrer, A.C. No. 5766, March 26, 2010, 616 SCRA 529 (2010)
FACTS: On January 11, 2001 complainant Atty. Bonifacio T. Barandon, Jr. filed a complaint-affidavit with the Integrated Bar of the
Philippines Commission on Bar Discipline (IBP-CBD) seeking the disbarment, suspension from the practice of law, or imposition of
appropriate disciplinary action against respondent Atty. Edwin Z. Ferrer, Sr. for filing a reply with opposition to motion to dismiss that
contained abusive, offensive and improper language which insinuated that Atty. Barandon presented a falsified document in court. The
said document purported to be a notarized document executed at a date when Atty. Barandon was not yet a lawyer.
Moreover, on December 19, 2000, Atty. Ferrer, evidently drunk, threatened Atty. Barandon saying, “Laban kung laban, patayan kung
patayan, kasama ang lahat ng pamilya. Wala na palang magaling na abogado sa Camarines Norte, angabogadonarito ay mga taga-
Camarines Sur, umuwina kayo sa Camarines Sur, hindi kayo taga-rito” at the Municipal Trial Court in Daet before the start of a
hearing.
The Court had warned Atty. Ferrer in his first disbarment case against repeating his unethical act; yet he faces a disbarment charge for
sexual harassment of an office secretary of the IBP Chapter in Camarines Norte; a related criminal case for acts of lasciviousness; and
criminal cases for libel and grave threats that Atty. Barandon filed against him.
On October 10, 2001 Investigating Commissioner Milagros V. San Juan of the IBP-CBD submitted to this Court a Report,
recommending the suspension for two years of Atty. Ferrer. The Investigating Commissioner found enough evidence on record to
prove Atty. Ferrer’s violation of Canons 8.01 and 7.03 of the Code of Professional Responsibility. He attributed to Atty. Barandon, as
counsel in Civil Case 7040, the falsification of the plaintiff’s affidavit despite the absence of evidence that the document had in fact
been falsified and that Atty. Barandon was a party to it. The Investigating Commissioner also found that Atty. Ferrer uttered the
threatening remarks imputed to him in the presence of other counsels, court personnel, and litigants before the start of hearing. On
June 29, 2002 the IBP Board of Governors passed Resolution adopting and approving the Investigating Commissioner’s
recommendation but reduced the penalty of suspension to only one year.
ISSUE: DID THE IBP BOARD OF GOVERNORS AND THE IBP INVESTIGATING COMMISSIONER ERR IN FINDING
RESPONDENT GUILTY OF THE CHARGES AGAINST HIM AND IF THE PENALTY IMPOSED WAS JUSTIFIED?
HELD: The Supreme Court examined the records of this case and finds no reason to disagree with the findings and recommendation
of the IBP Board of Governors and the Investigating Commissioner.
The practice of law is a privilege given to lawyers who meet the high standards of legal proficiency and morality. Any violation of
these standards exposes the lawyer to administrative liability.
Canon 8 of the Code of Professional Responsibility commands all lawyers to conduct themselves with courtesy, fairness and candor
towards their fellow lawyers and avoid harassing tactics against opposing counsel.
Atty. Ferrer’s actions do not measure up to this Canon. The evidence shows that he imputed to Atty. Barandon the falsification of an
affidavit without evidence that the document had indeed been falsified. Moreover, Atty. Ferrer could have aired his charge of
falsification in a proper forum and without using offensive and abusive language against a fellow lawyer. The Court has constantly
reminded lawyers to use dignified language in their pleadings despite the adversarial nature of our legal system.
Atty. Ferrer had likewise violated Canon 7 of the Code of Professional Responsibility which enjoins lawyers to uphold the dignity and
integrity of the legal profession at all times. Several disinterested persons confirmed Atty. Ferrer’s drunken invectives at Atty.
Barandon shortly before the start of a court hearing and Atty. Ferrer failed to show convincing evidence denying the said charge
against him.
All lawyers should take heed that they are licensed officers of the courts who are mandated to maintain the dignity of the legal
profession, hence they must conduct themselves honorably and fairly. Atty. Ferrer’s display of improper attitude, arrogance,
misbehavior, and misconduct in the performance of his duties both as a lawyer and officer of the court, before the public and the court,
was a patent transgression of the very ethics that lawyers are sworn to uphold. Consequently, the penalty of suspension of one from
the practice of law is deemed just and proper.
In 2002 and 2005, Maria Victoria G. Belo-Henares (“Complainant), director of Belo Medical Group corporation, performed cosmetic
surgery that allegedly harmed a patient. Thereafter, Roberto C. Guevarra (“Respondent),” a licensed attorney, brought criminal
complaints against the Complainant on behalf of the patient. During the criminal actions, the Respondent engaged in a series of
derogatory attacks directed at the Complainant and her company on social media. Through his personal Facebook profile, the
Respondent posted dozens of sexually-charged insulting and abusive statements intended to discredit the Complainant’s professional
reputation. The Respondent, who had some 2000 Facebook friends, threatened to “paralyze” the company, which at the time had 300
employees, and also threatened the Complainant with criminal conviction and sought to extort money from her.
In August 2013, the Commission on Bar Discipline (CBD), a branch of IBP, recommended that the Respondent be suspended from
practising law for one year. It rejected his argument that the complaint violated his constitutional right to privacy, asserting that his
remarks were only shared with his Facebook friends and did not include the Complainant. The Respondent also argued that the
disciplinary action was in violation of his right to freedom of expression. He denied that his remarks were vulgar and abusive and
were intended to inspire hatred towards the Complainant and her company and that he had attempted to extort money from her. He
further asserted that the Complainant was a public figure and was therefore a valid subject for fair comment.
The Board of Governors of the Bar adopted the IBP-CBD’s report and recommendation, following which the Respondent moved for
reconsideration, arguing that there was no specific act that could warrant a suspension of his law license. He also referred to a libel
action brought against him by an employee of the Complainant’s company, which had been dismissed for lack of jurisdiction. In
October 2015, the Board of Governors partially granted the Respondent’s motion, reducing his suspension to six months.
The Complainant later submitted her verified complaint to the Supreme Court of the Philippines.
Decision Overview
Associate Justice Estela Perlas-Bernabe delivered the opinion of the Supreme Court, with whom all four other presiding justices
concurred.
The main issue for the Court was whether or not the Respondent was administratively liable based on the Complainant’s allegations. It
first ruled that the Respondent’s defense of privacy in sharing his derogatory remarks on Facebook was “untenable.” The Court
explained that in order to claim a reasonable expectation of privacy on social media, and in this case, Facebook, “it is
first necessary that said user manifests the intention to keep certain posts private, through the employment of measures to prevent
access thereto or to limit its visibility.” [p. 9] And such intention “can materialize in cyberspace through the utilization of Facebook’s
privacy tools.” [p. 9] Here, the Court did not find any direct evidence that the Respondent had utilized any of the privacy tools or
features of Facebook that would ensure his remarks were only visible to himself and his circle of friends. The Court further reasoned
that even if the posts were only viewable by the Respondent’s friends, there was no assurance that they would be safeguarded within
the confines of privacy, in part because any Facebook friend of the Respondent could independently share the posts on their page.
“[R]estricting the privacy of one’s Facebook posts to “Friends” does not guarantee absolute protection from the prying eyes of another
user who does not belong to one’s circle of friends,” the Court concluded. [p. 10]
The Court also rejected the Respondent’s claim that the impugned remarks were within the exercise of his right to freedom of
expression. It reiterated that the constitutional freedom is not “absolute” and every person exercising the right is “obliged to act with
justice, give everyone his due, and observe honesty and good faith.” [p. 11] The Court also noted that the constitutional protection of
the right “may not be availed of to broadcast lies or half-truths, insult others, destroy their name or reputation or bring them into
disrepute” [p. 11] In this case, the Court found that the Facebook remarks “were ostensibly made with malice tending to insult and
tarnish the reputation of complainant and [her company].” [p. 11]
The Court further dismissed the Respondent’s justification that his remarks amounted to fair criticism of the Complainant as a public
figure. The Court said, “it is the cardinal condition of all criticism that it shall be bona fide, and shall not spill over the walls of
decency and propriety,” and in this case, the Respondent’s remarks breached the said walls.” [p. 12]
Based on the foregoing analysis, the Supreme Court of the Philippines found the Respondent “in complete and utter violation” of the
Code of Professional Responsibility. It accordingly imposed the original one-year suspension and “sternly warned” the Respondent
that he would face more severe consequences if he repeated the same or similar acts.
- Canlapan v. Balayo, A. C. No. 10605, 17 February 2016, 784 SCRA 135 (2016)
Complainant avers that at the mandatory conference held before Executive Labor Arbiter Jose C. Del Valle, Jr., in connection with a
money claim filed by complainant against the Boy Scouts of the Philippines - Mayon Albay Council (Mayon Council), respondent
arrogantly threw his arm toward the complainant while menacingly saying: "Maski sampulo pang abogado darhon mo, dai mo makua
ang gusto mo!" ("Even if you bring ten lawyers here, you will not get what you want!")
Complainant was allegedly taken aback and felt humiliated by respondent's actuation, which showed a blatant disrespect for the
elderly considering that respondent was much younger. The incident was witnessed by Higino M. Mata (Mata), First Vice Chair of the
Mayon Council, who executed an Affidavit, and employees of the National Labor Relations Commission, including the security
guard.
Complainant never imagined that, in his twilight years and in his quest for justice, he would be publicly humiliated by a young lawyer
actively participating in the conference, who was neither a party to the labor case nor was authorized by the Mayon Council to appear
on its behalf.
Respondent avers that he has assisted Fajut in several cases. In addition, Fajut also consulted respondent on the legality of ordinances
and resolutions submitted to his office as a member of the Sangguniang Bayan of Malinao, Albay. When Fajut was elected Chair of
the Mayon Council, he asked respondent to help him on legal matters concerning his new role.
Issue: WON respondent was improper and violated the Code of Professional Responsibility.
Held:
As servants of the law, lawyers must be model citizens and set the example of obedience to law. The practice of law is a privilege
bestowed on lawyers who meet high standards of legal proficiency and morality. Canon 1 of the Code of Professional Responsibility
expresses the lawyer's fundamental duty to "uphold the Constitution, obey the laws of the land and promote respect for law"
Respondent's display of improper attitude and arrogance toward an elderly constitute conduct unbecoming of a member of the legal
profession and cannot be tolerated by this court.
Respondent also violated Canon 7 of the Code of Professional Responsibility, which enjoins lawyers to uphold the dignity and
integrity of the legal profession at all times. Rule 7.03 provides:
Rule 7.03 — A lawyer shall not engage in conduct that adversely reflect on his fitness to practice law, nor shall he, whether in public
or private life behave in scandalous manner to the discredit of the legal profession.
Furthermore, Rule 8.01 of Canon 8 requires a lawyer to employ respectful and restrained language in keeping with the dignity of the
legal profession.42 Although the remark was allegedly made in response to undue provocation and pestering on the part of
complainant, respondent should have exercised restraint. Notwithstanding his personal opinion on the merits of complainant's claims,
it was improper for respondent to state that even if complainant brought 10 (or as many) lawyers as he wanted, he would not prosper
in his claims against the Mayon Council. Careless remarks such as this tend to create and promote distrust in the administration of
justice, undermine the people's confidence in the legal profession, and erode public respect for it. "Things done cannot be undone and
words uttered cannot be taken back."
Feelings between litigants may exist, but they should not be allowed to influence counsels in their conduct and demeanor towards each
other or towards suitors in the case. As officers of the court and members of the bar, lawyers are expected to be always above
reproach. They cannot indulge in offensive personalities. They should always be temperate, patient, and courteous both in speech and
conduct, not only towards the court but also towards adverse parties and witnesses.
Respondent Judge Dela Rosa explained in his Comment that he had issued the November 23, 2015 Resolution because, after studying
the records, he discovered that Complainants caused much of the delay in the proceedings. [15]
Respondent Judge Dela Rosa then enumerated in his Comment the instances wherein Complainants caused the delay in the
proceedings in the Libel Cases:
1. While the warrant of arrest for Mabasa was issued on May 28, 2009, it was only one (1) year and four (4) months after or on
September 28, 2010 that Mabasa was detained; [16]
3. The arraignment and pre-trial of the cases were reset after then Presiding Judge Marcelino L. Sayo, Jr. (Judge Sayo) issued an
Order dated April 6, 2011, which indicated that Mabasa, through counsel, moved that the scheduled arraignment and pre-trial
be reset in order "for the parties to settle the civil aspect of these cases"; [18]
4. The counsel of Mabasa filed an Urgent Motion for Deferment dated June 9, 2011 requesting again for the re-scheduling of
the arraignment and pre-trial;[19]
5. The pre-trial of the case was again rescheduled in an Order dated August 24, 2011 by the lower court due to the absence of
Mabasa's co-accused, Johnson L. Eleazar; [20]
6. Mabasa filed a Motion to Quash dated October 11, 2011, citing the court's lack of jurisdiction; [21]
7. The lower court, in an Order dated June 27, 2012, rescheduled again the arraignment and pre-trial, citing the absence of the
private prosecutor, Mabasa and his counsel; [22]
8. Judge Sayo thereafter issued an Order dated November 28, 2012, directing the issuance of warrants of arrest against Mabasa
and co-accused Gloria Galuno due to their continued non-appearance in court; [23]
9. In an Order dated December 12, 2012, Judge Sayo lifted the warrants of arrest against Mabasa and his other co-accused in the
Libel Cases after their counsel admitted that their non-appearance in the previous hearing was due to the fault of their
counsel's law Office.[24]
10. The hearing of the case on June 30, 2014 was rescheduled after Mabasa moved for the resetting of the case due to the absence
of his counsel;[25]
11. In an Order by Judge Disalo dated August 11, 2014, counsel for Mabasa was absent again. Mabasa was finally arraigned after
the court appointed one of the lawyers from the Public Attorney's Office as counsel de oficio for Mabasa;[26]
12. The Commissioner's Report dated September 23, 2014 stated that the preliminary conference failed to push through due to
the absence of Mabasa and his counsel; [27] and
13. The initial date of the presentation of the prosecution evidence was set on April 13, 2015 by the branch clerk of court.
Notably, the cases against Mabasa would be dismissed on the same day.[28]
Respondent Judge DelaRosa emphasized that the day the Libel Cases were dismissed, i.e., on April 13, 2015, was actually the date set
for the first actual trial of the cases. He stressed that the delay of almost five (5) years in the subject cases was attributable more to
Mabasa than anyone else.[29]
Respondent Judge Dela Rosa claimed that the November 23, 2015 Resolution was issued in good faith and after evaluation of the
evidence submitted by each party. He denied that the same was motivated by bad faith, ill will, fraud, dishonesty, corruption or
caprice. In fact, Respondent Judge issued this as a matter of fairness — that is, to give the private complainants in the Libel Cases an
opportunity to pursue against Mabasa and his co-accused the civil aspect of the Libel Cases. [30]
Finally, respondent Judge Dela Rosa stressed how the filing of this administrative complaint against him — on January 6, 2017, or
after he had already reversed the November 23, 2015 Resolution through his June 20, 2016 Resolution — is pure harassment. [31]
OCA Report and Recommendation
In a Report and Recommendation[32] dated June 28, 2017, the OCA recommended that the administrative complaint against Judge Dela
Rosa be dismissed for lack of merit.
After considering the allegations in the Complaint and respondent Judge Dela Rosa's Comment, the OCA found that in the absence of
any proof that respondent Judge Dela Rosa was ill-motivated in issuing the November 23, 2015 Order and that he had, in fact, issued
his June 20, 2016 Resolution reversing himself, the charge of gross ignorance of the law should be dismissed.
The OCA ratiocinated as follows:
The main issue in this administrative complaint is rooted in respondent Judge's issuance of the Order dated 23 November 201[5],
reversing the previous one dismissing the criminal cases on the ground of violation of the right of the accused to speedy
trial. Respondent Judge has already admitted that be made a mistake in issuing the said order as this would have constituted a
violation of the right of the accused against double jeopardy. To rectify his error, he granted the motion for reconsideration
filed by the accused.
Although not without exceptions, it is settled that the function of a motion for reconsideration is to point out to the court the error that
it may have committed and to give it a chance to correct itself. In "Republic of the Philippines v. Abdulwahab A. Bayao, et al."[33], the
Court explains the general rule that the purpose of a motion for reconsideration is to grant an opportunity for the court to rectify any
actual or perceived error attributed to it by re-examination of the legal and factual circumstances of the case. The wisdom of this rule
is to expedite the resolution of the issues of the case at the level of the trial court so it can take a harder look at the records to come up
with a more informed decision on the case.[34] (Emphasis supplied)
The OCA found that the records of the case show that respondent Judge Dela Rosa admitted that he had erred in issuing the November
23, 2015 Order, but that he had rectified such mistake. [35] The OCA held that this is precisely why our judicial system has remedies for
both the party-litigants and the court to avail of if need be. [36] The OCA asserted that it would be absurd to still hold respondent Judge
Dela Rosa liable despite his rectification through his June 20, 2016 Resolution.[37]
As to the referral by respondent Judge Dela Rosa to the IBP of Atty. Causing's act of posting matters pertaining to the pending
criminal case on the internet, the OCA disagreed with Atty. Causing's argument that respondent Judge Dela Rosa should have first
required him to show cause for having done so.[38] The OCA explained that respondent Judge Dela Rosa cannot just exercise his
contempt powers on a whim, if not haphazardly, if he believes that he has other remedies to resort to, just like in this case. [39]
The Court's Ruling
In view of the foregoing, the Court hereby adopts and approves the findings of facts and conclusions of law in the above-mentioned
OCA Report and Recommendation.
Gross ignorance of the law is the disregard of basic rules and settled jurisprudence. [40] A judge may also be administratively liable if
shown to have been motivated by bad faith, fraud, dishonesty or corruption in ignoring, contradicting or failing to apply settled law
and jurisprudence.[41]
The Court however has also ruled that "not every error or mistake of a judge in the performance of his official duties renders him
liable."[42]
For liability to attach for ignorance of the law, the assailed order, decision or actuation of the judge in the performance of official
duties must not only be found erroneous but, most importantly, it must also be established that he was moved by bad faith, dishonesty,
hatred, or some other like motive. As a matter of policy, in the absence of fraud, dishonesty or corruption, the acts of a judge in his
judicial capacity are not subject to disciplinary action even though such acts are erroneous. [43]
The Court agrees with the OCA that it would be absurd to hold respondent Judge Dela Rosa liable for his November 23, 2015 Order
when he had himself rectified this in his subsequent June 20, 2016 Order. To rule otherwise would be to render judicial office
untenable, for no one called upon to try the facts or interpret the law in the process of administering justice can be infallible in his
judgment.[44] To hold otherwise "would be nothing short of harassing judges to take the fantastic and impossible oath of rendering
infallible judgments."[45]
Furthermore, nothing in the records of the case suggests that respondent Judge Dela Rosa was motivated by bad faith, fraud,
corruption, dishonesty or egregious error in rendering his decision. Other than their bare assertions, Complainants failed to
substantiate their allegations with competent proof. Bad faith cannot be presumed [46] and this Court cannot conclude bad faith
intervened when none was actually proven.[47]
The Court likewise finds no merit in Complainants' allegation that respondent Judge Dela Rosa should have first required Atty.
Causing to show cause for his act of posting matters pertaining to the pending criminal case on the internet. The Court agrees with the
OCA that respondent Judge Dela Rosa's act of referring the matter to the IBP, an independent tribunal who exercises disciplinary
powers over lawyers, was a prudent and proper action to take for a trial court judge. The Court has explained, in the case of Lorenzo
Shipping Corporation v. Distribution Management Association of the Philippines,[48] that judges' power to punish contempt must be
exercised judiciously and sparingly, not for retaliation or vindictiveness, viz.:
x x x [T]he power to punish for contempt of court is exercised on the preservative and not on the vindictive principle, and only
occasionally should a court invoke its inherent power in order to retain that respect without which the administration of justice must
falter or fail. As judges[,] we ought to exercise our power to punish contempt judiciously and sparingly, with utmost restraint, and
with the end in view of utilizing the power for the correction and preservation of the dignity of the Court, not for retaliation or
vindictiveness.[49]
In fine, the administrative charge against respondent Judge Dela Rosa should be, as it is hereby, dismissed.
WHEREFORE, the instant administrative complaint against respondent Presiding Judge Jose Lorenzo R. Dela Rosa, Regional Trial
Court, Branch 4, Manila is hereby DISMISSED for lack of merit.
SO ORDERED.
- Spouses Suarez v. Salazar, G.R. No. 139281, September 29, 1999, 315 SCRA 502 (1999) - Aguirre v.
Rana, B.M. No. 1036, June 10, 2003, 403 SCRA 342 (2003)
FACTS: Respondent Edwin L. Rana was among those who passed the 2000 Bar Examinations.
Respondent, while not yet a lawyer, appeared as counsel for a candidate in the May 2001 elections before
the Municipal Board of Election Canvassers of Mandaon, Masbate and filed with the MBEC a pleading
dated 19 May 2001 entitled Formal Objection to the Inclusion in the Canvassing of Votes in some
Precincts for the Office of Vice-Mayor. In this pleading, respondent represented himself as "counsel for
and in behalf of Vice Mayoralty Candidate, George Bunan," and signed the pleading as counsel for George
Bunan. Furthermore, respondent also signed as counsel for Emily Estipona-Hao on 19 May 2001 in the
petition filed before the MBEC praying for the proclamation of Estipona-Hao as the winning candidate for
mayor of Mandaon, Masbate. On 21 May 2001, one day before the scheduled mass oath-taking of
successful bar examinees as members of the Philippine Bar, complainant Donna Marie Aguirre filed
against respondent a Petition for Denial of Admission to the Bar. On 22 May 2001, respondent was
allowed to take the lawyer’s oath but was disallowed from signing the Roll of Attorneys until he is cleared
of the charges against him. ISSUE: Whether or not respondent shall be denied Admission to the Bar.
RULING: Respondent was engaged in the practice of law when he appeared in the proceedings before the
MBEC and filed various pleadings, without license to do so. Evidence clearly supports the charge of
unauthorized practice of law. Respondent called himself "counsel" knowing fully well that he was not a
member of the Bar. Having held himself out as "counsel" knowing that he had no authority to practice law,
respondent has shown moral unfitness to be a member of the Philippine Bar. The right to practice law is
not a natural or constitutional right but is a privilege. It is limited to persons of good moral character with
special qualifications duly ascertained and certified. The exercise of this privilege presupposes possession
of integrity, legal knowledge, educational attainment, and even public trust since a lawyer is an officer of
the court. A bar candidate does not acquire the right to practice law simply by passing the bar
examinations. The practice of law is a privilege that can be withheld even from one who has passed the bar
examinations, if the person seeking admission had practiced law without a license. True, respondent here
passed the 2000 Bar Examinations and took the lawyer’s oath. However, it is the signing in the Roll of
Attorneys that finally makes one a full-fledged lawyer. The fact that respondent passed the bar
examinations is immaterial. Passing the bar is not the only qualification to become an attorney-at-law.
Respondent should know that two essential requisites for becoming a lawyer
still had to be performed, namely: his lawyer’s oath to be administered by this Court and his signature in
the Roll of Attorneys.
- Alawi v. Alauya, A.M. No. SDC-97-2-P, February 24, 1997, 268 SCRA 639 (1997)
Ashary Alauya transacted with Sophia Alawi to avail of a contract for the purchase of one housing unit from EB Villarosa &
Partner Co. Ltd., a real estate and housing company. Shortly thereafter Alauya wrote to the company expressing his intent to
render the contract void ab initio.
Several correspondences ensued, all of which were signed by Alauya as ATTY. ASHARY M. ALAUYA. Alauya is a
member of the Sharia Bar and for that matter he is a counselor-at-law. Alauya claims that he does not use the title of
counselor-at-law for fear of being mistaken as a local legislator, i.e. councilor. Hence, he affixed the title of attorney before
his name.
Alawi filed a verified complaint against Alauya, alleging, among others, that Alawi usurped the title of an attorney which is
reserved only for the members of the Philippine Bar.
Issue:
Whether or not Alauya's membership in the Sharia Bar endows him the title of an attorney
Held:
No. Alauya is hereby reprimanded for usurping the title of an attorney reserved for those who, having obtained the necessary
degree in the study of law and had successfully passed the bar examinations, have been admitted ti the Integrated Bar of the
Philippines and remain members thereof in good standing.
Persons who passed the Sharia Bar are not full-fledged members of the Bar and may only practice law before a
Sharia Court, Alauya's disinclination to use the title of counselor-at-law does not warrant his use of the title of an attorney.
Exception: Rules of Court, Rule 138-A (Law Student Practice Rule)
The Supreme Court en banc, on June 25, 2019, adopted and promulgated A.M. No. 19-03-24-SC Rule 138-A Law Student Practice,
otherwise known as the Revised Law Student Practice Rule (Revised Rule). The Revised Rule is an amendment to the existing
provisions of Rule 138-A of the Rules of Court. A salient feature of the Revised Rule is that a law student must now be certified to be
able to engage in the limited practice of law.
Pursuant to the provisions of Section 5(5), Article VIII of the 1987 Constitution, the Supreme Court used its power to adopt and
promulgate rules concerning legal assistance to the underprivileged through the amendment of the provisions of Rule 138-A. This
amendment ensures access to justice of the marginalized sectors, enhances learning opportunities of law students by instilling in them
the value of legal professional social responsibility, and to prepare them for the practice of law. The Supreme Court also addressed the
need to institutionalize clinical legal education program in all law schools in order to enhance, improve, and streamline law student
practice, and regulate their limited practice of law. The Revised Rule is now more comprehensive with 14 sections and shall take effect
at the start of the Academic Year 2020-2021 following its publication in two newspapers of general circulation.
Under Section 3 of the Revised Rule, a law student shall apply for and secure a Level 1 or 2 Certification, as the case may be, in order
to be permitted to engage in any of the activities under the Clinical Legal Education Program of a law school. The basic distinction
between the two levels involve the minimum academic requirement the law student has successfully completed: for Level 1
Certification – first-year law courses, while for Level 2 Certification – third-year law courses.
Section 4 enumerates the practice areas for law student practitioners for both Level 1 and 2 Certifications. Section 5 itemizes the
certification application requirements, which include a duly-accomplished application form under oath in three copies accompanied by
proof of payment of the necessary legal and filing fees. It also distinguishes where each level certification is valid. Level 1 is valid
before all courts, quasi-judicial and administrative bodies within the judicial region where the law school is located, whereas Level 2
is valid before all courts, quasi-judicial and administrative bodies.
Once the law student is certified, the certificate number must be used in signing briefs, pleadings, letters, and other similar documents
produced under the direction of a supervising lawyer. (Section 7) The law student shall also take the Law Student Practitioner’s
Oath, a modified lawyer’s oath, under Section 8 before engaging in the limited practice of law.
The duties of law student practitioners, law schools, and supervising lawyers are also enumerated in Sections 6, 9, and 11 respectively.
The Revised Rule also enumerates in Section 13 acts considered as unauthorized practice of lawas well as the corresponding sanctions,
without prejudice to existing laws, rules, regulations, and circulars. It stresses that “unauthorized practice of law shall be a ground for
revocation of the law student practitioner’s certification and/or disqualification for a law student from taking the bar examinations for
a period to be determined by the Supreme Court.”
ISSUE:
Whether or not Atty. Cristal-Tenorio violated the Code of Professional Responsibility.
HELD:
YES. Respondent was suspended from the practice of law for six (6) months.
RATIO:
A lawyer who allows a non-member of the Bar to misrepresent himself as a lawyer and to practice law is guilty of violating Canon 9
and Rule 9.01 of the Code of Professional Responsibility, which read as follows:
Canon 9 – A lawyer shall not directly or indirectly assist in the unauthorized practice of law.
Rule 9.01 – A lawyer shall not delegate to any unqualified person the performance of any task which by law may only be performed by
a member of the Bar in good standing.
The lawyer’s duty to prevent, or at the very least not to assist in, the unauthorized practice of law is founded on public interest and
policy. Public policy requires that the practice of law be limited to those individuals found duly qualified in education and character.
The Union, through Atty. Benjamin C. Pineda, filed an urgent motion with the Ministry of Labor and Employment (MOLE)
requesting for authority to sell and dispose of the property. Union President Amado Lopez, in a letter, informed J.C. Espinas and
Associates that the general membership of the said Union had authorized a 20% contingent fee for the law firm based on whatever
amount would be awarded the Union.
Atty. Jose C. Espinas, (the original counsel) established the award of 897 workers' claim. When Atty. Pineda appeared for the Union
in these cases, still an associate of the law firm, his appearance carried the firm name B.C. Pineda and Associates," giving the
impression that he was the principal lawyer in these cases.
Atty. Pineda joined the law firm of Atty. Espinas in 1965 when these cases were pending resolution. He always held office in the
firm's place at Puyat Building, except in 1966 to 1967 when he transferred to the Lakas ng Manggagawa Offices. During this one-year
stint at the latter office, Atty. Pineda continued handling the case with the arrangement that he would report the developments to the
Espinas firm. When he rejoined the law firm in 1968, he continued working on these cases and using the Puyat Building office as his
address in the pleadings.
When Atty. Pineda rejoined the Espinas firm in 1968, he did not reveal to his partners (he was made the most senior partner) that he
had a retainer's contract. He stayed with the law firm until 1974 and still did not divulge the 1967 retainer's contract. Only the officers
of the Union knew of the contract.
The alleged retainer's contract between Atty. Pineda and the Union appears anomalous and even illegal as well as unethical
considering that-
1. The contract was executed only between Atty. Pineda and the officers of the Union chosen by about 125 members only. It was not a
contract with the general membership.
2. The contingent fee of 30% for those who were still working with Halili Transit and the 45% fee for those who were no longer
working worked to the prejudice of the latter group who should and were entitled to more benefits. Thus, too, when the alleged
retainer's contract was executed in 1967, the Halili Transit had already stopped operations in Metro Manila. By then, Atty. Pineda
knew that all the workers would be out of work which would mean that the 45% contingent fee would apply to all.
3. The contract which retroactively took effect on January 1, 1966, was executed when Atty. Espinas was still handling the appeal of
Halili Transit in the main case before the Supreme Court.
4. When Atty. Pineda filed his motion for approval of his attorney's lien with Arbiter Valenzuela on February 8, 1983, he did not
attach the retainer's contract.
5. The retainer's contract was not even notarized.
A prospective buyer, the Manila Memorial Park Cemetery, Inc. objected in view of PD 1529 which requires no less than an order from
a court of competent jurisdiction as authority to sell property in trust.
Atty. Pineda, without authority from the Supreme Court but relying on the earlier authority given him by the Ministry of Labor, filed
another urgent motion, praying that the Union be authorized to sell the lot. The sale was finally consummated, resulting in the
execution of an escrow agreement.
When Atty. Jose C. Espinas (herein movant and alleged original counsel for the Union) learned of the sale and apportionment of the
proceeds from past Union president Amado Lopez, he requested Labor Arbiter Raymundo Valenzuela to allow him to look into the
records of the case. The latter, however, told him that the records of the case were missing. Thereupon, Atty. Espinas requested
Director Pascual Reyes of the NLRC to locate the records.
Issue:
a.Whether or not Atty. Pineda and Arbiter Valenzuela should be held in contempt.
Held:
a. YES. Contempt of court is a defiance of the authority, justice or dignity of the court; such conduct as tends to bring the authority
and administration of the law into disrespect or to interfere with or prejudice parties litigant or their witnesses during litigation.
The power to punish for contempt is inherent in all courts and is essential to the preservation of order in judicial proceedings and to
the enforcement of judgments, orders, and mandates of the court, and consequently, to the due administration of justice.
In the Slade Perkins case, "the exercise of the power to punish contempt has a twofold aspect, namely (1) the proper punishment of the
guilty party for his disrespect to the court or its order; and (2) to compel his performance of some act or duty required of him by the
court which he refuses to perform. Due to this twofold aspect of the exercise of the power to punish them, contempts are classified as
civil or criminal.
A civil contempt is the failure to do something ordered to be done by a court or a judge for the benefit of the opposing party therein.
A criminal contempt, is conduct directed against the authority and dignity of a court or of a judge, as in unlawfully assailing or
discrediting the authority or dignity of the court or judge, or in doing a duly forbidden act.
b. YES. Under Section 27 of Rule 138 of the Revised Rules of Court which provides:
Sec. 27. Attorneys removed or suspended by Supreme Court on what grounds.—A member of the bar may be removed or suspended
from his office as attorney by the Supreme Court for any deceit, malpractice, or other gross misconduct in such office, grossly
immoral conduct, or by reason of his conviction of a crime involving moral turpitude, or for any violation of the oath which he is
required to take before admission to practice, or for a willful disobedience of any lawful order of a superior court, or for corrupt or
willfully appearing as an attorney for a party to a case without authority so to do. The practice of soliciting cases at law for the purpose
of gain, either personally or through paid agents or brokers, constitutes malpractice.
The Court may suspend or disbar a lawyer for any conduct on his part showing his unfitness for the confidence and trust which
characterize the attorney and client relations, and the practice of law before the courts, or showing such a lack of personal honesty or
of good moral character as to render him unworthy of public confidence.
In the case, the expeditious manner by which Arbiter Valenzuela granted Atty. Pineda's motion for such authority to sell the property
make the entire transaction dubious and irregular.
Significantly Atty. Pineda's act of filing a motion praying for authority to sell was by itself an admission on his part that he did not
possess the authority to sell the property. He could not and did not even wait for valid authority but instead previously obtained the
same from the labor arbiter whom he knew was not empowered to so authorize.
The 45% attorney's lien on the award of those union members who were no longer working and the 30% lien on the benefits of those
who were still working as provided for in the alleged retainer's contract are also very exorbitant and unconscionable.
*Atty. Pineda is found guilty of indirect contempt of court for which he is sentenced to imprisonment and directed to show cause why
he should not be disbarred.
- Lijuaico v. Terrado, A.C. No. 6317, August 31, 2006, 500 SCRA 301 (2006)
On February 13, 2004, an administrative complaint [1] was filed by complainant Luzviminda C. Lijauco against respondent Atty.
Rogelio P. Terrado for gross misconduct, malpractice and conduct unbecoming of an officer of the court when he neglected a legal
matter entrusted to him despite receipt of payment representing attorney's fees.
According to the complainant, she engaged the services of respondent sometime in January 2001 for P70,000.00 to assist in recovering
her deposit with Planters Development Bank, Buendia, Makati branch in the amount of P180,000.00 and the release of her foreclosed
house and lot located in Calamba, Laguna. The property identified as Lot No. 408-C-2 and registered as TCT No. T-402119 in the
name of said bank is the subject of a petition for the issuance of a writ of possession then pending before the Regional Trial Court of
Binan, Laguna, Branch 24 docketed as LRC Case No. B-2610.
Complainant alleged that respondent failed to appear before the trial court in the hearing for the issuance of the Writ of Possession and
did not protect her interests in the Compromise Agreement which she subsequently entered into to end LRC Case No. B-2610. [2]
Respondent denied the accusations against him. He averred that the P70,000.00 he received from complainant was payment for legal
services for the recovery of the deposit with Planters Development Bank and did not include LRC Case No. B-2610 pending before
the Regional Trial Court of Biñan, Laguna.
The complaint was referred[3] to the Integrated Bar of the Philippines (IBP) for investigation, report and recommendation. On
September 21, 2005, the Investigating Commissioner submitted his report finding respondent guilty of violating Rules 1.01 and 9.02
of the Code of Professional Responsibility which provide:
Rule 1.01 A lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
Rule 9.02 A lawyer shall not divide or stipulate to divide a fee for legal services with persons not licensed to practice law, except:
a) Where there is a pre-existing agreement with a partner or associate that, upon the latter's death, money shall be paid over a
reasonable period of time to his estate or to the persons specified in the agreement; or
c) Where a lawyer or law firm includes non-lawyer employees in a retirement plan, even if the plan is based in whole or in part, on a
profit-sharing arrangement.
In finding the respondent guilty of violating Rules 1.01 and 9.02 of the Code of Professional Responsibility, the Investigating
Commissioner opined that:
In disbarment proceedings, the burden of proof rests upon the complainant. To be made the suspension or disbarment of a lawyer, the
charge against him must be established by convincing proof. The record must disclose as free from doubt a case which compels the
exercise by the Supreme Court of its disciplinary powers. The dubious character of the act done as well as of the motivation thereof
must be clearly demonstrated. x x x.
In the instant scenario, despite the strong protestation of respondent that the Php70,000.00 legal fees is purely and solely for the
recovery of the Php180,000.00 savings account of complainant subsequent acts and events say otherwise, to wit:
1.) The Php70,000.00 legal fees for the recovery of a Php180,000.00 savings deposit is too high;
2.) Respondent actively acted as complainant's lawyer to effectuate the compromise agreement.
By openly admitting he divided the Php70,000.00 to other individuals as commission/referral fees respondent violated Rule 9.02,
Canon 9 of the Code of Professional Responsibility which provides that a lawyer shall not divide or stipulate to divide a fee for legal
services with persons not licensed to practice law. Worst, by luring complainant to participate in a compromise agreement with a false
and misleading assurance that complainant can still recover after Three (3) years her foreclosed property respondent violated Rule
1.01, Canon 1 of the Code of Professional Responsibility which says a lawyer shall not engage in unlawful, dishonest, immoral or
deceitful conduct.[4]
The Investigating Commissioner thus recommended:
WHEREFORE, finding respondent responsible for aforestated violations to protect the public and the legal profession from his kind, it
is recommended that he be suspended for Six (6) months with a stern warning that similar acts in the future will be severely dealt with.
[5]
The IBP Board of Governors adopted the recommendation of the investigating commissioner. [6]
The practice of law is a privilege bestowed on those who show that they possessed and continue to possess the legal qualifications for
it. Indeed, lawyers are expected to maintain at all times a high standard of legal proficiency and morality, including honesty, integrity
and fair dealing. They must perform their fourfold duty to society, the legal profession, the courts and their clients, in accordance with
the values and norms of the legal profession as embodied in the Code of Professional Responsibility. [7]
Lawyers are prohibited from engaging in unlawful, dishonest, immoral or deceitful conduct [8] and are mandated to serve their clients
with competence and diligence. [9] They shall not neglect a legal matter entrusted to them, and this negligence in connection therewith
shall render them liable.[10]
Respondent's claim that the attorney's fee pertains only to the recovery of complainant's savings deposit from Planter's Development
Bank cannot be sustained. Records show that he acted as complainant's counsel in the drafting of the compromise agreement between
the latter and the bank relative to LRC Case No. B-2610. Respondent admitted that he explained the contents of the agreement to
complainant before the latter affixed her signature. Moreover, the Investigating Commissioner observed that the fee of P70,000.00 for
legal assistance in the recovery of the deposit amounting to P180,000.00 is unreasonable. A lawyer shall charge only fair and
reasonable fees.[11]
Respondent's disregard for his client's interests is evident in the iniquitous stipulations in the compromise agreement where the
complainant conceded the validity of the foreclosure of her property; that the redemption period has already expired thus consolidating
ownership in the bank, and that she releases her claims against it. [12] As found by the Investigating Commissioner, complainant agreed
to these concessions because respondent misled her to believe that she could still redeem the property after three years from the
foreclosure. The duty of a lawyer to safeguard his client's interests commences from his retainer until his discharge from the case or
the final disposition of the subject matter of litigation. Acceptance of money from a client establishes an attorney-client relationship
and gives rise to the duty of fidelity to the client's cause. The canons of the legal profession require that once an attorney agrees to
handle a case, he should undertake the task with zeal, care and utmost devotion. [13]
Respondent's admission[14] that he divided the legal fees with two other people as a referral fee does not release him from liability. A
lawyer shall not divide or stipulate to divide a fee for legal services with persons not licensed to practice law, except in certain cases.
[15]
Under Section 27, Rule 138 of the Rules of Court, a member of the Bar may be disbarred or suspended on the following grounds: 1)
deceit; 2) malpractice, or other gross misconduct in office; 3) grossly immoral conduct; 4) conviction of a crime involving moral
turpitude; 5) violation of the lawyer's oath; 6) willful disobedience to any lawful order of a superior court; and 7) willfully appearing
as an attorney for a party without authority.
In Santos v. Lazaro[16] and Dalisay v. Mauricio, Jr.,[17] we held that Rule 18.03 of the Code of Professional Responsibility is a basic
postulate in legal ethics. When a lawyer takes a client's cause, he covenants that he will exercise due diligence in protecting his rights.
The failure to exercise that degree of vigilance and attention makes such lawyer unworthy of the trust reposed in him by his client and
makes him answerable not just to his client but also to the legal profession, the courts and society.
A lawyer should give adequate attention, care and time to his client's case. Once he agrees to handle a case, he should undertake the
task with dedication and care. If he fails in this duty, he is not true to his oath as a lawyer. Thus, a lawyer should accept only as much
cases as he can efficiently handle in order to sufficiently protect his clients' interests. It is not enough that a lawyer possesses the
qualification to handle the legal matter; he must also give adequate attention to his legal work. Utmost fidelity is demanded once
counsel agrees to take the cudgels for his client's cause. [18]
In view of the foregoing, we find that suspension from the practice of law for six months is warranted. In addition, he is directed to
return to complainant the amount he received by way of legal fees pursuant to existing jurisprudence. [19]
WHEREFORE, Atty. Rogelio P. Terrado is found GUILTY of violating Rules 1.01, 9.02, 18.02 and 20.01 of the Code of Professional
Responsibility. He is SUSPENDED from the practice of law for six (6) months effective from notice, and STERNLY WARNED that
any similar infraction will be dealt with more severely. He is further ordered to RETURN, within thirty (30) days from notice, the sum
of P70,000.00 to complainant Luzviminda C. Lijauco and to submit to this Court proof of his compliance within three (3) days
therefrom.
Let copies of this Decision be entered in the record of respondent and served on the IBP, as well as on the Court Administrator who
shall circulate it to all courts for their information and guidance.
SO ORDERED.